0001193125-13-347747.txt : 20130827 0001193125-13-347747.hdr.sgml : 20130827 20130827112705 ACCESSION NUMBER: 0001193125-13-347747 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130630 FILED AS OF DATE: 20130827 DATE AS OF CHANGE: 20130827 EFFECTIVENESS DATE: 20130827 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Allianz Funds Multi-Strategy Trust CENTRAL INDEX KEY: 0001423227 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-22167 FILM NUMBER: 131061952 BUSINESS ADDRESS: STREET 1: C/O ALLIANZ GLOBAL INVESTORS STREET 2: 1633 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-739-3000 MAIL ADDRESS: STREET 1: C/O ALLIANZ GLOBAL INVESTORS STREET 2: 1633 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10019 0001423227 S000021463 AllianzGI Global Water Fund C000061366 Class A AWTAX C000061367 Class C AWTCX C000061368 Class D AWTDX C000061369 Class P AWTPX C000066034 Institutional Class AWTIX 0001423227 S000022817 AllianzGI Disciplined Equity Fund C000066019 Class D ARDDX C000066020 Class P ARDPX C000066021 Institutional Class ARDIX C000066022 Class A ARDAX C000066023 Class C ARDCX 0001423227 S000024365 AllianzGI Retirement Income Fund C000072229 P AGRPX C000072230 R ASRRX C000072231 R6 AVRIX C000072232 Administrative ARAMX C000072233 A AGRAX C000072234 C ARTCX C000072235 D ARTDX 0001423227 S000024366 AllianzGI Retirement 2015 Fund C000072236 A AZGAX C000072237 C AZGCX C000072238 D AZGDX C000072239 P AZGPX C000072240 R AZGRX C000072241 R6 AZGIX C000072242 Administrative AZAMX 0001423227 S000024367 AllianzGI Retirement 2020 Fund C000072243 A AGLAX C000072244 C ABSCX C000072245 D AGLDX C000072246 P AGLPX C000072247 R AGLRX C000072248 R6 AGNIX C000072249 Administrative AGLMX 0001423227 S000024368 AllianzGI Retirement 2030 Fund C000072250 A ABLAX C000072251 C ABLCX C000072252 D ABDIX C000072253 P ABLPX C000072254 R ABLRX C000072255 R6 ABLIX C000072256 Administrative ABAMX 0001423227 S000024369 AllianzGI Retirement 2040 Fund C000072257 A AVSAX C000072258 C AVSCX C000072259 D AVSDX C000072260 P AVSPX C000072261 R AVSRX C000072262 R6 AVTIX C000072263 Administrative AVAMX 0001423227 S000024370 AllianzGI Retirement 2050 Fund C000072264 A ASNAX C000072265 C ASNCX C000072266 D ASNDX C000072267 P ASNPX C000072268 R ASNRX C000072269 R6 ASNIX C000072270 Administrative ANAMX 0001423227 S000025373 AllianzGI Global Growth Allocation Fund C000075786 Class A ASGAX C000075787 Class C ASACX C000075788 Class D AGSDX C000075789 Class P AGSPX C000075790 Class R ASFRX C000075791 Institutional Class AGAIX C000075792 Administrative Class AGFAX 0001423227 S000025374 AllianzGI Global Allocation Fund C000075793 Class C PALCX C000075794 Class D AGADX C000075795 Class P AGAPX C000075796 Class R AGARX C000075797 Institutional Class PALLX C000075798 Administrative Class AGAMX C000075799 Class A PALAX C000075800 Class B PALBX 0001423227 S000025790 AllianzGI NFJ Global Dividend Value Fund C000077097 Class A ANUAX C000077098 Class C ANUCX C000077099 Class D ANUDX C000077100 Class P ANUPX C000077101 Institutional Class ANUIX 0001423227 S000028359 AllianzGI Convertible Fund C000086658 Class A ANZAX C000086659 Class C ANZCX C000086660 Class R ANZRX C000086661 Institutional Class ANNPX C000086662 Class P ANCMX C000086663 Administrative Class ANNAX C000086664 Class D ANZDX 0001423227 S000028360 AllianzGI High Yield Bond Fund C000086665 Class R AYBRX C000086666 Institutional Class AYBIX C000086667 Class P AYBPX C000086668 Administrative Class AYBVX C000086669 Class D AYBDX C000086670 Class A AYBAX C000086671 Class C AYBCX 0001423227 S000028361 AllianzGI International Small-Cap Fund C000086672 Class A AOPAX C000086673 Class C AOPCX C000086674 Class R ALORX C000086675 Institutional Class ALOIX C000086676 Class P ALOPX C000086677 Administrative Class ALOVX C000086678 Class D ALODX 0001423227 S000028362 AllianzGI U.S. Emerging Growth Fund C000086679 Institutional Class AEMIX C000086680 Administrative Class C000095008 Class A C000095009 Class C C000095010 Class R C000095011 Class P C000095012 Class D 0001423227 S000028364 AllianzGI Micro Cap Fund C000086682 Institutional Class AMCIX C000096166 Class P C000108088 Class A 0001423227 S000028365 AllianzGI Ultra Micro Cap Fund C000086683 Institutional Class AUMIX C000096167 Class P C000108089 Class A 0001423227 S000029149 AllianzGI China Equity Fund C000089622 Class A ALQAX C000089623 Class C ALQCX C000089624 Class R C000089625 Institutional Class ALQIX C000089626 Class P ALQPX C000089627 Administrative Class C000089628 Class D ALQDX 0001423227 S000030659 AllianzGI Redwood Fund C000095007 Institutional Class C000096169 Class A C000096170 Class C C000096171 Class D C000096172 Class P 0001423227 S000033711 AllianzGI Behavioral Advantage Large Cap Fund C000103865 Class A C000103866 Class C C000103867 Institutional Class C000103868 Class P C000103869 Class D 0001423227 S000033712 AllianzGI NFJ International Value II Fund C000103870 Class A C000103871 Class C C000103872 Institutional Class C000103873 Class P C000103874 Class D 0001423227 S000033713 AllianzGI Short Duration High Income Fund C000103875 Class D C000103876 Class A C000103877 Class C C000103878 Institutional Class C000103879 Class P 0001423227 S000035100 AllianzGI Global Managed Volatility Fund C000107987 Class A C000107988 Class C C000107989 Class P C000107990 Class D C000107991 Institutional Class 0001423227 S000035101 AllianzGI Retirement 2025 Fund C000107992 Administrative Class C000107993 Class A C000107994 Class P C000107995 Class R C000107996 R6 0001423227 S000035102 AllianzGI Retirement 2035 Fund C000107997 Class A C000107998 Class P C000107999 Class R C000108000 R6 C000108001 Administrative Class 0001423227 S000035103 AllianzGI Retirement 2045 Fund C000108002 Class A C000108003 Class P C000108004 Class R C000108005 R6 C000108006 Administrative Class 0001423227 S000035104 AllianzGI Retirement 2055 Fund C000108007 Class A C000108008 Class P C000108009 Class R C000108010 R6 C000108011 Administrative Class 0001423227 S000037172 AllianzGI NFJ International Small-Cap Value Fund C000114480 Class A C000114481 Class C C000114482 Institutional C000114483 Class P C000114484 Class D 0001423227 S000038495 AllianzGI Structured Alpha Fund C000118770 Institutional C000118771 P C000118772 D C000118773 A C000118774 C 0001423227 S000038496 AllianzGI U.S. Equity Hedged Fund C000118775 C C000118776 Institutional C000118777 P C000118778 D C000118779 A 0001423227 S000038497 AllianzGI NFJ Emerging Markets Value Fund C000118780 Institutional C000118781 P C000118782 D C000118783 A C000118784 C 0001423227 S000039317 AllianzGI Dynamic Emerging Multi-Asset Fund C000121155 Class A ADYAX C000121156 Class C ADYCX C000121157 Institutional Class ADYNX C000121158 Class P ADYPX C000121159 Class D ADYDX 0001423227 S000039318 AllianzGI Multi-Asset Real Return Fund C000121160 Class D ALRDX C000121161 Class A ALRAX C000121162 Class C ALLCX C000121163 Institutional Class ALRNX C000121164 Class P ALRPX 0001423227 S000041387 AllianzGI Global Fundamental Strategy C000128368 Class A C000128369 Class C C000128370 Institutional Class C000128371 Class P C000128372 Class D N-PX 1 d584642dnpx.txt ALLIANZ FUNDS MULTI-STRATEGY TRUST ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ----------------- FORM N-PX ----------------- ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22167 ----------------- Allianz Funds Multi-Strategy Trust (Exact name of registrant as specified in charter) ----------------- 1633 Broadway, New York, NY 10019 (Address of Principal Executive Office) ----------------- Allianz Global Investors Fund Management LLC 1633 Broadway New York, NY 10019 (Name and Address of Agent for Service) ----------------- Registrant's telephone number, including area code: 212-739-3000 Date of fiscal year end: November 30 Date of reporting period: July 1, 2012 through June 30, 2013 ================================================================================ Item 1. Proxy Voting Record ________________________________________________________________________________ Registrant Name : Allianz Funds Multi-Strategy Trust Fund Name : AllianzGI High Yield Bond Fund (formerly, Allianz AGIC High Yield Bond Fund) The fund did not vote proxies relating to portfolio securities during the period covered by this report. ________________________________________________________________________________ Registrant Name : Allianz Funds Multi-Strategy Trust Fund Name : AllianzGI Retirement 2015 Fund (formerly, Allianz Global Investors Solutions 2015 Fund) The fund did not vote proxies relating to portfolio securities during the period covered by this report. ________________________________________________________________________________ Registrant Name : Allianz Funds Multi-Strategy Trust Fund Name : AllianzGI Retirement Income Fund (formerly, Allianz Global Investors Solutions Retirement Income Fund) The fund did not vote proxies relating to portfolio securities during the period covered by this report. ________________________________________________________________________________ Registrant Name : Allianz Funds Multi-Strategy Trust Fund Name : AllianzGI Short Duration High Income Fund (formerly, Allianz RCM Short Duration High Income Fund) The fund did not vote proxies relating to portfolio securities during the period covered by this report. ________________________________________________________________________________ Registrant Name : Allianz Funds Multi-Strategy Trust Fund Name : AllianzGI Dynamic Emerging Multi-Asset Fund The fund did not vote proxies relating to portfolio securities during the period covered by this report. ________________________________________________________________________________ Registrant Name : Allianz Funds Multi-Strategy Trust Fund Name : AllianzGI Structured Alpha Fund The fund did not vote proxies relating to portfolio securities during the period covered by this report. ________________________________________________________________________________ Item 1: Proxy Voting Record - Item1 Proxy Voting Record - Registrant : Allianz Funds Multi-Strategy Trusts Fund Name : AllianzGI Behavorial Advantage Large Cap Fund (formerly, Allianz F&T Behavorial Advantage Large Cap Fund) ________________________________________________________________________________ 3M Company Ticker Security ID: Meeting Date Meeting Status MMM ISIN US88579Y1010 05/14/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Linda G. Mgmt For For For Alvarado 1.2 Elect Director Vance D. Mgmt For For For Coffman 1.3 Elect Director Michael Mgmt For For For L. Eskew 1.4 Elect Director W. James Mgmt For For For Farrell 1.5 Elect Director Herbert Mgmt For For For L. Henkel 1.6 Elect Director Muhtar Mgmt For For For Kent 1.7 Elect Director Edward Mgmt For For For M. Liddy 1.8 Elect Director Robert Mgmt For For For S. Morrison 1.9 Elect Director Aulana Mgmt For For For L. Peters 1.10 Elect Director Inge G. Mgmt For For For Thulin 1.11 Elect Director Robert Mgmt For For For J. Ulrich 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Provide Right to Act by ShrHldr Against For Against Written Consent 5 Study Feasibility of ShrHldr Against Against For Prohibiting Political Contributions ________________________________________________________________________________ Abbott Laboratories Ticker Security ID: Meeting Date Meeting Status ABT ISIN US0028241000 04/26/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Robert Mgmt For For For J. Alpern 1.2 Elect Director Roxanne Mgmt For For For S. Austin 1.3 Elect Director Sally E. Mgmt For For For Blount 1.4 Elect Director W. James Mgmt For For For Farrell 1.5 Elect Director Edward Mgmt For For For M. Liddy 1.6 Elect Director Nancy Mgmt For For For McKinstry 1.7 Elect Director Phebe N. Mgmt For For For Novakovic 1.8 Elect Director William Mgmt For For For A. Osborn 1.9 Elect Director Samuel Mgmt For For For C. Scott, III 1.10 Elect Director Glenn F. Mgmt For For For Tilton 1.11 Elect Director Miles D. Mgmt For For For White 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Label and Eliminate GMO ShrHldr Against Against For Ingredients in Products 5 Report on Lobbying ShrHldr Against For Against Payments and Policy 6 Require Independent ShrHldr Against Against For Board Chairman 7 Stock Retention/Holding ShrHldr Against For Against Period 8 Cease Compliance ShrHldr Against For Against Adjustments to Performance Criteria 9 Pro-rata Vesting of ShrHldr Against For Against Equity Awards ________________________________________________________________________________ Accenture plc Ticker Security ID: Meeting Date Meeting Status ACN ISIN IE00B4BNMY34 02/06/2013 Voted Meeting Type Country of Trade Annual Ireland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accept Financial Mgmt For For For Statements and Statutory Reports 2.1 Elect Director William Mgmt For For For L. Kimsey 2.2 Elect Director Robert Mgmt For For For I. Lipp 2.3 Elect Director Pierre Mgmt For For For Nanterme 2.4 Elect Director Gilles Mgmt For For For C. Pelisson 2.5 Elect Director Wulf von Mgmt For For For Schimmelmann 3 Approve Auditors and Mgmt For For For Authorize Board to Fix Their Remuneration 4 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 5 Amend 2010 Share Mgmt For Against Against Incentive Plan 6 Authorize the Holding Mgmt For For For of the 2014 AGM at a Location Outside Ireland 7 Authorize Open-Market Mgmt For For For Purchases of Class A Ordinary Shares 8 Determine the Price Mgmt For For For Range at which Accenture Plc can Re-issue Shares that it Acquires as Treasury Stock 9 Report on Lobbying ShrHldr Against For Against Payments and Policy ________________________________________________________________________________ ACE Limited Ticker Security ID: Meeting Date Meeting Status ACE ISIN CH0044328745 05/16/2013 Voted Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Robert M. Mgmt For For For Hernandez as Director 1.2 Elect Peter Menikoff as Mgmt For For For Director 1.3 Elect Robert Ripp as Mgmt For For For Director 1.4 Elect Theodore E. Mgmt For For For Shasta as Director 2 Declassify the Board of Mgmt For For For Directors 3.1 Approve Annual Report Mgmt For For For 3.2 Accept Statutory Mgmt For For For Financial Statements 3.3 Accept Consolidated Mgmt For For For Financial Statements 4 Approve Allocation of Mgmt For For For Income and Dividends 5 Approve Discharge of Mgmt For For For Board and Senior Management 6.1 Ratify Mgmt For For For PricewaterhouseCoopers AG as Auditors 6.2 Ratify Mgmt For For For PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm as Auditors 6.3 Ratify BDO AG as Mgmt For For For Special Auditors 7 Amend Omnibus Stock Plan Mgmt For For For 8 Approve Dividend Mgmt For For For Distribution From Legal Reserves Through Reduction of Par Value 9 Advisory Vote to ratify Mgmt For For For Named Executive Officers' Compensation ________________________________________________________________________________ Acorda Therapeutics, Inc. Ticker Security ID: Meeting Date Meeting Status ACOR ISIN US00484M1062 05/30/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Peder K. Mgmt For For For Jensen 1.2 Elect Director John P. Mgmt For For For Kelley 1.3 Elect Director Sandra Mgmt For For For Panem 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For Against Against Named Executive Officers' Compensation ________________________________________________________________________________ Activision Blizzard, Inc. Ticker Security ID: Meeting Date Meeting Status ATVI ISIN US00507V1098 06/06/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Philippe Mgmt For Against Against G. H. Capron 1.2 Elect Director Mgmt For Against Against Jean-Yves Charlier 1.3 Elect Director Robert Mgmt For For For J. Corti 1.4 Elect Director Frederic Mgmt For Against Against R. Crepin 1.5 Elect Director Mgmt For Against Against Jean-Francois Dubos 1.6 Elect Director Lucian Mgmt For Against Against Grainge 1.7 Elect Director Brian G. Mgmt For Against Against Kelly 1.8 Elect Director Robert Mgmt For Against Against A. Kotick 1.9 Elect Director Robert Mgmt For For For J. Morgado 1.10 Elect Director Richard Mgmt For For For Sarnoff 1.11 Elect Director Regis Mgmt For Against Against Turrini 2 Advisory Vote to Ratify Mgmt For Against Against Named Executive Officers' Compensation 3 Ratify Auditors Mgmt For For For ________________________________________________________________________________ Acuity Brands, Inc. Ticker Security ID: Meeting Date Meeting Status AYI ISIN US00508Y1029 01/04/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Dominic Mgmt For For For J. Pileggi 1.2 Elect Director George Mgmt For For For C. Guynn 1.3 Elect Director Vernon Mgmt For For For J. Nagel 1.4 Elect Director Julia B. Mgmt For For For North 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Approve Omnibus Stock Mgmt For For For Plan 5 Approve Executive Mgmt For For For Incentive Bonus Plan ________________________________________________________________________________ Adobe Systems Incorporated Ticker Security ID: Meeting Date Meeting Status ADBE ISIN US00724F1012 04/11/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Amy L. Mgmt For For For Banse 1.2 Elect Director Kelly J. Mgmt For For For Barlow 1.3 Elect Director Edward Mgmt For For For W. Barnholt 1.4 Elect Director Robert Mgmt For For For K. Burgess 1.5 Elect Director Frank A. Mgmt For For For Calderoni 1.6 Elect Director Michael Mgmt For For For R. Cannon 1.7 Elect Director James E. Mgmt For For For Daley 1.8 Elect Director Laura B. Mgmt For For For Desmond 1.9 Elect Director Charles Mgmt For For For M. Geschke 1.10 Elect Director Shantanu Mgmt For For For Narayen 1.11 Elect Director Daniel Mgmt For For For L. Rosensweig 1.12 Elect Director Robert Mgmt For For For Sedgewick 1.13 Elect Director John E. Mgmt For For For Warnock 2 Amend Omnibus Stock Plan Mgmt For For For 3 Ratify Auditors Mgmt For For For 4 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation ________________________________________________________________________________ Advance Auto Parts, Inc. Ticker Security ID: Meeting Date Meeting Status AAP ISIN US00751Y1064 05/22/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director John F. Mgmt For For For Bergstrom 1.2 Elect Director John C. Mgmt For For For Brouillard 1.3 Elect Director Fiona P. Mgmt For For For Dias 1.4 Elect Director Darren Mgmt For For For R. Jackson 1.5 Elect Director William Mgmt For For For S. Oglesby 1.6 Elect Director J. Paul Mgmt For For For Raines 1.7 Elect Director Gilbert Mgmt For For For T. Ray 1.8 Elect Director Carlos Mgmt For For For A. Saladrigas 1.9 Elect Director Jimmie Mgmt For For For L. Wade 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Reduce Supermajority Mgmt For For For Vote Requirement 4 Provide Right to Call Mgmt For For For Special Meeting 5 Ratify Auditors Mgmt For For For ________________________________________________________________________________ AECOM Technology Corporation Ticker Security ID: Meeting Date Meeting Status ACM ISIN US00766T1007 03/07/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director John M. Mgmt For For For Dionisio 1.2 Elect Director Robert Mgmt For For For J. Lowe 1.3 Elect Director William Mgmt For For For P. Rutledge 1.4 Elect Director Daniel Mgmt For For For R. Tishman 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation ________________________________________________________________________________ Aetna Inc. Ticker Security ID: Meeting Date Meeting Status AET ISIN US00817Y1082 05/17/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Fernando Mgmt For For For Aguirre 1.2 Elect Director Mark T. Mgmt For For For Bertolini 1.3 Elect Director Frank M. Mgmt For For For Clark 1.4 Elect Director Betsy Z. Mgmt For For For Cohen 1.5 Elect Director Molly J. Mgmt For For For Coye 1.6 Elect Director Roger N. Mgmt For For For Farah 1.7 Elect Director Barbara Mgmt For For For Hackman Franklin 1.8 Elect Director Jeffrey Mgmt For For For E. Garten 1.9 Elect Director Ellen M. Mgmt For For For Hancock 1.10 Elect Director Richard Mgmt For For For J. Harrington 1.11 Elect Director Edward Mgmt For For For J. Ludwig 1.12 Elect Director Joseph Mgmt For For For P. Newhouse 2 Ratify Auditors Mgmt For For For 3 Amend Omnibus Stock Plan Mgmt For For For 4 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 5 Require Independent ShrHldr Against Against For Board Chairman 6 Reduce Supermajority ShrHldr Against For Against Vote Requirement 7 Enhance Board Oversight ShrHldr Against Against For of Political Contributions ________________________________________________________________________________ Affiliated Managers Group, Inc. Ticker Security ID: Meeting Date Meeting Status AMG ISIN US0082521081 06/11/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Samuel Mgmt For For For T. Byrne 1.2 Elect Director Dwight Mgmt For For For D. Churchill 1.3 Elect Director Sean M. Mgmt For For For Healey 1.4 Elect Director Harold Mgmt For For For J. Meyerman 1.5 Elect Director William Mgmt For For For J. Nutt 1.6 Elect Director Tracy P. Mgmt For For For Palandjian 1.7 Elect Director Rita M. Mgmt For For For Rodriguez 1.8 Elect Director Patrick Mgmt For For For T. Ryan 1.9 Elect Director Jide J. Mgmt For For For Zeitlin 2 Approve Restricted Mgmt For For For Stock Plan 3 Advisory Vote to Ratify Mgmt For Against Against Named Executive Officers' Compensation 4 Ratify Auditors Mgmt For For For ________________________________________________________________________________ Aflac Incorporated Ticker Security ID: Meeting Date Meeting Status AFL ISIN US0010551028 05/06/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Daniel Mgmt For For For P. Amos 1.2 Elect Director John Mgmt For For For Shelby Amos, II 1.3 Elect Director Paul S. Mgmt For For For Amos, II 1.4 Elect Director W. Paul Mgmt For For For Bowers 1.5 Elect Director Kriss Mgmt For For For Cloninger, III 1.6 Elect Director Mgmt For For For Elizabeth J. Hudson 1.7 Elect Director Douglas Mgmt For For For W. Johnson 1.8 Elect Director Robert Mgmt For For For B. Johnson 1.9 Elect Director Charles Mgmt For For For B. Knapp 1.10 Elect Director E. Mgmt For For For Stephen Purdom 1.11 Elect Director Barbara Mgmt For For For K. Rimer 1.12 Elect Director Melvin Mgmt For For For T. Stith 1.13 Elect Director David Mgmt For For For Gary Thompson 1.14 Elect Director Takuro Mgmt For For For Yoshida 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Ratify Auditors Mgmt For For For ________________________________________________________________________________ AGCO Corporation Ticker Security ID: Meeting Date Meeting Status AGCO ISIN US0010841023 04/25/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director P. Mgmt For For For George Benson 1.2 Elect Director Wolfgang Mgmt For For For Deml 1.3 Elect Director Luiz F. Mgmt For For For Furlan 1.4 Elect Director George Mgmt For For For E. Minnich 1.5 Elect Director Martin Mgmt For For For H. Richenhagen 1.6 Elect Director Gerald Mgmt For For For L. Shaheen 1.7 Elect Director Mallika Mgmt For For For Srinivasan 1.8 Elect Director Mgmt For For For Hendrikus Visser 2 Amend Executive Mgmt For For For Incentive Bonus Plan 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Ratify Auditors Mgmt For For For ________________________________________________________________________________ Air Methods Corporation Ticker Security ID: Meeting Date Meeting Status AIRM ISIN US0091283079 05/30/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director George Mgmt For For For W. Belsey 1.2 Elect Director C. David Mgmt For For For Kikumoto 1.3 Elect Director Carl H. Mgmt For For For McNair, Jr. 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation ________________________________________________________________________________ Air Products and Chemicals, Inc. Ticker Security ID: Meeting Date Meeting Status APD ISIN US0091581068 01/24/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director William Mgmt For For For L. Davis, III 1.2 Elect Director W. Mgmt For For For Douglas Ford 1.3 Elect Director Evert Mgmt For For For Henkes 1.4 Elect Director Margaret Mgmt For For For G. McGlynn 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Approve Omnibus Stock Mgmt For For For Plan 5 Declassify the Board of ShrHldr Against For Against Directors ________________________________________________________________________________ Airgas, Inc. Ticker Security ID: Meeting Date Meeting Status ARG ISIN US0093631028 08/14/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director James W. Mgmt For For For Hovey 1.2 Elect Director Michael Mgmt For For For L. Molinini 1.3 Elect Director Paula A. Mgmt For For For Sneed 1.4 Elect Director David M. Mgmt For For For Stout 2 Amend Omnibus Stock Plan Mgmt For For For 3 Ratify Auditors Mgmt For For For 4 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 5 Declassify the Board of ShrHldr Against For Against Directors ________________________________________________________________________________ Alaska Air Group, Inc. Ticker Security ID: Meeting Date Meeting Status ALK ISIN US0116591092 05/21/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director William Mgmt For For For S. Ayer 1.2 Elect Director Patricia Mgmt For For For M. Bedient 1.3 Elect Director Marion Mgmt For For For C. Blakey 1.4 Elect Director Phyllis Mgmt For For For J. Campbell 1.5 Elect Director Jessie Mgmt For For For J. Knight, Jr. 1.6 Elect Director R. Marc Mgmt For For For Langland 1.7 Elect Director Dennis Mgmt For For For F. Madsen 1.8 Elect Director Byron I. Mgmt For For For Mallott 1.9 Elect Director J. Mgmt For For For Kenneth Thompson 1.10 Elect Director Bradley Mgmt For For For D. Tilden 1.11 Elect Director Eric K. Mgmt For For For Yeaman 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Pro-rata Vesting of ShrHldr Against For Against Equity Awards ________________________________________________________________________________ Allegiant Travel Company Ticker Security ID: Meeting Date Meeting Status ALGT ISIN US01748X1028 06/04/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Montie Mgmt For For For R. Brewer 1.2 Elect Director Gary Mgmt For For For Ellmer 1.3 Elect Director Timothy Mgmt For For For P. Flynn 1.4 Elect Director Maurice Mgmt For For For J. Gallagher, Jr. 1.5 Elect Director Linda A. Mgmt For For For Marvin 1.6 Elect Director Charles Mgmt For For For W. Pollard 1.7 Elect Director John Mgmt For For For Redmond 2 Ratify Auditors Mgmt For For For ________________________________________________________________________________ Allergan, Inc. Ticker Security ID: Meeting Date Meeting Status AGN ISIN US0184901025 04/30/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director David Mgmt For For For E.I. Pyott 1.2 Elect Director Michael Mgmt For For For R. Gallagher 1.3 Elect Director Deborah Mgmt For For For Dunsire 1.4 Elect Director Dawn Mgmt For For For Hudson 1.5 Elect Director Trevor Mgmt For For For M. Jones 1.6 Elect Director Louis J. Mgmt For For For Lavigne, Jr. 1.7 Elect Director Peter J. Mgmt For For For McDonnell 1.8 Elect Director Timothy Mgmt For For For D. Proctor 1.9 Elect Director Russell Mgmt For For For T. Ray 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Provide Right to Call Mgmt For For For Special Meeting 5.1 Provide Right to Act by ShrHldr Against For Against Written Consent 5.2 Report on Lobbying ShrHldr Against For Against Payments and Policy ________________________________________________________________________________ Allied World Assurance Company Holdings, AG Ticker Security ID: Meeting Date Meeting Status AWH ISIN CH0121032772 05/02/2013 Voted Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Barbara T. Mgmt For For For Alexander as Director 1.2 Elect Scott Hunter as Mgmt For For For Director 1.3 Elect Patrick de Mgmt For For For Saint-Aignan as Director 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Accept Consolidated Mgmt For For For Financial Statements and Statutory Reports 4 Approve Retention of Mgmt For For For Disposable Profits 5 Approve Dividends Mgmt For For For 6 Approve Reduction in Mgmt For For For Share Capital 7 Appoint Deloitte & Mgmt For For For Touche Ltd. as Independent Auditors and Deloitte AG as Statutory Auditors 8 Appoint Mgmt For For For PricewaterhouseCoopers AG as Special Auditor 9 Approve Discharge of Mgmt For For For Board and Senior Management ________________________________________________________________________________ Alon USA Energy, Inc. Ticker Security ID: Meeting Date Meeting Status ALJ ISIN US0205201025 05/07/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director David Mgmt For Withhold Against Wiessman 1.2 Elect Director Boaz Mgmt For Withhold Against Biran 1.3 Elect Director Ron W. Mgmt For For For Haddock 1.4 Elect Director Itzhak Mgmt For Withhold Against Bader 1.5 Elect Director Jeff D. Mgmt For Withhold Against Morris 1.6 Elect Director Mgmt For Withhold Against Yeshayahu Pery 1.7 Elect Director Zalman Mgmt For For For Segal 1.8 Elect Director Avraham Mgmt For For For Shochat 1.9 Elect Director Shlomo Mgmt For Withhold Against Even 1.10 Elect Director Oded Mgmt For Withhold Against Rubinstein 2 Ratify Auditors Mgmt For For For ________________________________________________________________________________ Alterra Capital Holdings Limited Ticker Security ID: Meeting Date Meeting Status ALTE ISIN BMG0229R1088 02/26/2013 Voted Meeting Type Country of Trade Special Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Amend Bylaws Mgmt For For For 2 Approve Merger Agreement Mgmt For For For 3 Advisory Vote on Golden Mgmt For For For Parachutes 4 Transact Other Business Mgmt For Against Against (Voting) ________________________________________________________________________________ Altria Group, Inc. Ticker Security ID: Meeting Date Meeting Status MO ISIN US02209S1033 05/16/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Gerald Mgmt For For For L. Baliles 1.2 Elect Director Martin Mgmt For For For J. Barrington 1.3 Elect Director John T. Mgmt For For For Casteen, III 1.4 Elect Director Dinyar Mgmt For For For S. Devitre 1.5 Elect Director Thomas Mgmt For For For F. Farrell, II 1.6 Elect Director Thomas Mgmt For For For W. Jones 1.7 Elect Director Debra J. Mgmt For For For Kelly-Ennis 1.8 Elect Director W. Leo Mgmt For For For Kiely, III 1.9 Elect Director Kathryn Mgmt For For For B. McQuade 1.10 Elect Director George Mgmt For For For Munoz 1.11 Elect Director Nabil Y. Mgmt For For For Sakkab 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Report on Lobbying ShrHldr Against For Against Payments and Policy ________________________________________________________________________________ Amazon.com, Inc. Ticker Security ID: Meeting Date Meeting Status AMZN ISIN US0231351067 05/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Jeffrey Mgmt For For For P. Bezos 1.2 Elect Director Tom A. Mgmt For For For Alberg 1.3 Elect Director John Mgmt For For For Seely Brown 1.4 Elect Director William Mgmt For For For B. Gordon 1.5 Elect Director Jamie S. Mgmt For For For Gorelick 1.6 Elect Director Alain Mgmt For For For Monie 1.7 Elect Director Jonathan Mgmt For For For J. Rubinstein 1.8 Elect Director Thomas Mgmt For For For O. Ryder 1.9 Elect Director Patricia Mgmt For For For Q. Stonesifer 2 Ratify Auditors Mgmt For For For 3 Report on Political ShrHldr Against For Against Contributions ________________________________________________________________________________ AMC Networks Inc. Ticker Security ID: Meeting Date Meeting Status AMCX ISIN US00164V1035 06/06/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Neil M. Mgmt For For For Ashe 1.2 Elect Director Alan D. Mgmt For Withhold Against Schwartz 1.3 Elect Director Leonard Mgmt For For For Tow 1.4 Elect Director Carl E. Mgmt For For For Vogel 1.5 Elect Director Robert Mgmt For For For C. Wright 2 Ratify Auditors Mgmt For For For ________________________________________________________________________________ Amdocs Limited Ticker Security ID: Meeting Date Meeting Status DOX ISIN GB0022569080 01/31/2013 Voted Meeting Type Country of Trade Annual Guernsey Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Robert A. Mgmt For For For Minicucci as a Director 1.2 Elect Adrian Gardner as Mgmt For For For a Director 1.3 Elect John T. McLennan Mgmt For For For as a Director 1.4 Elect Simon Olswang as Mgmt For For For a Director 1.5 Elect Zohar Zisapel as Mgmt For For For a Director 1.6 Elect Julian A. Brodsky Mgmt For For For as a Director 1.7 Elect Eli Gelman as a Mgmt For For For Director 1.8 Elect James S. Kahan as Mgmt For For For a Director 1.9 Elect Richard T.C. Mgmt For For For LeFave as a Director 1.10 Elect Nehemia Lemelbaum Mgmt For For For as a Director 1.11 Elect Giora Yaron as a Mgmt For For For Director 2 Accept Financial Mgmt For For For Statements and Statutory Reports (Voting) 3 Approve Ernst & Young Mgmt For For For LLP as Auditors and Authorize Board to Fix Their Remuneration ________________________________________________________________________________ Amdocs Limited Ticker Security ID: Meeting Date Meeting Status DOX ISIN GB0022569080 07/31/2012 Voted Meeting Type Country of Trade Special Guernsey Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approve Dividends Mgmt For For For ________________________________________________________________________________ Ameren Corporation Ticker Security ID: Meeting Date Meeting Status AEE ISIN US0236081024 04/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Stephen Mgmt For Withhold Against F. Brauer 1.2 Elect Director Mgmt For For For Catherine S. Brune 1.3 Elect Director Ellen M. Mgmt For For For Fitzsimmons 1.4 Elect Director Walter Mgmt For For For J. Galvin 1.5 Elect Director Gayle P. Mgmt For For For W. Jackson 1.6 Elect Director James C. Mgmt For For For Johnson 1.7 Elect Director Steven Mgmt For For For H. Lipstein 1.8 Elect Director Patrick Mgmt For For For T. Stokes 1.9 Elect Director Thomas Mgmt For For For R. Voss 1.10 Elect Director Stephen Mgmt For For For R. Wilson 1.11 Elect Director Jack D. Mgmt For For For Woodard 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Ratify Auditors Mgmt For For For 4 Report on Energy ShrHldr Against Against For Efficiency and Renewable Energy Programs ________________________________________________________________________________ American Capital, Ltd. Ticker Security ID: Meeting Date Meeting Status ACAS ISIN US02503Y1038 04/26/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Mary C. Mgmt For For For Baskin 1.2 Elect Director Neil M. Mgmt For For For Hahl 1.3 Elect Director Philip Mgmt For For For R. Harper 1.4 Elect Director John A. Mgmt For For For Koskinen 1.5 Elect Director Stan Mgmt For For For Lundine 1.6 Elect Director Kenneth Mgmt For For For D. Peterson, Jr. 1.7 Elect Director Alvin N. Mgmt For For For Puryear 1.8 Elect Director Malon Mgmt For For For Wilkus 2 Ratify Auditors Mgmt For For For ________________________________________________________________________________ American Eagle Outfitters, Inc. Ticker Security ID: Meeting Date Meeting Status AEO ISIN US02553E1064 05/30/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Robert Mgmt For For For L. Hanson 1.2 Elect Director Thomas Mgmt For For For R. Ketteler 1.3 Elect Director Cary D. Mgmt For For For McMillan 1.4 Elect Director David M. Mgmt For For For Sable 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Ratify Auditors Mgmt For For For ________________________________________________________________________________ American Express Company Ticker Security ID: Meeting Date Meeting Status AXP ISIN US0258161092 04/29/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Charlene Mgmt For For For Barshefsky 1.2 Elect Director Ursula Mgmt For For For M. Burns 1.3 Elect Director Kenneth Mgmt For For For I. Chenault 1.4 Elect Director Peter Mgmt For For For Chernin 1.5 Elect Director Anne Mgmt For For For Lauvergeon 1.6 Elect Director Theodore Mgmt For For For J. Leonsis 1.7 Elect Director Richard Mgmt For For For C. Levin 1.8 Elect Director Richard Mgmt For For For A. McGinn 1.9 Elect Director Samuel Mgmt For For For J. Palmisano 1.10 Elect Director Steven S Mgmt For For For Reinemund 1.11 Elect Director Daniel Mgmt For For For L. Vasella 1.12 Elect Director Robert Mgmt For For For D. Walter 1.13 Elect Director Ronald Mgmt For For For A. Williams 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Require Independent ShrHldr Against Against For Board Chairman ________________________________________________________________________________ American Financial Group, Inc. Ticker Security ID: Meeting Date Meeting Status AFG ISIN US0259321042 05/22/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Carl H. Mgmt For For For Lindner, III 1.2 Elect Director S. Craig Mgmt For For For Lindner 1.3 Elect Director Kenneth Mgmt For For For C. Ambrecht 1.4 Elect Director John B. Mgmt For For For Berding 1.5 Elect Director Joseph Mgmt For For For E. (Jeff) Consolino 1.6 Elect Director Virginia Mgmt For For For 'Gina' C. Drosos 1.7 Elect Director James E. Mgmt For For For Evans 1.8 Elect Director Terry S. Mgmt For For For Jacobs 1.9 Elect Director Gregory Mgmt For For For G. Joseph 1.10 Elect Director William Mgmt For For For W. Verity 1.11 Elect Director John I. Mgmt For For For Von Lehman 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Amend EEO Policy to ShrHldr Against For Against Prohibit Discrimination Based on Sexual Orientation and Gender Identity ________________________________________________________________________________ AMERICAN INTERNATIONAL GROUP, INC. Ticker Security ID: Meeting Date Meeting Status AIG ISIN US0268747849 05/15/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Robert Mgmt For For For H. Benmosche 1.2 Elect Director W. Don Mgmt For For For Cornwell 1.3 Elect Director John H. Mgmt For For For Fitzpatrick 1.4 Elect Director William Mgmt For For For G. Jurgensen 1.5 Elect Director Mgmt For For For Christopher S. Lynch 1.6 Elect Director Arthur Mgmt For For For C. Martinez 1.7 Elect Director George Mgmt For For For L. Miles, Jr. 1.8 Elect Director Henry S. Mgmt For For For Miller 1.9 Elect Director Robert Mgmt For For For S. Miller 1.10 Elect Director Suzanne Mgmt For For For Nora Johnson 1.11 Elect Director Ronald Mgmt For For For A. Rittenmeyer 1.12 Elect Director Douglas Mgmt For For For M. Steenland 1.13 Elect Director Theresa Mgmt For For For M. Stone 2 Amend Omnibus Stock Plan Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Advisory Vote on Say on Mgmt 1 Year 1 Year For Pay Frequency 5 Ratify Auditors Mgmt For For For 6 Limit Total Number of ShrHldr Against Against For Boards on Which Company Directors May Serve ________________________________________________________________________________ AMERICAN NATIONAL INSURANCE COMPANY Ticker Security ID: Meeting Date Meeting Status ANAT ISIN US0285911055 04/26/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Robert Mgmt For For For L. Moody, Sr. 1.2 Elect Director James E. Mgmt For For For Pozzi 1.3 Elect Director Frances Mgmt For For For A. Moody-Dahlberg 1.4 Elect Director Russell Mgmt For For For S. Moody 1.5 Elect Director William Mgmt For For For L. Moody, IV 1.6 Elect Director James D. Mgmt For Withhold Against Yarbrough 1.7 Elect Director Arthur Mgmt For For For O. Dummer 1.8 Elect Director Shelby Mgmt For Withhold Against M. Elliott 1.9 Elect Director Frank P. Mgmt For Withhold Against Williamson 2 Ratify Auditors Mgmt For For For ________________________________________________________________________________ American Tower Corporation Ticker Security ID: Meeting Date Meeting Status AMT ISIN US03027X1000 05/21/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Raymond Mgmt For For For P. Dolan 1.2 Elect Director Ronald Mgmt For For For M. Dykes 1.3 Elect Director Carolyn Mgmt For For For F. Katz 1.4 Elect Director Gustavo Mgmt For For For Lara Cantu 1.5 Elect Director JoAnn A. Mgmt For For For Reed 1.6 Elect Director Pamela Mgmt For For For D.A. Reeve 1.7 Elect Director David E. Mgmt For For For Sharbutt 1.8 Elect Director James D. Mgmt For For For Taiclet, Jr. 1.9 Elect Director Samme L. Mgmt For For For Thompson 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Amend Right to Call Mgmt For For For Special Meeting ________________________________________________________________________________ American Water Works Company, Inc. Ticker Security ID: Meeting Date Meeting Status AWK ISIN US0304201033 05/13/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Stephen Mgmt For For For P. Adik 1.2 Elect Director Martha Mgmt For For For Clark Goss 1.3 Elect Director Julie A. Mgmt For For For Dobson 1.4 Elect Director Paul J. Mgmt For For For Evanson 1.5 Elect Director Richard Mgmt For For For R. Grigg 1.6 Elect Director Julia L. Mgmt For For For Johnson 1.7 Elect Director George Mgmt For For For MacKenzie 1.8 Elect Director William Mgmt For For For J. Marrazzo 1.9 Elect Director Jeffry Mgmt For For For E. Sterba 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation ________________________________________________________________________________ Ameriprise Financial, Inc. Ticker Security ID: Meeting Date Meeting Status AMP ISIN US03076C1062 04/24/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director James M. Mgmt For For For Cracchiolo 1.2 Elect Director Lon R. Mgmt For For For Greenberg 1.3 Elect Director Warren Mgmt For For For D. Knowlton 1.4 Elect Director W. Mgmt For For For Walker Lewis 1.5 Elect Director Siri S. Mgmt For For For Marshall 1.6 Elect Director Jeffery Mgmt For For For Noddle 1.7 Elect Director H. Jay Mgmt For For For Sarles 1.8 Elect Director Robert Mgmt For For For F. Sharpe, Jr. 1.9 Elect Director William Mgmt For For For H. Turner 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Ratify Auditors Mgmt For For For 4 Reduce Supermajority ShrHldr Against For Against Vote Requirement ________________________________________________________________________________ AmerisourceBergen Corporation Ticker Security ID: Meeting Date Meeting Status ABC ISIN US03073E1055 02/28/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Steven Mgmt For For For H. Collis 1.2 Elect Director Douglas Mgmt For For For R. Conant 1.3 Elect Director Richard Mgmt For For For W. Gochnauer 1.4 Elect Director Richard Mgmt For For For C. Gozon 1.5 Elect Director Edward Mgmt For For For E. Hagenlocker 1.6 Elect Director Kathleen Mgmt For For For W. Hyle 1.7 Elect Director Michael Mgmt For For For J. Long 1.8 Elect Director Henry W. Mgmt For For For McGee 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation ________________________________________________________________________________ AMETEK, Inc. Ticker Security ID: Meeting Date Meeting Status AME ISIN US0311001004 05/08/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Ruby R. Mgmt For For For Chandy 1.2 Elect Director Charles Mgmt For For For D. Klein 1.3 Elect Director Steven Mgmt For For For W. Kohlhagen 2 Increase Authorized Mgmt For For For Common Stock 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Ratify Auditors Mgmt For For For ________________________________________________________________________________ Amgen Inc. Ticker Security ID: Meeting Date Meeting Status AMGN ISIN US0311621009 05/22/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director David Mgmt For For For Baltimore 1.2 Elect Director Frank J. Mgmt For For For Biondi, Jr. 1.3 Elect Director Robert Mgmt For For For A. Bradway 1.4 Elect Director Francois Mgmt For For For de Carbonnel 1.5 Elect Director Vance D. Mgmt For For For Coffman 1.6 Elect Director Robert Mgmt For For For A. Eckert 1.7 Elect Director Rebecca Mgmt For For For M. Henderson 1.8 Elect Director Frank C. Mgmt For For For Herringer 1.9 Elect Director Tyler Mgmt For For For Jacks 1.10 Elect Director Gilbert Mgmt For For For S. Omenn 1.11 Elect Director Judith Mgmt For For For C. Pelham 1.12 Elect Director Leonard Mgmt For For For D. Schaeffer 1.13 Elect Director Ronald Mgmt For For For D. Sugar 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Amend Omnibus Stock Plan Mgmt For For For ________________________________________________________________________________ Amphenol Corporation Ticker Security ID: Meeting Date Meeting Status APH ISIN US0320951017 05/22/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Stanley Mgmt For For For L. Clark 1.2 Elect Director David P. Mgmt For For For Falck 1.3 Elect Director Edward Mgmt For For For G. Jepsen 1.4 Elect Director Andrew Mgmt For For For E. Lietz 1.5 Elect Director Martin Mgmt For For For H. Loeffler 1.6 Elect Director John R. Mgmt For For For Lord 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Amend Bylaws -- Call ShrHldr Against For Against Special Meetings ________________________________________________________________________________ AmTrust Financial Services, Inc. Ticker Security ID: Meeting Date Meeting Status AFSI ISIN US0323593097 05/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Donald Mgmt For For For T. DeCarlo 1.2 Elect Director Susan C. Mgmt For For For Fisch 1.3 Elect Director Abraham Mgmt For For For Gulkowitz 1.4 Elect Director George Mgmt For For For Karfunkel 1.5 Elect Director Michael Mgmt For Withhold Against Karfunkel 1.6 Elect Director Jay J. Mgmt For For For Miller 1.7 Elect Director Barry D. Mgmt For For For Zyskind 2 Ratify Auditors Mgmt For For For 3 Increase Authorized Mgmt For For For Common Stock ________________________________________________________________________________ Anadarko Petroleum Corporation Ticker Security ID: Meeting Date Meeting Status APC ISIN US0325111070 05/14/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Kevin P. Mgmt For For For Chilton 1.2 Elect Director Luke R. Mgmt For For For Corbett 1.3 Elect Director H. Mgmt For For For Paulett Eberhart 1.4 Elect Director Peter J. Mgmt For For For Fluor 1.5 Elect Director Richard Mgmt For For For L. George 1.6 Elect Director Preston Mgmt For For For M. Geren, III 1.7 Elect Director Charles Mgmt For For For W. Goodyear 1.8 Elect Director John R. Mgmt For For For Gordon 1.9 Elect Director Eric D. Mgmt For For For Mullins 1.10 Elect Director Paula Mgmt For For For Rosput Reynolds 1.11 Elect Director R. A. Mgmt For For For Walker 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Report on Political ShrHldr Against For Against Contributions ________________________________________________________________________________ Analog Devices, Inc. Ticker Security ID: Meeting Date Meeting Status ADI ISIN US0326541051 03/13/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Ray Stata Mgmt For For For 1.2 Elect Director Jerald Mgmt For For For G. Fishman 1.3 Elect Director James A. Mgmt For For For Champy 1.4 Elect Director John C. Mgmt For For For Hodgson 1.5 Elect Director Mgmt For For For Yves-Andre Istel 1.6 Elect Director Neil Mgmt For For For Novich 1.7 Elect Director F. Grant Mgmt For For For Saviers 1.8 Elect Director Paul J. Mgmt For For For Severino 1.9 Elect Director Kenton Mgmt For For For J. Sicchitano 1.10 Elect Director Lisa T. Mgmt For For For Su 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Approve Executive Mgmt For For For Incentive Bonus Plan 4 Ratify Auditors Mgmt For For For ________________________________________________________________________________ ANSYS, Inc. Ticker Security ID: Meeting Date Meeting Status ANSS ISIN US03662Q1058 05/22/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Ronald Mgmt For For For W. Hovsepian 1.2 Elect Director Michael Mgmt For For For C. Thurk 1.3 Elect Director Barbara Mgmt For For For V. Scherer 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Ratify Auditors Mgmt For For For ________________________________________________________________________________ AOL Inc. Ticker Security ID: Meeting Date Meeting Status AOL ISIN US00184X1054 05/03/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Tim Mgmt For For For Armstrong 1.2 Elect Director Richard Mgmt For For For Dalzell 1.3 Elect Director Alberto Mgmt For For For Ibarguen 1.4 Elect Director Hugh F. Mgmt For For For Johnston 1.5 Elect Director Dawn G. Mgmt For For For Lepore 1.6 Elect Director Patricia Mgmt For For For Mitchell 1.7 Elect Director Fredric Mgmt For For For Reynolds 1.8 Elect Director James Mgmt For For For Stengel 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Adopt NOL Rights Plan Mgmt For For For (NOL Pill) ________________________________________________________________________________ Aon plc Ticker Security ID: Meeting Date Meeting Status AON ISIN GB00B5BT0K07 05/17/2013 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Lester B. Knight Mgmt For For For as Director 1.2 Elect Gregory C. Case Mgmt For For For as Director 1.3 Elect Fulvio Conti as Mgmt For Against Against Director 1.4 Elect Cheryl A. Francis Mgmt For For For as Director 1.5 Elect Edgar D. Jannotta Mgmt For For For as Director 1.6 Elect J. Michael Losh Mgmt For For For as Director 1.7 Elect Robert S. Mgmt For For For Morrison as Director 1.8 Elect Richard B. Myers Mgmt For For For as Director 1.9 Elect Richard C. Mgmt For For For Notebaert as Director 1.10 Elect Gloria Santona as Mgmt For For For Director 1.11 Elect Carolyn Y. Woo as Mgmt For For For Director 2 Accept Financial Mgmt For For For Statements and Statutory Reports 3 Ratify Ernst and Young Mgmt For For For LLP as Aon's Auditors 4 Ratify Ernst and Young Mgmt For For For LLP as Aon's U.K. Statutory Auditor 5 Authorize Board to Fix Mgmt For For For Remuneration of Internal Statutory Auditors 6 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 7 Advisory Vote to Ratify Mgmt For For For Directors' Remuneration Report 8 Approve Nonqualified Mgmt For For For Employee Stock Purchase Plan ________________________________________________________________________________ Apple Inc. Ticker Security ID: Meeting Date Meeting Status AAPL ISIN US0378331005 02/27/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director William Mgmt For For For Campbell 1.2 Elect Director Timothy Mgmt For For For Cook 1.3 Elect Director Millard Mgmt For For For Drexler 1.4 Elect Director Al Gore Mgmt For For For 1.5 Elect Director Robert Mgmt For For For Iger 1.6 Elect Director Andrea Mgmt For For For Jung 1.7 Elect Director Arthur Mgmt For For For Levinson 1.8 Elect Director Ronald Mgmt For For For Sugar 2 Amend Articles of Mgmt For For For Incorporation 3 Ratify Auditors Mgmt For For For 4 Advisory Vote to Ratify Mgmt For Against Against Named Executive Officers' Compensation 5 Stock Retention/Holding ShrHldr Against For Against Period 6 Establish Board ShrHldr Against Against For Committee on Human Rights ________________________________________________________________________________ Applied Industrial Technologies, Inc. Ticker Security ID: Meeting Date Meeting Status AIT ISIN US03820C1053 10/23/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Peter A. Mgmt For For For Dorsman 1.2 Elect Director J. Mgmt For For For Michael Moore 1.3 Elect Director Vincent Mgmt For For For K. Petrella 1.4 Elect Director Jerry Mgmt For For For Sue Thornton 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Ratify Auditors Mgmt For For For ________________________________________________________________________________ AQUA AMERICA, INC. Ticker Security ID: Meeting Date Meeting Status WTR ISIN US03836W1036 05/08/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Nick Mgmt For For For DeBenedictis 1.2 Elect Director Richard Mgmt For For For Glanton 1.3 Elect Director Lon Mgmt For For For Greenberg 1.4 Elect Director William Mgmt For For For Hankowsky 1.5 Elect Director Wendell Mgmt For For For Holland 1.6 Elect Director Andrew Mgmt For For For Sordoni, III 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Adopt Policy on Human ShrHldr Against Against For Right to Water ________________________________________________________________________________ Arch Capital Group Ltd. Ticker Security ID: Meeting Date Meeting Status ACGL ISIN BMG0450A1053 05/09/2013 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director John L. Mgmt For For For Bunce, Jr. 1.2 Elect Director Yiorgos Mgmt For For For Lillikas 1.3 Elect Director Deanna Mgmt For For For M. Mulligan 2.1 Elect Director Anthony Mgmt For For For Asquith as Designated Company Director of Non-U.S. Subsidiaries 2.2 Elect Director Edgardo Mgmt For For For Balois as Designated Company Director of Non-U.S. Subsidiaries 2.3 Elect Director Dennis Mgmt For For For R. Brand as Designated Company Director of Non-U.S. Subsidiaries 2.4 Elect Director Peter Mgmt For For For Calleo as Designated Company Director of Non-U.S. Subsidiaries 2.5 Elect Director Paul Mgmt For For For Cole as Designated Company Director of Non-U.S. Subsidiaries 2.6 Elect Director Michael Mgmt For For For Constantinides as Designated Company Director of Non-U.S. Subsidiaries 2.7 Elect Director Graham Mgmt For For For B.R. Collis as Designated Company Director of Non-U.S. Subsidiaries 2.8 Elect Director William Mgmt For For For J. Cooney as Designated Company Director of Non-U.S. Subsidiaries 2.9 Elect Director Nick Mgmt For For For Denniston as Designated Company Director of Non-U.S. Subsidiaries 2.10 Elect Director Michael Mgmt For For For Feetham as Designated Company Director of Non-U.S. Subsidiaries 2.11 Elect Director Stephen Mgmt For For For Fogarty as Designated Company Director of Non-U.S. Subsidiaries 2.12 Elect Director Mgmt For For For Elizabeth Fullerton-Rome as Designated Company Director of Non-U.S. Subsidiaries 2.13 Elect Director Marc Mgmt For For For Grandisson as Designated Company Director of Non-U.S. Subsidiaries 2.14 Elect Director Michael Mgmt For For For A. Greene as Designated Company Director of Non-U.S. Subsidiaries 2.15 Elect Director Jerome Mgmt For For For Halgan as Designated Company Director of Non-U.S. Subsidiaries 2.16 Elect Director David W. Mgmt For For For Hipkin as Designated Company Director of Non-U.S. Subsidiaries 2.17 Elect Director W. Mgmt For For For Preston Hutchings as Designated Company Director of Non-U.S. Subsidiaries 2.18 Elect Director Mgmt For For For Constantine Iordanou as Designated Company Director of Non-U.S. Subsidiaries 2.19 Elect Director Wolbert Mgmt For For For H. Kamphuijs as Designated Company Director of Non-U.S. Subsidiaries 2.20 Elect Director Michael Mgmt For For For H. Kier as Designated Company Director of Non-U.S. Subsidiaries 2.21 Elect Director Lin Mgmt For For For Li-Williams as Designated Company Director of Non-U.S. Subsidiaries 2.22 Elect Director Mark D. Mgmt For For For Lyons as Designated Company Director of Non-U.S. Subsidiaries 2.23 Elect Director Adam Mgmt For For For Matteson as Designated Company Director of Non-U.S. Subsidiaries 2.24 Elect Director Robert Mgmt For For For McDowell as Designated Company Director of Non-U.S. Subsidiaries 2.25 Elect Director David H. Mgmt For For For McElroy as Designated Company Director of Non-U.S. Subsidiaries 2.26 Elect Director Rommel Mgmt For For For Mercado as Designated Company Director of Non-U.S. Subsidiaries 2.27 Elect Director David J. Mgmt For For For Mulholland as Designated Company Director of Non-U.S. Subsidiaries 2.28 Elect Director Michael Mgmt For For For R. Murphy as Designated Company Director of Non-U.S. Subsidiaries 2.29 Elect Director Martin Mgmt For For For J. Nilsen as Designated Company Director of Non-U.S. Subsidiaries 2.30 Elect Director Mark Mgmt For For For Nolan as Designated Company Director of Non-U.S. Subsidiaries 2.31 Elect Director Marita Mgmt For For For Oliver as Designated Company Director of Non-U.S. Subsidiaries 2.32 Elect Director Nicolas Mgmt For For For Papadopoulo as Designated Company Director of Non-U.S. Subsidiaries 2.33 Elect Director Mgmt For For For Elisabeth Quinn as Designated Company Director of Non-U.S. Subsidiaries 2.34 Elect Director Maamoun Mgmt For For For Rajeh as Designated Company Director of Non-U.S. Subsidiaries 2.35 Elect Director John F. Mgmt For For For Rathgeber as Designated Company Director of Non-U.S. Subsidiaries 2.36 Elect Director Andrew Mgmt For For For Rippert as Designated Company Director of Non-U.S. Subsidiaries 2.37 Elect Director Carla Mgmt For For For Santamaria-Sena as Designated Company Director of Non-U.S. Subsidiaries 2.38 Elect Director Arthur Mgmt For For For Scace as Designated Company Director of Non-U.S. Subsidiaries 2.39 Elect Director Scott Mgmt For For For Schenker as Designated Company Director of Non-U.S. Subsidiaries 2.40 Elect Director Soren Mgmt For For For Scheuer as Designated Company Director of Non-U.S. Subsidiaries 2.41 Elect Director Budhi Mgmt For For For Singh as Designated Company Director of Non-U.S. Subsidiaries 2.42 Elect Director Helmut Mgmt For For For Sohler as Designated Company Director of Non-U.S. Subsidiaries 2.43 Elect Director Iwan Van Mgmt For For For Munster as Designated Company Director of Non-U.S. Subsidiaries 2.44 Elect Director Angus Mgmt For For For Watson as Designated Company Director of Non-U.S. Subsidiaries 2.45 Elect Director James R. Mgmt For For For Weatherstone as Designated Company Director of Non-U.S. Subsidiaries 2.46 Elect Director Gerald Mgmt For For For Wolfe as Designated Company Director of Non-U.S. Subsidiaries 3 Ratify Mgmt For For For PricewaterhouseCoopers LLP as Auditors 4 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation ________________________________________________________________________________ Archer-Daniels-Midland Company Ticker Security ID: Meeting Date Meeting Status ADM ISIN US0394831020 05/02/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Alan L. Mgmt For For For Boeckmann 1.2 Elect Director George Mgmt For For For W. Buckley 1.3 Elect Director Mollie Mgmt For For For Hale Carter 1.4 Elect Director Terell Mgmt For For For K. Crews 1.5 Elect Director Pierre Mgmt For For For Dufour 1.6 Elect Director Donald Mgmt For For For E. Felsinger 1.7 Elect Director Antonio Mgmt For For For Maciel 1.8 Elect Director Patrick Mgmt For For For J. Moore 1.9 Elect Director Thomas Mgmt For For For F. O'Neill 1.10 Elect Director Daniel Mgmt For For For Shih 1.11 Elect Director Kelvin Mgmt For For For R. Westbrook 1.12 Elect Director Patricia Mgmt For For For A. Woertz 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation ________________________________________________________________________________ Arrow Electronics, Inc. Ticker Security ID: Meeting Date Meeting Status ARW ISIN US0427351004 05/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Barry W. Mgmt For For For Perry 1.2 Elect Director Philip Mgmt For For For K. Asherman 1.3 Elect Director Gail E. Mgmt For For For Hamilton 1.4 Elect Director John N. Mgmt For For For Hanson 1.5 Elect Director Richard Mgmt For For For S. Hill 1.6 Elect Director M.F. Mgmt For For For (Fran) Keeth 1.7 Elect Director Andrew Mgmt For For For C. Kerin 1.8 Elect Director Michael Mgmt For For For J. Long 1.9 Elect Director Stephen Mgmt For For For C. Patrick 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation ________________________________________________________________________________ Arthur J. Gallagher & Co. Ticker Security ID: Meeting Date Meeting Status AJG ISIN US3635761097 05/15/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director William Mgmt For For For L. Bax 1.2 Elect Director Frank E. Mgmt For For For English, Jr. 1.3 Elect Director J. Mgmt For For For Patrick Gallagher, Jr. 1.4 Elect Director Elbert Mgmt For For For O. Hand 1.5 Elect Director David S. Mgmt For For For Johnson 1.6 Elect Director Kay W. Mgmt For For For McCurdy 1.7 Elect Director Norman Mgmt For For For L. Rosenthal 1.8 Elect Director James R. Mgmt For For For Wimmer 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation ________________________________________________________________________________ Ascena Retail Group, Inc. Ticker Security ID: Meeting Date Meeting Status ASNA ISIN US04351.71013 12/11/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director John Mgmt For For For Usdan 1.2 Elect Director Randy L. Mgmt For For For Pearce 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Amend Omnibus Stock Plan Mgmt For For For 4 Ratify Auditors Mgmt For For For ________________________________________________________________________________ Aspen Technology, Inc. Ticker Security ID: Meeting Date Meeting Status AZPN ISIN US0453271035 12/06/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Mark E. Mgmt For Withhold Against Fusco 1.2 Elect Director Gary E. Mgmt For Withhold Against Haroian 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation ________________________________________________________________________________ AT&T Inc. Ticker Security ID: Meeting Date Meeting Status T ISIN US00206R1023 04/26/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Randall Mgmt For For For L. Stephenson 1.2 Elect Director Gilbert Mgmt For For For F. Amelio 1.3 Elect Director Reuben Mgmt For For For V. Anderson 1.4 Elect Director James H. Mgmt For For For Blanchard 1.5 Elect Director Jaime Mgmt For For For Chico Pardo 1.6 Elect Director Scott T. Mgmt For For For Ford 1.7 Elect Director James P. Mgmt For For For Kelly 1.8 Elect Director Jon C. Mgmt For For For Madonna 1.9 Elect Director Michael Mgmt For For For B. McCallister 1.10 Elect Director John B. Mgmt For For For McCoy 1.11 Elect Director Joyce M. Mgmt For For For Roche 1.12 Elect Director Matthew Mgmt For For For K. Rose 1.13 Elect Director Laura Mgmt For For For D'Andrea Tyson 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Amend Stock Purchase Mgmt For For For and Deferral Plan 5 Report on Political ShrHldr Against For Against Contributions 6 Report on Reducing Lead ShrHldr Against For Against Battery Health Hazards 7 Submit Severance ShrHldr Against For Against Agreement (Change-in-Control) to Shareholder Vote 8 Require Independent ShrHldr Against Against For Board Chairman ________________________________________________________________________________ Autodesk, Inc. Ticker Security ID: Meeting Date Meeting Status ADSK ISIN US0527691069 06/13/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Carl Bass Mgmt For For For 1.2 Elect Director Crawford Mgmt For For For W. Beveridge 1.3 Elect Director J. Mgmt For For For Hallam Dawson 1.4 Elect Director Thomas Mgmt For For For Georgens 1.5 Elect Director Mgmt For Against Against Per-Kristian Halvorsen 1.6 Elect Director Mary T. Mgmt For For For McDowell 1.7 Elect Director Lorrie Mgmt For For For M. Norrington 1.8 Elect Director Stacy J. Mgmt For For For Smith 1.9 Elect Director Steven Mgmt For For For M. West 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For Against Against Named Executive Officers' Compensation ________________________________________________________________________________ Automatic Data Processing, Inc. Ticker Security ID: Meeting Date Meeting Status ADP ISIN US0530151036 11/13/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Ellen R. Mgmt For For For Alemany 1.2 Elect Director Gregory Mgmt For For For D. Brenneman 1.3 Elect Director Leslie Mgmt For For For A. Brun 1.4 Elect Director Richard Mgmt For For For T. Clark 1.5 Elect Director Eric C. Mgmt For For For Fast 1.6 Elect Director Linda R. Mgmt For For For Gooden 1.7 Elect Director R. Glenn Mgmt For For For Hubbard 1.8 Elect Director John P. Mgmt For For For Jones 1.9 Elect Director Carlos Mgmt For For For A. Rodriguez 1.10 Elect Director Enrique Mgmt For For For T. Salem 1.11 Elect Director Gregory Mgmt For For For L. Summe 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation ________________________________________________________________________________ AutoNation, Inc. Ticker Security ID: Meeting Date Meeting Status AN ISIN US05329W1027 05/08/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Mike Mgmt For For For Jackson 1.2 Elect Director Robert Mgmt For For For J. Brown 1.3 Elect Director Rick L. Mgmt For For For Burdick 1.4 Elect Director David B. Mgmt For For For Edelson 1.5 Elect Director Robert Mgmt For For For R. Grusky 1.6 Elect Director Michael Mgmt For For For Larson 1.7 Elect Director Michael Mgmt For For For E. Maroone 1.8 Elect Director Carlos Mgmt For For For A. Migoya 1.9 Elect Director G. Mike Mgmt For For For Mikan 1.10 Elect Director Alison Mgmt For For For H. Rosenthal 2 Ratify Auditors Mgmt For For For 3 Amend ShrHldr Against For Against Articles/Bylaws/Charter -- Call Special Meetings 4 Pro-rata Vesting of ShrHldr Against For Against Equity Awards 5 Report on Political ShrHldr Against For Against Contributions ________________________________________________________________________________ AUTOZONE, INC. Ticker Security ID: Meeting Date Meeting Status AZO ISIN US0533321024 12/12/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Sue E. Mgmt For For For Gove 1.2 Elect Director Earl G. Mgmt For For For Graves, Jr. 1.3 Elect Director Enderson Mgmt For For For Guimaraes 1.4 Elect Director J. R. Mgmt For For For Hyde, III 1.5 Elect Director W. Mgmt For For For Andrew McKenna 1.6 Elect Director George Mgmt For For For R. Mrkonic, Jr. 1.7 Elect Director Luis P. Mgmt For For For Nieto 1.8 Elect Director William Mgmt For For For C. Rhodes, III 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation ________________________________________________________________________________ Avery Dennison Corporation Ticker Security ID: Meeting Date Meeting Status AVY ISIN US0536111091 