0001423774-23-000172.txt : 20231003
0001423774-23-000172.hdr.sgml : 20231003
20231003215415
ACCESSION NUMBER: 0001423774-23-000172
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230907
FILED AS OF DATE: 20231003
DATE AS OF CHANGE: 20231003
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Traube Robert J.
CENTRAL INDEX KEY: 0001791403
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38451
FILM NUMBER: 231306501
MAIL ADDRESS:
STREET 1: C/O ZUORA, INC.
STREET 2: 101 REDWOOD SHORES PARKWAY
CITY: REDWOOD CITY
STATE: CA
ZIP: 94065
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ZUORA INC
CENTRAL INDEX KEY: 0001423774
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 205530976
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 101 REDWOOD SHORES PARKWAY
CITY: REDWOOD CITY
STATE: CA
ZIP: 94065
BUSINESS PHONE: 888-976-9056
MAIL ADDRESS:
STREET 1: 101 REDWOOD SHORES PARKWAY
CITY: REDWOOD CITY
STATE: CA
ZIP: 94065
4
1
wk-form4_1696384443.xml
FORM 4
X0508
4
2023-09-07
0
0001423774
ZUORA INC
ZUO
0001791403
Traube Robert J.
C/O ZUORA, INC.
101 REDWOOD SHORES PARKWAY
REDWOOD CITY
CA
94065
0
1
0
0
Chief Revenue Officer
0
Class A Common Stock
2023-09-30
4
M
0
6250
0
A
10879
D
Class A Common Stock
2023-09-30
4
M
0
6250
0
A
17129
D
Class A Common Stock
2023-09-30
4
M
0
18750
0
A
35879
D
Class A Common Stock
2023-09-30
4
M
0
20834
0
A
56713
D
Class A Common Stock
2023-09-30
4
M
0
27083
0
A
83796
D
Class A Common Stock
2023-09-30
4
M
0
26940
0
A
110736
D
Class A Common Stock
2023-09-30
4
M
0
50000
0
A
160736
D
Restricted Stock Units (RSU)(Class A)
2023-09-30
4
M
0
6250
0
D
Class A Common Stock
6250
0
D
Restricted Stock Units (RSU)(Class A)
2023-09-30
4
M
0
6250
0
D
Class A Common Stock
6250
12500
D
Restricted Stock Units (RSU)(Class A)
2023-09-30
4
M
0
18750
0
D
Class A Common Stock
18750
112500
D
Restricted Stock Units (RSU)(Class A)
2023-09-30
4
M
0
20834
0
D
Class A Common Stock
20834
125000
D
Restricted Stock Units (RSU)(Class A)
2023-09-30
4
M
0
27083
0
D
Class A Common Stock
27083
270834
D
Restricted Stock Units (RSU)(Class A)
2023-09-30
4
M
0
26940
0
D
Class A Common Stock
26940
161638
D
Performance Stock Units (PSU)(Class A)
2023-09-07
4
A
0
50000
0
A
Class A Common Stock
50000
50000
D
Performance Stock Units (PSU)(Class A)
2023-09-30
4
M
0
50000
0
D
Class A Common Stock
50000
0
D
Vesting of PSUs earned by the Reporting Person on September 7, 2023, as determined by the Compensation Committee of Zuora's Board of Directors.
Each restricted stock unit ("RSU") represents a contingent right to receive one share of Zuora's Class A Common Stock upon vesting for no consideration.
The RSUs vest over four years, with 1/4 of the shares underlying the initial award vesting on September 30, 2020, and the remaining shares vesting as to 1/16 of the shares underlying the initial award quarterly thereafter, so long as the Reporting Person continues to provide services to Zuora through each vesting date.
RSUs do not expire; these securities either vest and settle or are canceled prior to the vesting date.
The RSUs vest over four years, with 1/16 of the shares underlying the initial award vesting on June 30, 2020, and the remaining shares vesting as to 1/16 of the shares underlying the initial award quarterly thereafter, so long as the Reporting Person continues to provide services to Zuora through each vesting date.
The RSUs vest over four years, with 1/16 of the shares underlying the initial award vesting on June 30, 2021, and the remaining shares vesting as to 1/16 of the shares underlying the initial award quarterly thereafter, so long as the Reporting Person continues to provide services to Zuora through each vesting date.
The RSUs vest over three years, with 1/12 of the shares underlying the initial award vesting on June 30, 2022, and the remaining shares vesting as to 1/12 of the shares underlying the initial award quarterly thereafter, so long as the Reporting Person continues to provide services to Zuora through each vesting date.
The RSUs vest over three years, with 1/12 of the shares underlying the initial award vesting on June 30, 2023, and the remaining shares vesting as to 1/12 of the shares underlying the initial award quarterly thereafter, so long as the Reporting Person continues to provide services to Zuora through each vesting date.
The RSUs vest over two years, with 1/8 of the shares underlying the award vesting on June 30, 2023, and the remaining shares vesting as to 1/8 of the shares underlying the initial award quarterly thereafter, so long as the Reporting Person continues to provide services to Zuora through each vesting date.
Each performance stock unit ("PSU") represents a contingent right to receive one share of Zuora's Class A Common Stock upon vesting for no consideration.
The PSUs shall vest on September 30, 2023, so long as the Reporting Person continues to provide services to Zuora through such vesting date.
PSUs do not expire; these securities either vest and settle or are canceled prior to the vesting date.
/s/ Sylvia Lexington as attorney-in-fact for Robert J. Traube
2023-10-03