0001423774-22-000127.txt : 20220705
0001423774-22-000127.hdr.sgml : 20220705
20220705193325
ACCESSION NUMBER: 0001423774-22-000127
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220630
FILED AS OF DATE: 20220705
DATE AS OF CHANGE: 20220705
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Srinivasan Sri
CENTRAL INDEX KEY: 0001846803
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38451
FILM NUMBER: 221067014
MAIL ADDRESS:
STREET 1: C/O ZUORA, INC.
STREET 2: 101 REDWOOD SHORES PARKWAY
CITY: REDWOOD CITY
STATE: CA
ZIP: 94065
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ZUORA INC
CENTRAL INDEX KEY: 0001423774
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 205530976
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 101 REDWOOD SHORES PARKWAY
CITY: REDWOOD CITY
STATE: CA
ZIP: 94065
BUSINESS PHONE: 888-976-9056
MAIL ADDRESS:
STREET 1: 101 REDWOOD SHORES PARKWAY
CITY: REDWOOD CITY
STATE: CA
ZIP: 94065
4
1
wf-form4_165706399055192.xml
FORM 4
X0306
4
2022-06-30
0
0001423774
ZUORA INC
ZUO
0001846803
Srinivasan Sri
C/O ZUORA, INC.
101 REDWOOD SHORES PARKWAY
REDWOOD CITY
CA
94065
0
1
0
0
Chief Product & Tech Officer
Class A Common Stock
2022-06-30
4
M
0
17500
0
A
39732
D
Class A Common Stock
2022-06-30
4
M
0
20833
0
A
60565
D
Class A Common Stock
2022-06-30
4
M
0
40000
0
A
100565
D
Class A Common Stock
2022-07-01
4
S
0
31221
8.9346
D
69344
D
Class A Common Stock
2000
I
By The Srinivasan Muthuswamy Trust, Dated May 7th, 2015
Restricted Stock Units (RSU)(Class A)
2022-06-30
4
M
0
17500
0
D
Class A Common Stock
17500.0
175000
D
Restricted Stock Units (RSU)(Class A)
2022-06-30
4
M
0
40000
0
D
Class A Common Stock
40000.0
80000
D
Restricted Stock Units (RSU)(Class A)
2022-06-30
4
M
0
20833
0
D
Class A Common Stock
20833.0
229167
D
Shares sold to satisfy the Reporting Person's tax liability in connection with the issuance of Class A Common Stock resulting from the vesting of restricted stock units ("RSUs") as reported in rows one, two and three of Table I.
The securities are held of record by The Srinivasan Muthuswamy Trust, Dated May 7th, 2015, of which the Reporting Person is trustee.
Each RSU represents a contingent right to receive one share of Zuora's Class A Common Stock upon vesting for no consideration.
The RSUs vest over four years, with 1/4 of the shares underlying the initial award vesting on December 31, 2021, and the remaining shares vesting as to 1/16 of the shares underlying the initial award quarterly thereafter, so long as the Reporting Person continues to provide services to Zuora through each vesting date.
RSUs do not expire; these securities either vest and settle or are canceled prior to the vesting date.
The RSUs vest over three years, with 1/3 of the shares underlying the initial award vesting on June 30, 2022, and the remaining shares vesting as to 1/3 of the shares underlying the initial award on each of June 30, 2023 and June 30, 2024, so long as the Reporting Person continues to provide services to Zuora through each vesting date.
The RSUs vest over three years, with 1/12 of the shares underlying the initial award vesting on June 30, 2022, and the remaining shares vesting as to 1/12 of the shares underlying the initial award quarterly thereafter, so long as the Reporting Person continues to provide services to Zuora through each vesting date.
/s/ Sylvia Lexington as attorney-in-fact for Sri Srinivasan
2022-07-05