0001213900-16-019276.txt : 20161209 0001213900-16-019276.hdr.sgml : 20161209 20161209170036 ACCESSION NUMBER: 0001213900-16-019276 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161118 FILED AS OF DATE: 20161209 DATE AS OF CHANGE: 20161209 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Workhorse Group Inc. CENTRAL INDEX KEY: 0001425287 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLES & PASSENGER CAR BODIES [3711] IRS NUMBER: 261394771 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 COMMERCE DRIVE CITY: LOVELAND STATE: OH ZIP: 45140 BUSINESS PHONE: 312-454-0015 MAIL ADDRESS: STREET 1: 100 COMMERCE DRIVE CITY: LOVELAND STATE: OH ZIP: 45140 FORMER COMPANY: FORMER CONFORMED NAME: AMP Holding Inc. DATE OF NAME CHANGE: 20100525 FORMER COMPANY: FORMER CONFORMED NAME: Title Starts Online, Inc. DATE OF NAME CHANGE: 20080128 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Budde Gerald B. CENTRAL INDEX KEY: 0001655373 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37673 FILM NUMBER: 162044658 MAIL ADDRESS: STREET 1: 6146 COURT SIDE PLACE CITY: LOVELAND STATE: OH ZIP: 45140 4 1 f4111816gerald_workhorse.xml OWNERSHIP DOCUMENT X0306 4 2016-11-18 0 0001425287 Workhorse Group Inc. WKHS 0001655373 Budde Gerald B. C/O WORKHORSE GROUP INC., 100 COMMERCE DRIVE LOVELAND OH 45140 1 0 0 0 Common Stock, $0.001 par value per share 2016-11-18 4 X 0 25000 37500 A 75000 I See Footnote Common Stock Purchase Warrant 1.50 2016-11-18 4 X 0 25000 0 D 2014-05-28 2017-05-28 Common Stock, Par Value $0.001 0 0 I See footnote Stock Options 7.01 2015-12-17 2020-12-17 Common Stock, Par Value $0.001 50000 50000 D Stock Options 7.21 2016-08-16 2021-08-16 Common Stock, Par Value $0.001 10000 10000 D On November 18, 2016, the Gerald B. Budde Living Trust dated September 8, 2004 exercised a common stock purchase warrant to acquire 25,000 shares of common stock at an exercise price of $1.50 per share. Gerald Budde is the trustee of such trust. 10,000 of the options vested on December 17, 2015 and 4,000 shall vest every six (6) months thereafter on June 30 and December 31. 2,500 of the options vested on August 16, 2016 and an additional 2,500 will vest every six months thereafter. /s/ Gerald B. Budde 2016-12-09