0000950123-15-012330.txt : 20151119 0000950123-15-012330.hdr.sgml : 20151119 20151119161150 ACCESSION NUMBER: 0000950123-15-012330 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150930 FILED AS OF DATE: 20151119 DATE AS OF CHANGE: 20151119 EFFECTIVENESS DATE: 20151119 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Voya Financial Advisors, Inc. CENTRAL INDEX KEY: 0001424367 IRS NUMBER: 000000000 STATE OF INCORPORATION: MN FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-16913 FILM NUMBER: 151243768 BUSINESS ADDRESS: STREET 1: 909 LOCUST STREET CITY: DES MOINES STATE: IA ZIP: 50309-2899 BUSINESS PHONE: 800-356-2906 MAIL ADDRESS: STREET 1: 909 LOCUST STREET CITY: DES MOINES STATE: IA ZIP: 50309-2899 FORMER COMPANY: FORMER CONFORMED NAME: ING FINANCIAL PARTNERS INC DATE OF NAME CHANGE: 20080117 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0001424367 XXXXXXXX 09-30-2015 09-30-2015 true 1 NEW HOLDINGS Voya Financial Advisors, Inc.

909 Locust Street Des Moines IA 50309-2899

13F HOLDINGS REPORT 028-16913 Y This amendment is submitted in order to include holdings that were not included in the initial filing due to a technical error. Angela Kahrmann 800-356-2906 /s/ Angela Kahrmann, Chief Operating Officer Windsor CT 11-19-2015 1 57 80109 false 5 028-16916 Voya Financial, Inc INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F 22ND CENTY GROUP INC COM 90137F103 8 10000 SH DFND 5 0 10000 0 US BANCORP DEL COM NEW 902973304 431 10599 SH DFND 5 0 10599 0 UNDER ARMOUR INC CL A 904311107 948 10089 SH DFND 5 0 10089 0 UNILEVER PLC SPON ADR NEW 904767704 301 7581 SH DFND 5 0 7581 0 UNION PAC CORP COM 907818108 1254 14486 SH DFND 5 0 14486 0 UNITED PARCEL SERVICE INC CL B 911312106 544 5545 SH DFND 5 0 5545 0 UNITED TECHNOLOGIES CORP COM 913017109 543 6177 SH DFND 5 0 6177 0 UNITEDHEALTH GROUP INC COM 91324P102 1215 10640 SH DFND 5 0 10640 0 UR ENERGY INC COM 91688R108 6 11000 SH DFND 5 0 11000 0 URANIUM ENERGY CORP COM 916896103 12 11750 SH DFND 5 0 11750 0 V F CORP COM 918204108 623 9269 SH DFND 5 0 9269 0 VALEANT PHARMACEUTICALS INTL COM 91911K102 478 3024 SH DFND 5 0 3024 0 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 2793 38430 SH DFND 5 0 38430 0 VANGUARD WORLD FD MEGA GRWTH IND 921910816 406 5326 SH DFND 5 0 5326 0 VANGUARD BD INDEX FD INC INTERMED TERM 921937819 204 2400 SH DFND 5 0 2400 0 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 1787 22241 SH DFND 5 0 22241 0 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 8308 101608 SH DFND 5 0 101608 0 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 1454 41633 SH DFND 5 0 41633 0 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 208 3376 SH DFND 5 0 3376 0 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 477 5343 SH DFND 5 0 5343 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 2218 53073 SH DFND 5 0 53073 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 4596 142657 SH DFND 5 0 142657 0 VANGUARD INTL EQUITY INDEX F FTSE PACIFIC ETF 922042866 563 10726 SH DFND 5 0 10726 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 957 19817 SH DFND 5 0 19817 0 VANGUARD WORLD FDS ENERGY ETF 92204A306 358 4318 SH DFND 5 0 4318 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 1684 21162 SH DFND 5 0 21162 0 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 1128 13826 SH DFND 5 0 13826 0 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 650 6822 SH DFND 5 0 6822 0 VANGUARD INDEX FDS REIT ETF 922908553 1271 16970 SH DFND 5 0 16970 0 VANGUARD INDEX FDS SML CP GRW ETF 922908595 886 7644 SH DFND 5 0 7644 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 752 7877 SH DFND 5 0 7877 0 VANGUARD INDEX FDS MID CAP ETF 922908629 891 7803 SH DFND 5 0 7803 0 VANGUARD INDEX FDS GROWTH ETF 922908736 4386 44694 SH DFND 5 0 44694 0 VANGUARD INDEX FDS VALUE ETF 922908744 6559 86869 SH DFND 5 0 86869 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 3406 32037 SH DFND 5 0 32037 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 11342 117023 SH DFND 5 0 117023 0 VERIZON COMMUNICATIONS INC COM 92343V104 2811 64577 SH DFND 5 0 64577 0 VISA INC COM CL A 92826C839 5144 75058 SH DFND 5 0 75058 0 VODAFONE GROUP PLC NEW SPNSR ADR NO PAR 92857W308 226 7304 SH DFND 5 0 7304 0 WAL-MART STORES INC COM 931142103 1153 18076 SH DFND 5 0 18076 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 287 3500 SH DFND 5 0 3500 0 WASTE MGMT INC DEL COM 94106L109 353 7179 SH DFND 5 0 7179 0 WELLS FARGO & CO NEW COM 949746101 697 13691 SH DFND 5 0 13691 0 WESTERN UN CO COM 959802109 364 20128 SH DFND 5 0 20128 0 WESTPORT INNOVATIONS INC COM NEW 960908309 30 11638 SH DFND 5 0 11638 0 WISDOMTREE TR EMER MKT HIGH FD 97717W315 355 10763 SH DFND 5 0 10763 0 WISDOMTREE TR SMLCAP EARN FD 97717W562 737 10159 SH DFND 5 0 10159 0 WISDOMTREE TR MDCP EARN FUND 97717W570 915 10792 SH DFND 5 0 10792 0 WISDOMTREE TR EUROPE SMCP DV 97717W869 349 6535 SH DFND 5 0 6535 0 WISDOMTREE TR EUROPE HEDGED EQ 97717X701 786 14702 SH DFND 5 0 14702 0 WOLVERINE WORLD WIDE INC COM 978097103 271 12579 SH DFND 5 0 12579 0 ALLERGAN PLC SHS G0177J108 710 2818 SH DFND 5 0 2818 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 268 2779 SH DFND 5 0 2779 0 HORIZON PHARMA PLC SHS G4617B105 390 23228 SH DFND 5 0 23228 0 MEDTRONIC PLC SHS G5960L103 238 3580 SH DFND 5 0 3580 0 SEADRILL LIMITED SHS G7945E105 81 13972 SH DFND 5 0 13972 0 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 297 3672 SH DFND 5 0 3672 0