10-K/A 1 plkd10ka_093015apg.htm PLKD 10-K/A 09/30/15 PLKD 10-KA 09/30/15

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 10-K/A

Amendment #1

 

(Mark One)

 

[x] ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

 

For the fiscal year ended: September 30, 2015

 

[   ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

 

Commission File No.: 333-148987

 

PLEASANT KIDS, INC.

(Exact name of registrant as specified in its charter)

 

Florida

 

20-35337265

(State or other jurisdiction of

incorporation or organization)

 

(I.R.S. Employer

Identification No.)

 

2600 WEST OLIVE AVENUE, 5F, BURBANK, CA 91505

(Address of principal executive offices)

 

Registrant’s telephone number, including area code: (855) 710-5437

 

Securities registered pursuant to Section 12(b) of the Exchange Act: None

 

Securities registered pursuant to Section 12(g) of the Exchange Act: None

 

Indicate by check mark if the registrant is a well-known seasoned issuer, as defined in Rule 405 of the Securities Act. Yes [   ]  No [X]

 

Indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or Section 15(d) of the Exchange Act. Yes [   ]  No [X]

 

Indicate by check mark whether the registrant has (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes [X]  No [   ]

 

Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Website, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files). Yes [X]  No [   ]

 

Indicate by check mark if disclosure of delinquent filers in response to Item 405 of Regulation S-K (§229.405) is not contained herein, and will not be contained, to the best of the registrant's knowledge, in definitive proxy or information statements incorporated by reference in Part III of this Form 10-K or any amendment to this Form 10-K. Yes [   ]  No [X]

 






Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of "large accelerated filer," "accelerated filer" and "smaller reporting company" in Rule 12b-2 of the Exchange Act. (Check one):

 

Large accelerated filer [   ]

 

Non-accelerated filer [   ]

 

 

 

Accelerated filer [   ]

 

Smaller reporting company [X]

 

Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act). Yes [   ]  No [X]

 

State the aggregate market value of the voting and non-voting common equity held by non-affiliates computed by reference to the price at which the common equity was last sold, or the average bid and asked price of such common equity, as of the last business day of the registrant's most recently completed second fiscal quarter: $732,145. (This calculation is based on historical data at March 31, 2015). For purposes of the foregoing calculation only, directors, executive officers, and holders of 10% or more of the issuer’s common capital stock have been deemed affiliates.

 

The number of shares outstanding of the Registrant’s Common Stock as of December 17, 2015, was 41,834,795.

 

DOCUMENTS INCORPORATED BY REFERENCE:

 

None.

 

 






_________________________

EXPLANATORY NOTE

_________________________


This Amendment No. 1 (this "Amendment") to the Annual Report on Form 10-K of Pleasant Kids, Inc., (the "Company") for the year ended September 30, 2015, originally filed with the U.S. Securities and Exchange Commission (the "SEC") on February 29, 2016, (the "Original Filing").


Except as described above, this Amendment does not modify or update the disclosures presented in, or exhibits to, the Original Filing in any way.  This Amendment speaks as of the date of the Original Filing and does not reflect events occurring after the filing of the Original Filing.  Accordingly, this Amendment should be read in conjunction with the Original Filing, as well as any other filings made by the Company with the SEC pursuant to Section 13(a) or 15(d) of Securities Exchange Act of 1934, as amended, subsequent to the filing of the Original Filing.







PART III

 

ITEM 15.  EXHIBITS, FINANCIAL STATEMENT SCHEDULES.

 

 (a)(3)

Exhibits.

 

The following exhibits are filed as part of this statement:

 

Exhibit No.

 

Description

 

Location

2

 

Articles of Merger- NYBD Holding, Inc/Pleasant Kids, Inc

 

(1)

3.1

 

Articles of Incorporation- League Now Holdings, Corporation, dated September 21, 2005

 

(1)

3.2

 

Articles of incorporation – Pleasant Kids, Inc, dated July 19, 2013

 

(1)

3.3

 

Amendment to articles of incorporation, dated May 9,2013

 

(1)

3.4

 

Amendment to articles of incorporation, dated September 14, 2014

 

Filed herewith

3.5

 

Amendment to articles of incorporation, dated October 7, 2014

 

Filed herewith

3.6

 

Amendment to articles of incorporation, dated February 4, 2014

 

Filed herewith

3.7

 

Amendment to articles of incorporation, dated May 8, 2014

 

Filed herewith

3.8

 

