0000899243-19-009019.txt : 20190327
0000899243-19-009019.hdr.sgml : 20190327
20190327161239
ACCESSION NUMBER: 0000899243-19-009019
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190325
FILED AS OF DATE: 20190327
DATE AS OF CHANGE: 20190327
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Volpi Michelangelo
CENTRAL INDEX KEY: 0001626464
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38451
FILM NUMBER: 19708510
MAIL ADDRESS:
STREET 1: C/O HORTONWORKS, INC.
STREET 2: 3640 W. BAYSHORE RD.
CITY: PALO ALTO
STATE: CA
ZIP: 94303
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ZUORA INC
CENTRAL INDEX KEY: 0001423774
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 205530976
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 3050 SOUTH DELAWARE STREET
STREET 2: SUITE 301
CITY: SAN MATEO
STATE: CA
ZIP: 94403
BUSINESS PHONE: 800-425-1281
MAIL ADDRESS:
STREET 1: 3050 SOUTH DELAWARE STREET
STREET 2: SUITE 301
CITY: SAN MATEO
STATE: CA
ZIP: 94403
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-03-25
0
0001423774
ZUORA INC
ZUO
0001626464
Volpi Michelangelo
C/O ZUORA, INC.
3050 SOUTH DELAWARE STREET, SUITE 301
SAN MATEO
CA
94403
1
0
0
0
Class A Common Stock
2019-03-25
4
C
0
702581
0.00
A
702581
I
See Footnotes
Class A Common Stock
2019-03-25
4
J
0
694894
D
7687
I
See Footnotes
Class A Common Stock
2019-03-26
4
S
0
7687
19.4831
D
0
I
See Footnotes
Class A Common Stock
2019-03-25
4
C
0
2574
0.00
A
2574
I
See Footnotes
Class A Common Stock
2019-03-26
4
S
0
2574
19.4831
D
0
I
See Footnotes
Class A Common Stock
2019-03-25
4
C
0
8926
0.00
A
8926
I
See Footnotes
Class A Common Stock
2019-03-26
4
S
0
8926
19.4831
D
0
I
See Footnotes
Class B Common Stock
2019-03-25
4
C
0
702581
0.00
D
Class A Common Stock
702581
1405157
I
See Footnotes
Class B Common Stock
2019-03-25
4
C
0
2574
0.00
D
Class A Common Stock
2574
5148
I
See Footnotes
Class B Common Stock
2019-03-25
4
C
0
8926
0.00
D
Class A Common Stock
8926
17852
I
See Footnotes
At the request of the holder, on March 25, 2019, each such share of the issuer's Class B Common Stock converted into one (1) share of the issuer's Class A Common Stock.
The securities are held by Index Ventures Growth II (Jersey), L.P. ("IVG II"). Index Venture Growth Associates II Limited ("Associates") is the general partner of IVG II.
On March 25, 2019, IVG II distributed for no consideration, 694,894 shares of Class A Common Stock of the issuer, to its limited partners, representing each such partner's pro rata interest in such shares held by IVG II. The aforementioned distribution was made in accordance with the exemptions afforded by Rule 16a-13 and Rule 16a-9 of the Securities Exchange Act of 1934, as amended.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.20 - $20.00 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The securities are held directly by Index Ventures Growth II Parallel Entrepreneur Fund (Jersey), L.P. ("Parallel"). Associates is the general partner of Parallel.
The securities are held directly by Yucca (Jersey) SLP ("Yucca"). The general partner of Yucca is Yucca Associates Limited ("YAL").
The Reporting Person is a partner within the Index Ventures group. Advisors within the Index Ventures group provide advice to IVG II, Parallel and Yucca (collectively, the "Index Funds"). The Reporting Person is involved in making recommendations to the Index Funds, but does not hold voting or dispositive power over the shares held by the Index Funds. The Reporting Person disclaims Section 16 beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
/s/ Michelangelo Volpi
2019-03-27