0001423774-20-000044.txt : 20200402 0001423774-20-000044.hdr.sgml : 20200402 20200402205315 ACCESSION NUMBER: 0001423774-20-000044 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200331 FILED AS OF DATE: 20200402 DATE AS OF CHANGE: 20200402 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sloat Tyler CENTRAL INDEX KEY: 0001735436 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38451 FILM NUMBER: 20771430 MAIL ADDRESS: STREET 1: C/O ZUORA, INC. STREET 2: 3050 SOUTH DELAWARE STREET, SUITE 301 CITY: SAN MATEO STATE: CA ZIP: 94403 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ZUORA INC CENTRAL INDEX KEY: 0001423774 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 205530976 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 101 REDWOOD SHORES PARKWAY CITY: REDWOOD CITY STATE: CA ZIP: 94065 BUSINESS PHONE: 800-425-1281 MAIL ADDRESS: STREET 1: 101 REDWOOD SHORES PARKWAY CITY: REDWOOD CITY STATE: CA ZIP: 94065 4 1 wf-form4_158587517682304.xml FORM 4 X0306 4 2020-03-31 0 0001423774 ZUORA INC ZUO 0001735436 Sloat Tyler C/O ZUORA, INC. 101 REDWOOD SHORES PARKWAY REDWOOD CITY CA 94065 0 1 0 0 Chief Financial Officer Class A Common Stock 2020-03-31 4 M 0 2750 0 A 10718 D Class A Common Stock 2020-04-02 4 S 0 1037 7.23 D 9681 D Restricted Stock Units (RSU)(Class A) 2020-03-31 4 M 0 2750 0 D 2023-03-31 Class A Common Stock 2750.0 33000 D Shares sold to satisfy the Reporting Person's tax liability in connection with the issuance of Class A Common Stock resulting from the vesting of restricted stock units ("RSUs") as reported in row one of Table I. Represents the weighted average sale price. The lowest price at which shares were sold was $7.1900 and the highest price at which shares were sold was $7.8101. The Reporting Person undertakes to provide upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth in this footnote. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. The RSU vests over four years, with 1/16 of the underlying shares vesting on June 30, 2019 and the remaining shares vesting as to 1/16 of such shares quarterly thereafter, so long as the Reporting Person continues to provide services to the Issuer through each vesting date. /s/ Jennifer Pileggi as attorney-in-fact for Tyler Sloat 2020-04-02