0001593678-14-000011.txt : 20140304
0001593678-14-000011.hdr.sgml : 20140304
20140304205020
ACCESSION NUMBER: 0001593678-14-000011
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140301
FILED AS OF DATE: 20140304
DATE AS OF CHANGE: 20140304
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Rovi Corp
CENTRAL INDEX KEY: 0001424454
STANDARD INDUSTRIAL CLASSIFICATION: PATENT OWNERS & LESSORS [6794]
IRS NUMBER: 261739297
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: C/O ROVI ROVI CORPORATION
STREET 2: 2830 DE LA CRUZ BOULEVARD
CITY: SANTA CLARA
STATE: CA
ZIP: 95050
BUSINESS PHONE: 408-562-8400
MAIL ADDRESS:
STREET 1: C/O ROVI ROVI CORPORATION
STREET 2: 2830 DE LA CRUZ BOULEVARD
CITY: SANTA CLARA
STATE: CA
ZIP: 95050
FORMER COMPANY:
FORMER CONFORMED NAME: Macrovision Solutions CORP
DATE OF NAME CHANGE: 20080118
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sergeeff Pamela A.
CENTRAL INDEX KEY: 0001593678
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-53413
FILM NUMBER: 14667162
MAIL ADDRESS:
STREET 1: 140 11TH AVE.
CITY: SAN MATEO
STATE: CA
ZIP: 94401
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2014-03-01
0001424454
Rovi Corp
ROVI
0001593678
Sergeeff Pamela A.
C/O ROVI CORPORATION
2830 DE LA CRUZ BLVD
SANTA CLARA
CA
95050
0
1
0
0
EVP, GENERAL COUNSEL
Common Stock
2014-03-01
4
A
0
50000
.001
A
99996
D
Common Stock
2014-03-03
4
S
0
5082
22.55
D
94914
D
Performance Rights
.001
2014-03-01
4
A
0
20000
0
A
2017-03-01
Common Stock
20000
20000
D
Employee Stock Option (right to buy)
24.84
2014-03-01
4
A
0
18500
0
A
2015-03-01
2021-03-01
Common Stock
18500
18500
D
Granted March 1, 2014, this restricted stock award vests over four years with 25% vesting on each of the annual anniversaries of the grant date.
Shares sold to cover tax withholdings associated with the vesting of restricted stock.
Shares sold on the open market are reported as an average sell price per share of $22.55; breakdown of shares sold and per share sale prices are as follows: 4,632 at $22.50; 45 at $22.94; 91 at $23.02; 235 at 23.03 and 79 at $23.09.
The restricted stock award will be measured over a period of three years based on the achievement of total annual adjusted pro forma revenue and adjusted pro forma operating profit performance metrics (each measured on a calendar year basis). At the end of the three-year period, an average vesting factor will be applied to the total grant amount to determine the total amount eligible to vest based on achievement of the performance metrics. A modifier based upon total shareholder return over the three-year period will then be applied to determine the actual amount of shares to be vested.
Granted March 1, 2014; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.
Donna Gallardo Attorney-in-Fact for Pamela Sergeeff
2014-03-04