0000899243-18-010224.txt : 20180416
0000899243-18-010224.hdr.sgml : 20180416
20180416171718
ACCESSION NUMBER: 0000899243-18-010224
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180416
FILED AS OF DATE: 20180416
DATE AS OF CHANGE: 20180416
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: 70 Thirty Trust
CENTRAL INDEX KEY: 0001736912
STATE OF INCORPORATION: XX
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38451
FILM NUMBER: 18757326
BUSINESS ADDRESS:
STREET 1: C/O ZUORA, INC.
STREET 2: 3050 SOUTH DELAWARE STREET, SUITE 301
CITY: SAN MATEO
STATE: CA
ZIP: 94403
BUSINESS PHONE: 8004251281
MAIL ADDRESS:
STREET 1: C/O ZUORA, INC.
STREET 2: 3050 SOUTH DELAWARE STREET, SUITE 301
CITY: SAN MATEO
STATE: CA
ZIP: 94403
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ZUORA INC
CENTRAL INDEX KEY: 0001423774
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 205530976
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 3050 SOUTH DELAWARE STREET
STREET 2: SUITE 301
CITY: SAN MATEO
STATE: CA
ZIP: 94403
BUSINESS PHONE: 800-425-1281
MAIL ADDRESS:
STREET 1: 3050 SOUTH DELAWARE STREET
STREET 2: SUITE 301
CITY: SAN MATEO
STATE: CA
ZIP: 94403
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-04-16
0
0001423774
ZUORA INC
ZUO
0001736912
70 Thirty Trust
C/O ZUORA, INC.
3050 SOUTH DELAWARE STREET, SUITE 301
SAN MATEO
CA
94403
0
0
1
0
Class B Common Stock
2018-04-16
4
C
0
1574074
0.00
A
Class A Common Stock
1574074
6990299
D
Series A Preferred Stock
2018-04-16
4
C
0
1531977
0.00
D
Class B Common Stock
1531997
0
D
Series B Preferred Stock
2018-04-16
4
C
0
42097
0.00
D
Class B Common Stock
42097
0
D
Each share of the issuer's Class B Common Stock will convert into 1 share of the issuer's Class A Common Stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's initial public offering ("IPO"), except for certain permitted transfers, and (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than 66 2/3% of the outstanding shares of Class B Common Stock, (y) ten years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B Common Stock ceases to represent at least 5% of all outstanding shares of the issuer's common stock, and has no expiration date.
Tien Tzuo, an executive officer of the issuer and a member of the issuer's Board of Directors, is the trustee of the 70 Thirty Trust.
Each share of the issuer's Series A Preferred Stock and Series B Preferred Stock automatically converted into 1 share of the issuer's Class B Common Stock immediately upon the closing of the issuer's IPO and has no expiration date.
/s/ Jennifer Pileggi as attorney-in-fact for the 70 Thirty Trust
2018-04-16