0001628280-21-000360.txt : 20210111 0001628280-21-000360.hdr.sgml : 20210111 20210111165857 ACCESSION NUMBER: 0001628280-21-000360 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210107 FILED AS OF DATE: 20210111 DATE AS OF CHANGE: 20210111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hughes Duane CENTRAL INDEX KEY: 0001685081 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37673 FILM NUMBER: 21521425 MAIL ADDRESS: STREET 1: C/O WORKHORSE GROUP INC. STREET 2: 100 COMMERCE DRIVE CITY: LOVELAND STATE: OH ZIP: 45140 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Workhorse Group Inc. CENTRAL INDEX KEY: 0001425287 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLES & PASSENGER CAR BODIES [3711] IRS NUMBER: 261394771 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 COMMERCE DRIVE CITY: LOVELAND STATE: OH ZIP: 45140 BUSINESS PHONE: 513-360-4704 MAIL ADDRESS: STREET 1: 100 COMMERCE DRIVE CITY: LOVELAND STATE: OH ZIP: 45140 FORMER COMPANY: FORMER CONFORMED NAME: AMP Holding Inc. DATE OF NAME CHANGE: 20100525 FORMER COMPANY: FORMER CONFORMED NAME: Title Starts Online, Inc. DATE OF NAME CHANGE: 20080128 4 1 wf-form4_161040232316809.xml FORM 4 X0306 4 2021-01-07 0 0001425287 Workhorse Group Inc. WKHS 0001685081 Hughes Duane C/O WORKHORSE GROUP INC. 100 COMMERCE DRIVE LOVELAND OH 45140 1 1 0 0 CEO and President Common Stock, $0.001 par value per share 2021-01-08 4 F 0 18515 19.18 D 320085 D Common Stock, $0.001 par value per share 2021-01-07 4 S 0 100000 25 D 338600 D Common Stock, $0.001 par value per share 2021-01-07 4 M 0 100000 5.28 A 438600 D Stock Options 5.28 2021-01-07 4 M 0 100000 5.28 D 2017-06-30 2027-05-19 Common Stock, $0.001 par value per share 100000.0 250000 D Stock Options 0.97 2019-03-31 2024-02-04 Common Stock, $0.001 par value per share 925000.0 925000 D Stock Options 0.97 2019-02-04 2024-02-04 Common Stock, $0.001 par value per share 50000.0 50000 D Represents shares of common stock relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on December 31, 2020. The sales reported on this Form 4 were effected pursuant to a Rule 10b-5 trading plan. /s/ Duane Hughes 2021-01-11