0001423774-21-000109.txt : 20211004 0001423774-21-000109.hdr.sgml : 20211004 20211004171843 ACCESSION NUMBER: 0001423774-21-000109 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211004 DATE AS OF CHANGE: 20211004 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McElhatton Todd CENTRAL INDEX KEY: 0001815346 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38451 FILM NUMBER: 211303953 MAIL ADDRESS: STREET 1: 101 REDWOOD SHORES PARKWAY CITY: REDWOOD CITY STATE: CA ZIP: 94065 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ZUORA INC CENTRAL INDEX KEY: 0001423774 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 205530976 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 101 REDWOOD SHORES PARKWAY CITY: REDWOOD CITY STATE: CA ZIP: 94065 BUSINESS PHONE: 888-976-9056 MAIL ADDRESS: STREET 1: 101 REDWOOD SHORES PARKWAY CITY: REDWOOD CITY STATE: CA ZIP: 94065 4 1 wf-form4_163338229738450.xml FORM 4 X0306 4 2021-09-30 0 0001423774 ZUORA INC ZUO 0001815346 McElhatton Todd C/O ZUORA, INC. 101 REDWOOD SHORES PARKWAY REDWOOD CITY CA 94065 0 1 0 0 Chief Financial Officer Class A Common Stock 2021-09-30 4 M 0 9375 0 A 35977 D Class A Common Stock 2021-09-30 4 M 0 18750 0 A 54727 D Class A Common Stock 2021-10-01 4 S 0 14123 16.8108 D 40604 D Restricted Stock Units (RSU)(Class A) 2021-09-30 4 M 0 9375 0 D Class A Common Stock 9375.0 103125 D Restricted Stock Units (RSU)(Class A) 2021-09-30 4 M 0 18750 0 D Class A Common Stock 18750.0 262500 D Shares sold to satisfy the Reporting Person's tax liability in connection with the issuance of Class A Common Stock resulting from the vesting of restricted stock units ("RSUs") as reported in rows one and two of Table I. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon vesting for no consideration. The RSUs vest over four years, with 1/4 of the shares underlying the initial award vesting on June 30, 2021, and the remaining shares vesting as to 1/16 of the shares underlying the initial award quarterly thereafter, so long as the Reporting Person continues to provide services to the Issuer through each vesting date. RSUs do not expire; these securities either vest and settle or are canceled prior to the vesting date. The RSUs vest over four years, with 1/16 of the shares underlying the initial award vesting on June 30, 2021, and the remaining shares vesting as to 1/16 of the shares underlying the initial award quarterly thereafter, so long as the Reporting Person continues to provide services to the Issuer through each vesting date. /s/ Jennifer Pileggi as attorney-in-fact for Todd McElhatton 2021-10-04