0001209191-14-031998.txt : 20140507
0001209191-14-031998.hdr.sgml : 20140507
20140507200808
ACCESSION NUMBER: 0001209191-14-031998
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140507
FILED AS OF DATE: 20140507
DATE AS OF CHANGE: 20140507
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ALDER BIOPHARMACEUTICALS INC
CENTRAL INDEX KEY: 0001423824
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
BUSINESS ADDRESS:
STREET 1: 11804 NORTH CREEK PARKWAY SOUTH
CITY: BOTHELL
STATE: WA
ZIP: 98011
BUSINESS PHONE: 425-205-2900
MAIL ADDRESS:
STREET 1: 11804 NORTH CREEK PARKWAY SOUTH
CITY: BOTHELL
STATE: WA
ZIP: 98011
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Davidson Aaron
CENTRAL INDEX KEY: 0001515825
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36431
FILM NUMBER: 14822599
MAIL ADDRESS:
STREET 1: C/O H.I.G. CAPITAL
STREET 2: 1450 BRICKELL AVENUE, 31ST FLOOR
CITY: MIAMI
STATE: FL
ZIP: 33131
3
1
doc3.xml
FORM 3 SUBMISSION
X0206
3
2014-05-07
0
0001423824
ALDER BIOPHARMACEUTICALS INC
ALDR
0001515825
Davidson Aaron
C/O H.I.G. CAPITAL
1450 BRICKELL AVENUE, 31ST FLOOR
MIAMI
FL
33131
1
0
0
0
Series B Preferred Stock
Common Stock
1342657
I
By H.I.G. Venture Partners II, L.P.
Series B Preferred Stock
Common Stock
335664
I
By H.I.G. Ventures - Alder, LLC
Series C Preferred Stock
Common Stock
404040
I
By H.I.G. Venture Partners II, L.P.
Series C Preferred Stock
Common Stock
101010
I
By H.I.G. Ventures - Adler, LLC
Series D Preferred Stock
Common Stock
318884
I
By H.I.G. Venture Partners II, L.P.
Series D Preferred Stock
Common Stock
79721
I
By H.I.G. Ventures - Alder, LLC
The preferred stock is convertible at any time, at the holder's election, and has no expiration date. The preferred stock will automatically convert into common stock on a 1-to-1 basis upon closing of the initial public offering of the issuer.
Mr. Davidson is managing director of H.I.G. BioVentures, an affiliate of H.I.G. Ventures Partners II, L.P. and H.I.G. Ventures - Alder, LLC. As a managing director of an affiliate of the H.I.G. Funds, Mr. Davidson shares voting and investment power over the shares held by the H.I.G. Funds and may be deemed to have indirect beneficial ownership of such shares. Mr. Davidson disclaims beneficial ownership of the shares held by the H.I.G. Funds except to the extent of any pecuniary interest therein.
/s/ Aaron Davidson
2014-05-07