0001423774-20-000044.txt : 20200402
0001423774-20-000044.hdr.sgml : 20200402
20200402205315
ACCESSION NUMBER: 0001423774-20-000044
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200331
FILED AS OF DATE: 20200402
DATE AS OF CHANGE: 20200402
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sloat Tyler
CENTRAL INDEX KEY: 0001735436
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38451
FILM NUMBER: 20771430
MAIL ADDRESS:
STREET 1: C/O ZUORA, INC.
STREET 2: 3050 SOUTH DELAWARE STREET, SUITE 301
CITY: SAN MATEO
STATE: CA
ZIP: 94403
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ZUORA INC
CENTRAL INDEX KEY: 0001423774
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 205530976
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 101 REDWOOD SHORES PARKWAY
CITY: REDWOOD CITY
STATE: CA
ZIP: 94065
BUSINESS PHONE: 800-425-1281
MAIL ADDRESS:
STREET 1: 101 REDWOOD SHORES PARKWAY
CITY: REDWOOD CITY
STATE: CA
ZIP: 94065
4
1
wf-form4_158587517682304.xml
FORM 4
X0306
4
2020-03-31
0
0001423774
ZUORA INC
ZUO
0001735436
Sloat Tyler
C/O ZUORA, INC.
101 REDWOOD SHORES PARKWAY
REDWOOD CITY
CA
94065
0
1
0
0
Chief Financial Officer
Class A Common Stock
2020-03-31
4
M
0
2750
0
A
10718
D
Class A Common Stock
2020-04-02
4
S
0
1037
7.23
D
9681
D
Restricted Stock Units (RSU)(Class A)
2020-03-31
4
M
0
2750
0
D
2023-03-31
Class A Common Stock
2750.0
33000
D
Shares sold to satisfy the Reporting Person's tax liability in connection with the issuance of Class A Common Stock resulting from the vesting of restricted stock units ("RSUs") as reported in row one of Table I.
Represents the weighted average sale price. The lowest price at which shares were sold was $7.1900 and the highest price at which shares were sold was $7.8101. The Reporting Person undertakes to provide upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth in this footnote.
Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration.
The RSU vests over four years, with 1/16 of the underlying shares vesting on June 30, 2019 and the remaining shares vesting as to 1/16 of such shares quarterly thereafter, so long as the Reporting Person continues to provide services to the Issuer through each vesting date.
/s/ Jennifer Pileggi as attorney-in-fact for Tyler Sloat
2020-04-02