04/25/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Bradley Mgmt For For For A. Alford 1.2 Elect Director Anthony Mgmt For For For K. Anderson 1.3 Elect Director Rolf L. Mgmt For For For Borjesson 1.4 Elect Director John T. Mgmt For For For Cardis 1.5 Elect Director David E. Mgmt For For For I. Pyott 1.6 Elect Director Dean A. Mgmt For For For Scarborough 1.7 Elect Director Patrick Mgmt For For For T. Siewert 1.8 Elect Director Julia A. Mgmt For For For Stewart 1.9 Elect Director Martha Mgmt For For For N. Sullivan 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Ratify Auditors Mgmt For For For ________________________________________________________________________________ Avon Products, Inc. Ticker Security ID: Meeting Date Meeting Status AVP ISIN US0543031027 05/02/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Douglas Mgmt For For For R. Conant 1.2 Elect Director W. Don Mgmt For For For Cornwell 1.3 Elect Director V. Ann Mgmt For For For Hailey 1.4 Elect Director Fred Mgmt For For For Hassan 1.5 Elect Director Maria Mgmt For For For Elena Lagomasino 1.6 Elect Director Sheri S. Mgmt For For For McCoy 1.7 Elect Director Ann S. Mgmt For For For Moore 1.8 Elect Director Charles Mgmt For For For H. Noski 1.9 Elect Director Gary M. Mgmt For For For Rodkin 1.10 Elect Director Paula Mgmt For For For Stern 2 Advisory Vote to Ratify Mgmt For Against Against Named Executive Officers' Compensation 3 Approve Omnibus Stock Mgmt For For For Plan 4 Approve Executive Mgmt For For For Incentive Bonus Plan 5 Ratify Auditors Mgmt For For For 6 Report on Safer ShrHldr Against For Against Substitutes for Product Ingredients ________________________________________________________________________________ Axiall Corporation Ticker Security ID: Meeting Date Meeting Status AXLL ISIN US05463D1000 05/21/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Paul D. Mgmt For For For Carrico 1.2 Elect Director T. Kevin Mgmt For For For DeNicola 1.3 Elect Director Patrick Mgmt For For For J. Fleming 1.4 Elect Director Robert Mgmt For For For M. Gervis 1.5 Elect Director Victoria Mgmt For For For F. Haynes 1.6 Elect Director Stephen Mgmt For For For E. Macadam 1.7 Elect Director William Mgmt For For For L. Mansfield 1.8 Elect Director Michael Mgmt For For For H. McGarry 1.9 Elect Director Mark L. Mgmt For For For Noetzel 1.10 Elect Director Robert Mgmt For For For Ripp 1.11 Elect Director David N. Mgmt For For For Weinstein 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Ratify Auditors Mgmt For For For ________________________________________________________________________________ AXIS Capital Holdings Limited Ticker Security ID: Meeting Date Meeting Status AXS ISIN BMG0692U1099 05/03/2013 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Geoffrey Bell as Mgmt For For For Director 1.2 Elect Albert A. Mgmt For For For Benchimol as Director 1.3 Elect Christopher V. Mgmt For For For Greetham as Director 1.4 Elect Maurice A. Keane Mgmt For For For as Director 1.5 Elect Henry B. Smith as Mgmt For For For Director 2 Advisory Vote to Ratify Mgmt For Against Against Named Executive Officers' Compensation 3 Ratify Deloitte & Mgmt For For For Touche Ltd as Auditors ________________________________________________________________________________ Ball Corporation Ticker Security ID: Meeting Date Meeting Status BLL ISIN US0584981064 04/24/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Hanno C. Mgmt For Withhold Against Fiedler 1.2 Elect Director John F. Mgmt For Withhold Against Lehman 1.3 Elect Director Georgia Mgmt For Withhold Against R. Nelson 2 Ratify Auditors Mgmt For For For 3 Approve Omnibus Stock Mgmt For For For Plan 4 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 5 Require a Majority Vote ShrHldr Against For Against for the Election of Directors ________________________________________________________________________________ Bank of America Corporation Ticker Security ID: Meeting Date Meeting Status BAC ISIN US0605051046 05/08/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Sharon Mgmt For For For L. Allen 1.2 Elect Director Susan S. Mgmt For For For Bies 1.3 Elect Director Jack O. Mgmt For For For Bovender, Jr. 1.4 Elect Director Frank P. Mgmt For For For Bramble, Sr. 1.5 Elect Director Arnold Mgmt For For For W. Donald 1.6 Elect Director Charles Mgmt For For For K. Gifford 1.7 Elect Director Charles Mgmt For For For O. Holliday, Jr. 1.8 Elect Director Linda P. Mgmt For For For Hudson 1.9 Elect Director Monica Mgmt For For For C. Lozano 1.10 Elect Director Thomas Mgmt For For For J. May 1.11 Elect Director Brian T. Mgmt For For For Moynihan 1.12 Elect Director Lionel Mgmt For For For L. Nowell, III 1.13 Elect Director R. David Mgmt For For For Yost 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Ratify Auditors Mgmt For For For 4 Report on Political ShrHldr Against For Against Contributions 5 Adopt Proxy Access Right ShrHldr Against Against For 6 Amend Bylaw to Limit ShrHldr Against Against For Multiple Board Service 7 Report on Feasibility ShrHldr Against Against For of Prohibiting Political Contributions 8 Review Fair Housing and ShrHldr Against For Against Fair Lending Compliance ________________________________________________________________________________ Baxter International Inc. Ticker Security ID: Meeting Date Meeting Status BAX ISIN US0718131099 05/07/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Thomas Mgmt For For For F. Chen 1.2 Elect Director Blake E. Mgmt For For For Devitt 1.3 Elect Director John D. Mgmt For For For Forsyth 1.4 Elect Director Gail D. Mgmt For For For Fosler 1.5 Elect Director Carole Mgmt For For For J. Shapazian 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Declassify the Board of Mgmt For For For Directors 5 Provide Right to Call Mgmt For For For Special Meeting ________________________________________________________________________________ BE Aerospace, Inc. Ticker Security ID: Meeting Date Meeting Status BEAV ISIN US0733021010 07/25/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Richard Mgmt For For For G. Hamermesh 1.2 Elect Director Amin J. Mgmt For For For Khoury 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Change Company Name Mgmt For For For 4 Ratify Auditors Mgmt For For For 5 Amend Omnibus Stock Plan Mgmt For For For ________________________________________________________________________________ Beam Inc. Ticker Security ID: Meeting Date Meeting Status BEAM ISIN US0737301038 04/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Richard Mgmt For For For A. Goldstein 1.2 Elect Director Stephen Mgmt For For For W. Golsby 1.3 Elect Director Ann F. Mgmt For For For Hackett 1.4 Elect Director A. D. Mgmt For For For David Mackay 1.5 Elect Director Gretchen Mgmt For For For W. Price 1.6 Elect Director Matthew Mgmt For For For J. Shattock 1.7 Elect Director Robert Mgmt For For For A. Steele 1.8 Elect Director Peter Mgmt For For For M. Wilson 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation ________________________________________________________________________________ Bemis Company, Inc. Ticker Security ID: Meeting Date Meeting Status BMS ISIN US0814371052 05/02/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director David S. Mgmt For For For Haffner 1.2 Elect Director Holly A. Mgmt For For For Van Deursen 1.3 Elect Director David T. Mgmt For For For Szczupak 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Ratify Auditors Mgmt For For For ________________________________________________________________________________ Berkshire Hathaway Inc. Ticker Security ID: Meeting Date Meeting Status BRK.B ISIN US0846707026 05/04/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Warren Mgmt For For For E. Buffett 1.2 Elect Director Charles Mgmt For For For T. Munger 1.3 Elect Director Howard Mgmt For For For G. Buffett 1.4 Elect Director Stephen Mgmt For For For B. Burke 1.5 Elect Director Susan L. Mgmt For For For Decker 1.6 Elect Director William Mgmt For For For H. Gates III 1.7 Elect Director David S. Mgmt For For For Gottesman 1.8 Elect Director Mgmt For For For Charlotte Guyman 1.9 Elect Director Donald Mgmt For For For R. Keough 1.10 Elect Director Thomas Mgmt For For For S. Murphy 1.11 Elect Director Ronald Mgmt For For For L. Olson 1.12 Elect Director Walter Mgmt For For For Scott, Jr. 1.13 Elect Director Meryl B. Mgmt For For For Witmer 2 Adopt Quantitative ShrHldr Against For Against Goals for GHG and Other Air Emissions ________________________________________________________________________________ Best Buy Co., Inc. Ticker Security ID: Meeting Date Meeting Status BBY ISIN US0865161014 06/20/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Bradbury Mgmt For For For H. Anderson 1.2 Elect Director Sanjay Mgmt For For For Khosla 1.3 Elect Director Allen U. Mgmt For Against Against Lenzmeier 1.4 Elect Director Hatim A. Mgmt For For For Tyabji 1.5 Elect Director Russell Mgmt For For For P. Fradin 1.6 Elect Director Hubert Mgmt For For For Joly 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For Against Against Named Executive Officers' Compensation 4 Declassify the Board of Mgmt For For For Directors ________________________________________________________________________________ Biogen Idec Inc. Ticker Security ID: Meeting Date Meeting Status BIIB ISIN US09062X1037 06/12/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Caroline Mgmt For For For D. Dorsa 1.2 Elect Director Stelios Mgmt For For For Papadopoulos 1.3 Elect Director George Mgmt For For For A. Scangos 1.4 Elect Director Lynn Mgmt For For For Schenk 1.5 Elect Director Mgmt For For For Alexander J. Denner 1.6 Elect Director Nancy L. Mgmt For For For Leaming 1.7 Elect Director Richard Mgmt For For For C. Mulligan 1.8 Elect Director Robert Mgmt For For For W. Pangia 1.9 Elect Director Brian S. Mgmt For For For Posner 1.10 Elect Director Eric K. Mgmt For For For Rowinsky 1.11 Elect Director Stephen Mgmt For For For A. Sherwin 1.12 Elect Director William Mgmt For For For D. Young 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Amend Executive Mgmt For For For Incentive Bonus Plan 5 Amend Omnibus Stock Plan Mgmt For For For 6 Stock Retention/Holding ShrHldr Against For Against Period ________________________________________________________________________________ Black Hills Corporation Ticker Security ID: Meeting Date Meeting Status BKH ISIN US0921131092 04/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Jack W. Mgmt For For For Eugster 1.2 Elect Director Gary L. Mgmt For For For Pechota 1.3 Elect Director Thomas Mgmt For For For J. Zeller 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation ________________________________________________________________________________ Bloomin' Brands, Inc. Ticker Security ID: Meeting Date Meeting Status BLMN ISIN US0942351083 04/24/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director David Mgmt For Withhold Against Humphrey 1.2 Elect Director Mgmt For Withhold Against Elizabeth A. Smith 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For Against Against Named Executive Officers' Compensation 4 Advisory Vote on Say on Mgmt 1 Year 1 Year For Pay Frequency ________________________________________________________________________________ Bob Evans Farms, Inc. Ticker Security ID: Meeting Date Meeting Status BOBE ISIN US0967611015 08/22/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Director Larry C. Mgmt For For For Corbin 2 Elect Director Steven Mgmt For For For A. Davis 3 Elect Director Mary Kay Mgmt For For For Haben 4 Elect Director Cheryl Mgmt For For For L. Krueger 5 Elect Director G. Mgmt For For For Robert Lucas 6 Elect Director Eileen Mgmt For For For A. Mallesch 7 Elect Director Paul S. Mgmt For For For Williams 8 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 9 Ratify Auditors Mgmt For For For ________________________________________________________________________________ Booz Allen Hamilton Holding Corporation Ticker Security ID: Meeting Date Meeting Status BAH ISIN US0995021062 08/02/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Ian Mgmt For Withhold Against Fujiyama 1.2 Elect Director Mark Mgmt For For For Gaumond 1.3 Elect Director Samuel Mgmt For Withhold Against R. Strickland 2 Ratify Auditors Mgmt For For For ________________________________________________________________________________ Boston Scientific Corporation Ticker Security ID: Meeting Date Meeting Status BSX ISIN US1011371077 05/07/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Mgmt For For For Katharine T. Bartlett 1.2 Elect Director Bruce L. Mgmt For For For Byrnes 1.3 Elect Director Nelda J. Mgmt For For For Connors 1.4 Elect Director Kristina Mgmt For For For M. Johnson 1.5 Elect Director Michael Mgmt For For For F. Mahoney 1.6 Elect Director Ernest Mgmt For For For Mario 1.7 Elect Director N.J. Mgmt For For For Nicholas, Jr. 1.8 Elect Director Pete M. Mgmt For For For Nicholas 1.9 Elect Director Uwe E. Mgmt For For For Reinhardt 1.10 Elect Director John E. Mgmt For For For Sununu 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Ratify Auditors Mgmt For For For ________________________________________________________________________________ Brinker International, Inc. Ticker Security ID: Meeting Date Meeting Status EAT ISIN US1096411004 11/08/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Douglas Mgmt For For For H. Brooks 1.2 Elect Director Joseph Mgmt For For For M. DePinto 1.3 Elect Director Michael Mgmt For For For J. Dixon 1.4 Elect Director Harriet Mgmt For For For Edelman 1.5 Elect Director Jon L. Mgmt For For For Luther 1.6 Elect Director John W. Mgmt For For For Mims 1.7 Elect Director George Mgmt For For For R. Mrkonic 1.8 Elect Director Rosendo Mgmt For For For G. Parra 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation ________________________________________________________________________________ Bristol-Myers Squibb Company Ticker Security ID: Meeting Date Meeting Status BMY ISIN US1101221083 05/07/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Lamberto Mgmt For For For Andreotti 1.2 Elect Director Lewis B. Mgmt For For For Campbell 1.3 Elect Director James M. Mgmt For For For Cornelius 1.4 Elect Director Laurie Mgmt For For For H. Glimcher 1.5 Elect Director Michael Mgmt For For For Grobstein 1.6 Elect Director Alan J. Mgmt For For For Lacy 1.7 Elect Director Vicki L. Mgmt For For For Sato 1.8 Elect Director Elliott Mgmt For For For Sigal 1.9 Elect Director Gerald Mgmt For For For L. Storch 1.10 Elect Director Togo D. Mgmt For For For West, Jr. 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation ________________________________________________________________________________ Brocade Communications Systems, Inc. Ticker Security ID: Meeting Date Meeting Status BRCD ISIN US1116213067 04/11/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Judy Mgmt For For For Bruner 1.2 Elect Director Lloyd A. Mgmt For For For Carney 1.3 Elect Director Renato Mgmt For For For DiPentima 1.4 Elect Director Alan Mgmt For For For Earhart 1.5 Elect Director John W. Mgmt For For For Gerdelman 1.6 Elect Director David L. Mgmt For For For House 1.7 Elect Director Glenn C. Mgmt For For For Jones 1.8 Elect Director L. Mgmt For For For William Krause 1.9 Elect Director Sanjay Mgmt For For For Vaswani 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Amend Non-Employee Mgmt For Against Against Director Omnibus Stock Plan 4 Approve Executive Mgmt For For For Incentive Bonus Plan 5 Ratify Auditors Mgmt For For For ________________________________________________________________________________ Brookdale Senior Living Inc. Ticker Security ID: Meeting Date Meeting Status BKD ISIN US1124631045 06/13/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Jackie Mgmt For For For M. Clegg 1.2 Elect Director Randal Mgmt For Withhold Against A. Nardone 1.3 Elect Director James R. Mgmt For For For Seward 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation ________________________________________________________________________________ Brown-Forman Corporation Ticker Security ID: Meeting Date Meeting Status BF.A ISIN US1156371007 07/26/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Increase Authorized Mgmt For Against Against Common Stock ________________________________________________________________________________ Brunswick Corporation Ticker Security ID: Meeting Date Meeting Status BC ISIN US1170431092 05/01/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Nolan D. Mgmt For For For Archibald 1.2 Elect Director David C. Mgmt For For For Everitt 1.3 Elect Director Roger J. Mgmt For For For Wood 1.4 Elect Director Lawrence Mgmt For For For A. Zimmerman 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Approve Executive Mgmt For For For Incentive Bonus Plan 4 Ratify Auditors Mgmt For For For ________________________________________________________________________________ CA, Inc. Ticker Security ID: Meeting Date Meeting Status CA ISIN US12673P1057 08/01/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Director Jens Mgmt For For For Alder 2 Elect Director Raymond Mgmt For For For J. Bromark 3 Elect Director Gary J. Mgmt For For For Fernandes 4 Elect Director Rohit Mgmt For For For Kapoor 5 Elect Director Kay Mgmt For For For Koplovitz 6 Elect Director Mgmt For For For Christopher B. Lofgren 7 Elect Director William Mgmt For For For E. McCracken 8 Elect Director Richard Mgmt For For For Sulpizio 9 Elect Director Laura S. Mgmt For For For Unger 10 Elect Director Arthur Mgmt For For For F. Weinbach 11 Elect Director Renato Mgmt For For For (Ron) Zambonini 12 Ratify Auditors Mgmt For For For 13 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 14 Approve Outside Mgmt For For For Director Stock Awards in Lieu of Cash ________________________________________________________________________________ Cabot Oil & Gas Corporation Ticker Security ID: Meeting Date Meeting Status COG ISIN US1270971039 05/02/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Robert Mgmt For For For L. Keiser 1.2 Elect Director W. Matt Mgmt For For For Ralls 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Pro-rata Vesting of ShrHldr Against For Against Equity Plans ________________________________________________________________________________ CADENCE DESIGN SYSTEMS, INC. Ticker Security ID: Meeting Date Meeting Status CDNS ISIN US1273871087 05/03/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Susan L. Mgmt For For For Bostrom 1.2 Elect Director James D. Mgmt For For For Plummer 1.3 Elect Director Alberto Mgmt For For For Sangiovanni-Vincentelli 1.4 Elect Director George Mgmt For For For M. Scalise 1.5 Elect Director John B. Mgmt For For For Shoven 1.6 Elect Director Roger S. Mgmt For For For Siboni 1.7 Elect Director Young K. Mgmt For For For Sohn 1.8 Elect Director Lip-Bu Mgmt For For For Tan 2 Amend Qualified Mgmt For For For Employee Stock Purchase Plan 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Ratify Auditors Mgmt For For For ________________________________________________________________________________ CapitalSource Inc. Ticker Security ID: Meeting Date Meeting Status CSE ISIN US14055X1028 04/25/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Andrew Mgmt For For For B. Fremder 1.2 Elect Director C. Mgmt For For For William Hosler 1.3 Elect Director James J. Mgmt For For For Pieczynski 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation ________________________________________________________________________________ Carlisle Companies Incorporated Ticker Security ID: Meeting Date Meeting Status CSL ISIN US1423391002 05/08/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Robin J. Mgmt For For For Adams 1.2 Elect Director Robin S. Mgmt For For For Callahan 1.3 Elect Director David A. Mgmt For For For Roberts 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Ratify Auditors Mgmt For For For ________________________________________________________________________________ Carter's, Inc. Ticker Security ID: Meeting Date Meeting Status CRI ISIN US1462291097 05/09/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Vanessa Mgmt For For For J. Castagna 1.2 Elect Director William Mgmt For For For J. Montgoris 1.3 Elect Director David Mgmt For For For Pulver 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Ratify Auditors Mgmt For For For ________________________________________________________________________________ Casey's General Stores, Inc. Ticker Security ID: Meeting Date Meeting Status CASY ISIN US1475281036 09/14/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Kenneth Mgmt For Withhold Against H. Haynie 1.2 Elect Director William Mgmt For Withhold Against C. Kimball 1.3 Elect Director Richard Mgmt For Withhold Against A. Wilkey 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation ________________________________________________________________________________ CBOE Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status CBOE ISIN US12503M1080 05/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director William Mgmt For For For J. Brodsky 1.2 Elect Director James R. Mgmt For For For Boris 1.3 Elect Director Frank E. Mgmt For For For English, Jr. 1.4 Elect Director Edward Mgmt For For For J. Fitzpatrick 1.5 Elect Director Janet P. Mgmt For For For Froetscher 1.6 Elect Director Jill R. Mgmt For For For Goodman 1.7 Elect Director Duane R. Mgmt For For For Kullberg 1.8 Elect Director R. Eden Mgmt For For For Martin 1.9 Elect Director Roderick Mgmt For For For A. Palmore 1.10 Elect Director Susan M. Mgmt For For For Phillips 1.11 Elect Director Douglas Mgmt For For For H. Shulman 1.12 Elect Director Samuel Mgmt For For For K. Skinner 1.13 Elect Director Carole Mgmt For For For E. Stone 1.14 Elect Director Eugene Mgmt For For For S. Sunshine 1.15 Elect Director Edward Mgmt For For For T. Tilly 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Ratify Auditors Mgmt For For For ________________________________________________________________________________ Celgene Corporation Ticker Security ID: Meeting Date Meeting Status CELG ISIN US1510201049 06/12/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Robert Mgmt For For For J. Hugin 1.2 Elect Director Richard Mgmt For For For Barker 1.3 Elect Director Michael Mgmt For For For D. Casey 1.4 Elect Director Carrie Mgmt For For For S. Cox 1.5 Elect Director Rodman Mgmt For For For L. Drake 1.6 Elect Director Michael Mgmt For For For A. Friedman 1.7 Elect Director Gilla Mgmt For For For Kaplan 1.8 Elect Director James J. Mgmt For For For Loughlin 1.9 Elect Director Ernest Mgmt For For For Mario 2 Ratify Auditors Mgmt For For For 3 Amend Omnibus Stock Plan Mgmt For For For 4 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 5 Stock Retention/Holding ShrHldr Against For Against Period ________________________________________________________________________________ Cerner Corporation Ticker Security ID: Meeting Date Meeting Status CERN ISIN US1567821046 05/24/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Gerald Mgmt For For For E. Bisbee, Jr. 1.2 Elect Director Denis A. Mgmt For For For Cortese 1.3 Elect Director Linda M. Mgmt For For For Dillman 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Declassify the Board of Mgmt For For For Directors 5 Increase Authorized Mgmt For For For Common Stock ________________________________________________________________________________ CF Industries Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status CF ISIN US1252691001 05/14/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Declassify the Board of Mgmt For For For Directors 2.1 Elect Director Robert Mgmt For For For C. Arzbaecher 2.2 Elect Director Stephen Mgmt For For For J. Hagge 2.3 Elect Director Edward Mgmt For For For A. Schmitt 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Ratify Auditors Mgmt For For For 5 Reduce Supermajority ShrHldr Against For Against Vote Requirement 6 Adopt Policy and Report ShrHldr Against For Against on Board Diversity 7 Report on Political ShrHldr Against For Against Contributions 8 Report on Sustainability ShrHldr Against For Against ________________________________________________________________________________ Chemtura Corporation Ticker Security ID: Meeting Date Meeting Status CHMT ISIN US1638932095 05/09/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Jeffrey Mgmt For For For D. Benjamin 1.2 Elect Director Timothy Mgmt For For For J. Bernlohr 1.3 Elect Director Anna C. Mgmt For For For Catalano 1.4 Elect Director Alan S. Mgmt For For For Cooper 1.5 Elect Director James W. Mgmt For For For Crownover 1.6 Elect Director Robert Mgmt For For For A. Dover 1.7 Elect Director Jonathan Mgmt For For For F. Foster 1.8 Elect Director Craig A. Mgmt For For For Rogerson 1.9 Elect Director John K. Mgmt For For For Wulff 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Adopt Majority Voting Mgmt For For For for Uncontested Election of Directors 4 Ratify Auditors Mgmt For For For ________________________________________________________________________________ Chesapeake Energy Corporation Ticker Security ID: Meeting Date Meeting Status CHK ISIN US1651671075 06/14/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Bob G. Mgmt For For For Alexander 1.2 Elect Director Merrill Mgmt For For For A. ('Pete') Miller, Jr. 1.3 Elect Director Thomas Mgmt For For For L. Ryan 1.4 Elect Director Vincent Mgmt For For For J. Intrieri 1.5 Elect Director Frederic Mgmt For For For M. Poses 1.6 Elect Director Archie Mgmt For For For W. Dunham 1.7 Elect Director R. Brad Mgmt For For For Martin 1.8 Elect Director Louis A. Mgmt For For For Raspino 2 Declassify the Board of Mgmt For For For Directors 3 Provide Proxy Access Mgmt For For For Right 4 Reduce Supermajority Mgmt For For For Vote Requirement 5 Approve Non-Employee Mgmt For For For Director Restricted Stock Plan 6 Advisory Vote to Ratify Mgmt For Against Against Named Executive Officers' Compensation 7 Amend Omnibus Stock Plan Mgmt For For For 8 Approve Executive Mgmt For For For Incentive Bonus Plan 9 Ratify Auditors Mgmt For For For 10 Establish Risk ShrHldr Against Against For Oversight Committee 11 Reincorporate in ShrHldr Against Against For Another State [from Oklahoma to Delaware] 12 Pro-rata Vesting of ShrHldr Against For Against Equity Plans ________________________________________________________________________________ Chevron Corporation Ticker Security ID: Meeting Date Meeting Status CVX ISIN US1667641005 05/29/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Linnet Mgmt For For For F. Deily 1.2 Elect Director Robert Mgmt For For For E. Denham 1.3 Elect Director Alice P. Mgmt For For For Gast 1.4 Elect Director Enrique Mgmt For For For Hernandez, Jr. 1.5 Elect Director George Mgmt For For For L. Kirkland 1.6 Elect Director Charles Mgmt For For For W. Moorman, IV 1.7 Elect Director Kevin W. Mgmt For For For Sharer 1.8 Elect Director John G. Mgmt For For For Stumpf 1.9 Elect Director Ronald Mgmt For For For D. Sugar 1.10 Elect Director Carl Ware Mgmt For For For 1.11 Elect Director John S. Mgmt For For For Watson 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Amend Omnibus Stock Plan Mgmt For For For 5 Report on Management of ShrHldr Against For Against Hydraulic Fracturing Risks and Opportunities 6 Report on Offshore Oil ShrHldr Against Against For Wells and Spill Mitigation Measures 7 Report on Financial ShrHldr Against Against For Risks of Climate Change 8 Report on Lobbying ShrHldr Against For Against Payments and Policy 9 Prohibit Political ShrHldr Against Against For Contributions 10 Provide for Cumulative ShrHldr Against For Against Voting 11 Amend ShrHldr Against For Against Articles/Bylaws/Charter -- Call Special Meetings 12 Require Director ShrHldr Against For Against Nominee with Environmental Expertise 13 Adopt Guidelines for ShrHldr Against For Against Country Selection ________________________________________________________________________________ Chipotle Mexican Grill, Inc. Ticker Security ID: Meeting Date Meeting Status CMG ISIN US1696561059 05/17/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Albert Mgmt For For For S. Baldocchi 1.2 Elect Director Neil W. Mgmt For For For Flanzraich 1.3 Elect Director Darlene Mgmt For For For J. Friedman 2 Advisory Vote to Ratify Mgmt For Against Against Named Executive Officers' Compensation 3 Ratify Auditors Mgmt For For For 4 Approve Executive Mgmt For For For Incentive Bonus Plan 5 Declassify the Board of Mgmt For For For Directors 6 Pro-rata Vesting of ShrHldr Against For Against Equity Plan ________________________________________________________________________________ Choice Hotels International, Inc. Ticker Security ID: Meeting Date Meeting Status CHH ISIN US1699051066 04/26/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director William Mgmt For For For L. Jews 1.2 Elect Director John T. Mgmt For For For Schwieters 1.3 Elect Director John P. Mgmt For For For Tague 2 Amend Omnibus Stock Plan Mgmt For For For 3 Amend Executive Mgmt For For For Incentive Bonus Plan 4 Declassify the Board of Mgmt For For For Directors 5 Advisory Vote to Ratify Mgmt For Against Against Named Executive Officers' Compensation 6 Ratify Auditors Mgmt For For For 7 Report on Water/Energy ShrHldr None For N/A Efficient Showerheads ________________________________________________________________________________ Church & Dwight Co., Inc. Ticker Security ID: Meeting Date Meeting Status CHD ISIN US1713401024 05/02/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Bradley Mgmt For For For C. Irwin 1.2 Elect Director Penry W. Mgmt For For For Price 1.3 Elect Director Arthur Mgmt For For For B. Winkleblack 2 Amend Omnibus Stock Plan Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Ratify Auditors Mgmt For For For ________________________________________________________________________________ Churchill Downs Incorporated Ticker Security ID: Meeting Date Meeting Status CHDN ISIN US1714841087 04/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Ulysses Mgmt For For For L. Bridgeman, Jr. 1.2 Elect Director Richard Mgmt For For For L. Duchossois 1.3 Elect Director James F. Mgmt For For For McDonald 1.4 Elect Director R. Alex Mgmt For For For Rankin 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation ________________________________________________________________________________ Cigna Corporation Ticker Security ID: Meeting Date Meeting Status CI ISIN US1255091092 04/24/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director David M. Mgmt For For For Cordani 1.2 Elect Director Isaiah Mgmt For For For Harris, Jr. 1.3 Elect Director Jane E. Mgmt For For For Henney 1.4 Elect Director Donna F. Mgmt For For For Zarcone 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Amend Omnibus Stock Plan Mgmt For For For 5 Report on Lobbying ShrHldr Against Against For Payments and Policy ________________________________________________________________________________ Cintas Corporation Ticker Security ID: Meeting Date Meeting Status CTAS ISIN US1729081059 10/16/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Gerald Mgmt For For For S. Adolph 1.2 Elect Director John F. Mgmt For For For Barrett 1.3 Elect Director Melanie Mgmt For For For W. Barstad 1.4 Elect Director Richard Mgmt For For For T. Farmer 1.5 Elect Director Scott D. Mgmt For For For Farmer 1.6 Elect Director James J. Mgmt For For For Johnson 1.7 Elect Director Robert Mgmt For For For J. Kohlhepp 1.8 Elect Director Joseph Mgmt For For For Scaminace 1.9 Elect Director Ronald Mgmt For For For W. Tysoe 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Ratify Auditors Mgmt For For For ________________________________________________________________________________ Cisco Systems, Inc. Ticker Security ID: Meeting Date Meeting Status CSCO ISIN US17275R1023 11/15/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Carol A. Mgmt For For For Bartz 1.2 Elect Director Marc Mgmt For For For Benioff 1.3 Elect Director M. Mgmt For For For Michele Burns 1.4 Elect Director Michael Mgmt For For For D. Capellas 1.5 Elect Director Larry R. Mgmt For For For Carter 1.6 Elect Director John T. Mgmt For For For Chambers 1.7 Elect Director Brian L. Mgmt For For For Halla 1.8 Elect Director John L. Mgmt For For For Hennessy 1.9 Elect Director Kristina Mgmt For For For M. Johnson 1.10 Elect Director Richard Mgmt For For For M. Kovacevich 1.11 Elect Director Roderick Mgmt For For For C. McGeary 1.12 Elect Director Arun Mgmt For For For Sarin 1.13 Elect Director Steven Mgmt For For For M. West 2 Amend Executive Mgmt For For For Incentive Bonus Plan 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Ratify Auditors Mgmt For For For 5 Require Independent ShrHldr Against Against For Board Chairman 6 Report on Eliminating ShrHldr Against Against For Conflict Minerals from Supply Chain ________________________________________________________________________________ Citigroup Inc. Ticker Security ID: Meeting Date Meeting Status C ISIN US1729674242 04/24/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Michael Mgmt For For For L. Corbat 1.2 Elect Director Franz B. Mgmt For For For Humer 1.3 Elect Director Robert Mgmt For For For L. Joss 1.4 Elect Director Michael Mgmt For For For E. O'Neill 1.5 Elect Director Judith Mgmt For For For Rodin 1.6 Elect Director Robert Mgmt For For For L. Ryan 1.7 Elect Director Anthony Mgmt For For For M. Santomero 1.8 Elect Director Joan E. Mgmt For For For Spero 1.9 Elect Director Diana L. Mgmt For For For Taylor 1.10 Elect Director William Mgmt For For For S. Thompson, Jr. 1.11 Elect Director Ernesto Mgmt For For For Zedillo Ponce de Leon 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Amend Omnibus Stock Plan Mgmt For For For 5 Stock Retention/Holding ShrHldr Against For Against Period 6 Report on Lobbying ShrHldr Against For Against Payments and Policy 7 Amend Indemnifications ShrHldr Against Against For Provisions ________________________________________________________________________________ CMS Energy Corporation Ticker Security ID: Meeting Date Meeting Status CMS ISIN US1258961002 05/17/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Jon E. Mgmt For For For Barfield 1.2 Elect Director Stephen Mgmt For For For E. Ewing 1.3 Elect Director Richard Mgmt For For For M. Gabrys 1.4 Elect Director William Mgmt For For For D. Harvey 1.5 Elect Director David W. Mgmt For For For Joos 1.6 Elect Director Philip Mgmt For For For R. Lochner, Jr. 1.7 Elect Director Michael Mgmt For For For T. Monahan 1.8 Elect Director John G. Mgmt For For For Russell 1.9 Elect Director Kenneth Mgmt For For For L. Way 1.10 Elect Director Laura H. Mgmt For For For Wright 1.11 Elect Director John B. Mgmt For For For Yasinsky 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Ratify Auditors Mgmt For For For ________________________________________________________________________________ CNA Financial Corporation Ticker Security ID: Meeting Date Meeting Status CNA ISIN US1261171003 04/24/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Paul J. Mgmt For For For Liska 1.2 Elect Director Jose O. Mgmt For For For Montemayor 1.3 Elect Director Thomas Mgmt For Withhold Against F. Motamed 1.4 Elect Director Don M. Mgmt For For For Randel 1.5 Elect Director Joseph Mgmt For Withhold Against Rosenberg 1.6 Elect Director Andrew Mgmt For Withhold Against H. Tisch 1.7 Elect Director James S. Mgmt For Withhold Against Tisch 1.8 Elect Director Marvin Mgmt For For For Zonis 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Ratify Auditors Mgmt For For For ________________________________________________________________________________ Coca-Cola Enterprises, Inc. Ticker Security ID: Meeting Date Meeting Status CCE ISIN US19122T1097 04/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Jan Mgmt For For For Bennink 1.2 Elect Director John F. Mgmt For For For Brock 1.3 Elect Director Calvin Mgmt For For For Darden 1.4 Elect Director L. Mgmt For For For Phillip Humann 1.5 Elect Director Orrin H. Mgmt For For For Ingram, II 1.6 Elect Director Thomas Mgmt For For For H. Johnson 1.7 Elect Director Suzanne Mgmt For For For B. Labarge 1.8 Elect Director Mgmt For For For Veronique Morali 1.9 Elect Director Andrea Mgmt For For For L. Saia 1.10 Elect Director Garry Mgmt For For For Watts 1.11 Elect Director Curtis Mgmt For For For R. Welling 1.12 Elect Director Phoebe Mgmt For For For A. Wood 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Ratify Auditors Mgmt For For For ________________________________________________________________________________ COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION Ticker Security ID: Meeting Date Meeting Status CTSH ISIN US1924461023 06/04/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Maureen Mgmt For For For Breakiron-Evans 1.2 Elect Director John E. Mgmt For For For Klein 1.3 Elect Director Lakshmi Mgmt For For For Narayanan 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Declassify the Board of Mgmt For For For Directors 4 Amend Qualified Mgmt For For For Employee Stock Purchase Plan 5 Ratify Auditors Mgmt For For For 6 Provide Right to Act by ShrHldr Against For Against Written Consent ________________________________________________________________________________ Colgate-Palmolive Company Ticker Security ID: Meeting Date Meeting Status CL ISIN US1941621039 05/10/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Nikesh Mgmt For For For Arora 1.2 Elect Director John T. Mgmt For For For Cahill 1.3 Elect Director Ian Cook Mgmt For For For 1.4 Elect Director Helene Mgmt For For For D. Gayle 1.5 Elect Director Ellen M. Mgmt For For For Hancock 1.6 Elect Director Joseph Mgmt For For For Jimenez 1.7 Elect Director Richard Mgmt For For For J. Kogan 1.8 Elect Director Delano Mgmt For For For E. Lewis 1.9 Elect Director J. Pedro Mgmt For For For Reinhard 1.10 Elect Director Stephen Mgmt For For For I. Sadove 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Approve Omnibus Stock Mgmt For For For Plan 5 Adopt Share Retention ShrHldr Against For Against Policy For Senior Executives ________________________________________________________________________________ Comcast Corporation Ticker Security ID: Meeting Date Meeting Status CMCSA ISIN US20030N1019 05/15/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Kenneth Mgmt For For For J. Bacon 1.2 Elect Director Sheldon Mgmt For For For M. Bonovitz 1.3 Elect Director Joseph Mgmt For For For J. Collins 1.4 Elect Director J. Mgmt For For For Michael Cook 1.5 Elect Director Gerald Mgmt For For For L. Hassell 1.6 Elect Director Jeffrey Mgmt For For For A. Honickman 1.7 Elect Director Eduardo Mgmt For For For G. Mestre 1.8 Elect Director Brian L. Mgmt For For For Roberts 1.9 Elect Director Ralph J. Mgmt For For For Roberts 1.10 Elect Director Mgmt For For For Johnathan A. Rodgers 1.11 Elect Director Judith Mgmt For For For Rodin 2 Ratify Auditors Mgmt For For For 3 Pro-rata Vesting of ShrHldr Against For Against Equity Awards 4 Approve ShrHldr Against For Against Recapitalization Plan for all Stock to Have One-vote per Share ________________________________________________________________________________ ConAgra Foods, Inc. Ticker Security ID: Meeting Date Meeting Status CAG ISIN US2058871029 09/21/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Mogens Mgmt For For For C. Bay 1.2 Elect Director Stephen Mgmt For For For G. Butler 1.3 Elect Director Steven Mgmt For For For F. Goldstone 1.4 Elect Director Joie A. Mgmt For For For Gregor 1.5 Elect Director Rajive Mgmt For For For Johri 1.6 Elect Director W.G. Mgmt For For For Jurgensen 1.7 Elect Director Richard Mgmt For For For H. Lenny 1.8 Elect Director Ruth Ann Mgmt For For For Marshall 1.9 Elect Director Gary M. Mgmt For For For Rodkin 1.10 Elect Director Andrew Mgmt For For For J. Schindler 1.11 Elect Director Kenneth Mgmt For For For E. Stinson 2 Ratification Of The Mgmt For For For Appointment Of Independent Auditor 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation ________________________________________________________________________________ ConocoPhillips Ticker Security ID: Meeting Date Meeting Status COP ISIN US20825C1045 05/14/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Richard Mgmt For For For L. Armitage 1.2 Elect Director Richard Mgmt For For For H. Auchinleck 1.3 Elect Director James E. Mgmt For For For Copeland, Jr. 1.4 Elect Director Jody L. Mgmt For For For Freeman 1.5 Elect Director Gay Huey Mgmt For For For Evans 1.6 Elect Director Ryan M. Mgmt For For For Lance 1.7 Elect Director Mohd H. Mgmt For For For Marican 1.8 Elect Director Robert Mgmt For For For A. Niblock 1.9 Elect Director Harald Mgmt For For For J. Norvik 1.10 Elect Director William Mgmt For For For E. Wade, Jr. 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Report on Lobbying ShrHldr Against For Against Payments and Policy 5 Adopt Quantitative GHG ShrHldr Against For Against Goals for Products and Operations 6 Amend EEO Policy to ShrHldr Against For Against Prohibit Discrimination based on Gender Identity ________________________________________________________________________________ Constellation Brands, Inc. Ticker Security ID: Meeting Date Meeting Status STZ ISIN US21036P1084 07/27/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Barry A. Mgmt For For For Fromberg 1.2 Elect Director Jeananne Mgmt For For For K. Hauswald 1.3 Elect Director Paul L. Mgmt For For For Smith 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Amend Executive Mgmt For For For Incentive Bonus Plan 5 Amend Omnibus Stock Plan Mgmt For For For 6 Approve ShrHldr Against For Against Recapitalization Plan for all Stock to have One-vote per Share 7 Adopt Multiple ShrHldr Against For Against Performance Metrics Under Executive Incentive Plans ________________________________________________________________________________ Convergys Corporation Ticker Security ID: Meeting Date Meeting Status CVG ISIN US2124851062 04/26/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Andrea Mgmt For For For J. Ayers 1.2 Elect Director John F. Mgmt For For For Barrett 1.3 Elect Director Richard Mgmt For For For R. Devenuti 1.4 Elect Director Jeffrey Mgmt For For For H. Fox 1.5 Elect Director Joseph Mgmt For For For E. Gibbs 1.6 Elect Director Joan E. Mgmt For For For Herman 1.7 Elect Director Thomas Mgmt For For For L. Monahan, III 1.8 Elect Director Ronald Mgmt For For For L. Nelson 1.9 Elect Director Richard Mgmt For For For F. Wallman 2 Ratify Auditors Mgmt For For For 3 Amend Omnibus Stock Plan Mgmt For For For 4 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation ________________________________________________________________________________ Cooper Tire & Rubber Company Ticker Security ID: Meeting Date Meeting Status CTB ISIN US2168311072 05/10/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Roy V. Mgmt For For For Armes 1.2 Elect Director Thomas Mgmt For For For P. Capo 1.3 Elect Director Steven Mgmt For For For M. Chapman 1.4 Elect Director John J. Mgmt For For For Holland 1.5 Elect Director John F. Mgmt For For For Meier 1.6 Elect Director Cynthia Mgmt For For For A. Niekamp 1.7 Elect Director John H. Mgmt For For For Shuey 1.8 Elect Director Richard Mgmt For For For L. Wambold 1.9 Elect Director Robert Mgmt For For For D. Welding 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation ________________________________________________________________________________ Copart, Inc. Ticker Security ID: Meeting Date Meeting Status CPRT ISIN US2172041061 12/05/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Willis Mgmt For For For J. Johnson 1.2 Elect Director A. Mgmt For For For Jayson Adair 1.3 Elect Director Matt Mgmt For For For Blunt 1.4 Elect Director Steven Mgmt For For For D. Cohan 1.5 Elect Director Daniel Mgmt For For For J. Englander 1.6 Elect Director James E. Mgmt For For For Meeks 1.7 Elect Director Vincent Mgmt For For For W. Mitz 1.8 Elect Director Thomas Mgmt For For For N. Tryforos 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Ratify Auditors Mgmt For For For ________________________________________________________________________________ Corrections Corporation of America Ticker Security ID: Meeting Date Meeting Status CXW ISIN US22025Y4070 05/16/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director John D. Mgmt For For For Ferguson 1.2 Elect Director Damon T. Mgmt For For For Hininger 1.3 Elect Director Donna M. Mgmt For For For Alvarado 1.4 Elect Director William Mgmt For For For F. Andrews 1.5 Elect Director John D. Mgmt For For For Correnti 1.6 Elect Director Dennis Mgmt For For For W. DeConcini 1.7 Elect Director Robert Mgmt For For For J. Dennis 1.8 Elect Director John R. Mgmt For For For Horne 1.9 Elect Director C. Mgmt For For For Michael Jacobi 1.10 Elect Director Anne L. Mgmt For For For Mariucci 1.11 Elect Director Thurgood Mgmt For For For Marshall, Jr. 1.12 Elect Director Charles Mgmt For For For L. Overby 1.13 Elect Director John R. Mgmt For For For Prann, Jr. 1.14 Elect Director Joseph Mgmt For For For V. Russell 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Amend Securities Mgmt For For For Transfer Restrictions ________________________________________________________________________________ Costco Wholesale Corporation Ticker Security ID: Meeting Date Meeting Status COST ISIN US22160K1051 01/24/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Benjamin Mgmt For For For S. Carson, Sr. 1.2 Elect Director William Mgmt For For For H. Gates 1.3 Elect Director Hamilton Mgmt For For For E. James 1.4 Elect Director W. Craig Mgmt For For For Jelinek 1.5 Elect Director Jill S. Mgmt For For For Ruckelshaus 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Declassify the Board of ShrHldr Against For Against Directors ________________________________________________________________________________ Covance Inc. Ticker Security ID: Meeting Date Meeting Status CVD ISIN US2228161004 05/07/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Joseph Mgmt For For For L. Herring 1.2 Elect Director John Mgmt For For For McCartney 1.3 Elect Director Bradley Mgmt For For For T. Sheares 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Approve Omnibus Stock Mgmt For For For Plan 4 Ratify Auditors Mgmt For For For ________________________________________________________________________________ Covidien plc Ticker Security ID: Meeting Date Meeting Status COV ISIN IE00B68SQD29 03/20/2013 Voted Meeting Type Country of Trade Annual Ireland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Jose E. Mgmt For For For Almeida 1.2 Elect Director Joy A. Mgmt For For For Amundson 1.3 Elect Director Craig Mgmt For For For Arnold 1.4 Elect Director Robert Mgmt For For For H. Brust 1.5 Elect Director John M. Mgmt For For For Connors, Jr. 1.6 Elect Director Mgmt For For For Christopher J. Coughlin 1.7 Elect Director Randall Mgmt For For For J. Hogan, III 1.8 Elect Director Martin Mgmt For For For D. Madaus 1.9 Elect Director Dennis Mgmt For For For H. Reilley 1.10 Elect Director Joseph Mgmt For For For A. Zaccagnino 2 Approve Auditors and Mgmt For For For Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Amend Omnibus Stock Plan Mgmt For For For 5 Authorize Open-Market Mgmt For For For Purchases of Ordinary Shares 6 Authorize the Price Mgmt For For For Range at which the Company can Reissue Shares that it holds as Treasury Shares 7 Amend Articles of Mgmt For For For Association to expand the authority to execute instruments of transfer 8 Approve Creation of Mgmt For For For Distributable Reserves ________________________________________________________________________________ Cracker Barrel Old Country Store, Inc. Ticker Security ID: Meeting Date Meeting Status CBRL ISIN US22410J1060 11/15/2012 Voted Meeting Type Country of Trade Proxy Contest United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Thomas Mgmt For For For H. Barr 1.2 Elect Director James W. Mgmt For For For Bradford 1.3 Elect Director Sandra Mgmt For For For B. Cochran 1.4 Elect Director Glenn A. Mgmt For For For Davenport 1.5 Elect Director Richard Mgmt For For For J. Dobkin 1.6 Elect Director Norman Mgmt For For For E. Johnson 1.7 Elect Director William Mgmt For For For W. McCarten 1.8 Elect Director Martha Mgmt For For For M. Mitchell 1.9 Elect Director Coleman Mgmt For For For H. Peterson 1.10 Elect Director Andrea Mgmt For For For M. Weiss 2 Adopt Shareholder Mgmt For For For Rights Plan (Poison Pill) 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Ratify Auditors Mgmt For For For ________________________________________________________________________________ Cracker Barrel Old Country Store, Inc. Ticker Security ID: Meeting Date Meeting Status CBRL ISIN US22410J1060 11/15/2012 Take No Action Meeting Type Country of Trade Proxy Contest United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Sardar ShrHldr For TNA N/A Biglari 1.2 Elect Director Philip ShrHldr For TNA N/A L. Cooley 1.3 Management ShrHldr For TNA N/A Nominee-Thomas H. Barr 1.4 Management Nominee- ShrHldr For TNA N/A Sandra B. Cochran 1.5 Management Nominee- ShrHldr For TNA N/A Glenn A. Davenport 1.6 Management Nominee- ShrHldr For TNA N/A Norman E. Johnson 1.7 Management Nominee- ShrHldr For TNA N/A William W. McCarten 1.8 Management Nominee- ShrHldr For TNA N/A Martha M. Mitchell 1.9 Management Nominee- ShrHldr For TNA N/A Coleman H. Peterson 1.10 Management Nominee- ShrHldr For TNA N/A Andrea M. Weiss 2 Adopt Shareholder Mgmt Against TNA N/A Rights Plan (Poison Pill) 3 Advisory Vote to Ratify Mgmt Against TNA N/A Named Executive Officers' Compensation 4 Ratify Auditors Mgmt None TNA N/A ________________________________________________________________________________ Credit Acceptance Corporation Ticker Security ID: Meeting Date Meeting Status CACC ISIN US2253101016 05/16/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Donald Mgmt For For For A. Foss 1.2 Elect Director Glenda Mgmt For For For J. Flanagan 1.3 Elect Director Brett A. Mgmt For For For Roberts 1.4 Elect Director Thomas Mgmt For For For N. Tryforos 1.5 Elect Director Scott J. Mgmt For For For Vassalluzzo 2 Advisory Vote to Ratify Mgmt For Against Against Named Executive Officers' Compensation 3 Ratify Auditors Mgmt For For For ________________________________________________________________________________ CROWN HOLDINGS, INC. Ticker Security ID: Meeting Date Meeting Status CCK ISIN US2283681060 04/25/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Jenne K. Mgmt For For For Britell 1.2 Elect Director John W. Mgmt For For For Conway 1.3 Elect Director Arnold Mgmt For For For W. Donald 1.4 Elect Director William Mgmt For For For G. Little 1.5 Elect Director Hans J. Mgmt For For For Loliger 1.6 Elect Director James H. Mgmt For For For Miller 1.7 Elect Director Josef M. Mgmt For For For Muller 1.8 Elect Director Thomas Mgmt For For For A. Ralph 1.9 Elect Director Hugues Mgmt For For For du Rouret 1.10 Elect Director Jim L. Mgmt For For For Turner 1.11 Elect Director William Mgmt For For For S. Urkiel 2 Ratify Auditors Mgmt For For For 3 Approve Omnibus Stock Mgmt For For For Plan 4 Advisory Vote to Ratify Mgmt For Against Against Named Executive Officers' Compensation ________________________________________________________________________________ CSX Corporation Ticker Security ID: Meeting Date Meeting Status CSX ISIN US1264081035 05/08/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Donna M. Mgmt For For For Alvarado 1.2 Elect Director John B. Mgmt For For For Breaux 1.3 Elect Director Pamela Mgmt For For For L. Carter 1.4 Elect Director Steven Mgmt For For For T. Halverson 1.5 Elect Director Edward Mgmt For For For J. Kelly, III 1.6 Elect Director Gilbert Mgmt For For For H. Lamphere 1.7 Elect Director John D. Mgmt For For For McPherson 1.8 Elect Director Timothy Mgmt For For For T. O'Toole 1.9 Elect Director David M. Mgmt For For For Ratcliffe 1.10 Elect Director Donald Mgmt For For For J. Shepard 1.11 Elect Director Michael Mgmt For For For J. Ward 1.12 Elect Director J.C. Mgmt For For For Watts, Jr. 1.13 Elect Director J. Mgmt For For For Steven Whisler 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation ________________________________________________________________________________ CVR Energy, Inc. Ticker Security ID: Meeting Date Meeting Status CVI ISIN US12662P1084 06/13/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Bob G. Mgmt For For For Alexander 1.2 Elect Director SungHwan Mgmt For Withhold Against Cho 1.3 Elect Director Carl C. Mgmt For Withhold Against Icahn 1.4 Elect Director Vincent Mgmt For Withhold Against J. Intrieri 1.5 Elect Director John J. Mgmt For Withhold Against Lipinski 1.6 Elect Director Samuel Mgmt For Withhold Against Merksamer 1.7 Elect Director Stephen Mgmt For For For Mongillo 1.8 Elect Director Daniel Mgmt For Withhold Against A. Ninivaggi 1.9 Elect Director James M. Mgmt For For For Strock 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation ________________________________________________________________________________ CVS Caremark Corporation Ticker Security ID: Meeting Date Meeting Status CVS ISIN US1266501006 05/09/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director C. David Mgmt For For For Brown II 1.2 Elect Director David W. Mgmt For For For Dorman 1.3 Elect Director Anne M. Mgmt For For For Finucane 1.4 Elect Director Kristen Mgmt For For For Gibney Williams 1.5 Elect Director Larry J. Mgmt For For For Merlo 1.6 Elect Director Mgmt For For For Jean-Pierre Millon 1.7 Elect Director Richard Mgmt For For For J. Swift 1.8 Elect Director William Mgmt For For For C. Weldon 1.9 Elect Director Tony L. Mgmt For For For White 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Amend Qualified Mgmt For For For Employee Stock Purchase Plan 5 Reduce Vote Requirement Mgmt For For For Under the Fair Price Provision 6 Report on Political ShrHldr Against For Against Contributions 7 Pro-rata Vesting of ShrHldr Against For Against Equity Awards 8 Report on Lobbying ShrHldr Against For Against Payments and Policy ________________________________________________________________________________ Danaher Corporation Ticker Security ID: Meeting Date Meeting Status DHR ISIN US2358511028 05/07/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Donald Mgmt For For For J. Ehrlich 1.2 Elect Director Linda Mgmt For For For Hefner Filler 1.3 Elect Director Teri Mgmt For For For List-Stoll 1.4 Elect Director Walter Mgmt For For For G. Lohr, Jr. 1.5 Elect Director Steven Mgmt For For For M. Rales 1.6 Elect Director John T. Mgmt For For For Schwieters 1.7 Elect Director Alan G. Mgmt For For For Spoon 2 Ratify Auditors Mgmt For For For 3 Amend Omnibus Stock Plan Mgmt For For For 4 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 5 Stock Retention/Holding ShrHldr Against For Against Period 6 Report on Political ShrHldr Against For Against Contributions ________________________________________________________________________________ Dean Foods Company Ticker Security ID: Meeting Date Meeting Status DF ISIN US2423701042 05/15/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Gregg L. Mgmt For For For Engles 1.2 Elect Director Tom C. Mgmt For For For Davis 1.3 Elect Director Jim L. Mgmt For For For Turner 1.4 Elect Director Robert Mgmt For For For T. Wiseman 2 Approve Reverse Stock Mgmt For For For Split 3 Amend Omnibus Stock Plan Mgmt For For For 4 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 5 Ratify Auditors Mgmt For For For 6 Pro-rata Vesting of ShrHldr Against For Against Equity Plans 7 Stock Retention/Holding ShrHldr Against For Against Period 8 Adopt Policy to Require ShrHldr Against Against For Suppliers to Eliminate Cattle Dehorning 9 Require Independent ShrHldr Against Against For Board Chairman ________________________________________________________________________________ Delek US Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status DK ISIN US2466471016 05/07/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Ezra Uzi Mgmt For For For Yemin 1.2 Elect Director Asaf Mgmt For Withhold Against Bartfeld 1.3 Elect Director Carlos Mgmt For Withhold Against E. Jorda 1.4 Elect Director Gabriel Mgmt For For For Last 1.5 Elect Director Charles Mgmt For Withhold Against H. Leonard 1.6 Elect Director Philip Mgmt For For For L. Maslowe 1.7 Elect Director Shlomo Mgmt For Withhold Against Zohar 2 Approve Amendment to Mgmt For Against Against the Company's Amended and Restated Certificate of Incorporation to Provide Stockholder Actions May Only be Taken at Annual or Special Meetings of Stockholders 3 Adopt Supermajority Mgmt For Against Against Vote Requirement for Removal of Directors 4 Adopt the Jurisdiction Mgmt For Against Against of Incorporation as the Exclusive Forum for Certain Disputes 5 Adopt Supermajority Mgmt For Against Against Vote Requirement for Amendments to Bylaws 6 Adopt Supermajority Mgmt For Against Against Vote Requirement for Amendments to Certificate of Incorporation 7 Approve the Proposed Mgmt For Against Against Second Amended and Restated Certificate of Incorporation of the Company, which will Integrate the Amendments Above, if Adopted, into the Company's Amended and Restated Certificate of Incorporation 8 Ratify Auditors Mgmt For For For ________________________________________________________________________________ Dell Inc. Ticker Security ID: Meeting Date Meeting Status DELL ISIN US24702R1014 07/13/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Director James W. Mgmt For For For Breyer 2 Elect Director Donald Mgmt For For For J. Carty 3 Elect Director Janet F. Mgmt For For For Clark 4 Elect Director Laura Mgmt For For For Conigliaro 5 Elect Director Michael Mgmt For For For S. Dell 6 Elect Director Kenneth Mgmt For For For M. Duberstein 7 Elect Director William Mgmt For For For H. Gray, III 8 Elect Director Gerard Mgmt For For For J. Kleisterlee 9 Elect Director Klaus S. Mgmt For For For Luft 10 Elect Director Alex J. Mgmt For For For Mandl 11 Elect Director Shantanu Mgmt For For For Narayen 12 Elect Director H. Ross Mgmt For For For Perot, Jr. 13 Ratify Auditors Mgmt For For For 14 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 15 Approve Omnibus Stock Mgmt For For For Plan ________________________________________________________________________________ Delphi Automotive PLC Ticker Security ID: Meeting Date Meeting Status DLPH ISIN JE00B783TY65 04/25/2013 Voted Meeting Type Country of Trade Annual Jersey Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Reelect Gary L. Cowger Mgmt For For For as a Director 1.2 Reelect Nicholas M. Mgmt For For For Donofrio as a Director 1.3 Reelect Mark P. Mgmt For For For Frissora as a Director 1.4 Reelect Rajiv L. Gupta Mgmt For For For as a Director 1.5 Reelect John A. Krol as Mgmt For For For a Director 1.6 Reelect J. Randall Mgmt For For For MacDonald as a Director 1.7 Reelect Sean O. Mahoney Mgmt For For For as a Director 1.8 Reelect Rodney O'Neal Mgmt For For For as a Director 1.9 Reelect Thomas W. Mgmt For For For Sidlik as a Director 1.10 Reelect Bernd Wiedemann Mgmt For For For as a Director 1.11 Reelect Lawrence A. Mgmt For For For Zimmerman as a Director 2 Ratify Ernst & Young Mgmt For For For LLP as Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation ________________________________________________________________________________ Delta Air Lines, Inc. Ticker Security ID: Meeting Date Meeting Status DAL ISIN US2473617023 06/27/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Richard Mgmt For For For H. Anderson 1.2 Elect Director Edward Mgmt For For For H. Bastian 1.3 Elect Director Roy J. Mgmt For For For Bostock 1.4 Elect Director John S. Mgmt For For For Brinzo 1.5 Elect Director Daniel Mgmt For For For A. Carp 1.6 Elect Director David G. Mgmt For For For DeWalt 1.7 Elect Director William Mgmt For For For H. Easter, III 1.8 Elect Director Mickey Mgmt For For For P. Foret 1.9 Elect Director Shirley Mgmt For For For C. Franklin 1.10 Elect Director David R. Mgmt For For For Goode 1.11 Elect Director George Mgmt For For For N. Mattson 1.12 Elect Director Paula Mgmt For For For Rosput Reynolds 1.13 Elect Director Kenneth Mgmt For For For C. Rogers 1.14 Elect Director Kenneth Mgmt For For For B. Woodrow 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Ratify Auditors Mgmt For For For 4 Stock Retention/Holding ShrHldr Against For Against Period ________________________________________________________________________________ Deluxe Corporation Ticker Security ID: Meeting Date Meeting Status DLX ISIN US2480191012 05/01/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Ronald Mgmt For For For C. Baldwin 1.2 Elect Director Charles Mgmt For For For A. Haggerty 1.3 Elect Director Cheryl Mgmt For For For E. Mayberry McKissack 1.4 Elect Director Don J. Mgmt For For For McGrath 1.5 Elect Director Neil J. Mgmt For For For Metviner 1.6 Elect Director Stephen Mgmt For For For P. Nachtsheim 1.7 Elect Director Mary Ann Mgmt For For For O'Dwyer 1.8 Elect Director Martyn Mgmt For For For R. Redgrave 1.9 Elect Director Lee J. Mgmt For For For Schram 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Ratify Auditors Mgmt For For For ________________________________________________________________________________ DigitalGlobe, Inc. Ticker Security ID: Meeting Date Meeting Status DGI ISIN US25389M8771 05/30/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Nick S. Mgmt For For For Cyprus 1.2 Elect Director Jeffrey Mgmt For For For R. Tarr 1.3 Elect Director James M. Mgmt For For For Whitehurst 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation ________________________________________________________________________________ Dillard's, Inc. Ticker Security ID: Meeting Date Meeting Status DDS ISIN US2540671011 05/18/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Frank R. Mgmt For For For Mori 1.2 Elect Director Reynie Mgmt For For For Rutledge 1.3 Elect Director J.C. Mgmt For For For Watts, Jr. 1.4 Elect Director Nick Mgmt For For For White 2 Ratify Auditors Mgmt For For For ________________________________________________________________________________ DineEquity, Inc. Ticker Security ID: Meeting Date Meeting Status DIN ISIN US2544231069 05/14/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Howard Mgmt For For For M. Berk 1.2 Elect Director Daniel Mgmt For For For J. Brestle 1.3 Elect Director Caroline Mgmt For For For W. Nahas 1.4 Elect Director Gilbert Mgmt For For For T. Ray 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation ________________________________________________________________________________ DIRECTV Ticker Security ID: Meeting Date Meeting Status DTV ISIN US25490A3095 05/02/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Neil Mgmt For For For Austrian 1.2 Elect Director Ralph Mgmt For For For Boyd, Jr. 1.3 Elect Director Abelardo Mgmt For For For Bru 1.4 Elect Director David Mgmt For For For Dillon 1.5 Elect Director Samuel Mgmt For For For DiPiazza, Jr. 1.6 Elect Director Dixon Mgmt For For For Doll 1.7 Elect Director Charles Mgmt For For For Lee 1.8 Elect Director Peter Mgmt For For For Lund 1.9 Elect Director Nancy Mgmt For For For Newcomb 1.10 Elect Director Lorrie Mgmt For For For Norrington 1.11 Elect Director Michael Mgmt For For For White 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Pro-rata Vesting of ShrHldr Against For Against Equity Awards 5 Require Independent ShrHldr Against Against For Board Chairman 6 Provide Right to Act by ShrHldr Against For Against Written Consent ________________________________________________________________________________ Discover Financial Services Ticker Security ID: Meeting Date Meeting Status DFS ISIN US2547091080 04/17/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Jeffrey Mgmt For For For S. Aronin 1.2 Elect Director Mary K. Mgmt For For For Bush 1.3 Elect Director Gregory Mgmt For For For C. Case 1.4 Elect Director Cynthia Mgmt For For For A. Glassman 1.5 Elect Director Richard Mgmt For For For H. Lenny 1.6 Elect Director Thomas Mgmt For For For G. Maheras 1.7 Elect Director Michael Mgmt For For For H. Moskow 1.8 Elect Director David W. Mgmt For For For Nelms 1.9 Elect Director E. Mgmt For For For Follin Smith 1.10 Elect Director Mark A. Mgmt For For For Thierer 1.11 Elect Director Lawrence Mgmt For For For A. Weinbach 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Ratify Auditors Mgmt For For For ________________________________________________________________________________ DISH Network Corporation Ticker Security ID: Meeting Date Meeting Status DISH ISIN US25470M1099 05/02/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Joseph Mgmt For Withhold Against P. Clayton 1.2 Elect Director James Mgmt For Withhold Against DeFranco 1.3 Elect Director Cantey Mgmt For Withhold Against M. Ergen 1.4 Elect Director Charles Mgmt For Withhold Against W. Ergen 1.5 Elect Director Steven Mgmt For For For R. Goodbarn 1.6 Elect Director Gary S. Mgmt For For For Howard 1.7 Elect Director David K. Mgmt For Withhold Against Moskowitz 1.8 Elect Director Tom A. Mgmt For For For Ortolf 1.9 Elect Director Carl E. Mgmt For Withhold Against Vogel 2 Ratify Auditors Mgmt For For For 3 Amend Qualified Mgmt For For For Employee Stock Purchase Plan ________________________________________________________________________________ Domino's Pizza, Inc. Ticker Security ID: Meeting Date