0001085146-21-003129.txt : 20211112
0001085146-21-003129.hdr.sgml : 20211112
20211112100340
ACCESSION NUMBER: 0001085146-21-003129
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20210930
FILED AS OF DATE: 20211112
DATE AS OF CHANGE: 20211112
EFFECTIVENESS DATE: 20211112
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Apriem Advisors
CENTRAL INDEX KEY: 0001425165
IRS NUMBER: 330188030
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12756
FILM NUMBER: 211400838
BUSINESS ADDRESS:
STREET 1: 19200 VON KARMAN AVE
STREET 2: #1050
CITY: IRVINE
STATE: CA
ZIP: 92612
BUSINESS PHONE: 949-253-8888
MAIL ADDRESS:
STREET 1: 19200 VON KARMAN AVE
STREET 2: #1050
CITY: IRVINE
STATE: CA
ZIP: 92612
FORMER COMPANY:
FORMER CONFORMED NAME: Iwamoto, Kong & Co., Inc.
DATE OF NAME CHANGE: 20080125
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001425165
XXXXXXXX
09-30-2021
09-30-2021
false
Apriem Advisors
19200 VON KARMAN AVE
#1050
IRVINE
CA
92612
13F HOLDINGS REPORT
028-12756
N
Benjamin C. Lau
VP, CIO, Director
949-253-8888
/s/ Benjamin C. Lau
IRVINE
CA
11-05-2021
0
151
697167
false
INFORMATION TABLE
2
infotable.xml
INFORMATION TABLE
3M CO
COM
88579Y101
14110
80437
SH
SOLE
71258
0
9179
ABBOTT LABS
COM
002824100
404
3422
SH
SOLE
3422
0
0
ABBVIE INC
COM
00287Y109
1617
14994
SH
SOLE
13769
0
1225
ABERDEEN ASIA-PACIFIC INCOME
COM
003009107
214
51600
SH
SOLE
51600
0
0
ABERDEEN STD GOLD ETF TR
PHYSCL GOLD SHS
00326A104
195
11600
SH
SOLE
5600
0
6000
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
464
1449
SH
SOLE
1449
0
0
ADVANCED MICRO DEVICES INC
COM
007903107
1848
17962
SH
SOLE
17717
0
245
ALPHABET INC
CAP STK CL A
02079K305
20517
7674
SH
SOLE
6993
0
681
ALPHABET INC
CAP STK CL C
02079K107
1183
444
SH
SOLE
219
0
225
ALTAIR ENGR INC
COM CL A
021369103
1032
14965
SH
SOLE
14965
0
0
AMAZON COM INC
COM
023135106
17342
5279
SH
SOLE
4468
0
811
AMGEN INC
COM
031162100
572
2690
SH
SOLE
2690
0
0
ANNALY CAPITAL MANAGEMENT IN
COM
035710409
170
20200
SH
SOLE
20200
0
0
APPLE INC
COM
037833100
39264
277481
SH
SOLE
258995
0
18486
AT&T INC
COM
00206R102
2705
100140
SH
SOLE
65095
0
35045
AUTOMATIC DATA PROCESSING IN
COM
053015103
17198
86022
SH
SOLE
78577
0
7445
BERKSHIRE HATHAWAY INC DEL
CL A
084670108
411
1
SH
SOLE
1
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
3446
12627
SH
SOLE
9623
0
3004
BEYOND MEAT INC
COM
08862E109
219
2082
SH
SOLE
82
0
2000
BIOGEN INC
COM
09062X103
838
2962
SH
SOLE
2741
0
221
BIONTECH SE
SPONSORED ADS
09075V102
294
1076
SH
SOLE
1076
0
0
BK OF AMERICA CORP
COM
060505104
1487
35041
SH
SOLE
33540
0
1501
BLACKROCK FLOATING RATE INCO
COM
09255X100
955
71464
SH
SOLE
68764
0
2700
BLACKROCK MUNIYIELD CALIF FD
COM
09254M105
197
13000
SH
SOLE
13000
0
0
BLACKROCK MUNIYIELD CALIF QU
COM
09254N103
199
12500
SH
SOLE
12500
0
