0001423774-23-000172.txt : 20231003 0001423774-23-000172.hdr.sgml : 20231003 20231003215415 ACCESSION NUMBER: 0001423774-23-000172 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230907 FILED AS OF DATE: 20231003 DATE AS OF CHANGE: 20231003 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Traube Robert J. CENTRAL INDEX KEY: 0001791403 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38451 FILM NUMBER: 231306501 MAIL ADDRESS: STREET 1: C/O ZUORA, INC. STREET 2: 101 REDWOOD SHORES PARKWAY CITY: REDWOOD CITY STATE: CA ZIP: 94065 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ZUORA INC CENTRAL INDEX KEY: 0001423774 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 205530976 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 101 REDWOOD SHORES PARKWAY CITY: REDWOOD CITY STATE: CA ZIP: 94065 BUSINESS PHONE: 888-976-9056 MAIL ADDRESS: STREET 1: 101 REDWOOD SHORES PARKWAY CITY: REDWOOD CITY STATE: CA ZIP: 94065 4 1 wk-form4_1696384443.xml FORM 4 X0508 4 2023-09-07 0 0001423774 ZUORA INC ZUO 0001791403 Traube Robert J. C/O ZUORA, INC. 101 REDWOOD SHORES PARKWAY REDWOOD CITY CA 94065 0 1 0 0 Chief Revenue Officer 0 Class A Common Stock 2023-09-30 4 M 0 6250 0 A 10879 D Class A Common Stock 2023-09-30 4 M 0 6250 0 A 17129 D Class A Common Stock 2023-09-30 4 M 0 18750 0 A 35879 D Class A Common Stock 2023-09-30 4 M 0 20834 0 A 56713 D Class A Common Stock 2023-09-30 4 M 0 27083 0 A 83796 D Class A Common Stock 2023-09-30 4 M 0 26940 0 A 110736 D Class A Common Stock 2023-09-30 4 M 0 50000 0 A 160736 D Restricted Stock Units (RSU)(Class A) 2023-09-30 4 M 0 6250 0 D Class A Common Stock 6250 0 D Restricted Stock Units (RSU)(Class A) 2023-09-30 4 M 0 6250 0 D Class A Common Stock 6250 12500 D Restricted Stock Units (RSU)(Class A) 2023-09-30 4 M 0 18750 0 D Class A Common Stock 18750 112500 D Restricted Stock Units (RSU)(Class A) 2023-09-30 4 M 0 20834 0 D Class A Common Stock 20834 125000 D Restricted Stock Units (RSU)(Class A) 2023-09-30 4 M 0 27083 0 D Class A Common Stock 27083 270834 D Restricted Stock Units (RSU)(Class A) 2023-09-30 4 M 0 26940 0 D Class A Common Stock 26940 161638 D Performance Stock Units (PSU)(Class A) 2023-09-07 4 A 0 50000 0 A Class A Common Stock 50000 50000 D Performance Stock Units (PSU)(Class A) 2023-09-30 4 M 0 50000 0 D Class A Common Stock 50000 0 D Vesting of PSUs earned by the Reporting Person on September 7, 2023, as determined by the Compensation Committee of Zuora's Board of Directors. Each restricted stock unit ("RSU") represents a contingent right to receive one share of Zuora's Class A Common Stock upon vesting for no consideration. The RSUs vest over four years, with 1/4 of the shares underlying the initial award vesting on September 30, 2020, and the remaining shares vesting as to 1/16 of the shares underlying the initial award quarterly thereafter, so long as the Reporting Person continues to provide services to Zuora through each vesting date. RSUs do not expire; these securities either vest and settle or are canceled prior to the vesting date. The RSUs vest over four years, with 1/16 of the shares underlying the initial award vesting on June 30, 2020, and the remaining shares vesting as to 1/16 of the shares underlying the initial award quarterly thereafter, so long as the Reporting Person continues to provide services to Zuora through each vesting date. The RSUs vest over four years, with 1/16 of the shares underlying the initial award vesting on June 30, 2021, and the remaining shares vesting as to 1/16 of the shares underlying the initial award quarterly thereafter, so long as the Reporting Person continues to provide services to Zuora through each vesting date. The RSUs vest over three years, with 1/12 of the shares underlying the initial award vesting on June 30, 2022, and the remaining shares vesting as to 1/12 of the shares underlying the initial award quarterly thereafter, so long as the Reporting Person continues to provide services to Zuora through each vesting date. The RSUs vest over three years, with 1/12 of the shares underlying the initial award vesting on June 30, 2023, and the remaining shares vesting as to 1/12 of the shares underlying the initial award quarterly thereafter, so long as the Reporting Person continues to provide services to Zuora through each vesting date. The RSUs vest over two years, with 1/8 of the shares underlying the award vesting on June 30, 2023, and the remaining shares vesting as to 1/8 of the shares underlying the initial award quarterly thereafter, so long as the Reporting Person continues to provide services to Zuora through each vesting date. Each performance stock unit ("PSU") represents a contingent right to receive one share of Zuora's Class A Common Stock upon vesting for no consideration. The PSUs shall vest on September 30, 2023, so long as the Reporting Person continues to provide services to Zuora through such vesting date. PSUs do not expire; these securities either vest and settle or are canceled prior to the vesting date. /s/ Sylvia Lexington as attorney-in-fact for Robert J. Traube 2023-10-03