0001209191-22-052317.txt : 20221004
0001209191-22-052317.hdr.sgml : 20221004
20221004165002
ACCESSION NUMBER: 0001209191-22-052317
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20221001
FILED AS OF DATE: 20221004
DATE AS OF CHANGE: 20221004
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Wong Mark
CENTRAL INDEX KEY: 0001424445
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34719
FILM NUMBER: 221292540
MAIL ADDRESS:
STREET 1: BIOFUEL ENERGY CORP.
STREET 2: 1600 BROADWAY, SUITE 2200
CITY: DENVER
STATE: CO
ZIP: 80202
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: S&W Seed Co
CENTRAL INDEX KEY: 0001477246
STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE PRODUCTION - CROPS [0100]
IRS NUMBER: 271275784
STATE OF INCORPORATION: NV
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 2101 KEN PRATT BLVD.
STREET 2: SUITE 201
CITY: LONGMONT
STATE: CO
ZIP: 80501
BUSINESS PHONE: (720) 506-9191
MAIL ADDRESS:
STREET 1: 2101 KEN PRATT BLVD.
STREET 2: SUITE 201
CITY: LONGMONT
STATE: CO
ZIP: 80501
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2022-10-01
0
0001477246
S&W Seed Co
SANW
0001424445
Wong Mark
C/O S&W SEED COMPANY
2101 KEN PRATT BLVD., SUITE 201
LONGMONT
CO
80501
1
1
0
0
CEO and President
Common Stock
2022-10-01
4
F
0
4542
0.73
D
267092
D
Common Stock
36630
I
By Starlight 4, LLLP
The reporting person is reporting the withholding by the Issuer of an aggregate of 4,542 shares of common stock that vested on October 1, 2022 pursuant to RSU awards granted on October 14, 2019, October 1, 2020 and October 5, 2021, but that were not issued in order to satisfy the reporting person's tax withholding obligations upon settlement of the RSU awards.
The total reflects 2 additional shares that were not reported on prior Forms 4. On July 6, 2021, the reporting person reported the withholding of an aggregate of 4,785 shares of common stock that vested on July 1, 2021. In fact, 4,786 shares were withheld on such date. On October 4, 2021, the reporting person reported the withholding of an aggregate of 3,881 shares of common stock that vested on October 1, 2021. In fact, 3,882 shares were withheld on such date.
The Reporting Person is General Partner of Starlight 4, LLLP. The Reporting Person disclaims beneficial ownership of these securities except to the extent of Reporting Person's pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose.
/s/ Elizabeth Horton, Attorney-in-Fact
2022-10-04