0001209191-22-052317.txt : 20221004 0001209191-22-052317.hdr.sgml : 20221004 20221004165002 ACCESSION NUMBER: 0001209191-22-052317 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221001 FILED AS OF DATE: 20221004 DATE AS OF CHANGE: 20221004 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wong Mark CENTRAL INDEX KEY: 0001424445 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34719 FILM NUMBER: 221292540 MAIL ADDRESS: STREET 1: BIOFUEL ENERGY CORP. STREET 2: 1600 BROADWAY, SUITE 2200 CITY: DENVER STATE: CO ZIP: 80202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: S&W Seed Co CENTRAL INDEX KEY: 0001477246 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE PRODUCTION - CROPS [0100] IRS NUMBER: 271275784 STATE OF INCORPORATION: NV FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 2101 KEN PRATT BLVD. STREET 2: SUITE 201 CITY: LONGMONT STATE: CO ZIP: 80501 BUSINESS PHONE: (720) 506-9191 MAIL ADDRESS: STREET 1: 2101 KEN PRATT BLVD. STREET 2: SUITE 201 CITY: LONGMONT STATE: CO ZIP: 80501 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-10-01 0 0001477246 S&W Seed Co SANW 0001424445 Wong Mark C/O S&W SEED COMPANY 2101 KEN PRATT BLVD., SUITE 201 LONGMONT CO 80501 1 1 0 0 CEO and President Common Stock 2022-10-01 4 F 0 4542 0.73 D 267092 D Common Stock 36630 I By Starlight 4, LLLP The reporting person is reporting the withholding by the Issuer of an aggregate of 4,542 shares of common stock that vested on October 1, 2022 pursuant to RSU awards granted on October 14, 2019, October 1, 2020 and October 5, 2021, but that were not issued in order to satisfy the reporting person's tax withholding obligations upon settlement of the RSU awards. The total reflects 2 additional shares that were not reported on prior Forms 4. On July 6, 2021, the reporting person reported the withholding of an aggregate of 4,785 shares of common stock that vested on July 1, 2021. In fact, 4,786 shares were withheld on such date. On October 4, 2021, the reporting person reported the withholding of an aggregate of 3,881 shares of common stock that vested on October 1, 2021. In fact, 3,882 shares were withheld on such date. The Reporting Person is General Partner of Starlight 4, LLLP. The Reporting Person disclaims beneficial ownership of these securities except to the extent of Reporting Person's pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose. /s/ Elizabeth Horton, Attorney-in-Fact 2022-10-04