0001628280-20-012938.txt : 20200820 0001628280-20-012938.hdr.sgml : 20200820 20200820170214 ACCESSION NUMBER: 0001628280-20-012938 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200818 FILED AS OF DATE: 20200820 DATE AS OF CHANGE: 20200820 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Samuels H. Benjamin CENTRAL INDEX KEY: 0001661669 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37673 FILM NUMBER: 201120717 MAIL ADDRESS: STREET 1: C/O WORKHORSE GROUP INC. STREET 2: 100 COMMERCE DRIVE CITY: LOVELAND STATE: OH ZIP: 45140 FORMER NAME: FORMER CONFORMED NAME: Samuels Benjamin H. DATE OF NAME CHANGE: 20151222 FORMER NAME: FORMER CONFORMED NAME: Samules H. Benjamin DATE OF NAME CHANGE: 20151222 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Workhorse Group Inc. CENTRAL INDEX KEY: 0001425287 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLES & PASSENGER CAR BODIES [3711] IRS NUMBER: 261394771 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 COMMERCE DRIVE CITY: LOVELAND STATE: OH ZIP: 45140 BUSINESS PHONE: 513-360-4704 MAIL ADDRESS: STREET 1: 100 COMMERCE DRIVE CITY: LOVELAND STATE: OH ZIP: 45140 FORMER COMPANY: FORMER CONFORMED NAME: AMP Holding Inc. DATE OF NAME CHANGE: 20100525 FORMER COMPANY: FORMER CONFORMED NAME: Title Starts Online, Inc. DATE OF NAME CHANGE: 20080128 4 1 wf-form4_159795731877487.xml FORM 4 X0306 4 2020-08-18 0 0001425287 Workhorse Group Inc. WKHS 0001661669 Samuels H. Benjamin C/O WORKHORSE GROUP INC., 100 COMMERCE DRIVE LOVELAND OH 45140 1 0 0 0 Common Stock, $0.001 par value per share 2020-08-20 4 X 0 95254 5.28 A 645419 I See Footnote Common Stock, $0.001 par value per share 2020-08-20 4 X 0 285071 5.28 A 550165 I See Footnote Common Stock, $0.001 par value per share 2020-08-18 4 S 0 300000 16.54 D 265094 I See Footnote Common Stock, $0.001 par value per share 2020-08-18 4 S 0 100000 16.62 D 565094 I See Footnote Common Stock, $0.001 par value per share 2020-08-18 4 S 0 100000 16.80 D 665094 I See Footnote Common Stock, $0.001 par value per share 533701 D Common Stock, $0.001 par value per share 420964 I See Footnote Common Stock Purchase Warrant 5.28 2020-08-20 4 X 0 95254 5.28 D 2015-11-09 2020-11-07 Common Stock, $0.001 par value per share 95254.0 0 I See Footnote Common Stock Purchase Warrant 5.28 2020-08-20 4 X 0 285071 5.28 D 2015-11-09 2020-11-07 Common Stock, $0.001 par value per share 285071.0 0 I See Footnote Stock Options 7.21 2016-08-16 2021-08-15 Common Stock, $0.001 par value per share 10000.0 10000 D Stock Options 7.01 2015-12-17 2020-12-17 Common Stock, $0.001 par value per share 50000.0 50000 D The securities are held by the Samuels 2012 Children's Trust UAD 10/28/12. H. Benjamin Samuels, a director of Workhorse Group Inc., is a trustee and beneficiary of Samuels 2012 Children's Trust UAD 10/28/12. The shares of common stock are held by the Marci Rosenberg 2012 Family Trust. Marci Rosenberg is the trustee of such trust. Mrs. Rosenberg is the wife of H. Benjamin Samuels, a director of Workhorse Group Inc. /s/ H. Benjamin Samuels 2020-08-20