0001423774-22-000127.txt : 20220705 0001423774-22-000127.hdr.sgml : 20220705 20220705193325 ACCESSION NUMBER: 0001423774-22-000127 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220630 FILED AS OF DATE: 20220705 DATE AS OF CHANGE: 20220705 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Srinivasan Sri CENTRAL INDEX KEY: 0001846803 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38451 FILM NUMBER: 221067014 MAIL ADDRESS: STREET 1: C/O ZUORA, INC. STREET 2: 101 REDWOOD SHORES PARKWAY CITY: REDWOOD CITY STATE: CA ZIP: 94065 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ZUORA INC CENTRAL INDEX KEY: 0001423774 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 205530976 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 101 REDWOOD SHORES PARKWAY CITY: REDWOOD CITY STATE: CA ZIP: 94065 BUSINESS PHONE: 888-976-9056 MAIL ADDRESS: STREET 1: 101 REDWOOD SHORES PARKWAY CITY: REDWOOD CITY STATE: CA ZIP: 94065 4 1 wf-form4_165706399055192.xml FORM 4 X0306 4 2022-06-30 0 0001423774 ZUORA INC ZUO 0001846803 Srinivasan Sri C/O ZUORA, INC. 101 REDWOOD SHORES PARKWAY REDWOOD CITY CA 94065 0 1 0 0 Chief Product & Tech Officer Class A Common Stock 2022-06-30 4 M 0 17500 0 A 39732 D Class A Common Stock 2022-06-30 4 M 0 20833 0 A 60565 D Class A Common Stock 2022-06-30 4 M 0 40000 0 A 100565 D Class A Common Stock 2022-07-01 4 S 0 31221 8.9346 D 69344 D Class A Common Stock 2000 I By The Srinivasan Muthuswamy Trust, Dated May 7th, 2015 Restricted Stock Units (RSU)(Class A) 2022-06-30 4 M 0 17500 0 D Class A Common Stock 17500.0 175000 D Restricted Stock Units (RSU)(Class A) 2022-06-30 4 M 0 40000 0 D Class A Common Stock 40000.0 80000 D Restricted Stock Units (RSU)(Class A) 2022-06-30 4 M 0 20833 0 D Class A Common Stock 20833.0 229167 D Shares sold to satisfy the Reporting Person's tax liability in connection with the issuance of Class A Common Stock resulting from the vesting of restricted stock units ("RSUs") as reported in rows one, two and three of Table I. The securities are held of record by The Srinivasan Muthuswamy Trust, Dated May 7th, 2015, of which the Reporting Person is trustee. Each RSU represents a contingent right to receive one share of Zuora's Class A Common Stock upon vesting for no consideration. The RSUs vest over four years, with 1/4 of the shares underlying the initial award vesting on December 31, 2021, and the remaining shares vesting as to 1/16 of the shares underlying the initial award quarterly thereafter, so long as the Reporting Person continues to provide services to Zuora through each vesting date. RSUs do not expire; these securities either vest and settle or are canceled prior to the vesting date. The RSUs vest over three years, with 1/3 of the shares underlying the initial award vesting on June 30, 2022, and the remaining shares vesting as to 1/3 of the shares underlying the initial award on each of June 30, 2023 and June 30, 2024, so long as the Reporting Person continues to provide services to Zuora through each vesting date. The RSUs vest over three years, with 1/12 of the shares underlying the initial award vesting on June 30, 2022, and the remaining shares vesting as to 1/12 of the shares underlying the initial award quarterly thereafter, so long as the Reporting Person continues to provide services to Zuora through each vesting date. /s/ Sylvia Lexington as attorney-in-fact for Sri Srinivasan 2022-07-05