0001209191-14-013139.txt : 20140221 0001209191-14-013139.hdr.sgml : 20140221 20140221164346 ACCESSION NUMBER: 0001209191-14-013139 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140219 FILED AS OF DATE: 20140221 DATE AS OF CHANGE: 20140221 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LORILLARD, INC. CENTRAL INDEX KEY: 0001424847 STANDARD INDUSTRIAL CLASSIFICATION: CIGARETTES [2111] IRS NUMBER: 131911176 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 714 GREEN VALLEY ROAD CITY: GREENSBORO STATE: NC ZIP: 27408 BUSINESS PHONE: 336.335.7000 MAIL ADDRESS: STREET 1: 714 GREEN VALLEY ROAD CITY: GREENSBORO STATE: NC ZIP: 27408 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lewis Houghton CENTRAL INDEX KEY: 0001447656 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34097 FILM NUMBER: 14634183 MAIL ADDRESS: STREET 1: C/O LORILLARD, INC. STREET 2: 714 GREEN VALLEY ROAD CITY: GREENSBORO STATE: NC ZIP: 27408-7018 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-02-19 0 0001424847 LORILLARD, INC. LO 0001447656 Lewis Houghton 714 GREEN VALLEY ROAD GREENSBORO NC 27408 0 1 0 0 Vice President and Treasurer Common Stock 2014-02-19 4 A 0 5575 0.00 A 40297.55 D Common Stock 2014-02-19 4 A 0 2897 0.00 A 43194.55 D Common Stock 2014-02-20 4 S 0 5350 47.2628 D 37844.55 D The shares reflect the portion of the 2013 Performance Restricted Stock Units ("RSUs") granted on February 13, 2013 that were earned based on the Company's achievement of target adjusted earnings per share for 2013 and converted to 5,575 shares of restricted stock, which vest on the third anniversary of the 2013 grant date, subject to continued employment. The restricted stock vests on the third anniversary of the grant date, subject to continued employment. The shares were sold to fund withholding taxes in connection with the February 17, 2014 vesting of restricted stock granted on February 16, 2011. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2011. Represents the weighted average sale price. The shares were sold at prices ranging from $47.11 to $47.60. The Reporting Person undertakes to provide upon request to the SEC staff, the issuer or security holders of the issuer information regarding the number of shares and prices at which the transaction was effected. /s/ Ronald S. Milstein, Attorney-in-fact for Houghton Lewis 2014-02-21