0001213900-20-016785.txt : 20200706
0001213900-20-016785.hdr.sgml : 20200706
20200706173034
ACCESSION NUMBER: 0001213900-20-016785
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200701
FILED AS OF DATE: 20200706
DATE AS OF CHANGE: 20200706
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hughes Duane
CENTRAL INDEX KEY: 0001685081
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37673
FILM NUMBER: 201014415
MAIL ADDRESS:
STREET 1: C/O WORKHORSE GROUP INC.
STREET 2: 100 COMMERCE DRIVE
CITY: LOVELAND
STATE: OH
ZIP: 45140
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Workhorse Group Inc.
CENTRAL INDEX KEY: 0001425287
STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLES & PASSENGER CAR BODIES [3711]
IRS NUMBER: 261394771
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 100 COMMERCE DRIVE
CITY: LOVELAND
STATE: OH
ZIP: 45140
BUSINESS PHONE: 513-360-4704
MAIL ADDRESS:
STREET 1: 100 COMMERCE DRIVE
CITY: LOVELAND
STATE: OH
ZIP: 45140
FORMER COMPANY:
FORMER CONFORMED NAME: AMP Holding Inc.
DATE OF NAME CHANGE: 20100525
FORMER COMPANY:
FORMER CONFORMED NAME: Title Starts Online, Inc.
DATE OF NAME CHANGE: 20080128
4
1
ownership.xml
X0306
4
2020-07-01
0
0001425287
Workhorse Group Inc.
WKHS
0001685081
Hughes Duane
C/O WORKHORSE GROUP INC.
100 COMMERCE DRIVE
LOVELAND
OH
45140
1
1
0
0
CEO and President
Common Stock, $0.001 par value per share
2020-05-21
4
F
0
20691
19.18
D
397598
D
Stock Options
0.97
2019-03-31
2024-02-04
Common Stock, $0.001 par value per share
1000000
1000000
D
Stock Options
0.97
2019-02-04
2024-02-04
Common Stock, $0.001 par value per share
50000
50000
D
Stock Options
5.28
2017-06-30
2027-05-19
Common Stock, $0.001 par value per share
400000
400000
D
Stock Options
7.21
2016-08-16
2021-08-16
Common Stock, $0.001 par value per share
22000
22000
D
Stock Options
4.99
2016-02-03
2021-02-03
Common Stock, $0.001 par value per share
25000
25000
D
Stock Options
1.75
2015-08-03
2020-08-03
Common Stock, $0.001 par value per share
20000
20000
D
Represents shares of common stock granted by Workhorse Group Inc. (the "Company") under a Restricted Stock Award Agreement vesting in equal amounts over a three year period in six month intervals less shares relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on July 1, 2020.
The options vested in full on November 6, 2019.
Options shall become exercisable in twelve (12) equal quarterly installments of 83,333 commencing on March 31, 2019.
5,500 of the options vested on August 16, 2016 and an additional 5,500 will vest every six months thereafter.
Workhorse Group Inc. granted stock options exercisable at $5.28 per share to Mr. Hughes to acquire 400,000 shares of common stock of the Company which are exercisable for a period of ten years. The Stock Options vest in 16 equal quarterly tranches of 25,000 shares commencing June 30, 2017.
/s/ Duane Hughes
2020-07-06