0
BOEING CO
COM
097023105
2998
13630
SH
SOLE
13630
0
0
BRISTOL-MYERS SQUIBB CO
COM
110122108
353
5971
SH
SOLE
5471
0
500
BROADCOM INC
COM
11135F101
407
840
SH
SOLE
840
0
0
CELSIUS HLDGS INC
COM NEW
15118V207
455
5048
SH
SOLE
5048
0
0
CHEVRON CORP NEW
COM
166764100
976
9619
SH
SOLE
9417
0
202
CINTAS CORP
COM
172908105
20699
54376
SH
SOLE
52402
0
1974
CISCO SYS INC
COM
17275R102
1765
32420
SH
SOLE
21570
0
10850
CITIGROUP INC
COM NEW
172967424
408
5810
SH
SOLE
5810
0
0
CLOROX CO DEL
COM
189054109
534
3226
SH
SOLE
3226
0
0
COMCAST CORP NEW
CL A
20030N101
230
4120
SH
SOLE
4120
0
0
COMMERCE BANCSHARES INC
COM
200525103
219
3150
SH
SOLE
3150
0
0
CONSOLIDATED EDISON INC
COM
209115104
1771
24395
SH
SOLE
13445
0
10950
COSTCO WHSL CORP NEW
COM
22160K105
1183
2632
SH
SOLE
2632
0
0
CVB FINL CORP
COM
126600105
621
30500
SH
SOLE
30500
0
0
DISNEY WALT CO
COM
254687106
1358
8030
SH
SOLE
7790
0
240
DNP SELECT INCOME FD INC
COM
23325P104
185
17400
SH
SOLE
14900
0
2500
DOMINION ENERGY INC
COM
25746U109
387
5302
SH
SOLE
5302
0
0
DOUBLELINE INCOME SOLUTIONS
COM
258622109
292
16420
SH
SOLE
16420
0
0
DOUBLELINE OPPORTUNISTIC CR
COM
258623107
761
38610
SH
SOLE
35410
0
3200
DUKE ENERGY CORP NEW
COM NEW
26441C204
314
3220
SH
SOLE
3220
0
0
EATON CORP PLC
SHS
G29183103
1567
10495
SH
SOLE
9385
0
1110
EATON VANCE LTD DURATION INC
COM
27828H105
1130
85753
SH
SOLE
82853
0
2900
EMERSON ELEC CO
COM
291011104
493
5235
SH
SOLE
5235
0
0
EXXON MOBIL CORP
COM
30231G102
5569
94677
SH
SOLE
94527
0
150
FACEBOOK INC
CL A
30303M102
22808
67202
SH
SOLE
59565
0
7637
FIDELITY COVINGTON TRUST
MSCI INFO TECH I
316092808
380
3200
SH
SOLE
3200
0
0
FIRST FNDTN INC
COM
32026V104
526
20000
SH
SOLE
20000
0
0
FIRST TR SR FLTG RATE INCOME
COM
33733U108
282
23000
SH
SOLE
23000
0
0
FORD MTR CO DEL
COM
345370860
154
10855
SH
SOLE
10855
0
0
GENERAL ELECTRIC CO
COM NEW
369604301
266
2581
SH
SOLE
2569
0
12
GENERAL MLS INC
COM
370334104
259
4328
SH
SOLE
4328
0
0
GENERAL MTRS CO
COM
37045V100
231
4391
SH
SOLE
4391
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
260
688
SH
SOLE
688
0
0
HANESBRANDS INC
COM
410345102
17530
1021588
SH
SOLE
951805
0
69783
HOME DEPOT INC
COM
437076102
669
2037
SH
SOLE
1837
0
200
HONEYWELL INTL INC
COM
438516106
675
3181
SH
SOLE
3181
0
0
INTEL CORP
COM
458140100
18822
353266
SH
SOLE
319991
0
33275
INTERNATIONAL BUSINESS MACHS
COM
459200101
324
2330
SH
SOLE
2330
0
0
INVESCO EXCH TRADED FD TR II
CALIF AMT MUN
46138E206
853
30750
SH
SOLE
24500
0
6250
INVESCO EXCH TRADED FD TR II
S&P500 LOW VOL
46138E354
221
3630
SH
SOLE
3630
0
0
INVESCO EXCHANGE TRADED FD T
S&P500 EQL TEC
46137V282
2033
7052
SH
SOLE
52
0
7000
INVESCO QQQ TR
UNIT SER 1
46090E103
4303
12021
SH
SOLE
5804
0
6217
ISHARES TR
ISHARES BIOTECH
464287556
871
5385
SH
SOLE
2145
0
3240
ISHARES TR
ISHS 5-10YR INVT
