0001209191-17-014725.txt : 20170227 0001209191-17-014725.hdr.sgml : 20170227 20170227161425 ACCESSION NUMBER: 0001209191-17-014725 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170223 FILED AS OF DATE: 20170227 DATE AS OF CHANGE: 20170227 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Spring Bank Pharmaceuticals, Inc. CENTRAL INDEX KEY: 0001566373 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 522386345 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 86 SOUTH STREET CITY: HOPKINTON STATE: MA ZIP: 01748 BUSINESS PHONE: 508-473-5993 X119 MAIL ADDRESS: STREET 1: 86 SOUTH STREET CITY: HOPKINTON STATE: MA ZIP: 01748 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Eichler Kurt M CENTRAL INDEX KEY: 0001424591 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37718 FILM NUMBER: 17641814 MAIL ADDRESS: STREET 1: C/O SPRING BANK PHARMACEUTICALS, INC. STREET 2: STE S-7 CITY: MILFORD STATE: MA ZIP: 01757 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-02-23 0 0001566373 Spring Bank Pharmaceuticals, Inc. SBPH 0001424591 Eichler Kurt M C/O SPRING BANK PHARMACEUTICALS, INC. 86 SOUTH STREET HOPKINTON MA 01748 1 0 0 0 Common Stock 2017-02-23 4 P 0 1200 8.763 A 1200 I See footnote Common Stock 505610 D Common Stock 19791 I See footnote Common Stock 10000 I See footnote The purchase price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.755 to $8.767, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges sent forth in this footnote. These shares are directly held by the Reporting Person as custodian for Katherine Eichler. Katherine Eichler is an immediate family member sharing a household with the Reporting Person. These shares are directly held by Theresa Eichler as custodian for Katherine Eichler. Teresa Eichler and Katherine Eichler are immediate family members sharing a household with the Reporting Person. These shares are directly held by the Kurt M. Eichler Trust Under Agreement dated 12/27/14 FBO Katherine Eichler (the "Katherine Eichler Trust"). The Reporting Person's immediate family member, Katherine Eichler, is a beneficiary of the Katherine Eichler Trust, and the Reporting Person is a trustee of the Katherine Eichler Trust. /s/ Jonathan Freve, Attorney-in-Fact 2017-02-27