0001085146-22-002886.txt : 20220808 0001085146-22-002886.hdr.sgml : 20220808 20220808163920 ACCESSION NUMBER: 0001085146-22-002886 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220630 FILED AS OF DATE: 20220808 DATE AS OF CHANGE: 20220808 EFFECTIVENESS DATE: 20220808 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Apriem Advisors CENTRAL INDEX KEY: 0001425165 IRS NUMBER: 330188030 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12756 FILM NUMBER: 221144997 BUSINESS ADDRESS: STREET 1: 19200 VON KARMAN AVE STREET 2: #1050 CITY: IRVINE STATE: CA ZIP: 92612 BUSINESS PHONE: 949-253-8888 MAIL ADDRESS: STREET 1: 19200 VON KARMAN AVE STREET 2: #1050 CITY: IRVINE STATE: CA ZIP: 92612 FORMER COMPANY: FORMER CONFORMED NAME: Iwamoto, Kong & Co., Inc. DATE OF NAME CHANGE: 20080125 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001425165 XXXXXXXX 06-30-2022 06-30-2022 false Apriem Advisors
19200 VON KARMAN AVE #1050 IRVINE CA 92612
13F HOLDINGS REPORT 028-12756 N
Benjamin C. Lau VP, CIO, Director 949-253-8888 /s/ Benjamin C. Lau IRVINE CA 08-05-2022 0 143 580577 false
INFORMATION TABLE 2 infotable.xml INFORMATION TABLE 3M CO COM 88579Y101 9687 74855 SH SOLE 66127 0 8728 ABBOTT LABS COM 002824100 386 3552 SH SOLE 3552 0 0 ABBVIE INC COM 00287Y109 2079 13573 SH SOLE 12413 0 1160 ABRDN ASIA PACIFIC INCOME FU COM 003009107 149 51100 SH SOLE 51100 0 0 ABRDN GOLD ETF TRUST PHYSCL GOLD SHS 00326A104 191 11000 SH SOLE 5000 0 6000 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 410 1478 SH SOLE 1478 0 0 ADVANCED MICRO DEVICES INC COM 007903107 1636 21389 SH SOLE 20859 0 530 AGNICO EAGLE MINES LTD COM 008474108 686 15000 SH SOLE 0 0 15000 ALPHABET INC CAP STK CL A 02079K305 16081 7379 SH SOLE 6733 0 646 ALPHABET INC CAP STK CL C 02079K107 1026 469 SH SOLE 250 0 219 ALTAIR ENGR INC COM CL A 021369103 786 14965 SH SOLE 14965 0 0 AMAZON COM INC COM 023135106 10163 95690 SH SOLE 79950 0 15740 AMERICAN TOWER CORP NEW COM 03027X100 20120 78721 SH SOLE 71788 0 6933 AMGEN INC COM 031162100 653 2685 SH SOLE 2685 0 0 ANNALY CAPITAL MANAGEMENT IN COM 035710409 85 14300 SH SOLE 14300 0 0 APPLE INC COM 037833100 37086 271254 SH SOLE 253499 0 17755 AT&T INC COM 00206R102 1894 90348 SH SOLE 21348 0 69000 AUTOMATIC DATA PROCESSING IN COM 053015103 15979 76075 SH SOLE 73914 0 2161 BERKSHIRE HATHAWAY INC DEL CL A 084670108 409 1 SH SOLE 1 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 3699 13550 SH SOLE 10546 0 3004 BIOGEN INC COM 09062X103 346 1699 SH SOLE 1603 0 96 BK OF AMERICA CORP COM 060505104 885 28441 SH SOLE 27040 0 1401 BLACKROCK FLOATING RATE INCO COM 09255X100 1036 90917 SH SOLE 88217 0 2700 BLACKROCK MUNIHLDNGS CALI QL COM 09254L107 199 16662 SH SOLE 16662 0 0 BOEING CO COM 097023105 2006 14670 SH SOLE 14670 0 0 BRISTOL-MYERS SQUIBB CO COM 110122108 426 5529 SH SOLE 5529 0 0 BROADCOM INC COM 11135F101 384 790 SH SOLE 790 0 0 CASTOR MARITIME INC SHS NEW Y1146L125 13 10000 SH SOLE 10000 0 0 CELSIUS HLDGS INC COM NEW 15118V207 329 5048 SH SOLE 5048 0 0 CHEVRON CORP NEW COM 166764100 1173 8102 SH SOLE 8102 0 0 CINTAS CORP COM 172908105 17020 45565 SH SOLE 44049 0 1516 CISCO SYS INC COM 17275R102 1236 28984 SH SOLE 18134 0 10850 CITIGROUP INC COM NEW 172967424 203 4419 SH SOLE 4419 0 0 CLOROX CO DEL COM 189054109 376 2668 SH SOLE 2668 0 0 COMMERCE BANCSHARES INC COM 200525103 217 3307 SH SOLE 3307 0 0 CONSOLIDATED EDISON INC COM 209115104 2234 23490 SH SOLE 12540 0 10950 COSTCO WHSL CORP NEW COM 22160K105 1068 2228 SH SOLE 2228 0 0 CVB FINL CORP COM 126600105 757 30500 SH SOLE 30500 0 0 DISNEY WALT CO COM 