Meeting Status DPZ ISIN US25754A2015 04/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director J. Mgmt For For For Patrick Doyle 1.2 Elect Director James A. Mgmt For For For Goldman 1.3 Elect Director Gregory Mgmt For For For A. Trojan 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Adopt Policy to Require ShrHldr Against Against For Suppliers to Eliminate Cattle Dehorning 4 Ratify Auditors Mgmt For For For ________________________________________________________________________________ Donaldson Company, Inc. Ticker Security ID: Meeting Date Meeting Status DCI ISIN US2576511099 11/16/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director William Mgmt For For For M. Cook 1.2 Elect Director Paul Mgmt For For For David Miller 2 Ratify Auditors Mgmt For For For ________________________________________________________________________________ Dover Corporation Ticker Security ID: Meeting Date Meeting Status DOV ISIN US2600031080 05/02/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director David H. Mgmt For For For Benson 1.2 Elect Director Robert Mgmt For For For W. Cremin 1.3 Elect Director Mgmt For For For Jean-Pierre M. Ergas 1.4 Elect Director Peter T. Mgmt For For For Francis 1.5 Elect Director Mgmt For For For Kristiane C. Graham 1.6 Elect Director M.F. Mgmt For For For Johnston 1.7 Elect Director Robert Mgmt For For For A. Livingston 1.8 Elect Director Richard Mgmt For For For K. Lochridge 1.9 Elect Director Bernard Mgmt For For For G. Rethore 1.10 Elect Director Michael Mgmt For For For B. Stubbs 1.11 Elect Director Stephen Mgmt For For For M. Todd 1.12 Elect Director Stephen Mgmt For For For K. Wagner 1.13 Elect Director Mary A. Mgmt For For For Winston 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Reduce Supermajority ShrHldr Against For Against Vote Requirement ________________________________________________________________________________ DST Systems, Inc. Ticker Security ID: Meeting Date Meeting Status DST ISIN US2333261079 05/14/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director A. Mgmt For For For Edward Allinson 1.2 Elect Director Stephen Mgmt For For For C. Hooley 1.3 Elect Director Brent L. Mgmt For For For Law 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation ________________________________________________________________________________ DSW Inc. Ticker Security ID: Meeting Date Meeting Status DSW ISIN US23334L1026 06/05/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Henry L. Mgmt For Withhold Against Aaron 1.2 Elect Director Elaine Mgmt For For For J. Eisenman 1.3 Elect Director Joanna Mgmt For For For T. Lau 1.4 Elect Director Joseph Mgmt For For For A. Schottenstein 2 Elect Director James Mgmt For For For O'Donnell 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation ________________________________________________________________________________ DTE Energy Company Ticker Security ID: Meeting Date Meeting Status DTE ISIN US2333311072 05/02/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Gerard Mgmt For For For M. Anderson 1.2 Elect Director David A. Mgmt For For For Brandon 1.3 Elect Director Charles Mgmt For For For G. McClure, Jr. 1.4 Elect Director Gail J. Mgmt For For For McGovern 1.5 Elect Director James B. Mgmt For For For Nicholson 1.6 Elect Director Charles Mgmt For For For W. Pryor, Jr. 1.7 Elect Director Ruth G. Mgmt For For For Shaw 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Report on Political ShrHldr Against For Against Contributions ________________________________________________________________________________ E. I. DU PONT DE NEMOURS AND COMPANY Ticker Security ID: Meeting Date Meeting Status DD ISIN US2635341090 04/24/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Lamberto Mgmt For For For Andreotti 1.2 Elect Director Richard Mgmt For For For H. Brown 1.3 Elect Director Robert Mgmt For For For A. Brown 1.4 Elect Director Bertrand Mgmt For For For P. Collomb 1.5 Elect Director Curtis Mgmt For For For J. Crawford 1.6 Elect Director Mgmt For For For Alexander M. Cutler 1.7 Elect Director Mgmt For For For Eleuthere I. Du Pont 1.8 Elect Director Marillyn Mgmt For For For A. Hewson 1.9 Elect Director Lois D. Mgmt For For For Juliber 1.10 Elect Director Ellen J. Mgmt For For For Kullman 1.11 Elect Director Lee M. Mgmt For For For Thomas 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Require Independent ShrHldr Against For Against Board Chairman 5 Report on Lobbying ShrHldr Against For Against Payments and Policy 6 Report on Genetically ShrHldr Against Against For Engineered Seed 7 Report on Pay Disparity ShrHldr Against Against For ________________________________________________________________________________ East West Bancorp, Inc. Ticker Security ID: Meeting Date Meeting Status EWBC ISIN US27579R1041 05/28/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Iris S. Mgmt For For For Chan 1.2 Elect Director Rudolph Mgmt For For For I. Estrada 1.3 Elect Director Julia S. Mgmt For For For Gouw 1.4 Elect Director Paul H. Mgmt For For For Irving 1.5 Elect Director Andrew Mgmt For For For S. Kane 1.6 Elect Director Mgmt For For For Tak-Chuen Clarence Kwan 1.7 Elect Director John Lee Mgmt For For For 1.8 Elect Director Herman Mgmt For For For Y. Li 1.9 Elect Director Jack C. Mgmt For For For Liu 1.10 Elect Director Dominic Mgmt For For For Ng 1.11 Elect Director Keith W. Mgmt For For For Renken 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For Against Against Named Executive Officers' Compensation ________________________________________________________________________________ Eaton Corporation plc Ticker Security ID: Meeting Date Meeting Status ETN ISIN IE00B8KQN827 04/24/2013 Voted Meeting Type Country of Trade Annual Ireland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director George Mgmt For For For S. Barrett 1.2 Elect Director Todd M. Mgmt For For For Bluedorn 1.3 Elect Director Mgmt For For For Christopher M. Connor 1.4 Elect Director Michael Mgmt For For For J. Critelli 1.5 Elect Director Mgmt For For For Alexander M. Cutler 1.6 Elect Director Charles Mgmt For For For E. Golden 1.7 Elect Director Linda A. Mgmt For For For Hill 1.8 Elect Director Arthur Mgmt For For For E. Johnson 1.9 Elect Director Ned C. Mgmt For For For Lautenbach 1.10 Elect Director Deborah Mgmt For For For L. McCoy 1.11 Elect Director Gregory Mgmt For For For R. Page 1.12 Elect Director Gerald Mgmt For For For B. Smith 2 Ratify Auditors Mgmt For For For 3 Approve Executive Mgmt For For For Incentive Bonus Plan 4 Approve Executive Mgmt For For For Incentive Bonus Plan 5 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 6 Approval of Overseas Mgmt For For For Market Purchases of the Company Shares 7 Approve the Price Range Mgmt For For For for the Reissuance of Shares ________________________________________________________________________________ eBay Inc. Ticker Security ID: Meeting Date Meeting Status EBAY ISIN US2786421030 04/18/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director David M. Mgmt For For For Moffett 1.2 Elect Director Richard Mgmt For For For T. Schlosberg, III 1.3 Elect Director Thomas Mgmt For For For J. Tierney 2 Advisory Vote to Ratify Mgmt For Against Against Named Executive Officers' Compensation 3 Report on Lobbying ShrHldr Against For Against Payments and Policy 4 Report on Privacy and ShrHldr Against Against For Data Security 5 Ratify Auditors Mgmt For For For ________________________________________________________________________________ Eli Lilly and Company Ticker Security ID: Meeting Date Meeting Status LLY ISIN US5324571083 05/06/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Director Ralph Mgmt For For For Alvarez 2 Elect Director Winfried Mgmt For For For Bischoff 3 Elect Director R. David Mgmt For For For Hoover 4 Elect Director Franklyn Mgmt For For For G. Prendergast 5 Elect Director Kathi P. Mgmt For For For Seifert 6 Ratify Auditors Mgmt For For For 7 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 8 Amend Omnibus Stock Plan Mgmt For For For ________________________________________________________________________________ Emerson Electric Co. Ticker Security ID: Meeting Date Meeting Status EMR ISIN US2910111044 02/05/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director C. A. H. Mgmt For For For Boersig 1.2 Elect Director J. B. Mgmt For For For Bolten 1.3 Elect Director M. S. Mgmt For For For Levatich 1.4 Elect Director R. L. Mgmt For For For Stephenson 1.5 Elect Director A.A. Mgmt For For For Busch, III 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Ratify Auditors Mgmt For For For 4 Declassify the Board of Mgmt For For For Directors 5 Report on Sustainability ShrHldr Against For Against ________________________________________________________________________________ EOG Resources, Inc. Ticker Security ID: Meeting Date Meeting Status EOG ISIN US26875P1012 05/02/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Charles Mgmt For For For R. Crisp 1.2 Elect Director James Mgmt For For For C. Day 1.3 Elect Director Mark G. Mgmt For For For Papa 1.4 Elect Director H. Mgmt For For For Leighton Steward 1.5 Elect Director Donald Mgmt For For For F. Textor 1.6 Elect Director William Mgmt For For For R. Thomas 1.7 Elect Director Frank G. Mgmt For For For Wisner 2 Ratify Auditors Mgmt For For For 3 Amend Omnibus Stock Plan Mgmt For For For 4 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation ________________________________________________________________________________ Equinix, Inc. Ticker Security ID: Meeting Date Meeting Status EQIX ISIN US29444U5020 06/05/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Tom Mgmt For For For Bartlett 1.2 Elect Director Gary Mgmt For For For Hromadko 1.3 Elect Director Scott Mgmt For For For Kriens 1.4 Elect Director William Mgmt For For For Luby 1.5 Elect Director Irving Mgmt For For For Lyons, III 1.6 Elect Director Mgmt For For For Christopher Paisley 1.7 Elect Director Stephen Mgmt For For For Smith 1.8 Elect Director Peter Mgmt For For For Van Camp 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Provide Right to Act by Mgmt For For For Written Consent ________________________________________________________________________________ Everest Re Group, Ltd. Ticker Security ID: Meeting Date Meeting Status RE ISIN BMG3223R1088 05/15/2013 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Dominic Mgmt For For For J. Addesso 1.2 Elect Director John J. Mgmt For For For Amore 1.3 Elect Director John R. Mgmt For For For Dunne 1.4 Elect Director Joseph Mgmt For For For V. Taranto 1.5 Elect Director John A. Mgmt For For For Weber 2 Ratify Mgmt For For For PricewaterhouseCoopers LLP as Auditors 3 Advisory Vote to Ratify Mgmt For Against Against Named Executive Officers' Compensation ________________________________________________________________________________ Expedia, Inc. Ticker Security ID: Meeting Date Meeting Status EXPE ISIN US30212P3038 06/18/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director George Mgmt For For For (Skip) Battle 1.2 Elect Director Pamela Mgmt For Withhold Against L. Coe 1.3 Elect Director Barry Mgmt For Withhold Against Diller 1.4 Elect Director Jonathan Mgmt For Withhold Against L. Dolgen 1.5 Elect Director Craig A. Mgmt For Withhold Against Jacobson 1.6 Elect Director Victor Mgmt For Withhold Against A. Kaufman 1.7 Elect Director Peter M. Mgmt For Withhold Against Kern 1.8 Elect Director Dara Mgmt For Withhold Against Khosrowshahi 1.9 Elect Director John C. Mgmt For Withhold Against Malone 1.10 Elect Director Jose A. Mgmt For For For Tazon 2 Amend Omnibus Stock Plan Mgmt For Against Against 3 Approve Qualified Mgmt For For For Employee Stock Purchase Plan 4 Ratify Auditors Mgmt For For For ________________________________________________________________________________ Expeditors International of Washington, Inc. Ticker Security ID: Meeting Date Meeting Status EXPD ISIN US3021301094 05/01/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Director Peter J. Mgmt For For For Rose 2 Elect Director Robert Mgmt For For For R. Wright 3 Elect Director Mark A. Mgmt For For For Emmert 4 Elect Director R. Mgmt For For For Jordan Gates 5 Elect Director Dan P. Mgmt For For For Kourkoumelis 6 Elect Director Michael Mgmt For For For J. Malone 7 Elect Director John W. Mgmt For For For Meisenbach 8 Elect Director Liane J. Mgmt For For For Pelletier 9 Elect Director James Mgmt For For For L.k. Wang 10 Elect Director Tay Mgmt For For For Yoshitani 11 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 12 Approve Stock Option Mgmt For For For Plan 13 Ratify Auditors Mgmt For For For 14 Stock Retention ShrHldr Against For Against ________________________________________________________________________________ Exxon Mobil Corporation Ticker Security ID: Meeting Date Meeting Status XOM ISIN US30231.71022 05/29/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director M.J. Mgmt For For For Boskin 1.2 Elect Director P. Mgmt For For For Brabeck-Letmathe 1.3 Elect Director U.M. Mgmt For For For Burns 1.4 Elect Director L.R. Mgmt For For For Faulkner 1.5 Elect Director J.S. Mgmt For For For Fishman 1.6 Elect Director H.H. Fore Mgmt For For For 1.7 Elect Director K.C. Mgmt For For For Frazier 1.8 Elect Director W.W. Mgmt For For For George 1.9 Elect Director S.J. Mgmt For For For Palmisano 1.10 Elect Director S.S. Mgmt For For For Reinemund 1.11 Elect Director R.W. Mgmt For For For Tillerson 1.12 Elect Director W.C. Mgmt For For For Weldon 1.13 Elect Director E.E. Mgmt For For For Whitacre, Jr. 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For Against Against Named Executive Officers' Compensation 4 Require Independent ShrHldr Against For Against Board Chairman 5 Require a Majority Vote ShrHldr Against For Against for the Election of Directors 6 Limit Directors to a ShrHldr Against Against For Maximum of Three Board Memberships in Companies with Sales over $500 Million Annually 7 Report on Lobbying ShrHldr Against For Against Payments and Policy 8 Study Feasibility of ShrHldr Against Against For Prohibiting Political Contributions 9 Adopt Sexual ShrHldr Against Against For Orientation Anti-bias Policy 10 Report on Management of ShrHldr Against For Against Hydraulic Fracturing Risks and Opportunities 11 Adopt Quantitative GHG ShrHldr Against For Against Goals for Products and Operations ________________________________________________________________________________ FactSet Research Systems Inc. Ticker Security ID: Meeting Date Meeting Status FDS ISIN US3030751057 12/18/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Scott A. Mgmt For For For Billeadeau 1.2 Elect Director Philip Mgmt For For For A. Hadley 1.3 Elect Director Joseph Mgmt For For For R. Zimmel 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation ________________________________________________________________________________ Fair Isaac Corporation Ticker Security ID: Meeting Date Meeting Status FICO ISIN US3032501047 02/12/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director A. Mgmt For For For George Battle 1.2 Elect Director Nicholas Mgmt For For For F. Graziano 1.3 Elect Director Braden Mgmt For For For R. Kelly 1.4 Elect Director James D. Mgmt For For For Kirsner 1.5 Elect Director William Mgmt For For For J. Lansing 1.6 Elect Director Rahul N. Mgmt For For For Merchant 1.7 Elect Director David A. Mgmt For For For Rey 1.8 Elect Director Duane E. Mgmt For For For White 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Ratify Auditors Mgmt For For For ________________________________________________________________________________ Family Dollar Stores, Inc. Ticker Security ID: Meeting Date Meeting Status FDO ISIN US3070001090 01/17/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Mark R. Mgmt For For For Bernstein 1.2 Elect Director Pamela Mgmt For For For L. Davies 1.3 Elect Director Sharon Mgmt For For For Allred Decker 1.4 Elect Director Edward Mgmt For For For C. Dolby 1.5 Elect Director Glenn A. Mgmt For For For Eisenberg 1.6 Elect Director Edward Mgmt For For For P. Garden 1.7 Elect Director Howard Mgmt For For For R. Levine 1.8 Elect Director George Mgmt For For For R. Mahoney, Jr. 1.9 Elect Director James G. Mgmt For For For Martin 1.10 Elect Director Harvey Mgmt For For For Morgan 1.11 Elect Director Dale C. Mgmt For For For Pond 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Approve Qualified Mgmt For For For Employee Stock Purchase Plan 4 Ratify Auditors Mgmt For For For 5 Adopt ILO Based Code of ShrHldr Against Against For Conduct ________________________________________________________________________________ Fastenal Company Ticker Security ID: Meeting Date Meeting Status FAST ISIN US3119001044 04/16/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Robert Mgmt For For For A. Kierlin 1.2 Elect Director Stephen Mgmt For For For M. Slaggie 1.3 Elect Director Michael Mgmt For For For M. Gostomski 1.4 Elect Director Willard Mgmt For For For D. Oberton 1.5 Elect Director Michael Mgmt For For For J. Dolan 1.6 Elect Director Reyne K. Mgmt For For For Wisecup 1.7 Elect Director Hugh L. Mgmt For For For Miller 1.8 Elect Director Michael Mgmt For For For J. Ancius 1.9 Elect Director Scott A. Mgmt For For For Satterlee 1.10 Elect Director Rita J. Mgmt For For For Heise 1.11 Elect Director Darren Mgmt For For For R. Jackson 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation ________________________________________________________________________________ FedEx Corporation Ticker Security ID: Meeting Date Meeting Status FDX ISIN US31428X1063 09/24/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director James L. Mgmt For For For Barksdale 1.2 Elect Director John A. Mgmt For For For Edwardson 1.3 Elect Director Shirley Mgmt For For For Ann Jackson 1.4 Elect Director Steven Mgmt For For For R. Loranger 1.5 Elect Director Gary W. Mgmt For For For Loveman 1.6 Elect Director R. Brad Mgmt For For For Martin 1.7 Elect Director Joshua Mgmt For For For Cooper Ramo 1.8 Elect Director Susan C. Mgmt For For For Schwab 1.9 Elect Director Mgmt For For For Frederick W. Smith 1.10 Elect Director Joshua Mgmt For For For I. Smith 1.11 Elect Director David P. Mgmt For For For Steiner 1.12 Elect Director Paul S. Mgmt For Against Against Walsh 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Require Independent ShrHldr Against For Against Board Chairman 5 Report on Political ShrHldr Against For Against Contributions ________________________________________________________________________________ Fifth Third Bancorp Ticker Security ID: Meeting Date Meeting Status FITB ISIN US3167731005 04/16/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Darryl Mgmt For For For F. Allen 1.2 Elect Director B. Evan Mgmt For For For Bayh, III 1.3 Elect Director Ulysses Mgmt For For For L. Bridgeman, Jr. 1.4 Elect Director Emerson Mgmt For For For L. Brumback 1.5 Elect Director James P. Mgmt For For For Hackett 1.6 Elect Director Gary R. Mgmt For For For Heminger 1.7 Elect Director Jewell Mgmt For For For D. Hoover 1.8 Elect Director William Mgmt For For For M. Isaac 1.9 Elect Director Kevin T. Mgmt For For For Kabat 1.10 Elect Director Mitchel Mgmt For For For D. Livingston 1.11 Elect Director Michael Mgmt For For For B. McCallister 1.12 Elect Director Hendrik Mgmt For For For G. Meijer 1.13 Elect Director John J. Mgmt For For For Schiff, Jr. 1.14 Elect Director Marsha Mgmt For For For C. Williams 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Advisory Vote on Say on Mgmt 1 Year 1 Year For Pay Frequency ________________________________________________________________________________ Financial Engines, Inc. Ticker Security ID: Meeting Date Meeting Status FNGN ISIN US3174851002 05/21/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Heidi K. Mgmt For For For Fields 1.2 Elect Director Joseph Mgmt For For For A. Grundfest 1.3 Elect Director Paul G. Mgmt For For For Koontz 2 Ratify Auditors Mgmt For For For 3 Amend Omnibus Stock Plan Mgmt For For For 4 Approve Executive Mgmt For For For Incentive Bonus Plan ________________________________________________________________________________ First American Financial Corporation Ticker Security ID: Meeting Date Meeting Status FAF ISIN US31847R1023 05/14/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Anthony Mgmt For For For K. Anderson 1.2 Elect Director Parker Mgmt For For For S. Kennedy 1.3 Elect Director Mark C. Mgmt For For For Oman 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Amend Qualified Mgmt For For For Employee Stock Purchase Plan 4 Ratify Auditors Mgmt For For For ________________________________________________________________________________ Fiserv, Inc. Ticker Security ID: Meeting Date Meeting Status FISV ISIN US3377381088 05/22/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Mgmt For For For Christopher M. Flink 1.2 Elect Director Dennis Mgmt For For For F. Lynch 1.3 Elect Director Kim M. Mgmt For For For Robak 1.4 Elect Director Doyle R. Mgmt For For For Simons 1.5 Elect Director Thomas Mgmt For For For C. Wertheimer 2 Amend Omnibus Stock Plan Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Ratify Auditors Mgmt For For For 5 Stock Retention/Holding ShrHldr Against For Against Period ________________________________________________________________________________ FleetCor Technologies, Inc. Ticker Security ID: Meeting Date Meeting Status FLT ISIN US3390411052 05/30/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Ronald Mgmt For Withhold Against F. Clarke 1.2 Elect Director Richard Mgmt For Withhold Against Macchia 2 Ratify Auditors Mgmt For For For 3 Amend Omnibus Stock Plan Mgmt For Against Against ________________________________________________________________________________ Flowers Foods, Inc. Ticker Security ID: Meeting Date Meeting Status FLO ISIN US3434981011 05/22/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Allen L. Mgmt For For For Shiver 1.2 Elect Director Franklin Mgmt For For For L. Burke 1.3 Elect Director George Mgmt For For For E. Deese 1.4 Elect Director Manuel Mgmt For For For A. Fernandez 1.5 Elect Director Melvin Mgmt For For For T. Stith 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Ratify Auditors Mgmt For For For ________________________________________________________________________________ Flowserve Corporation Ticker Security ID: Meeting Date Meeting Status FLS ISIN US34354P1057 05/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Gayla J. Mgmt For For For Delly 1.2 Elect Director Rick J. Mgmt For For For Mills 1.3 Elect Director Charles Mgmt For For For M. Rampacek 1.4 Elect Director William Mgmt For For For C. Rusnack 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Increase Authorized Mgmt For For For Common Stock 4 Ratify Auditors Mgmt For For For 5 Provide Right to Act by ShrHldr Against For Against Written Consent ________________________________________________________________________________ Fluor Corporation Ticker Security ID: Meeting Date Meeting Status FLR ISIN US3434121022 05/02/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Peter K. Mgmt For Against Against Barker 1.2 Elect Director Alan M. Mgmt For For For Bennett 1.3 Elect Director Rosemary Mgmt For Against Against T. Berkery 1.4 Elect Director James T. Mgmt For For For Hackett 1.5 Elect Director Kent Mgmt For For For Kresa 1.6 Elect Director Dean R. Mgmt For For For O'Hare 1.7 Elect Director Armando Mgmt For For For J. Olivera 1.8 Elect Director David T. Mgmt For For For Seaton 1.9 Elect Director Nader H. Mgmt For For For Sultan 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Amend Omnibus Stock Plan Mgmt For For For 4 Ratify Auditors Mgmt For For For ________________________________________________________________________________ FMC Corporation Ticker Security ID: Meeting Date Meeting Status FMC ISIN US3024913036 04/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Pierre Mgmt For For For Brondeau 1.2 Elect Director Dirk A. Mgmt For For For Kempthorne 1.3 Elect Director Robert Mgmt For For For C. Pallash 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Declassify the Board of Mgmt For For For Directors ________________________________________________________________________________ Foot Locker, Inc. Ticker Security ID: Meeting Date Meeting Status FL ISIN US3448491049 05/15/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Ken C. Mgmt For For For Hicks 1.2 Elect Director Mgmt For For For Guillermo G. Marmol 1.3 Elect Director Dona D. Mgmt For For For Young 1.4 Elect Director Maxine Mgmt For For For Clark 2 Ratify Auditors Mgmt For For For 3 Approve Qualified Mgmt For For For Employee Stock Purchase Plan 4 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 5 Declassify the Board of ShrHldr Against For Against Directors ________________________________________________________________________________ Forest Laboratories, Inc. Ticker Security ID: Meeting Date Meeting Status FRX ISIN US3458381064 08/15/2012 Take No Action Meeting Type Country of Trade Proxy Contest United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Howard Mgmt For TNA N/A Solomon 1.2 Elect Director Nesli Mgmt For TNA N/A Basgoz 1.3 Elect Director Mgmt For TNA N/A Christopher J. Coughlin 1.4 Elect Director Dan L. Mgmt For TNA N/A Goldwasser 1.5 Elect Director Kenneth Mgmt For TNA N/A E. Goodman 1.6 Elect Director Gerald Mgmt For TNA N/A M. Lieberman 1.7 Elect Director Lawrence Mgmt For TNA N/A S. Olanoff 1.8 Elect Director Lester Mgmt For TNA N/A B. Salans 1.9 Elect Director Brenton Mgmt For TNA N/A L. Saunders 1.10 Elect Director Peter J. Mgmt For TNA N/A Zimetbaum 2 Advisory Vote to Ratify Mgmt For TNA N/A Named Executive Officers' Compensation 3 Ratify Auditors Mgmt For TNA N/A 4 Adopt Proxy Access Right ShrHldr Against TNA N/A 5 Repeal Any Bylaws ShrHldr Against TNA N/A Amendments Implemented on or after June 18, 2012 ________________________________________________________________________________ Forest Laboratories, Inc. Ticker Security ID: Meeting Date Meeting Status FRX ISIN US3458381064 08/15/2012 Voted Meeting Type Country of Trade Proxy Contest United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Eric J. ShrHldr For Withhold Against Ende 1.2 Elect Director Pierre ShrHldr For For For Legault 1.3 Elect Director Andrew ShrHldr For Withhold Against J. Fromkin 1.4 Elect Director Daniel ShrHldr For For For A. Ninivaggi 1.5 Management Nominee - ShrHldr For For For Howard Solomon 1.6 Management Nominee - ShrHldr For For For Nesli Basgoz 1.7 Management Nominee - ShrHldr For For For Christopher J. Coughlin 1.8 Management Nominee - ShrHldr For For For Gerald M. Lieberman 1.9 Management Nominee - ShrHldr For For For Brenton L. Saunders 1.10 Management Nominee - ShrHldr For For For Peter J. Zimetbaum 2 Advisory Vote to Ratify Mgmt Against For Against Named Executive Officers' Compensation 3 Ratify Auditors Mgmt For For For 4 Adopt Proxy Access Right ShrHldr Abstain Against Against 5 Repeal Any Bylaws ShrHldr For For For Amendments Implemented on or after June 18, 2012 ________________________________________________________________________________ Fortinet, Inc. Ticker Security ID: Meeting Date Meeting Status FTNT ISIN US34959E1091 06/20/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Ming Mgmt For For For Hsieh 1.2 Elect Director Mgmt For For For Christopher B. Paisley 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Approve Executive Mgmt For For For Incentive Bonus Plan ________________________________________________________________________________ Fortune Brands Home & Security, Inc. Ticker Security ID: Meeting Date Meeting Status FBHS ISIN US34964C1062 04/29/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Richard Mgmt For For For A. Goldstein 1.2 Elect Director Mgmt For For For Christopher J. Klein 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Approve Omnibus Stock Mgmt For For For Plan 5 Approve Executive Mgmt For For For Incentive Bonus Plan ________________________________________________________________________________ Forum Energy Technologies, Inc. Ticker Security ID: Meeting Date Meeting Status FET ISIN US34984V1008 05/17/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director C. Mgmt For For For Christopher Gaut 1.2 Elect Director David C. Mgmt For For For Baldwin 1.3 Elect Director Franklin Mgmt For For For Myers 2 Advisory Vote to Ratify Mgmt For Against Against Named Executive Officers' Compensation 3 Advisory Vote on Say on Mgmt 1 Year 1 Year For Pay Frequency 4 Approve Qualified Mgmt For For For Employee Stock Purchase Plan 5 Ratify Auditors Mgmt For For For ________________________________________________________________________________ Franklin Resources, Inc. Ticker Security ID: Meeting Date Meeting Status BEN ISIN US3546131018 03/13/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Samuel Mgmt For For For H. Armacost 1.2 Elect Director Peter K. Mgmt For For For Barker 1.3 Elect Director Charles Mgmt For For For Crocker 1.4 Elect Director Charles Mgmt For For For B. Johnson 1.5 Elect Director Gregory Mgmt For For For E. Johnson 1.6 Elect Director Rupert Mgmt For For For H. Johnson, Jr. 1.7 Elect Director Mark C. Mgmt For For For Pigott 1.8 Elect Director Chutta Mgmt For For For Ratnathicam 1.9 Elect Director Laura Mgmt For For For Stein 1.10 Elect Director Anne M. Mgmt For For For Tatlock 1.11 Elect Director Geoffrey Mgmt For For For Y. Yang 2 Ratify Auditors Mgmt For For For 3 Institute Procedures to ShrHldr Against Against For Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity ________________________________________________________________________________ Gannett Co., Inc. Ticker Security ID: Meeting Date Meeting Status GCI ISIN US3647301015 05/07/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director John E. Mgmt For For For Cody 1.2 Elect Director Howard Mgmt For For For D. Elias 1.3 Elect Director John Mgmt For For For Jeffry Louis 1.4 Elect Director Marjorie Mgmt For For For Magner 1.5 Elect Director Gracia Mgmt For For For C. Martore 1.6 Elect Director Scott K. Mgmt For For For McCune 1.7 Elect Director Duncan Mgmt For For For M. McFarland 1.8 Elect Director Susan Mgmt For For For Ness 1.9 Elect Director Neal Mgmt For For For Shapiro 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Double Trigger on ShrHldr Against For Against Equity Plans ________________________________________________________________________________ Gartner, Inc. Ticker Security ID: Meeting Date Meeting Status IT ISIN US3666511072 05/30/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Michael Mgmt For For For J. Bingle 1.2 Elect Director Richard Mgmt For For For J. Bressler 1.3 Elect Director Raul E. Mgmt For For For Cesan 1.4 Elect Director Karen E. Mgmt For For For Dykstra 1.5 Elect Director Anne Mgmt For For For Sutherland Fuchs 1.6 Elect Director William Mgmt For For For O. Grabe 1.7 Elect Director Eugene Mgmt For For For A. Hall 1.8 Elect Director Stephen Mgmt For For For G. Pagliuca 1.9 Elect Director James C. Mgmt For For For Smith 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Ratify Auditors Mgmt For For For ________________________________________________________________________________ Gen-Probe Incorporated Ticker Security ID: Meeting Date Meeting Status GPRO ISIN US36866T1034 07/31/2012 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approve Merger Agreement Mgmt For For For 2 Adjourn Meeting Mgmt For For For 3 Advisory Vote on Golden Mgmt For For For Parachutes ________________________________________________________________________________ General Electric Company Ticker Security ID: Meeting Date Meeting Status GE ISIN US3696041033 04/24/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Director W. Mgmt For For For Geoffrey Beattie 2 Elect Director John J. Mgmt For For For Brennan 3 Elect Director James I. Mgmt For For For Cash, Jr. 4 Elect Director Mgmt For For For Francisco D'Souza 5 Elect Director Marijn Mgmt For For For E. Dekkers 6 Elect Director Ann M. Mgmt For For For Fudge 7 Elect Director Susan Mgmt For For For Hockfield 8 Elect Director Jeffrey Mgmt For For For R. Immelt 9 Elect Director Andrea Mgmt For For For Jung 10 Elect Director Robert Mgmt For For For W. Lane 11 Elect Director Ralph S. Mgmt For For For Larsen 12 Elect Director Rochelle Mgmt For For For B. Lazarus 13 Elect Director James J. Mgmt For For For Mulva 14 Elect Director Mary L. Mgmt For For For Schapiro 15 Elect Director Robert Mgmt For For For J. Swieringa 16 Elect Director James S. Mgmt For For For Tisch 17 Elect Director Douglas Mgmt For For For A. Warner, III 18 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 19 Ratify Auditors Mgmt For For For 20 Cessation of All Stock ShrHldr Against Against For Options and Bonuses 21 Establish Term Limits ShrHldr Against Against For for Directors 22 Require Independent ShrHldr Against Against For Board Chairman 23 Provide Right to Act by ShrHldr Against Against For Written Consent 24 Stock Retention/Holding ShrHldr Against For Against Period 25 Require More Director ShrHldr Against Against For Nominations Than Open Seats ________________________________________________________________________________ General Motors Company Ticker Security ID: Meeting Date Meeting Status GM ISIN US37045V1008 06/06/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Daniel Mgmt For For For F. Akerson 1.2 Elect Director David Mgmt For Against Against Bonderman 1.3 Elect Director Erroll Mgmt For For For B. Davis, Jr. 1.4 Elect Director Stephen Mgmt For For For J. Girsky 1.5 Elect Director E. Mgmt For For For Neville Isdell 1.6 Elect Director Robert Mgmt For For For D. Krebs 1.7 Elect Director Kathryn Mgmt For For For V. Marinello 1.8 Elect Director Michael Mgmt For For For G. Mullen 1.9 Elect Director James J. Mgmt For For For Mulva 1.10 Elect Director Patricia Mgmt For For For F. Russo 1.11 Elect Director Thomas Mgmt For For For M. Schoewe 1.12 Elect Director Theodore Mgmt For For For M. Solso 1.13 Elect Director Carol M. Mgmt For For For Stephenson 1.14 Elect Director Cynthia Mgmt For For For A. Telles 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Require Independent ShrHldr Against Against For Board Chairman 5 Stock Retention/Holding ShrHldr Against For Against Period ________________________________________________________________________________ Genuine Parts Company Ticker Security ID: Meeting Date Meeting Status GPC ISIN US3724601055 04/22/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Mary B. Mgmt For For For Bullock 1.2 Elect Director Paul D. Mgmt For For For Donahue 1.3 Elect Director Jean Mgmt For For For Douville 1.4 Elect Director Thomas Mgmt For For For C. Gallagher 1.5 Elect Director George Mgmt For For For C. 'Jack' Guynn 1.6 Elect Director John R. Mgmt For For For Holder 1.7 Elect Director John D. Mgmt For For For Johns 1.8 Elect Director Michael Mgmt For For For M. E. Johns 1.9 Elect Director Robert Mgmt For For For C. 'Robin' Loudermilk, Jr. 1.10 Elect Director Wendy B. Mgmt For For For Needham 1.11 Elect Director Jerry W. Mgmt For For For Nix 1.12 Elect Director Gary W. Mgmt For For For Rollins 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Ratify Auditors Mgmt For For For ________________________________________________________________________________ Georgia Gulf Corporation Ticker Security ID: Meeting Date Meeting Status GGC ISIN US3732003021 01/10/2013 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Issue Shares in Mgmt For For For Connection with Acquisition 2 Increase Authorized Mgmt For For For Common Stock 3 Amend Omnibus Stock Plan Mgmt For Against Against 4 Adjourn Meeting Mgmt For For For ________________________________________________________________________________ Gilead Sciences, Inc. Ticker Security ID: Meeting Date Meeting Status GILD ISIN US3755581036 05/08/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director John F. Mgmt For For For Cogan 1.2 Elect Director Etienne Mgmt For For For F. Davignon 1.3 Elect Director Carla A. Mgmt For For For Hills 1.4 Elect Director Kevin E. Mgmt For For For Lofton 1.5 Elect Director John W. Mgmt For For For Madigan 1.6 Elect Director John C. Mgmt For For For Martin 1.7 Elect Director Nicholas Mgmt For For For G. Moore 1.8 Elect Director Richard Mgmt For For For J. Whitley 1.9 Elect Director Gayle E. Mgmt For For For Wilson 1.10 Elect Director Per Mgmt For For For Wold-Olsen 2 Ratify Auditors Mgmt For For For 3 Amend Omnibus Stock Plan Mgmt For For For 4 Increase Authorized Mgmt For For For Common Stock 5 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 6 Require Independent ShrHldr Against Against For Board Chairman 7 Provide Right to Act by ShrHldr Against For Against Written Consent ________________________________________________________________________________ Global Payments Inc. Ticker Security ID: Meeting Date Meeting Status GPN ISIN US37940X1028 09/19/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Alex W. Mgmt For For For Hart 1.2 Elect Director William Mgmt For For For I Jacobs 1.3 Elect Director Alan M. Mgmt For For For Silberstein 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Adopt Majority Voting Mgmt For For For for Uncontested Election of Directors 4 Ratify Auditors Mgmt For For For ________________________________________________________________________________ Google Inc. Ticker Security ID: Meeting Date Meeting Status GOOG ISIN US38259P5089 06/06/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Larry Mgmt For For For Page 1.2 Elect Director Sergey Mgmt For For For Brin 1.3 Elect Director Eric E. Mgmt For For For Schmidt 1.4 Elect Director L. John Mgmt For For For Doerr 1.5 Elect Director Diane B. Mgmt For For For Greene 1.6 Elect Director John L. Mgmt For For For Hennessy 1.7 Elect Director Ann Mgmt For For For Mather 1.8 Elect Director Paul S. Mgmt For For For Otellini 1.9 Elect Director K. Ram Mgmt For For For Shriram 1.10 Elect Director Shirley Mgmt For For For M. Tilghman 2 Ratify Auditors Mgmt For For For 3 Report on Reducing Lead ShrHldr Against For Against Battery Health Hazards 4 Approve ShrHldr Against For Against Recapitalization Plan for all Stock to Have One-vote per Share 5 Stock Retention/Holding ShrHldr Against For Against Period 6 Adopt Policy on ShrHldr Against For Against Succession Planning ________________________________________________________________________________ Graco Inc. Ticker Security ID: Meeting Date Meeting Status GGG ISIN US3841091040 04/26/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Eric P. Mgmt For For For Etchart 1.2 Elect Director J. Kevin Mgmt For For For Gilligan 1.3 Elect Director William Mgmt For For For G. Van Dyke 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Adopt Majority Voting Mgmt For For For for Uncontested Election of Directors ________________________________________________________________________________ Graphic Packaging Holding Company Ticker Security ID: Meeting Date Meeting Status GPK ISIN US3886891015 05/22/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director George Mgmt For For For V. Bayly 1.2 Elect Director David D. Mgmt For For For Campbell 1.3 Elect Director Harold Mgmt For For For R. Logan, Jr. 1.4 Elect Director David A. Mgmt For For For Perdue ________________________________________________________________________________ H&R Block, Inc. Ticker Security ID: Meeting Date Meeting Status HRB ISIN US0936711052 09/13/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Director Paul J. Mgmt For For For Brown 2 Elect Director William Mgmt For For For C. Cobb 3 Elect Director Marvin Mgmt For For For R. Ellison 4 Elect Director Robert Mgmt For For For A. Gerard 5 Elect Director David Mgmt For For For Baker Lewis 6 Elect Director Victoria Mgmt For For For J. Reich 7 Elect Director Bruce C. Mgmt For For For Rohde 8 Elect Director Tom D. Mgmt For For For Seip 9 Elect Director Mgmt For For For Christianna Wood 10 Elect Director James F. Mgmt For For For Wright 11 Ratify Auditors Mgmt For For For 12 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 13 Approve Omnibus Stock Mgmt For For For Plan 14 Amend Qualified Mgmt For For For Employee Stock Purchase Plan 15 Proxy Access ShrHldr Against Against For ________________________________________________________________________________ H. J. Heinz Company Ticker Security ID: Meeting Date Meeting Status HNZ ISIN US4230741039 08/28/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Director W.R. Mgmt For For For Johnson 2 Elect Director C.E. Mgmt For For For Bunch 3 Elect Director L.S. Mgmt For For For Coleman, Jr. 4 Elect Director J.G. Mgmt For For For Drosdick 5 Elect Director E.E. Mgmt For For For Holiday 6 Elect Director C. Kendle Mgmt For For For 7 Elect Director D.R. Mgmt For For For O'Hare 8 Elect Director N. Peltz Mgmt For For For 9 Elect Director D.H. Mgmt For For For Reilley 10 Elect Director L.C. Mgmt For For For Swann 11 Elect Director T.J. Mgmt For For For Usher 12 Elect Director M.F. Mgmt For For For Weinstein 13 Ratify Auditors Mgmt For For For 14 Approve Omnibus Stock Mgmt For For For Plan 15 Amend Omnibus Stock Plan Mgmt For For For 16 Advisory Vote to Ratify Mgmt For Against Against Named Executive Officers' Compensation ________________________________________________________________________________ Haemonetics Corporation Ticker Security ID: Meeting Date Meeting Status HAE ISIN US4050241003 07/27/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approve Increase in Mgmt For For For Size of Board 2.1 Elect Directors Paul Mgmt For For For Black 2.2 Elect Directors Ronald Mgmt For For For Gelbman 2.3 Elect Directors Richard Mgmt For For For Meelia 2.4 Elect Directors Ellen Mgmt For For For Zane 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Ratify Auditors Mgmt For For For ________________________________________________________________________________ Hanesbrands Inc. Ticker Security ID: Meeting Date Meeting Status HBI ISIN US4103451021 04/03/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Lee A. Mgmt For For For Chaden 1.2 Elect Director Bobby J. Mgmt For For For Griffin 1.3 Elect Director James C. Mgmt For For For Johnson 1.4 Elect Director Jessica Mgmt For For For T. Mathews 1.5 Elect Director J. Mgmt For For For Patrick Mulcahy 1.6 Elect Director Ronald Mgmt For For For L. Nelson 1.7 Elect Director Richard Mgmt For For For A. Noll 1.8 Elect Director Andrew Mgmt For For For J. Schindler 1.9 Elect Director Ann E. Mgmt For For For Ziegler 2 Amend Omnibus Stock Plan Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Ratify Auditors Mgmt For For For ________________________________________________________________________________ Harbinger Group Inc. Ticker Security ID: Meeting Date Meeting Status HRG ISIN US41146A1060 04/08/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Omar M. Mgmt For Withhold Against Asali 1.2 Elect Director Frank Mgmt For For For Ianna 1.3 Elect Director Gerald Mgmt For For For Luterman 2 Ratify Auditors Mgmt For For For ________________________________________________________________________________ HCA Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status HCA ISIN US40412C1018 04/24/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Richard Mgmt For Withhold Against M. Bracken 1.2 Elect Director R. Mgmt For Withhold Against Milton Johnson 1.3 Elect Director John P. Mgmt For Withhold Against Connaughton 1.4 Elect Director Kenneth Mgmt For Withhold Against W. Freeman 1.5 Elect Director Thomas Mgmt For Withhold Against F. Frist, III 1.6 Elect Director William Mgmt For Withhold Against R. Frist 1.7 Elect Director Mgmt For Withhold Against Christopher R. Gordon 1.8 Elect Director Jay O. Mgmt For For For Light 1.9 Elect Director Geoffrey Mgmt For For For G. Meyers 1.10 Elect Director Michael Mgmt For Withhold Against W. Michelson 1.11 Elect Director James C. Mgmt For Withhold Against Momtazee 1.12 Elect Director Stephen Mgmt For Withhold Against G. Pagliuca 1.13 Elect Director Wayne Mgmt For For For J. Riley 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation ________________________________________________________________________________ HCC Insurance Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status HCC ISIN US4041321021 05/22/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Emmanuel Mgmt For For For T. Ballases 1.2 Elect Director Judy C. Mgmt For For For Bozeman 1.3 Elect Director Frank J. Mgmt For For For Bramanti 1.4 Elect Director Walter Mgmt For For For M. Duer 1.5 Elect Director James C. Mgmt For For For Flagg 1.6 Elect Director Thomas Mgmt For For For M. Hamilton 1.7 Elect Director Leslie Mgmt For For For S. Heisz 1.8 Elect Director John N. Mgmt For For For Molbeck, Jr. 1.9 Elect Director Robert Mgmt For For For A. Rosholt 1.10 Elect Director J. Mgmt For For For Mikesell Thomas 1.11 Elect Director Mgmt For For For Christopher J.B. Williams 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Ratify Auditors Mgmt For For For 4 Approve Qualified Mgmt For For For Employee Stock Purchase Plan 5 Amend Omnibus Stock Plan Mgmt For For For ________________________________________________________________________________ Health Management Associates, Inc. Ticker Security ID: Meeting Date Meeting Status HMA ISIN US4219331026 05/21/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director William Mgmt For For For J. Schoen 1.2 Elect Director Gary D. Mgmt For For For Newsome 1.3 Elect Director Kent P. Mgmt For For For Dauten 1.4 Elect Director Pascal Mgmt For For For J. Goldschmidt 1.5 Elect Director Donald Mgmt For For For E. Kiernan 1.6 Elect Director Robert Mgmt For For For A. Knox 1.7 Elect Director Vicki A. Mgmt For For For O'Meara 1.8 Elect Director William Mgmt For For For C. Steere, Jr. 1.9 Elect Director Randolph Mgmt For For For W. Westerfield 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Amend Omnibus Stock Plan Mgmt For For For 4 Ratify Auditors Mgmt For For For 5 Report on Sustainability ShrHldr Against For Against ________________________________________________________________________________ HealthSouth Corporation Ticker Security ID: Meeting Date Meeting Status HLS ISIN US4219243098 05/02/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director John W. Mgmt For For For Chidsey 1.2 Elect Director Donald Mgmt For For For L. Correll 1.3 Elect Director Yvonne Mgmt For For For M. Curl 1.4 Elect Director Charles Mgmt For For For M. Elson 1.5 Elect Director Jay Mgmt For For For Grinney 1.6 Elect Director Jon F. Mgmt For For For Hanson 1.7 Elect Director Joan E. Mgmt For For For Herman 1.8 Elect Director Leo I. Mgmt For For For Higdon, Jr. 1.9 Elect Director Leslye Mgmt For For For G. Katz 1.10 Elect Director John E. Mgmt For For For Maupin, Jr. 1.11 Elect Director L. Mgmt For For For Edward Shaw, Jr. 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation ________________________________________________________________________________ Henry Schein, Inc. Ticker Security ID: Meeting Date Meeting Status HSIC ISIN US8064071025 05/14/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Stanley Mgmt For For For M. Bergman 1.2 Elect Director Gerald Mgmt For For For A. Benjamin 1.3 Elect Director James P. Mgmt For For For Breslawski 1.4 Elect Director Mark E. Mgmt For For For Mlotek 1.5 Elect Director Steven Mgmt For For For Paladino 1.6 Elect Director Barry J. Mgmt For For For Alperin 1.7 Elect Director Paul Mgmt For For For Brons 1.8 Elect Director Donald Mgmt For For For J. Kabat 1.9 Elect Director Philip Mgmt For For For A. Laskawy 1.10 Elect Director Karyn Mgmt For For For Mashima 1.11 Elect Director Norman Mgmt For For For S. Matthews 1.12 Elect Director Carol Mgmt For For For Raphael 1.13 Elect Director Bradley Mgmt For For For T. Sheares 1.14 Elect Director Louis W. Mgmt For For For Sullivan 2 Amend Executive Mgmt For For For Incentive Bonus Plan 3 Amend Omnibus Stock Plan Mgmt For For For 4 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 5 Ratify Auditors Mgmt For For For ________________________________________________________________________________ Hertz Global Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status HTZ ISIN US42805T1051 05/15/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Barry H. Mgmt For For For Beracha 1.2 Elect Director Brian A. Mgmt For For For Bemasek 1.3 Elect Director George Mgmt For For For W. Tamke 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Amend Qualified Mgmt For For For Employee Stock Purchase Plan 4 Ratify Auditors Mgmt For For For ________________________________________________________________________________ Hittite Microwave Corporation Ticker Security ID: Meeting Date Meeting Status HITT ISIN US43365Y1047 05/15/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Ernest Mgmt For For For L. Godshalk 1.2 Elect Director Rick D. Mgmt For For For Hess 1.3 Elect Director Adrienne Mgmt For For For M. Markham 1.4 Elect Director Brian Mgmt For For For P. McAloon 1.5 Elect Director Cosmo S. Mgmt For For For Trapani 1.6 Elect Director Franklin Mgmt For For For Weigold 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Ratify Auditors Mgmt For For For ________________________________________________________________________________ HollyFrontier Corporation Ticker Security ID: Meeting Date Meeting Status HFC ISIN US4361061082 05/15/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Douglas Mgmt For For For Y. Bech 1.2 Elect Director Buford Mgmt For For For P. Berry 1.3 Elect Director Leldon Mgmt For For For E. Echols 1.4 Elect Director R. Kevin Mgmt For For For Hardage 1.5 Elect Director Michael Mgmt For For For C. Jennings 1.6 Elect Director Robert Mgmt For For For J. Kostelnik 1.7 Elect Director James H. Mgmt For For For Lee 1.8 Elect Director Robert Mgmt For For For G. McKenzie 1.9 Elect Director Franklin Mgmt For For For Myers 1.10 Elect Director Michael Mgmt For For For E. Rose 1.11 Elect Director Tommy A. Mgmt For For For Valenta 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Ratify Auditors Mgmt For For For ________________________________________________________________________________ Honeywell International Inc. Ticker Security ID: Meeting Date Meeting Status HON ISIN US4385161066 04/22/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Gordon Mgmt For For For M. Bethune 1.2 Elect Director Kevin Mgmt For For For Burke 1.3 Elect Director Jaime Mgmt For For For Chico Pardo 1.4 Elect Director David M. Mgmt For For For Cote 1.5 Elect Director D. Scott Mgmt For For For Davis 1.6 Elect Director Linnet Mgmt For For For F. Deily 1.7 Elect Director Judd Mgmt For For For Gregg 1.8 Elect Director Clive Mgmt For For For Hollick 1.9 Elect Director Grace D. Mgmt For For For Lieblein 1.10 Elect Director George Mgmt For For For Paz 1.11 Elect Director Bradley Mgmt For For For T. Sheares 1.12 Elect Director Robin L. Mgmt For For For Washington 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Require Independent ShrHldr Against For Against Board Chairman 5 Provide Right to Act by ShrHldr Against For Against Written Consent 6 Pro-rata Vesting of ShrHldr Against For Against Equity Awards ________________________________________________________________________________ Hormel Foods Corporation Ticker Security ID: Meeting Date Meeting Status HRL ISIN US4404521001 01/29/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Terrell Mgmt For For For K. Crews 1.2 Elect Director Jeffrey Mgmt For For For M. Ettinger 1.3 Elect Director Jody H. Mgmt For For For Feragen 1.4 Elect Director Glenn S. Mgmt For For For Forbes 1.5 Elect Director Stephen Mgmt For For For M. Lacy 1.6 Elect Director Susan I. Mgmt For For For Marvin 1.7 Elect Director John L. Mgmt For For For Morrison 1.8 Elect Director Elsa A. Mgmt For Withhold Against Murano 1.9 Elect Director Robert Mgmt For For For C. Nakasone 1.10 Elect Director Susan K. Mgmt For For For Nestegard 1.11 Elect Director Dakota Mgmt For For For A. Pippins 1.12 Elect Director Mgmt For For For Christopher J. Policinski 2 Ratify Auditors Mgmt For For For 3 Approve Incentive Bonus Mgmt For For For Plan 4 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation ________________________________________________________________________________ HSN, Inc. Ticker Security ID: Meeting Date Meeting Status HSNI ISIN US4043031099 05/08/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director William Mgmt For For For Costello 1.2 Elect Director James M. Mgmt For For For Follo 1.3 Elect Director Mindy Mgmt For For For Grossman 1.4 Elect Director Mgmt For For For Stephanie Kugelman 1.5 Elect Director Arthur Mgmt For For For C. Martinez 1.6 Elect Director Thomas Mgmt For Withhold Against J. McInerney 1.7 Elect Director John B. Mgmt For For For (Jay) Morse 1.8 Elect Director Ann Mgmt For For For Sarnoff 1.9 Elect Director Courtnee Mgmt For For For Ulrich 2 Ratify Auditors Mgmt For For For ________________________________________________________________________________ Hubbell Incorporated Ticker Security ID: Meeting Date Meeting Status HUB.B ISIN US4435102011 05/07/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Carlos Mgmt For For For M. Cardoso 1.2 Elect Director Lynn J. Mgmt For For For Good 1.3 Elect Director Anthony Mgmt For For For J. Guzzi 1.4 Elect Director Neal J. Mgmt For For For Keating 1.5 Elect Director John F. Mgmt For For For Malloy 1.6 Elect Director Andrew Mgmt For For For McNally, IV 1.7 Elect Director David G. Mgmt For For For Nord 1.8 Elect Director Timothy Mgmt For For For H. Powers 1.9 Elect Director G. Mgmt For For For Jackson Ratcliffe 1.10 Elect Director Carlos Mgmt For For For A. Rodriguez 1.11 Elect Director John G. Mgmt For For For Russell 1.12 Elect Director Richard Mgmt For For For J. Swift 2 Ratify Auditors Mgmt For For For ________________________________________________________________________________ Huntsman Corporation Ticker Security ID: Meeting Date Meeting Status HUN ISIN US4470111075 05/02/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Nolan D. Mgmt For For For Archibald 1.2 Elect Director M. Mgmt For For For Anthony Burns 1.3 Elect Director Jon M. Mgmt For For For Huntsman, Jr. 1.4 Elect Director Robert Mgmt For For For J. Margetts 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Ratify Auditors Mgmt For For For 4 Declassify the Board of ShrHldr Against For Against Directors ________________________________________________________________________________ IDEXX Laboratories, Inc. Ticker Security ID: Meeting Date Meeting Status IDXX ISIN US45168D1046 05/08/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Jonathan Mgmt For For For W. Ayers 1.2 Elect Director Robert Mgmt For For For J. Murray 1.3 Elect Director M. Anne Mgmt For For For Szostak 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Amend Omnibus Stock Plan Mgmt For For For 4 Ratify Auditors Mgmt For For For ________________________________________________________________________________ Illinois Tool Works Inc. Ticker Security ID: Meeting Date Meeting Status ITW ISIN US4523081093 05/03/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Daniel Mgmt For For For J. Brutto 1.2 Elect Director Susan Mgmt For For For Crown 1.3 Elect Director Don H. Mgmt For For For Davis, Jr. 1.4 Elect Director James W. Mgmt For For For Griffith 1.5 Elect Director Robert Mgmt For For For C. McCormack 1.6 Elect Director Robert Mgmt For For For S. Morrison 1.7 Elect Director E. Scott Mgmt For For For Santi 1.8 Elect Director James A. Mgmt For For For Skinner 1.9 Elect Director David B. Mgmt For For For Smith, Jr. 1.10 Elect Director Pamela Mgmt For For For B. Strobel 1.11 Elect Director Kevin M. Mgmt For For For Warren 1.12 Elect Director Anre D. Mgmt For For For Williams 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Reduce Supermajority ShrHldr Against For Against Vote Requirement ________________________________________________________________________________ Ingersoll-Rand plc Ticker Security ID: Meeting Date Meeting Status IR ISIN IE00B6330302 06/06/2013 Voted Meeting Type Country of Trade Annual Ireland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Ann C. Mgmt For For For Berzin 1.2 Elect Director John Mgmt For For For Bruton 1.3 Elect Director Jared L. Mgmt For For For Cohon 1.4 Elect Director Gary D. Mgmt For For For Forsee 1.5 Elect Director Edward Mgmt For For For E. Hagenlocker 1.6 Elect Director Mgmt For For For Constance J. Horner 1.7 Elect Director Michael Mgmt For For For W. Lamach 1.8 Elect Director Theodore Mgmt For For For E. Martin 1.9 Elect Director Nelson Mgmt For For For Peltz 1.10 Elect Director John P. Mgmt For Against Against Surma 1.11 Elect Director Richard Mgmt For For For J. Swift 1.12 Elect Director Tony L. Mgmt For For For White 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Approve Auditors and Mgmt For For For Authorize Board to Fix Their Remuneration 4 Approve Omnibus Stock Mgmt For For For Plan 5 Amend the Company's Mgmt For For For Articles of Association to Give the Board of Directors Authority to Declare Non-Cash Dividends 6 Capital Reduction and Mgmt For For For Creation of Distributable Reserves 7 Amend the Company's Mgmt For For For Articles of Association to Expand the Authority to Execute Instruments of Transfer 8 Amend the Company's Mgmt For For For Articles of Association to Provide for Escheatment in Accordance with U.S. Laws ________________________________________________________________________________ Ingredion Incorporated Ticker Security ID: Meeting Date Meeting Status INGR ISIN US4571871023 05/15/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Richard Mgmt For For For J. Almeida 1.2 Elect Director Luis Mgmt For For For Aranguren-Trellez 1.3 Elect Director David B. Mgmt For For For Fischer 1.4 Elect Director Ilene S. Mgmt For For For Gordon 1.5 Elect Director Paul Mgmt For For For Hanrahan 1.6 Elect Director Wayne M. Mgmt For For For Hewett 1.7 Elect Director Gregory Mgmt For For For B. Kenny 1.8 Elect Director Barbara Mgmt For For For A. Klein 1.9 Elect Director James M. Mgmt For For For Ringler 1.10 Elect Director Dwayne Mgmt For For For A. Wilson 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Ratify Auditors Mgmt For For For ________________________________________________________________________________ Intel Corporation Ticker Security ID: Meeting Date Meeting Status INTC ISIN US4581401001 05/16/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Charlene Mgmt For For For Barshefsky 1.2 Elect Director Andy D. Mgmt For For For Bryant 1.3 Elect Director Susan L. Mgmt For For For Decker 1.4 Elect Director John J. Mgmt For For For Donahoe 1.5 Elect Director Reed E. Mgmt For For For Hundt 1.6 Elect Director James D. Mgmt For For For Plummer 1.7 Elect Director David S. Mgmt For For For Pottruck 1.8 Elect Director Frank D. Mgmt For For For Yeary 1.9 Elect Director David B. Mgmt For For For Yoffie 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For Against Against Named Executive Officers' Compensation 4 Amend Omnibus Stock Plan Mgmt For For For 5 Stock Retention/Holding ShrHldr Against For Against Period ________________________________________________________________________________ IntercontinentalExchange, Inc. Ticker Security ID: Meeting Date Meeting Status ICE ISIN US45865V1008 05/17/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Charles Mgmt For For For R. Crisp 1.2 Elect Director Mgmt For For For Jean-Marc Forneri 1.3 Elect Director Judd A. Mgmt For For For Gregg 1.4 Elect Director Fred W. Mgmt For For For Hatfield 1.5 Elect Director Terrence Mgmt For For For F. Martell 1.6 Elect Director Callum Mgmt For For For McCarthy 1.7 Elect Director Robert Mgmt For For For Reid 1.8 Elect Director Frederic Mgmt For For For V. Salerno 1.9 Elect Director Jeffrey Mgmt For For For C. Sprecher 1.10 Elect Director Judith Mgmt For For For A. Sprieser 1.11 Elect Director Vincent Mgmt For For For Tese 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Approve Omnibus Stock Mgmt For For For Plan 4 Approve Non-Employee Mgmt For For For Director Stock Option Plan 5 Ratify Auditors Mgmt For For For ________________________________________________________________________________ IntercontinentalExchange, Inc. Ticker Security ID: Meeting Date Meeting Status ICE ISIN US45865V1008 06/03/2013 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approve Merger Agreement Mgmt For For For 2.1 Increase Authorized Mgmt For For For Preferred and Common Stock 2.2 Approve Stock Ownership Mgmt For For For Limitations 2.3 Provisions Related to Mgmt For For For Disqualification of Officers and Directors and Certain Powers of the Board of Directors 2.4 Provisions Related to Mgmt For For For Considerations of the Board of Directors 2.5 Amend ICE Group Mgmt For For For Certificate of Incorporation 3 Adjourn Meeting Mgmt For For For ________________________________________________________________________________ International Business Machines Corporation Ticker Security ID: Meeting Date Meeting Status IBM ISIN US4592001014 04/30/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Alain Mgmt For For For J.P. Belda 1.2 Elect Director William Mgmt For For For R. Brody 1.3 Elect Director Kenneth Mgmt For For For I. Chenault 1.4 Elect Director Michael Mgmt For For For L. Eskew 1.5 Elect Director David N. Mgmt For For For Farr 1.6 Elect Director Shirley Mgmt For For For Ann Jackson 1.7 Elect Director Andrew Mgmt For For For N. Liveris 1.8 Elect Director W. James Mgmt For For For McNerney, Jr. 1.9 Elect Director James W. Mgmt For For For Owens 1.10 Elect Director Virginia Mgmt For For For M. Rometty 1.11 Elect Director Joan E. Mgmt For For For Spero 1.12 Elect Director Sidney Mgmt For For For Taurel 1.13 Elect Director Lorenzo Mgmt For For For H. Zambrano 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Report on Lobbying ShrHldr Against For Against Payments and Policy 5 Provide Right to Act by ShrHldr Against For Against Written Consent 6 Require Independent ShrHldr Against For Against Board Chairman 7 Stock Retention/Holding ShrHldr Against For Against Period ________________________________________________________________________________ International Flavors & Fragrances Inc. Ticker Security ID: Meeting Date Meeting Status IFF ISIN US4595061015 04/30/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Marcello Mgmt For For For V. Bottoli 1.2 Elect Director Linda B. Mgmt For For For Buck 1.3 Elect Director J. Mgmt For For For Michael Cook 1.4 Elect Director Roger W. Mgmt For For For Ferguson, Jr. 1.5 Elect Director Andreas Mgmt For For For Fibig 1.6 Elect Director Mgmt For For For Christina Gold 1.7 Elect Director Mgmt For For For Alexandra A. Herzan 1.8 Elect Director Henry W. Mgmt For For For Howell, Jr. 1.9 Elect Director Mgmt For For For Katherine M. Hudson 1.10 Elect Director Arthur Mgmt For For For C. Martinez 1.11 Elect Director Dale F. Mgmt For For For Morrison 1.12 Elect Director Douglas Mgmt For For For D. Tough 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation ________________________________________________________________________________ International Paper Company Ticker Security ID: Meeting Date Meeting Status IP ISIN US4601461035 05/13/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director David J. Mgmt For For For Bronczek 1.2 Elect Director Ahmet C. Mgmt For For For Dorduncu 1.3 Elect Director John V. Mgmt For For For Faraci 1.4 Elect Director Ilene S. Mgmt For For For Gordon 1.5 Elect Director Stacey Mgmt For For For J. Mobley 1.6 Elect Director Joan E. Mgmt For For For Spero 1.7 Elect Director John L. Mgmt For For For Townsend, III 1.8 Elect Director John F. Mgmt For For For Turner 1.9 Elect Director William Mgmt For For For G. Walter 1.10 Elect Director J. Mgmt For For For Steven Whisler 2 Ratify Auditors Mgmt For For For 3 Provide Right to Act by Mgmt For For For Written Consent 4 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 5 Pro-rata Vesting of ShrHldr Against For Against Equity Plans ________________________________________________________________________________ Interval Leisure Group, Inc. Ticker Security ID: Meeting Date Meeting Status IILG ISIN US46113M1080 05/21/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Craig M. Mgmt For For For Nash 1.2 Elect Director David Mgmt For For For Flowers 1.3 Elect Director Victoria Mgmt For For For L. Freed 1.4 Elect Director Gary S. Mgmt For For For Howard 1.5 Elect Director Lewis J. Mgmt For For For Korman 1.6 Elect Director Thomas Mgmt For For For J. Kuhn 1.7 Elect Director Thomas Mgmt For For For J. McInerney 1.8 Elect Director Thomas Mgmt For For For P. Murphy, Jr. 1.9 Elect Director Avy H. Mgmt For For For Stein 2 Approve Omnibus Stock Mgmt For For For Plan 3 Ratify Auditors Mgmt For For For 4 Other Business Mgmt For Against Against ________________________________________________________________________________ Intuit Inc. Ticker Security ID: Meeting Date Meeting Status INTU ISIN US4612021034 01/17/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Mgmt For For For Christopher W. Brody 1.2 Elect Director William Mgmt For For For V. Campbell 1.3 Elect Director Scott D. Mgmt For For For Cook 1.4 Elect Director Diane B. Mgmt For For For Greene 1.5 Elect Director Edward Mgmt For For For A. Kangas 1.6 Elect Director Suzanne Mgmt For For For Nora Johnson 1.7 Elect Director Dennis Mgmt For For For D. Powell 1.8 Elect Director Brad D. Mgmt For For For Smith 1.9 Elect Director Jeff Mgmt For For For Weiner 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Approve