0001628280-20-012938.txt : 20200820
0001628280-20-012938.hdr.sgml : 20200820
20200820170214
ACCESSION NUMBER: 0001628280-20-012938
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200818
FILED AS OF DATE: 20200820
DATE AS OF CHANGE: 20200820
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Samuels H. Benjamin
CENTRAL INDEX KEY: 0001661669
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37673
FILM NUMBER: 201120717
MAIL ADDRESS:
STREET 1: C/O WORKHORSE GROUP INC.
STREET 2: 100 COMMERCE DRIVE
CITY: LOVELAND
STATE: OH
ZIP: 45140
FORMER NAME:
FORMER CONFORMED NAME: Samuels Benjamin H.
DATE OF NAME CHANGE: 20151222
FORMER NAME:
FORMER CONFORMED NAME: Samules H. Benjamin
DATE OF NAME CHANGE: 20151222
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Workhorse Group Inc.
CENTRAL INDEX KEY: 0001425287
STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLES & PASSENGER CAR BODIES [3711]
IRS NUMBER: 261394771
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 100 COMMERCE DRIVE
CITY: LOVELAND
STATE: OH
ZIP: 45140
BUSINESS PHONE: 513-360-4704
MAIL ADDRESS:
STREET 1: 100 COMMERCE DRIVE
CITY: LOVELAND
STATE: OH
ZIP: 45140
FORMER COMPANY:
FORMER CONFORMED NAME: AMP Holding Inc.
DATE OF NAME CHANGE: 20100525
FORMER COMPANY:
FORMER CONFORMED NAME: Title Starts Online, Inc.
DATE OF NAME CHANGE: 20080128
4
1
wf-form4_159795731877487.xml
FORM 4
X0306
4
2020-08-18
0
0001425287
Workhorse Group Inc.
WKHS
0001661669
Samuels H. Benjamin
C/O WORKHORSE GROUP INC.,
100 COMMERCE DRIVE
LOVELAND
OH
45140
1
0
0
0
Common Stock, $0.001 par value per share
2020-08-20
4
X
0
95254
5.28
A
645419
I
See Footnote
Common Stock, $0.001 par value per share
2020-08-20
4
X
0
285071
5.28
A
550165
I
See Footnote
Common Stock, $0.001 par value per share
2020-08-18
4
S
0
300000
16.54
D
265094
I
See Footnote
Common Stock, $0.001 par value per share
2020-08-18
4
S
0
100000
16.62
D
565094
I
See Footnote
Common Stock, $0.001 par value per share
2020-08-18
4
S
0
100000
16.80
D
665094
I
See Footnote
Common Stock, $0.001 par value per share
533701
D
Common Stock, $0.001 par value per share
420964
I
See Footnote
Common Stock Purchase Warrant
5.28
2020-08-20
4
X
0
95254
5.28
D
2015-11-09
2020-11-07
Common Stock, $0.001 par value per share
95254.0
0
I
See Footnote
Common Stock Purchase Warrant
5.28
2020-08-20
4
X
0
285071
5.28
D
2015-11-09
2020-11-07
Common Stock, $0.001 par value per share
285071.0
0
I
See Footnote
Stock Options
7.21
2016-08-16
2021-08-15
Common Stock, $0.001 par value per share
10000.0
10000
D
Stock Options
7.01
2015-12-17
2020-12-17
Common Stock, $0.001 par value per share
50000.0
50000
D
The securities are held by the Samuels 2012 Children's Trust UAD 10/28/12. H. Benjamin Samuels, a director of Workhorse Group Inc., is a trustee and beneficiary of Samuels 2012 Children's Trust UAD 10/28/12.
The shares of common stock are held by the Marci Rosenberg 2012 Family Trust. Marci Rosenberg is the trustee of such trust. Mrs. Rosenberg is the wife of H. Benjamin Samuels, a director of Workhorse Group Inc.
/s/ H. Benjamin Samuels
2020-08-20