254687106 899 9527 SH SOLE 9267 0 260 DNP SELECT INCOME FD INC COM 23325P104 189 17400 SH SOLE 14900 0 2500 DOMINION ENERGY INC COM 25746U109 506 6342 SH SOLE 6342 0 0 DOORDASH INC CL A 25809K105 240 3735 SH SOLE 3735 0 0 DOUBLELINE INCOME SOLUTIONS COM 258622109 181 14920 SH SOLE 14920 0 0 DOUBLELINE OPPORTUNISTIC CR COM 258623107 531 34110 SH SOLE 30910 0 3200 DRAFTKINGS INC NEW COM CL A 26142V105 175 15003 SH SOLE 15003 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 370 3450 SH SOLE 3450 0 0 EATON CORP PLC SHS G29183103 1284 10190 SH SOLE 9090 0 1100 EATON VANCE LTD DURATION INC COM 27828H105 874 84599 SH SOLE 81699 0 2900 EMERSON ELEC CO COM 291011104 444 5587 SH SOLE 5587 0 0 ENETI INC COM Y2294C107 141 23000 SH SOLE 23000 0 0 EXXON MOBIL CORP COM 30231G102 9361 109307 SH SOLE 109307 0 0 FIDELITY COVINGTON TRUST MSCI INFO TECH I 316092808 222 2300 SH SOLE 2300 0 0 FIRST FNDTN INC COM 32026V104 342 16700 SH SOLE 16700 0 0 FIRST TR SR FLTG RATE INCOME COM 33733U108 274 27400 SH SOLE 27400 0 0 FORD MTR CO DEL COM 345370860 624 56049 SH SOLE 31049 0 25000 GAMCO GLOBAL GOLD NAT RES & COM SH BEN INT 36465A109 86 23853 SH SOLE 23853 0 0 GENERAL MLS INC COM 370334104 329 4360 SH SOLE 4360 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 241 810 SH SOLE 810 0 0 HANESBRANDS INC COM 410345102 107 10394 SH SOLE 10394 0 0 HOME DEPOT INC COM 437076102 584 2129 SH SOLE 1929 0 200 HONEYWELL INTL INC COM 438516106 753 4335 SH SOLE 4335 0 0 INTEL CORP COM 458140100 14444 386094 SH SOLE 343881 0 42213 INTERNATIONAL BUSINESS MACHS COM 459200101 216 1530 SH SOLE 1530 0 0 INVESCO EXCH TRADED FD TR II CALIF AMT MUN 46138E206 473 19450 SH SOLE 13200 0 6250 INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 46138E354 225 3630 SH SOLE 3630 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL TEC 46137V282 1700 7192 SH SOLE 192 0 7000 INVESCO QQQ TR UNIT SER 1 46090E103 3374 12039 SH SOLE 5821 0 6218 ISHARES TR ISHARES BIOTECH 464287556 598 5085 SH SOLE 1845 0 3240 ISHARES TR ISHS 5-10YR INVT 464288638 811 15893 SH SOLE 14293 0 1600 ISHARES TR RUS 1000 GRW ETF 464287614 2187 10000 SH SOLE 0 0 10000 ISHARES TR RUSSELL 2000 ETF 464287655 229 1355 SH SOLE 1255 0 100 ISHARES TR US HLTHCARE ETF 464287762 1087 4042 SH SOLE 42 0 4000 JOHNSON & JOHNSON COM 478160104 4656 26228 SH SOLE 18018 0 8210 JPMORGAN CHASE & CO COM 46625H100 6459 57355 SH SOLE 47454 0 9901 KIMBERLY-CLARK CORP COM 494368103 373 2760 SH SOLE 2340 0 420 KINROSS GOLD CORP COM 496902404 698 195000 SH SOLE 0 0 195000 KLA CORP COM NEW 482480100 3275 10263 SH SOLE 9859 0 404 LAM RESEARCH CORP COM 512807108 710 1666 SH SOLE 1556 0 110 LOCKHEED MARTIN CORP COM 539830109 12797 29764 SH SOLE 27364 0 2400 LOWES COS INC COM 548661107 2488 14244 SH SOLE 14104 0 140 LULULEMON ATHLETICA INC COM 550021109 341 1250 SH SOLE 1250 0 0 MEDTRONIC PLC SHS G5960L103 11639 129677 SH SOLE 118303 0 11374 MERCK & CO INC COM 58933Y105 999 10955 SH SOLE 10615 0 340 META PLATFORMS INC CL A 30303M102 14532 90119 SH SOLE 82042 0 8077 MICRON TECHNOLOGY INC COM 595112103 321 5810 SH SOLE 5810 0 0 MICROSOFT CORP COM 594918104 4202 16360 SH SOLE 9694 0 6666 NETFLIX INC COM 64110L106 256 1463 SH SOLE 1463 0 0 NORTHROP GRUMMAN CORP COM 666807102 491 1026 SH SOLE 1026 0 0 NUVEEN AMT FREE MUN CR INC F COM 67071L106 406 30988 SH SOLE 30988 0 0 NUVEEN CA QUALTY MUN INCOME COM 67066Y105 866 70220 SH SOLE 67720 0 2500 NUVEEN CALIFORNIA AMT QLT MU COM 670651108 891 69189 SH SOLE 64489 0 4700 NUVEEN S&P 500 BUY-WRITE INC COM 6706ER101 243 19675 SH SOLE 16675 0 3000 NVIDIA CORPORATION COM 67066G104 864 