0001213900-16-019643.txt : 20161222 0001213900-16-019643.hdr.sgml : 20161222 20161222180901 ACCESSION NUMBER: 0001213900-16-019643 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160801 FILED AS OF DATE: 20161222 DATE AS OF CHANGE: 20161222 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Workhorse Group Inc. CENTRAL INDEX KEY: 0001425287 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLES & PASSENGER CAR BODIES [3711] IRS NUMBER: 261394771 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 COMMERCE DRIVE CITY: LOVELAND STATE: OH ZIP: 45140 BUSINESS PHONE: 513-360-4704 MAIL ADDRESS: STREET 1: 100 COMMERCE DRIVE CITY: LOVELAND STATE: OH ZIP: 45140 FORMER COMPANY: FORMER CONFORMED NAME: AMP Holding Inc. DATE OF NAME CHANGE: 20100525 FORMER COMPANY: FORMER CONFORMED NAME: Title Starts Online, Inc. DATE OF NAME CHANGE: 20080128 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hughes Duane CENTRAL INDEX KEY: 0001685081 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37673 FILM NUMBER: 162067652 MAIL ADDRESS: STREET 1: C/O WORKHORSE GROUP INC. STREET 2: 100 COMMERCE DRIVE CITY: LOVELAND STATE: OH ZIP: 45140 3 1 f3080116hughes_workhorse.xml OWNERSHIP DOCUMENT X0206 3 2016-08-01 0 0001425287 Workhorse Group Inc. WKHS 0001685081 Hughes Duane C/O WORKHORSE GROUP INC. 100 COMMERCE DRIVE LOVELAND OH 45140 0 1 0 0 President/COO Stock Options 1.75 2015-08-03 2020-08-03 Common Stock, Par Value $0.001 20000 D Stock Options 4.99 2016-02-03 2021-02-03 Common Stock, Par Value $0.001 20000 D Stock Options 7.21 2016-08-16 2021-08-16 Common Stock, Par Value $0.001 22000 D 5,000 of the options vested on August 3, 2015 and 5,000 shall vest every six (6) months thereafter. 5,000 of the options vested on February 2, 2016 and 5,000 shall vest every six (6) months thereafter. 5,500 of the options vested on August 16, 2016 and an additional 5,500 will vest every six months thereafter. /s/ Duane Hughes 2016-12-22