0001144204-19-029782.txt : 20190604 0001144204-19-029782.hdr.sgml : 20190604 20190604191912 ACCESSION NUMBER: 0001144204-19-029782 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190603 FILED AS OF DATE: 20190604 DATE AS OF CHANGE: 20190604 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fine Alan CENTRAL INDEX KEY: 0001567466 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34044 FILM NUMBER: 19878199 MAIL ADDRESS: STREET 1: 11101 W 120TH AVENUE, SUITE 200 CITY: BROOMFIELD STATE: CO ZIP: 80021 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Real Goods Solar, Inc. CENTRAL INDEX KEY: 0001425565 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION SPECIAL TRADE CONTRACTORS [1700] IRS NUMBER: 261851813 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 110 16TH STREET, 3RD FLOOR CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 303-222-3600 MAIL ADDRESS: STREET 1: 110 16TH STREET, 3RD FLOOR CITY: DENVER STATE: CO ZIP: 80202 4 1 tv523091_4.xml OWNERSHIP DOCUMENT X0306 4 2019-06-03 0 0001425565 Real Goods Solar, Inc. RGSE 0001567466 Fine Alan C/O REAL GOODS SOLAR, INC., 110 16TH STREET, SUITE 300 DENVER CO 80202 0 1 0 0 CFO Employee Stock Option 0.23 2019-06-03 4 A 0 15000 0 A 2026-06-03 Class A Common Stock 15000 105008 D 8.3% of the options vest in quarterly installments on the last day of each calender quarter, beginning on June 30, 2019 and ending on March 31, 2022 when the options become fully vested. /s/ Alan Fine 2019-06-04