0001104659-19-075320.txt : 20191223
0001104659-19-075320.hdr.sgml : 20191223
20191223083259
ACCESSION NUMBER: 0001104659-19-075320
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191220
FILED AS OF DATE: 20191223
DATE AS OF CHANGE: 20191223
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DHILLON PUNIT
CENTRAL INDEX KEY: 0001425052
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-54986
FILM NUMBER: 191303505
MAIL ADDRESS:
STREET 1: 5820 NANCY RIDGE DRIVE
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Arch Therapeutics, Inc.
CENTRAL INDEX KEY: 0001537561
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 460524102
STATE OF INCORPORATION: NV
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 235 WALNUT STREET, SUITE 6
CITY: FRAMINGHAM
STATE: MA
ZIP: 01702
BUSINESS PHONE: 617-431-2313
MAIL ADDRESS:
STREET 1: 235 WALNUT STREET, SUITE 6
CITY: FRAMINGHAM
STATE: MA
ZIP: 01702
FORMER COMPANY:
FORMER CONFORMED NAME: ALMAH,INC
DATE OF NAME CHANGE: 20111216
4
1
tm1926824-2_4.xml
FORM 4
X0306
4
2019-12-20
0
0001537561
Arch Therapeutics, Inc.
ARTH
0001425052
DHILLON PUNIT
C/O ARCH THERAPEUTICS, INC.
235 WALNUT STREET, SUITE 6
FRAMINGHAM
MA
01702
1
0
0
0
Stock Option (right to buy)
0.2292
2019-12-20
4
A
0
300000
0
A
2029-12-19
Common Stock
300000
300000
D
Of the Shares subject to the Option, 1/12 shall vest on each of the next twelve (12) monthly anniversaries of the Vesting Commencement Date. In the event of a Change of Control (as such term is defined in the Plan) all Options subject to this grant will immediately vest.
/s/ Punit Dhillon
2019-12-23