Amendment to articles of incorporation, dated May 19, 2014

 

Filed herewith

4.1

 

Certificate of Designation, Number, Powers, Preferences and Relative, Participating, Optional and other Special Rights and the Qualifications, Limitations, Restrictions and other Distinguishing Characteristics of Series A Preferred Stock

 

(1)

4.2

 

Board minutes amending Series A Preferred Stock

 

(1)

10.1

 

Employment Contract – Robert Rico, dated October 1, 2013

 

(1)

10.2

 

Employment Contract – Calvin Lewis, dated October 1, 2013

 

(1)

10.3

 

Employment Contract – Franjose Yglesias- Bertheau, dated October 1, 2013

 

(1)

10.4

 

Convertible Debenture for $153,000 dated 3/19/13 to Asher Enterprises

 

(1)

10.5

 

Convertible Debenture for $53,000 dated 5/9/13 to Asher Enterprises

 

(1)

10.6

 

Convertible Debenture for $53,000 dated  7/17/13 to Asher Enterprises

 

(1)

10.7

 

Convertible debenture for 22,000 dated 11/25/13 issued to LG Capital Funding, LLC

 

(2)

10.8

 

Convertible Debenture for 20,000 dated 12/3/13 issued to JMJ Financial

 

(2)

10.9

 

Convertible Debenture for $26,000 dated 1/17/14 to Asher Enterprises

 

(2)

10.10

 

Convertible Debenture for $125,000 dated 1/17/14 to Redwood Management LLC

 

(2)

10.11

 

Convertible Debenture for $50,000 dated 1/17/14 issued to Redwood Management, LLC

 

(2)

10.12

 

Convertible Debenture for $32,500 dated 2/20/14 issued to Asher Enterprises

 

(2)

10.13

 

Convertible Debenture for $26,000 dated 3/5/14 issued to LG Capital Funding, LLC

 

(2)

10.14

 

Convertible Debenture for $53,000 dated 5/8/14 issued to KBM Worldwide, Inc.

 

(2)

10.15

 

Convertible Debenture for $22,000 dated 5/27/14 issued to LG Capital Funding, LLC

 

(2)

10.16

 

Convertible Debenture for $52,500 dated 7/3/14 issued to LG Capital Funding, LLC

 

(2)

10.17

 

Convertible Debenture for $27,500 dated 8/4/14 issued to KBM Worldwide, Inc.

 

(2)

10.18

 

Convertible Debenture for $26,500 dated 9/3/14 issued to LG Capital Funding, LLC

 

(2)

10.19

 

Convertible Debenture for $52,500 dated 12/30/14 issued to LG Capital Funding, LLC

 

Filed herewith

10.20

 

Convertible Debenture for $72,450 dated 2/13/15 issued to LG Capital Funding, LLC

 

Filed herewith

10.21

 

Convertible Debenture for $27,000 dated 4/15/15 issued to Service Trading Company LLC

 

Filed herewith

10.22

 

Convertible Debenture for $37,000 dated 7/30/15 issued to Service Trading Company LLC

 

Filed herewith

10.23

 

Convertible Debenture for $82.500 dated 8/19/15 issued to LG Capital Funding, LLC

 

Filed herewith

10.24

 

Convertible Debenture for $72,450 dated 9/21/15 issued to LG Capital Funding, LLC

 

Filed herewith

14

 

Code of Ethics for Executives and Senior Officers adopted September 30, 2013

 

(1)

14.1

 

Board of Directors Corporate Governance Principals adopted September 30, 2013

 

(1)

31.1

 

Certification of Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002

 

Filed herewith

31.2

 

Certification of Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002

 

Filed herewith

32.1

 

Certification of Chief Executive Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002

 

Filed herewith

32.2

 

Certification of Chief Financial Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002

 

Filed herewith

(2)

Incorporated by reference from Pleasant Kid’s Annual Report on Form 10-KSB for the Fiscal Year Ended September 30, 2013 filed on January 14, 2014. 

(2)

 Incorporated by reference from Pleasant Kid’s Annual Report on Form 10-KSB for the Fiscal Year Ended September 30, 2014 filed on January 14, 2015. 






SIGNATURES

 

In accordance with the requirements of the Exchange Act, the registrant caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

 

Pleasant Kids, Inc.

 

(Registrant)

 

 

Date: June 14, 2016

/s/ Robert Rico

 

Chief Executive Officer

 

 

 

/s/ Kenneth C. Wiedrich

 

Chief Financial Officer