0001062993-23-010821.txt : 20230511 0001062993-23-010821.hdr.sgml : 20230511 20230511170240 ACCESSION NUMBER: 0001062993-23-010821 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230510 FILED AS OF DATE: 20230511 DATE AS OF CHANGE: 20230511 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kain Gary D CENTRAL INDEX KEY: 0001434805 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34057 FILM NUMBER: 23912055 MAIL ADDRESS: STREET 1: AMERICAN CAPITAL, LTD. STREET 2: 7373 WISCONSIN AVENUE, 22ND FLOOR CITY: BETHESDA STATE: MD ZIP: 20814 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AGNC Investment Corp. CENTRAL INDEX KEY: 0001423689 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 261701984 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7373 WISCONSIN AVENUE, 22ND FLOOR CITY: BETHESDA STATE: MD ZIP: 20814 BUSINESS PHONE: 301 968 9300 MAIL ADDRESS: STREET 1: 7373 WISCONSIN AVENUE, 22ND FLOOR CITY: BETHESDA STATE: MD ZIP: 20814 FORMER COMPANY: FORMER CONFORMED NAME: American Capital Agency Corp DATE OF NAME CHANGE: 20080111 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0407 4 2023-05-10 0001423689 AGNC Investment Corp. AGNC 0001434805 Kain Gary D AGNC INVESTMENT CORP. 7373 WISCONSIN AVENUE, 22ND FLOOR BETHESDA MD 20814 1 1 0 0 Director, Executive Chair 0 Common Stock 2023-05-10 4 S 0 350000 9.302 D 1807479.101 D Common Stock 2023-05-10 4 S 0 150000 9.302 D 517920 I By family trust Series D Preferred Stock 10900 D The reported price is a weighted average. The shares were sold in multiple transactions at prices ranging from $9.25 to $9.35, inclusive. The Reporting Person undertakes to provide to the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Includes 23,818 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Gary Kain 2023-05-11