0001567619-18-006166.txt : 20181114
0001567619-18-006166.hdr.sgml : 20181114
20181114142339
ACCESSION NUMBER: 0001567619-18-006166
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20180930
FILED AS OF DATE: 20181114
DATE AS OF CHANGE: 20181114
EFFECTIVENESS DATE: 20181114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Apriem Advisors
CENTRAL INDEX KEY: 0001425165
IRS NUMBER: 330188030
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12756
FILM NUMBER: 181182687
BUSINESS ADDRESS:
STREET 1: 19200 VON KARMAN AVE
STREET 2: #1050
CITY: IRVINE
STATE: CA
ZIP: 92612
BUSINESS PHONE: 949-253-8888
MAIL ADDRESS:
STREET 1: 19200 VON KARMAN AVE
STREET 2: #1050
CITY: IRVINE
STATE: CA
ZIP: 92612
FORMER COMPANY:
FORMER CONFORMED NAME: Iwamoto, Kong & Co., Inc.
DATE OF NAME CHANGE: 20080125
13F-HR
1
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13F-HR
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false
true
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0001425165
XXXXXXXX
09-30-2018
09-30-2018
Apriem Advisors
19200 VON KARMAN AVE
#1050
IRVINE
CA
92612
13F HOLDINGS REPORT
028-12756
N
Benjamin Lau
Chief Investment Officer
949-253-8888
/s/ Benjamin Lau
IRVINE
CA
11-14-2018
0
164
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INFORMATION TABLE
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form13fInfoTable.xml
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40
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CALL SPDR CNSMR STAPLES
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13
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Call
SOLE
13
0
0
1/100 BERKSHIRE HTWY CLA
cs
084990175
320
1
SH
SOLE
1
0
0
5BARZ INTL INC
cs
33833F100
4
50000
SH
SOLE
50000
0
0
A T & T INC
cs
00206R102
8812
262433
SH
SOLE
220680
0
41753
ABBOTT LABORATORIES
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298
4056
SH
SOLE
4056
0
0
ABBVIE INC
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00287Y109
6703
70873
SH
SOLE
65453
0
5420
ABERDEEN ASIA PACIFIC IN
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215
52000
SH
SOLE
52000
0
0
ADVANCED MICRO DEVIC
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613
19842
SH
SOLE
19442
0
400
ALIBABA GROUP HOLDING F
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01609W102
658
3992
SH
SOLE
3987
0
5
ALLERGAN PLC F
cs
G0177J108
604
3173
SH
SOLE
3173
0
0
ALPHABET INC.
cs
02079K107
228
191
SH
SOLE
191
0
0
ALPHABET INC.
cs
02079K305
6855
5679
SH
SOLE
5410
0
269
ALPS ALERIAN MLP ETF
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00162Q866
2898
271390
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SOLE
212820
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58570
ALTAIR ENGINEERING INC
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021369103
1664
38300
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SOLE
38300
0
0
AMAZON.COM INC
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023135106
6444
3217
SH
SOLE
3035
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182
AMGEN INC.
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436
2104
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2104
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ANGEL ACQUISITION CORXXX
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03462P109
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APPLE INC
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12713
56316
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BAIDU COM INC F
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1002
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BANK OF AMERICA CORP
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1194
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BLACKROCK MULTI SECTOR I
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BLACKROCK MUNIYIELD CALI
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52404
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BOEING CO
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2428
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2428
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BRISTOL-MYERS SQUIBB
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C V B FINL CORP
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32275
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32275
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CAPRICOR THERAPEUTICS INC COM
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53
50000
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0
50000
CENTURYLINK INC
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323
15237
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CHANCELLOR GROUP INC
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70000
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SOLE
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CHARLES SCHWAB US MC
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20350
351835
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SOLE
337771
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CHEVRON CORP
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8337
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SOLE
5581
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2756
CISCO SYSTEMS INC
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17275R102
9243
189996
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CITIGROUP INC
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172967424
481
6702
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CLOROX CO
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3570
23738
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22621
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COHEN AND STEERS INFRAST
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COMMERCE BANCSHARES
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CONOCOPHILLIPS
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COSTCO WHOLESALE CO
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22160K105
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SOLE
1692
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CREATIVE EDGE NUTRIT
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DNP SELECT INCOME CF
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21800
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21800
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DOUBLELINE INCOME SOLUTI
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525
DOUBLELINE OPPORTUNISTIC
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SOLE
22900
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700
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26078J100
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13560
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SOLE
13560
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DUKE ENERGY CORP
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26441C204
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3050
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SOLE
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EATON CORP PLC F
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G29183103
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EDISON INTERNTNL
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EMERSON ELECTRIC CO
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ENERGY SELECT SECTOR
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ETFS GOLD TRUST ETF
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2140
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300
EXXON MOBIL CORP
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30231G102
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FACEBOOK INC
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FIRST FOUNDATION INC
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SOLE
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FIRST TRUST INTERNET
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FIRST TRUST NYSE ARCA
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SOLE
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FRESH PROMISE FOODS
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150000
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SOLE
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GARRISON CAPITAL INC
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366554103
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11441
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SOLE
11441
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0
GENERAL ELECTRIC CO
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369604103
333
29521
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SOLE
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GENERAL MILLS INC
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370334104
295
6875
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SOLE
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GERON CORP
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10000
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SOLE
10000
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GILEAD SCIENCES INC
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375558103
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HEALTHMED SVCS LTD
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HEMP INC
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SOLE
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HOME DEPOT INC
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437076102
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HONEYWELL INTL INC
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IBM CORP
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INTEL CORP
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INVESCO BULLETSHARES
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INVESCO PREFERRED ETF
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INVESCO S&P 500 EQUAL
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ISHARES CORE S&P 500
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JOHNSON & JOHNSON
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JP MORGAN CHASE ALERIAN
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KIMBERLY-CLARK CORP
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KONINKLIJKE PHILIPS N F
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LEO MOTORS INC
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LOCKHEED MARTIN CORP
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LOWES COMPANIES INC
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MARSH & MC LENNAN CO
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MCIG INC
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MERCK & CO. INC.
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NETFLIX INC
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64110L106
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PAYPAL HOLDINGS INCORPOR
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PHILLIPS 66
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QUALCOMM INC
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433
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RAYTHEON CO
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252
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SCHWAB US LARGE CAP
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SELECT SECTOR INDUSTRIAL
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32550
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400000
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6630
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VERIZON COMMUNICATN
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YUM BRANDS INC
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25000
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NEW YORK MTG TR
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VENTAS INC
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