0001249155-18-000058.txt : 20181003
0001249155-18-000058.hdr.sgml : 20181003
20181003181802
ACCESSION NUMBER: 0001249155-18-000058
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181001
FILED AS OF DATE: 20181003
DATE AS OF CHANGE: 20181003
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Wong Mark
CENTRAL INDEX KEY: 0001424445
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34719
FILM NUMBER: 181106392
MAIL ADDRESS:
STREET 1: BIOFUEL ENERGY CORP.
STREET 2: 1600 BROADWAY, SUITE 2200
CITY: DENVER
STATE: CO
ZIP: 80202
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: S&W Seed Co
CENTRAL INDEX KEY: 0001477246
STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE PRODUCTION - CROPS [0100]
IRS NUMBER: 271275784
STATE OF INCORPORATION: NV
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 106 K STREET, SUITE 300
CITY: SACRAMENTO
STATE: CA
ZIP: 95814
BUSINESS PHONE: 559 884 2535
MAIL ADDRESS:
STREET 1: 106 K STREET, SUITE 300
CITY: SACRAMENTO
STATE: CA
ZIP: 95814
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2018-10-01
0
0001477246
S&W Seed Co
SANW
0001424445
Wong Mark
1941 PEARL STREET
BOULDER
CO
80302
1
1
0
0
CEO and President
Common Stock
2018-10-01
4
M
0
3125
0
A
93870
D
Common Stock
2018-10-01
4
F
0
906
2.69
D
92964
D
Restricted Stock Units
2018-10-01
4
M
0
3125
0
D
2018-10-01
2021-07-01
Common Stock
3125
34375
D
Represents the settlement of restricted stock units ("RSUs") that vested on October 1, 2018 through the issuance of shares of common stock.
The reporting person is reporting the withholding by the Issuer of an aggregate of 906 shares of common stock that vested on October 1, 2018 pursuant to the RSU award referred to in Table II, but that were not issued in order to satisfy the reporting person's tax withholding obligations in connection with the settlement of the RSU award.
Each RSU is the economic equivalent of one share of S&W Seed Company common stock. The closing price of SANW on the October 1, 2018 vesting date was $2.69.
On August 31, 2018, the reporting person was granted 37,500 RSUs, of which 3,125 vested on October 1, 2018. The remaining unvested RSUs will continue to vest in equal installments on the first day of each quarter through and including July 1, 2021, subject to the reporting person's continued service with the Issuer on each respective vesting date.
/s/ Mark Wong
2018-10-03