464288638
1112
18515
SH
SOLE
16915
0
1600
ISHARES TR
RUS 1000 GRW ETF
464287614
2740
10000
SH
SOLE
0
0
10000
ISHARES TR
RUSSELL 2000 ETF
464287655
571
2610
SH
SOLE
2610
0
0
ISHARES TR
US HLTHCARE ETF
464287762
1104
4000
SH
SOLE
0
0
4000
JOHNSON & JOHNSON
COM
478160104
7681
47558
SH
SOLE
38021
0
9537
JPMORGAN CHASE & CO
COM
46625H100
9962
60859
SH
SOLE
50698
0
10161
KIMBERLY-CLARK CORP
COM
494368103
309
2335
SH
SOLE
1915
0
420
KINROSS GOLD CORP
COM
496902404
804
150000
SH
SOLE
0
0
150000
KIRKLAND LAKE GOLD LTD
COM
49741E100
499
12000
SH
SOLE
0
0
12000
KLA CORP
COM NEW
482480100
5884
17589
SH
SOLE
11921
0
5668
LAM RESEARCH CORP
COM
512807108
885
1555
SH
SOLE
1460
0
95
LOCKHEED MARTIN CORP
COM
539830109
16635
48205
SH
SOLE
44808
0
3397
LOWES COS INC
COM
548661107
6598
32526
SH
SOLE
22180
0
10346
LULULEMON ATHLETICA INC
COM
550021109
429
1060
SH
SOLE
1060
0
0
MEDTRONIC PLC
SHS
G5960L103
16639
132744
SH
SOLE
120635
0
12109
MERCK & CO INC
COM
58933Y105
866
11527
SH
SOLE
11187
0
340
MICRON TECHNOLOGY INC
COM
595112103
263
3700
SH
SOLE
3600
0
100
MICROSOFT CORP
COM
594918104
4194
14877
SH
SOLE
8213
0
6664
MODERNA INC
COM
60770K107
404
1051
SH
SOLE
1051
0
0
NANOSTRING TECHNOLOGIES INC
COM
63009R109
288
6000
SH
SOLE
6000
0
0
NETFLIX INC
COM
64110L106
835
1368
SH
SOLE
1368
0
0
NIKE INC
CL B
654106103
225
1552
SH
SOLE
1352
0
200
NORTHROP GRUMMAN CORP
COM
666807102
370
1026
SH
SOLE
1026
0
0
NUVEEN CA QUALTY MUN INCOME
COM
67066Y105
1161
74020
SH
SOLE
70020
0
4000
NUVEEN CALIFORNIA AMT QLT MU
COM
670651108
1215
74139
SH
SOLE
68939
0
5200
NUVEEN S&P 500 BUY-WRITE INC
COM
6706ER101
294
20675
SH
SOLE
17675
0
3000
NVIDIA CORPORATION
COM
67066G104
1057
5102
SH
SOLE
5030
0
72
PALO ALTO NETWORKS INC
COM
697435105
593
1238
SH
SOLE
1048
0
190
PARKER-HANNIFIN CORP
COM
701094104
394
1409
SH
SOLE
1409
0
0
PAYPAL HLDGS INC
COM
70450Y103
1256
4827
SH
SOLE
4707
0
120
PBF ENERGY INC
CL A
69318G106
545
42037
SH
SOLE
42037
0
0
PEPSICO INC
COM
713448108
598
3979
SH
SOLE
3979
0
0
PFIZER INC
COM
717081103
4551
105812
SH
SOLE
92112
0
13700
PRICE T ROWE GROUP INC
COM
74144T108
21141
107479
SH
SOLE
96545
0
10934
PROCTER AND GAMBLE CO
COM
742718109
1128
8069
SH
SOLE
7769
0
300
PROSHARES TR
PSHS ULTRA QQQ
74347R206
236
3242
SH
SOLE
3242
0
0
QUALCOMM INC
COM
747525103
1656
12839
SH
SOLE
12484
0
355
RAYTHEON TECHNOLOGIES CORP
COM
75513E101
485
5641
SH
SOLE
5641
0
0
SALESFORCE COM INC
COM
79466L302
298
1100
SH
SOLE
1100
0
0
SCHWAB CHARLES CORP
COM
808513105
813
11168
SH
SOLE
11168
0
0
SCHWAB STRATEGIC TR
EMRG MKTEQ ETF
808524706
16692
547650
SH
SOLE
467357
0
80293
SCHWAB STRATEGIC TR
INTL EQTY ETF
808524805
57326
1481294
SH
SOLE
1379813
0
101481
SCHWAB STRATEGIC TR
SCHWAB FDT US BM
808524789
246
4600
SH
SOLE
4600
0
0
SCHWAB STRATEGIC TR
US AGGREGATE B
808524839
