0001104659-20-109887.txt : 20200929 0001104659-20-109887.hdr.sgml : 20200929 20200929165747 ACCESSION NUMBER: 0001104659-20-109887 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200925 FILED AS OF DATE: 20200929 DATE AS OF CHANGE: 20200929 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Carroll John CENTRAL INDEX KEY: 0001425518 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38880 FILM NUMBER: 201209546 MAIL ADDRESS: STREET 1: C/O THE HAIN CELESTIAL GROUP, INC. STREET 2: 1111 MARCUS AVENUE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Act II Global LLC CENTRAL INDEX KEY: 0001753650 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38880 FILM NUMBER: 201209547 BUSINESS ADDRESS: STREET 1: 1345 AVENUE OF THE AMERICAS 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10105 BUSINESS PHONE: 9103226193 MAIL ADDRESS: STREET 1: 1345 AVENUE OF THE AMERICAS 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Whole Earth Brands, Inc. CENTRAL INDEX KEY: 0001753706 STANDARD INDUSTRIAL CLASSIFICATION: SUGAR & CONFECTIONERY PRODUCTS [2060] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 125 S. WACKER DRIVE STREET 2: SUITE 3150 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 312.8403005 MAIL ADDRESS: STREET 1: 125 S. WACKER DRIVE STREET 2: SUITE 3150 CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: Act II Global Acquisition Corp. DATE OF NAME CHANGE: 20190321 FORMER COMPANY: FORMER CONFORMED NAME: ELLENOFF GROSSMAN & SCHOLE DATE OF NAME CHANGE: 20190321 FORMER COMPANY: FORMER CONFORMED NAME: Act II Global Acquisition Corp. DATE OF NAME CHANGE: 20180920 4 1 tm2031961d2_4.xml OWNERSHIP DOCUMENT X0306 4 2020-09-25 0 0001753706 Whole Earth Brands, Inc. FREE 0001425518 Carroll John C/O WHOLE EARTH BRANDS, INC. 125 S. WACKER DRIVE, SUITE 3150 CHICAGO IL 60606 0 0 1 1 Former CEO and Director 0001753650 Act II Global LLC C/O WHOLE EARTH BRANDS, INC. 125 S. WACKER DRIVE, SUITE 3150 CHICAGO IL 60606 0 0 1 0 Common Stock 2020-09-25 4 J 0 156000 0 A 156000 D Common Stock 2020-09-25 4 J 0 4500000 0 D 0 I See footnote On September 25, 2020, Act II Global LLC (the "Sponsor") dissolved and transferred an aggregate of 4,500,000 shares previously held by the Sponsor to the Sponsor's individual members, of which 156,000 shares were transferred to John Carroll. The securities were held by the Sponsor and indirectly by Mr. Carroll, who was the managing member of the Sponsor prior to the Sponsor's dissolution. Mr. Carroll disclaimed beneficial ownership of such securities except to the extent of his pecuniary interest therein. /s/ John Carroll 2020-09-29 /s/ John Carroll as Managing Member of Act II Global LLC 2020-09-29