0001144204-19-013125.txt : 20190308 0001144204-19-013125.hdr.sgml : 20190308 20190308195157 ACCESSION NUMBER: 0001144204-19-013125 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180621 FILED AS OF DATE: 20190308 DATE AS OF CHANGE: 20190308 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Scott Robert Lee CENTRAL INDEX KEY: 0001552651 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34044 FILM NUMBER: 19670616 MAIL ADDRESS: STREET 1: 9132 E HARVARD AVENUE CITY: DENVER STATE: CO ZIP: 80231 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Real Goods Solar, Inc. CENTRAL INDEX KEY: 0001425565 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION SPECIAL TRADE CONTRACTORS [1700] IRS NUMBER: 261851813 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 110 16TH STREET, 3RD FLOOR CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 303-222-3600 MAIL ADDRESS: STREET 1: 110 16TH STREET, 3RD FLOOR CITY: DENVER STATE: CO ZIP: 80202 4 1 tv515883_4.xml OWNERSHIP DOCUMENT X0306 4 2018-06-21 0 0001425565 Real Goods Solar, Inc. RGSE 0001552651 Scott Robert Lee C/O REAL GOODS SOLAR, INC. 110 16TH STREET, SUITE 300 DENVER CO 80202 1 0 0 0 Employee Stock Option 1.08 2018-06-21 4 A 0 45000 0 A 2025-06-21 Class A Common Stock 45000 45008 D Employee Stock Option 0.32 2018-10-15 4 A 0 5000 0 A 2025-10-15 Class A Common Stock 5000 50008 D 8.3% of the options vest in quarterly installments on the last day of each calendar quarter, beginning on June 30, 2018 and ending on March 31, 2021 when the options become fully vested. 8.3% of the options vest in quarterly installments on the last day of each calendar quarter, beginning on December 31, 2018 and ending on September 30, 2021 when the options become fully vested. /s/ Robert Lee Scott 2019-03-08