0001213900-16-019276.txt : 20161209
0001213900-16-019276.hdr.sgml : 20161209
20161209170036
ACCESSION NUMBER: 0001213900-16-019276
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161118
FILED AS OF DATE: 20161209
DATE AS OF CHANGE: 20161209
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Workhorse Group Inc.
CENTRAL INDEX KEY: 0001425287
STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLES & PASSENGER CAR BODIES [3711]
IRS NUMBER: 261394771
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 100 COMMERCE DRIVE
CITY: LOVELAND
STATE: OH
ZIP: 45140
BUSINESS PHONE: 312-454-0015
MAIL ADDRESS:
STREET 1: 100 COMMERCE DRIVE
CITY: LOVELAND
STATE: OH
ZIP: 45140
FORMER COMPANY:
FORMER CONFORMED NAME: AMP Holding Inc.
DATE OF NAME CHANGE: 20100525
FORMER COMPANY:
FORMER CONFORMED NAME: Title Starts Online, Inc.
DATE OF NAME CHANGE: 20080128
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Budde Gerald B.
CENTRAL INDEX KEY: 0001655373
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37673
FILM NUMBER: 162044658
MAIL ADDRESS:
STREET 1: 6146 COURT SIDE PLACE
CITY: LOVELAND
STATE: OH
ZIP: 45140
4
1
f4111816gerald_workhorse.xml
OWNERSHIP DOCUMENT
X0306
4
2016-11-18
0
0001425287
Workhorse Group Inc.
WKHS
0001655373
Budde Gerald B.
C/O WORKHORSE GROUP INC.,
100 COMMERCE DRIVE
LOVELAND
OH
45140
1
0
0
0
Common Stock, $0.001 par value per share
2016-11-18
4
X
0
25000
37500
A
75000
I
See Footnote
Common Stock Purchase Warrant
1.50
2016-11-18
4
X
0
25000
0
D
2014-05-28
2017-05-28
Common Stock, Par Value $0.001
0
0
I
See footnote
Stock Options
7.01
2015-12-17
2020-12-17
Common Stock, Par Value $0.001
50000
50000
D
Stock Options
7.21
2016-08-16
2021-08-16
Common Stock, Par Value $0.001
10000
10000
D
On November 18, 2016, the Gerald B. Budde Living Trust dated September 8, 2004 exercised a common stock purchase warrant to acquire 25,000 shares of common stock at an exercise price of $1.50 per share. Gerald Budde is the trustee of such trust.
10,000 of the options vested on December 17, 2015 and 4,000 shall vest every six (6) months thereafter on June 30 and December 31.
2,500 of the options vested on August 16, 2016 and an additional 2,500 will vest every six months thereafter.
/s/ Gerald B. Budde
2016-12-09