0001628280-20-008412.txt : 20200526 0001628280-20-008412.hdr.sgml : 20200526 20200526164556 ACCESSION NUMBER: 0001628280-20-008412 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200521 FILED AS OF DATE: 20200526 DATE AS OF CHANGE: 20200526 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hughes Duane CENTRAL INDEX KEY: 0001685081 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37673 FILM NUMBER: 20911317 MAIL ADDRESS: STREET 1: C/O WORKHORSE GROUP INC. STREET 2: 100 COMMERCE DRIVE CITY: LOVELAND STATE: OH ZIP: 45140 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Workhorse Group Inc. CENTRAL INDEX KEY: 0001425287 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLES & PASSENGER CAR BODIES [3711] IRS NUMBER: 261394771 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 COMMERCE DRIVE CITY: LOVELAND STATE: OH ZIP: 45140 BUSINESS PHONE: 513-360-4704 MAIL ADDRESS: STREET 1: 100 COMMERCE DRIVE CITY: LOVELAND STATE: OH ZIP: 45140 FORMER COMPANY: FORMER CONFORMED NAME: AMP Holding Inc. DATE OF NAME CHANGE: 20100525 FORMER COMPANY: FORMER CONFORMED NAME: Title Starts Online, Inc. DATE OF NAME CHANGE: 20080128 4 1 wf-form4_159052593910647.xml FORM 4 X0306 4 2020-05-21 0 0001425287 Workhorse Group Inc. WKHS 0001685081 Hughes Duane C/O WORKHORSE GROUP INC. 100 COMMERCE DRIVE LOVELAND OH 45140 1 1 0 0 CEO and President Common Stock, $0.001 par value per share 2020-05-21 4 A 0 179245 2.65 A 418289 D Stock Options 0.97 2019-03-31 2024-02-04 Common Stock, $0.001 par value per share 1000000.0 1000000 D Stock Options 0.97 2019-02-04 2024-02-04 Common Stock, $0.001 par value per share 50000.0 50000 D Stock Options 5.28 2017-06-30 2027-05-19 Common Stock, $0.001 par value per share 400000.0 400000 D Stock Options 7.21 2016-08-16 2021-08-16 Common Stock, $0.001 par value per share 22000.0 22000 D Stock Options 4.99 2016-02-03 2021-02-03 Common Stock, $0.001 par value per share 25000.0 25000 D Stock Options 1.75 2015-08-03 2020-08-03 Common Stock, $0.001 par value per share 20000.0 20000 D Represents shares of common stock granted under a Restricted Stock Award Agreement vesting in equal amounts over a three year period in six month intervals. The options vested in full on November 6, 2019. Options shall become exercisable in twelve (12) equal quarterly installments of 83,333 commencing on March 31, 2019. 5,500 of the options vested on August 16, 2016 and an additional 5,500 will vest every six months thereafter. Workhorse Group Inc. granted stock options exercisable at $5.28 per share to Mr. Hughes to acquire 400,000 shares of common stock of the Company which are exercisable for a period of ten years. The Stock Options vest in 16 equal quarterly tranches of 25,000 shares commencing June 30, 2017. /s/ Duane Hughes 2020-05-26