0001423774-18-000019.txt : 20180907
0001423774-18-000019.hdr.sgml : 20180907
20180907184815
ACCESSION NUMBER: 0001423774-18-000019
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180905
FILED AS OF DATE: 20180907
DATE AS OF CHANGE: 20180907
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Diouane Marc
CENTRAL INDEX KEY: 0001502328
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38451
FILM NUMBER: 181061074
MAIL ADDRESS:
STREET 1: C/O ZUORA, INC.
STREET 2: 3050 S. DELAWARE ST., #301
CITY: SAN MATEO
STATE: CA
ZIP: 94403
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ZUORA INC
CENTRAL INDEX KEY: 0001423774
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 205530976
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 3050 SOUTH DELAWARE STREET
STREET 2: SUITE 301
CITY: SAN MATEO
STATE: CA
ZIP: 94403
BUSINESS PHONE: 800-425-1281
MAIL ADDRESS:
STREET 1: 3050 SOUTH DELAWARE STREET
STREET 2: SUITE 301
CITY: SAN MATEO
STATE: CA
ZIP: 94403
4
1
wf-form4_153636047896913.xml
FORM 4
X0306
4
2018-09-05
0
0001423774
ZUORA INC
ZUO
0001502328
Diouane Marc
C/O ZUORA, INC.
3050 SOUTH DELAWARE STREET, SUITE 301
SAN MATEO
CA
94403
0
1
0
0
President
Class A Common Stock
2018-09-05
4
C
0
34200
0
A
34200
D
Class A Common Stock
2018-09-05
4
S
0
29000
25.7507
D
5200
D
Class A Common Stock
2018-09-05
4
S
0
5200
26.7102
D
0
D
Stock Option (Right to buy Class B Common Stock)
3.04
2018-09-05
4
M
0
34200
0
D
2024-11-17
Class B Common Stock
34200.0
90800
D
Class B Common Stock
2018-09-05
4
M
0
34200
0
A
Class A Common Stock
34200.0
512099
D
Class B Common Stock
2018-09-05
4
C
0
34200
0
D
Class A Common Stock
34200.0
477899
D
This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.
Represents the weighted average sale price. The lowest price at which shares were sold was $25.23 and the highest price at which shares were sold was $26.20. The reporting person undertakes to provide upon request to the staff of the U.S. Securities and Exchange Commission, the issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the ranges set forth in footnotes 2 and 3 to this Form 4.
Represents the weighted average sale price. The lowest price at which shares were sold was $26.26 and the highest price at which shares were sold was $27.05.
The option vests as to 1/12 of the shares monthly following the January 1, 2018 vesting commencement date, with 100% of the total shares vested on January 1, 2019, subject to the reporting person's provision of service to the issuer on each vesting date. The option contains an early-exercise provision and is exercisable as to unvested shares, subject to the issuer's right of repurchase.
Each share of the issuer's Class B Common Stock will convert into 1 share of the issuer's Class A Common Stock (a) at the option of the holder and (b) automatically upon (i) any transfer, except for certain permitted transfers, and (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than 66 2/3% of the outstanding shares of Class B Common Stock, (y) ten years from the effective date of the issuer's initial public offering and (z) the date that the total number of shares of outstanding Class B Common Stock ceases to represent at least 5% of all outstanding shares of the issuer's common stock, and has no expiration date.
/s/ Jennifer Pileggi as attorney-in-fact for Marc Diouane
2018-09-07