The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
||||||||||||||||
| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| 22ND CENTY GROUP INC | COM | 90137F103 | 8 | 10,000 | SH | DFND | 5 | 0 | 10,000 | 0 | |
| US BANCORP DEL | COM NEW | 902973304 | 431 | 10,599 | SH | DFND | 5 | 0 | 10,599 | 0 | |
| UNDER ARMOUR INC | CL A | 904311107 | 948 | 10,089 | SH | DFND | 5 | 0 | 10,089 | 0 | |
| UNILEVER PLC | SPON ADR NEW | 904767704 | 301 | 7,581 | SH | DFND | 5 | 0 | 7,581 | 0 | |
| UNION PAC CORP | COM | 907818108 | 1,254 | 14,486 | SH | DFND | 5 | 0 | 14,486 | 0 | |
| UNITED PARCEL SERVICE INC | CL B | 911312106 | 544 | 5,545 | SH | DFND | 5 | 0 | 5,545 | 0 | |
| UNITED TECHNOLOGIES CORP | COM | 913017109 | 543 | 6,177 | SH | DFND | 5 | 0 | 6,177 | 0 | |
| UNITEDHEALTH GROUP INC | COM | 91324P102 | 1,215 | 10,640 | SH | DFND | 5 | 0 | 10,640 | 0 | |
| UR ENERGY INC | COM | 91688R108 | 6 | 11,000 | SH | DFND | 5 | 0 | 11,000 | 0 | |
| URANIUM ENERGY CORP | COM | 916896103 | 12 | 11,750 | SH | DFND | 5 | 0 | 11,750 | 0 | |
| V F CORP | COM | 918204108 | 623 | 9,269 | SH | DFND | 5 | 0 | 9,269 | 0 | |
| VALEANT PHARMACEUTICALS INTL | COM | 91911K102 | 478 | 3,024 | SH | DFND | 5 | 0 | 3,024 | 0 | |
| VANGUARD SPECIALIZED PORTFOL | DIV APP ETF | 921908844 | 2,793 | 38,430 | SH | DFND | 5 | 0 | 38,430 | 0 | |
| VANGUARD WORLD FD | MEGA GRWTH IND | 921910816 | 406 | 5,326 | SH | DFND | 5 | 0 | 5,326 | 0 | |
| VANGUARD BD INDEX FD INC | INTERMED TERM | 921937819 | 204 | 2,400 | SH | DFND | 5 | 0 | 2,400 | 0 | |
| VANGUARD BD INDEX FD INC | SHORT TRM BOND | 921937827 | 1,787 | 22,241 | SH | DFND | 5 | 0 | 22,241 | 0 | |
| VANGUARD BD INDEX FD INC | TOTAL BND MRKT | 921937835 | 8,308 | 101,608 | SH | DFND | 5 | 0 | 101,608 | 0 | |
| VANGUARD TAX MANAGED INTL FD | FTSE DEV MKT ETF | 921943858 | 1,454 | 41,633 | SH | DFND | 5 | 0 | 41,633 | 0 | |
| VANGUARD WHITEHALL FDS INC | HIGH DIV YLD | 921946406 | 208 | 3,376 | SH | DFND | 5 | 0 | 3,376 | 0 | |
| VANGUARD INTL EQUITY INDEX F | FTSE SMCAP ETF | 922042718 | 477 | 5,343 | SH | DFND | 5 | 0 | 5,343 | 0 | |
| VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 922042775 | 2,218 | 53,073 | SH | DFND | 5 | 0 | 53,073 | 0 | |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 4,596 | 142,657 | SH | DFND | 5 | 0 | 142,657 | 0 | |
| VANGUARD INTL EQUITY INDEX F | FTSE PACIFIC ETF | 922042866 | 563 | 10,726 | SH | DFND | 5 | 0 | 10,726 | 0 | |
| VANGUARD INTL EQUITY INDEX F | FTSE EUROPE ETF | 922042874 | 957 | 19,817 | SH | DFND | 5 | 0 | 19,817 | 0 | |
| VANGUARD WORLD FDS | ENERGY ETF | 92204A306 | 358 | 4,318 | SH | DFND | 5 | 0 | 4,318 | 0 | |
| VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 | 1,684 | 21,162 | SH | DFND | 5 | 0 | 21,162 | 0 | |
| VANGUARD INDEX FDS | MCAP VL IDXVIP | 922908512 | 1,128 | 13,826 | SH | DFND | 5 | 0 | 13,826 | 0 | |
