0001209191-19-053308.txt : 20191016 0001209191-19-053308.hdr.sgml : 20191016 20191016172116 ACCESSION NUMBER: 0001209191-19-053308 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191014 FILED AS OF DATE: 20191016 DATE AS OF CHANGE: 20191016 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wong Mark CENTRAL INDEX KEY: 0001424445 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34719 FILM NUMBER: 191153417 MAIL ADDRESS: STREET 1: BIOFUEL ENERGY CORP. STREET 2: 1600 BROADWAY, SUITE 2200 CITY: DENVER STATE: CO ZIP: 80202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: S&W Seed Co CENTRAL INDEX KEY: 0001477246 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE PRODUCTION - CROPS [0100] IRS NUMBER: 271275784 STATE OF INCORPORATION: NV FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 106 K STREET, SUITE 300 CITY: SACRAMENTO STATE: CA ZIP: 95814 BUSINESS PHONE: 559 884 2535 MAIL ADDRESS: STREET 1: 106 K STREET, SUITE 300 CITY: SACRAMENTO STATE: CA ZIP: 95814 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-10-14 0 0001477246 S&W Seed Co SANW 0001424445 Wong Mark 1941 PEARL STREET, SUITE 200 BOULDER CO 80302 1 1 0 0 CEO and President Common Stock 2019-10-14 4 A 0 106253 0.00 A 207761 D Stock options (right to buy) 2.37 2019-10-14 4 A 0 391312 0.00 A 2029-10-13 Common Stock 391312 391312 D Stock options (right to buy) 2.37 2019-10-14 4 A 0 689140 0.00 A 2029-10-13 Common Stock 689140 689140 D The options vest in 12 quarterly installments over three years, commencing on January 1, 2020 and continuing thereafter on the first day of each succeeding fiscal quarter through and including October 1, 2022, subject to continued service with the Issuer on each respective vesting date. /s/ Mark Wong 2019-10-16