Executive Mgmt For For For Incentive Bonus Plan ________________________________________________________________________________ Intuitive Surgical, Inc. Ticker Security ID: Meeting Date Meeting Status ISRG ISIN US46120E6023 04/25/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Amal M. Mgmt For For For Johnson 1.2 Elect Director Eric H. Mgmt For For For Halvorson 1.3 Elect Director Alan J. Mgmt For For For Levy 2 Amend Omnibus Stock Plan Mgmt For Against Against 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Ratify Auditors Mgmt For For For ________________________________________________________________________________ ITT Corporation Ticker Security ID: Meeting Date Meeting Status ITT ISIN US4509112011 05/07/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Denise Mgmt For For For L. Ramos 1.2 Elect Director Frank T. Mgmt For For For MacInnis 1.3 Elect Director Orlando Mgmt For For For D. Ashford 1.4 Elect Director Peter Mgmt For For For D'Aloia 1.5 Elect Director Donald Mgmt For For For DeFosset, Jr. 1.6 Elect Director Mgmt For For For Christina A. Gold 1.7 Elect Director Richard Mgmt For For For P. Lavin 1.8 Elect Director Donald Mgmt For For For J. Stebbins 2 Ratify Auditors Mgmt For For For 3 Amend Executive Mgmt For For For Incentive Bonus Plan 4 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation ________________________________________________________________________________ J.B. Hunt Transport Services, Inc. Ticker Security ID: Meeting Date Meeting Status JBHT ISIN US4456581077 04/25/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Director Douglas Mgmt For For For G. Duncan 2 Elect Director Mgmt For For For Francesca M. Edwardson 3 Elect Director Wayne Mgmt For For For Garrison 4 Elect Director Sharilyn Mgmt For For For S. Gasaway 5 Elect Director Gary C. Mgmt For For For George 6 Elect Director Bryan Mgmt For For For Hunt 7 Elect Director Coleman Mgmt For For For H. Peterson 8 Elect Director John N. Mgmt For For For Roberts III 9 Elect Director James L. Mgmt For For For Robo 10 Elect Director Kirk Mgmt For For For Thompson 11 Elect Director John A. Mgmt For For For White 12 Ratify Auditors Mgmt For For For ________________________________________________________________________________ Jabil Circuit, Inc. Ticker Security ID: Meeting Date Meeting Status JBL ISIN US4663131039 01/24/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Martha Mgmt For For For F. Brooks 1.2 Elect Director Mel S. Mgmt For For For Lavitt 1.3 Elect Director Timothy Mgmt For For For L. Main 1.4 Elect Director Mark T. Mgmt For For For Mondello 1.5 Elect Director Lawrence Mgmt For For For J. Murphy 1.6 Elect Director Frank A. Mgmt For For For Newman 1.7 Elect Director Steven Mgmt For For For A. Raymund 1.8 Elect Director Thomas Mgmt For For For A. Sansone 1.9 Elect Director David M. Mgmt For For For Stout 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Amend Omnibus Stock Plan Mgmt For For For 5 Other Business Mgmt For Against Against ________________________________________________________________________________ Jack Henry & Associates, Inc. Ticker Security ID: Meeting Date Meeting Status JKHY ISIN US4262811015 11/14/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Jerry D. Mgmt For For For Hall 1.2 Elect Director Matthew Mgmt For For For C. Flanigan 1.3 Elect Director Wesley Mgmt For For For A. Brown 1.4 Elect Director Marla K. Mgmt For For For Shepard 1.5 Elect Director John F. Mgmt For For For Prim 1.6 Elect Director Thomas Mgmt For For For H. Wilson, Jr. 1.7 Elect Director Jacque Mgmt For For For R. Fiegel 1.8 Elect Director Thomas Mgmt For For For A. Wimsett 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Approve Executive Mgmt For For For Incentive Bonus Plan 4 Ratify Auditors Mgmt For For For ________________________________________________________________________________ Jarden Corporation Ticker Security ID: Meeting Date Meeting Status JAH ISIN US4711091086 05/30/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Ian G. Mgmt For For For H. Ashken 1.2 Elect Director William Mgmt For For For P. Lauder 1.3 Elect Director Robert Mgmt For For For L. Wood 2 Approve Omnibus Stock Mgmt For Against Against Plan 3 Approve Qualified Mgmt For For For Employee Stock Purchase Plan 4 Ratify Auditors Mgmt For For For 5 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 6 Declassify the Board of ShrHldr Against For Against Directors ________________________________________________________________________________ John Wiley & Sons, Inc. Ticker Security ID: Meeting Date Meeting Status JW.A ISIN US9682232064 09/20/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Mari J. Mgmt For For For Baker 1.2 Elect Director Raymond Mgmt For For For W. McDaniel, Jr 1.3 Elect Director William Mgmt For For For B. Plummer 1.4 Elect Director Kalpana Mgmt For For For Raina 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation ________________________________________________________________________________ Johnson & Johnson Ticker Security ID: Meeting Date Meeting Status JNJ ISIN US4781601046 04/25/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Mary Sue Mgmt For For For Coleman 1.2 Elect Director James G. Mgmt For For For Cullen 1.3 Elect Director Ian E.L. Mgmt For For For Davis 1.4 Elect Director Alex Mgmt For For For Gorsky 1.5 Elect Director Michael Mgmt For For For M.E. Johns 1.6 Elect Director Susan L. Mgmt For For For Lindquist 1.7 Elect Director Anne M. Mgmt For For For Mulcahy 1.8 Elect Director Leo F. Mgmt For For For Mullin 1.9 Elect Director William Mgmt For For For D. Perez 1.10 Elect Director Charles Mgmt For For For Prince 1.11 Elect Director A. Mgmt For For For Eugene Washington 1.12 Elect Director Ronald Mgmt For For For A. Williams 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Ratify Auditors Mgmt For For For 4 Stock Retention/Holding ShrHldr Against For Against Period 5 Screen Political ShrHldr Against Against For Contributions for Consistency with Corporate Values 6 Require Independent ShrHldr Against Against For Board Chairman ________________________________________________________________________________ JPMorgan Chase & Co. Ticker Security ID: Meeting Date Meeting Status JPM ISIN US46625H1005 05/21/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director James A. Mgmt For For For Bell 1.2 Elect Director Crandall Mgmt For For For C.Bowles 1.3 Elect Director Stephen Mgmt For For For B. Burke 1.4 Elect Director David M. Mgmt For Against Against Cote 1.5 Elect Director James S. Mgmt For Against Against Crown 1.6 Elect Director James Mgmt For For For Dimon 1.7 Elect Director Timothy Mgmt For For For P. Flynn 1.8 Elect Director Ellen V. Mgmt For Against Against Futter 1.9 Elect Director Laban P. Mgmt For For For Jackson, Jr. 1.10 Elect Director Lee R. Mgmt For For For Raymond 1.11 Elect Director William Mgmt For For For C. Weldon 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Provide Right to Act by Mgmt For For For Written Consent 5 Amend Executive Mgmt For For For Incentive Bonus Plan 6 Require Independent ShrHldr Against For Against Board Chairman 7 Stock Retention/Holding ShrHldr Against Against For Period 8 Institute Procedures to ShrHldr Against Against For Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity 9 Report on Lobbying ShrHldr Against Against For Payments and Policy ________________________________________________________________________________ Kansas City Southern Ticker Security ID: Meeting Date Meeting Status KSU ISIN US4851703029 05/02/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Terrence Mgmt For For For P. Dunn 1.2 Elect Director Antonio Mgmt For For For O. Garza, Jr. 1.3 Elect Director David L. Mgmt For For For Starling 2 Ratify Auditors Mgmt For For For 3 Amend Omnibus Stock Plan Mgmt For For For 4 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 5 Declassify the Board of ShrHldr Against For Against Directors ________________________________________________________________________________ Kellogg Company Ticker Security ID: Meeting Date Meeting Status K ISIN US4878361082 04/26/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Gordon Mgmt For For For Gund 1.2 Elect Director Mary Mgmt For For For Laschinger 1.3 Elect Director Ann Mgmt For For For McLaughlin Korologos 1.4 Elect Director Cynthia Mgmt For For For Milligan 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Approve Omnibus Stock Mgmt For For For Plan 4 Ratify Auditors Mgmt For For For 5 Declassify the Board of ShrHldr Against For Against Directors ________________________________________________________________________________ Kennametal Inc. Ticker Security ID: Meeting Date Meeting Status KMT ISIN US4891701009 10/23/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Ronald Mgmt For For For M. Defeo 1.2 Elect Director William Mgmt For For For R. Newlin 1.3 Elect Director Lawrence Mgmt For For For W. Stranghoener 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation ________________________________________________________________________________ Kimberly-Clark Corporation Ticker Security ID: Meeting Date Meeting Status KMB ISIN US4943681035 05/02/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director John R. Mgmt For For For Alm 1.2 Elect Director John F. Mgmt For For For Bergstrom 1.3 Elect Director Abelardo Mgmt For For For E. Bru 1.4 Elect Director Robert Mgmt For For For W. Decherd 1.5 Elect Director Thomas Mgmt For For For J. Falk 1.6 Elect Director Fabian Mgmt For For For T. Garcia 1.7 Elect Director Mae C. Mgmt For For For Jemison 1.8 Elect Director James M. Mgmt For For For Jenness 1.9 Elect Director Nancy J. Mgmt For For For Karch 1.10 Elect Director Ian C. Mgmt For For For Read 1.11 Elect Director Linda Mgmt For For For Johnson Rice 1.12 Elect Director Marc J. Mgmt For For For Shapiro 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation ________________________________________________________________________________ KLA-Tencor Corporation Ticker Security ID: Meeting Date Meeting Status KLAC ISIN US4824801009 11/07/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Robert Mgmt For Withhold Against P. Akins 1.2 Elect Director Robert Mgmt For For For T. Bond 1.3 Elect Director Kiran M. Mgmt For For For Patel 1.4 Elect Director David C. Mgmt For For For Wang 2 Ratify Auditors Mgmt For For For 3 Declassify the Board of Mgmt For For For Directors 4 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation ________________________________________________________________________________ L-3 Communications Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status LLL ISIN US5024241045 04/30/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Claude Mgmt For For For R. Canizares 1.2 Elect Director Thomas Mgmt For For For A. Corcoran 1.3 Elect Director Lloyd W. Mgmt For For For Newton 1.4 Elect Director Vincent Mgmt For For For Pagano, Jr. 1.5 Elect Director Alan H. Mgmt For For For Washkowitz 2 Amend Omnibus Stock Plan Mgmt For For For 3 Declassify the Board of Mgmt For For For Directors 4 Reduce Supermajority Mgmt For For For Vote Requirement 5 Provide Right to Act by Mgmt For For For Written Consent 6 Ratify Auditors Mgmt For For For 7 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation ________________________________________________________________________________ Lamar Advertising Company Ticker Security ID: Meeting Date Meeting Status LAMR ISIN US5128151017 05/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director John Mgmt For For For Maxwell Hamilton 1.2 Elect Director John E. Mgmt For For For Koerner, III 1.3 Elect Director Stephen Mgmt For For For P. Mumblow 1.4 Elect Director Thomas Mgmt For For For V. Reifenheiser 1.5 Elect Director Anna Mgmt For For For Reilly 1.6 Elect Director Kevin P. Mgmt For For For Reilly, Jr. 1.7 Elect Director Wendell Mgmt For Withhold Against Reilly 2 Amend Omnibus Stock Plan Mgmt For Against Against 3 Amend Omnibus Stock Plan Mgmt For For For 4 Ratify Auditors Mgmt For For For ________________________________________________________________________________ Lancaster Colony Corporation Ticker Security ID: Meeting Date Meeting Status LANC ISIN US5138471033 11/19/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director James B. Mgmt For For For Bachmann 1.2 Elect Director Neeli Mgmt For For For Bendapudi 1.3 Elect Director John L. Mgmt For For For Boylan 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Ratify Auditors Mgmt For For For ________________________________________________________________________________ Lazard Ltd Ticker Security ID: Meeting Date Meeting Status LAZ ISIN BMG540501027 04/23/2013 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Laurent Mignon as Mgmt For For For Director 1.2 Elect Richard D. Mgmt For For For Parsons as Director 1.3 Elect Hal S. Scott as Mgmt For For For Director 2 Approve Deloitte & Mgmt For For For Touche LLP as Auditors and Authorize Board to Fix Their Remuneration Auditors 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Require Independent ShrHldr Against For Against Board Chairman ________________________________________________________________________________ Lear Corporation Ticker Security ID: Meeting Date Meeting Status LEA ISIN US5218652049 05/16/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Thomas Mgmt For For For P. Capo 1.2 Elect Director Jonathan Mgmt For For For F. Foster 1.3 Elect Director Kathleen Mgmt For For For A. Ligocki 1.4 Elect Director Conrad Mgmt For For For L. Mallett, Jr. 1.5 Elect Director Donald Mgmt For For For L. Runkle 1.6 Elect Director Matthew Mgmt For For For J. Simoncini 1.7 Elect Director Gregory Mgmt For For For C. Smith 1.8 Elect Director Henry D. Mgmt For For For G. Wallace 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation ________________________________________________________________________________ Lennox International Inc. Ticker Security ID: Meeting Date Meeting Status LII ISIN US5261071071 05/16/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Todd M. Mgmt For For For Bluedorn 1.2 Elect Director C.L. Mgmt For For For (Jerry) Henry 1.3 Elect Director Terry D. Mgmt For For For Stinson 1.4 Elect Director Richard Mgmt For For For L. Thompson 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation ________________________________________________________________________________ Liberty Interactive Corporation Ticker Security ID: Meeting Date Meeting Status LINTA ISIN US53071M1045 06/04/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director John C. Mgmt For For For Malone 1.2 Elect Director M. Ian Mgmt For Withhold Against G. Gilchrist 1.3 Elect Director Andrea Mgmt For Withhold Against L. Wong 2 Approve Omnibus Stock Mgmt For Against Against Plan 3 Ratify Auditors Mgmt For For For ________________________________________________________________________________ Life Technologies Corporation Ticker Security ID: Meeting Date Meeting Status LIFE ISIN US53217V1098 04/24/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director George Mgmt For For For F. Adam, Jr. 1.2 Elect Director Raymond Mgmt For For For V. Dittamore 1.3 Elect Director Donald Mgmt For For For W. Grimm 1.4 Elect Director Craig J. Mgmt For For For Mundie 1.5 Elect Director Ora H. Mgmt For For For Pescovitz 1.6 Elect Director Per A. Mgmt For For For Peterson 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Approve Omnibus Stock Mgmt For For For Plan ________________________________________________________________________________ Lincoln Electric Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status LECO ISIN US5339001068 04/25/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Stephen Mgmt For For For G. Hanks 1.2 Elect Director Kathryn Mgmt For For For Jo Lincoln 1.3 Elect Director William Mgmt For For For E. MacDonald, III 1.4 Elect Director George Mgmt For For For H. Walls, Jr. 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation ________________________________________________________________________________ Linear Technology Corporation Ticker Security ID: Meeting Date Meeting Status LLTC ISIN US5356781063 11/07/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Robert Mgmt For For For H. Swanson, Jr. 1.2 Elect Director Lothar Mgmt For For For Maier 1.3 Elect Director Arthur Mgmt For For For C. Agnos 1.4 Elect Director John J. Mgmt For For For Gordon 1.5 Elect Director David S. Mgmt For For For Lee 1.6 Elect Director Richard Mgmt For For For M. Moley 1.7 Elect Director Thomas Mgmt For For For S. Volpe 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Ratify Auditors Mgmt For For For ________________________________________________________________________________ LinkedIn Corporation Ticker Security ID: Meeting Date Meeting Status LNKD ISIN US53578A1088 06/13/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director A. Mgmt For For For George "Skip" Battle 1.2 Elect Director Michael Mgmt For For For J. Moritz 2 Ratify Auditors Mgmt For For For ________________________________________________________________________________ Lockheed Martin Corporation Ticker Security ID: Meeting Date Meeting Status LMT ISIN US5398301094 04/25/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Nolan D. Mgmt For For For Archibald 1.2 Elect Director Rosalind Mgmt For For For G. Brewer 1.3 Elect Director David B. Mgmt For For For Burritt 1.4 Elect Director James O. Mgmt For For For Ellis, Jr. 1.5 Elect Director Thomas Mgmt For For For J. Falk 1.6 Elect Director Marillyn Mgmt For For For A. Hewson 1.7 Elect Director Mgmt For For For Gwendolyn S. King 1.8 Elect Director James M. Mgmt For For For Loy 1.9 Elect Director Douglas Mgmt For For For H. McCorkindale 1.10 Elect Director Joseph Mgmt For For For W. Ralston 1.11 Elect Director Anne Mgmt For For For Stevens 1.12 Elect Director Robert Mgmt For For For J. Stevens 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Provide Right to Act by ShrHldr Against For Against Written Consent 5 Require Independent ShrHldr Against Against For Board Chairman 6 Report on Lobbying ShrHldr Against Against For Payments and Policy ________________________________________________________________________________ Loews Corporation Ticker Security ID: Meeting Date Meeting Status L ISIN US5404241086 05/14/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Lawrence Mgmt For For For S. Bacow 1.2 Elect Director Ann E. Mgmt For For For Berman 1.3 Elect Director Joseph Mgmt For For For L. Bower 1.4 Elect Director Charles Mgmt For For For M. Diker 1.5 Elect Director Jacob A. Mgmt For For For Frenkel 1.6 Elect Director Paul J. Mgmt For For For Fribourg 1.7 Elect Director Walter Mgmt For Against Against L. Harris 1.8 Elect Director Philip Mgmt For For For A. Laskawy 1.9 Elect Director Ken Mgmt For For For Miller 1.10 Elect Director Gloria Mgmt For For For R. Scott 1.11 Elect Director Andrew Mgmt For For For H. Tisch 1.12 Elect Director James S. Mgmt For For For Tisch 1.13 Elect Director Jonathan Mgmt For For For M. Tisch 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Ratify Auditors Mgmt For For For ________________________________________________________________________________ Louisiana-Pacific Corporation Ticker Security ID: Meeting Date Meeting Status LPX ISIN US5463471053 05/03/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Lizanne Mgmt For For For C. Gottung 1.2 Elect Director Dustan Mgmt For For For E. McCoy 1.3 Elect Director Colin D. Mgmt For For For Watson 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Approve Omnibus Stock Mgmt For For For Plan ________________________________________________________________________________ Lowe's Companies, Inc. Ticker Security ID: Meeting Date Meeting Status LOW ISIN US5486611073 05/31/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Raul Mgmt For For For Alvarez 1.2 Elect Director David W. Mgmt For For For Bernauer 1.3 Elect Director Leonard Mgmt For For For L. Berry 1.4 Elect Director Peter C. Mgmt For For For Browning 1.5 Elect Director Richard Mgmt For For For W. Dreiling 1.6 Elect Director Dawn E. Mgmt For For For Hudson 1.7 Elect Director Robert Mgmt For For For L. Johnson 1.8 Elect Director Marshall Mgmt For For For O. Larsen 1.9 Elect Director Richard Mgmt For For For K. Lochridge 1.10 Elect Director Robert Mgmt For For For A. Niblock 1.11 Elect Director Eric C. Mgmt For For For Wisemen 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Stock Retention/Holding ShrHldr Against For Against Period ________________________________________________________________________________ LyondellBasell Industries NV Ticker Security ID: Meeting Date Meeting Status LYB ISIN NL0009434992 05/22/2013 Voted Meeting Type Country of Trade Annual Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Jacques Mgmt For For For Aigrain 1.2 Elect Director Scott M. Mgmt For For For Kleinman 1.3 Elect Director Bruce A. Mgmt For For For Smith 2 Adopt Financial Mgmt For For For Statements and Statutory Reports 3 Approve Discharge of Mgmt For For For Management Board 4 Approve Discharge of Mgmt For For For Supervisory Board 5 Ratify Mgmt For For For PricewaterhouseCoopers LLP as Auditors 6 Ratify Mgmt For For For PricewaterhouseCoopers as Auditors 7 Approve Remuneration of Mgmt For For For Supervisory Board 8 Approve Dividends of Mgmt For For For USD 4.20 Per Share 9 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 10 Authorize Repurchase of Mgmt For For For Up to 10 Percent of Issued Share Capital 11 Approve Cancellation of Mgmt For For For up to 10 Percent of Issued Share Capital in Treasury Account 12 Amend Articles of Mgmt For For For Association ________________________________________________________________________________ Macy's, Inc. Ticker Security ID: Meeting Date Meeting Status M ISIN US55616P1049 05/17/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Stephen Mgmt For For For F. Bollenbach 1.2 Elect Director Deirdre Mgmt For For For P. Connelly 1.3 Elect Director Meyer Mgmt For For For Feldberg 1.4 Elect Director Sara Mgmt For For For Levinson 1.5 Elect Director Terry J. Mgmt For For For Lundgren 1.6 Elect Director Joseph Mgmt For For For Neubauer 1.7 Elect Director Joyce M. Mgmt For For For Roche 1.8 Elect Director Paul C. Mgmt For For For Varga 1.9 Elect Director Craig E. Mgmt For For For Weatherup 1.10 Elect Director Marna C. Mgmt For For For Whittington 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation ________________________________________________________________________________ Manhattan Associates, Inc. Ticker Security ID: Meeting Date Meeting Status MANH ISIN US5627501092 05/16/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director John J. Mgmt For For For Huntz 1.2 Elect Director Dan J. Mgmt For For For Lautenbach 1.3 Elect Director Thomas Mgmt For For For E. Noonan 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Ratify Auditors Mgmt For For For ________________________________________________________________________________ Marathon Petroleum Corporation Ticker Security ID: Meeting Date Meeting Status MPC ISIN US56585A1025 04/24/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Evan Bayh Mgmt For For For 1.2 Elect Director William Mgmt For For For L. Davis 1.3 Elect Director Thomas Mgmt For For For J. Usher 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Declassify the Board of Mgmt For For For Directors ________________________________________________________________________________ Marriott International, Inc. Ticker Security ID: Meeting Date Meeting Status MAR ISIN US5719032022 05/10/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director J.W. Mgmt For For For Marriott, Jr. 1.2 Elect Director John W. Mgmt For For For Marriott, III 1.3 Elect Director Mary K. Mgmt For For For Bush 1.4 Elect Director Mgmt For Against Against Frederick A. Henderson 1.5 Elect Director Lawrence Mgmt For For For W. Kellner 1.6 Elect Director Debra L. Mgmt For For For Lee 1.7 Elect Director George Mgmt For For For Munoz 1.8 Elect Director Harry J. Mgmt For For For Pearce 1.9 Elect Director Steven S Mgmt For For For Reinemund 1.10 Elect Director W. Mitt Mgmt For For For Romney 1.11 Elect Director Lawrence Mgmt For For For M. Small 1.12 Elect Director Arne M. Mgmt For For For Sorenson 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation ________________________________________________________________________________ Marsh & McLennan Companies, Inc. Ticker Security ID: Meeting Date Meeting Status MMC ISIN US5717481023 05/16/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Zachary Mgmt For For For W. Carter 1.2 Elect Director Oscar Mgmt For For For Fanjul 1.3 Elect Director Daniel Mgmt For For For S. Glaser 1.4 Elect Director H. Mgmt For For For Edward Hanway 1.5 Elect Director Lord Lang Mgmt For For For 1.6 Elect Director Elaine Mgmt For For For La Roche 1.7 Elect Director Steven Mgmt For For For A. Mills 1.8 Elect Director Bruce P. Mgmt For For For Nolop 1.9 Elect Director Marc D. Mgmt For For For Oken 1.10 Elect Director Morton Mgmt For For For O. Schapiro 1.11 Elect Director Adele Mgmt For For For Simmons 1.12 Elect Director Lloyd M. Mgmt For For For Yates 1.13 Elect Director R. David Mgmt For For For Yost 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Ratify Auditors Mgmt For For For ________________________________________________________________________________ Masco Corporation Ticker Security ID: Meeting Date Meeting Status MAS ISIN US5745991068 05/07/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Dennis Mgmt For For For W. Archer 1.2 Elect Director Donald Mgmt For For For R. Parfet 1.3 Elect Director Lisa A. Mgmt For For For Payne 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Ratify Auditors Mgmt For For For 4 Declassify the Board of Mgmt For For For Directors 5 Amend Omnibus Stock Plan Mgmt For For For ________________________________________________________________________________ MasTec, Inc. Ticker Security ID: Meeting Date Meeting Status MTZ ISIN US5763231090 05/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Robert Mgmt For For For J. Dwyer 1.2 Elect Director Frank E. Mgmt For For For Jaumot 1.3 Elect Director Jose S. Mgmt For For For Sorzano 2 Ratify Auditors Mgmt For For For 3 Approve Qualified Mgmt For For For Employee Stock Purchase Plan 4 Approve Omnibus Stock Mgmt For For For Plan ________________________________________________________________________________ MasterCard Incorporated Ticker Security ID: Meeting Date Meeting Status MA ISIN US57636Q1040 06/18/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Richard Mgmt For For For Haythornthwaite 1.2 Elect Director Ajay Mgmt For For For Banga 1.3 Elect Director Silvio Mgmt For For For Barzi 1.4 Elect Director David R. Mgmt For For For Carlucci 1.5 Elect Director Steven Mgmt For For For J. Freiberg 1.6 Elect Director Nancy J. Mgmt For For For Karch 1.7 Elect Director Marc Mgmt For For For Olivie 1.8 Elect Director Rima Mgmt For For For Qureshi 1.9 Elect Director Jose Mgmt For For For Octavio Reyes Lagunes 1.10 Elect Director Mark Mgmt For For For Schwartz 1.11 Elect Director Jackson Mgmt For For For P. Tai 1.12 Elect Director Edward Mgmt For For For Suning Tian 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Ratify Auditors Mgmt For For For ________________________________________________________________________________ Matson, Inc. Ticker Security ID: Meeting Date Meeting Status MATX ISIN US57686G1058 04/25/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director W. Blake Mgmt For For For Baird 1.2 Elect Director Michael Mgmt For For For J. Chun 1.3 Elect Director Matthew Mgmt For For For J. Cox 1.4 Elect Director Walter Mgmt For For For A. Dods, Jr. 1.5 Elect Director Thomas Mgmt For For For B. Fargo 1.6 Elect Director Mgmt For For For Constance H. Lau 1.7 Elect Director Jeffrey Mgmt For For For N. Watanabe 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Ratify Auditors Mgmt For For For ________________________________________________________________________________ Mattel, Inc. Ticker Security ID: Meeting Date Meeting Status MAT ISIN US5770811025 05/10/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Michael Mgmt For For For J. Dolan 1.2 Elect Director Trevor Mgmt For For For A. Edwards 1.3 Elect Director Frances Mgmt For For For D. Fergusson 1.4 Elect Director Dominic Mgmt For For For Ng 1.5 Elect Director Vasant Mgmt For For For M. Prabhu 1.6 Elect Director Andrea Mgmt For For For L. Rich 1.7 Elect Director Dean A. Mgmt For For For Scarborough 1.8 Elect Director Mgmt For For For Christopher A. Sinclair 1.9 Elect Director Bryan G. Mgmt For For For Stockton 1.10 Elect Director Dirk Van Mgmt For For For de Put 1.11 Elect DirectorKathy Mgmt For For For White Loyd 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Ratify Auditors Mgmt For For For 4 Require Independent ShrHldr Against Against For Board Chairman ________________________________________________________________________________ Maxim Integrated Products, Inc. Ticker Security ID: Meeting Date Meeting Status MXIM ISIN US57772K1016 11/14/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Tunc Mgmt For For For Doluca 1.2 Elect Director B. Mgmt For For For Kipling Hagopian 1.3 Elect Director James R. Mgmt For For For Bergman 1.4 Elect Director Joseph Mgmt For For For R. Bronson 1.5 Elect Director Robert Mgmt For For For E. Grady 1.6 Elect Director William Mgmt For For For D. Watkins 1.7 Elect Director A.R. Mgmt For For For Frank Wazzan 2 Ratify Auditors Mgmt For For For 3 Amend Qualified Mgmt For For For Employee Stock Purchase Plan 4 Amend Omnibus Stock Plan Mgmt For For For 5 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation ________________________________________________________________________________ MAXIMUS, Inc. Ticker Security ID: Meeting Date Meeting Status MMS ISIN US5779331041 03/20/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Paul R. Mgmt For For For Lederer 1.2 Elect Director Peter B. Mgmt For For For Pond 1.3 Elect Director James R. Mgmt For For For Thompson, Jr. 2 Increase Authorized Mgmt For For For Common Stock 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Ratify Auditors Mgmt For For For ________________________________________________________________________________ McDonald's Corporation Ticker Security ID: Meeting Date Meeting Status MCD ISIN US5801351017 05/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Walter Mgmt For For For E. Massey 1.2 Elect Director John W. Mgmt For For For Rogers, Jr. 1.3 Elect Director Roger W. Mgmt For For For Stone 1.4 Elect Director Miles D. Mgmt For For For White 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Ratify Auditors Mgmt For For For 4 Report on Pay Disparity ShrHldr Against Against For 5 Stock Retention/Holding ShrHldr Against For Against Period 6 Report on Human Rights ShrHldr Against For Against Risk Assessment Process 7 Report on Nutrition ShrHldr Against Against For Initiatives and Childhood Obesity Concerns ________________________________________________________________________________ McGraw Hill Financial Inc. Ticker Security ID: Meeting Date Meeting Status MHP ISIN US5806451093 05/01/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Pedro Mgmt For For For Aspe 1.2 Elect Director Winfried Mgmt For For For Bischoff 1.3 Elect Director William Mgmt For For For D. Green 1.4 Elect Director Charles Mgmt For For For E. Haldeman, Jr. 1.5 Elect Director Linda Mgmt For For For Koch Lorimer 1.6 Elect Director Harold Mgmt For For For McGraw, III 1.7 Elect Director Robert Mgmt For For For P. McGraw 1.8 Elect Director Hilda Mgmt For For For Ochoa-Brillembourg 1.9 Elect Director Michael Mgmt For For For Rake 1.10 Elect Director Edward Mgmt For For For B. Rust, Jr. 1.11 Elect Director Kurt L. Mgmt For For For Schmoke 1.12 Elect Director Sidney Mgmt For For For Taurel 1.13 Elect Director Richard Mgmt For For For E. Thornburgh 2 Change Company Name Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Ratify Auditors Mgmt For For For 5 Provide Right to Act by ShrHldr Against For Against Written Consent ________________________________________________________________________________ McKesson Corporation Ticker Security ID: Meeting Date Meeting Status MCK ISIN US58155Q1031 07/25/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Director Andy D. Mgmt For For For Bryant 2 Elect Director Wayne A. Mgmt For For For Budd 3 Elect Director John H. Mgmt For For For Hammergren 4 Elect Director Alton F. Mgmt For For For Irby, III 5 Elect Director M. Mgmt For For For Christine Jacobs 6 Elect Director Marie L. Mgmt For For For Knowles 7 Elect Director David M. Mgmt For For For Lawrence 8 Elect Director Edward Mgmt For For For A. Mueller 9 Elect Director Jane E. Mgmt For For For Shaw 10 Ratify Auditors Mgmt For For For 11 Advisory Vote to Ratify Mgmt For Against Against Named Executive Officers' Compensation 12 Provide Right to Act by ShrHldr Against For Against Written Consent 13 Require Independent ShrHldr Against For Against Board Chairman 14 Stock Retention ShrHldr Against For Against 15 Pro-rata Vesting of ShrHldr Against For Against Equity Awards ________________________________________________________________________________ Mead Johnson Nutrition Company Ticker Security ID: Meeting Date Meeting Status MJN ISIN US5828391061 04/30/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Steven Mgmt For For For M. Altschuler 1.2 Elect Director Howard Mgmt For For For B. Bernick 1.3 Elect Director Kimberly Mgmt For For For A. Casiano 1.4 Elect Director Anna C. Mgmt For For For Catalano 1.5 Elect Director Celeste Mgmt For For For A. Clark 1.6 Elect Director James M. Mgmt For For For Cornelius 1.7 Elect Director Stephen Mgmt For For For W. Golsby 1.8 Elect Director Peter Mgmt For For For Kasper Jakobsen 1.9 Elect Director Peter G. Mgmt For For For Ratcliffe 1.10 Elect Director Elliott Mgmt For For For Sigal 1.11 Elect Director Robert Mgmt For For For S. Singer 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Ratify Auditors Mgmt For For For ________________________________________________________________________________ Medidata Solutions, Inc. Ticker Security ID: Meeting Date Meeting Status MDSO ISIN US58471.11051 04/30/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Tarek A. Mgmt For For For Sherif 1.2 Elect Director Glen M. Mgmt For For For de Vries 1.3 Elect Director Carlos Mgmt For For For Dominguez 1.4 Elect Director Neil M. Mgmt For For For Kurtz 1.5 Elect Director George Mgmt For For For W. McCulloch 1.6 Elect Director Lee A. Mgmt For For For Shapiro 1.7 Elect Director Robert Mgmt For For For B. Taylor 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Amend Omnibus Stock Plan Mgmt For Against Against 4 Ratify Auditors Mgmt For For For ________________________________________________________________________________ Medtronic, Inc. Ticker Security ID: Meeting Date Meeting Status MDT ISIN US5850551061 08/23/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Richard Mgmt For For For H. Anderson 1.2 Elect Director Victor Mgmt For For For J. Dzau 1.3 Elect Director Omar Mgmt For For For Ishrak 1.4 Elect Director Shirley Mgmt For For For Ann Jackson 1.5 Elect Director Michael Mgmt For For For O. Leavitt 1.6 Elect Director James T. Mgmt For For For Lenehan 1.7 Elect Director Denise Mgmt For For For M. O'Leary 1.8 Elect Director Kendall Mgmt For For For J. Powell 1.9 Elect Director Robert Mgmt For For For C. Pozen 1.10 Elect Director Jack W. Mgmt For For For Schuler 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Adopt Majority Voting Mgmt For For For for Uncontested Election of Directors 5 Adopt Proxy Access Right ShrHldr Against Against For 6 Reduce Supermajority ShrHldr Against For Against Vote Requirement ________________________________________________________________________________ Merck & Co., Inc. Ticker Security ID: Meeting Date Meeting Status MRK ISIN US58933Y1055 05/28/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Leslie Mgmt For For For A. Brun 1.2 Elect Director Thomas Mgmt For For For R. Cech 1.3 Elect Director Kenneth Mgmt For For For C. Frazier 1.4 Elect Director Thomas Mgmt For For For H. Glocer 1.5 Elect Director William Mgmt For For For B. Harrison Jr. 1.6 Elect Director C. Mgmt For For For Robert Kidder 1.7 Elect Director Rochelle Mgmt For For For B. Lazarus 1.8 Elect Director Carlos Mgmt For For For E. Represas 1.9 Elect Director Patricia Mgmt For For For F. Russo 1.10 Elect Director Craig B. Mgmt For For For Thompson 1.11 Elect Director Wendell Mgmt For For For P. Weeks 1.12 Elect Director Peter C. Mgmt For For For Wendell 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Provide Right to Act by ShrHldr Against For Against Written Consent 5 Amend ShrHldr Against For Against Articles/Bylaws/Charter -- Call Special Meetings 6 Report on Charitable ShrHldr Against Against For and Political Contributions 7 Report on Lobbying ShrHldr Against Against For Activities ________________________________________________________________________________ MetLife, Inc. Ticker Security ID: Meeting Date Meeting Status MET ISIN US59156R1086 04/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director R. Glenn Mgmt For For For Hubbard 1.2 Elect Director Steven Mgmt For For For A. Kandarian 1.3 Elect Director John M. Mgmt For For For Keane 1.4 Elect Director Alfred Mgmt For For For F. Kelly, Jr. 1.5 Elect Director James M. Mgmt For For For Kilts 1.6 Elect Director Mgmt For For For Catherine R. Kinney 1.7 Elect Director Hugh B. Mgmt For For For Price 1.8 Elect Director Kenton Mgmt For For For J. Sicchitano 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation ________________________________________________________________________________ Mettler-Toledo International Inc. Ticker Security ID: Meeting Date Meeting Status MTD ISIN US5926881054 05/02/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Robert Mgmt For For For F. Spoerry 1.2 Elect Director Wah-Hui Mgmt For For For Chu 1.3 Elect Director Francis Mgmt For For For A. Contino 1.4 Elect Director Olivier Mgmt For For For A. Filliol 1.5 Elect Director Michael Mgmt For For For A. Kelly 1.6 Elect Director Martin Mgmt For For For D. Madaus 1.7 Elect Director Hans Mgmt For For For Ulrich Maerki 1.8 Elect Director George Mgmt For For For M. Milne, Jr. 1.9 Elect Director Thomas Mgmt For For For P. Salice 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Approve Omnibus Stock Mgmt For For For Plan ________________________________________________________________________________ MICROS Systems, Inc. Ticker Security ID: Meeting Date Meeting Status MCRS ISIN US5949011002 11/16/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Louis M. Mgmt For For For Brown, Jr. 1.2 Elect Director B. Gary Mgmt For For For Dando 1.3 Elect Director A.L. Mgmt For For For Giannopoulos 1.4 Elect Director F. Mgmt For For For Suzanne Jenniches 1.5 Elect Director John G. Mgmt For For For Puente 1.6 Elect Director Dwight Mgmt For For For S. Taylor 2 Ratify Auditors Mgmt For For For 3 Amend Stock Option Plan Mgmt For For For 4 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation ________________________________________________________________________________ Microsoft Corporation Ticker Security ID: Meeting Date Meeting Status MSFT ISIN US5949181045 11/28/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Director Steven Mgmt For For For A. Ballmer 2 Elect Director Dina Mgmt For For For Dublon 3 Elect Director William Mgmt For For For H. Gates, III 4 Elect Director Maria M. Mgmt For For For Klawe 5 Elect Director Stephen Mgmt For For For J. Luczo 6 Elect Director David F. Mgmt For For For Marquardt 7 Elect Director Charles Mgmt For For For H. Noski 8 Elect Director Helmut Mgmt For For For Panke 9 Elect Director John W. Mgmt For For For Thompson 10 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 11 Approve Qualified Mgmt For For For Employee Stock Purchase Plan 12 Ratify Auditors Mgmt For For For 13 Provide for Cumulative ShrHldr Against For Against Voting ________________________________________________________________________________ Mine Safety Appliances Company Ticker Security ID: Meeting Date Meeting Status MSA ISIN US6027201044 05/07/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Robert Mgmt For For For A. Bruggeworth 1.2 Elect Director Alvaro Mgmt For For For Garcia-Tunon 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation ________________________________________________________________________________ Mohawk Industries, Inc. Ticker Security ID: Meeting Date Meeting Status MHK ISIN US6081901042 05/08/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director John F. Mgmt For For For Fiedler 1.2 Elect Director W. Mgmt For For For Christopher Wellborn 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation ________________________________________________________________________________ Monsanto Company Ticker Security ID: Meeting Date Meeting Status MON ISIN US61166W1018 01/31/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director David L. Mgmt For For For Chicoine 1.2 Elect Director Arthur Mgmt For For For H. Harper 1.3 Elect Director Mgmt For For For Gwendolyn S. King 1.4 Elect Director Jon R. Mgmt For For For Moeller 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Declassify the Board of Mgmt For For For Directors 5 Report on Risk of ShrHldr Against Against For Genetically Engineered Products ________________________________________________________________________________ Moody's Corporation Ticker Security ID: Meeting Date Meeting Status MCO ISIN US6153691059 04/16/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Basil L. Mgmt For For For Anderson 1.2 Elect Director Darrell Mgmt For For For Duffie 1.3 Elect Director Raymond Mgmt For For For W. McDaniel, Jr. 2 Amend Omnibus Stock Plan Mgmt For For For 3 Amend Non-Employee Mgmt For For For Director Omnibus Stock Plan 4 Declassify the Board of Mgmt For For For Directors 5 Ratify Auditors Mgmt For For For 6 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation ________________________________________________________________________________ Morgan Stanley Ticker Security ID: Meeting Date Meeting Status MS ISIN US6174464486 05/14/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Erskine Mgmt For For For B. Bowles 1.2 Elect Director Howard Mgmt For For For J. Davies 1.3 Elect Director Thomas Mgmt For For For H. Glocer 1.4 Elect Director James P. Mgmt For For For Gorman 1.5 Elect Director Robert Mgmt For For For H. Herz 1.6 Elect Director C. Mgmt For For For Robert Kidder 1.7 Elect Director Klaus Mgmt For For For Kleinfeld 1.8 Elect Director Donald Mgmt For For For T. Nicolaisen 1.9 Elect Director Hutham Mgmt For For For S. Olayan 1.10 Elect Director James W. Mgmt For For For Owens 1.11 Elect Director O. Mgmt For For For Griffith Sexton 1.12 Elect Director Ryosuke Mgmt For For For Tamakoshi 1.13 Elect Director Masaaki Mgmt For For For Tanaka 1.14 Elect Director Laura D. Mgmt For For For Tyson 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Amend Omnibus Stock Plan Mgmt For Against Against 5 Amend Omnibus Stock Plan Mgmt For For For 6 Amend Executive Mgmt For For For Incentive Bonus Plan ________________________________________________________________________________ Morningstar, Inc. Ticker Security ID: Meeting Date Meeting Status MORN ISIN US6177001095 05/14/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Joe Mgmt For For For Mansueto 1.2 Elect Director Don Mgmt For For For Phillips 1.3 Elect Director Cheryl Mgmt For For For Francis 1.4 Elect Director Steve Mgmt For For For Kaplan 1.5 Elect Director Gail Mgmt For For For Landis 1.6 Elect Director Bill Mgmt For For For Lyons 1.7 Elect Director Jack Mgmt For For For Noonan 1.8 Elect Director Paul Mgmt For For For Sturm 1.9 Elect Director Hugh Mgmt For For For Zentmyer 2 Ratify Auditors Mgmt For For For ________________________________________________________________________________ Motorola Solutions, Inc. Ticker Security ID: Meeting Date Meeting Status MSI ISIN US6200763075 05/06/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Gregory Mgmt For For For Q. Brown 1.2 Elect Director William Mgmt For Against Against J. Bratton 1.3 Elect Director Kenneth Mgmt For Against Against C. Dahlberg 1.4 Elect Director David W. Mgmt For Against Against Dorman 1.5 Elect Director Michael Mgmt For For For V. Hayden 1.6 Elect Director Judy C. Mgmt For For For Lewent 1.7 Elect Director Anne R. Mgmt For For For Pramaggiore 1.8 Elect Director Samuel Mgmt For For For C. Scott, III 1.9 Elect Director Bradley Mgmt For For For E. Singer 1.10 Elect Director John A. Mgmt For For For White 2 Advisory Vote to Ratify Mgmt For Against Against Named Executive Officers' Compensation 3 Ratify Auditors Mgmt For For For 4 Encourage Suppliers to ShrHldr Against Against For Produce Sustainability Reports 5 Report on Political ShrHldr Against For Against Contributions ________________________________________________________________________________ MRC Global Inc. Ticker Security ID: Meeting Date Meeting Status MRC ISIN US55345K1034 05/08/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Andrew Mgmt For Abstain Against R. Lane 1.2 Elect Director Leonard Mgmt For For For M. Anthony 1.3 Elect Director Rhys J. Mgmt For Abstain Against Best 1.4 Elect Director Peter C. Mgmt For Abstain Against Boylan, III 1.5 Elect Director Henry Mgmt For Abstain Against Cornell 1.6 Elect Director Mgmt For Abstain Against Christopher A.S. Crampton 1.7 Elect Director John Mgmt For Abstain Against F.X. Daly 1.8 Elect Director Craig Mgmt For Abstain Against Ketchum 1.9 Elect Director Gerard Mgmt For Abstain Against P. Krans 1.10 Elect Director Cornelis Mgmt For For For A. Linse 1.11 Elect Director John A. Mgmt For For For Perkins 1.12 Elect Director H.B. Mgmt For Abstain Against Wehrle, III 2 Advisory Vote to Ratify Mgmt For Against Against Named Executive Officers' Compensation 3 Advisory Vote on Say on Mgmt 1 Year 1 Year For Pay Frequency 4 Ratify Auditors Mgmt For For For ________________________________________________________________________________ Mueller Industries, Inc. Ticker Security ID: Meeting Date Meeting Status MLI ISIN US6247561029 05/02/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Gregory Mgmt For For For L. Christopher 1.2 Elect Director Paul J. Mgmt For For For Flaherty 1.3 Elect Director Gennaro Mgmt For For For J. Fulvio 1.4 Elect Director Gary S. Mgmt For For For Gladstein 1.5 Elect Director Scott J. Mgmt For For For Goldman 1.6 Elect Director Terry Mgmt For For For Hermanson 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation ________________________________________________________________________________ Mylan Inc. Ticker Security ID: Meeting Date Meeting Status MYL ISIN US6285301072 05/24/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Heather Mgmt For For For Bresch 1.2 Elect Director Wendy Mgmt For For For Cameron 1.3 Elect Director Robert Mgmt For For For J. Cindrich 1.4 Elect Director Robert Mgmt For For For J. Coury 1.5 Elect Director Neil Mgmt For For For Dimick 1.6 Elect Director Melina Mgmt For For For Higgins 1.7 Elect Director Douglas Mgmt For For For J. Leech 1.8 Elect Director Rajiv Mgmt For For For Malik 1.9 Elect Director Joseph Mgmt For For For C. Maroon 1.10 Elect Director Mark W. Mgmt For For For Parrish 1.11 Elect Director Rodney Mgmt For For For L. Piatt 1.12 Elect Director C.B. Todd Mgmt For For For 1.13 Elect Director Randall Mgmt For For For L. (Pete) Vanderveen 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For Against Against Named Executive Officers' Compensation 4 Require Independent ShrHldr Against For Against Board Chairman ________________________________________________________________________________ Myriad Genetics, Inc. Ticker Security ID: Meeting Date Meeting Status MYGN ISIN US62855J1043 12/05/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director John T. Mgmt For For For Henderson 1.2 Elect Director S. Mgmt For For For Louise Phanstiel 2 Amend Omnibus Stock Plan Mgmt For For For 3 Approve Qualified Mgmt For For For Employee Stock Purchase Plan 4 Approve Executive Mgmt For For For Incentive Bonus Plan 5 Ratify Auditors Mgmt For For For 6 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation ________________________________________________________________________________ National Instruments Corporation Ticker Security ID: Meeting Date Meeting Status NATI ISIN US6365181022 05/14/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director James J. Mgmt For For For Truchard 1.2 Elect Director John M. Mgmt For For For Berra 2 Increase Authorized Mgmt For For For Common Stock 3 Ratify Auditors Mgmt For For For 4 Other Business Mgmt For Against Against ________________________________________________________________________________ Navistar International Corporation Ticker Security ID: Meeting Date Meeting Status NAV ISIN US63934E1082 02/19/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director John C. Mgmt For For For Pope 1.2 Elect Director Vincent Mgmt For For For J. Intrieri 1.3 Elect Director Michael Mgmt For For For N. Hammes 1.4 Elect Director Mark H. Mgmt For For For Rachesky 1.5 Elect Director Samuel Mgmt For For For J. Merksamer 1.6 Elect Director Stanley Mgmt For For For A. McChrystal 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For Against Against Named Executive Officers' Compensation 4 Approve Omnibus Stock Mgmt For For For Plan ________________________________________________________________________________ NeuStar, Inc. Ticker Security ID: Meeting Date Meeting Status NSR ISIN US64126X2018 06/18/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director C. C. Mgmt For For For Chang 1.2 Elect Director Lisa A. Mgmt For For For Hook 1.3 Elect Director Hellene Mgmt For For For S. Runtagh 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation ________________________________________________________________________________ NEWELL RUBBERMAID INC. Ticker Security ID: Meeting Date Meeting Status NWL ISIN US6512291062 05/07/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Scott S. Mgmt For For For Cowen 1.2 Elect Director Cynthia Mgmt For For For A. Montgomery 1.3 Elect Director Jose Mgmt For For For Ignacio Perez-lizaur 1.4 Elect Director Michael Mgmt For For For B. Polk 1.5 Elect Director Michael Mgmt For For For A. Todman 2 Ratify Auditors Mgmt For For For 3 Approve Omnibus Stock Mgmt For For For Plan 4 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation ________________________________________________________________________________ News Corporation Ticker Security ID: Meeting Date Meeting Status NWS ISIN US65248E1047 06/11/2013 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Amend Certificate of Mgmt For For For Incorporation Clarifying the Ability to Make Distributions in Comparable Securities in Connection with Separation Transactions 2 Amend Certificate of Mgmt For For For Incorporation Allowing for Certain Distributions on Subsidiary-owned Shares and the Creation of Additional Subsidiary-owned Shares ________________________________________________________________________________ NIC Inc. Ticker Security ID: Meeting Date Meeting Status EGOV ISIN US62914B1008 05/07/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Harry H. Mgmt For For For Herington 1.2 Elect Director Art N. Mgmt For For For Burtscher 1.3 Elect Director Daniel Mgmt For For For J. Evans 1.4 Elect Director Karen S. Mgmt For For For Evans 1.5 Elect Director Ross C. Mgmt For Withhold Against Hartley 1.6 Elect Director C. Brad Mgmt For For For Henry 1.7 Elect Director Mgmt For For For Alexander C. Kemper 1.8 Elect Director William Mgmt For For For M. Lyons 1.9 Elect Director Pete Mgmt For For For Wilson 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Ratify Auditors Mgmt For For For ________________________________________________________________________________ NIKE, Inc. Ticker Security ID: Meeting Date Meeting Status NKE ISIN US6541061031 09/20/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Alan B. Mgmt For For For Graf, Jr. 1.2 Elect Director John C. Mgmt For For For Lechleiter 1.3 Elect Director Phyllis Mgmt For For For M. Wise 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Increase Authorized Mgmt For For For Common Stock 4 Amend Executive Mgmt For For For Incentive Bonus Plan 5 Ratify Auditors Mgmt For For For 6 Report on Political ShrHldr Against For Against Contributions ________________________________________________________________________________ Noble Energy, Inc. Ticker Security ID: Meeting Date Meeting Status NBL ISIN US6550441058 04/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Jeffrey Mgmt For For For L. Berenson 1.2 Elect Director Michael Mgmt For For For A. Cawley 1.3 Elect Director Edward Mgmt For For For F. Cox 1.4 Elect Director Charles Mgmt For For For D. Davidson 1.5 Elect Director Thomas Mgmt For For For J. Edelman 1.6 Elect Director Eric P. Mgmt For For For Grubman 1.7 Elect Director Kirby L. Mgmt For For For Hedrick 1.8 Elect Director Scott D. Mgmt For For For Urban 1.9 Elect Director William Mgmt For For For T. Van Kleef 1.10 Elect Director Molly K. Mgmt For For For Williamson 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Amend Omnibus Stock Plan Mgmt For For For 5 Adopt the Jurisdiction Mgmt For Against Against of Incorporation as the Exclusive Forum for Certain Disputes 6 Amend Bylaws to Change Mgmt For For For Certain Provisions ________________________________________________________________________________ Nordson Corporation Ticker Security ID: Meeting Date Meeting Status NDSN ISIN US6556631025 02/26/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Lee C. Mgmt For For For Banks 1.2 Elect Director Randolph Mgmt For For For W. Carson 1.3 Elect Director Michael Mgmt For For For F. Hilton 1.4 Elect Director Victor Mgmt For For For L. Richey, Jr. 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Approve Omnibus Stock Mgmt For For For Plan ________________________________________________________________________________ Nordstrom, Inc. Ticker Security ID: Meeting Date Meeting Status JWN ISIN US6556641008 05/14/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Phyllis Mgmt For For For J. Campbell 1.2 Elect Director Michelle Mgmt For For For M. Ebanks 1.3 Elect Director Enrique Mgmt For For For Hernandez, Jr. 1.4 Elect Director Robert Mgmt For For For G. Miller 1.5 Elect Director Blake W. Mgmt For For For Nordstrom 1.6 Elect Director Erik B. Mgmt For For For Nordstrom 1.7 Elect Director Peter E. Mgmt For For For Nordstrom 1.8 Elect Director Philip Mgmt For For For G. Satre 1.9 Elect Director B. Kevin Mgmt For For For Turner 1.10 Elect Director Robert Mgmt For For For D. Walter 1.11 Elect Director Alison Mgmt For For For A. Winter 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Amend Omnibus Stock Plan Mgmt For For For ________________________________________________________________________________ Nortek, Inc. Ticker Security ID: Meeting Date Meeting Status NTK ISIN US6565593091 05/09/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director John T. Mgmt For For For Coleman 1.2 Elect Director Thomas Mgmt For For For A. Keenan 1.3 Elect Director J. David Mgmt For For For Smith 2 Ratify Auditors Mgmt For For For ________________________________________________________________________________ Northern Trust Corporation Ticker Security ID: Meeting Date Meeting Status NTRS ISIN US6658591044 04/16/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Linda Mgmt For For For Walker Bynoe 1.2 Elect Director Nicholas Mgmt For Withhold Against D. Chabraja 1.3 Elect Director Susan Mgmt For For For Crown 1.4 Elect Director Dipak C. Mgmt For For For Jain 1.5 Elect Director Robert Mgmt For For For W. Lane 1.6 Elect Director Edward Mgmt For For For J. Mooney 1.7 Elect Director Jose Mgmt For For For Luis Prado 1.8 Elect Director John W. Mgmt For For For Rowe 1.9 Elect Director Martin Mgmt For For For P. Slark 1.10 Elect Director David H. Mgmt For For For B. Smith, Jr. 1.11 Elect Director Charles Mgmt For For For A. Tribbett, III 1.12 Elect Director Mgmt For For For Frederick H. Waddell 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Ratify Auditors Mgmt For For For 4 Report on Political ShrHldr Against For Against Contributions and Lobbying Expenditures ________________________________________________________________________________ Northrop Grumman Corporation Ticker Security ID: Meeting Date Meeting Status NOC ISIN US6668071029 05/15/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Wesley Mgmt For For For G. Bush 1.2 Elect Director Victor Mgmt For For For H. Fazio 1.3 Elect Director Donald Mgmt For For For E. Felsinger 1.4 Elect Director Stephen Mgmt For For For E. Frank 1.5 Elect Director Bruce S. Mgmt For For For Gordon 1.6 Elect Director Mgmt For For For Madeleine A. Kleiner 1.7 Elect Director Karl J. Mgmt For For For Krapek 1.8 Elect Director Richard Mgmt For For For B. Myers 1.9 Elect Director Aulana Mgmt For For For L. Peters 1.10 Elect Director Gary Mgmt For For For Roughead 1.11 Elect Director Thomas Mgmt For For For M. Schoewe 1.12 Elect Director Kevin W. Mgmt For For For Sharer 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Ratify Auditors Mgmt For For For 4 Report on Lobbying ShrHldr Against Against For Payments and Policy 5 Require Independent ShrHldr Against Against For Board Chairman ________________________________________________________________________________ NRG Energy, Inc. Ticker Security ID: Meeting Date Meeting Status NRG ISIN US6293775085 11/09/2012 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Issue Shares in Mgmt For For For Connection with Acquisition 2 Fix Number of Directors Mgmt For For For at Sixteen 3 Adjourn Meeting Mgmt For For For ________________________________________________________________________________ NVIDIA Corporation Ticker Security ID: Meeting Date Meeting Status NVDA ISIN US67066G1040 05/15/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Tench Mgmt For For For Coxe 1.2 Elect Director James C. Mgmt For For For Gaither 1.3 Elect Director Jen-Hsun Mgmt For For For Huang 1.4 Elect Director Mark L. Mgmt For For For Perry 1.5 Elect Director A. Mgmt For For For Brooke Seawell 1.6 Elect Director Mark A. Mgmt For For For Stevens 2 Amend Omnibus Stock Plan Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Ratify Auditors Mgmt For For For ________________________________________________________________________________ NVR, Inc. Ticker Security ID: Meeting Date Meeting Status NVR ISIN US62944T1051 05/07/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director C.E. Mgmt For For For Andrews 1.2 Elect Director Robert Mgmt For For For C. Butler 1.3 Elect Director Timothy Mgmt For For For M. Donahue 1.4 Elect Director Thomas Mgmt For For For D. Eckert 1.5 Elect Director Alfred Mgmt For For For E. Festa 1.6 Elect Director Ed Grier Mgmt For For For 1.7 Elect Director Manual Mgmt For For For H. Johnson 1.8 Elect Director Mel Mgmt For For For Martinez 1.9 Elect Director William Mgmt For For For A. Moran 1.10 Elect Director David A. Mgmt For For For Preiser 1.11 Elect Director W. Grady Mgmt For For For Rosier 1.12 Elect Director Dwight Mgmt For For For C. Schar 1.13 Elect Director Paul W. Mgmt For For For Whetsell 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation ________________________________________________________________________________ O'Reilly Automotive, Inc. Ticker Security ID: Meeting Date Meeting Status ORLY ISIN US67103H1077 05/07/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Larry Mgmt For For For O'Reilly 1.2 Elect Director Rosalie Mgmt For For For O'Reilly-Wooten 1.3 Elect Director Thomas Mgmt For For For T. Hendrickson 2 Declassify the Board of Mgmt For For For Directors 3 Provide Right to Call Mgmt For For For Special Meeting 4 Amend Articles of Mgmt For For For Incorporation to Eliminate Unnecessary and Outdated Provisions and to Make Minor Revisions to Conform to Current State Laws and Clarify 5 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 6 Ratify Auditors Mgmt For For For ________________________________________________________________________________ Oceaneering International, Inc. Ticker Security ID: Meeting Date Meeting Status OII ISIN US6752321025 04/26/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Paul B. Mgmt For For For Murphy, Jr. 1.2 Elect Director Harris Mgmt For For For J. Pappas 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Ratify Auditors Mgmt For For For ________________________________________________________________________________ Ocwen Financial Corporation Ticker Security ID: Meeting Date Meeting Status OCN ISIN US6757463095 05/08/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director William Mgmt For For For C. Erbey 1.2 Elect Director Ronald Mgmt For For For M. Faris 1.3 Elect Director Ronald Mgmt For For For J. Korn 1.4 Elect Director William Mgmt For For For H. Lacy 1.5 Elect Director Wilbur Mgmt For Withhold Against L. Ross, Jr. 1.6 Elect Director Robert Mgmt For For For A. Salcetti 1.7 Elect Director Barry N. Mgmt For For For Wish 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation ________________________________________________________________________________ OGE Energy Corp. Ticker Security ID: Meeting Date Meeting Status OGE ISIN US6708371033 05/16/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director James H. Mgmt For For For Brandi 1.2 Elect Director Wayne H. Mgmt For For For Brunetti 1.3 Elect Director Luke R. Mgmt For For For Corbett 1.4 Elect Director Peter B. Mgmt For For For Delaney 1.5 Elect Director John D. Mgmt For For For Groendyke 1.6 Elect Director Kirk Mgmt For For For Humphreys 1.7 Elect Director Robert Mgmt For For For Kelley 1.8 Elect Director Robert Mgmt For For For O. Lorenz 1.9 Elect Director Judy R. Mgmt For For For McReynolds 1.10 Elect Director Leroy C. Mgmt For For For Richie 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Reduce Supermajority Mgmt For For For Vote Requirement 5 Approve Omnibus Stock Mgmt For For For Plan 6 Approve Executive Mgmt For For For Incentive Bonus Plan 7 Increase Authorized Mgmt For For For Common Stock 8 Reincorporate in ShrHldr Against Against For Another State [Delaware] ________________________________________________________________________________ Old Republic International Corporation Ticker Security ID: Meeting Date Meeting Status ORI ISIN US6802231042 05/24/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Jimmy A. Mgmt For For For Dew 1.2 Elect Director John M. Mgmt For For For Dixon 1.3 Elect Director Dennis Mgmt For For For P. Van Mieghem 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation ________________________________________________________________________________ Omnicom Group Inc. Ticker Security ID: Meeting Date Meeting Status OMC ISIN US6819191064 05/21/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director John D. Mgmt For For For Wren 1.2 Elect Director Bruce Mgmt For For For Crawford 1.3 Elect Director Alan R. Mgmt For For For Batkin 1.4 Elect Director Mary C. Mgmt For For For Choksi 1.5 Elect Director Robert Mgmt For For For Charles Clark 1.6 Elect Director Leonard Mgmt For For For S. Coleman, Jr. 1.7 Elect Director Errol M. Mgmt For For For Cook 1.8 Elect Director Susan S. Mgmt For For For Denison 1.9 Elect Director Michael Mgmt For For For A. Henning 1.10 Elect Director John R. Mgmt For For For Murphy 1.11 Elect Director John R. Mgmt For For For Purcell 1.12 Elect Director Linda Mgmt For For For Johnson Rice 1.13 Elect Director Gary L. Mgmt For For For Roubos 2 Ratify Auditors Mgmt For For For 3 Approve Omnibus Stock Mgmt For For For Plan 4 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 5 Prepare Employment ShrHldr Against For Against Diversity Report 6 Stock Retention ShrHldr Against For Against ________________________________________________________________________________ Oracle Corporation Ticker Security ID: Meeting Date Meeting Status ORCL ISIN US68389X1054 11/07/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Jeffrey Mgmt For For For S. Berg 1.2 Elect Director H. Mgmt For For For Raymond Bingham 1.3 Elect Director Michael Mgmt For For For J. Boskin 1.4 Elect Director Safra A. Mgmt For For For Catz 1.5 Elect Director Bruce R. Mgmt For Withhold Against Chizen 1.6 Elect Director George Mgmt For Withhold Against H. Conrades 1.7 Elect Director Lawrence Mgmt For For For J. Ellison 1.8 Elect Director Hector Mgmt For For For Garcia-Molina 1.9 Elect Director Jeffrey Mgmt For For For O. Henley 1.10 Elect Director Mark V. Mgmt For For For Hurd 1.11 Elect Director Donald Mgmt For For For L. Lucas 1.12 Elect Director Naomi O. Mgmt For Withhold Against Seligman 2 Advisory Vote to Ratify Mgmt For Against Against Named Executive Officers' Compensation 3 Amend Non-Employee Mgmt For For For Director Stock Option Plan 4 Ratify Auditors Mgmt For For For 5 Adopt Multiple ShrHldr Against For Against Performance Metrics Under Executive Incentive Plans 6 Require Independent ShrHldr Against For Against Board Chairman 7 Adopt Retention Ratio ShrHldr Against For Against for Executives/Directors 8 Pro-rata Vesting of ShrHldr Against For Against Equity Awards ________________________________________________________________________________ OSI Systems, Inc. Ticker Security ID: Meeting Date Meeting Status OSIS ISIN US6710441055 12/12/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Deepak