0000899243-19-009019.txt : 20190327 0000899243-19-009019.hdr.sgml : 20190327 20190327161239 ACCESSION NUMBER: 0000899243-19-009019 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190325 FILED AS OF DATE: 20190327 DATE AS OF CHANGE: 20190327 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Volpi Michelangelo CENTRAL INDEX KEY: 0001626464 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38451 FILM NUMBER: 19708510 MAIL ADDRESS: STREET 1: C/O HORTONWORKS, INC. STREET 2: 3640 W. BAYSHORE RD. CITY: PALO ALTO STATE: CA ZIP: 94303 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ZUORA INC CENTRAL INDEX KEY: 0001423774 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 205530976 FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 3050 SOUTH DELAWARE STREET STREET 2: SUITE 301 CITY: SAN MATEO STATE: CA ZIP: 94403 BUSINESS PHONE: 800-425-1281 MAIL ADDRESS: STREET 1: 3050 SOUTH DELAWARE STREET STREET 2: SUITE 301 CITY: SAN MATEO STATE: CA ZIP: 94403 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-03-25 0 0001423774 ZUORA INC ZUO 0001626464 Volpi Michelangelo C/O ZUORA, INC. 3050 SOUTH DELAWARE STREET, SUITE 301 SAN MATEO CA 94403 1 0 0 0 Class A Common Stock 2019-03-25 4 C 0 702581 0.00 A 702581 I See Footnotes Class A Common Stock 2019-03-25 4 J 0 694894 D 7687 I See Footnotes Class A Common Stock 2019-03-26 4 S 0 7687 19.4831 D 0 I See Footnotes Class A Common Stock 2019-03-25 4 C 0 2574 0.00 A 2574 I See Footnotes Class A Common Stock 2019-03-26 4 S 0 2574 19.4831 D 0 I See Footnotes Class A Common Stock 2019-03-25 4 C 0 8926 0.00 A 8926 I See Footnotes Class A Common Stock 2019-03-26 4 S 0 8926 19.4831 D 0 I See Footnotes Class B Common Stock 2019-03-25 4 C 0 702581 0.00 D Class A Common Stock 702581 1405157 I See Footnotes Class B Common Stock 2019-03-25 4 C 0 2574 0.00 D Class A Common Stock 2574 5148 I See Footnotes Class B Common Stock 2019-03-25 4 C 0 8926 0.00 D Class A Common Stock 8926 17852 I See Footnotes At the request of the holder, on March 25, 2019, each such share of the issuer's Class B Common Stock converted into one (1) share of the issuer's Class A Common Stock. The securities are held by Index Ventures Growth II (Jersey), L.P. ("IVG II"). Index Venture Growth Associates II Limited ("Associates") is the general partner of IVG II. On March 25, 2019, IVG II distributed for no consideration, 694,894 shares of Class A Common Stock of the issuer, to its limited partners, representing each such partner's pro rata interest in such shares held by IVG II. The aforementioned distribution was made in accordance with the exemptions afforded by Rule 16a-13 and Rule 16a-9 of the Securities Exchange Act of 1934, as amended. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.20 - $20.00 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The securities are held directly by Index Ventures Growth II Parallel Entrepreneur Fund (Jersey), L.P. ("Parallel"). Associates is the general partner of Parallel. The securities are held directly by Yucca (Jersey) SLP ("Yucca"). The general partner of Yucca is Yucca Associates Limited ("YAL"). The Reporting Person is a partner within the Index Ventures group. Advisors within the Index Ventures group provide advice to IVG II, Parallel and Yucca (collectively, the "Index Funds"). The Reporting Person is involved in making recommendations to the Index Funds, but does not hold voting or dispositive power over the shares held by the Index Funds. The Reporting Person disclaims Section 16 beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose. /s/ Michelangelo Volpi 2019-03-27