0001213900-20-017160.txt : 20200710
0001213900-20-017160.hdr.sgml : 20200710
20200710105626
ACCESSION NUMBER: 0001213900-20-017160
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180430
FILED AS OF DATE: 20200710
DATE AS OF CHANGE: 20200710
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LUKENS JOSEPH THEODORE JR
CENTRAL INDEX KEY: 0001607972
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37673
FILM NUMBER: 201022317
MAIL ADDRESS:
STREET 1: 2558 WESTERN ROW RD
CITY: MAINEVILLE
STATE: OH
ZIP: 45039
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Workhorse Group Inc.
CENTRAL INDEX KEY: 0001425287
STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLES & PASSENGER CAR BODIES [3711]
IRS NUMBER: 261394771
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 100 COMMERCE DRIVE
CITY: LOVELAND
STATE: OH
ZIP: 45140
BUSINESS PHONE: 513-360-4704
MAIL ADDRESS:
STREET 1: 100 COMMERCE DRIVE
CITY: LOVELAND
STATE: OH
ZIP: 45140
FORMER COMPANY:
FORMER CONFORMED NAME: AMP Holding Inc.
DATE OF NAME CHANGE: 20100525
FORMER COMPANY:
FORMER CONFORMED NAME: Title Starts Online, Inc.
DATE OF NAME CHANGE: 20080128
4
1
ownership.xml
OWNERSHIP DOCUMENT
X0306
4
2018-04-30
1
0001425287
Workhorse Group Inc.
WKHS
0001607972
LUKENS JOSEPH THEODORE JR
C/O WORKHORSE GROUP INC.,
100 COMMERCE DRIVE
LOVELAND
OH
45140
0
0
1
0
Common Stock
2018-04-30
4
P
0
36765
2.82
A
7007048
I
See Footnotes
Common Stock
2018-06-14
4
M
0
410155
0.00
A
7417203
I
See Footnotes
Common Stock
2019-07-16
4
S
0
267356
3.60
D
7149847
I
See Footnotes
Common Stock
2019-07-22
4
S
0
109000
3.48
D
7040847
I
See Footnotes
Common Stock
2020-02-18
4
S
0
83644
3.36
D
6957203
I
See Footnotes
Common Stock
2020-02-21
4
S
0
4946
3.90
D
6952257
I
See Footnotes
Common Stock
2020-02-25
4
S
0
200
3.70
D
6952057
I
See Footnotes
Common Stock
2020-02-26
4
S
0
61700
3.62
D
6890357
I
See Footnotes
Common Stock
2020-03-03
4
S
0
100000
2.99
D
6790357
I
See Footnotes
Common Stock
2020-03-11
4
S
0
15000
2.36
D
6775357
I
See Footnotes
Common Stock
2020-04-05
4
S
0
18154
3.24
D
6757203
I
See Footnotes
Common Stock
2020-05-20
4
J
0
654781
0.00
D
6102422
I
See Footnotes
Common Stock
2020-06-30
4
S
0
500000
18.40
D
5602422
I
See Footnotes
Common Stock
2020-07-01
4
S
0
100000
20.00
D
5502422
I
See Footnotes
Common Stock
2020-07-07
4
J
0
1500000
0.00
D
4002422
I
See Footnotes
Common Stock
2020-07-07
4
J
0
1500000
0.00
A
1500000
D
Common Stock
2019-09-03
4
G
0
77436
0.00
D
77435
I
The Joe & Kim Lukens Foundation
Common Stock
2019-12-23
4
G
0
77435
0.00
D
0
I
The Joe & Kim Lukens Foundation
Common Stock Purchase Warrant
3.80
2018-06-14
4
M
0
585936
0.00
D
2017-09-18
2022-09-18
Common Stock
585936
0
I
See Footnotes
Held by New Era Capital Fund L.P. of which New Era Capital LLC is the General Partner, of which the reporting person is the managing member. The reporting person disclaims beneficial ownership of these securities except to the extent of her pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
New Era Capital Fund L.P. exchanged warrants to purchase 585,936 shares of common stock of the issuer for 410,155 shares of common stock of the issuer.
In-kind distribution by New Era Capital Fund L.P. of the issuer's common stock to New Era Capital Fund L.P.'s partners.
* The prices per share reported under Item 4 of Table I are weighted average prices at which New Era Capital Fund L.P. sold or purchased the shares of common stock.
/s/ Joseph T. Lukens
2020-07-10