Mgmt For For For Chopra 1.2 Elect Director Ajay Mgmt For For For Mehra 1.3 Elect Director Steven Mgmt For For For C. Good 1.4 Elect Director Meyer Mgmt For For For Luskin 1.5 Elect Director David T. Mgmt For For For Feinberg 1.6 Elect Director William Mgmt For For For F. Ballhaus 2 Approve Omnibus Stock Mgmt For For For Plan 3 Ratify Auditors Mgmt For For For 4 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation ________________________________________________________________________________ Packaging Corporation of America Ticker Security ID: Meeting Date Meeting Status PKG ISIN US6951561090 05/01/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Cheryl Mgmt For For For K. Beebe 1.2 Elect Director Hasan Mgmt For For For Jameel 1.3 Elect Director Mark W. Mgmt For For For Kowlzan 1.4 Elect Director Robert Mgmt For For For C. Lyons 1.5 Elect Director Samuel Mgmt For For For M. Mencoff 1.6 Elect Director Roger B. Mgmt For For For Porter 1.7 Elect Director Thomas Mgmt For For For S. Souleles 1.8 Elect Director Paul T. Mgmt For For For Stecko 1.9 Elect Director James D. Mgmt For For For Woodrum 2 Amend Omnibus Stock Plan Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Ratify Auditors Mgmt For For For ________________________________________________________________________________ Pall Corporation Ticker Security ID: Meeting Date Meeting Status PLL ISIN US6964293079 12/12/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Amy E. Mgmt For For For Alving 1.2 Elect Director Robert Mgmt For For For B. Coutts 1.3 Elect Director Mark E. Mgmt For For For Goldstein 1.4 Elect Director Cheryl Mgmt For For For W. Grise 1.5 Elect Director Ronald Mgmt For For For L. Hoffman 1.6 Elect Director Lawrence Mgmt For For For D. Kingsley 1.7 Elect Director Dennis Mgmt For For For N. Longstreet 1.8 Elect Director B. Craig Mgmt For For For Owens 1.9 Elect Director Mgmt For For For Katharine L. Plourde 1.10 Elect Director Edward Mgmt For For For Travaglianti 1.11 Elect Director Bret W. Mgmt For For For Wise 2 Ratify Auditors Mgmt For For For 3 Amend Bylaws Mgmt For For For 4 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation ________________________________________________________________________________ Panera Bread Company Ticker Security ID: Meeting Date Meeting Status PNRA ISIN US69840W1080 05/22/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Larry J. Mgmt For For For Franklin 1.2 Elect Director Diane Mgmt For For For Hessan 1.3 Elect Director William Mgmt For For For W. Moreton 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Ratify Auditors Mgmt For For For ________________________________________________________________________________ Papa John's International, Inc. Ticker Security ID: Meeting Date Meeting Status PZZA ISIN US6988131024 05/01/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Norborne Mgmt For For For P. Cole, Jr. 1.2 Elect Director Mgmt For For For Christopher L. Coleman 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Adopt Policy to Require ShrHldr Against Against For Suppliers to Eliminate Cattle Dehorning ________________________________________________________________________________ Parker-Hannifin Corporation Ticker Security ID: Meeting Date Meeting Status PH ISIN US7010941042 10/24/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Robert Mgmt For For For G. Bohn 1.2 Elect Director Linda S. Mgmt For For For Harty 1.3 Elect Director William Mgmt For For For E. Kassling 1.4 Elect Director Robert Mgmt For For For J. Kohlhepp 1.5 Elect Director Mgmt For For For Klaus-Peter Muller 1.6 Elect Director Candy M. Mgmt For For For Obourn 1.7 Elect Director Joseph Mgmt For For For M. Scaminace 1.8 Elect Director Wolfgang Mgmt For For For R. Schmitt 1.9 Elect Director Ake Mgmt For For For Svensson 1.10 Elect Director James L. Mgmt For For For Wainscott 1.11 Elect Director Donald Mgmt For For For E. Washkewicz 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Amend Omnibus Stock Plan Mgmt For For For 5 Require Independent ShrHldr Against Against For Board Chairman ________________________________________________________________________________ PartnerRe Ltd. Ticker Security ID: Meeting Date Meeting Status PRE ISIN BMG6852T1053 05/17/2013 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Mgmt For For For Jean-Paul L. Montupet 1.2 Elect Director Lucio Mgmt For For For Stanca 2 Ratify Deloitte & Mgmt For For For Touche Ltd. as Auditors 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation ________________________________________________________________________________ Patterson Companies, Inc. Ticker Security ID: Meeting Date Meeting Status PDCO ISIN US7033951036 09/10/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Scott P. Mgmt For For For Anderson 1.2 Elect Director Ellen A. Mgmt For For For Rudnick 1.3 Elect Director Harold Mgmt For For For C. Slavkin 1.4 Elect Director James W. Mgmt For For For Wiltz 1.5 Elect Director Jody H. Mgmt For For For Feragen 2 Declassify the Board of Mgmt For For For Directors 3 Amend Omnibus Stock Plan Mgmt For For For 4 Amend Qualified Mgmt For For For Employee Stock Purchase Plan 5 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 6 Ratify Auditors Mgmt For For For 7 Restore or Provide for ShrHldr Against For Against Cumulative Voting ________________________________________________________________________________ Paychex, Inc. Ticker Security ID: Meeting Date Meeting Status PAYX ISIN US7043261079 10/23/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director B. Mgmt For For For Thomas Golisano 1.2 Elect Director Joseph Mgmt For For For G. Doody 1.3 Elect Director David J. Mgmt For For For S. Flaschen 1.4 Elect Director Phillip Mgmt For For For Horsley 1.5 Elect Director Grant M. Mgmt For For For Inman 1.6 Elect Director Pamela Mgmt For For For A. Joseph 1.7 Elect Director Martin Mgmt For For For Mucci 1.8 Elect Director Joseph Mgmt For For For M. Tucci 1.9 Elect Director Joseph Mgmt For For For M. Velli 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Ratify Auditors Mgmt For For For ________________________________________________________________________________ PepsiCo, Inc. Ticker Security ID: Meeting Date Meeting Status PEP ISIN US7134481081 05/01/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Shona L. Mgmt For For For Brown 1.2 Elect Director George Mgmt For For For W. Buckley 1.3 Elect Director Ian M. Mgmt For For For Cook 1.4 Elect Director Dina Mgmt For For For Dublon 1.5 Elect Director Victor Mgmt For For For J. Dzau 1.6 Elect Director Ray L. Mgmt For For For Hunt 1.7 Elect Director Alberto Mgmt For For For Ibarguen 1.8 Elect Director Indra K. Mgmt For For For Nooyi 1.9 Elect Director Sharon Mgmt For For For Percy Rockefeller 1.10 Elect Director James J. Mgmt For For For Schiro 1.11 Elect Director Lloyd G. Mgmt For For For Trotter 1.12 Elect Director Daniel Mgmt For For For Vasella 1.13 Elect Director Alberto Mgmt For For For Weisser 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation ________________________________________________________________________________ PetSmart, Inc. Ticker Security ID: Meeting Date Meeting Status PETM ISIN US7167681060 06/14/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Angel Mgmt For For For Cabrera 1.2 Elect Director Rita V. Mgmt For For For Foley 1.3 Elect Director Rakesh Mgmt For For For Gangwal 1.4 Elect Director Joseph Mgmt For For For S. Hardin, Jr. 1.5 Elect Director Gregory Mgmt For For For P. Josefowicz 1.6 Elect Director Richard Mgmt For For For K. Lochridge 1.7 Elect Director Robert Mgmt For For For F. Moran 1.8 Elect Director Barbara Mgmt For For For Munder 1.9 Elect Director Thomas Mgmt For For For G. Stemberg 2 Ratify Auditors Mgmt For For For 3 Amend Executive Mgmt For For For Incentive Bonus Plan 4 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation ________________________________________________________________________________ Pfizer Inc. Ticker Security ID: Meeting Date Meeting Status PFE ISIN US7170811035 04/25/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Dennis Mgmt For For For A. Ausiello 1.2 Elect Director M. Mgmt For For For Anthony Burns 1.3 Elect Director W. Don Mgmt For For For Cornwell 1.4 Elect Director Frances Mgmt For For For D. Fergusson 1.5 Elect Director William Mgmt For For For H. Gray, III 1.6 Elect Director Helen H. Mgmt For For For Hobbs 1.7 Elect Director Mgmt For For For Constance J. Horner 1.8 Elect Director James M. Mgmt For For For Kilts 1.9 Elect Director George Mgmt For For For A. Lorch 1.10 Elect Director Suzanne Mgmt For For For Nora Johnson 1.11 Elect Director Ian C. Mgmt For For For Read 1.12 Elect Director Stephen Mgmt For For For W. Sanger 1.13 Elect Director Marc Mgmt For For For Tessier-Lavigne 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Stock Retention/Holding ShrHldr Against For Against Period 5 Provide Right to Act by ShrHldr Against For Against Written Consent ________________________________________________________________________________ Pharmacyclics, Inc. Ticker Security ID: Meeting Date Meeting Status PCYC ISIN US7169331060 05/09/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Robert Mgmt For For For F. Booth 1.2 Elect Director Kenneth Mgmt For For For A. Clark 1.3 Elect Director Robert Mgmt For For For W. Duggan 1.4 Elect Director Eric H. Mgmt For For For Halvorson 1.5 Elect Director Minesh Mgmt For For For P. Mehta 1.6 Elect Director David D. Mgmt For For For Smith 1.7 Elect Director Richard Mgmt For For For A. van den Broek 2 Amend Qualified Mgmt For For For Employee Stock Purchase Plan 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Ratify Auditors Mgmt For For For ________________________________________________________________________________ Philip Morris International Inc. Ticker Security ID: Meeting Date Meeting Status PM ISIN US7181721090 05/08/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Harold Mgmt For For For Brown 1.2 Elect Director Mathis Mgmt For For For Cabiallavetta 1.3 Elect Director Andre Mgmt For For For Calantzopoulos 1.4 Elect Director Louis C. Mgmt For For For Camilleri 1.5 Elect Director J. Mgmt For For For Dudley Fishburn 1.6 Elect Director Jennifer Mgmt For For For Li 1.7 Elect Director Graham Mgmt For For For Mackay 1.8 Elect Director Sergio Mgmt For For For Marchionne 1.9 Elect Director Kalpana Mgmt For For For Morparia 1.10 Elect DirectorLucio A. Mgmt For For For Noto 1.11 Elect Director Robert Mgmt For For For B. Polet 1.12 Elect Director Carlos Mgmt For For For Slim Helu 1.13 Elect Director Stephen Mgmt For For For M. Wolf 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation ________________________________________________________________________________ Phillips 66 Ticker Security ID: Meeting Date Meeting Status PSX ISIN US7185461040 05/08/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Greg C. Mgmt For For For Garland 1.2 Elect Director John E. Mgmt For For For Lowe 2 Ratify Auditors Mgmt For For For 3 Approve Omnibus Stock Mgmt For For For Plan 4 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 5 Advisory Vote on Say on Mgmt 1 Year 1 Year For Pay Frequency ________________________________________________________________________________ Pinnacle West Capital Corporation Ticker Security ID: Meeting Date Meeting Status PNW ISIN US7234841010 05/15/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Edward Mgmt For For For N. Basha, Jr. 1.2 Elect Director Donald Mgmt For For For E. Brandt 1.3 Elect Director Susan Mgmt For For For Clark-Johnson 1.4 Elect Director Denis A. Mgmt For For For Cortese 1.5 Elect Director Michael Mgmt For For For L. Gallagher 1.6 Elect Director Roy A. Mgmt For For For Herberger, Jr. 1.7 Elect Director Dale E. Mgmt For For For Klein 1.8 Elect Director Humberto Mgmt For For For S. Lopez 1.9 Elect Director Kathryn Mgmt For For For L. Munro 1.10 Elect Director Bruce J. Mgmt For For For Nordstrom 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Ratify Auditors Mgmt For For For ________________________________________________________________________________ Pioneer Natural Resources Company Ticker Security ID: Meeting Date Meeting Status PXD ISIN US7237871071 05/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Timothy Mgmt For For For L. Dove 1.2 Elect Director Charles Mgmt For For For E. Ramsey, Jr. 1.3 Elect Director Frank A. Mgmt For For For Risch 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Report on Management of ShrHldr Against For Against Hydraulic Fracturing Risks and Opportunities ________________________________________________________________________________ Plantronics, Inc. Ticker Security ID: Meeting Date Meeting Status PLT ISIN US7274931085 08/10/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Marv Tseu Mgmt For For For 1.2 Elect Director Ken Mgmt For For For Kannappan 1.3 Elect Director Brian Mgmt For For For Dexheimer 1.4 Elect Director Robert Mgmt For For For Hagerty 1.5 Elect Director Gregg Mgmt For For For Hammann 1.6 Elect Director John Hart Mgmt For For For 1.7 Elect Director Marshall Mgmt For For For Mohr 2 Amend Omnibus Stock Plan Mgmt For For For 3 Amend Qualified Mgmt For For For Employee Stock Purchase Plan 4 Ratify Auditors Mgmt For For For 5 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation ________________________________________________________________________________ Plum Creek Timber Company, Inc. Ticker Security ID: Meeting Date Meeting Status PCL ISIN US7292511083 05/07/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Rick R. Mgmt For For For Holley 1.2 Elect Director Robin Mgmt For For For Josephs 1.3 Elect Director John G. Mgmt For For For McDonald 1.4 Elect Director Robert Mgmt For For For B. McLeod 1.5 Elect Director John F. Mgmt For For For Morgan Sr. 1.6 Elect Director Marc F. Mgmt For For For Racicot 1.7 Elect Director Lawrence Mgmt For For For A. Selzer 1.8 Elect Director Stephen Mgmt For For For C. Tobias 1.9 Elect Director Martin Mgmt For For For A. White 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Ratify Auditors Mgmt For For For ________________________________________________________________________________ Polaris Industries Inc. Ticker Security ID: Meeting Date Meeting Status PII ISIN US7310681025 04/25/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Brian C. Mgmt For For For Cornell 1.2 Elect Director Bernd F. Mgmt For For For Kessler 1.3 Elect Director Scott W. Mgmt For For For Wine 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation ________________________________________________________________________________ Pool Corporation Ticker Security ID: Meeting Date Meeting Status POOL ISIN US73278L1052 05/01/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Wilson Mgmt For For For B. Sexton 1.2 Elect Director Andrew Mgmt For For For W. Code 1.3 Elect Director James J. Mgmt For For For Gaffney 1.4 Elect Director George Mgmt For For For T. Haymaker, Jr. 1.5 Elect Director Manuel Mgmt For For For J. Perez de la Mesa 1.6 Elect Director Harlan Mgmt For For For F. Seymour 1.7 Elect Director Robert Mgmt For For For C. Sledd 1.8 Elect Director John E. Mgmt For For For Stokely 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Approve Executive Mgmt For For For Incentive Bonus Plan ________________________________________________________________________________ Portfolio Recovery Associates, Inc. Ticker Security ID: Meeting Date Meeting Status PRAA ISIN US73640Q1058 05/30/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director John H. Mgmt For For For Fain 1.2 Elect Director David N. Mgmt For For For Roberts 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Ratify Auditors Mgmt For For For 4 Approve Omnibus Stock Mgmt For For For Plan 5 Approve Executive Mgmt For For For Incentive Bonus Plan ________________________________________________________________________________ PPG Industries, Inc. Ticker Security ID: Meeting Date Meeting Status PPG ISIN US6935061076 04/18/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director James G. Mgmt For For For Berges 1.2 Elect Director John V. Mgmt For For For Faraci 1.3 Elect Director Victoria Mgmt For For For F. Haynes 1.4 Elect Director Martin Mgmt For For For H. Richenhagen 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Declassify the Board of Mgmt For For For Directors 4 Ratify Auditors Mgmt For For For 5 Reduce Supermajority ShrHldr Against For Against Vote Requirement ________________________________________________________________________________ Praxair, Inc. Ticker Security ID: Meeting Date Meeting Status PX ISIN US74005P1049 04/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Stephen Mgmt For For For F. Angel 1.2 Elect Director Oscar Mgmt For For For Bernardes 1.3 Elect Director Bret K. Mgmt For For For Clayton 1.4 Elect Director Nance K. Mgmt For For For Dicciani 1.5 Elect Director Edward Mgmt For For For G. Galante 1.6 Elect Director Claire Mgmt For For For W. Gargalli 1.7 Elect Director Ira D. Mgmt For For For Hall 1.8 Elect Director Raymond Mgmt For For For W. LeBoeuf 1.9 Elect Director Larry D. Mgmt For For For McVay 1.10 Elect Director Wayne T. Mgmt For For For Smith 1.11 Elect Director Robert Mgmt For For For L. Wood 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Require Consistency ShrHldr Against Against For with Corporate Values and Report on Political Contributions 4 Ratify Auditors Mgmt For For For ________________________________________________________________________________ Precision Castparts Corp. Ticker Security ID: Meeting Date Meeting Status PCP ISIN US7401891053 08/14/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Mark Mgmt For For For Donegan 1.2 Elect Director Vernon Mgmt For For For E. Oechsle 1.3 Elect Director Ulrich Mgmt For For For Schmidt 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Amend Executive Mgmt For For For Incentive Bonus Plan ________________________________________________________________________________ priceline.com Incorporated Ticker Security ID: Meeting Date Meeting Status PCLN ISIN US7415034039 06/06/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Tim Mgmt For For For Armstrong 1.2 Elect Director Howard Mgmt For For For W. Barker, Jr. 1.3 Elect Director Jeffery Mgmt For For For H. Boyd 1.4 Elect Director Jan L. Mgmt For For For Docter 1.5 Elect Director Jeffrey Mgmt For For For E. Epstein 1.6 Elect Director James M. Mgmt For For For Guyette 1.7 Elect Director Nancy B. Mgmt For For For Peretsman 1.8 Elect Director Thomas Mgmt For For For E. Rothman 1.9 Elect Director Craig W. Mgmt For For For Rydin 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Amend Omnibus Stock Plan Mgmt For For For 5 Pro-rata Vesting of ShrHldr Against For Against Equity Awards ________________________________________________________________________________ PriceSmart, Inc. Ticker Security ID: Meeting Date Meeting Status PSMT ISIN US7415111092 01/22/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Sherry Mgmt For For For S. Bahrambeygui 1.2 Elect Director Gonzalo Mgmt For For For Barrutieta 1.3 Elect Director Mgmt For For For Katherine L. Hensley 1.4 Elect Director Leon C. Mgmt For For For Janks 1.5 Elect Director Jose Mgmt For For For Luis Laparte 1.6 Elect Director Mitchell Mgmt For For For G. Lynn 1.7 Elect Director Robert Mgmt For Withhold Against E. Price 1.8 Elect Director Edgar Mgmt For Withhold Against Zurcher 2 Approve Omnibus Stock Mgmt For For For Plan ________________________________________________________________________________ Principal Financial Group, Inc. Ticker Security ID: Meeting Date Meeting Status PFG ISIN US74251V1026 05/21/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Michael Mgmt For For For T. Dan 1.2 Elect Director C. Mgmt For For For Daniel Gelatt 1.3 Elect Director Sandra Mgmt For For For L. Helton 1.4 Elect Director Larry D. Mgmt For For For Zimpleman 2 Declassify the Board of Mgmt For For For Directors 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Ratify Auditors Mgmt For For For ________________________________________________________________________________ Prudential Financial, Inc. Ticker Security ID: Meeting Date Meeting Status PRU ISIN US7443201022 05/14/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Thomas Mgmt For For For J. Baltimore, Jr. 1.2 Elect Director Gordon Mgmt For For For M. Bethune 1.3 Elect Director Gaston Mgmt For For For Caperton 1.4 Elect Director Gilbert Mgmt For For For F. Casellas 1.5 Elect Director James G. Mgmt For For For Cullen 1.6 Elect Director William Mgmt For For For H. Gray, III 1.7 Elect Director Mark B. Mgmt For For For Grier 1.8 Elect Director Mgmt For For For Constance J. Horner 1.9 Elect Director Martina Mgmt For For For Hund-Mejean 1.10 Elect Director Karl J. Mgmt For For For Krapek 1.11 Elect Director Mgmt For For For Christine A. Poon 1.12 Elect Director John R. Mgmt For For For Strangfeld 1.13 Elect Director James A. Mgmt For For For Unruh 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Provide Right to Act by ShrHldr Against Against For Written Consent ________________________________________________________________________________ PTC Inc Ticker Security ID: Meeting Date Meeting Status PMTC ISIN US69370C1009 03/06/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Thomas Mgmt For For For F. Bogan 1.2 Elect Director Michael Mgmt For For For E. Porter 1.3 Elect Director Robert Mgmt For For For P. Schechter 2 Amend Omnibus Stock Plan Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Ratify Auditors Mgmt For For For ________________________________________________________________________________ Public Service Enterprise Group Incorporated Ticker Security ID: Meeting Date Meeting Status PEG ISIN US7445731067 04/16/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Albert Mgmt For For For R. Gamper, Jr. 1.2 Elect Director William Mgmt For For For V. Hickey 1.3 Elect Director Ralph Mgmt For For For Izzo 1.4 Elect Director Shirley Mgmt For For For Ann Jackson 1.5 Elect Director David Mgmt For For For Lilley 1.6 Elect Director Thomas Mgmt For For For A. Renyi 1.7 Elect Director Hak Mgmt For For For Cheol Shin 1.8 Elect Director Richard Mgmt For For For J. Swift 1.9 Elect Director Susan Mgmt For For For Tomasky 1.10 Elect Director Alfred Mgmt For For For W. Zollar 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Amend Omnibus Stock Plan Mgmt For For For 4 Amend Nonqualified Mgmt For For For Employee Stock Purchase Plan 5 Ratify Auditors Mgmt For For For 6 Reduce Supermajority ShrHldr Against For Against Vote Requirement ________________________________________________________________________________ Public Storage Ticker Security ID: Meeting Date Meeting Status PSA ISIN US74460D1090 05/09/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Ronald Mgmt For For For L. Havner, Jr. 1.2 Elect Director Tamara Mgmt For For For Hughes Gustavson 1.3 Elect Director Uri P. Mgmt For For For Harkham 1.4 Elect Director B. Wayne Mgmt For For For Hughes, Jr. 1.5 Elect Director Avedick Mgmt For Withhold Against B. Poladian 1.6 Elect Director Gary E. Mgmt For Withhold Against Pruitt 1.7 Elect Director Ronald Mgmt For For For P. Spogli 1.8 Elect Director Daniel Mgmt For Withhold Against C. Staton 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation ________________________________________________________________________________ PulteGroup, Inc. Ticker Security ID: Meeting Date Meeting Status PHM ISIN US7458671010 05/08/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Brian P. Mgmt For For For Anderson 1.2 Elect Director Bryce Mgmt For For For Blair 1.3 Elect Director Richard Mgmt For For For J. Dugas, Jr. 1.4 Elect Director Thomas Mgmt For For For Folliard 1.5 Elect Director Cheryl Mgmt For For For W. Grise 1.6 Elect Director Andre J. Mgmt For For For Hawaux 1.7 Elect Director Debra J. Mgmt For For For Kelly-Ennis 1.8 Elect Director Patrick Mgmt For For For J. O'Leary 1.9 Elect Director James J. Mgmt For For For Postl 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Approve Executive Mgmt For For For Incentive Bonus Plan 5 Approve Omnibus Stock Mgmt For For For Plan 6 Amend NOL Rights Plan Mgmt For For For (NOL Pill) 7 Require a Majority Vote ShrHldr Against For Against for the Election of Directors 8 Performance-Based ShrHldr Against For Against and/or Time-Based Equity Awards ________________________________________________________________________________ QUALCOMM Incorporated Ticker Security ID: Meeting Date Meeting Status QCOM ISIN US7475251036 03/05/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Barbara Mgmt For For For T. Alexander 1.2 Elect Director Donald Mgmt For For For G. Cruickshank 1.3 Elect Director Raymond Mgmt For For For V. Dittamore 1.4 Elect Director Susan Mgmt For For For Hockfield 1.5 Elect Director Thomas Mgmt For For For W. Horton 1.6 Elect Director Paul E. Mgmt For For For Jacobs 1.7 Elect Director Sherry Mgmt For For For Lansing 1.8 Elect Director Duane A. Mgmt For For For Nelles 1.9 Elect Director Mgmt For For For Francisco Ros 1.10 Elect Director Brent Mgmt For For For Scowcroft 1.11 Elect Director Marc I. Mgmt For For For Stern 2 Amend Omnibus Stock Plan Mgmt For For For 3 Ratify Auditors Mgmt For For For 4 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation ________________________________________________________________________________ Quest Diagnostics Incorporated Ticker Security ID: Meeting Date Meeting Status DGX ISIN US74834L1008 05/21/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director John C. Mgmt For For For Baldwin 1.2 Elect Director Gary M. Mgmt For For For Pfeiffer 1.3 Elect Director Stephen Mgmt For For For H. Rusckowski 2 Ratify Auditors Mgmt For For For 3 Declassify the Board of Mgmt For For For Directors 4 Eliminate Class of Mgmt For For For Preferred Stock 5 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 6 Reduce Supermajority ShrHldr None For N/A Vote Requirement 7 Pro-rata Vesting of ShrHldr Against For Against Equity Awards ________________________________________________________________________________ Rackspace Hosting, Inc. Ticker Security ID: Meeting Date Meeting Status RAX ISIN US7500861007 05/02/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director A. Mgmt For For For Lanham Napier 1.2 Elect Director George Mgmt For For For J. Still, Jr. 1.3 Elect Director Michael Mgmt For For For Sam Gilliland 2 Ratify Auditors Mgmt For For For ________________________________________________________________________________ Ralph Lauren Corporation Ticker Security ID: Meeting Date Meeting Status RL ISIN US7512121010 08/09/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Frank A. Mgmt For For For Bennack, Jr. 1.2 Elect Director Joel L. Mgmt For For For Fleishman 1.3 Elect Director Steven Mgmt For For For P. Murphy 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Approve Executive Mgmt For For For Incentive Bonus Plan ________________________________________________________________________________ Rayonier Inc. Ticker Security ID: Meeting Date Meeting Status RYN ISIN US7549071030 05/16/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director C. David Mgmt For For For Brown, II 1.2 Elect Director John E. Mgmt For For For Bush 1.3 Elect Director Thomas Mgmt For For For I. Morgan 2 Amend Executive Mgmt For For For Incentive Bonus Plan 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Ratify Auditors Mgmt For For For ________________________________________________________________________________ Raytheon Company Ticker Security ID: Meeting Date Meeting Status RTN ISIN US7551115071 05/30/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director James E. Mgmt For For For Cartwright 1.2 Elect Director Vernon Mgmt For For For E. Clark 1.3 Elect Director Stephen Mgmt For For For J. Hadley 1.4 Elect Director Michael Mgmt For For For C. Ruettgers 1.5 Elect Director Ronald Mgmt For For For L. Skates 1.6 Elect Director William Mgmt For For For R. Spivey 1.7 Elect Director Linda G. Mgmt For Against Against Stuntz 1.8 Elect Director William Mgmt For For For H. Swanson 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Ratify Auditors Mgmt For For For 4 Report on Political ShrHldr Against For Against Contributions 5 Provide Right to Act by ShrHldr Against For Against Written Consent 6 Submit SERP to ShrHldr Against For Against Shareholder Vote 7 Pro-rata Vesting of ShrHldr Against For Against Equity Awards ________________________________________________________________________________ Red Hat, Inc. Ticker Security ID: Meeting Date Meeting Status RHT ISIN US7565771026 08/09/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Director Marye Mgmt For For For Anne Fox 2 Elect Director Donald Mgmt For For For H. Livingstone 3 Ratify Auditors Mgmt For For For 4 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 5 Amend Omnibus Stock Plan Mgmt For For For 6 Declassify the Board of ShrHldr Against For Against Directors ________________________________________________________________________________ RenaissanceRe Holdings Ltd. Ticker Security ID: Meeting Date Meeting Status RNR ISIN BMG7496G1033 05/15/2013 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Brian G. Mgmt For For For J. Gray 1.2 Elect Director Henry Mgmt For For For Klehm, III 1.3 Elect Director Ralph B. Mgmt For For For Levy 1.4 Elect Director Nicholas Mgmt For For For L. Trivisonno 1.5 Elect Director Edward Mgmt For For For J. Zore 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Approve Ernst & Young Mgmt For For For Ltd. as Auditors and Authorize Board to Fix Their Remuneration ________________________________________________________________________________ ResMed Inc. Ticker Security ID: Meeting Date Meeting Status RMD ISIN US7611521078 11/15/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Election Director Peter Mgmt For Against Against Farrell 1.2 Election Director Gary Mgmt For Against Against Pace 1.3 Election Director Mgmt For Against Against Ronald Taylor 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Amend Qualified Mgmt For For For Employee Stock Purchase Plan 4 Ratify Auditors Mgmt For For For ________________________________________________________________________________ Reynolds American Inc. Ticker Security ID: Meeting Date Meeting Status RAI ISIN US7617131062 05/09/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Daniel Mgmt For For For M. Delen 1.2 Elect Director Martin Mgmt For Against Against D. Feinstein 1.3 Elect Director Lionel Mgmt For For For L. Nowell, III 1.4 Elect Director Neil R. Mgmt For For For Withington 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Ratify Auditors Mgmt For For For 4 Declassify the Board of ShrHldr Against For Against Directors ________________________________________________________________________________ ROBERT HALF INTERNATIONAL INC. Ticker Security ID: Meeting Date Meeting Status RHI ISIN US7703231032 05/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Andrew Mgmt For For For S. Berwick, Jr. 1.2 Elect Director Harold Mgmt For For For M. Messmer, Jr. 1.3 Elect Director Barbara Mgmt For For For J. Novogradac 1.4 Elect Director Robert Mgmt For For For J. Pace 1.5 Elect Director Mgmt For For For Frederick A. Richman 1.6 Elect Director M. Keith Mgmt For For For Waddell 2 Ratify Auditors Mgmt For For For 3 Amend Executive Mgmt For For For Incentive Bonus Plan 4 Amend Omnibus Stock Plan Mgmt For For For 5 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation ________________________________________________________________________________ Rockwell Collins, Inc. Ticker Security ID: Meeting Date Meeting Status COL ISIN US7743411016 02/07/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director John A. Mgmt For For For Edwardson 1.2 Elect Director Andrew Mgmt For For For J. Policano 1.3 Elect Director Jeffrey Mgmt For For For L. Turner 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Ratify Auditors Mgmt For For For 4 Approve Qualified Mgmt For For For Employee Stock Purchase Plan 5 Declassify the Board of ShrHldr None For N/A Directors ________________________________________________________________________________ ROLLINS, INC. Ticker Security ID: Meeting Date Meeting Status ROL ISIN US7757111049 04/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Bill J. Mgmt For For For Dismuke 1.2 Elect Director Thomas Mgmt For For For J. Lawley 1.3 Elect Director John F. Mgmt For For For Wilson 2 Approve Executive Mgmt For For For Incentive Bonus Plan 3 Ratify Auditors Mgmt For For For ________________________________________________________________________________ Ross Stores, Inc. Ticker Security ID: Meeting Date Meeting Status ROST ISIN US7782961038 05/22/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Michael Mgmt For For For Balmuth 1.2 Elect Director K. Mgmt For For For Gunnar Bjorklund 1.3 Elect Director Sharon Mgmt For For For D. Garrett 1.4 Elect Director Michael Mgmt For For For J. Bush 1.5 Elect Director Norman Mgmt For For For A. Ferber 1.6 Elect Director Gregory Mgmt For For For L. Quesnel 2 Amend Omnibus Stock Plan Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Ratify Auditors Mgmt For For For ________________________________________________________________________________ salesforce.com, inc. Ticker Security ID: Meeting Date Meeting Status CRM ISIN US79466L3024 03/20/2013 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Increase Authorized Mgmt For Against Against Common Stock ________________________________________________________________________________ salesforce.com, inc. Ticker Security ID: Meeting Date Meeting Status CRM ISIN US79466L3024 06/06/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Stratton Mgmt For For For Sclavos 1.2 Elect Director Lawrence Mgmt For For For Tomlinson 1.3 Elect Director Shirley Mgmt For For For Young 2 Declassify the Board of Mgmt For For For Directors 3 Approve Omnibus Stock Mgmt For For For Plan 4 Ratify Auditors Mgmt For For For 5 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation ________________________________________________________________________________ Sally Beauty Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status SBH ISIN US79546E1047 01/30/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Mgmt For For For Christian A. Brickman 1.2 Elect Director Marshall Mgmt For For For E. Eisenberg 1.3 Elect Director John A. Mgmt For For For Miller 2 Ratify Auditors Mgmt For For For 3 Declassify the Board of ShrHldr Against For Against Directors ________________________________________________________________________________ Schlumberger Limited Ticker Security ID: Meeting Date Meeting Status SLB ISIN AN8068571086 04/10/2013 Voted Meeting Type Country of Trade Annual Curacao Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Peter Mgmt For For For L.S. Currie 1.2 Elect Director Tony Mgmt For For For Isaac 1.3 Elect Director K. Vaman Mgmt For For For Kamath 1.4 Elect Director Paal Mgmt For For For Kibsgaard 1.5 Elect Director Nikolay Mgmt For For For Kudryavtsev 1.6 Elect Director Adrian Mgmt For For For Lajous 1.7 Elect Director Michael Mgmt For For For E. Marks 1.8 Elect Director Lubna S. Mgmt For For For Olayan 1.9 Elect Director L. Mgmt For For For Rafael Reif 1.10 Elect Director Tore I. Mgmt For For For Sandvold 1.11 Elect Director Henri Mgmt For For For Seydoux 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Adopt and Approve Mgmt For For For Financials and Dividends 4 Ratify Mgmt For For For PricewaterhouseCoopers LLP as Auditors 5 Approve Omnibus Stock Mgmt For For For Plan 6 Amend Employee Stock Mgmt For For For Purchase Plan ________________________________________________________________________________ Scripps Networks Interactive, Inc. Ticker Security ID: Meeting Date Meeting Status SNI ISIN US8110651010 05/14/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director David A. Mgmt For For For Galloway 1.2 Elect Director Nicholas Mgmt For For For B. Paumgarten 1.3 Elect Director Jeffrey Mgmt For For For Sagansky 1.4 Elect Director Ronald Mgmt For For For W. Tysoe ________________________________________________________________________________ Seaboard Corporation Ticker Security ID: Meeting Date Meeting Status SEB ISIN US8115431079 04/22/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Steven Mgmt For Withhold Against J. Bresky 1.2 Elect Director David A. Mgmt For Withhold Against Adamsen 1.3 Elect Director Douglas Mgmt For Withhold Against W. Baena 1.4 Elect Director Joseph Mgmt For Withhold Against E. Rodrigues 1.5 Elect Director Edward Mgmt For Withhold Against I. Shifman, Jr. 2 Ratify Auditors Mgmt For For For 3 Report on Charitable, ShrHldr Against For Against Political and Lobbying Contributions ________________________________________________________________________________ Sealed Air Corporation Ticker Security ID: Meeting Date Meeting Status SEE ISIN US81211.111007 05/16/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Director Hank Mgmt For For For Brown 2 Elect Director Michael Mgmt For For For Chu 3 Elect Director Lawrence Mgmt For For For R. Codey 4 Elect Director Patrick Mgmt For For For Duff 5 Elect Director William Mgmt For For For V. Hickey 6 Elect Director Mgmt For For For Jacqueline B. Kosecoff 7 Elect Director Kenneth Mgmt For For For P. Manning 8 Elect Director William Mgmt For For For J. Marino 9 Elect Director Jerome Mgmt For For For A. Peribere 10 Elect Director Richard Mgmt For For For L. Wambold 11 Elect Director Jerry R. Mgmt For For For Whitaker 12 Amend Restricted Stock Mgmt For For For Plan 13 Amend Executive Mgmt For For For Incentive Bonus Plan 14 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 15 Ratify Auditors Mgmt For For For ________________________________________________________________________________ SEI Investments Company Ticker Security ID: Meeting Date Meeting Status SEIC ISIN US7841171033 05/22/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Alfred Mgmt For Against Against P. West, Jr. 1.2 Elect Director William Mgmt For Against Against M. Doran 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Ratify Auditors Mgmt For For For ________________________________________________________________________________ SemGroup Corporation Ticker Security ID: Meeting Date Meeting Status SEMG ISIN US81663A1051 05/22/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Ronald Mgmt For For For A. Ballschmiede 1.2 Elect Director Sarah M. Mgmt For For For Barpoulis 1.3 Elect Director John F. Mgmt For For For Chlebowski 1.4 Elect Director Karl F. Mgmt For For For Kurz 1.5 Elect Director James H. Mgmt For For For Lytal 1.6 Elect Director Thomas Mgmt For For For R. McDaniel 1.7 Elect Director Norman Mgmt For For For J. Szydlowski 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Approve Qualified Mgmt For For For Employee Stock Purchase Plan 4 Ratify Auditors Mgmt For For For ________________________________________________________________________________ Service Corporation International Ticker Security ID: Meeting Date Meeting Status SCI ISIN US8175651046 05/08/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Alan R. Mgmt For For For Buckwalter 1.2 Elect Director Victor Mgmt For For For L. Lund 1.3 Elect Director John W. Mgmt For For For Mecom, Jr. 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation ________________________________________________________________________________ Sigma-Aldrich Corporation Ticker Security ID: Meeting Date Meeting Status SIAL ISIN US8265521018 05/07/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Rebecca Mgmt For For For M. Bergman 1.2 Elect Director George Mgmt For For For M. Church 1.3 Elect Director Michael Mgmt For For For L. Marberry 1.4 Elect Director W. Lee Mgmt For For For McCollum 1.5 Elect Director Avi M. Mgmt For For For Nash 1.6 Elect Director Steven Mgmt For For For M. Paul 1.7 Elect Director J. Pedro Mgmt For For For Reinhard 1.8 Elect Director Rakesh Mgmt For For For Sachdev 1.9 Elect Director D. Dean Mgmt For For For Spatz 1.10 Elect Director Barrett Mgmt For For For A. Toan 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation ________________________________________________________________________________ Signet Jewelers Limited Ticker Security ID: Meeting Date Meeting Status SIG ISIN BMG812761002 06/14/2013 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Dale W. Hilpert Mgmt For For For as Director 1.2 Elect H. Todd Stitzer Mgmt For For For as Director 1.3 Elect Marianne Parrs as Mgmt For For For Director 1.4 Elect Michael W. Barnes Mgmt For For For as Director 1.5 Elect Russell Walls as Mgmt For For For Director 1.6 Elect Thomas Plaskett Mgmt For For For as Director 1.7 Elect Virginia Drosos Mgmt For For For as Director 2 Approve KPMG LLP as Mgmt For For For Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation ________________________________________________________________________________ Silgan Holdings Inc. Ticker Security ID: Meeting Date Meeting Status SLGN ISIN US8270481091 06/03/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director R. Mgmt For Withhold Against Philip Silver 1.2 Elect Director William Mgmt For For For C. Jennings 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation ________________________________________________________________________________ Silicon Laboratories Inc. Ticker Security ID: Meeting Date Meeting Status SLAB ISIN US8269191024 04/16/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director William Mgmt For For For G. Bock 1.2 Elect Director R. Ted Mgmt For For For Enloe, III 1.3 Elect Director Jack R. Mgmt For For For Lazar 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation ________________________________________________________________________________ Sirius XM Radio Inc. Ticker Security ID: Meeting Date Meeting Status SIRI ISIN US82967N1081 05/21/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Joan L. Mgmt For For For Amble 1.2 Elect Director Mark D. Mgmt For For For Carleton 1.3 Elect Director David Mgmt For Withhold Against J.A. Flowers 1.4 Elect Director Eddy W. Mgmt For For For Hartenstein 1.5 Elect Director James P. Mgmt For For For Holden 1.6 Elect Director Gregory Mgmt For Withhold Against B. Maffei 1.7 Elect Director Evan D. Mgmt For For For Malone 1.8 Elect Director James E. Mgmt For For For Meyer 1.9 Elect Director James F. Mgmt For For For Mooney 1.10 Elect Director Robin S. Mgmt For For For Pringle 1.11 Elect Director Carl E. Mgmt For For For Vogel 1.12 Elect Director Vanessa Mgmt For For For A. Wittman 1.13 Elect Director David Mgmt For For For Zaslav 2 Ratify Auditors Mgmt For For For 3 Adopt Policy on ShrHldr Against For Against Succession Planning ________________________________________________________________________________ Sirona Dental Systems, Inc. Ticker Security ID: Meeting Date Meeting Status SIRO ISIN US82966C1036 02/20/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Simone Mgmt For For For Blank 1.2 Elect Director Timothy Mgmt For For For P. Sullivan 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Declassify the Board of ShrHldr Against For Against Directors ________________________________________________________________________________ Six Flags Entertainment Corporation Ticker Security ID: Meeting Date Meeting Status SIX ISIN US83001.11025 05/08/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director John W. Mgmt For For For Baker 1.2 Elect Director Kurt M. Mgmt For For For Cellar 1.3 Elect Director Charles Mgmt For For For A. Koppelman 1.4 Elect Director Jon L. Mgmt For For For Luther 1.5 Elect Director Usman Mgmt For For For Nabi 1.6 Elect Director Stephen Mgmt For For For D. Owens 1.7 Elect Director James Mgmt For For For Reid-Anderson 1.8 Elect Director Richard Mgmt For For For W. Roedel 2 Ratify Auditors Mgmt For For For ________________________________________________________________________________ Smithfield Foods, Inc. Ticker Security ID: Meeting Date Meeting Status SFD ISIN US8322481081 09/19/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Joseph Mgmt For For For W. Luter, III 1.2 Elect Director C. Larry Mgmt For For For Pope 1.3 Elect Director Wendell Mgmt For For For H. Murphy, Sr. 1.4 Elect Director Paul S. Mgmt For For For Trible, Jr. 2.1 Declassify the Board of Mgmt For For For Directors 2.2 Reduce Supermajority Mgmt For For For Vote Requirement 3 Ratify Auditors Mgmt For For For 4 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation ________________________________________________________________________________ Snap-on Incorporated Ticker Security ID: Meeting Date Meeting Status SNA ISIN US8330341012 04/25/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director John F. Mgmt For For For Fiedler 1.2 Elect Director James P. Mgmt For For For Holden 1.3 Elect Director W. Mgmt For For For Dudley Lehman 1.4 Elect Director Edward Mgmt For For For H. Rensi 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Declassify the Board of Mgmt For For For Directors ________________________________________________________________________________ SolarWinds, Inc. Ticker Security ID: Meeting Date Meeting Status SWI ISIN US83416B1098 05/09/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director J. Mgmt For Withhold Against Benjamin Nye 1.2 Elect Director Kevin B. Mgmt For Withhold Against Thompson 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Adjourn Meeting Mgmt For Against Against ________________________________________________________________________________ Southern Copper Corporation Ticker Security ID: Meeting Date Meeting Status SCCO ISIN US84265V1052 04/25/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director German Mgmt For Withhold Against Larrea Mota-Velasco 1.2 Elect Director Oscar Mgmt For Withhold Against Gonzalez Rocha 1.3 Elect Director Emilio Mgmt For For For Carrillo Gamboa 1.4 Elect Director Alfredo Mgmt For Withhold Against Casar Perez 1.5 Elect Director Luis Mgmt For Withhold Against Castelazo Morales 1.6 Elect Director Enrique Mgmt For Withhold Against Castillo Sanchez Mejorada 1.7 Elect Director Xavier Mgmt For Withhold Against Garcia de Quevedo Topete 1.8 Elect Director Daniel Mgmt For Withhold Against Muniz Quintanilla 1.9 Elect Director Luis Mgmt For For For Miguel Palomino Bonilla 1.10 Elect Director Gilberto Mgmt For Withhold Against Perezalonso Cifuentes 1.11 Elect Director Juan Mgmt For Withhold Against Rebolledo Gout 1.12 Elect Director Carlos Mgmt For For For Ruiz Sacristan 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation ________________________________________________________________________________ Southwest Airlines Co. Ticker Security ID: Meeting Date Meeting Status LUV ISIN US8447411088 05/15/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director David W. Mgmt For For For Biegler 1.2 Elect Director J. Mgmt For For For Veronica Biggins 1.3 Elect Director Douglas Mgmt For For For H. Brooks 1.4 Elect Director William Mgmt For For For H. Cunningham 1.5 Elect Director John G. Mgmt For For For Denison 1.6 Elect Director Gary C. Mgmt For For For Kelly 1.7 Elect Director Nancy B. Mgmt For For For Loeffler 1.8 Elect Director John T. Mgmt For For For Montford 1.9 Elect Director Thomas Mgmt For For For M. Nealon 1.10 Elect Director Daniel Mgmt For For For D. Villanueva 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Amend Qualified Mgmt For For For Employee Stock Purchase Plan 4 Ratify Auditors Mgmt For For For ________________________________________________________________________________ Southwestern Energy Company Ticker Security ID: Meeting Date Meeting Status SWN ISIN US8454671095 05/21/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director John D. Mgmt For For For Gass 1.2 Elect Director Mgmt For For For Catherine A. Kehr 1.3 Elect Director Greg D. Mgmt For For For Kerley 1.4 Elect Director Harold Mgmt For For For M. Korell 1.5 Elect Director Vello A. Mgmt For For For Kuuskraa 1.6 Elect Director Kenneth Mgmt For For For R. Mourton 1.7 Elect Director Steven Mgmt For For For L. Mueller 1.8 Elect Director Elliott Mgmt For For For Pew 1.9 Elect Director Alan H. Mgmt For For For Stevens 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Approve Omnibus Stock Mgmt For For For Plan ________________________________________________________________________________ Starbucks Corporation Ticker Security ID: Meeting Date Meeting Status SBUX ISIN US8552441094 03/20/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Howard Mgmt For For For Schultz 1.2 Elect Director William Mgmt For For For W. Bradley 1.3 Elect Director Robert Mgmt For For For M. Gates 1.4 Elect Director Mellody Mgmt For For For Hobson 1.5 Elect Director Kevin R. Mgmt For For For Johnson 1.6 Elect Director Olden Lee Mgmt For For For 1.7 Elect Director Joshua Mgmt For For For Cooper Ramo 1.8 Elect Director James G. Mgmt For For For Shennan, Jr. 1.9 Elect Director Clara Mgmt For For For Shih 1.10 Elect Director Javier Mgmt For For For G. Teruel 1.11 Elect Director Myron E. Mgmt For For For Ullman, III 1.12 Elect Director Craig E. Mgmt For For For Weatherup 2 Advisory Vote to Ratify Mgmt For Against Against Named Executive Officers' Compensation 3 Amend Omnibus Stock Plan Mgmt For For For 4 Ratify Auditors Mgmt For For For 5 Prohibit Political ShrHldr Against Against For Spending ________________________________________________________________________________ Starwood Hotels & Resorts Worldwide, Inc. Ticker Security ID: Meeting Date Meeting Status HOT ISIN US85590A4013 05/30/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Frits Mgmt For For For van Paasschen 1.2 Elect Director Bruce W. Mgmt For For For Duncan 1.3 Elect Director Adam M. Mgmt For For For Aron 1.4 Elect Director Charlene Mgmt For For For Barshefsky 1.5 Elect Director Thomas Mgmt For For For E. Clarke 1.6 Elect Director Clayton Mgmt For For For C. Daley, Jr. 1.7 Elect Director Lizanne Mgmt For For For Galbreath 1.8 Elect Director Eric Mgmt For For For Hippeau 1.9 Elect Director Aylwin Mgmt For For For B. Lewis 1.10 Elect Director Stephen Mgmt For For For R. Quazzo 1.11 Elect Director Thomas Mgmt For For For O. Ryder 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Approve Omnibus Stock Mgmt For For For Plan 4 Ratify Auditors Mgmt For For For ________________________________________________________________________________ State Street Corporation Ticker Security ID: Meeting Date Meeting Status STT ISIN US8574771031 05/15/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Kennett Mgmt For For For F. Burnes 1.2 Elect Director Peter Mgmt For For For Coym 1.3 Elect Director Patrick Mgmt For For For de Saint-Aignan 1.4 Elect Director Amelia Mgmt For For For C. Fawcett 1.5 Elect Director Linda A. Mgmt For For For Hill 1.6 Elect Director Joseph Mgmt For For For L. Hooley 1.7 Elect Director Robert Mgmt For For For S. Kaplan 1.8 Elect Director Richard Mgmt For For For P. Sergel 1.9 Elect Director Ronald Mgmt For For For L. Skates 1.10 Elect Director Gregory Mgmt For For For L. Summe 1.11 Elect Director Thomas Mgmt For For For J. Wilson 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Ratify Auditors Mgmt For For For ________________________________________________________________________________ STEPAN COMPANY Ticker Security ID: Meeting Date Meeting Status SCL ISIN US8585861003 04/30/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Michael Mgmt For For For R. Boyce 1.2 Elect Director F. Quinn Mgmt For For For Stepan 1.3 Elect Director Edward Mgmt For For For J. Wehmer 2 Increase Authorized Mgmt For For For Common Stock 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Ratify Auditors Mgmt For For For ________________________________________________________________________________ Stryker Corporation Ticker Security ID: Meeting Date Meeting Status SYK ISIN US8636671013 04/30/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Howard Mgmt For For For E. Cox, Jr. 1.2 Elect Director Srikant Mgmt For For For M. Datar 1.3 Elect Director Roch Mgmt For For For Doliveux 1.4 Elect Director Louise Mgmt For For For L. Francesconi 1.5 Elect Director Allan C. Mgmt For For For Golston 1.6 Elect Director Howard Mgmt For For For L. Lance 1.7 Elect Director Kevin A. Mgmt For For For Lobo 1.8 Elect Director William Mgmt For For For U. Parfet 1.9 Elect Director Ronda E. Mgmt For For For Stryker 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation ________________________________________________________________________________ Sunoco, Inc. Ticker Security ID: Meeting Date Meeting Status SUN ISIN US86764P1093 10/04/2012 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approve Merger Agreement Mgmt For For For 2 Advisory Vote on Golden Mgmt For Against Against Parachutes 3 Adjourn Meeting Mgmt For For For ________________________________________________________________________________ SXC Health Solutions Corp. Ticker Security ID: Meeting Date Meeting Status SXCI ISIN CA78505P1009 07/02/2012 Voted Meeting Type Country of Trade Special Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Issue Shares in Mgmt For For For Connection with Acquisition 2 Amend Omnibus Stock Plan Mgmt For For For 3 Change Company Name to Mgmt For For For Catamaran Corporation 4 Adjourn Meeting Mgmt For For For ________________________________________________________________________________ Symantec Corporation Ticker Security ID: Meeting Date Meeting Status SYMC ISIN US8715031089 10/23/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Stephen Mgmt For For For M. Bennett 1.2 Elect Director Michael Mgmt For For For A. Brown 1.3 Elect Director Frank E. Mgmt For For For Dangeard 1.4 Elect Director Stephen Mgmt For For For E. Gillett 1.5 Elect Director Mgmt For For For Geraldine B. Laybourne 1.6 Elect Director David L. Mgmt For For For Mahoney 1.7 Elect Director Robert Mgmt For For For S. Miller 1.8 Elect Director Daniel Mgmt For For For H. Schulman 1.9 Elect Director V. Paul Mgmt For For For Unruh 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Stock Retention/Holding ShrHldr Against For Against Period ________________________________________________________________________________ Synopsys, Inc. Ticker Security ID: Meeting Date Meeting Status SNPS ISIN US8716071076 04/03/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Aart J. Mgmt For For For de Geus 1.2 Elect Director Chi-Foon Mgmt For For For Chan 1.3 Elect Director Alfred Mgmt For For For Castino 1.4 Elect Director Bruce R. Mgmt For For For Chizen 1.5 Elect Director Deborah Mgmt For For For A. Coleman 1.6 Elect Director Mgmt For For For Chrysostomos L. 'Max' Nikias 1.7 Elect Director John G. Mgmt For For For Schwarz 1.8 Elect Director Roy Mgmt For For For Vallee 1.9 Elect Director Steven Mgmt For For For C. Walske 2 Amend Omnibus Stock Plan Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Ratify Auditors Mgmt For For For ________________________________________________________________________________ Syntel, Inc. Ticker Security ID: Meeting Date Meeting Status SYNT ISIN US87162H1032 06/04/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Paritosh Mgmt For For For K. Choksi 1.2 Elect Director Bharat Mgmt For For For Desai 1.3 Elect Director Thomas Mgmt For For For Doke 1.4 Elect Director Rajesh Mgmt For For For Mashruwala 1.5 Elect Director George Mgmt For For For R. Mrkonic, Jr. 1.6 Elect Director Prashant Mgmt For For For Ranade 1.7 Elect Director Neerja Mgmt For For For Sethi 2 Amend Omnibus Stock Plan Mgmt For For For 3 Ratify Auditors Mgmt For For For ________________________________________________________________________________ Sysco Corporation Ticker Security ID: Meeting Date Meeting Status SYY ISIN US8718291078 11/14/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Jonathan Mgmt For For For Golden 1.2 Elect Director Joseph Mgmt For For For A. Hafner, Jr. 1.3 Elect Director Nancy S. Mgmt For For For Newcomb 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Ratify Auditors Mgmt For For For ________________________________________________________________________________ T. Rowe Price Group, Inc. Ticker Security ID: Meeting Date Meeting Status TROW ISIN US74144T1088 04/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Edward Mgmt For For For C. Bernard 1.2 Elect Director James T. Mgmt For For For Brady 1.3 Elect Director Mary K. Mgmt For For For Bush 1.4 Elect Director Donald Mgmt For For For B. Hebb, Jr. 1.5 Elect Director Freeman Mgmt For For For A. Hrabowski, III 1.6 Elect Director James Mgmt For For For A.C. Kennedy 1.7 Elect Director Robert Mgmt For For For F. MacLellan 1.8 Elect Director Brian C. Mgmt For For For Rogers 1.9 Elect Director Alfred Mgmt For For For Sommer 1.10 Elect Director Dwight Mgmt For For For S. Taylor 1.11 Elect Director Anne Mgmt For For For Marie Whittemore 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Ratify Auditors Mgmt For For For ________________________________________________________________________________ Targa Resources Corp. Ticker Security ID: Meeting Date Meeting Status TRGP ISIN US87612G1013 05/20/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Rene R. Mgmt For For For Joyce 1.2 Elect Director Peter R. Mgmt For For For Kagan 1.3 Elect Director Chris Mgmt For For For Tong 2 Ratify Auditors Mgmt For For For ________________________________________________________________________________ Target Corporation Ticker Security ID: Meeting Date Meeting Status TGT ISIN US87612E1064 06/12/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Roxanne Mgmt For For For S. Austin 1.2 Elect Director Douglas Mgmt For For For M. Baker, Jr. 1.3 Elect Director Henrique Mgmt For For For De Castro 1.4 Elect Director Calvin Mgmt For For For Darden 1.5 Elect Director Mary N. Mgmt For For For Dillon 1.6 Elect Director James A. Mgmt For For For Johnson 1.7 Elect Director Mary E. Mgmt For For For Minnick 1.8 Elect Director Anne M. Mgmt For For For Mulcahy 1.9 Elect Director Derica Mgmt For For For W. Rice 1.10 Elect Director Gregg W. Mgmt For For For Steinhafel 1.11 Elect Director John G. Mgmt For For For Stumpf 1.12 Elect Director Solomon Mgmt For For For D. Trujillo 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For Against Against Named Executive Officers' Compensation 4 Require Independent ShrHldr Against For Against Board Chairman 5 Report on Electronics ShrHldr Against Against For Recycling and Preventing E-Waste Export ________________________________________________________________________________ TD Ameritrade Holding Corporation Ticker Security ID: Meeting Date Meeting Status AMTD ISIN US87236Y1082 02/13/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Marshall Mgmt For For For A. Cohen 1.2 Elect Director Kerry Mgmt For Withhold Against A. Peacock 1.3 Elect Director J. Peter Mgmt For Withhold Against Ricketts 1.4 Elect Director Allan R. Mgmt For For For Tessler 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Ratify Auditors Mgmt For For For ________________________________________________________________________________ Tesoro Corporation Ticker Security ID: Meeting Date Meeting Status TSO ISIN US8816091016 05/01/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Rodney Mgmt For For For F. Chase 1.2 Elect Director Gregory Mgmt For For For J. Goff 1.3 Elect Director Robert Mgmt For For For W. Goldman 1.4 Elect Director Steven Mgmt For For For H. Grapstein 1.5 Elect Director David Mgmt For For For Lilley 1.6 Elect Director Mary Pat Mgmt For For For McCarthy 1.7 Elect Director J.W. Mgmt For For For Nokes 1.8 Elect Director Susan Mgmt For For For Tomasky 1.9 Elect Director Michael Mgmt For For For E. Wiley 1.10 Elect Director Patrick Mgmt For For For Y. Yang 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Amend Omnibus Stock Plan Mgmt For For For 4 Ratify Auditors Mgmt For For For ________________________________________________________________________________ Texas Instruments Incorporated Ticker Security ID: Meeting Date Meeting Status TXN ISIN US8825081040 04/18/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Ralph W. Mgmt For For For Babb, JR. 1.2 Elect Director Mark A. Mgmt For For For Blinn 1.3 Elect Director Daniel Mgmt For For For A. Carp 1.4 Elect Director Carrie Mgmt For For For S. Cox 1.5 Elect Director Pamela Mgmt For For For H. Patsley 1.6 Elect Director Robert Mgmt For For For E. Sanchez 1.7 Elect Director Wayne R. Mgmt For For For Sanders 1.8 Elect Director Ruth J. Mgmt For For For Simmons 1.9 Elect Director Richard Mgmt For For For K. Templeton 1.10 Elect Director Mgmt For For For Christine Todd Whitman 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Ratify Auditors Mgmt For For For ________________________________________________________________________________ Textron Inc. Ticker Security ID: Meeting Date Meeting Status TXT ISIN US8832031012 04/24/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Scott C. Mgmt For For For Donnelly 1.2 Elect Director Kathleen Mgmt For For For M. Bader 1.3 Elect Director R. Kerry Mgmt For For For Clark 1.4 Elect Director James T. Mgmt For For For Conway 1.5 Elect Director Ivor J. Mgmt For For For Evans 1.6 Elect Director Lawrence Mgmt For For For K. Fish 1.7 Elect Director Paul E. Mgmt For For For Gagne 1.8 Elect Director Dain M. Mgmt For For For Hancock 1.9 Elect Director Lord Mgmt For For For Powell 1.10 Elect Director Lloyd G. Mgmt For For For Trotter 1.11 Elect Director James L. Mgmt For For For Ziemer 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Ratify Auditors Mgmt For For For 4 Require Independent ShrHldr Against Against For Board Chairman ________________________________________________________________________________ The ADT Corporation Ticker Security ID: Meeting Date Meeting Status ADT ISIN US00101.101060 03/14/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Thomas Mgmt For For For Colligan 1.2 Elect Director Timothy Mgmt For For For Donahue 1.3 Elect Director Robert Mgmt For For For Dutkowsky 1.4 Elect Director Bruce Mgmt For For For Gordon 1.5 Elect Director Naren Mgmt For For For Gursahaney 1.6 Elect Director Mgmt For For For Bridgette Heller 1.7 Elect Director Kathleen Mgmt For For For Hyle 1.8 Elect Director Keith Mgmt For For For Meister 1.9 Elect Director Dinesh Mgmt For For For Paliwal 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Advisory Vote on Say on Mgmt 1 Year 1 Year For Pay Frequency ________________________________________________________________________________ The Allstate Corporation Ticker Security ID: Meeting Date Meeting Status ALL ISIN US0200021014 05/21/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director F. Duane Mgmt For For For Ackerman 1.2 Elect Director Robert Mgmt For For For D. Beyer 1.3 Elect Director Kermit Mgmt For For For R. Crawford 1.4 Elect Director Jack M. Mgmt For For For Greenberg 1.5 Elect Director Herbert Mgmt For For For L. Henkel 1.6 Elect Director Ronald Mgmt For For For T. LeMay 1.7 Elect Director Andrea Mgmt For For For Redmond 1.8 Elect Director H. John Mgmt For For For Riley, Jr. 1.9 Elect Director John W. Mgmt For For For Rowe 1.10 Elect Director Judith Mgmt For For For A. Sprieser 1.11 Elect Director Mary Mgmt For For For Alice Taylor 1.12 Elect Director Thomas Mgmt For For For J. Wilson 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Amend Omnibus Stock Plan Mgmt For For For 4 Ratify Auditors Mgmt For For For 5 Stock Retention/Holding ShrHldr Against For Against Period 6 Report on Lobbying ShrHldr Against Against For Payments and Policy ________________________________________________________________________________ The Bank of New York Mellon Corporation Ticker Security ID: Meeting Date Meeting Status BK ISIN US0640581007 04/09/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Ruth E. Mgmt For For For Bruch 1.2 Elect Director Nicholas Mgmt For For For M. Donofrio 1.3 Elect Director Gerald Mgmt For For For L. Hassell 1.4 Elect Director Edmund Mgmt For For For F. 