5698 SH SOLE 5626 0 72 PALO ALTO NETWORKS INC COM 697435105 414 838 SH SOLE 718 0 120 PARKER-HANNIFIN CORP COM 701094104 348 1416 SH SOLE 1416 0 0 PBF ENERGY INC CL A 69318G106 569 19612 SH SOLE 19612 0 0 PEPSICO INC COM 713448108 631 3787 SH SOLE 3787 0 0 PFIZER INC COM 717081103 3487 66502 SH SOLE 63402 0 3100 PRICE T ROWE GROUP INC COM 74144T108 8845 77854 SH SOLE 64668 0 13186 PROCTER AND GAMBLE CO COM 742718109 1159 8058 SH SOLE 7758 0 300 QUALCOMM INC COM 747525103 1528 11959 SH SOLE 11659 0 300 RAYTHEON TECHNOLOGIES CORP COM 75513E101 544 5663 SH SOLE 5663 0 0 REGENERON PHARMACEUTICALS COM 75886F107 19046 32220 SH SOLE 30156 0 2064 SALESFORCE INC COM 79466L302 277 1680 SH SOLE 1680 0 0 SCHWAB CHARLES CORP COM 808513105 621 9836 SH SOLE 9718 0 118 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 13870 546502 SH SOLE 469286 0 77216 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 46889 1490900 SH SOLE 1396782 0 94118 SCHWAB STRATEGIC TR SCHWAB FDT US BM 808524789 212 4225 SH SOLE 4225 0 0 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 30164 630132 SH SOLE 580485 0 49647 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 5939 134389 SH SOLE 134389 0 0 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 3498 48841 SH SOLE 12291 0 36550 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 359 6188 SH SOLE 5678 0 510 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 2999 48039 SH SOLE 26027 0 22012 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 62321 1395465 SH SOLE 1309756 0 85709 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 3159 45050 SH SOLE 750 0 44300 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 361 2842 SH SOLE 2842 0 0 SNAP ON INC COM 833034101 19344 98180 SH SOLE 91936 0 6244 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 1308 4250 SH SOLE 250 0 4000 SPDR GOLD TR GOLD SHS 78463V107 298 1770 SH SOLE 1770 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 5999 15901 SH SOLE 15901 0 0 SPDR SER TR NUVEEN BLMBRG SH 78468R739 232 4917 SH SOLE 4917 0 0 SPROTT PHYSICAL SILVER TR TR UNIT 85207K107 69 10000 SH SOLE 10000 0 0 STARBUCKS CORP COM 855244109 1246 16306 SH SOLE 15515 0 791 STRYKER CORPORATION COM 863667101 11320 56904 SH SOLE 55111 0 1793 TARGET CORP COM 87612E106 386 2730 SH SOLE 2530 0 200 TESLA INC COM 88160R101 11650 17299 SH SOLE 8205 0 9094 TEXAS INSTRS INC COM 882508104 240 1559 SH SOLE 1559 0 0 UNION PAC CORP COM 907818108 500 2346 SH SOLE 2346 0 0 VANECK ETF TRUST GOLD MINERS ETF 92189F106 1702 62159 SH SOLE 2159 0 60000 VANECK ETF TRUST MRNGSTR WDE MOAT 92189F643 8609 135086 SH SOLE 114007 0 21079 VANECK ETF TRUST PREFERRED SECURT 92189F429 589 32550 SH SOLE 31750 0 800 VANECK ETF TRUST SEMICONDUCTR ETF 92189F676 1097 5386 SH SOLE 5386 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 628 1811 SH SOLE 1811 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 388 2058 SH SOLE 883 0 1175 VANGUARD INDEX FDS VALUE ETF 922908744 205 1555 SH SOLE 1555 0 0 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 4091 81632 SH SOLE 78132 0 3500 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 22533 382824 SH SOLE 377566 0 5258 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 1283 16830 SH SOLE 16430 0 400 VERIZON COMMUNICATIONS INC COM 92343V104 985 19400 SH SOLE 17435 0 1965 VINCO VENTURES INC COM 927330100 14 10000 SH SOLE 10000 0 0 VISA INC COM CL A 92826C839 273 1384 SH SOLE 1234 0 150 YAMANA GOLD INC COM 98462Y100 793 170500 SH SOLE 500 0 170000 ZEBRA TECHNOLOGIES CORPORATI CL A 989207105 12834 43659 SH SOLE 39548 0 4111