13F-HR 1 form13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 6/30/2009 Check here if Amendment []; Amendment Number: ------- This Amendment (Check only one.): [] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Ridgeback Capital Investments L.P. Address: 430 Park Avenue, 12th Floor New York, New York 10022 Form 13F File Number: 28-12856 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Persons Signing this Report on Behalf of Reporting Manager: Name: Ridgeback Capital Investments Ltd., as General Partner, by Bud Holman Title: Director Phone: (212) 808-7729 Signature, Place, and Date of Signing: /s/ Bud Holman New York, New York 8/14/2009 --------------------------------- --------------------------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 Form 13F Information Table Entry Total: 12 Form 13F Information Table Value Total: $ 426,754.00 -------------- (In Thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1 28-12280 Ridgeback Capital Management LLC ---- -------------------- ---------------------------------------------------- 2 28-12277 Ridgeback Capital Investments Ltd. ---- -------------------- ----------------------------------------------------
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------------------------------- ----------------- --------- -------- ------------------ ---------- -------- --------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE -------------------------------- ----------------- --------- -------- --------- --- ---- ---------- -------- ---- ------ --------- Baxter Int?l Inc. Common Stock 071813109 114,156 2,155,515 SH SOLE 1,2 0 0 2,155,515 Chelsea Therapeutics Int?l, Ltd. Common Stock 163428105 12,511 2,964,735 SH SOLE 1,2 0 0 2,964,735 Crucell N.V. Sponsored ADR 228769105 3,870 160,648 SH SOLE 1,2 0 0 160,648 Express Scripts Inc. Common Stock 302182100 61,964 901,300 SH SOLE 1,2 0 0 901,300 Forest Labs Inc. Common Stock 345838106 40,176 1,600,000 SH SOLE 1,2 0 0 1,600,000 Gilead Sciences Inc. Common Stock 375558103 36,109 770,900 SH SOLE 1,2 0 0 770,900 Incyte Corp. Common Stock 45337C102 2,221 675,000 SH SOLE 1,2 0 0 675,000 Petrohawk Energy Corp. Common Stock 716495106 9,478 425,000 SH SOLE 1,2 0 0 425,000 Pfizer Inc. Common Stock 717081103 21,000 1,400,000 SH SOLE 1,2 0 0 1,400,000 Sequenom, Inc. Common Stock 817337405 3,910 1,000,000 SH SOLE 1,2 0 0 1,000,000 Wellpoint Inc. Common Stock 94973V107 102,289 2,010,000 SH SOLE 1,2 0 0 2,010,000 XTO Energy Inc. Common Stock 98385X106 19,070 500,000 SH SOLE 1,2 0 0 500,000