'Ted' Kelly 1.5 Elect Director Richard Mgmt For For For J. Kogan 1.6 Elect Director Michael Mgmt For For For J. Kowalski 1.7 Elect Director John A. Mgmt For For For Luke, Jr. 1.8 Elect Director Mark A. Mgmt For For For Nordenberg 1.9 Elect Director Mgmt For For For Catherine A. Rein 1.10 Elect Director William Mgmt For For For C. Richardson 1.11 Elect Director Samuel Mgmt For For For C. Scott, III 1.12 Elect Director Wesley Mgmt For For For W. von Schack 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Ratify Auditors Mgmt For For For ________________________________________________________________________________ The Boeing Company Ticker Security ID: Meeting Date Meeting Status BA ISIN US0970231058 04/29/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director David L. Mgmt For For For Calhoun 1.2 Elect Director Arthur Mgmt For For For D. Collins, Jr. 1.3 Elect Director Linda Z. Mgmt For For For Cook 1.4 Elect Director Kenneth Mgmt For For For M. Duberstein 1.5 Elect Director Edmund Mgmt For For For P. Giambastiani, Jr. 1.6 Elect Director Lawrence Mgmt For For For W. Kellner 1.7 Elect Director Edward Mgmt For For For M. Liddy 1.8 Elect Director W. James Mgmt For For For McNerney, Jr. 1.9 Elect Director Susan C. Mgmt For For For Schwab 1.10 Elect Director Ronald Mgmt For For For A. Williams 1.11 Elect Director Mike S. Mgmt For For For Zafirovski 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Ratify Auditors Mgmt For For For 4 Submit SERP to ShrHldr Against For Against Shareholder Vote 5 Provide Right to Act by ShrHldr Against For Against Written Consent 6 Stock Retention/Holding ShrHldr Against For Against Period 7 Require Independent ShrHldr Against For Against Board Chairman ________________________________________________________________________________ The Charles Schwab Corporation Ticker Security ID: Meeting Date Meeting Status SCHW ISIN US8085131055 05/16/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Stephen Mgmt For For For A. Ellis 1.2 Elect Director Arun Mgmt For For For Sarin 1.3 Elect Director Charles Mgmt For For For R. Schwab 1.4 Elect Director Paula A. Mgmt For For For Sneed 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Approve Omnibus Stock Mgmt For For For Plan 5 Report on Political ShrHldr Against For Against Contributions 6 Adopt Proxy Access Right ShrHldr Against For Against ________________________________________________________________________________ The Chubb Corporation Ticker Security ID: Meeting Date Meeting Status CB ISIN US1712321017 04/30/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Election Of Director Mgmt For For For Zoe Baird Budinger 1.2 Election Of Director Mgmt For For For Sheila P. Burke 1.3 Election Of Director Mgmt For For For James I. Cash, Jr. 1.4 Election Of Director Mgmt For For For John D. Finnegan 1.5 Election Of Director Mgmt For For For Lawrence W. Kellner 1.6 Election Of Director Mgmt For For For Martin G. Mcguinn 1.7 Election Of Director Mgmt For For For Lawrence M. Small 1.8 Election Of Director Mgmt For For For Jess Soderberg 1.9 Election Of Director Mgmt For For For Daniel E. Somers 1.10 Election Of Director Mgmt For For For William C. Weldon 1.11 Election Of Director Mgmt For For For James M. Zimmerman 1.12 Election Of Director Mgmt For For For Alfred W. Zollar 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Require Consistency ShrHldr Against Against For with Corporate Values and Report on Political Contributions 5 Report on Sustainability ShrHldr Against For Against ________________________________________________________________________________ The Clorox Company Ticker Security ID: Meeting Date Meeting Status CLX ISIN US1890541097 11/14/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Daniel Mgmt For For For Boggan, Jr. 1.2 Elect Director Richard Mgmt For For For H. Carmona 1.3 Elect Director Tully M. Mgmt For For For Friedman 1.4 Elect Director George Mgmt For For For J. Harad 1.5 Elect Director Donald Mgmt For For For R. Knauss 1.6 Elect Director Robert Mgmt For For For W. Matschullat 1.7 Elect Director Edward Mgmt For For For A. Mueller 1.8 Elect Director Pamela Mgmt For For For Thomas-Graham 1.9 Elect Director Carolyn Mgmt For For For M. Ticknor 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Ratify Auditors Mgmt For For For 4 Amend Omnibus Stock Plan Mgmt For For For ________________________________________________________________________________ The Coca-Cola Company Ticker Security ID: Meeting Date Meeting Status KO ISIN US1912161007 04/24/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Herbert Mgmt For For For A. Allen 1.2 Elect Director Ronald Mgmt For Against Against W. Allen 1.3 Elect Director Howard Mgmt For For For G. Buffett 1.4 Elect Director Richard Mgmt For For For M. Daley 1.5 Elect Director Barry Mgmt For For For Diller 1.6 Elect Director Helene Mgmt For For For D. Gayle 1.7 Elect Director Evan G. Mgmt For For For Greenberg 1.8 Elect Director Alexis Mgmt For For For M. Herman 1.9 Elect Director Muhtar Mgmt For For For Kent 1.10 Elect Director Robert Mgmt For For For A. Kotick 1.11 Elect Director Maria Mgmt For For For Elena Lagomasino 1.12 Elect Director Donald Mgmt For For For F. McHenry 1.13 Elect Director Sam Nunn Mgmt For For For 1.14 Elect Director James D. Mgmt For For For Robinson, III 1.15 Elect Director Peter V. Mgmt For For For Ueberroth 1.16 Elect Director Jacob Mgmt For For For Wallenberg 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For Against Against Named Executive Officers' Compensation 4 Provide Right to Call Mgmt For For For Special Meeting 5 Establish Board ShrHldr Against Against For Committee on Human Rights ________________________________________________________________________________ The Coca-Cola Company Ticker Security ID: Meeting Date Meeting Status KO ISIN US1912161007 07/10/2012 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approve Stock Split Mgmt For For For ________________________________________________________________________________ The Corporate Executive Board Company Ticker Security ID: Meeting Date Meeting Status CEB ISIN US21988R1023 06/13/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Thomas Mgmt For For For L. Monahan, III 1.2 Elect Director Gregor Mgmt For For For S. Bailar 1.3 Elect Director Stephen Mgmt For For For M. Carter 1.4 Elect Director Gordon Mgmt For For For J. Coburn 1.5 Elect Director L. Kevin Mgmt For For For Cox 1.6 Elect Director Nancy J. Mgmt For For For Karch 1.7 Elect Director Daniel Mgmt For For For O. Leemon 1.8 Elect Director Jeffrey Mgmt For For For R. Tarr 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation ________________________________________________________________________________ The Dun & Bradstreet Corporation Ticker Security ID: Meeting Date Meeting Status DNB ISIN US26483E1001 05/08/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Austin Mgmt For For For A. Adams 1.2 Elect Director John W. Mgmt For For For Alden 1.3 Elect Director Mgmt For For For Christopher J. Coughlin 1.4 Elect Director James N. Mgmt For For For Fernandez 1.5 Elect Director Paul R. Mgmt For For For Garcia 1.6 Elect Director Sara Mgmt For For For Mathew 1.7 Elect Director Sandra Mgmt For For For E. Peterson 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Provide Right to Act by Mgmt For For For Written Consent ________________________________________________________________________________ The Estee Lauder Companies Inc. Ticker Security ID: Meeting Date Meeting Status EL ISIN US5184391044 11/09/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Rose Mgmt For For For Marie Bravo 1.2 Elect Director Paul J. Mgmt For For For Fribourg 1.3 Elect Director Mellody Mgmt For For For Hobson 1.4 Elect Director Irvine Mgmt For For For O. Hockaday, Jr. 1.5 Elect Director Barry S. Mgmt For Withhold Against Sternlicht 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Increase Authorized Mgmt For Against Against Common Stock 4 Ratify Auditors Mgmt For For For ________________________________________________________________________________ The Gap, Inc. Ticker Security ID: Meeting Date Meeting Status GPS ISIN US3647601083 05/21/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Adrian Mgmt For For For D. P. Bellamy 1.2 Elect Director Domenico Mgmt For For For De Sole 1.3 Elect Director Robert Mgmt For Against Against J. Fisher 1.4 Elect Director William Mgmt For For For S. Fisher 1.5 Elect Director Isabella Mgmt For For For D. Goren 1.6 Elect Director Bob L. Mgmt For For For Martin 1.7 Elect Director Jorge P. Mgmt For For For Montoya 1.8 Elect Director Glenn K. Mgmt For For For Murphy 1.9 Elect Director Mayo A. Mgmt For For For Shattuck, III 1.10 Elect Director Mgmt For For For Katherine Tsang 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation ________________________________________________________________________________ The Goldman Sachs Group, Inc. Ticker Security ID: Meeting Date Meeting Status GS ISIN US38141.71040 05/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Director Lloyd C. Mgmt For For For Blankfein 2 Elect Director M. Mgmt For For For Michele Burns 3 Elect Director Gary D. Mgmt For For For Cohn 4 Elect Director Claes Mgmt For For For Dahlback 5 Elect Director William Mgmt For For For W. George 6 Elect Director James A. Mgmt For For For Johnson 7 Elect Director Lakshmi Mgmt For For For N. Mittal 8 Elect Director Adebayo Mgmt For For For O. Ogunlesi 9 Elect Director James J. Mgmt For For For Schiro 10 Elect Director Debora Mgmt For For For L. Spar 11 Elect Director Mark E. Mgmt For For For Tucker 12 Elect Director David A. Mgmt For For For Viniar 13 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 14 Approve Omnibus Stock Mgmt For Against Against Plan 15 Ratify Auditors Mgmt For For For 16 Establish Board ShrHldr Against Against For Committee on Human Rights 17 Report on Lobbying ShrHldr Against Against For Payments and Policy 18 Adopt Proxy Access Right ShrHldr Against Against For 19 Employ Investment Bank ShrHldr Against Against For to Explore Alternatives to Maximize Shareholder Value ________________________________________________________________________________ The Hartford Financial Services Group, Inc. Ticker Security ID: Meeting Date Meeting Status HIG ISIN US4165151048 05/15/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Robert Mgmt For For For B. Allardice, III 1.2 Elect Director Trevor Mgmt For For For Fetter 1.3 Elect Director Paul G. Mgmt For For For Kirk, Jr. 1.4 Elect Director Liam E. Mgmt For For For McGee 1.5 Elect Director Kathryn Mgmt For For For A. Mikells 1.6 Elect Director Michael Mgmt For For For G. Morris 1.7 Elect Director Thomas Mgmt For For For A. Renyi 1.8 Elect Director Charles Mgmt For For For B. Strauss 1.9 Elect Director H. Mgmt For For For Patrick Swygert 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation ________________________________________________________________________________ The Hershey Company Ticker Security ID: Meeting Date Meeting Status HSY ISIN US4278661081 04/30/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Pamela Mgmt For For For M. Arway 1.2 Elect Director John P. Mgmt For For For Bilbrey 1.3 Elect Director Robert Mgmt For For For F. Cavanaugh 1.4 Elect Director Charles Mgmt For For For A. Davis 1.5 Elect Director Robert Mgmt For For For M. Malcolm 1.6 Elect Director James M. Mgmt For For For Mead 1.7 Elect Director James Mgmt For For For E. Nevels 1.8 Elect Director Anthony Mgmt For For For J. Palmer 1.9 Elect Director Thomas Mgmt For For For J. Ridge 1.10 Elect Director David L. Mgmt For For For Shedlarz 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation ________________________________________________________________________________ The Home Depot, Inc. Ticker Security ID: Meeting Date Meeting Status HD ISIN US4370761029 05/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director F. Duane Mgmt For For For Ackerman 1.2 Elect Director Francis Mgmt For For For S. Blake 1.3 Elect Director Ari Mgmt For For For Bousbib 1.4 Elect Director Gregory Mgmt For For For D. Brenneman 1.5 Elect Director J. Frank Mgmt For For For Brown 1.6 Elect Director Albert Mgmt For For For P. Carey 1.7 Elect Director Armando Mgmt For For For Codina 1.8 Elect Director Bonnie Mgmt For For For G. Hill 1.9 Elect Director Karen L. Mgmt For For For Katen 1.10 Elect Director Mark Mgmt For For For Vadon 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Approve Executive Mgmt For For For Incentive Bonus Plan 5 Amend Omnibus Stock Plan Mgmt For For For 6 Prepare Employment ShrHldr Against For Against Diversity Report 7 Adopt Stormwater ShrHldr Against Against For Run-off Management Policy ________________________________________________________________________________ The Kroger Co. Ticker Security ID: Meeting Date Meeting Status KR ISIN US5010441013 06/27/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Reuben Mgmt For For For V. Anderson 1.2 Elect Director Robert Mgmt For For For D. Beyer 1.3 Elect Director David B. Mgmt For For For Dillon 1.4 Elect Director Susan J. Mgmt For For For Kropf 1.5 Elect Director John T. Mgmt For For For LaMacchia 1.6 Elect Director David B. Mgmt For For For Lewis 1.7 Elect Director W. Mgmt For For For Rodney McMullen 1.8 Elect Director Jorge P. Mgmt For For For Montoya 1.9 Elect Director Clyde R. Mgmt For For For Moore 1.10 Elect Director Susan M. Mgmt For For For Phillips 1.11 Elect Director Steven Mgmt For For For R. Rogel 1.12 Elect Director James A. Mgmt For For For Runde 1.13 Elect Director Ronald Mgmt For For For L. Sargent 1.14 Elect Director Bobby S. Mgmt For For For Shackouls 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Ratify Auditors Mgmt For For For 4 Report on Supply Chain ShrHldr Against Against For Human Rights Risks and Management 5 Require Independent ShrHldr Against Against For Board Chairman 6 Report on Adopting ShrHldr Against Against For Extended Producer Responsibility Policy 7 Adopt and Implement ShrHldr Against Against For Sustainable Palm Oil Policy ________________________________________________________________________________ The Madison Square Garden Company Ticker Security ID: Meeting Date Meeting Status MSG ISIN US55826P1003 11/29/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Richard Mgmt For For For D. Parsons 1.2 Elect Director Alan D. Mgmt For For For Schwartz 1.3 Elect Director Vincent Mgmt For For For Tese 2 Ratify Auditors Mgmt For For For ________________________________________________________________________________ The Middleby Corporation Ticker Security ID: Meeting Date Meeting Status MIDD ISIN US5962781010 05/14/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Selim A. Mgmt For For For Bassoul 1.2 Elect Director Robert Mgmt For For For B. Lamb 1.3 Elect Director John R. Mgmt For For For Miller, III 1.4 Elect Director Gordon Mgmt For For For O'Brien 1.5 Elect Director Philip Mgmt For For For G. Putnam 1.6 Elect Director Sabin C. Mgmt For For For Streeter 2 Advisory Vote to Ratify Mgmt For Against Against Named Executive Officers' Compensation 3 Require Majority Vote Mgmt For For For for the Election of Directors 4 Ratify Auditors Mgmt For For For ________________________________________________________________________________ The Mosaic Company Ticker Security ID: Meeting Date Meeting Status MOS ISIN US61945C1036 10/04/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Phyllis Mgmt For For For E. Cochran 1.2 Elect Director Gregory Mgmt For For For L. Ebel 1.3 Elect Director Robert Mgmt For For For L. Lumpkins 1.4 Elect Director William Mgmt For For For T. Monahan 2 Elect Director Harold Mgmt For For For H. Mackay 3 Ratify Auditors Mgmt For For For 4 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation ________________________________________________________________________________ The Procter & Gamble Company Ticker Security ID: Meeting Date Meeting Status PG ISIN US7427181091 10/09/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Angela Mgmt For For For F. Braly 1.2 Elect Director Kenneth Mgmt For For For I. Chenault 1.3 Elect Director Scott D. Mgmt For For For Cook 1.4 Elect Director Susan Mgmt For For For Desmond-Hellmann 1.5 Elect Director Robert Mgmt For For For A. McDonald 1.6 Elect Director W. James Mgmt For For For McNerney, Jr. 1.7 Elect Director Mgmt For For For Johnathan A. Rodgers 1.8 Elect Director Margaret Mgmt For For For C. Whitman 1.9 Elect Director Mary Mgmt For For For Agnes Wilderotter 1.10 Elect Director Patricia Mgmt For For For A. Woertz 1.11 Elect Director Ernesto Mgmt For For For Zedillo 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Adopt Proxy Statement ShrHldr Against Against For Reporting on Political Contributions and Advisory Vote 5 Report on Adopting ShrHldr Against Against For Extended Producer Responsibility Policy 6 Reduce Supermajority ShrHldr Against For Against Vote Requirement ________________________________________________________________________________ The Progressive Corporation Ticker Security ID: Meeting Date Meeting Status PGR ISIN US7433151039 05/16/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Lawton Mgmt For For For W. Fitt 1.2 Elect Director Jeffrey Mgmt For For For D. Kelly 1.3 Elect Director Peter B. Mgmt For For For Lewis 1.4 Elect Director Patrick Mgmt For For For H. Nettles 1.5 Elect Director Glenn M. Mgmt For For For Renwick 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Ratify Auditors Mgmt For For For ________________________________________________________________________________ The Sherwin-Williams Company Ticker Security ID: Meeting Date Meeting Status SHW ISIN US8243481061 04/17/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Arthur Mgmt For For For F. Anton 1.2 Elect Director Mgmt For For For Christopher M. Connor 1.3 Elect Director David F. Mgmt For For For Hodnik 1.4 Elect Director Thomas Mgmt For For For G. Kadien 1.5 Elect Director Richard Mgmt For For For J. Kramer 1.6 Elect Director Susan J. Mgmt For For For Kropf 1.7 Elect Director Richard Mgmt For For For K. Smucker 1.8 Elect Director John M. Mgmt For For For Stropki 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Adopt Majority Voting Mgmt For For For for Uncontested Election of Directors 4 Ratify Auditors Mgmt For For For ________________________________________________________________________________ The TJX Companies, Inc. Ticker Security ID: Meeting Date Meeting Status TJX ISIN US8725401090 06/11/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Zein Mgmt For For For Abdalla 1.2 Elect Director Jose B. Mgmt For For For Alvarez 1.3 Elect Director Alan M. Mgmt For For For Bennett 1.4 Elect Director Bernard Mgmt For For For Cammarata 1.5 Elect Director David T. Mgmt For For For Ching 1.6 Elect Director Michael Mgmt For For For F. Hines 1.7 Elect Director Amy B. Mgmt For For For Lane 1.8 Elect Director Dawn G. Mgmt For For For Lepore 1.9 Elect Director Carol Mgmt For For For Meyrowitz 1.10 Elect Director John F. Mgmt For For For O'Brien 1.11 Elect Director Willow Mgmt For For For B. Shire 2 Ratify Auditors Mgmt For For For 3 Amend Omnibus Stock Plan Mgmt For For For 4 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation ________________________________________________________________________________ The Toro Company Ticker Security ID: Meeting Date Meeting Status TTC ISIN US8910921084 03/12/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Robert Mgmt For For For C. Buhrmaster 1.2 Elect Director James C. Mgmt For For For O'Rourke 1.3 Elect Director Mgmt For For For Christopher A. Twomey 2 Increase Authorized Mgmt For For For Common Stock 3 Ratify Auditors Mgmt For For For 4 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation ________________________________________________________________________________ The Travelers Companies, Inc. Ticker Security ID: Meeting Date Meeting Status TRV ISIN US89417E1091 05/22/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Alan L. Mgmt For For For Beller 1.2 Elect Director John H. Mgmt For For For Dasburg 1.3 Elect Director Janet M. Mgmt For For For Dolan 1.4 Elect Director Kenneth Mgmt For For For M. Duberstein 1.5 Elect Director Jay S. Mgmt For For For Fishman 1.6 Elect Director Patricia Mgmt For For For L. Higgins 1.7 Elect Director Thomas Mgmt For For For R. Hodgson 1.8 Elect Director William Mgmt For For For J. Kane 1.9 Elect Director Cleve L. Mgmt For For For Killingsworth, Jr. 1.10 Elect Director Donald Mgmt For For For J. Shepard 1.11 Elect Director Laurie Mgmt For For For J. Thomsen 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Authorize New Class of Mgmt For For For Preferred Stock 5 Report on Political ShrHldr Against For Against Contributions ________________________________________________________________________________ The Ultimate Software Group, Inc. Ticker Security ID: Meeting Date Meeting Status ULTI ISIN US90385D1072 05/20/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Director Scott Mgmt For For For Scherr 2 Elect Director Alois T. Mgmt For Against Against Leiter 3 Ratify Auditors Mgmt For For For 4 Advisory Vote to Ratify Mgmt For Against Against Named Executive Officers' Compensation ________________________________________________________________________________ The Valspar Corporation Ticker Security ID: Meeting Date Meeting Status VAL ISIN US9203551042 02/21/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director William Mgmt For For For M. Cook 1.2 Elect Director Gary E. Mgmt For For For Hendrickson 1.3 Elect Director Mae C. Mgmt For For For Jemison 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Ratify Auditors Mgmt For For For ________________________________________________________________________________ The Walt Disney Company Ticker Security ID: Meeting Date Meeting Status DIS ISIN US2546871060 03/06/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Susan E. Mgmt For For For Arnold 1.2 Elect Director John S. Mgmt For For For Chen 1.3 Elect Director Judith Mgmt For For For L. Estrin 1.4 Elect Director Robert Mgmt For For For A. Iger 1.5 Elect Director Fred H. Mgmt For For For Langhammer 1.6 Elect Director Aylwin Mgmt For For For B. Lewis 1.7 Elect Director Monica Mgmt For For For C. Lozano 1.8 Elect Director Robert Mgmt For For For W. Matschullat 1.9 Elect Director Sheryl Mgmt For For For K. Sandberg 1.10 Elect Director Orin C. Mgmt For For For Smith 2 Ratify Auditors Mgmt For For For 3 Amend Executive Mgmt For For For Incentive Bonus Plan 4 Advisory Vote to Ratify Mgmt For Against Against Named Executive Officers' Compensation 5 Adopt Proxy Access Right ShrHldr Against For Against 6 Require Independent ShrHldr Against For Against Board Chairman ________________________________________________________________________________ The Williams Companies, Inc. Ticker Security ID: Meeting Date Meeting Status WMB ISIN US9694571004 05/16/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Alan S. Mgmt For For For Armstrong 1.2 Elect Director Joseph Mgmt For For For R. Cleveland 1.3 Elect Director Kathleen Mgmt For For For B. Cooper 1.4 Elect Director John A. Mgmt For For For Hagg 1.5 Elect Director Juanita Mgmt For For For H. Hinshaw 1.6 Elect Director Ralph Mgmt For For For Izzo 1.7 Elect Director Frank T. Mgmt For For For MacInnis 1.8 Elect Director Steven Mgmt For For For W. Nance 1.9 Elect Director Murray Mgmt For For For D. Smith 1.10 Elect Director Janice Mgmt For For For D. Stoney 1.11 Elect Director Laura A. Mgmt For For For Sugg 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation ________________________________________________________________________________ Thermo Fisher Scientific Inc. Ticker Security ID: Meeting Date Meeting Status TMO ISIN US8835561023 05/22/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director C. Mgmt For For For Martin Harris 1.2 Elect Director Judy C. Mgmt For For For Lewent 1.3 Elect Director Jim P. Mgmt For For For Manzi 1.4 Elect Director Lars R. Mgmt For For For Sorensen 1.5 Elect Director Elaine Mgmt For For For S. Ullian 1.6 Elect Director Marc N. Mgmt For For For Casper 1.7 Elect Director Nelson Mgmt For For For J. Chai 1.8 Elect Director Tyler Mgmt For For For Jacks 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Approve Omnibus Stock Mgmt For For For Plan 4 Approve Executive Mgmt For For For Incentive Bonus Plan 5 Ratify Auditors Mgmt For For For ________________________________________________________________________________ Thomson Reuters Corporation Ticker Security ID: Meeting Date Meeting Status TRI ISIN CA8849031056 05/08/2013 Voted Meeting Type Country of Trade Annual/Special Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director David Mgmt For For For Thomson 1.2 Elect Director James C. Mgmt For For For Smith 1.3 Elect Director Mgmt For For For Manvinder S. Banga 1.4 Elect Director David W. Mgmt For For For Binet 1.5 Elect Director Mary Mgmt For For For Cirillo 1.6 Elect Director Steven Mgmt For For For A. Denning 1.7 Elect Director Lawton Mgmt For For For W. Fitt 1.8 Elect Director Sir Mgmt For For For Deryck Maughan 1.9 Elect Director Ken Olisa Mgmt For For For 1.10 Elect Director Vance K. Mgmt For For For Opperman 1.11 Elect Director John M. Mgmt For For For Thompson 1.12 Elect Director Peter J. Mgmt For For For Thomson 1.13 Elect Director Wulf von Mgmt For For For Schimmelmann 2 Approve Mgmt For For For PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration 3 Amend U.S. Employee Mgmt For For For Stock Purchase Plan 4 Advisory Vote on Mgmt For Against Against Executive Compensation Approach ________________________________________________________________________________ Thor Industries, Inc. Ticker Security ID: Meeting Date Meeting Status THO ISIN US8851601018 12/11/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Andrew Mgmt For For For E. Graves 1.2 Elect Director Alan Mgmt For For For Siegel 1.3 Elect Director Geoffrey Mgmt For For For A. Thompson 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation ________________________________________________________________________________ TIBCO Software Inc. Ticker Security ID: Meeting Date Meeting Status TIBX ISIN US88632Q1031 04/25/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Vivek Y. Mgmt For For For Ranadive 1.2 Elect Director Nanci E. Mgmt For For For Caldwell 1.3 Elect Director Eric Mgmt For For For C.W. Dunn 1.4 Elect Director Narendra Mgmt For For For K. Gupta 1.5 Elect Director Peter J. Mgmt For For For Job 1.6 Elect Director Philip Mgmt For For For K. Wood 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Ratify Auditors Mgmt For For For ________________________________________________________________________________ Time Warner Cable Inc. Ticker Security ID: Meeting Date Meeting Status TWC ISIN US88732J2078 05/16/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Carole Mgmt For For For Black 1.2 Elect Director Glenn A. Mgmt For For For Britt 1.3 Elect Director Thomas Mgmt For For For H. Castro 1.4 Elect Director David C. Mgmt For For For Chang 1.5 Elect Director James E. Mgmt For For For Copeland, Jr. 1.6 Elect Director Peter R. Mgmt For For For Haje 1.7 Elect Director Donna A. Mgmt For For For James 1.8 Elect Director Don Logan Mgmt For For For 1.9 Elect Director N.J. Mgmt For For For Nicholas, Jr. 1.10 Elect Director Wayne H. Mgmt For For For Pace 1.11 Elect Director Edward Mgmt For For For D. Shirley 1.12 Elect Director John E. Mgmt For For For Sununu 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Report on Lobbying ShrHldr Against Against For Payments and Policy 5 Pro-rata Vesting of ShrHldr Against For Against Equity Plan ________________________________________________________________________________ Time Warner Inc. Ticker Security ID: Meeting Date Meeting Status TWX ISIN US8873173038 05/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director James L. Mgmt For For For Barksdale 1.2 Elect Director William Mgmt For For For P. Barr 1.3 Elect Director Jeffrey Mgmt For For For L. Bewkes 1.4 Elect Director Stephen Mgmt For For For F. Bollenbach 1.5 Elect Director Robert Mgmt For For For C. Clark 1.6 Elect Director Mathias Mgmt For For For Dopfner 1.7 Elect Director Jessica Mgmt For For For P. Einhorn 1.8 Elect Director Fred Mgmt For For For Hassan 1.9 Elect Director Kenneth Mgmt For For For J. Novack 1.10 Elect Director Paul D. Mgmt For For For Wachter 1.11 Elect Director Deborah Mgmt For For For C. Wright 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Approve Omnibus Stock Mgmt For For For Plan ________________________________________________________________________________ Torchmark Corporation Ticker Security ID: Meeting Date Meeting Status TMK ISIN US8910271043 04/25/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Charles Mgmt For For For E. Adair 1.2 Elect Director Marilyn Mgmt For For For A. Alexander 1.3 Elect Director David L. Mgmt For For For Boren 1.4 Elect Director Jane M. Mgmt For For For Buchan 1.5 Elect Director Gary L. Mgmt For For For Coleman 1.6 Elect Director Larry M. Mgmt For For For Hutchison 1.7 Elect Director Robert Mgmt For For For W. Ingram 1.8 Elect Director Mark S. Mgmt For For For McAndrew 1.9 Elect Director Lloyd W. Mgmt For For For Newton 1.10 Elect Director Wesley Mgmt For For For D. Protheroe 1.11 Elect Director Darren Mgmt For For For M. Rebelez 1.12 Elect Director Lamar C. Mgmt For For For Smith 1.13 Elect Director Paul J. Mgmt For For For Zucconi 2 Ratify Auditors Mgmt For For For 3 Approve Executive Mgmt For For For Incentive Bonus Plan 4 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation ________________________________________________________________________________ Total System Services, Inc. Ticker Security ID: Meeting Date Meeting Status TSS ISIN US8919061098 04/30/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director James H. Mgmt For For For Blanchard 1.2 Elect Director Richard Mgmt For For For Y. Bradley 1.3 Elect Director Kriss Mgmt For For For Cloninger III 1.4 Elect Director Walter Mgmt For For For W. Driver, Jr. 1.5 Elect Director Gardiner Mgmt For For For W. Garrard, Jr. 1.6 Elect Director Sidney Mgmt For For For E. Harris 1.7 Elect Director Mason H. Mgmt For For For Lampton 1.8 Elect Director H. Lynn Mgmt For For For Page 1.9 Elect Director Philip Mgmt For For For W. Tomlinson 1.10 Elect Director John T. Mgmt For For For Turner 1.11 Elect Director Richard Mgmt For For For W. Ussery 1.12 Elect Director M. Troy Mgmt For For For Woods 1.13 Elect Director James D. Mgmt For For For Yancey 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation ________________________________________________________________________________ Tractor Supply Company Ticker Security ID: Meeting Date Meeting Status TSCO ISIN US8923561067 05/02/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director James F. Mgmt For For For Wright 1.2 Elect Director Johnston Mgmt For For For C. Adams 1.3 Elect Director Peter D. Mgmt For For For Bewley 1.4 Elect Director Jack C. Mgmt For For For Bingleman 1.5 Elect Director Richard Mgmt For For For W. Frost 1.6 Elect Director Cynthia Mgmt For For For T. Jamison 1.7 Elect Director George Mgmt For For For MacKenzie 1.8 Elect Director Edna K. Mgmt For For For Morris 1.9 Elect Director Gregory Mgmt For For For A. Sandfort 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation ________________________________________________________________________________ Triumph Group, Inc. Ticker Security ID: Meeting Date Meeting Status TGI ISIN US8968181011 07/19/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Paul Mgmt For For For Bourgon 1.2 Elect Director Elmer L. Mgmt For For For Doty 1.3 Elect Director Ralph E. Mgmt For For For Eberhart 1.4 Elect Director Jeffry Mgmt For For For D. Frisby 1.5 Elect Director Richard Mgmt For For For C. Gozon 1.6 Elect Director Richard Mgmt For For For C. Ill 1.7 Elect Director Adam J. Mgmt For For For Palmer 1.8 Elect Director Joseph Mgmt For For For M. Silvestri 1.9 Elect Director George Mgmt For For For Simpson 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Eliminate Cumulative Mgmt For For For Voting 4 Ratify Auditors Mgmt For For For ________________________________________________________________________________ TRW Automotive Holdings Corp. Ticker Security ID: Meeting Date Meeting Status TRW ISIN US87264S1069 05/14/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Jody G. Mgmt For For For Miller 1.2 Elect Director John C. Mgmt For For For Plant 1.3 Elect Director Neil P. Mgmt For For For Simpkins 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation ________________________________________________________________________________ Tupperware Brands Corporation Ticker Security ID: Meeting Date Meeting Status TUP ISIN US8998961044 05/24/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Mgmt For For For Catherine A. Bertini 1.2 Elect Director Susan M. Mgmt For For For Cameron 1.3 Elect Director Kriss Mgmt For For For Cloninger, III 1.4 Elect Director E. V. Mgmt For For For Goings 1.5 Elect Director Joe R. Mgmt For For For Lee 1.6 Elect Director Angel R. Mgmt For For For Martinez 1.7 Elect Director Antonio Mgmt For For For Monteiro de Castro 1.8 Elect Director Robert Mgmt For For For J. Murray 1.9 Elect Director David R. Mgmt For For For Parker 1.10 Elect Director Joyce M. Mgmt For For For Roche 1.11 Elect Director M. Anne Mgmt For For For Szostak 2 Advisory Vote to Ratify Mgmt For Against Against Named Executive Officers' Compensation 3 Ratify Auditors Mgmt For For For ________________________________________________________________________________ Tyco International Ltd. Ticker Security ID: Meeting Date Meeting Status TYC ISIN CH0100383485 03/06/2013 Voted Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accept Financial Mgmt For For For Statements and Statutory Reports 2 Approve Discharge of Mgmt For For For Board and Senior Management 3.1 Elect Director Edward Mgmt For For For D. Breen 3.2 Elect Director Michael Mgmt For For For E. Daniels 3.3 Elect Director Frank M. Mgmt For For For Drendel 3.4 Elect Director Brian Mgmt For For For Duperreault 3.5 Elect Director Rajiv L. Mgmt For For For Gupta 3.6 Elect Director John A. Mgmt For For For Krol 3.7 Elect Director George Mgmt For For For R. Oliver 3.8 Elect Director Brendan Mgmt For For For R. O'Neill 3.9 Elect Director Sandra Mgmt For For For S. Wijnberg 3.10 Elect Director R. David Mgmt For For For Yost 4.1 Ratify Deloitte AG as Mgmt For For For Auditors 4.2 Appoint Deloitte & Mgmt For For For Touche LLP as Independent Registered Public Accounting Firm for Fiscal 2012/2013 4.3 Ratify Mgmt For For For PricewaterhouseCoopers AG as Special Auditors 5.1 Approve Allocation of Mgmt For For For Income 5.2 Approve Ordinary Cash Mgmt For For For Dividend 6 Advisory Vote to Ratify Mgmt For Against Against Named Executive Officers' Compensation 7 Renew Authorized Capital Mgmt For For For 8 Approve Reduction in Mgmt For For For Share Capital ________________________________________________________________________________ Tyco International Ltd. Ticker Security ID: Meeting Date Meeting Status TYC ISIN CH0100383485 09/14/2012 Voted Meeting Type Country of Trade Special Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approve Special Mgmt For For For Dividends 2 Approve Special Mgmt For For For Dividends 3.1 Elect George R. Oliver Mgmt For For For as Director 3.2 Elect Frank M. Drendel Mgmt For For For as Director 4 Approve Dividends Mgmt For For For 5 Approve Omnibus Stock Mgmt For For For Plan ________________________________________________________________________________ Tyler Technologies, Inc. Ticker Security ID: Meeting Date Meeting Status TYL ISIN US9022521051 05/09/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Donald Mgmt For For For R. Brattain 1.2 Elect Director J. Mgmt For For For Luther King, Jr. 1.3 Elect Director John S. Mgmt For For For Marr, Jr. 1.4 Elect Director G. Mgmt For For For Stuart Reeves 1.5 Elect Director Michael Mgmt For For For D. Richards 1.6 Elect Director Dustin Mgmt For For For R. Womble 1.7 Elect Director John M. Mgmt For For For Yeaman 2 Ratify Auditors Mgmt For For For ________________________________________________________________________________ Tyson Foods, Inc. Ticker Security ID: Meeting Date Meeting Status TSN ISIN US9024941034 02/01/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director John Mgmt For For For Tyson 1.2 Elect Director Kathleen Mgmt For For For M. Bader 1.3 Elect Director Gaurdie Mgmt For For For E. Banister, Jr. 1.4 Elect Director Jim Kever Mgmt For For For 1.5 Elect Director Kevin M. Mgmt For For For McNamara 1.6 Elect Director Brad T. Mgmt For For For Sauer 1.7 Elect Director Robert Mgmt For For For Thurber 1.8 Elect Director Barbara Mgmt For For For A. Tyson 1.9 Elect Director Albert Mgmt For For For C. Zapanta 2 Amend Omnibus Stock Plan Mgmt For Against Against 3 Amend Nonqualified Mgmt For For For Employee Stock Purchase Plan 4 Ratify Auditors Mgmt For For For ________________________________________________________________________________ U.S. Bancorp Ticker Security ID: Meeting Date Meeting Status USB ISIN US9029733048 04/16/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Douglas Mgmt For For For M. Baker, Jr. 1.2 Elect Director Y. Marc Mgmt For For For Belton 1.3 Elect Director Victoria Mgmt For For For Buyniski Gluckman 1.4 Elect Director Arthur Mgmt For For For D. Collins, Jr. 1.5 Elect Director Richard Mgmt For For For K. Davis 1.6 Elect Director Roland Mgmt For For For A. Hernandez 1.7 Elect Director Doreen Mgmt For For For Woo Ho 1.8 Elect Director Joel W. Mgmt For For For Johnson 1.9 Elect Director Olivia Mgmt For For For F. Kirtley 1.10 Elect Director Jerry W. Mgmt For For For Levin 1.11 Elect Director David B. Mgmt For For For O'Maley 1.12 Elect Director O'dell Mgmt For For For M. Owens 1.13 Elect Director Craig D. Mgmt For For For Schnuck 1.14 Elect Director Patrick Mgmt For For For T. Stokes 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Require Independent ShrHldr Against Against For Board Chairman ________________________________________________________________________________ UIL Holdings Corporation Ticker Security ID: Meeting Date Meeting Status UIL ISIN US9027481020 05/14/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Thelma Mgmt For For For R. Albright 1.2 Elect Director Arnold Mgmt For For For L. Chase 1.3 Elect Director Betsy Mgmt For For For Henley-Cohn 1.4 Elect Director Suedeen Mgmt For For For G. Kelly 1.5 Elect Director John L. Mgmt For For For Lahey 1.6 Elect Director Daniel Mgmt For For For J. Miglio 1.7 Elect Director William Mgmt For For For F. Murdy 1.8 Elect Director William Mgmt For For For B. Plummer 1.9 Elect Director Donald Mgmt For For For R. Shassian 1.10 Elect Director James P. Mgmt For For For Torgerson 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Amend Omnibus Stock Plan Mgmt For For For ________________________________________________________________________________ Union Pacific Corporation Ticker Security ID: Meeting Date Meeting Status UNP ISIN US9078181081 05/16/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Andrew Mgmt For For For H. Card, Jr. 1.2 Elect Director Erroll Mgmt For For For B. Davis, Jr. 1.3 Elect Director Thomas Mgmt For For For J. Donohue 1.4 Elect Director Archie Mgmt For For For W. Dunham 1.5 Elect Director Judith Mgmt For For For Richards Hope 1.6 Elect Director John J. Mgmt For For For Koraleski 1.7 Elect Director Charles Mgmt For For For C. Krulak 1.8 Elect Director Michael Mgmt For For For R. McCarthy 1.9 Elect Director Michael Mgmt For For For W. McConnell 1.10 Elect Director Thomas Mgmt For For For F. McLarty, III 1.11 Elect Director Steven Mgmt For For For R. Rogel 1.12 Elect Director Jose H. Mgmt For For For Villarreal 1.13 Elect Director James R. Mgmt For For For Young 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Approve Omnibus Stock Mgmt For For For Plan 5 Report on Lobbying ShrHldr Against For Against Payments and Policy ________________________________________________________________________________ United Continental Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status UAL ISIN US9100471096 06/12/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Carolyn Mgmt For For For Corvi 1.2 Elect Director Jane C. Mgmt For For For Garvey 1.3 Elect Director Walter Mgmt For For For Isaacson 1.4 Elect Director Henry L. Mgmt For For For Meyer III 1.5 Elect Director Oscar Mgmt For For For Munoz 1.6 Elect Director Laurence Mgmt For For For E. Simmons 1.7 Elect Director Jeffery Mgmt For For For A. Smisek 1.8 Elect Director David J. Mgmt For For For Vitale 1.9 Elect Director John H. Mgmt For For For Walker 1.10 Elect Director Charles Mgmt For For For A. Yamarone 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Amend Omnibus Stock Plan Mgmt For For For 5 Amend Omnibus Stock Plan Mgmt For For For 6 Provide Right to Call Mgmt For For For Special Meeting ________________________________________________________________________________ Universal Health Services, Inc. Ticker Security ID: Meeting Date Meeting Status UHS ISIN US9139031002 05/15/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Robert Mgmt For For For H. Hotz ________________________________________________________________________________ Unum Group Ticker Security ID: Meeting Date Meeting Status UNM ISIN US91529Y1064 05/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director E. Mgmt For For For Michael Caulfield 1.2 Elect Director Ronald Mgmt For For For E. Goldsberry 1.3 Elect Director Kevin T. Mgmt For For For Kabat 1.4 Elect Director Michael Mgmt For For For J. Passarella 2 Declassify the Board of Mgmt For For For Directors 3 Advisory Vote to Ratify Mgmt For Against Against Named Executive Officers' Compensation 4 Approve Executive Mgmt For For For Incentive Bonus Plan 5 Ratify Auditors Mgmt For For For ________________________________________________________________________________ Urban Outfitters, Inc. Ticker Security ID: Meeting Date Meeting Status URBN ISIN US9170471026 05/28/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Scott A. Mgmt For Withhold Against Belair 1.2 Elect Director Robert Mgmt For For For H. Strouse 1.3 Elect Director Margaret Mgmt For Withhold Against A. Hayne 2 Amend Omnibus Stock Plan Mgmt For Against Against 3 Eliminate Cumulative Mgmt For For For Voting and Adopt Majority Vote Standard 4 Ratify Auditors Mgmt For For For 5 Require Independent ShrHldr Against For Against Board Chairman 6 Adopt Policy and Report ShrHldr Against For Against on Board Diversity ________________________________________________________________________________ Valero Energy Corporation Ticker Security ID: Meeting Date Meeting Status VLO ISIN US91913Y1001 05/02/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Jerry D. Mgmt For For For Choate 1.2 Elect Director Ruben M. Mgmt For For For Escobedo 1.3 Elect Director William Mgmt For For For R. Klesse 1.4 Elect Director Deborah Mgmt For For For P. Majoras 1.5 Elect Director Bob Mgmt For For For Marbut 1.6 Elect Director Donald Mgmt For For For L. Nickles 1.7 Elect Director Philip Mgmt For For For J. Pfeiffer 1.8 Elect Director Robert Mgmt For For For A. Profusek 1.9 Elect Director Susan Mgmt For For For Kaufman Purcell 1.10 Elect Director Stephen Mgmt For For For M. Waters 1.11 Elect Director Randall Mgmt For For For J. Weisenburger 1.12 Elect Director Rayford Mgmt For For For Wilkins, Jr. 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Report on Political ShrHldr Against For Against Contributions and Lobbying Expenditures ________________________________________________________________________________ Valmont Industries, Inc. Ticker Security ID: Meeting Date Meeting Status VMI ISIN US9202531011 04/30/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Kaj den Mgmt For For For Daas 1.2 Elect Director James B. Mgmt For For For Milliken 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Approve Omnibus Stock Mgmt For For For Plan 4 Approve Executive Mgmt For For For Incentive Bonus Plan 5 Ratify Auditors Mgmt For For For ________________________________________________________________________________ Varian Medical Systems, Inc. Ticker Security ID: Meeting Date Meeting Status VAR ISIN US92220P1057 02/14/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director R. Mgmt For For For Andrew Eckert 1.2 Elect Director Mark R. Mgmt For For For Laret 1.3 Elect Director Erich R. Mgmt For For For Reinhardt 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Ratify Auditors Mgmt For For For 4 Declassify the Board of ShrHldr Against For Against Directors ________________________________________________________________________________ Verisk Analytics, Inc. Ticker Security ID: Meeting Date Meeting Status VRSK ISIN US92345Y1064 05/15/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director John F. Mgmt For For For Lehman, Jr. 1.2 Elect Director Andrew Mgmt For For For G. Mills 1.3 Elect Director Mgmt For For For Constantine P. Iordanou 1.4 Elect Director Scott G. Mgmt For For For Stephenson 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Approve Omnibus Stock Mgmt For For For Plan 4 Approve Executive Mgmt For For For Incentive Bonus Plan 5 Ratify Auditors Mgmt For For For ________________________________________________________________________________ Verizon Communications Inc. Ticker Security ID: Meeting Date Meeting Status VZ ISIN US92343V1044 05/02/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Richard Mgmt For For For L. Carrion 1.2 Elect Director Melanie Mgmt For For For L. Healey 1.3 Elect Director M. Mgmt For For For Frances Keeth 1.4 Elect Director Robert Mgmt For For For W. Lane 1.5 Elect Director Lowell Mgmt For For For C. McAdam 1.6 Elect Director Sandra Mgmt For For For O. Moose 1.7 Elect Director Joseph Mgmt For For For Neubauer 1.8 Elect Director Donald Mgmt For For For T. Nicolaisen 1.9 Elect Director Clarence Mgmt For For For Otis, Jr. 1.10 Elect Director Hugh B. Mgmt For For For Price 1.11 Elect Director Rodney Mgmt For For For E. Slater 1.12 Elect Director Kathryn Mgmt For For For A. Tesija 1.13 Elect Director Gregory Mgmt For For For D. Wasson 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Amend Omnibus Stock Plan Mgmt For For For 5 Commit to Wireless ShrHldr Against For Against Network Neutrality 6 Report on Lobbying ShrHldr Against For Against Payments and Policy 7 Adopt Proxy Access Right ShrHldr Against For Against 8 Submit Severance ShrHldr Against For Against Agreement (Change-in-Control) to Shareholder Vote 9 Amend ShrHldr Against For Against Articles/Bylaws/Charter - Call Special Meetings 10 Provide Right to Act by ShrHldr Against For Against Written Consent ________________________________________________________________________________ Vertex Pharmaceuticals Incorporated Ticker Security ID: Meeting Date Meeting Status VRTX ISIN US92532F1003 05/08/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Joshua Mgmt For For For Boger 1.2 Elect Director Terrence Mgmt For For For C. Kearney 1.3 Elect Director Yuchun Mgmt For For For Lee 1.4 Elect Director Elaine Mgmt For For For S. Ullian 2 Approve Omnibus Stock Mgmt For For For Plan 3 Ratify Auditors Mgmt For For For 4 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation ________________________________________________________________________________ VF Corporation Ticker Security ID: Meeting Date Meeting Status VFC ISIN US9182041080 04/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Richard Mgmt For For For T. Carucci 1.2 Elect Director Juliana Mgmt For For For L. Chugg 1.3 Elect Director George Mgmt For For For Fellows 1.4 Elect Director Clarence Mgmt For For For Otis, Jr. 1.5 Elect Director Matthew Mgmt For For For J. Shattock 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Approve Executive Mgmt For For For Incentive Bonus Plan 4 Ratify Auditors Mgmt For For For ________________________________________________________________________________ Virtus Investment Partners, Inc. Ticker Security ID: Meeting Date Meeting Status VRTS ISIN US92828Q1094 05/21/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director James R. Mgmt For For For Baio 1.2 Elect Director Susan S. Mgmt For For For Fleming 1.3 Elect Director Russel Mgmt For For For C. Robertson 2 Ratify Auditors Mgmt For For For ________________________________________________________________________________ Visa Inc. Ticker Security ID: Meeting Date Meeting Status V ISIN US92826C8394 01/30/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Gary P. Mgmt For For For Coughlan 1.2 Elect Director Mary B. Mgmt For For For Cranston 1.3 Elect Director Mgmt For For For Francisco Javier Fernandez-Carbajal 1.4 Elect Director Robert Mgmt For For For W. Matschullat 1.5 Elect Director Cathy E. Mgmt For For For Minehan 1.6 Elect Director Suzanne Mgmt For For For Nora Johnson 1.7 Elect Director David J. Mgmt For For For Pang 1.8 Elect Director Joseph Mgmt For For For W. Saunders 1.9 Elect Director Charles Mgmt For For For W. Scharf 1.10 Elect Director William Mgmt For For For S. Shanahan 1.11 Elect Director John A. Mgmt For For For Swainson 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Ratify Auditors Mgmt For For For 4 Report on Lobbying ShrHldr Against For Against Payments and Policy ________________________________________________________________________________ W. P. Carey & Co. LLC Ticker Security ID: Meeting Date Meeting Status WPC ISIN US92930Y1073 09/13/2012 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approve Merger Agreement Mgmt For For For 2 Approve Reorganization Mgmt For For For Plan 3 Other Business Mgmt For Against Against ________________________________________________________________________________ W.W. Grainger, Inc. Ticker Security ID: Meeting Date Meeting Status GWW ISIN US3848021040 04/24/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Brian P. Mgmt For For For Anderson 1.2 Elect Director V. Ann Mgmt For For For Hailey 1.3 Elect Director William Mgmt For For For K. Hall 1.4 Elect Director Stuart Mgmt For For For L. Levenick 1.5 Elect Director John W. Mgmt For For For McCarter, Jr. 1.6 Elect Director Neil S. Mgmt For For For Novich 1.7 Elect Director Michael Mgmt For For For J. Roberts 1.8 Elect Director Gary L. Mgmt For For For Rogers 1.9 Elect Director James T. Mgmt For For For Ryan 1.10 Elect Director E. Scott Mgmt For For For Santi 1.11 Elect Director James D. Mgmt For For For Slavik 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation ________________________________________________________________________________ Waddell & Reed Financial, Inc. Ticker Security ID: Meeting Date Meeting Status WDR ISIN US9300591008 04/17/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Henry J. Mgmt For For For Herrmann 1.2 Elect Director James M. Mgmt For For For Raines 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Ratify Auditors Mgmt For For For ________________________________________________________________________________ Wal-Mart Stores, Inc. Ticker Security ID: Meeting Date Meeting Status WMT ISIN US9311421039 06/07/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Aida M. Mgmt For For For Alvarez 1.2 Elect Director James I. Mgmt For For For Cash, Jr. 1.3 Elect Director Roger C. Mgmt For For For Corbett 1.4 Elect Director Douglas Mgmt For For For N. Daft 1.5 Elect Director Michael Mgmt For Against Against T. Duke 1.6 Elect Director Timothy Mgmt For For For P. Flynn 1.7 Elect Director Marissa Mgmt For For For A. Mayer 1.8 Elect Director Gregory Mgmt For For For B. Penner 1.9 Elect Director Steven Mgmt For For For S. Reinemund 1.10 Elect Director H. Lee Mgmt For For For Scott, Jr. 1.11 Elect Director Jim C. Mgmt For For For Walton 1.12 Elect Director S. Mgmt For Against Against Robson Walton 1.13 Elect Director Mgmt For Against Against Christopher J. Williams 1.14 Elect Director Linda S. Mgmt For For For Wolf 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Amend Executive Mgmt For For For Incentive Bonus Plan 5 Amend Bylaws -- Call ShrHldr Against For Against Special Meetings 6 Stock Retention/Holding ShrHldr Against For Against Period 7 Require Independent ShrHldr Against For Against Board Chairman 8 Disclosure of ShrHldr Against For Against Recoupment Activity from Senior Officers ________________________________________________________________________________ Waters Corporation Ticker Security ID: Meeting Date Meeting Status WAT ISIN US9418481035 05/09/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Joshua Mgmt For For For Bekenstein 1.2 Elect Director Michael Mgmt For For For J. Berendt 1.3 Elect Director Douglas Mgmt For For For A. Berthiaume 1.4 Elect Director Edward Mgmt For For For Conard 1.5 Elect Director Laurie Mgmt For For For H. Glimcher 1.6 Elect Director Mgmt For For For Christopher A. Kuebler 1.7 Elect Director William Mgmt For For For J. Miller 1.8 Elect Director JoAnn A. Mgmt For For For Reed 1.9 Elect Director Thomas Mgmt For For For P. Salice 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation ________________________________________________________________________________ Watts Water Technologies, Inc. Ticker Security ID: Meeting Date Meeting Status WTS ISIN US9427491025 05/15/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Robert Mgmt For For For L. Ayers 1.2 Elect Director Bernard Mgmt For For For Baert 1.3 Elect Director Kennett Mgmt For For For F. Burnes 1.4 Elect Director Richard Mgmt For For For J. Cathcart 1.5 Elect Director David J. Mgmt For For For Coghlan 1.6 Elect Director W. Craig Mgmt For For For Kissel 1.7 Elect Director John K. Mgmt For For For McGillicuddy 1.8 Elect Director Joseph Mgmt For For For T. Noonan 1.9 Elect Director Merilee Mgmt For For For Raines 2 Ratify Auditors Mgmt For For For 3 Approve Executive Mgmt For For For Incentive Bonus Plan 4 Amend Omnibus Stock Plan Mgmt For Against Against ________________________________________________________________________________ Wells Fargo & Company Ticker Security ID: Meeting Date Meeting Status WFC ISIN US9497461015 04/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director John D. Mgmt For For For Baker, II 1.2 Elect Director Elaine Mgmt For For For L. Chao 1.3 Elect Director John S. Mgmt For For For Chen 1.4 Elect Director Lloyd H. Mgmt For For For Dean 1.5 Elect Director Susan E. Mgmt For For For Engel 1.6 Elect Director Enrique Mgmt For For For Hernandez, Jr. 1.7 Elect Director Donald Mgmt For For For M. James 1.8 Elect Director Cynthia Mgmt For For For H. Milligan 1.9 Elect Director Federico Mgmt For For For F. Pena 1.10 Elect Director Howard Mgmt For For For V. Richardson 1.11 Elect Director Judith Mgmt For For For M. Runstad 1.12 Elect Director Stephen Mgmt For For For W. Sanger 1.13 Elect Director John G. Mgmt For For For Stumpf 1.14 Elect Director Susan G. Mgmt For For For Swenson 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Amend Omnibus Stock Plan Mgmt For For For 4 Ratify Auditors Mgmt For For For 5 Require Independent ShrHldr Against Against For Board Chairman 6 Report on Lobbying ShrHldr Against Against For Payments and Policy 7 Review Fair Housing and ShrHldr Against For Against Fair Lending Compliance ________________________________________________________________________________ West Pharmaceutical Services, Inc. Ticker Security ID: Meeting Date Meeting Status WST ISIN US9553061055 05/07/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Mark A. Mgmt For For For Buthman 1.2 Elect Director William Mgmt For For For F. Feehery 1.3 Elect Director Thomas Mgmt For For For W. Hofmann 1.4 Elect Director L. Mgmt For For For Robert Johnson 1.5 Elect Director Paula A. Mgmt For For For Johnson 1.6 Elect Director Douglas Mgmt For For For A. Michels 1.7 Elect Director Donald Mgmt For For For E. Morel, Jr. 1.8 Elect Director John H. Mgmt For For For Weiland 1.9 Elect Director Anthony Mgmt For For For Welters 1.10 Elect Director Patrick Mgmt For For For J. Zenner 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Ratify Auditors Mgmt For For For ________________________________________________________________________________ Westamerica Bancorporation Ticker Security ID: Meeting Date Meeting Status WABC ISIN US9570901036 04/25/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Etta Mgmt For For For Allen 1.2 Elect Director Louis E. Mgmt For For For Bartolini 1.3 Elect Director E. Mgmt For For For Joseph Bowler 1.4 Elect Director Arthur Mgmt For For For C. Latno, Jr. 1.5 Elect Director Patrick Mgmt For For For D. Lynch 1.6 Elect Director Mgmt For For For Catherine Cope MacMillan 1.7 Elect Director Ronald Mgmt For For For A. Nelson 1.8 Elect Director David L. Mgmt For For For Payne 1.9 Elect Director Edward Mgmt For For For B. Sylvester 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Ratify Auditors Mgmt For For For ________________________________________________________________________________ Western Digital Corporation Ticker Security ID: Meeting Date Meeting Status WDC ISIN US9581021055 11/08/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Kathleen Mgmt For For For A. Cote 1.2 Elect Director John F. Mgmt For For For Coyne 1.3 Elect Director Henry T. Mgmt For For For DeNero 1.4 Elect Director William Mgmt For For For L. Kimsey 1.5 Elect Director Michael Mgmt For For For D. Lambert 1.6 Elect Director Len J. Mgmt For For For Lauer 1.7 Elect Director Matthew Mgmt For For For E. Massengill 1.8 Elect Director Roger H. Mgmt For For For Moore 1.9 Elect Director Kensuke Mgmt For For For Oka 1.10 Elect Director Thomas Mgmt For For For E. Pardun 1.11 Elect Director Arif Mgmt For For For Shakeel 1.12 Elect Director Masahiro Mgmt For For For Yamamura 2 Amend Omnibus Stock Plan Mgmt For For For 3 Amend Qualified Mgmt For For For Employee Stock Purchase Plan 4 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 5 Ratify Auditors Mgmt For For For ________________________________________________________________________________ Western Refining, Inc. Ticker Security ID: Meeting Date Meeting Status WNR ISIN US9593191045 06/04/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director William Mgmt For For For D. Sanders 1.2 Elect Director Ralph A. Mgmt For For For Schmidt 1.3 Elect Director Jeff A. Mgmt For For For Stevens 2 Ratify Auditors Mgmt For For For ________________________________________________________________________________ Westinghouse Air Brake Technologies Corporation Ticker Security ID: Meeting Date Meeting Status WAB ISIN US9297401088 05/14/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Robert Mgmt For For For J. Brooks 1.2 Elect Director William Mgmt For For For E. Kassling 1.3 Elect Director Albert Mgmt For For For J. Neupaver 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Increase Authorized Mgmt For For For Common Stock 4 Ratify Auditors Mgmt For For For ________________________________________________________________________________ Westlake Chemical Corporation Ticker Security ID: Meeting Date Meeting Status WLK ISIN US9604131022 05/17/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Robert Mgmt For For For T. Blakely 1.2 Elect Director Albert Mgmt For Withhold Against Chao 1.3 Elect Director Michael Mgmt For For For J. Graff 1.4 Elect Director R. Bruce Mgmt For For For Northcutt 2 Ratify Auditors Mgmt For For For 3 Amend Omnibus Stock Plan Mgmt For For For ________________________________________________________________________________ Whirlpool Corporation Ticker Security ID: Meeting Date Meeting Status WHR ISIN US9633201069 04/16/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Samuel Mgmt For For For R. Allen 1.2 Elect Director Gary T. Mgmt For For For DiCamillo 1.3 Elect Director Diane M. Mgmt For For For Dietz 1.4 Elect Director Jeff M. Mgmt For For For Fettig 1.5 Elect Director Michael Mgmt For For For F. Johnston 1.6 Elect Director William Mgmt For For For T. Kerr 1.7 Elect Director John D. Mgmt For For For Liu 1.8 Elect Director Harish Mgmt For For For Manwani 1.9 Elect Director William Mgmt For For For D. Perez 1.10 Elect Director Michael Mgmt For For For A. Todman 1.11 Elect Director Michael Mgmt For For For D. White 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Ratify Auditors Mgmt For For For 4 Amend Omnibus Stock Plan Mgmt For For For 5 Adopt a Policy in which ShrHldr Against For Against the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives ________________________________________________________________________________ White Mountains Insurance Group, Ltd. Ticker Security ID: Meeting Date Meeting Status WTM ISIN BMG9618E1075 05/23/2013 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Morgan W. Davis Mgmt For For For as Director 1.2 Elect Edith E. Holiday Mgmt For For For as Director 1.3 Elect Lowndes A. Smith Mgmt For For For as Director 2.1 Elect Jeffrey Davis as Mgmt For For For Director for Sirius International Insurance Corporation 2.2 Elect Lars Ek as Mgmt For For For Director for Sirius International Insurance Corporation 2.3 Elect Brian E. Kensil Mgmt For For For as Director for Sirius International Insurance Corporation 2.4 Elect Jan Onselius as Mgmt For For For Director for Sirius International Insurance Corporation 2.5 Elect Goran A. Mgmt For For For Thorstensson as Director for Sirius International Insurance Corporation 2.6 Elect Allan L. Waters Mgmt For For For as Director for Sirius International Insurance Corporation 3.1 Elect Sheila E. Nicoll Mgmt For For For as Director for HG Re Ltd. 3.2 Elect Kevin Pearson as Mgmt For For For Director for HG Re Ltd. 3.3 Elect Warren J. Trace Mgmt For For For as Director for HG Re Ltd. 3.4 Elect Allan L. Waters Mgmt For For For as Director for HG Re Ltd. 4.1 Elect Jennifer L. Pitts Mgmt For For For as Director for White Mountains Life Reinsurance (Bermuda) Ltd. 4.2 Elect Christine H. Mgmt For For For Repasy as Director for White Mountains Life Reinsurance (Bermuda) Ltd. 4.3 Elect Warren J. Trace Mgmt For For For as Director for White Mountains Life Reinsurance (Bermuda) Ltd. 4.4 Elect Allan L. Waters Mgmt For For For as Director for White Mountains Life Reinsurance (Bermuda) Ltd. 5.1 Elect Christine H. Mgmt For For For Repasy as Director for White Shoals Re Ltd. 5.2 Elect Warren J. Trace Mgmt For For For as Director for White Shoals Re Ltd. 5.3 Elect Allan L. Waters Mgmt For For For as Director for White Shoals Re Ltd. 6.1 Elect Christine H. Mgmt For For For Repasy as Director for Star Re Ltd. 6.2 Elect Goran A. Mgmt For For For Thorstensson as Director for Star Re Ltd. 6.3 Elect Warren J. Trace Mgmt For For For as Director for Star Re Ltd. 6.4 Elect Allan L. Waters Mgmt For For For as Director for Star Re Ltd. 7.1 Elect Michael Dashfield Mgmt For For For as Director of Sirius Capital Ltd. 7.2 Elect Lars Ek as Mgmt For For For Director of Sirius Capital Ltd. 7.3 Elect Goran A. Mgmt For For For Thorstensson as Director of Sirius Capital Ltd. 7.4 Elect Allan L. Waters Mgmt For For For as Director of Sirius Capital Ltd. 8.1 Elect Paul J. Brehm as Mgmt For For For Director of Split Rock Insurance, Ltd. 8.2 Elect Sarah A. Kolar as Mgmt For For For Director of Split Rock Insurance, Ltd. 8.3 Elect Sheila E. Nicoll Mgmt For For For as Director of Split Rock Insurance, Ltd. 8.4 Elect John C. Treacy as Mgmt For For For Director of Split Rock Insurance, Ltd. 9.1 Elect Raymond Barrette Mgmt For For For as Director for Any New Designated Subsidiary 9.2 Elect David T. Foy as Mgmt For For For Director for Any New Designated Subsidiary 9.3 Elect Jennifer L. Pitts Mgmt For For For as Director for Any New Designated Subsidiary 9.4 Elect Warren J. Trace Mgmt For For For as Director for Any New Designated Subsidiary 10 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 11 Amend Omnibus Stock Plan Mgmt For Against Against 12 Ratify Mgmt For For For PricewaterhouseCoopers LLP as Auditors ________________________________________________________________________________ Whole Foods Market, Inc. Ticker Security ID: Meeting Date Meeting Status WFM ISIN US9668371068 03/15/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director John Mgmt For For For Elstrott 1.2 Elect Director Mgmt For For For Gabrielle Greene 1.3 Elect Director Shahid Mgmt For For For 'Hass' Hassan 1.4 Elect Director Mgmt For For For Stephanie Kugelman 1.5 Elect Director John Mgmt For For For Mackey 1.6 Elect Director Walter Mgmt For For For Robb 1.7 Elect Director Jonathan Mgmt For For For Seiffer 1.8 Elect Director Morris Mgmt For For For 'Mo' Siegel 1.9 Elect Director Jonathan Mgmt For For For Sokoloff 1.10 Elect Director Ralph Mgmt For For For Sorenson 1.11 Elect Director William Mgmt For For For 'Kip' Tindell, III 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Amend Omnibus Stock Plan Mgmt For For For 5 Report on Adopting ShrHldr Against Against For Extended Producer Responsibility Policy 6 Require Independent ShrHldr Against Against For Board Chairman ________________________________________________________________________________ Williams-Sonoma, Inc. Ticker Security ID: Meeting Date Meeting Status WSM ISIN US9699041011 05/30/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Laura J. Mgmt For For For Alber 1.2 Elect Director Adrian Mgmt For For For D.P. Bellamy 1.3 Elect Director Rose Mgmt For For For Marie Bravo 1.4 Elect Director Mary Ann Mgmt For For For Casati 1.5 Elect Director Patrick Mgmt For For For J. Connolly 1.6 Elect Director Adrian Mgmt For For For T. Dillon 1.7 Elect Director Anthony Mgmt For For For A. Greener 1.8 Elect Director Ted W. Mgmt For For For Hall 1.9 Elect Director Michael Mgmt For For For R. Lynch 1.10 Elect Director Lorraine Mgmt For For For Twohill 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Ratify Auditors Mgmt For For For ________________________________________________________________________________ Wyndham Worldwide Corporation Ticker Security ID: Meeting Date Meeting Status WYN ISIN US98310W1080 05/14/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Brian Mgmt For For For Mulroney 1.2 Elect Director Michael Mgmt For For For H. Wargotz 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Ratify Auditors Mgmt For For For ________________________________________________________________________________ Xerox Corporation Ticker Security ID: Meeting Date Meeting Status XRX ISIN US9841211033 05/21/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Glenn A. Mgmt For For For Britt 1.2 Elect Director Ursula Mgmt For For For M. Burns 1.3 Elect Director Richard Mgmt For For For J. Harrington 1.4 Elect Director William Mgmt For For For Curt Hunter 1.5 Elect Director Robert Mgmt For For For J. Keegan 1.6 Elect Director Robert Mgmt For For For A. McDonald 1.7 Elect Director Charles Mgmt For For For Prince 1.8 Elect Director Ann N. Mgmt For For For Reese 1.9 Elect Director Sara Mgmt For For For Martinez Tucker 1.10 Elect Director Mary Mgmt For For For Agnes Wilderotter 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Approve Non-Employee Mgmt For For For Director Omnibus Stock Plan ________________________________________________________________________________ Xilinx, Inc. Ticker Security ID: Meeting Date Meeting Status XLNX ISIN US9839191015 08/08/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Director Philip Mgmt For For For T. Gianos 2 Elect Director Moshe N. Mgmt For For For Gavrielov 3 Elect Director John L. Mgmt For For For Doyle 4 Elect Director Jerald Mgmt For For For G. Fishman 5 Elect Director William Mgmt For For For G. Howard, Jr. 6 Elect Director J. Mgmt For For For Michael Patterson 7 Elect Director Albert Mgmt For For For A. Pimentel 8 Elect Director Marshall Mgmt For For For C. Turner 9 Elect Director Mgmt For For For Elizabeth W. Vanderslice 10 Amend Qualified Mgmt For For For Employee Stock Purchase Plan 11 Amend Omnibus Stock Plan Mgmt For For For 12 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 13 Ratify Auditors Mgmt For For For ________________________________________________________________________________ XL Group plc Ticker Security ID: Meeting Date Meeting Status XL ISIN IE00B5LRLL25 04/26/2013 Voted Meeting Type Country of Trade Annual Ireland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Joseph Mauriello Mgmt For For For as Director 2 Elect Eugene M. McQuade Mgmt For For For as Director 3 Elect Clayton S. Rose Mgmt For For For as Director 4 Approve Mgmt For For For PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration 5 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation ________________________________________________________________________________ Zebra Technologies Corporation Ticker Security ID: Meeting Date Meeting Status ZBRA ISIN US9892071054 05/16/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Gerhard Mgmt For For For Cless 1.2 Elect Director Michael Mgmt For For For A. Smith 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Ratify Auditors Mgmt For For For ________________________________________________________________________________ Zimmer Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status ZMH ISIN US98956P1021 05/07/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Mgmt For For For Christopher B. Begley 1.2 Elect Director Betsy J. Mgmt For For For Bernard 1.3 Elect Director Gail K. Mgmt For For For Boudreaux 1.4 Elect Director David C. Mgmt For For For Dvorak 1.5 Elect Director Larry C. Mgmt For For For Glasscock 1.6 Elect Director Robert Mgmt For For For A. Hagemann 1.7 Elect Director Arthur Mgmt For For For J. Higgins 1.8 Elect Director John L. Mgmt For For For McGoldrick 1.9 Elect Director Cecil B. Mgmt For For For Pickett 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Ratify Auditors Mgmt For For For 4 Amend Executive Mgmt For For For Incentive Bonus Plan 5 Amend Omnibus Stock Plan Mgmt For For For ________________________________________________________________________________ Zions Bancorporation Ticker Security ID: Meeting Date Meeting Status ZION ISIN US9897011071 05/24/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Jerry C. Mgmt For For For Atkin 1.2 Elect Director R.D. Cash Mgmt For For For 1.3 Elect Director Patricia Mgmt For For For Frobes 1.4 Elect Director J. David Mgmt For For For Heaney 1.5 Elect Director Roger B. Mgmt For For For Porter 1.6 Elect Director Stephen Mgmt For For For D. Quinn 1.7 Elect Director Harris Mgmt For For For H. Simmons 1.8 Elect Director L.E. Mgmt For For For Simmons 1.9 Elect Director Shelley Mgmt For For For Thomas Williams 1.10 Elect Director Steven Mgmt For For For C. Wheelwright 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Advisory Vote on Say on Mgmt 1 Year 1 Year For Pay Frequency 5 Require Independent ShrHldr Against For Against Board Chairman Item 1: Proxy Voting Record - Item1 Proxy Voting Record - Registrant : Allianz Funds Multi-Strategy Trust Fund Name : AllianzGI China Equity Fund (formerly, Allianz RCM China Equity Fund) ________________________________________________________________________________ AEON Stores (Hong Kong) Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 00984 CINS Y00176134 05/24/2013 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accept Financial Mgmt For For For Statements and Statutory Reports 2 Declare Final Dividend Mgmt For For For 3.1 Elect Chan Pui Man Mgmt For For For Christine as Director 3.2 Elect Junichi Suzuki as Mgmt For Against Against Director 3.3 Elect Chan Suk Jing as Mgmt For Against Against Director 3.4 Elect Chak Kam Yuen as Mgmt For Against Against Director 3.5 Elect Yoshinori Okuno Mgmt For Against Against as Director 3.6 Elect Haruyoshi Tsuji Mgmt For Against Against as Director 3.7 Elect Yutaka Agawa as Mgmt For Against Against Director 3.8 Elect Takashi Komatsu Mgmt For Against Against as Director 3.9 Elect Sham Sui Leung Mgmt For For For Daniel as Director 3.10 Elect Cheng Yin Ching Mgmt For For For Anna as Director 3.11 Elect Shao Kung Chuen Mgmt For For For as Director 3.12 Authorize Board to Fix Mgmt For For For Remuneration of Directors 4 Reappoint Deloitte Mgmt For For For Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration ________________________________________________________________________________ Agricultural Bank of China Ticker Security ID: Meeting Date Meeting Status 601288 CINS Y00289119 06/18/2013 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accept 2012 Work Report Mgmt For For For of the Board 2 Accept 2012 Work Report Mgmt For For For of the Board of Supervisors 3 Accept Final Financial Mgmt For For For Accounts for 2012 4 Approve Profit Mgmt For For For Distribution Plan for 2012 5 Approve Fixed Assets Mgmt For For For Investment Budget for 2013 6 Appoint Auditors Mgmt For For For 7 Approve Adjustment to Mgmt For For For the Board's Authority to Approve Investment in Bonds of Certain Clients 8 Approve Issuance of Mgmt For For For Eligible Capital Instruments with Write-Down Feature ________________________________________________________________________________ Bank of China Limited Ticker Security ID: Meeting Date Meeting Status 03988 CINS Y0698A107 03/26/2013 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Wang Shiqiang as Mgmt For For For Non-executive Director 2 Approve Downward Mgmt For For For Adjustment to the Conversion Price of the A Share Convertible Bonds 3 Amend Articles of Mgmt For For For Association ________________________________________________________________________________ Bank of China Limited Ticker Security ID: Meeting Date Meeting Status 03988 CINS Y0698A107 05/29/2013 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approve 2012 Work Mgmt For For For Report of Board of Directors 2 Approve 2012 Work Mgmt For For For Report of Board of Supervisors 3 Approve 2012 Annual Mgmt For For For Financial Statements 4 Approve 2012 Profit Mgmt For For For Distribution Plan 5 Approve 2013 Annual Mgmt For For For Budget Report 6 Appoint Ernst & Young Mgmt For For For Hua Ming as Auditors 7.1 Elect Li Lihui as Mgmt For For For Director 7.2 Elect Li Zaohang as Mgmt For Against Against Director 7.3 Elect Jiang Yansong as Mgmt For Against Against Director 7.4 Elect Chow Man Yiu, Mgmt For For For Paul as Director 8.1 Elect Lu Zhengfei as Mgmt For For For Director 8.2 Elect Leung Cheuk Yan Mgmt For For For as Director 9.1 Elect Li Jun as Mgmt For For For Shareholder Representative Supervisor 9.2 Elect Wang Xueqiang as Mgmt For For For Shareholder Representative Supervisor 9.3 Elect Liu Wanming as Mgmt For For For Shareholder Representative Supervisor 10.1 Elect Tian Guoli as ShrHldr N/A Against N/A Director 10.2 Elect Wang Yong as ShrHldr N/A Against N/A Director 11.1 Elect Sun Zhijun as ShrHldr N/A Against N/A Director 11.2 Elect Liu Lina as ShrHldr N/A Against N/A Director 12 Approve Issuance of the ShrHldr N/A For N/A Qualified Write-down Tier-2 Capital Instruments ________________________________________________________________________________ Bank of China Limited Ticker Security ID: Meeting Date Meeting Status 03988 CINS Y0698A107 10/25/2012 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approve Remuneration Mgmt For For For Plan for the Chairman, Executive Directors, Chairman of the Board of Supervisors and Shareholder Representative Supervisors of 2011 2 Appoint Ernst & Young Mgmt For For For Hua Ming as Auditors and Authorize Board to Fix Their Remuneration ________________________________________________________________________________ Beijing Enterprises Holdings Ltd. Ticker Security ID: Meeting Date Meeting Status 00392 CINS Y07702122 06/19/2013 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accept Financial Mgmt For For For Statements and Statutory Reports 2 Declare Final Dividend Mgmt For For For 3.1 Elect Wang Dong as Mgmt For For For Director 3.2 Elect Lei Zhengang as Mgmt For For For Director 3.3 Elect Jiang Xinhao as Mgmt For For For Director 3.4 Elect Wu Jiesi as Mgmt For For For Director 3.5 Elect Lam Hoi Ham as Mgmt For For For Director 3.6 Elect Sze Chi Ching as Mgmt For For For Director 3.7 Elect Shi Hanmin as Mgmt For For For Director 3.8 Authorize Board to Fix Mgmt For For For Remuneration of Directors 4 Reappoint Ernst & Young Mgmt For For For as Auditors and Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Mgmt For For For Up to 10 Percent of Issued Share Capital 6 Approve Issuance of Mgmt For Against Against Equity or Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Mgmt For Against Against Repurchased Shares ________________________________________________________________________________ China Coal Energy Company Limited Ticker Security ID: Meeting Date Meeting Status 01898 CINS Y1434L100 12/11/2012 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approve Provision of Mgmt For Against Against Guarantee by a Subsidiary of the Company 2 Amend Articles of Mgmt For For For Association ________________________________________________________________________________ China Communications Construction Company Ltd. Ticker Security ID: Meeting Date Meeting Status 01800 CINS Y14369105 02/21/2013 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approve Issuance of Mgmt For For For Super Short-Term Debentures 2 Approve Proposed Change ShrHldr For Against Against of Registered Capital of CCCC Finance Company Limited ________________________________________________________________________________ China Communications Construction Company Ltd. Ticker Security ID: Meeting Date Meeting Status 01800 CINS Y14369105 06/28/2013 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accept Financial Mgmt For For For Statements and Statutory Reports 2 Approve Profit Mgmt For For For Distribution Plan and the Final Dividend 3 Reappoint Mgmt For For For PricewaterhouseCoopers and PricewaterhouseCoopers Zhong Tian LLP as International and Domestic Auditors, Respectively, and Authorize Board to Fix Their Remuneration 4 Approve Estimated Cap Mgmt For Against Against for the Internal Guarantees of the Group in 2013 5 Approve the Estimated Mgmt For Against Against Total Amount of the Day-to-Day Related Party Transactions 6 Approve Proposed Mgmt For Against Against Transaction Under the Deposit Service Framework Agreement 7 Approve Report of the Mgmt For For For Board of Directors 8 Approve Report of the Mgmt For For For Supervisory Committee 9 Approve Issuance of Mgmt For Against Against Equity or Equity-Linked Securities without Preemptive Rights ________________________________________________________________________________ China Construction Bank Corporation Ticker Security ID: Meeting Date Meeting Status 00939 CINS Y1397N101 06/06/2013 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approve 2012 Report of Mgmt For For For Board of Directors 2 Approve 2012 Report of Mgmt For For For Board of Supervisors 3 Approve 2012 Final Mgmt For For For Financial Accounts 4 Approve 2012 Profit Mgmt For For For Distribution Plan 5 Approve Budget of 2013 Mgmt For For For Fixed Assets Investment 6 Appoint Auditors Mgmt For For For 7.1 Elect Zhang Jianguo as Mgmt For For For Director 7.2 Elect Zhao Xijun as Mgmt For For For Director 7.3 Elect Chen Yuanling as Mgmt For For For Director 7.4 Elect Zhu Hongbo as Mgmt For For For Director 7.5 Elect Hu Zheyi as Mgmt For For For Director 7.6 Elect Chung Shui Ming Mgmt For Against Against Timpson as Director 7.7 Elect Margaret Leung Ko Mgmt For For For May Yee as Director 7.8 Elect Wim Kok as Mgmt For For For Director 7.9 Elect Murray Horn as Mgmt For For For Director 7.10 Elect Xu Tie as Director Mgmt For For For 7.11 Elect Qi Shouyin as Mgmt For For For Director 7.12 Approve Terms of Office Mgmt For For For of Proposed Directors 8.1 Elect Zhang Furong as Mgmt For For For Shareholder Representative Supervisor 8.2 Elect Liu Jin as Mgmt For For For Shareholder Representative Supervisor 8.3 Elect Li Xiaoling as Mgmt For For For Shareholder Representative Supervisor 8.4 Elect Bai Jianjun as Mgmt For For For External Supervisor 8.5 Elect Wang Xinmin as ShrHldr N/A For N/A External Supervisor 9 Approve Issuance of Mgmt For For For Write-Down Type Eligible Capital Instruments 10 Approve Revisions to Mgmt For For For the Article of Association ________________________________________________________________________________ China Everbright International Ltd. Ticker Security ID: Meeting Date Meeting Status 00257 CINS Y14226107 04/26/2013 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accept Financial Mgmt For For For Statements and Statutory Reports 2 Declare Final Dividend Mgmt For For For 3.1 Reelect Chen Xiaoping Mgmt For For For as Director 3.2 Reelect Wang Tianyi as Mgmt For Against Against Director 3.3 Reelect Cai Shuguang as Mgmt For Against Against Director 3.4 Reelect Fan Yan Hok, Mgmt For Against Against Philip as Director 3.5 Reelect Zhai Haitao as Mgmt For For For Director 3.6 Authorize Board to Fix Mgmt For For For Remuneration of Directors 4 Reappoint KPMG as Mgmt For For For Auditors and Authorize Board to Fix Their Remuneration 5.1 Approve Issuance of Mgmt For Against Against Equity or Equity-Linked Securities without Preemptive Rights 5.2 Authorize Repurchase of Mgmt For For For Up to 10 Percent of Issued Share Capital 5.3 Authorize Reissuance of Mgmt For Against Against Repurchased Shares ________________________________________________________________________________ China Life Insurance Co. Limited Ticker Security ID: Meeting Date Meeting Status 02628 CINS Y1477R204 02/19/2013 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approve Auditors and Mgmt For For For Authorize Board to Fix Their Remuneration 2 Amend Articles of Mgmt For For For Association of the Company 3 Amend Procedural Rules Mgmt For For For for the Board of Directors Meetings ________________________________________________________________________________ China Life Insurance Co. Limited Ticker Security ID: Meeting Date Meeting Status 02628 CINS Y1477R204 06/05/2013 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approve Report of Board Mgmt For For For of Directors 2 Approve Report of Mgmt For For For Supervisory Committee 3 Approve Financial Report Mgmt For For For 4 Approve Profit Mgmt For For For Distribution Plan 5 Approve Remuneration of Mgmt For For For Directors and Supervisors 6 Approve Remuneration of Mgmt For For For Auditors for the Year 2012 7 Approve Appointment of Mgmt For For For Auditors for the Year 2013 8 Approve Cap Amounts in Mgmt For For For Respect of the Framework Agreement with China Guangfa Bank Co. Ltd. 9 Amend Articles of Mgmt For For For Association ________________________________________________________________________________ China Life Insurance Co. Limited Ticker Security ID: Meeting Date Meeting Status 02628 CINS Y1477R204 07/10/2012 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Yang Mingsheng as Mgmt For For For Executive Director 2 Elect Wan Feng as Mgmt For For For Executive Director 3 Elect Lin Dairen as Mgmt For For For Executive Director 4 Elect Liu Yingqi as Mgmt For For For Executive Director 5 Elect Miao Jianmin as Mgmt For For For Non-Executive Director 6 Elect Zhang Xiangxian Mgmt For For For as Non-Executive Director 7 Elect Wang Sidong as Mgmt For For For Non-Executive Director 8 Elect Sun Changji as Mgmt For For For Independent Non-Executive Director 9 Elect Bruce Douglas Mgmt For For For Moore as Independent Non-Executive Director 10 Elect Anthony Francis Mgmt For For For Neoh as Independent Non-Executive Director 11 Elect Xia Zhihua as Mgmt For For For Shareholder Representative Supervisor 12 Elect Shi Xiangming as Mgmt For For For Shareholder Representative Supervisor 13 Elect Tang Jianbang as ShrHldr For For For Independent Non-Executive Director 14 Elect Luo Zhongmin as ShrHldr For For For External Supervisor ________________________________________________________________________________ China Minsheng Banking Corp., Ltd. Ticker Security ID: Meeting Date Meeting Status 600016 CINS Y1495M112 06/17/2013 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approve Annual Report Mgmt For For For 2 Approve Final Financial Mgmt For For For Report 3 Approve Annual Budgets Mgmt For For For of the Company for 2013 4 Approve Work Report of Mgmt For For For Board of Directors 5 Approve Work Report of Mgmt For For For Supervisory Board 6.1 Approve Profit Mgmt For For For Distribution Proposal for the Second Half of 2012 of the Company 6.2 Approve Interim Profit Mgmt For For For Distribution Policy for 2013 of the Company 7 Reappoint Auditors and Mgmt For For For Authorize Board to Fix Their Remuneration 8 Amend Terms of Mgmt For For For Reference of the Supervisory Board 9 Amend Administrative Mgmt For For For Measures of Connected Transactions 10 Approve Proposed Mgmt For For For Issuance Plans of Eligible Tier-2 Capital Instruments 11 Amend Articles of Mgmt For For For Association of the Company ________________________________________________________________________________ China Mobile Limited Ticker Security ID: Meeting Date Meeting Status 00941 CINS Y14965100 05/30/2013 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accept Financial Mgmt For For For Statements and Statutory Reports 2 Declare Final Dividend Mgmt For For For 3.1 Elect Li Yue as Director Mgmt For For For 3.2 Elect Xue Taohai as Mgmt For For For Director 3.3 Elect Huang Wenlin as Mgmt For For For Director 4 Appoint Mgmt For For For PricewaterhouseCoopers and PricewaterhouseCoopers Zhong Tian CPAs Limited as Auditors of the Company and its Subsidiaries for Hong Kong Financial Reporting and U.S. Financial Reporting, Respectively and Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Mgmt For For For Up to 10 Percent of Issued Share Capital 6 Approve Issuance of Mgmt For Against Against Equity or Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Mgmt For Against Against Repurchased Shares ________________________________________________________________________________ China National Materials Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 01893 CINS Y15048104 09/25/2012 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approve Issuance of Mgmt For For For Short-Term Financing Bonds ________________________________________________________________________________ China National Materials Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 01893 CINS Y15048104 12/07/2012 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approve Equity Transfer Mgmt For For For Agreements and Related Transactions 2 Approve Mutual Supply Mgmt For For For of Products Framework Agreement and Related Transactions 3 Approve Mutual Supply Mgmt For For For of Services Framework Agreement and Related Transactions ________________________________________________________________________________ China Petroleum & Chemical Corp. Ticker Security ID: Meeting Date Meeting Status 00386 CINS Y15010104 05/29/2013 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approve Report of the Mgmt For For For Board of Directors 2 Approve Report of Mgmt For For For Supervisors 3 Accept Financial Mgmt For For For Statements and Statutory Reports 4 Approve Interim Profit Mgmt For For For Distribution Plan for the Year 2013 5 Appoint Mgmt For For For PricewaterhouseCoopers and PricewaterhouseCoopers Zhong Tian CPA's Limited Company as Exteral Auditors and Authorize Board to Fix Their Remuneration 6 Approve Profit Mgmt For For For Distribution Plan for the Year Ended Dec. 31, 2012 7 Amend Articles of Mgmt For For For Association 8 Approve Extension of Mgmt For For For Validity Period of the Resolution in Relation to the Issuance of A Share Convertible Corporate Bonds and Other Related Matters 9 Authorize Board to Mgmt For Against Against Determine the Proposed Pan for the Issuance of Debt Financing Instruments 10 Approve Issuance of Mgmt For Against Against Equity or Equity-Linked Securities without Preemptive Rights ________________________________________________________________________________ China Petroleum & Chemical Corp. Ticker Security ID: Meeting Date Meeting Status 00386 CINS Y15010104 05/29/2013 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approve Profit Mgmt For For For Distribution Proposal for the Year 2012 ________________________________________________________________________________ China Resources Land Ltd. Ticker Security ID: Meeting Date Meeting Status 01109 CINS G2108Y105 06/05/2013 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accept Financial Mgmt For For For Statements and Statutory Reports 2 Declare Final Dividend Mgmt For For For 3.1 Elect Yan Biao as Mgmt For Against Against Director 3.2 Elect Ding Jiemin as Mgmt For Against Against Director 3.3 Elect Wei Bin as Mgmt For Against Against Director 3.4 Elect Huang Daoguo as Mgmt For Against Against Director 3.5 Elect Chen Ying as Mgmt For Against Against Director 3.6 Elect Andrew Y. Yan as Mgmt For Against Against Director 3.7 Elect Ho Hin Ngai Bosco Mgmt For For For as Director 3.8 Authorize Board to Fix Mgmt For For For Remuneration of Directors 4 Reappoint Mgmt For For For PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Mgmt For For For Up to 10 Percent of Issued Share Capital 6 Approve Issuance of Mgmt For Against Against Equity or Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Mgmt For Against Against Repurchased Shares ________________________________________________________________________________ China Shenhua Energy Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 01088 CINS Y1504C113 06/21/2013 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Authorize Repurchase of Mgmt For For For Up to 10 Percent of Issued Share Capital ________________________________________________________________________________ China Shenhua Energy Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 01088 CINS Y1504C113 06/21/2013 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accept Report of the Mgmt For For For Board of Directors 2 Accept Report of the Mgmt For For For Board of Supervisors 3 Accept Audited Mgmt For For For Financial Statements 4 Approve Profit Mgmt For For For Distribution Plan and Declare Final Dividend 5 Approve Remuneration of Mgmt For For For Directors and Supervisors 6 Appoint Deloitte Touche Mgmt For For For Tohmatsu and Deloitte Touche Tohmatsu CPA Ltd. as International and PRC Auditors, Respectively, and Authorize A Committee to Fix Their Remuneration 7 Approve Revision of Mgmt For For For Annual Cap Under the Current Mutual Coal Supply Agreement 8 Approve Supplementary Mgmt For Against Against Agreement to the Current Financial Services Agreement and Revision of Certain Annual Caps 9 Approve Mutual Coal Mgmt For For For Supply Agreement and the Proposed Annual Caps 10 Approve Mutual Supplies Mgmt For For For and Services Agreement and the Proposed Annual Caps 11 Approve Financial Mgmt For Against Against Services Agreement and the Proposed Annual Caps 12 Approve Change of Use Mgmt For For For of a Portion of Proceeds from the A Share Offering 13 Amend Articles of Mgmt For For For Association 14 Approve Issuance of Mgmt For Against Against Equity or Equity-Linked Securities without Preemptive Rights 15 Authorize Repurchase of Mgmt For For For Up to Ten Percent of Issued Share Capital ________________________________________________________________________________ China Shenhua Energy Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 01088 CINS Y1504C113 09/14/2012 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approve Issuance of Mgmt For Against Against Debt Financing Instruments of the Company ________________________________________________________________________________ China Telecom Corporation Ltd Ticker Security ID: Meeting Date Meeting Status 00728 CINS Y1505D102 10/16/2012 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approve Acquisition Mgmt For For For Agreement Between the Company and China Telecommunications Corporation and Related Transactions 2 Approve Engineering Mgmt For For For Framework Agreement and Proposed Annual Caps 3 Approve Ancillary Mgmt For For For Telecommunications Services Framework Agreement and Proposed Annual Caps 4 Elect Chen Liangxian as Mgmt For For For Director and Authorize Board to Fix His Remuneration 5 Elect Shao Chunbao as Mgmt For For For Supervisor and Authorize Supervisory Committee to Fix His Remuneration 6 Elect Hu Jing as Mgmt For For For Supervisor and Authorize Supervisory Committee to Fix His Remuneration 7.1 Amend Articles Re: Mgmt For For For Business Scope 7.2 Amend Articles Re: Mgmt For For For Supervisory Committee Composition 7.3 Authorize Board to Do Mgmt For For For Such Actions Necessary to Complete the Approval and/or Registration of the Amendments to the Articles of Association ________________________________________________________________________________ CNOOC Ltd. Ticker Security ID: Meeting Date Meeting Status 00883 CINS Y1662W117 05/24/2013 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Approve Audited Mgmt For For For Accounts with Director's Report and Auditors' Report 1.2 Declare Final Dividend Mgmt For For For 1.3 Elect Yang Hua as Mgmt For For For Director 1.4 Elect Zhou Shouwei as Mgmt For For For Director 1.5 Elect Chiu Sung Hong as Mgmt For For For Director 1.6 Authorize the Board to Mgmt For For For Fix Remuneration of Directors 1.7 Appoint Deloitte Touche Mgmt For For For Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration 2.1 Authorize Repurchase of Mgmt For For For Up to 10 Percent of Issued Share Capital 2.2 Approve Issuance of Mgmt For Against Against Equity or Equity-Linked Securities without Preemptive Rights 2.3 Authorize Reissuance of Mgmt For Against Against Repurchased Shares ________________________________________________________________________________ CNOOC Ltd. Ticker Security ID: Meeting Date Meeting Status 00883 CINS Y1662W117 08/21/2012 Voted Meeting Type Country of Trade Special Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approve Coalbed Methane Mgmt For For For Resources Exploration and Development Cooperation Agreement and Related Transactions ________________________________________________________________________________ CNOOC Ltd. Ticker Security ID: Meeting Date Meeting Status 00883 CINS Y1662W117 11/21/2012 Voted Meeting Type Country of Trade Special Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approve Non-exempt Mgmt For For For Revised Caps for Relevant Categories of the Continuing Connected Transactions in Respect of 2012 and 2013 ________________________________________________________________________________ Comba Telecom Systems Holdings Ltd. Ticker Security ID: Meeting Date Meeting Status 02342 CINS G22972114 05/31/2013 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accept Financial Mgmt For For For Statements and Statutory Reports 2.1 Elect Fok Tung Ling as Mgmt For For For Director 2.2 Elect Wu Jiang Cheng as Mgmt For For For Director 2.3 Elect Yan Ji Ci as Mgmt For For For Director 2.4 Elect Yeung Pui Sang, Mgmt For For For Simon as Director 2.5 Elect Lin Jin Tong as Mgmt For For For Director 2.6 Elect Qian Ting Shuo as Mgmt For For For Director 2.7 Authorize Board to Fix Mgmt For For For the Remuneration of Directors 3 Reappoint Ernst & Young Mgmt For For For as Auditors and Authorize Board to Fix Their Remuneration 4 Approve Issuance of Mgmt For Against Against Equity or Equity-Linked Securities without Preemptive Rights 5 Authorize Repurchase of Mgmt For For For Up to 10 Percent of Issued Share Capital 6 Authorize Reissuance of Mgmt For Against Against Repurchased Shares 7 Approve Adoption of the Mgmt For Against Against New Share Option Scheme ________________________________________________________________________________ CPMC Holdings Ltd. Ticker Security ID: Meeting Date Meeting Status 00906 CINS Y17739106 06/07/2013 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accept Financial Mgmt For For For Statements and Statutory Reports 2 Declare Final Dividend Mgmt For For For 3.1 Elect Wang Jinchang as Mgmt For For For Director 3.2 Elect Zhou Zheng as Mgmt For For For Director 3.3 Elect Cheng Yuk Wo as Mgmt For Against Against Director 3.4 Authorize Board to Fix Mgmt For For For Remuneration of Directors 4 Reappoint Ernst & Young Mgmt For For For as Auditors and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Mgmt For Against Against Equity or Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Mgmt For For For Up to 10 Percent of Issued Share Capital 7 Authorize Reissuance of Mgmt For Against Against Repurchased Shares ________________________________________________________________________________ CSR Corporation Ltd. Ticker Security ID: Meeting Date Meeting Status 601766 CINS Y1822T103 05/30/2013 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approve 2012 Work Mgmt For For For Report of the Board of Directors 2 Approve 2012 Work Mgmt For For For Report of the Supervisory Committee 3 Approve 2012 Final Mgmt For For For Accounts of the Company 4 Approve 2012 Profit Mgmt For For For Distribution Plan 5 Approve Resolution in Mgmt For Against Against Relation to the Arrangement of Guarantees by the Company and its Subsidiaries for 2013 6 Approve Resolution in Mgmt For For For Relation to the Matters Regarding the A Share Connected Transactions for 2013 7 Approve Resolution in Mgmt For For For Relation to the Remuneration and Welfare of Directors and Supervisors 8 Reappoint Auditors and Mgmt For For For Approve the Bases for Determination of their Remuneration 9 Approve Issuance of Mgmt For For For Debt Financing Instruments 10 Approve Issuance of Mgmt For Against Against Equity or Equity-Linked Securities without Preemptive Rights ________________________________________________________________________________ CSR Corporation Ltd. Ticker Security ID: Meeting Date Meeting Status 601766 CINS Y1822T103 11/12/2012 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approve Issue of Debt Mgmt For For For Financing Instruments Denominated in RMB 2.1 Amend Articles Re: Mgmt For For For Profit Distribution 2.2 Amend Articles Re: Mgmt For For For Expansion of Management 2.3 Amend Articles Re: Mgmt For For For Corporate Governance 2.4 Amend Articles Re: Mgmt For For For Internal Approval Procedures on Material Operation and Investment Matters 3 Approve Shareholders' Mgmt For For For Return Plan for the Next Three Years 4 Amend Rules of Mgmt For Against Against Procedure for General Meetings 5 Amend Rules of Mgmt For For For Procedure for the Board 6 Amend Management Rules Mgmt For For For on External Guarantees 7 Approve Further Mgmt For For For Utilization of an Aggregate of No More Than RMB 3.658 Billion Out of the Proceeds 8 Elect Director Mgmt For For For ________________________________________________________________________________ Digital China Holdings Limited Ticker Security ID: Meeting Date Meeting Status 00861 CINS G2759B107 08/27/2012 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accept Financial Mgmt For For For Statements and Statutory Reports 2 Approve Final Dividend Mgmt For For For 3.1 Reelect Lin Yang as Mgmt For For For Director 3.2 Reelect Wong Man Chung, Mgmt For For For Francis as Director 3.3 Reelect Ong Ka Lueng, Mgmt For For For Peter as Director 3.4 Authorize Board to Fix Mgmt For For For Remuneration of Directors 4 Reappoint Ernst & Young Mgmt For For For as Auditors and Authorize Board to Fix Their Remuneration 5.1 Approve Issuance of Mgmt For Against Against Equity or Equity-Linked Securities without Preemptive Rights 5.2 Authorize Repurchase of Mgmt For For For Up to 10 Percent of Issued Share Capital 5.3 Authorize Reissuance of Mgmt For Against Against Repurchased Shares ________________________________________________________________________________ Focus Media Holding Limited Ticker Security ID: Meeting Date Meeting Status FMCN CINS 34415V109 12/10/2012 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Reelect Daqing Qi as Mgmt For For For Director 2 Approve the Audited Mgmt For For For Consolidated Financial Statements of the Company 3 Approve 2013 Employee Mgmt For Against Against Share Option Plan and the Authorization of Officers to Allot, Issue or Deliver Shares Pursuant to the 2013 Employee Share Option Plan 4 Approve to Appoint Mgmt For For For Deloitte Touche Tohmatsu CPA Ltd. as Audit Firm ________________________________________________________________________________ Hengan International Group Co. Ltd. Ticker Security ID: Meeting Date Meeting Status 01044 CINS G4402L151 05/23/2013 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accept Financial Mgmt For For For Statements and Statutory Reports 2 Declare Final Dividend Mgmt For For For 3 Elect Xu Shui Shen as Mgmt For For For Director 4 Elect Sze Wong Kim as Mgmt For For For Director 5 Elect Hui Ching Chi as Mgmt For For For Director 6 Elect Wang Ming Fu as Mgmt For For For Director 7 Elect Ho Kwai Ching Mgmt For For For Mark as Director 8 Elect Zhou Fang Sheng Mgmt For For For as Director 9 Authorize Board to Fix Mgmt For For For Remuneration of Directors 10 Reappoint Auditors and Mgmt For For For Authorize Board to Fix Their Remuneration 11 Approve Issuance of Mgmt For Against Against Equity or Equity-Linked Securities without Preemptive Rights 12 Authorize Repurchase of Mgmt For For For Up to 10 Percent of Issued Share Capital 13 Authorize Reissuance of Mgmt For Against Against Repurchased Shares ________________________________________________________________________________ Industrial and Commercial Bank of China Limited Ticker Security ID: Meeting Date Meeting Status 01398 CINS Y3990B112 03/20/2013 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Malcolm Mgmt For For For Christopher McCarthy as Independent Non-Executive Director 2 Elect Kenneth Patrick Mgmt For For For Chung as Independent Non-Executive Director 3 Approve 2013 Fixed Mgmt For For For Assets Investment Budget 4 Approve Issue of Mgmt For For For Eligible Tier-2 Capital Instruments ________________________________________________________________________________ Industrial and Commercial Bank of China Limited Ticker Security ID: Meeting Date Meeting Status 01398 CINS Y3990B112 06/07/2013 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accept 2012 Work Report Mgmt For For For of Board of Directors 2 Accept 2012 Work Report Mgmt For For For of Board of Supervisors 3 Accept Bank's 2012 Mgmt For For For Audited Accounts 4 Approve 2012 Profit Mgmt For For For Distribution Plan 5 Approve Proposal on Mgmt For For For Launching the Engagement of Accounting Firm for 2013 6 Elect Yi Huiman as ShrHldr N/A For N/A Director 7 Elect Luo Xi as Director ShrHldr N/A For N/A 8 Elect Liu Lixian as ShrHldr N/A For N/A Director ________________________________________________________________________________ Industrial and Commercial Bank of China Limited Ticker Security ID: Meeting Date Meeting Status 01398 CINS Y3990B112 11/05/2012 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Amend Articles of Mgmt For For For Association 2 Approve Capital Mgmt For For For Planning for 2012-2014 3 Appoint KPMG Huazhen as Mgmt For For For Auditors and Authorize Board to Fix Their Remuneration ________________________________________________________________________________ Kunlun Energy Company Ltd Ticker Security ID: Meeting Date Meeting Status 00135 CINS G5320C108 05/20/2013 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accept Financial Mgmt For For For Statements and Statutory Reports 2 Declare Final Dividend Mgmt For For For 3.1 Elect Zhang Bowen as Mgmt For For For Director 3.2 Elect Liu Xiao Feng as Mgmt For For For Director 3.3 Authorize Board to Fix Mgmt For For For Remuneration of Directors 4 Appoint KPMG as Mgmt For For For Auditors and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Mgmt For Against Against Equity or Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Mgmt For For For Up to 10 Percent of Issued Share Capital 7 Authorize Reissuance of Mgmt For Against Against Repurchased Shares ________________________________________________________________________________ Natural Beauty Bio-Technology Ltd Ticker Security ID: Meeting Date Meeting Status 00157 CINS G64006102 05/10/2013 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accept Financial Mgmt For For For Statements and Statutory Reports 2.1 Elect Poon Yee Man Mgmt For For For Alwin as Director 2.2 Elect Chen Ruey-Long as Mgmt For For For Director 2.3 Elect Yang Tze-Kaing as Mgmt For For For Director 2.4 Elect Lee Ming-Ta as Mgmt For For For Director 2.5 Elect Su Chien-Cheng as Mgmt For For For Director 3 Reappoint Deloitte Mgmt For For For Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration 4 Authorize Board to Fix Mgmt For For For Remuneration of Directors 5 Declare Final Dividend Mgmt For For For 6 Approve Issuance of Mgmt For Against Against Equity or Equity-Linked Securities without Preemptive Rights 7 Authorize Repurchase of Mgmt For For For Up to 10 Percent of Issued Share Capital 8 Authorize Reissuance of Mgmt For Against Against Repurchased Shares 9 Approve Grant of Share Mgmt For Against Against Options to Chang Karen Yi Fen ________________________________________________________________________________ Petrochina Company Limited Ticker Security ID: Meeting Date Meeting Status 601857 CINS Y6883Q104 05/23/2013 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accept Report of the Mgmt For For For Board of Directors 2 Accept Report of the Mgmt For For For Supervisory Committee 3 Accept Audited Mgmt For For For Financial Statements 4 Approve Final Dividend Mgmt For For For 5 Authorize Board to Mgmt For For For Determine Distribution of Interim Dividends 6 Appoint KPMG Huazhen Mgmt For For For and KPMG as Domestic and International Auditors, Respectively, and Authorize Board to Fix Their Remuneration 7.1 Elect Li Qingyi as Mgmt For For For Supervisor 7.2 Elect Fan Fuchun as Mgmt For For For Supervisor 8 Amend Articles of Mgmt For For For Association of the Company 9 Approve Issuance of Mgmt For For For Debt Financing Instruments of Up to RMB 100 Billion 10 Approve Issuance of Mgmt For Against Against Equity or Equity-Linked Securities without Preemptive Rights ________________________________________________________________________________ Ping An Insurance (Group) Co. of China, Ltd. Ticker Security ID: Meeting Date Meeting Status 02318 CINS Y69790106 02/05/2013 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approve Issuance of Mgmt For For For Equity or Equity-Linked Securities without Preemptive Rights 2 Approve Extension of Mgmt For For For Validity Period of the Resolution in Relation to the Public Issuance of A Share Convertible Corporate Bonds ________________________________________________________________________________ Ping An Insurance (Group) Co. of China, Ltd. Ticker Security ID: Meeting Date Meeting Status 02318 CINS Y69790106 05/10/2013 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approve Report of Mgmt For For For Directors 2 Approve Report of the Mgmt For For For Supervisory Committee 3 Approve 2012 Annual Mgmt For For For Report and its Summary 4 Approve Report of Mgmt For For For Auditors and the Audited Financial Statements 5 Approve Profit Mgmt For For For Distribution Plan and Distribution of Final Dividend 6 Appoint Mgmt For For For PricewaterhouseCoopers Zhong Tian CPAs Limited Company as the PRC Auditor and PricewaterhouseCoopers as the International Auditor and Authorize Board to Fix Their Remuneration 7.1 Elect Lee Yuansiong as Mgmt For For For an Executive Director 7.2 Elect Soopakij Mgmt For For For Chearavanont as a Non-Executive Director 7.3 Elect Yang Xiaoping as Mgmt For For For a Non-Executive Director 7.4 Elect Lu Hua as a Mgmt For For For Non-Executive Director 7.5 Elect Yip Dicky Peter Mgmt For For For as an Independent Non-Executive Director 7.6 Elect Wong Oscar Sai Mgmt For For For Hung as an Independent Non-Executive Director 7.7 Elect Sun Dongdong as Mgmt For For For an Independent Non-Executive Director 8 Elect Zhang Wangjin as Mgmt For For For Supervisor 9 Approve Payment of Mgmt For For For Working Allowance to Independent Non-Executive Directors 10 Approve Payment of Mgmt For For For Working Allowance to Independent Supervisors 11 Approve Utilization Mgmt For For For Report on the Proceeds from Previous Fund Raising Activity ________________________________________________________________________________ Ping An Insurance (Group) Co. of China, Ltd. Ticker Security ID: Meeting Date Meeting Status 02318 CINS Y69790106 09/20/2012 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Amend Articles Re: Mgmt For For For Distribution of Profit ________________________________________________________________________________ Poly (Hong Kong) Investments Limited Ticker Security ID: Meeting Date Meeting Status 00119 CINS Y70620102 08/01/2012 Voted Meeting Type Country of Trade Special Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Change Company Name to Mgmt For For For Poly Property Group Co., Limited ________________________________________________________________________________ Poly Property Group Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 00119 CINS Y7064G105 05/15/2013 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accept Financial Mgmt For For For Statements and Statutory Reports 2 Declare Final Dividend Mgmt For For For 3.1 Elect Xue Ming as Mgmt For For For Director 3.2 Elect Ye Li Wen as Mgmt For Against Against Director 3.3 Elect Wong Ka Lun as Mgmt For For For Director 3.4 Authorize Board to Fix Mgmt For For For the Remuneration of Directors 4 Appoint Auditors and Mgmt For For For Authorize Board to Fix Their Remuneration 5.1 Approve Issuance of Mgmt For Against Against Equity or Equity-Linked Securities without Preemptive Rights 5.2 Authorize Repurchase of Mgmt For For For Up to 10 Percent of Issued Share Capital 5.3 Authorize Reissuance of Mgmt For Against Against Repurchased Shares ________________________________________________________________________________ Poly Property Group Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 00119 CINS Y7064G105 12/20/2012 Voted Meeting Type Country of Trade Special Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approve Renewal of Mgmt For For For Construction Agreement 2 Approve Proposed Annual Mgmt For For For Caps in Relation to the Construction Fee ________________________________________________________________________________ Qingling Motors Co Ltd Ticker Security ID: Meeting Date Meeting Status 01122 CINS Y71713104 06/05/2013 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approve Report of the Mgmt For For For Board of Directors 2 Approve Report of the Mgmt For For For Supervisory Committee 3 Accept Audited Mgmt For For For Financial Statements and Auditors' Reports 4 Approve Profit Mgmt For For For Appropriation Proposal 5 Accept Resignation of ShrHldr N/A For N/A Liu Guangming as Director and Authorize Board to Terminate His Service Contract 6 Elect Du Weidong as ShrHldr N/A For N/A Director and Authorize Board to Fix His Remuneration 7 Reappoint Deloitte Mgmt For For For Touche Tohmatsu Certified Public Accounts LLP and Deloitte Touche Tohmatsu as PRC and International Auditors, Respectively, and Authorize Board to Fix Their Remuneration ________________________________________________________________________________ Sa Sa International Holdings Ltd Ticker Security ID: Meeting Date Meeting Status 00178 CINS G7814S102 08/23/2012 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accept Financial Mgmt For For For Statements and Statutory Reports 2 Declare Final Dividend Mgmt For For For and Special Dividend 3.1 Reelect Ki Man Fung Mgmt For For For Leonie as Independent Non-Executive Director 3.2 Reelect Tan Wee Seng as Mgmt For For For Independent Non-Executive Director 3.3 Authorize Board to Fix Mgmt For For For the Directors' Remuneration 4 Reappoint Mgmt For For For PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration 5.1 Approve Issuance of Mgmt For Against Against Equity or Equity-Linked Securities without Preemptive Rights 5.2 Authorize Repurchase of Mgmt For For For Up to 10 Percent of Issued Share Capital 5.3 Authorize Reissuance of Mgmt For Against Against Repurchased Shares 6.1 Adopt New Share Option Mgmt For Against Against Scheme 6.2 Terminate 2002 Share Mgmt For For For Option Scheme 7.1 Amend Memorandum of Mgmt For For For Association 7.2 Amend Articles of Mgmt For For For Association 7.3 Adopt New Amended and Mgmt For For For Restated Memorandum and Articles of Association of the Company ________________________________________________________________________________ Shui On Land Limited Ticker Security ID: Meeting Date Meeting Status 00272 CINS G81151113 05/29/2013 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accept Financial Mgmt For For For Statements and Statutory Reports 2 Declare Final Dividend Mgmt For For For 3.1 Elect Freddy C. K. Lee Mgmt For For For as Director 3.2 Elect Daniel Y. K. Wan Mgmt For For For as Director 3.3 Elect Roger L. McCarthy Mgmt For For For as Director 3.4 Authorize Board to Fix Mgmt For For For Directors' Remuneration 4 Reappoint Auditors and Mgmt For For For Authorize Board to Fix Their Remuneration 5.1 Approve Issuance of Mgmt For Against Against Equity or Equity-Linked Securities without Preemptive Rights 5.2 Authorize Repurchase of Mgmt For For For Up to 10 Percent of Issued Share Capital 5.3 Authorize Reissuance of Mgmt For Against Against Repurchased Shares ________________________________________________________________________________ Sino-Ocean Land Holdings Ltd. Ticker Security ID: Meeting Date Meeting Status 03377 CINS Y8002N103 05/10/2013 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accept Financial Mgmt For For For Statements and Statutory Reports 2 Declare Final Dividend Mgmt For For For with a Scrip Alternative 3.1 Elect Chen Runfu as Mgmt For For For Director and Authorize Board to Determine His Remuneration 3.2 Elect Yang Zheng as Mgmt For For For Director and Authorize Board to Determine His Remuneration 3.3 Elect Tsang Hing Lun as Mgmt For For For Director and Authorize Board to Determine His Remuneration 3.4 Elect Gu Yunchang as Mgmt For For For Director and Authorize Board to Determine His Remuneration 4 Reappoint Mgmt For For For PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration 5.1 Approve Issuance of Mgmt For Against Against Equity or Equity-Linked Securities without Preemptive Rights 5.2 Authorize Repurchase of Mgmt For For For Up to 10 Percent of Issued Share Capital 5.3 Authorize Reissuance of Mgmt For Against Against Repurchased Shares ________________________________________________________________________________ Tencent Holdings Ltd. Ticker Security ID: Meeting Date Meeting Status 00700 CINS G87572148 05/15/2013 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accept Financial Mgmt For For For Statements and Statutory Reports 2 Approve Final Dividend Mgmt For For For 3.1 Elect Zhang Zhidong as Mgmt For For For Director 3.2 Elect Ian Charles Stone Mgmt For For For as Director 3.3 Elect Jacobus Petrus Mgmt For For For Bekker as Director 3.4 Authorize Board to Fix Mgmt For For For Remuneration of Directors 4 Reappoint Auditors and Mgmt For For For Authorize Board to Fix Their Remuneration 5 Approve Issuance of Mgmt For Against Against Equity or Equity-Linked Securities without Preemptive Rights 6 Authorize Share Mgmt For For For Repurchase Program 7 Authorize Reissuance of Mgmt For Against Against Repurchased Shares ________________________________________________________________________________ Tiangong International Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 00826 CINS G88831113 05/29/2013 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accept Financial Mgmt For For For Statements and Statutory Reports 2 Approve Final Dividend Mgmt For For For 3.1 Elect Zhu Xiaokun as Mgmt For For For Director 3.2 Elect Jiang Guangqing Mgmt For For For as Director 3.3 Elect Lee Cheuk Yin Mgmt For For For Dannis as Director 3.4 Elect Yin Shuming as Mgmt For For For Director 3.5 Authorize Board to Fix Mgmt For For For Remuneration of Directors 4 Reappoint KPMG as Mgmt For For For Auditors and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Mgmt For Against Against Equity or Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Mgmt For For For Up to 10 Percent of Issued Share Capital 7 Authorize Reissuance of Mgmt For Against Against Repurchased Shares ________________________________________________________________________________ Tingyi (Cayman Islands) Holding Corp. Ticker Security ID: Meeting Date Meeting Status 00322 CINS G8878S103 06/07/2013 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accept Financial Mgmt For For For Statements and Statutory Reports 2 Declare Final Dividend Mgmt For For For 3.1 Elect Ryo Yoshizawa as Mgmt For For For Director and Authorize Board to Fix Director's Remuneration 3.2 Elect Wu Chung-Yi as Mgmt For For For Director and Authorize Board to Fix Director's Remuneration 3.3 Elect Lee Tiong-Hock as Mgmt For For For Director and Authorize Board to Fix Director's Remuneration 4 Reappoint Mazars CPA Mgmt For For For Limited as Auditors and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Mgmt For Against Against Equity or Equity-Linked Securities without Preemptive Rights 6 Authorize Share Mgmt For For For Repurchase Program 7 Authorize Reissuance of Mgmt For Against Against Repurchased Shares ________________________________________________________________________________ Yantai Changyu Pioneer Wine Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 200869 CINS Y9739T108 05/15/2013 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approve Report of the Mgmt For For For Board of Directors 2 Approve Report of the Mgmt For For For Board of Supervisors 3 Approve Annual Report Mgmt For For For 4 Approve Allocation of Mgmt For For For Income and Capitalization of Capital Reserves 5.1 Elect Director Chen Mgmt For For For Jizong 5.2 Elect Director Augustus Mgmt For For For Rena 5.3 Elect Director Aldino Mgmt For For For Mazuoladi 5.4 Elect Director Antonio Mgmt For For For Appignani 5.5 Elect Director Jean Mgmt For For For Paul Pinard 5.6 Elect Director Sun Mgmt For For For Liqiang 5.7 Elect Director Zhou Mgmt For For For Hongjiang 5.8 Elect Director Leng Bin Mgmt For For For 5.9 Elect Director Qu Weimin Mgmt For For For 6.1 Elect Independent Mgmt For For For Director Xiao Wei 6.2 Elect Independent Mgmt For For For Director Wang Shigang 7.1 Elect Supervisor Kong Mgmt For For For Qingkun 7.2 Elect Supervisor Guo Mgmt For For For Ying 8 Approve the Mgmt For For For Authorization Management System 9 Approve to Appoint Mgmt For For For Auditor ________________________________________________________________________________ Yuexiu Transport Infrastructure Ltd. Ticker Security ID: Meeting Date Meeting Status 01052 CINS G9880L102 05/29/2013 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accept Financial Mgmt For For For Statements and Statutory Reports 2 Declare Final Dividend Mgmt For For For 3.1 Elect Qian Shangning as Mgmt For For For Director 3.2 Elect Fung Ka Pun as Mgmt For For For Director 3.3 Elect Lau Hon Chuen Mgmt For Against Against Ambrose as Director 3.4 Authorize Board to Fix Mgmt For For For Remuneration of Directors 4 Reappoint Mgmt For For For PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration 5.1 Approve Issuance of Mgmt For Against Against Equity or Equity-Linked Securities without Preemptive Rights 5.2 Authorize Repurchase of Mgmt For For For Up to 10 Percent of Issued Share Capital 5.3 Authorize Reissuance of Mgmt For Against Against Repurchased Shares ________________________________________________________________________________ Zhongsheng Group Holdings Ltd. Ticker Security ID: Meeting Date Meeting Status 00881 CINS G9894K108 06/18/2013 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accept Financial Mgmt For For For Statements and Statutory Reports 2 Declare Final Dividend Mgmt For For For 3 Elect Huang Yi as Mgmt For For For Director 4 Elect Si Wei as Director Mgmt For For For 5 Elect Ng Yuk Keung as Mgmt For For For Director 6 Elect Shen Jinjun as Mgmt For For For Director 7 Authorize Board to Fix Mgmt For For For Remuneration of Directors 8 Reappoint Ernst & Young Mgmt For For For as Auditors and Authorize Board to Fix Their Remuneration 9 Authorize Repurchase of Mgmt For For For Up to 10 Percent of Issued Share Capital 10 Approve Issuance of Mgmt For Against Against Equity or Equity-Linked Securities without Preemptive Rights 11 Authorize Reissuance of Mgmt For Against Against Repurchased Shares ________________________________________________________________________________ Zhuzhou CSR Times Electric Co Ltd Ticker Security ID: Meeting Date Meeting Status 03898 CINS Y9892N104 06/10/2013 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accept Report of the Mgmt For For For Board of Directors 2 Accept Report of the Mgmt For For For Supervisory Committee 3 Accept Financial Mgmt For For For Statements and Statutory Reports 4 Approve Profits Mgmt For For For Distribution Plan and Declare Final Dividend 5 Reappoint Ernst & Young Mgmt For For For Hua Ming as Auditors and Authorize Board to Fix Their Remuneration 6 Approve Proposed Issue Mgmt For Against Against and Registration of the Issue of Short-Term Financing Notes 7 Approve Issuance of Mgmt For Against Against Equity or Equity-Linked Securities without Preemptive Rights 8 Approve Adoption of Mgmt For For For Share Appreciation Rights Scheme and the Proposed Grant ________________________________________________________________________________ ZTE Corporation Ticker Security ID: Meeting Date Meeting Status 000063 CINS Y0004F105 03/07/2013 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Hou Weigui as Mgmt For For For Non-Independent Director 1.2 Elect Zhang Jianheng as Mgmt For For For Non-Independent Director 1.3 Elect Xie Weiliang as Mgmt For For For Non-Independent Director 1.4 Elect Wang Zhanchen as Mgmt For For For Non-Independent Director 1.5 Elect Zhang Junchao as Mgmt For For For Non-Independent Director 1.6 Elect Dong Lianbo as Mgmt For For For Non-Independent Director 1.7 Elect Shi Lirong as Mgmt For For For Non-Independent Director 1.8 Elect Yin Yimin as Mgmt For For For Non-Independent Director 1.9 Elect He Shiyou as Mgmt For For For Non-Independent Director 1.10 Elect Qu Xiaohui as Mgmt For For For Independent Non-Executive Director 1.11 Elect Chen Naiwei as Mgmt For For For Independent Non-Executive Director 1.12 Elect Wei Wei as Mgmt For For For Independent Non-Executive Director 1.13 Elect Tan Zhenhui as Mgmt For For For Independent Non-Executive Director 1.14 Elect Timothy Alexander Mgmt For For For Steinert as Independent Non-Executive Director 2.1 Elect Chang Qing as Mgmt For For For Shareholders' Representative Supervisor 2.2 Elect Xu Weiyan as Mgmt For For For Shareholders' Representative Supervisor 3 Amend Articles of Mgmt For For For Association of the Company ________________________________________________________________________________ ZTE Corporation Ticker Security ID: Meeting Date Meeting Status 000063 CINS Y0004F105 05/30/2013 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approve 2012 Financial Mgmt For For For Statements Audited by PRC and Hong Kong Auditors 2 Approve 2012 Report of Mgmt For For For the Board of Directors 3 Approve 2012 Report of Mgmt For For For the Supervisory Committee 4 Approve 2012 Report of Mgmt For For For the President 5 Approve Final Financial Mgmt For For For Accounts for 2012 6 Approve Proposals of Mgmt For For For Profit Distribution 7.1 Approve Application to Mgmt For For For Bank of China Limited, Shenzhen Branch for a Composite Credit Facility Amounting to RMB 23 billion 7.2 Approve Application to Mgmt For For For China Construction Bank Corporation, Shenzhen Branch for a Composite Credit Facility Amounting to RMB 11.5 billion 7.3 Approve Application to Mgmt For For For China Development Bank Corporation, Shenzhen Branch for a Composite Credit Facility Amounting to $6 billion 8.1 Reappoint Ernst & Young Mgmt For For For Hua Ming LLP as the PRC Auditor and Authorize Board to Fix Their Remuneration 8.2 Reappoint Ernst & Young Mgmt For For For as the Hong Kong Auditor and Authorize Board to Fix Their Remuneration 8.3 Reaappoint Ernst & Mgmt For For For Young Hua Ming LLP as the Internal Control Auditor and Authorize Board to Fix Their Remuneration 9.1 Approve Authorisation Mgmt For For For for the Company to Invest in Value Protection Derivative Products Against Its Foreign Exchange Risk Exposure 9.2 Approve Authorisation Mgmt For For For for Company to Invest in Fixed Income Derivative Products 10 Approve Issuance of Mgmt For Against Against Equity or Equity-Linked Securities without Preemptive Rights ________________________________________________________________________________ ZTE Corporation Ticker Security ID: Meeting Date Meeting Status 000063 CINS Y0004F105 06/28/2013 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approve Repurchase and Mgmt For For For Cancellation of Restricted Shares Not Qualified for Unlocking 2 Amend Articles of Mgmt For For For Association 3 Elect Richard Xike ShrHldr N/A For N/A Zhang as Director Item 1: Proxy Voting Record - Item1 Proxy Voting Record - Registrant : Allianz Funds Multi-Strategy Trust Fund Name : AllianzGI Convertible Fund (formerly, Allianz AGIC Convertible Fund) ________________________________________________________________________________ Interpublic Group of Companies, Inc. Ticker Security ID: Meeting Date Meeting Status IPG CUSIP 460690100 05/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Jocelyn E. Mgmt For For For Carter-Miller 2 Elect Jill M. Considine Mgmt For For For 3 Elect Richard A. Mgmt For For For Goldstein 4 Elect Mary J. Steele Mgmt For For For Guilfoile 5 Elect H. John Greeniaus Mgmt For For For 6 Elect Dawn E. Hudson Mgmt For For For 7 Elect William T. Kerr Mgmt For For For 8 Elect Michael I. Roth Mgmt For For For 9 Elect David M. Thomas Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Shareholder Proposal ShrHoldr Against Against For Regarding Employment Diversity Report 13 Shareholder Proposal ShrHoldr Against For Against Regarding Compensation in the Event of a Change in Control Item 1: Proxy Voting Record - Item1 Proxy Voting Record - Registrant : Allianz Funds Multi-Strategy Trust Fund Name : AllianzGI Disciplined Equity Fund (formerly, Allianz RCM Disciplined Equity Fund) ________________________________________________________________________________ Abbott Laboratories Ticker Security ID: Meeting Date Meeting Status ABT CUSIP 002824100 04/26/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Robert Mgmt For For For J. Alpern 1.2 Elect Director Roxanne Mgmt For For For S. Austin 1.3 Elect Director Sally E. Mgmt For For For Blount 1.4 Elect Director W. James Mgmt For For For Farrell 1.5 Elect Director Edward Mgmt For For For M. Liddy 1.6 Elect Director Nancy Mgmt For For For McKinstry 1.7 Elect Director Phebe N. Mgmt For For For Novakovic 1.8 Elect Director William Mgmt For For For A. Osborn 1.9 Elect Director Samuel Mgmt For For For C. Scott, III 1.10 Elect Director Glenn F. Mgmt For For For Tilton 1.11 Elect Director Miles D. Mgmt For Withhold Against White 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Label and Eliminate GMO Shr Hldr Against Against For Ingredients in Products 5 Report on Lobbying Shr Hldr Against For Against Payments and Policy 6 Require Independent Shr Hldr Against For Against Board Chairman 7 Stock Retention/Holding Shr Hldr Against For Against Period 8 Cease Compliance Shr Hldr Against For Against Adjustments to Performance Criteria 9 Pro-rata Vesting of Shr Hldr Against For Against Equity Awards ________________________________________________________________________________ AbbVie Inc. Ticker Security ID: Meeting Date Meeting Status ABBV CUSIP 00287Y109 05/06/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director William Mgmt For For For H.L. Burnside 1.2 Elect Director Edward Mgmt For For For J. Rapp 1.3 Elect Director Roy S. Mgmt For For For Roberts 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Advisory Vote on Say on Mgmt 1 Year 1 Year For Pay Frequency 5 Approve Omnibus Stock Mgmt For For For Plan ________________________________________________________________________________ Adobe Systems Incorporated Ticker Security ID: Meeting Date Meeting Status ADBE CUSIP 00724F101 04/11/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Amy L. Mgmt For For For Banse 1.2 Elect Director Kelly J. Mgmt For For For Barlow 1.3 Elect Director Edward Mgmt For For For W. Barnholt 1.4 Elect Director Robert Mgmt For For For K. Burgess 1.5 Elect Director Frank A. Mgmt For For For Calderoni 1.6 Elect Director Michael Mgmt For For For R. Cannon 1.7 Elect Director James E. Mgmt For For For Daley 1.8 Elect Director Laura B. Mgmt For For For Desmond 1.9 Elect Director Charles Mgmt For For For M. Geschke 1.10 Elect Director Shantanu Mgmt For For For Narayen 1.11 Elect Director Daniel Mgmt For For For L. Rosensweig 1.12 Elect Director Robert Mgmt For For For Sedgewick 1.13 Elect Director John E. Mgmt For For For Warnock 2 Amend Omnibus Stock Plan Mgmt For For For 3 Ratify Auditors Mgmt For For For 4 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation ________________________________________________________________________________ Air Products and Chemicals, Inc. Ticker Security ID: Meeting Date Meeting Status APD CUSIP 009158106 01/24/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director William Mgmt For For For L. Davis, III 1.2 Elect Director W. Mgmt For For For Douglas Ford 1.3 Elect Director Evert Mgmt For For For Henkes 1.4 Elect Director Margaret Mgmt For For For G. McGlynn 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Approve Omnibus Stock Mgmt For For For Plan 5 Declassify the Board of Shr Hldr Against For Against Directors ________________________________________________________________________________ Akamai Technologies, Inc. Ticker Security ID: Meeting Date Meeting Status AKAM CUSIP 00971T101 05/15/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Pamela Mgmt For For For J. Craig 1.2 Elect Director F. Mgmt For For For Thomson Leighton 1.3 Elect Director Paul Mgmt For For For Sagan 1.4 Elect Director Naomi O. Mgmt For For For Seligman 2 Approve Omnibus Stock Mgmt For For For Plan 3.1 Declassify the Board of Mgmt For For For Directors 3.2 Amend Certificate of Mgmt For For For Incorporation to Provide Directors May be Removed With or Without Cause 3.3 Reduce Supermajority Mgmt For For For Vote Requirement 4 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 5 Ratify Auditors Mgmt For For For ________________________________________________________________________________ Amgen Inc. Ticker Security ID: Meeting Date Meeting Status AMGN CUSIP 031162100 05/22/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director David Mgmt For For For Baltimore 1.2 Elect Director Frank J. Mgmt For For For Biondi, Jr. 1.3 Elect Director Robert Mgmt For Against Against A. Bradway 1.4 Elect Director Francois Mgmt For For For de Carbonnel 1.5 Elect Director Vance D. Mgmt For For For Coffman 1.6 Elect Director Robert Mgmt For For For A. Eckert 1.7 Elect Director Rebecca Mgmt For For For M. Henderson 1.8 Elect Director Frank C. Mgmt For For For Herringer 1.9 Elect Director Tyler Mgmt For For For Jacks 1.10 Elect Director Gilbert Mgmt For For For S. Omenn 1.11 Elect Director Judith Mgmt For For For C. Pelham 1.12 Elect Director Leonard Mgmt For For For D. Schaeffer 1.13 Elect Director Ronald Mgmt For For For D. Sugar 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Amend Omnibus Stock Plan Mgmt For For For ________________________________________________________________________________ Apache Corporation Ticker Security ID: Meeting Date Meeting Status APA CUSIP 037411105 05/16/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Director Eugene Mgmt For For For C. Fiedorek 2 Elect Director Chansoo Mgmt For For For Joung 3 Elect Director William Mgmt For For For C. Montgomery 4 Ratify Auditors Mgmt For For For 5 Advisory Vote to Ratify Mgmt For Against Against Named Executive Officers' Compensation 6 Amend Omnibus Stock Plan Mgmt For For For 7 Declassify the Board of Mgmt For For For Directors ________________________________________________________________________________ Apple Inc. Ticker Security ID: Meeting Date Meeting Status AAPL CUSIP 037833100 