0001423774-22-000125.txt : 20220705 0001423774-22-000125.hdr.sgml : 20220705 20220705193150 ACCESSION NUMBER: 0001423774-22-000125 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220630 FILED AS OF DATE: 20220705 DATE AS OF CHANGE: 20220705 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Traube Robert J. CENTRAL INDEX KEY: 0001791403 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38451 FILM NUMBER: 221067010 MAIL ADDRESS: STREET 1: C/O ZUORA, INC. STREET 2: 3050 SOUTH DELAWARE STREET, SUITE 301 CITY: SAN MATEO STATE: CA ZIP: 94403 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ZUORA INC CENTRAL INDEX KEY: 0001423774 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 205530976 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 101 REDWOOD SHORES PARKWAY CITY: REDWOOD CITY STATE: CA ZIP: 94065 BUSINESS PHONE: 888-976-9056 MAIL ADDRESS: STREET 1: 101 REDWOOD SHORES PARKWAY CITY: REDWOOD CITY STATE: CA ZIP: 94065 4 1 wf-form4_165706389450110.xml FORM 4 X0306 4 2022-06-30 0 0001423774 ZUORA INC ZUO 0001791403 Traube Robert J. C/O ZUORA, INC. 101 REDWOOD SHORES PARKWAY REDWOOD CITY CA 94065 0 1 0 0 Chief Revenue Officer Class A Common Stock 2022-06-30 4 M 0 6250 0 A 35016 D Class A Common Stock 2022-06-30 4 M 0 6250 0 A 41266 D Class A Common Stock 2022-06-30 4 M 0 18750 0 A 60016 D Class A Common Stock 2022-06-30 4 M 0 20833 0 A 80849 D Class A Common Stock 2022-07-01 4 S 0 21626 8.9346 D 59223 D Restricted Stock Units (RSU)(Class A) 2022-06-30 4 M 0 6250 0 D Class A Common Stock 6250.0 31250 D Restricted Stock Units (RSU)(Class A) 2022-06-30 4 M 0 6250 0 D Class A Common Stock 6250.0 43750 D Restricted Stock Units (RSU)(Class A) 2022-06-30 4 M 0 18750 0 D Class A Common Stock 18750.0 206250 D Restricted Stock Units (RSU)(Class A) 2022-06-30 4 M 0 20833 0 D Class A Common Stock 20833.0 229167 D Includes 1,688 shares of Class A Common Stock acquired on June 14, 2022, pursuant to Zuora's employee stock purchase plan. Shares sold to satisfy the Reporting Person's tax liability in connection with the issuance of Class A Common Stock resulting from the vesting of restricted stock units ("RSUs") as reported in rows one, two, three and four of Table I. Each RSU represents a contingent right to receive one share of Zuora's Class A Common Stock upon vesting for no consideration. The RSUs vest over four years, with 1/4 of the shares underlying the initial award vesting on September 30, 2020 and the remaining shares vesting as to 1/16 of the shares underlying the initial award quarterly thereafter, so long as the Reporting Person continues to provide services to Zuora through each vesting date. RSUs do not expire; these securities either vest and settle or are canceled prior to the vesting date. The RSUs vest over four years, with 1/16 of the shares underlying the initial award vesting on June 30, 2020 and the remaining shares vesting as to 1/16 of the shares underlying the initial award quarterly thereafter, so long as the Reporting Person continues to provide services to Zuora through each vesting date. The RSUs vest over four years, with 1/16 of the shares underlying the initial award vesting on June 30, 2021 and the remaining shares vesting as to 1/16 of the shares underlying the initial award quarterly thereafter, so long as the Reporting Person continues to provide services to Zuora through each vesting date. The RSUs vest over three years, with 1/12 of the shares underlying the initial award vesting on June 30, 2022, and the remaining shares vesting as to 1/12 of the shares underlying the initial award quarterly thereafter, so long as the Reporting Person continues to provide services to Zuora through each vesting date. /s/ Sylvia Lexington as attorney-in-fact for Robert J. Traube 2022-07-05