| VANGUARD INDEX FDS | MCAP GR IDXVIP | 922908538 | 650 | 6,822 | SH | DFND | 5 | 0 | 6,822 | 0 | |
| VANGUARD INDEX FDS | REIT ETF | 922908553 | 1,271 | 16,970 | SH | DFND | 5 | 0 | 16,970 | 0 | |
| VANGUARD INDEX FDS | SML CP GRW ETF | 922908595 | 886 | 7,644 | SH | DFND | 5 | 0 | 7,644 | 0 | |
| VANGUARD INDEX FDS | SM CP VAL ETF | 922908611 | 752 | 7,877 | SH | DFND | 5 | 0 | 7,877 | 0 | |
| VANGUARD INDEX FDS | MID CAP ETF | 922908629 | 891 | 7,803 | SH | DFND | 5 | 0 | 7,803 | 0 | |
| VANGUARD INDEX FDS | GROWTH ETF | 922908736 | 4,386 | 44,694 | SH | DFND | 5 | 0 | 44,694 | 0 | |
| VANGUARD INDEX FDS | VALUE ETF | 922908744 | 6,559 | 86,869 | SH | DFND | 5 | 0 | 86,869 | 0 | |
| VANGUARD INDEX FDS | SMALL CP ETF | 922908751 | 3,406 | 32,037 | SH | DFND | 5 | 0 | 32,037 | 0 | |
| VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 11,342 | 117,023 | SH | DFND | 5 | 0 | 117,023 | 0 | |
| VERIZON COMMUNICATIONS INC | COM | 92343V104 | 2,811 | 64,577 | SH | DFND | 5 | 0 | 64,577 | 0 | |
| VISA INC | COM CL A | 92826C839 | 5,144 | 75,058 | SH | DFND | 5 | 0 | 75,058 | 0 | |
| VODAFONE GROUP PLC NEW | SPNSR ADR NO PAR | 92857W308 | 226 | 7,304 | SH | DFND | 5 | 0 | 7,304 | 0 | |
| WAL-MART STORES INC | COM | 931142103 | 1,153 | 18,076 | SH | DFND | 5 | 0 | 18,076 | 0 | |
| WALGREENS BOOTS ALLIANCE INC | COM | 931427108 | 287 | 3,500 | SH | DFND | 5 | 0 | 3,500 | 0 | |
| WASTE MGMT INC DEL | COM | 94106L109 | 353 | 7,179 | SH | DFND | 5 | 0 | 7,179 | 0 | |
| WELLS FARGO & CO NEW | COM | 949746101 | 697 | 13,691 | SH | DFND | 5 | 0 | 13,691 | 0 | |
| WESTERN UN CO | COM | 959802109 | 364 | 20,128 | SH | DFND | 5 | 0 | 20,128 | 0 | |
| WESTPORT INNOVATIONS INC | COM NEW | 960908309 | 30 | 11,638 | SH | DFND | 5 | 0 | 11,638 | 0 | |
| WISDOMTREE TR | EMER MKT HIGH FD | 97717W315 | 355 | 10,763 | SH | DFND | 5 | 0 | 10,763 | 0 | |
| WISDOMTREE TR | SMLCAP EARN FD | 97717W562 | 737 | 10,159 | SH | DFND | 5 | 0 | 10,159 | 0 | |
| WISDOMTREE TR | MDCP EARN FUND | 97717W570 | 915 | 10,792 | SH | DFND | 5 | 0 | 10,792 | 0 | |
| WISDOMTREE TR | EUROPE SMCP DV | 97717W869 | 349 | 6,535 | SH | DFND | 5 | 0 | 6,535 | 0 | |
| WISDOMTREE TR | EUROPE HEDGED EQ | 97717X701 | 786 | 14,702 | SH | DFND | 5 | 0 | 14,702 | 0 | |
| WOLVERINE WORLD WIDE INC | COM | 978097103 | 271 | 12,579 | SH | DFND | 5 | 0 | 12,579 | 0 | |
| ALLERGAN PLC | SHS | G0177J108 | 710 | 2,818 | SH | DFND | 5 | 0 | 2,818 | 0 | |
| ACCENTURE PLC IRELAND | SHS CLASS A | G1151C101 | 268 | 2,779 | SH | DFND | 5 | 0 | 2,779 | 0 | |
| HORIZON PHARMA PLC | SHS | G4617B105 | 390 | 23,228 | SH | DFND | 5 | 0 | 23,228 | 0 | |
| MEDTRONIC PLC | SHS | G5960L103 | 238 | 3,580 | SH | DFND | 5 | 0 | 3,580 | 0 | |
| SEADRILL LIMITED | SHS | G7945E105 | 81 | 13,972 | SH | DFND | 5 | 0 | 13,972 | 0 | |
| LYONDELLBASELL INDUSTRIES N | SHS - A - | N53745100 | 297 | 3,672 | SH | DFND | 5 | 0 | 3,672 | 0 | |