0001423774-21-000109.txt : 20211004
0001423774-21-000109.hdr.sgml : 20211004
20211004171843
ACCESSION NUMBER: 0001423774-21-000109
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210930
FILED AS OF DATE: 20211004
DATE AS OF CHANGE: 20211004
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: McElhatton Todd
CENTRAL INDEX KEY: 0001815346
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38451
FILM NUMBER: 211303953
MAIL ADDRESS:
STREET 1: 101 REDWOOD SHORES PARKWAY
CITY: REDWOOD CITY
STATE: CA
ZIP: 94065
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ZUORA INC
CENTRAL INDEX KEY: 0001423774
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 205530976
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 101 REDWOOD SHORES PARKWAY
CITY: REDWOOD CITY
STATE: CA
ZIP: 94065
BUSINESS PHONE: 888-976-9056
MAIL ADDRESS:
STREET 1: 101 REDWOOD SHORES PARKWAY
CITY: REDWOOD CITY
STATE: CA
ZIP: 94065
4
1
wf-form4_163338229738450.xml
FORM 4
X0306
4
2021-09-30
0
0001423774
ZUORA INC
ZUO
0001815346
McElhatton Todd
C/O ZUORA, INC.
101 REDWOOD SHORES PARKWAY
REDWOOD CITY
CA
94065
0
1
0
0
Chief Financial Officer
Class A Common Stock
2021-09-30
4
M
0
9375
0
A
35977
D
Class A Common Stock
2021-09-30
4
M
0
18750
0
A
54727
D
Class A Common Stock
2021-10-01
4
S
0
14123
16.8108
D
40604
D
Restricted Stock Units (RSU)(Class A)
2021-09-30
4
M
0
9375
0
D
Class A Common Stock
9375.0
103125
D
Restricted Stock Units (RSU)(Class A)
2021-09-30
4
M
0
18750
0
D
Class A Common Stock
18750.0
262500
D
Shares sold to satisfy the Reporting Person's tax liability in connection with the issuance of Class A Common Stock resulting from the vesting of restricted stock units ("RSUs") as reported in rows one and two of Table I.
Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon vesting for no consideration.
The RSUs vest over four years, with 1/4 of the shares underlying the initial award vesting on June 30, 2021, and the remaining shares vesting as to 1/16 of the shares underlying the initial award quarterly thereafter, so long as the Reporting Person continues to provide services to the Issuer through each vesting date.
RSUs do not expire; these securities either vest and settle or are canceled prior to the vesting date.
The RSUs vest over four years, with 1/16 of the shares underlying the initial award vesting on June 30, 2021, and the remaining shares vesting as to 1/16 of the shares underlying the initial award quarterly thereafter, so long as the Reporting Person continues to provide services to the Issuer through each vesting date.
/s/ Jennifer Pileggi as attorney-in-fact for Todd McElhatton
2021-10-04