50722
934801
SH
SOLE
882232
0
52569
SCHWAB STRATEGIC TR
US BRD MKT ETF
808524102
7553
72719
SH
SOLE
72719
0
0
SCHWAB STRATEGIC TR
US DIVIDEND EQ
808524797
3607
48590
SH
SOLE
12040
0
36550
SCHWAB STRATEGIC TR
US LCAP GR ETF
808524300
540
3647
SH
SOLE
3373
0
274
SCHWAB STRATEGIC TR
US LCAP VA ETF
808524409
3132
46414
SH
SOLE
24404
0
22010
SCHWAB STRATEGIC TR
US LRG CAP ETF
808524201
89022
855737
SH
SOLE
807902
0
47835
SCHWAB STRATEGIC TR
US SML CAP ETF
808524607
284
2832
SH
SOLE
2632
0
200
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
2878
45050
SH
SOLE
750
0
44300
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
425
2847
SH
SOLE
2847
0
0
SNAP ON INC
COM
833034101
19832
94911
SH
SOLE
88340
0
6571
SPDR DOW JONES INDL AVERAGE
UT SER 1
78467X109
1404
4150
SH
SOLE
150
0
4000
SPDR GOLD TR
GOLD SHS
78463V107
291
1770
SH
SOLE
1770
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
12761
29736
SH
SOLE
29736
0
0
SPROTT PHYSICAL SILVER TR
TR UNIT
85207K107
100
13000
SH
SOLE
10000
0
3000
SQUARE INC
CL A
852234103
343
1430
SH
SOLE
1430
0
0
STARBUCKS CORP
COM
855244109
1701
15421
SH
SOLE
14680
0
741
STRYKER CORPORATION
COM
863667101
15924
60383
SH
SOLE
58308
0
2075
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADS
874039100
252
2260
SH
SOLE
2260
0
0
TARGET CORP
COM
87612E106
337
1475
SH
SOLE
1275
0
200
TESLA INC
COM
88160R101
24924
32140
SH
SOLE
23046
0
9094
TRUIST FINL CORP
COM
89832Q109
206
3519
SH
SOLE
3519
0
0
UNION PAC CORP
COM
907818108
499
2546
SH
SOLE
2546
0
0
VANECK ETF TRUST
GOLD MINERS ETF
92189F106
1826
61974
SH
SOLE
1974
0
60000
VANECK ETF TRUST
MRNGSTR WDE MOAT
92189F643
10076
137554
SH
SOLE
115923
0
21631
VANECK ETF TRUST
PREFERRED SECURT
92189F429
656
30900
SH
SOLE
30100
0
800
VANECK ETF TRUST
SEMICONDUCTR ETF
92189F676
1356
5291
SH
SOLE
5291
0
0
VANGUARD INDEX FDS
GROWTH ETF
922908736
223
770
SH
SOLE
770
0
0
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
616
1562
SH
SOLE
1562
0
0
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
465
2095
SH
SOLE
920
0
1175
VANGUARD MALVERN FDS
STRM INFPROIDX
922020805
2883
54821
SH
SOLE
51821
0
3000
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
4946
60015
SH
SOLE
59615
0
400
VANGUARD TAX-MANAGED INTL FD
FTSE DEV MKT ETF
921943858
228
4513
SH
SOLE
4513
0
0
VANGUARD WORLD FDS
CONSUM STP ETF
92204A207
323
1800
SH
SOLE
1800
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
974
18037
SH
SOLE
16072
0
1965
VINCO VENTURES INC
COM
927330100
141
21932
SH
SOLE
21932
0
0
VISA INC
COM CL A
92826C839
276
1238
SH
SOLE
1048
0
190
WESTERN DIGITAL CORP.
COM
958102105
228
4044
SH
SOLE
4044
0
0
XILINX INC
COM
983919101
369
2445
SH
SOLE
2195
0
250
YAMANA GOLD INC
COM
98462Y100
483
122000
SH
SOLE
2000
0
120000
YUM BRANDS INC
COM
988498101
356
2914
SH
SOLE
2914
0
0