02/27/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director William Mgmt For For For Campbell 1.2 Elect Director Timothy Mgmt For For For Cook 1.3 Elect Director Millard Mgmt For For For Drexler 1.4 Elect Director Al Gore Mgmt For For For 1.5 Elect Director Robert Mgmt For For For Iger 1.6 Elect Director Andrea Mgmt For For For Jung 1.7 Elect Director Arthur Mgmt For For For Levinson 1.8 Elect Director Ronald Mgmt For For For Sugar 2 Amend Articles of Mgmt For For For Incorporation 3 Ratify Auditors Mgmt For For For 4 Advisory Vote to Ratify Mgmt For Against Against Named Executive Officers' Compensation 5 Stock Retention/Holding Shr Hldr Against For Against Period 6 Establish Board Shr Hldr Against Against For Committee on Human Rights ________________________________________________________________________________ Archer-Daniels-Midland Company Ticker Security ID: Meeting Date Meeting Status ADM CUSIP 039483102 05/02/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Alan L. Mgmt For For For Boeckmann 1.2 Elect Director George Mgmt For For For W. Buckley 1.3 Elect Director Mollie Mgmt For For For Hale Carter 1.4 Elect Director Terell Mgmt For For For K. Crews 1.5 Elect Director Pierre Mgmt For For For Dufour 1.6 Elect Director Donald Mgmt For For For E. Felsinger 1.7 Elect Director Antonio Mgmt For For For Maciel 1.8 Elect Director Patrick Mgmt For For For J. Moore 1.9 Elect Director Thomas Mgmt For For For F. O'Neill 1.10 Elect Director Daniel Mgmt For For For Shih 1.11 Elect Director Kelvin Mgmt For For For R. Westbrook 1.12 Elect Director Patricia Mgmt For Against Against A. Woertz 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation ________________________________________________________________________________ Archer-Daniels-Midland Company Ticker Security ID: Meeting Date Meeting Status ADM CUSIP 039483102 11/01/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Alan L. Mgmt For For For Boeckmann 1.2 Elect Director George Mgmt For For For W. Buckley 1.3 Elect Director Mollie Mgmt For For For Hale Carter 1.4 Elect Director Terrell Mgmt For For For K. Crews 1.5 Elect Director Pierre Mgmt For For For Dufour 1.6 Elect Director Donald Mgmt For For For E. Felsinger 1.7 Elect Director Antonio Mgmt For For For Maciel 1.8 Elect Director Patrick Mgmt For For For J. Moore 1.9 Elect Director Thomas Mgmt For For For F. O'Neill 1.10 Elect Director Daniel Mgmt For For For Shih 1.11 Elect Director Kelvin Mgmt For For For R. Westbrook 1.12 Elect Director Patricia Mgmt For Against Against A. Woertz 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Amend Shr Hldr Against For Against Articles/Bylaws/Charter -- Call Special Meetings ________________________________________________________________________________ AT&T Inc. Ticker Security ID: Meeting Date Meeting Status T CUSIP 00206R102 04/26/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Randall Mgmt For Against Against L. Stephenson 1.2 Elect Director Gilbert Mgmt For For For F. Amelio 1.3 Elect Director Reuben Mgmt For For For V. Anderson 1.4 Elect Director James H. Mgmt For For For Blanchard 1.5 Elect Director Jaime Mgmt For For For Chico Pardo 1.6 Elect Director Scott T. Mgmt For For For Ford 1.7 Elect Director James P. Mgmt For For For Kelly 1.8 Elect Director Jon C. Mgmt For For For Madonna 1.9 Elect Director Michael Mgmt For For For B. McCallister 1.10 Elect Director John B. Mgmt For For For McCoy 1.11 Elect Director Joyce M. Mgmt For For For Roche 1.12 Elect Director Matthew Mgmt For For For K. Rose 1.13 Elect Director Laura Mgmt For For For D'Andrea Tyson 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Amend Stock Purchase Mgmt For For For and Deferral Plan 5 Report on Political Shr Hldr Against For Against Contributions 6 Report on Reducing Lead Shr Hldr Against For Against Battery Health Hazards 7 Submit Severance Shr Hldr Against For Against Agreement (Change-in-Control) to Shareholder Vote 8 Require Independent Shr Hldr Against For Against Board Chairman ________________________________________________________________________________ Autodesk, Inc. Ticker Security ID: Meeting Date Meeting Status ADSK CUSIP 052769106 06/13/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Carl Bass Mgmt For For For 1.2 Elect Director Crawford Mgmt For For For W. Beveridge 1.3 Elect Director J. Mgmt For For For Hallam Dawson 1.4 Elect Director Thomas Mgmt For For For Georgens 1.5 Elect Director Mgmt For For For Per-Kristian Halvorsen 1.6 Elect Director Mary T. Mgmt For For For McDowell 1.7 Elect Director Lorrie Mgmt For For For M. Norrington 1.8 Elect Director Stacy J. Mgmt For For For Smith 1.9 Elect Director Steven Mgmt For For For M. West 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For Against Against Named Executive Officers' Compensation ________________________________________________________________________________ BE Aerospace, Inc. Ticker Security ID: Meeting Date Meeting Status BEAV CUSIP 073302101 07/25/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Richard Mgmt For For For G. Hamermesh 1.2 Elect Director Amin J. Mgmt For Withhold Against Khoury 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Change Company Name Mgmt For For For 4 Ratify Auditors Mgmt For For For 5 Amend Omnibus Stock Plan Mgmt For For For ________________________________________________________________________________ BlackRock, Inc. Ticker Security ID: Meeting Date Meeting Status BLK CUSIP 09247X101 05/30/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Abdlatif Mgmt For For For Yousef Al-Hamad 1.2 Elect Director Mathis Mgmt For For For Cabiallavetta 1.3 Elect Director Dennis Mgmt For For For D. Dammerman 1.4 Elect Director Jessica Mgmt For For For P. Einhorn 1.5 Elect Director Fabrizio Mgmt For For For Freda 1.6 Elect Director David H. Mgmt For For For Komansky 1.7 Elect Director James E. Mgmt For For For Rohr 1.8 Elect Director Susan L. Mgmt For For For Wagner 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Ratify Auditors Mgmt For For For ________________________________________________________________________________ Cameron International Corporation Ticker Security ID: Meeting Date Meeting Status CAM CUSIP 13342B105 05/08/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director James T. Mgmt For For For Hackett 1.2 Elect Director Michael Mgmt For For For E. Patrick 1.3 Elect Director Jon Erik Mgmt For For For Reinhardsen 1.4 Elect Director Bruce W. Mgmt For For For Wilkinson 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Amend Omnibus Stock Plan Mgmt For For For ________________________________________________________________________________ Caterpillar Inc. Ticker Security ID: Meeting Date Meeting Status CAT CUSIP 149123101 06/12/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director David Mgmt For For For L. Calhoun 1.2 Elect Director Daniel Mgmt For For For M. Dickinson 1.3 Elect Director Juan Mgmt For For For Gallardo 1.4 Elect Director David R. Mgmt For For For Goode 1.5 Elect Director Jesse J. Mgmt For For For Greene, Jr. 1.6 Elect Director Jon M. Mgmt For For For Huntsman, Jr. 1.7 Elect Director Peter A. Mgmt For For For Magowan 1.8 Elect Director Dennis Mgmt For For For A. Muilenburg 1.9 Elect Director Douglas Mgmt For Withhold Against R. Oberhelman 1.10 Elect Director William Mgmt For For For A. Osborn 1.11 Elect Director Charles Mgmt For For For D. Powell 1.12 Elect Director Edward Mgmt For For For B. Rust, Jr. 1.13 Elect Director Susan C. Mgmt For For For Schwab 1.14 Elect Director Joshua Mgmt For For For I. Smith 1.15 Elect Director Miles D. Mgmt For For For White 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Require a Majority Vote Shr Hldr Against For Against for the Election of Directors 5 Provide Right to Act by Shr Hldr Against For Against Written Consent 6 Stock Retention/Holding Shr Hldr Against For Against Period 7 Include Sustainability Shr Hldr Against Against For as a Performance Measure for Senior Executive Compensation 8 Review and Assess Human Shr Hldr Against For Against Rights Policies 9 Prohibit Sales to the Shr Hldr Against Against For Government of Sudan ________________________________________________________________________________ Celgene Corporation Ticker Security ID: Meeting Date Meeting Status CELG CUSIP 151020104 06/12/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Robert Mgmt For Withhold Against J. Hugin 1.2 Elect Director Richard Mgmt For For For Barker 1.3 Elect Director Michael Mgmt For For For D. Casey 1.4 Elect Director Carrie Mgmt For For For S. Cox 1.5 Elect Director Rodman Mgmt For For For L. Drake 1.6 Elect Director Michael Mgmt For For For A. Friedman 1.7 Elect Director Gilla Mgmt For For For Kaplan 1.8 Elect Director James J. Mgmt For For For Loughlin 1.9 Elect Director Ernest Mgmt For For For Mario 2 Ratify Auditors Mgmt For For For 3 Amend Omnibus Stock Plan Mgmt For For For 4 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 5 Stock Retention/Holding Shr Hldr Against For Against Period ________________________________________________________________________________ Cliffs Natural Resources Inc. Ticker Security ID: Meeting Date Meeting Status CLF CUSIP 18683K101 05/07/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Joseph Mgmt For Against Against A. Carrabba 1.2 Elect Director Susan M. Mgmt For For For Cunningham 1.3 Elect Director Barry Mgmt For For For J. Eldridge 1.4 Elect Director Andres Mgmt For For For R. Gluski 1.5 Elect Director Susan M. Mgmt For For For Green 1.6 Elect Director Janice Mgmt For For For K. Henry 1.7 Elect Director James Mgmt For For For F. Kirsch 1.8 Elect Director Francis Mgmt For For For R. McAllister 1.9 Elect Director Richard Mgmt For For For K. Riederer 1.10 Elect Director Timothy Mgmt For For For W. Sullivan 2 Adopt Majority Voting Mgmt For For For for Uncontested Election of Directors 3 Eliminate Cumulative Mgmt For For For Voting 4 Permit Board to Amend Mgmt For For For Bylaws Without Shareholder Consent 5 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 6 Ratify Auditors Mgmt For For For ________________________________________________________________________________ eBay Inc. Ticker Security ID: Meeting Date Meeting Status EBAY CUSIP 278642103 04/18/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director David M. Mgmt For For For Moffett 1.2 Elect Director Richard Mgmt For For For T. Schlosberg, III 1.3 Elect Director Thomas Mgmt For For For J. Tierney 2 Advisory Vote to Ratify Mgmt For Against Against Named Executive Officers' Compensation 3 Report on Lobbying Shr Hldr Against For Against Payments and Policy 4 Report on Privacy and Shr Hldr Against Against For Data Security 5 Ratify Auditors Mgmt For For For ________________________________________________________________________________ Electronic Arts Inc. Ticker Security ID: Meeting Date Meeting Status EA CUSIP 285512109 07/26/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Director Leonard Mgmt For For For S. Coleman 2 Elect Director Jay C. Mgmt For For For Hoag 3 Elect Director Jeffrey Mgmt For For For T. Huber 4 Elect Director Mgmt For For For Geraldine B. Laybourne 5 Elect Director Gregory Mgmt For Against Against B. Maffei 6 Elect Director Vivek Mgmt For For For Paul 7 Elect Director Lawrence Mgmt For For For F. Probst, III 8 Elect Director John S. Mgmt For For For Riccitiello 9 Elect Director Richard Mgmt For For For A. Simonson 10 Elect Director Luis A. Mgmt For For For Ubinas 11 Amend Omnibus Stock Plan Mgmt For For For 12 Approve Executive Mgmt For For For Incentive Bonus Plan 13 Advisory Vote to Ratify Mgmt For Against Against Named Executive Officers' Compensation 14 Ratify Auditors Mgmt For For For ________________________________________________________________________________ EMC Corporation Ticker Security ID: Meeting Date Meeting Status EMC CUSIP 268648102 05/01/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Michael Mgmt For For For W. Brown 1.2 Elect Director Randolph Mgmt For For For L. Cowen 1.3 Elect Director Gail Mgmt For For For Deegan 1.4 Elect Director James S. Mgmt For For For DiStasio 1.5 Elect Director John R. Mgmt For For For Egan 1.6 Elect Director Edmund Mgmt For For For F. Kelly 1.7 Elect Director Judith Mgmt For For For A. Miscik 1.8 Elect Director Windle Mgmt For For For B. Priem 1.9 Elect Director Paul Mgmt For For For Sagan 1.10 Elect Director David N. Mgmt For For For Strohm 1.11 Elect Director Joseph Mgmt For Against Against M. Tucci 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Amend Omnibus Stock Plan Mgmt For For For 5 Amend Qualified Mgmt For For For Employee Stock Purchase Plan 6 Provide Right to Act by Mgmt For For For Written Consent 7 Require Consistency Shr Hldr Against Against For with Corporate Values and Report on Political Contributions ________________________________________________________________________________ Exxon Mobil Corporation Ticker Security ID: Meeting Date Meeting Status XOM CUSIP 30231G102 05/29/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director M.J. Mgmt For For For Boskin 1.2 Elect Director P. Mgmt For For For Brabeck-Letmathe 1.3 Elect Director U.M. Mgmt For For For Burns 1.4 Elect Director L.R. Mgmt For For For Faulkner 1.5 Elect Director J.S. Mgmt For For For Fishman 1.6 Elect Director H.H. Fore Mgmt For For For 1.7 Elect Director K.C. Mgmt For For For Frazier 1.8 Elect Director W.W. Mgmt For For For George 1.9 Elect Director S.J. Mgmt For For For Palmisano 1.10 Elect Director S.S. Mgmt For For For Reinemund 1.11 Elect Director R.W. Mgmt For Withhold Against Tillerson 1.12 Elect Director W.C. Mgmt For For For Weldon 1.13 Elect Director E.E. Mgmt For For For Whitacre, Jr. 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For Against Against Named Executive Officers' Compensation 4 Require Independent Shr Hldr Against For Against Board Chairman 5 Require a Majority Vote Shr Hldr Against For Against for the Election of Directors 6 Limit Directors to a Shr Hldr Against Against For Maximum of Three Board Memberships in Companies with Sales over $500 Million Annually 7 Report on Lobbying Shr Hldr Against For Against Payments and Policy 8 Study Feasibility of Shr Hldr Against Against For Prohibiting Political Contributions 9 Adopt Sexual Shr Hldr Against Against For Orientation Anti-bias Policy 10 Report on Management of Shr Hldr Against For Against Hydraulic Fracturing Risks and Opportunities 11 Adopt Quantitative GHG Shr Hldr Against For Against Goals for Products and Operations ________________________________________________________________________________ F5 Networks, Inc. Ticker Security ID: Meeting Date Meeting Status FFIV CUSIP 315616102 03/13/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Michael Mgmt For For For Dreyer 1.2 Elect Director Sandra Mgmt For For For Bergeron 1.3 Elect Director Deborah Mgmt For For For L. Bevier 1.4 Elect Director Alan J. Mgmt For For For Higginson 1.5 Elect Director John Mgmt For For For McAdam 1.6 Elect Director Stephen Mgmt For For For Smith 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Declassify the Board of Mgmt For For For Directors ________________________________________________________________________________ General Electric Company Ticker Security ID: Meeting Date Meeting Status GE CUSIP 369604103 04/24/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Director W. Mgmt For For For Geoffrey Beattie 2 Elect Director John J. Mgmt For For For Brennan 3 Elect Director James I. Mgmt For For For Cash, Jr. 4 Elect Director Mgmt For For For Francisco D'Souza 5 Elect Director Marijn Mgmt For For For E. Dekkers 6 Elect Director Ann M. Mgmt For For For Fudge 7 Elect Director Susan Mgmt For For For Hockfield 8 Elect Director Jeffrey Mgmt For Against Against R. Immelt 9 Elect Director Andrea Mgmt For For For Jung 10 Elect Director Robert Mgmt For For For W. Lane 11 Elect Director Ralph S. Mgmt For For For Larsen 12 Elect Director Rochelle Mgmt For For For B. Lazarus 13 Elect Director James J. Mgmt For For For Mulva 14 Elect Director Mary L. Mgmt For For For Schapiro 15 Elect Director Robert Mgmt For For For J. Swieringa 16 Elect Director James S. Mgmt For Against Against Tisch 17 Elect Director Douglas Mgmt For For For A. Warner, III 18 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 19 Ratify Auditors Mgmt For For For 20 Cessation of All Stock Shr Hldr Against Against For Options and Bonuses 21 Establish Term Limits Shr Hldr Against Against For for Directors 22 Require Independent Shr Hldr Against For Against Board Chairman 23 Provide Right to Act by Shr Hldr Against Against For Written Consent 24 Stock Retention/Holding Shr Hldr Against For Against Period 25 Require More Director Shr Hldr Against Against For Nominations Than Open Seats ________________________________________________________________________________ Hasbro, Inc. Ticker Security ID: Meeting Date Meeting Status HAS CUSIP 418056107 05/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Basil L. Mgmt For For For Anderson 1.2 Elect Director Alan R. Mgmt For For For Batkin 1.3 Elect Director Frank J. Mgmt For For For Biondi, Jr. 1.4 Elect Director Kenneth Mgmt For For For A. Bronfin 1.5 Elect Director John M. Mgmt For For For Connors, Jr. 1.6 Elect Director Michael Mgmt For For For W. O. Garrett 1.7 Elect Director Lisa Mgmt For For For Gersh 1.8 Elect Director Brian D. Mgmt For For For Goldner 1.9 Elect Director Jack M. Mgmt For For For Greenberg 1.10 Elect Director Alan G. Mgmt For For For Hassenfeld 1.11 Elect Director Tracy A. Mgmt For For For Leinbach 1.12 Elect Director Edward Mgmt For For For M. Philip 1.13 Elect Director Alfred Mgmt For For For J. Verrecchia 2 Advisory Vote to Ratify Mgmt For Against Against Named Executive Officers' Compensation 3 Amend Omnibus Stock Plan Mgmt For For For 4 Ratify Auditors Mgmt For For For 5 Require Suppliers to Shr Hldr Against Against For Publish Sustainability Report ________________________________________________________________________________ Hologic, Inc. Ticker Security ID: Meeting Date Meeting Status HOLX CUSIP 436440101 03/11/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director David R. Mgmt For For For LaVance, Jr. 1.2 Elect Director Robert Mgmt For For For A. Cascella 1.3 Elect Director Glenn P. Mgmt For For For Muir 1.4 Elect Director Sally W. Mgmt For For For Crawford 1.5 Elect Director Nancy L. Mgmt For For For Leaming 1.6 Elect Director Lawrence Mgmt For For For M. Levy 1.7 Elect Director Mgmt For For For Christiana Stamoulis 1.8 Elect Director Elaine Mgmt For For For S. Ullian 1.9 Elect Director Wayne Mgmt For For For Wilson 2 Amend Omnibus Stock Plan Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Ratify Auditors Mgmt For For For ________________________________________________________________________________ Intel Corporation Ticker Security ID: Meeting Date Meeting Status INTC CUSIP 458140100 05/16/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Charlene Mgmt For For For Barshefsky 1.2 Elect Director Andy D. Mgmt For For For Bryant 1.3 Elect Director Susan L. Mgmt For For For Decker 1.4 Elect Director John J. Mgmt For For For Donahoe 1.5 Elect Director Reed E. Mgmt For For For Hundt 1.6 Elect Director James D. Mgmt For For For Plummer 1.7 Elect Director David S. Mgmt For For For Pottruck 1.8 Elect Director Frank D. Mgmt For For For Yeary 1.9 Elect Director David B. Mgmt For For For Yoffie 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For Against Against Named Executive Officers' Compensation 4 Amend Omnibus Stock Plan Mgmt For For For 5 Stock Retention/Holding Shr Hldr Against For Against Period ________________________________________________________________________________ Intuit Inc. Ticker Security ID: Meeting Date Meeting Status INTU CUSIP 461202103 01/17/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Mgmt For For For Christopher W. Brody 1.2 Elect Director William Mgmt For For For V. Campbell 1.3 Elect Director Scott D. Mgmt For For For Cook 1.4 Elect Director Diane B. Mgmt For For For Greene 1.5 Elect Director Edward Mgmt For For For A. Kangas 1.6 Elect Director Suzanne Mgmt For For For Nora Johnson 1.7 Elect Director Dennis Mgmt For For For D. Powell 1.8 Elect Director Brad D. Mgmt For For For Smith 1.9 Elect Director Jeff Mgmt For For For Weiner 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Approve Executive Mgmt For For For Incentive Bonus Plan ________________________________________________________________________________ Johnson & Johnson Ticker Security ID: Meeting Date Meeting Status JNJ CUSIP 478160104 04/25/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Mary Sue Mgmt For For For Coleman 1.2 Elect Director James G. Mgmt For For For Cullen 1.3 Elect Director Ian E.L. Mgmt For For For Davis 1.4 Elect Director Alex Mgmt For Against Against Gorsky 1.5 Elect Director Michael Mgmt For For For M.E. Johns 1.6 Elect Director Susan L. Mgmt For For For Lindquist 1.7 Elect Director Anne M. Mgmt For For For Mulcahy 1.8 Elect Director Leo F. Mgmt For For For Mullin 1.9 Elect Director William Mgmt For For For D. Perez 1.10 Elect Director Charles Mgmt For For For Prince 1.11 Elect Director A. Mgmt For For For Eugene Washington 1.12 Elect Director Ronald Mgmt For For For A. Williams 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Ratify Auditors Mgmt For For For 4 Stock Retention/Holding Shr Hldr Against For Against Period 5 Screen Political Shr Hldr Against Against For Contributions for Consistency with Corporate Values 6 Require Independent Shr Hldr Against For Against Board Chairman ________________________________________________________________________________ JPMorgan Chase & Co. Ticker Security ID: Meeting Date Meeting Status JPM CUSIP 46625h100 05/21/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director James A. Mgmt For For For Bell 1.2 Elect Director Crandall Mgmt For For For C.Bowles 1.3 Elect Director Stephen Mgmt For For For B. Burke 1.4 Elect Director David M. Mgmt For For For Cote 1.5 Elect Director James S. Mgmt For For For Crown 1.6 Elect Director James Mgmt For For For Dimon 1.7 Elect Director Timothy Mgmt For For For P. Flynn 1.8 Elect Director Ellen V. Mgmt For For For Futter 1.9 Elect Director Laban P. Mgmt For For For Jackson, Jr. 1.10 Elect Director Lee R. Mgmt For For For Raymond 1.11 Elect Director William Mgmt For For For C. Weldon 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Provide Right to Act by Mgmt For For For Written Consent 5 Amend Executive Mgmt For For For Incentive Bonus Plan 6 Require Independent Shr Hldr Against Against For Board Chairman 7 Stock Retention/Holding Shr Hldr Against Against For Period 8 Institute Procedures to Shr Hldr Against Against For Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity 9 Report on Lobbying Shr Hldr Against Against For Payments and Policy ________________________________________________________________________________ McDonald's Corporation Ticker Security ID: Meeting Date Meeting Status MCD CUSIP 580135101 05/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Walter Mgmt For For For E. Massey 1.2 Elect Director John W. Mgmt For For For Rogers, Jr. 1.3 Elect Director Roger W. Mgmt For For For Stone 1.4 Elect Director Miles D. Mgmt For For For White 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Ratify Auditors Mgmt For For For 4 Report on Pay Disparity Shr Hldr Against Against For 5 Stock Retention/Holding Shr Hldr Against For Against Period 6 Report on Human Rights Shr Hldr Against For Against Risk Assessment Process 7 Report on Nutrition Shr Hldr Against Against For Initiatives and Childhood Obesity Concerns ________________________________________________________________________________ MetLife, Inc. Ticker Security ID: Meeting Date Meeting Status MET CUSIP 59156R108 04/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director R. Glenn Mgmt For For For Hubbard 1.2 Elect Director Steven Mgmt For Withhold Against A. Kandarian 1.3 Elect Director John M. Mgmt For For For Keane 1.4 Elect Director Alfred Mgmt For For For F. Kelly, Jr. 1.5 Elect Director James M. Mgmt For For For Kilts 1.6 Elect Director Mgmt For For For Catherine R. Kinney 1.7 Elect Director Hugh B. Mgmt For For For Price 1.8 Elect Director Kenton Mgmt For For For J. Sicchitano 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation ________________________________________________________________________________ National Oilwell Varco, Inc. Ticker Security ID: Meeting Date Meeting Status NOV CUSIP 637071101 05/22/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Merrill Mgmt For Against Against A. Miller, Jr. 1.2 Elect Director Greg L. Mgmt For For For Armstrong 1.3 Elect Director Ben A. Mgmt For For For Guill 1.4 Elect Director David D. Mgmt For For For Harrison 1.5 Elect Director Roger L. Mgmt For For For Jarvis 1.6 Elect Director Eric L. Mgmt For For For Mattson 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Amend Omnibus Stock Plan Mgmt For For For 5 Approve Executive Mgmt For For For Incentive Bonus Plan ________________________________________________________________________________ Northern Trust Corporation Ticker Security ID: Meeting Date Meeting Status NTRS CUSIP 665859104 04/16/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Linda Mgmt For For For Walker Bynoe 1.2 Elect Director Nicholas Mgmt For Withhold Against D. Chabraja 1.3 Elect Director Susan Mgmt For For For Crown 1.4 Elect Director Dipak C. Mgmt For For For Jain 1.5 Elect Director Robert Mgmt For For For W. Lane 1.6 Elect Director Edward Mgmt For For For J. Mooney 1.7 Elect Director Jose Mgmt For For For Luis Prado 1.8 Elect Director John W. Mgmt For For For Rowe 1.9 Elect Director Martin Mgmt For For For P. Slark 1.10 Elect Director David H. Mgmt For For For B. Smith, Jr. 1.11 Elect Director Charles Mgmt For For For A. Tribbett, III 1.12 Elect Director Mgmt For Withhold Against Frederick H. Waddell 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Ratify Auditors Mgmt For For For 4 Report on Political Shr Hldr Against For Against Contributions and Lobbying Expenditures ________________________________________________________________________________ Nuance Communications, Inc. Ticker Security ID: Meeting Date Meeting Status NUAN CUSIP 67020Y100 01/25/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Paul A. Mgmt For Against Against Ricci 1.2 Elect Director Robert Mgmt For For For G. Teresi 1.3 Elect Director Robert Mgmt For For For J. Frankenberg 1.4 Elect Director Mgmt For For For Katharine A. Martin 1.5 Elect Director Patrick Mgmt For For For T. Hackett 1.6 Elect Director William Mgmt For For For H. Janeway 1.7 Elect Director Mark B. Mgmt For For For Myers 1.8 Elect Director Philip Mgmt For For For J. Quigley 1.9 Elect Director Mark R. Mgmt For For For Laret 2 Amend Omnibus Stock Plan Mgmt For For For 3 Advisory Vote to Ratify Mgmt For Against Against Named Executive Officers' Compensation 4 Ratify Auditors Mgmt For For For ________________________________________________________________________________ Occidental Petroleum Corporation Ticker Security ID: Meeting Date Meeting Status OXY CUSIP 674599105 05/03/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Spencer Mgmt For For For Abraham 1.2 Elect Director Howard Mgmt For For For I. Atkins 1.3 Elect Director Stephen Mgmt For For For I. Chazen 1.4 Elect Director Edward Mgmt For For For P. Djerejian 1.5 Elect Director John E. Mgmt For For For Feick 1.6 Elect Director Margaret Mgmt For For For M. Foran 1.7 Elect Director Carlos Mgmt For For For M. Gutierrez 1.8 Elect Director Ray R. Mgmt For For For Irani 1.9 Elect Director Avedick Mgmt For For For B. Poladian 1.10 Elect Director Aziz D. Mgmt For For For Syriani 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Ratify Auditors Mgmt For For For 4 Provide Right to Act by Shr Hldr Against For Against Written Consent ________________________________________________________________________________ PepsiCo, Inc. Ticker Security ID: Meeting Date Meeting Status PEP CUSIP 713448108 05/01/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Shona L. Mgmt For For For Brown 1.2 Elect Director George Mgmt For For For W. Buckley 1.3 Elect Director Ian M. Mgmt For For For Cook 1.4 Elect Director Dina Mgmt For For For Dublon 1.5 Elect Director Victor Mgmt For For For J. Dzau 1.6 Elect Director Ray L. Mgmt For For For Hunt 1.7 Elect Director Alberto Mgmt For For For Ibarguen 1.8 Elect Director Indra K. Mgmt For Against Against Nooyi 1.9 Elect Director Sharon Mgmt For For For Percy Rockefeller 1.10 Elect Director James J. Mgmt For For For Schiro 1.11 Elect Director Lloyd G. Mgmt For For For Trotter 1.12 Elect Director Daniel Mgmt For For For Vasella 1.13 Elect Director Alberto Mgmt For For For Weisser 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation ________________________________________________________________________________ Pfizer Inc. Ticker Security ID: Meeting Date Meeting Status PFE CUSIP 717081103 04/25/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Dennis Mgmt For For For A. Ausiello 1.2 Elect Director M. Mgmt For For For Anthony Burns 1.3 Elect Director W. Don Mgmt For For For Cornwell 1.4 Elect Director Frances Mgmt For For For D. Fergusson 1.5 Elect Director William Mgmt For For For H. Gray, III 1.6 Elect Director Helen H. Mgmt For For For Hobbs 1.7 Elect Director Mgmt For For For Constance J. Horner 1.8 Elect Director James M. Mgmt For For For Kilts 1.9 Elect Director George Mgmt For For For A. Lorch 1.10 Elect Director Suzanne Mgmt For For For Nora Johnson 1.11 Elect Director Ian C. Mgmt For Against Against Read 1.12 Elect Director Stephen Mgmt For For For W. Sanger 1.13 Elect Director Marc Mgmt For For For Tessier-Lavigne 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Stock Retention/Holding Shr Hldr Against For Against Period 5 Provide Right to Act by Shr Hldr Against For Against Written Consent ________________________________________________________________________________ QUALCOMM Incorporated Ticker Security ID: Meeting Date Meeting Status QCOM CUSIP 747525103 03/05/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Barbara Mgmt For For For T. Alexander 1.2 Elect Director Donald Mgmt For For For G. Cruickshank 1.3 Elect Director Raymond Mgmt For For For V. Dittamore 1.4 Elect Director Susan Mgmt For For For Hockfield 1.5 Elect Director Thomas Mgmt For For For W. Horton 1.6 Elect Director Paul E. Mgmt For Against Against Jacobs 1.7 Elect Director Sherry Mgmt For For For Lansing 1.8 Elect Director Duane A. Mgmt For For For Nelles 1.9 Elect Director Mgmt For For For Francisco Ros 1.10 Elect Director Brent Mgmt For For For Scowcroft 1.11 Elect Director Marc I. Mgmt For For For Stern 2 Amend Omnibus Stock Plan Mgmt For For For 3 Ratify Auditors Mgmt For For For 4 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation ________________________________________________________________________________ Rockwood Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status ROC CUSIP 774415103 05/21/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Seifi Mgmt For Withhold Against Ghasemi 1.2 Elect Director Sheldon Mgmt For For For R. Erikson 2 Ratify Auditors Mgmt For For For 3 Require a Majority Vote Shr Hldr Against For Against for the Election of Directors ________________________________________________________________________________ Schlumberger Limited Ticker Security ID: Meeting Date Meeting Status SLB CINS 806857108 04/10/2013 Voted Meeting Type Country of Trade Annual Curacao Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Peter Mgmt For For For L.S. Currie 1.2 Elect Director Tony Mgmt For For For Isaac 1.3 Elect Director K. Vaman Mgmt For For For Kamath 1.4 Elect Director Paal Mgmt For For For Kibsgaard 1.5 Elect Director Nikolay Mgmt For For For Kudryavtsev 1.6 Elect Director Adrian Mgmt For For For Lajous 1.7 Elect Director Michael Mgmt For For For E. Marks 1.8 Elect Director Lubna S. Mgmt For For For Olayan 1.9 Elect Director L. Mgmt For For For Rafael Reif 1.10 Elect Director Tore I. Mgmt For For For Sandvold 1.11 Elect Director Henri Mgmt For For For Seydoux 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Adopt and Approve Mgmt For For For Financials and Dividends 4 Ratify Mgmt For For For PricewaterhouseCoopers LLP as Auditors 5 Approve Omnibus Stock Mgmt For For For Plan 6 Amend Employee Stock Mgmt For For For Purchase Plan ________________________________________________________________________________ SEI Investments Company Ticker Security ID: Meeting Date Meeting Status SEIC CUSIP 784117103 05/22/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Alfred Mgmt For Against Against P. West, Jr. 1.2 Elect Director William Mgmt For For For M. Doran 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Ratify Auditors Mgmt For For For ________________________________________________________________________________ Southwestern Energy Company Ticker Security ID: Meeting Date Meeting Status SWN CUSIP 845467109 05/21/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director John D. Mgmt For For For Gass 1.2 Elect Director Mgmt For For For Catherine A. Kehr 1.3 Elect Director Greg D. Mgmt For For For Kerley 1.4 Elect Director Harold Mgmt For For For M. Korell 1.5 Elect Director Vello A. Mgmt For For For Kuuskraa 1.6 Elect Director Kenneth Mgmt For For For R. Mourton 1.7 Elect Director Steven Mgmt For For For L. Mueller 1.8 Elect Director Elliott Mgmt For For For Pew 1.9 Elect Director Alan H. Mgmt For For For Stevens 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Approve Omnibus Stock Mgmt For For For Plan ________________________________________________________________________________ Target Corporation Ticker Security ID: Meeting Date Meeting Status TGT CUSIP 87612E106 06/12/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Roxanne Mgmt For For For S. Austin 1.2 Elect Director Douglas Mgmt For For For M. Baker, Jr. 1.3 Elect Director Henrique Mgmt For For For De Castro 1.4 Elect Director Calvin Mgmt For For For Darden 1.5 Elect Director Mary N. Mgmt For For For Dillon 1.6 Elect Director James A. Mgmt For For For Johnson 1.7 Elect Director Mary E. Mgmt For For For Minnick 1.8 Elect Director Anne M. Mgmt For For For Mulcahy 1.9 Elect Director Derica Mgmt For For For W. Rice 1.10 Elect Director Gregg W. Mgmt For Against Against Steinhafel 1.11 Elect Director John G. Mgmt For For For Stumpf 1.12 Elect Director Solomon Mgmt For For For D. Trujillo 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For Against Against Named Executive Officers' Compensation 4 Require Independent Shr Hldr Against For Against Board Chairman 5 Report on Electronics Shr Hldr Against For Against Recycling and Preventing E-Waste Export ________________________________________________________________________________ The Boeing Company Ticker Security ID: Meeting Date Meeting Status BA CUSIP 097023105 04/29/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director David L. Mgmt For For For Calhoun 1.2 Elect Director Arthur Mgmt For For For D. Collins, Jr. 1.3 Elect Director Linda Z. Mgmt For For For Cook 1.4 Elect Director Kenneth Mgmt For For For M. Duberstein 1.5 Elect Director Edmund Mgmt For For For P. Giambastiani, Jr. 1.6 Elect Director Lawrence Mgmt For For For W. Kellner 1.7 Elect Director Edward Mgmt For For For M. Liddy 1.8 Elect Director W. James Mgmt For Against Against McNerney, Jr. 1.9 Elect Director Susan C. Mgmt For For For Schwab 1.10 Elect Director Ronald Mgmt For For For A. Williams 1.11 Elect Director Mike S. Mgmt For For For Zafirovski 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Ratify Auditors Mgmt For For For 4 Submit SERP to Shr Hldr Against For Against Shareholder Vote 5 Provide Right to Act by Shr Hldr Against For Against Written Consent 6 Stock Retention/Holding Shr Hldr Against For Against Period 7 Require Independent Shr Hldr Against For Against Board Chairman ________________________________________________________________________________ The Mosaic Company Ticker Security ID: Meeting Date Meeting Status MOS CUSIP 61945C103 10/04/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Phyllis Mgmt For For For E. Cochran 1.2 Elect Director Gregory Mgmt For For For L. Ebel 1.3 Elect Director Robert Mgmt For For For L. Lumpkins 1.4 Elect Director William Mgmt For For For T. Monahan 2 Elect Director Harold Mgmt For For For H. Mackay 3 Ratify Auditors Mgmt For For For 4 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation ________________________________________________________________________________ The PNC Financial Services Group, Inc. Ticker Security ID: Meeting Date Meeting Status PNC CUSIP 693475105 04/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Richard Mgmt For For For O. Berndt 1.2 Elect Director Charles Mgmt For For For E. Bunch 1.3 Elect Director Paul W. Mgmt For For For Chellgren 1.4 Elect Director William Mgmt For For For S. Demchak 1.5 Elect Director Kay Mgmt For For For Coles James 1.6 Elect Director Richard Mgmt For For For B. Kelson 1.7 Elect Director Bruce C. Mgmt For For For Lindsay 1.8 Elect Director Anthony Mgmt For For For A. Massaro 1.9 Elect Director Jane G. Mgmt For For For Pepper 1.10 Elect Director James E. Mgmt For For For Rohr 1.11 Elect Director Donald Mgmt For For For J. Shepard 1.12 Elect Director Lorene Mgmt For For For K. Steffes 1.13 Elect Director Dennis Mgmt For For For F. Strigl 1.14 Elect Director Thomas Mgmt For For For J. Usher 1.15 Elect Director George Mgmt For For For H. Walls, Jr. 1.16 Elect Director Helge H. Mgmt For For For Wehmeier 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Report on Climate Shr Hldr Against For Against Change Financing Risk ________________________________________________________________________________ The Procter & Gamble Company Ticker Security ID: Meeting Date Meeting Status PG CUSIP 742718109 10/09/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Angela Mgmt For For For F. Braly 1.2 Elect Director Kenneth Mgmt For For For I. Chenault 1.3 Elect Director Scott D. Mgmt For For For Cook 1.4 Elect Director Susan Mgmt For For For Desmond-Hellmann 1.5 Elect Director Robert Mgmt For Against Against A. McDonald 1.6 Elect Director W. James Mgmt For For For McNerney, Jr. 1.7 Elect Director Mgmt For For For Johnathan A. Rodgers 1.8 Elect Director Margaret Mgmt For For For C. Whitman 1.9 Elect Director Mary Mgmt For For For Agnes Wilderotter 1.10 Elect Director Patricia Mgmt For For For A. Woertz 1.11 Elect Director Ernesto Mgmt For For For Zedillo 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Adopt Proxy Statement Shr Hldr Against Against For Reporting on Political Contributions and Advisory Vote 5 Report on Adopting Shr Hldr Against Against For Extended Producer Responsibility Policy 6 Reduce Supermajority Shr Hldr Against For Against Vote Requirement ________________________________________________________________________________ The Williams Companies, Inc. Ticker Security ID: Meeting Date Meeting Status WMB CUSIP 969457100 05/16/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Alan S. Mgmt For For For Armstrong 1.2 Elect Director Joseph Mgmt For For For R. Cleveland 1.3 Elect Director Kathleen Mgmt For For For B. Cooper 1.4 Elect Director John A. Mgmt For For For Hagg 1.5 Elect Director Juanita Mgmt For For For H. Hinshaw 1.6 Elect Director Ralph Mgmt For For For Izzo 1.7 Elect Director Frank T. Mgmt For For For MacInnis 1.8 Elect Director Steven Mgmt For For For W. Nance 1.9 Elect Director Murray Mgmt For For For D. Smith 1.10 Elect Director Janice Mgmt For For For D. Stoney 1.11 Elect Director Laura A. Mgmt For For For Sugg 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation ________________________________________________________________________________ U.S. Bancorp Ticker Security ID: Meeting Date Meeting Status USB CUSIP 902973304 04/16/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Douglas Mgmt For For For M. Baker, Jr. 1.2 Elect Director Y. Marc Mgmt For For For Belton 1.3 Elect Director Victoria Mgmt For For For Buyniski Gluckman 1.4 Elect Director Arthur Mgmt For For For D. Collins, Jr. 1.5 Elect Director Richard Mgmt For Against Against K. Davis 1.6 Elect Director Roland Mgmt For For For A. Hernandez 1.7 Elect Director Doreen Mgmt For For For Woo Ho 1.8 Elect Director Joel W. Mgmt For For For Johnson 1.9 Elect Director Olivia Mgmt For For For F. Kirtley 1.10 Elect Director Jerry W. Mgmt For For For Levin 1.11 Elect Director David B. Mgmt For For For O'Maley 1.12 Elect Director O'dell Mgmt For For For M. Owens 1.13 Elect Director Craig D. Mgmt For For For Schnuck 1.14 Elect Director Patrick Mgmt For For For T. Stokes 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Require Independent Shr Hldr Against For Against Board Chairman ________________________________________________________________________________ Varian Medical Systems, Inc. Ticker Security ID: Meeting Date Meeting Status VAR CUSIP 92220P105 02/14/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director R. Mgmt For For For Andrew Eckert 1.2 Elect Director Mark R. Mgmt For For For Laret 1.3 Elect Director Erich R. Mgmt For For For Reinhardt 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Ratify Auditors Mgmt For For For 4 Declassify the Board of Shr Hldr Against For Against Directors ________________________________________________________________________________ Verizon Communications Inc. Ticker Security ID: Meeting Date Meeting Status VZ CUSIP 92343V104 05/02/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Richard Mgmt For For For L. Carrion 1.2 Elect Director Melanie Mgmt For For For L. Healey 1.3 Elect Director M. Mgmt For For For Frances Keeth 1.4 Elect Director Robert Mgmt For For For W. Lane 1.5 Elect Director Lowell Mgmt For Against Against C. McAdam 1.6 Elect Director Sandra Mgmt For For For O. Moose 1.7 Elect Director Joseph Mgmt For For For Neubauer 1.8 Elect Director Donald Mgmt For For For T. Nicolaisen 1.9 Elect Director Clarence Mgmt For For For Otis, Jr. 1.10 Elect Director Hugh B. Mgmt For For For Price 1.11 Elect Director Rodney Mgmt For For For E. Slater 1.12 Elect Director Kathryn Mgmt For For For A. Tesija 1.13 Elect Director Gregory Mgmt For For For D. Wasson 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Amend Omnibus Stock Plan Mgmt For For For 5 Commit to Wireless Shr Hldr Against For Against Network Neutrality 6 Report on Lobbying Shr Hldr Against For Against Payments and Policy 7 Adopt Proxy Access Right Shr Hldr Against For Against 8 Submit Severance Shr Hldr Against For Against Agreement (Change-in-Control) to Shareholder Vote 9 Amend Shr Hldr Against For Against Articles/Bylaws/Charter - Call Special Meetings 10 Provide Right to Act by Shr Hldr Against For Against Written Consent ________________________________________________________________________________ Wells Fargo & Company Ticker Security ID: Meeting Date Meeting Status WFC CUSIP 949746101 04/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director John D. Mgmt For For For Baker, II 1.2 Elect Director Elaine Mgmt For For For L. Chao 1.3 Elect Director John S. Mgmt For For For Chen 1.4 Elect Director Lloyd H. Mgmt For For For Dean 1.5 Elect Director Susan E. Mgmt For For For Engel 1.6 Elect Director Enrique Mgmt For For For Hernandez, Jr. 1.7 Elect Director Donald Mgmt For For For M. James 1.8 Elect Director Cynthia Mgmt For For For H. Milligan 1.9 Elect Director Federico Mgmt For For For F. Pena 1.10 Elect Director Howard Mgmt For For For V. Richardson 1.11 Elect Director Judith Mgmt For For For M. Runstad 1.12 Elect Director Stephen Mgmt For For For W. Sanger 1.13 Elect Director John G. Mgmt For Against Against Stumpf 1.14 Elect Director Susan G. Mgmt For For For Swenson 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Amend Omnibus Stock Plan Mgmt For For For 4 Ratify Auditors Mgmt For For For 5 Require Independent Shr Hldr Against For Against Board Chairman 6 Report on Lobbying Shr Hldr Against Against For Payments and Policy 7 Review Fair Housing and Shr Hldr Against For Against Fair Lending Compliance Item 1: Proxy Voting Record - Item1 Proxy Voting Record - Registrant : Allianz Funds Multi-Strategy Trust Fund Name : AllianzGI Focused Opportunity Fund (formerly, Allianz AGIC Focused Opportunity Fund) ________________________________________________________________________________ ABIOMED, Inc. Ticker Security ID: Meeting Date Meeting Status ABMD 003654100 CUSIP 08/08/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Louis Lataif Mgmt For Withhold Against 1.2 Elect Henri Termeer Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Amendment to the 2008 Mgmt For Against Against Stock Incentive Plan 4 Amendment to the Mgmt For For For Employee Stock Purchase Plan 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Acacia Research Corporation Ticker Security ID: Meeting Date Meeting Status ACTG 003881307 CUSIP 05/16/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Robert Harris II Mgmt For For For 1.2 Elect Fred deBoom Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 2013 Stock Incentive Mgmt For Against Against Plan ________________________________________________________________________________ Align Technology, Inc. Ticker Security ID: Meeting Date Meeting Status ALGN 016255101 CUSIP 05/16/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect David E. Collins Mgmt For For For 2 Elect Joseph Lacob Mgmt For For For 3 Elect C. Raymond Mgmt For For For Larkin, Jr. 4 Elect George J. Morrow Mgmt For For For 5 Elect David C. Nagel Mgmt For For For 6 Elect Thomas M. Prescott Mgmt For For For 7 Elect Greg J. Santora Mgmt For For For 8 Elect Warren S. Thaler Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Amendment to the 2005 Mgmt For For For Incentive Plan ________________________________________________________________________________ BroadSoft Inc. Ticker Security ID: Meeting Date Meeting Status BSFT 11133B409 CUSIP 05/02/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John J. Gavin, Jr. Mgmt For For For 1.2 Elect Charles L. Ill, Mgmt For For For III 1.3 Elect Michael Tessler Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Cavium Networks, Inc. Ticker Security ID: Meeting Date Meeting Status CAVM 14964U108 CUSIP 05/30/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Syed Ali Mgmt For For For 1.2 Elect Anthony S. Mgmt For For For Thornley 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Citrix Systems, Inc. Ticker Security ID: Meeting Date Meeting Status CTXS 177376100 CUSIP 05/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Mark B. Templeton Mgmt For For For 2 Elect Stephen M. Dow Mgmt For For For 3 Elect Godfrey R. Mgmt For For For Sullivan 4 Amendment to the 2005 Mgmt For For For Equity Incentive Plan 5 Repeal of Classified Mgmt For For For Board 6 Ratification of Auditor Mgmt For For For 7 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Cogent Communications Group, Inc. Ticker Security ID: Meeting Date Meeting Status CCOI 19239V302 CUSIP 04/18/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Dave Schaeffer Mgmt For For For 1.2 Elect Steven D. Brooks Mgmt For Withhold Against 1.3 Elect Erel N. Margalit Mgmt For Withhold Against 1.4 Elect Timothy Weingarten Mgmt For Withhold Against 1.5 Elect Richard T. Mgmt For For For Liebhaber 1.6 Elect D. Blake Bath Mgmt For For For 1.7 Elect Marc Montagner Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2004 Mgmt For Against Against Incentive Award Plan 4 Advisory Vote on Mgmt For Against Against Executive Compensation ________________________________________________________________________________ Comstock Resources, Inc. Ticker Security ID: Meeting Date Meeting Status CRK 205768203 CUSIP 05/07/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Cecil E. Martin, Mgmt For Withhold Against Jr. 1.2 Elect Nancy E. Underwood Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For Against Against Executive Compensation 4 Amendment to the 2009 Mgmt For For For Long-Term Incentive Plan ________________________________________________________________________________ Cubist Pharmaceuticals, Inc. Ticker Security ID: Meeting Date Meeting Status CBST 229678107 CUSIP 06/12/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Michael W. Bonney Mgmt For For For 1.2 Elect Mark Corrigan Mgmt For For For 1.3 Elect Alison Lawton Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Adoption of Majority Mgmt For For For Vote for Election of Directors 4 Technical Amendment to Mgmt For For For Bylaws 5 Technical Amendment to Mgmt For For For Bylaws 6 Technical Amendment to Mgmt For For For Certificate of Incorporation 7 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Encore Capital Group, Inc Ticker Security ID: Meeting Date Meeting Status ECPG 292554102 CUSIP 06/05/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect George Lund Mgmt For For For 1.2 Elect Willem Mesdag Mgmt For Withhold Against 1.3 Elect Francis E. Quinlan Mgmt For For For 1.4 Elect Norman R. Sorensen Mgmt For For For 1.5 Elect J. Christopher Mgmt For For For Teets 1.6 Elect Kenneth A. Mgmt For For For Vecchione 1.7 Elect H. Ronald Weissman Mgmt For For For 1.8 Elect Warren Wilcox Mgmt For For For 2 2013 Incentive Mgmt For For For Compensation Plan 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ F5 Networks, Inc. Ticker Security ID: Meeting Date Meeting Status FFIV 315616102 CUSIP 03/13/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Michael Dreyer Mgmt For For For 2 Elect Sandra Bergeron Mgmt For For For 3 Elect Deborah L. Bevier Mgmt For For For 4 Elect Alan J. Higginson Mgmt For For For 5 Elect John McAdam Mgmt For For For 6 Elect Stephen Smith Mgmt For For For 7 Ratification of Auditor Mgmt For For For 8 Advisory Vote on Mgmt For For For Executive Compensation 9 Repeal of Classified Mgmt For For For Board ________________________________________________________________________________ Globe Specialty Metals, Inc. Ticker Security ID: Meeting Date Meeting Status GSM 37954N206 CUSIP 12/04/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Donald Barger, Jr. Mgmt For For For 1.2 Elect Thomas Danjczek Mgmt For For For 1.3 Elect Stuart Eizenstat Mgmt For Withhold Against 1.4 Elect Alan Kestenbaum Mgmt For For For 1.5 Elect Franklin Lavin Mgmt For For For 1.6 Elect Alan Schriber Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ IPG Photonics Corporation Ticker Security ID: Meeting Date Meeting Status IPGP 44980X109 CUSIP 06/04/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Valentin P. Mgmt For For For Gapontsev 1.2 Elect Eugene Shcherbakov Mgmt For For For 1.3 Elect Igor Samartsev Mgmt For For For 1.4 Elect Robert A. Blair Mgmt For For For 1.5 Elect Michael C. Child Mgmt For For For 1.6 Elect William F. Krupke Mgmt For For For 1.7 Elect Henry E. Gauthier Mgmt For For For 1.8 Elect William S. Hurley Mgmt For For For 1.9 Elect John R. Peeler Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Jive Software Inc. Ticker Security ID: Meeting Date Meeting Status JIVE 47760A108 CUSIP 05/21/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect James J. Goetz Mgmt For For For 1.2 Elect William A. Lanfri Mgmt For For For 1.3 Elect Ted E. Schlein Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Lender Processing Services Inc. Ticker Security ID: Meeting Date Meeting Status LPS 52602E102 CUSIP 05/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Dan R. Carmichael Mgmt For For For 1.2 Elect Alvin R. Carpenter Mgmt For Withhold Against 1.3 Elect Hugh R. Harris Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For Against Against Executive Compensation ________________________________________________________________________________ Manitowoc Company Ticker Security ID: Meeting Date Meeting Status MTW 563571108 CUSIP 05/07/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Joan K. Chow Mgmt For For For 1.2 Elect Kenneth W. Krueger Mgmt For For For 1.3 Elect Robert C. Stift Mgmt For For For 2 2013 Omnibus Incentive Mgmt For For For Plan 3 Adoption of Majority Mgmt For For For Vote for Election of Directors 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ MasTec, Inc. Ticker Security ID: Meeting Date Meeting Status MTZ 576323109 CUSIP 05/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Robert J. Dwyer Mgmt For For For 1.2 Elect Frank E. Jaumot Mgmt For For For 1.3 Elect Jose S. Sorzano Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Bargaining Units Mgmt For For For Employee Share Purchase Plan 4 2013 Incentive Mgmt For For For Compensation Plan ________________________________________________________________________________ Myriad Genetics, Inc. Ticker Security ID: Meeting Date Meeting Status MYGN 62855J104 CUSIP 12/05/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John Henderson Mgmt For For For 1.2 Elect S. Louise Mgmt For For For Phanstiel 2 Amendment to the 2010 Mgmt For Against Against Employee, Director and Consultant Equity Incentive Plan 3 2012 Employee Stock Mgmt For For For Purchase Plan 4 2013 Executive Mgmt For For For Incentive Plan 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Nationstar Mortgage Holdings Inc. Ticker Security ID: Meeting Date Meeting Status NSM 63861C109 CUSIP 05/22/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Roy A. Guthrie Mgmt For For For 1.2 Elect Michael D. Malone Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Netflix, Inc. Ticker Security ID: Meeting Date Meeting Status NFLX 64110L106 CUSIP 06/07/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Timothy M. Haley Mgmt For Withhold Against 1.2 Elect Ann Mather Mgmt For Withhold Against 1.3 Elect Leslie Kilgore Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Shareholder Proposal ShrHoldr Against For Against Regarding Declassification of the Board 5 Shareholder Proposal ShrHoldr Against For Against Regarding Majority Vote for Election of Directors 6 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman 7 Shareholder Proposal ShrHoldr Against Against For Regarding Proxy Access 8 Shareholder Proposal ShrHoldr Against For Against Regarding Simple Majority Vote ________________________________________________________________________________ Palo Alto Networks, Inc. Ticker Security ID: Meeting Date Meeting Status PANW 697435105 CUSIP 12/12/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John Donovan Mgmt For For For 2 Elect Nir Zuk Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ Pandora Media Inc. Ticker Security ID: Meeting Date Meeting Status P 698354107 CUSIP 06/05/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect James M.P. Feuille Mgmt For For For 1.2 Elect Peter Gotcher Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ PHH Corporation Ticker Security ID: Meeting Date Meeting Status PHH 693320202 CUSIP 06/12/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jane D. Carlin Mgmt For For For 1.2 Elect Thomas P. Gibbons Mgmt For Withhold Against 1.3 Elect Deborah M. Reif Mgmt For For For 1.4 Elect Carroll R. Mgmt For For For Wetzel, Jr. 1.5 Elect Jon A. Boscia Mgmt For For For 1.6 Elect Glen A. Messina Mgmt For For For 1.7 Elect Charles P. Pizzi Mgmt For For For 1.8 Elect James O. Egan Mgmt For For For 1.9 Elect Allan Z. Loren Mgmt For For For 1.10 Elect Gregory J. Mgmt For For For Parseghian 1.11 Elect Jane D. Carlin Mgmt For For For 1.12 Elect Thomas P. Gibbons Mgmt For Withhold Against 1.13 Elect Deborah M. Reif Mgmt For For For 1.14 Elect Carroll R. Mgmt For For For Wetzel, Jr. 2 Repeal of Classified Mgmt For For For Board 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For Against Against Executive Compensation ________________________________________________________________________________ Polypore International Inc. Ticker Security ID: Meeting Date Meeting Status PPO 73179V103 CUSIP 05/15/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Charles L. Cooney Mgmt For For For 1.2 Elect David A. Roberts Mgmt For For For 1.3 Elect Robert B. Toth Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Proto Labs Inc. Ticker Security ID: Meeting Date Meeting Status PRLB 743713109 CUSIP 05/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Lawrence J. Lukis Mgmt For For For 1.2 Elect Bradley A. Mgmt For For For Cleveland 1.3 Elect Matthew Blodgett Mgmt For For For 1.4 Elect Rainer Gawlick Mgmt For For For 1.5 Elect John B. Goodman Mgmt For For For 1.6 Elect Douglas W. Kohrs Mgmt For For For 1.7 Elect Margaret A. Loftus Mgmt For For For 1.8 Elect Brian K. Smith Mgmt For For For 1.9 Elect Sven A. Wehrwein Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Scorpio Tankers Inc. Ticker Security ID: Meeting Date Meeting Status STNG Y7542C106 CUSIP 05/30/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Alexandre Mgmt For Withhold Against Albertini 1.2 Elect Marianne Okland Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For Against Against ________________________________________________________________________________ Sodastream International Ltd. Ticker Security ID: Meeting Date Meeting Status SODA M9068E105 CUSIP 12/20/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 CEO Salary and Fringe Mgmt For For For Benefits 2 CEO 2011 Bonus Mgmt For For For 3 CEO 2012 Bonus Mgmt For For For 4 CEO 2013 Bonus Plan Mgmt For Against Against 5 CEO Long Term Incentive Mgmt For For For Plan 6 Amendment to the 2010 Mgmt For For For Employee Share Option Plan 7 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Tenneco, Inc. Ticker Security ID: Meeting Date Meeting Status TEN 880349105 CUSIP 05/15/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Thomas Freyman Mgmt For For For 2 Elect Dennis Letham Mgmt For For For 3 Elect Hari Nair Mgmt For For For 4 Elect Roger Porter Mgmt For For For 5 Elect David Price, Jr. Mgmt For For For 6 Elect Gregg Sherrill Mgmt For For For 7 Elect Paul Stecko Mgmt For For For 8 Elect Jane Warner Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Amendment to the 2006 Mgmt For For For Long Term Incentive Plan 11 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Teradata Corporation Ticker Security ID: Meeting Date Meeting Status TDC 88076W103 CUSIP 04/30/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Edward P. Boykin Mgmt For For For 2 Elect Cary T. Fu Mgmt For For For 3 Elect Victor L. Lund Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Ratification of Auditor Mgmt For For For 6 Shareholder Proposal ShrHoldr For For For Regarding Declassification of the Board ________________________________________________________________________________ Tesla Motors Inc. Ticker Security ID: Meeting Date Meeting Status TSLA 88160R101 CUSIP 06/04/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Brad W. Buss Mgmt For Withhold Against 1.2 Elect Ira Ehrenpreis Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Toll Brothers, Inc. Ticker Security ID: Meeting Date Meeting Status TOL 889478103 CUSIP 03/13/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Douglas C. Mgmt For For For Yearley, Jr. 1.2 Elect Robert S. Blank Mgmt For For For 1.3 Elect Edward G. Boehne Mgmt For For For 1.4 Elect Richard J. Braemer Mgmt For Withhold Against 1.5 Elect Carl B. Marbach Mgmt For For For 1.6 Elect Stephen Novick Mgmt For For For 1.7 Elect Paul E. Shapiro Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Re-approval of the Mgmt For For For Material Terms of the Performance Goals Under the 2007 Stock Incentive Plan 5 Shareholder Proposal ShrHoldr Against For Against Regarding Majority Vote for Election of Directors ________________________________________________________________________________ Under Armour, Inc. Ticker Security ID: Meeting Date Meeting Status UA 904311107 CUSIP 04/30/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Kevin A. Plank Mgmt For For For 1.2 Elect Byron K. Adams, Mgmt For For For Jr. 1.3 Elect Douglas E. Mgmt For For For Coltharp 1.4 Elect Anthony W. Deering Mgmt For For For 1.5 Elect Alvin B. Krongard Mgmt For For For 1.6 Elect William R. Mgmt For For For McDermott 1.7 Elect Eric T. Olson Mgmt For For For 1.8 Elect Brenda Piper Mgmt For For For 1.9 Elect Harvey L. Sanders Mgmt For For For 1.10 Elect Thomas J. Sippel Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Amendment to the Mgmt For For For Executive Incentive Compensation Plan 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ United Rentals, Inc. Ticker Security ID: Meeting Date Meeting Status URI 911363109 CUSIP 05/08/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Jenne Britell Mgmt For For For 2 Elect Jose Alvarez Mgmt For For For 3 Elect Bobby Griffin Mgmt For For For 4 Elect Michael Kneeland Mgmt For For For 5 Elect Pierre Leroy Mgmt For For For 6 Elect Singleton Mgmt For For For McAllister 7 Elect Brian McAuley Mgmt For For For 8 Elect John McKinney Mgmt For For For 9 Elect James Ozanne Mgmt For For For 10 Elect Jason Papastavrou Mgmt For For For 11 Elect Filippo Passerini Mgmt For For For 12 Elect Donald Roof Mgmt For For For 13 Elect Keith Wimbush Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Wabash National Corporation Ticker Security ID: Meeting Date Meeting Status WNC 929566107 CUSIP 05/16/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Richard J. Mgmt For For For Giromini 2 Elect Martin C. Jischke Mgmt For For For 3 Elect James D. Kelly Mgmt For For For 4 Elect John E. Kunz Mgmt For For For 5 Elect Larry J. Magee Mgmt For For For 6 Elect Ann D. Murtlow Mgmt For For For 7 Elect Scott K. Sorensen Mgmt For For For 8 Advisory Vote on Mgmt For For For Executive Compensation 9 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Walter Energy, Inc. Ticker Security ID: Meeting Date Meeting Status WLT 93317Q105 CUSIP 04/25/2013 Take No Action Meeting Type Country of Trade Proxy Contest United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Edward G. Scholtz Mgmt N/A TNA N/A 1.2 Elect Mark H. Mgmt N/A TNA N/A Lochtenberg 1.3 Elect Robert H. Stan Mgmt N/A TNA N/A 1.4 Elect Lawrence M. Mgmt N/A TNA N/A Clark, Jr. 1.5 Elect Julian A. Treger Mgmt N/A TNA N/A 1.6 Elect David R. Beatty Mgmt N/A TNA N/A 1.7 Elect Mary R. Henderson Mgmt N/A TNA N/A 1.8 Elect Patrick A. Mgmt N/A TNA N/A Kriegshauser 1.9 Elect Graham Mascall Mgmt N/A TNA N/A 1.10 Elect Walter J. Mgmt N/A TNA N/A Scheller, III 2 Advisory Vote on Mgmt N/A TNA N/A Executive Compensation 3 Ratification of Auditor Mgmt N/A TNA N/A ________________________________________________________________________________ Walter Energy, Inc. Ticker Security ID: Meeting Date Meeting Status WLT 93317Q105 CUSIP 04/25/2013 Voted Meeting Type Country of Trade Proxy Contest United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect David R. Beatty Mgmt For For For 1.2 Elect Mary R. Henderson Mgmt For For For 1.3 Elect Jerry W. Kolb Mgmt For For For 1.4 Elect Patrick A. Mgmt For For For Kriegshauser 1.5 Elect Joseph B. Leonard Mgmt For For For 1.6 Elect Graham Mascall Mgmt For For For 1.7 Elect Bernard G. Rethore Mgmt For For For 1.8 Elect Walter J. Mgmt For For For Scheller, III 1.9 Elect Michael T. Tokarz Mgmt For For For 1.10 Elect A.J. Wagner Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Wisdomtree Investments, Inc. Ticker Security ID: Meeting Date Meeting Status WETF 97717P104 CUSIP 07/24/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Michael Steinhardt Mgmt For For For 1.2 Elect Anthony Bossone Mgmt For For For 1.3 Elect Bruce Lavine Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt For 1 Year N/A Vote on Executive Compensation Item 1: Proxy Voting Record - Item1 Proxy Voting Record - Registrant : Allianz Funds Multi-Strategy Trust Fund Name : AllianzGI Global Allocation Fund (formerly, Allianz Global Investors Solutions Global Allocation Fund) ________________________________________________________________________________ Allianz Global Investors Ticker Security ID: Meeting Date Meeting Status AOPAX CUSIP 01900C532 07/11/2012 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approval of New Mgmt For For For Sub-Advisory Agreements 2 Approval of New Mgmt For For For Portfolio Management Agreement Item 1: Proxy Voting Record - Item1 Proxy Voting Record - Registrant : Allianz Funds Multi-Strategy Trust Fund Name : AllianzGI Global Growth Allocation Fund (formerly, Allianz Global Investors Solutions Global Growth Allocation Fund) ________________________________________________________________________________ Allianz Global Investors Ticker Security ID: Meeting Date Meeting Status AOPAX CUSIP 01900C532 07/11/2012 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approval of New Mgmt For For For Sub-Advisory Agreements 2 Approval of New Mgmt For For For Portfolio Management Agreement Item 1: Proxy Voting Record - Item1 Proxy Voting Record - Registrant : Allianz Funds Multi-Strategy Trust Fund Name : AllianzGI Global Managed Volatility Fund (formerly, Allianz AGIC Global Managed Volatility Fund) ________________________________________________________________________________ Air China Limited Ticker Security ID: Meeting Date Meeting Status 753 CINS Y002A6104 12/20/2012 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Shareholders Return Mgmt For For For Plan 2012-2014 5 Amendments to Articles Mgmt For For For 6 Appointment of Internal Mgmt For For For Control Auditor and Authority to Set Fees 7 Continuing Connected Mgmt For Against Against Transactions ________________________________________________________________________________ Alimentation Couche-Tard Inc. Ticker Security ID: Meeting Date Meeting Status ATD.B CUSIP 01626P403 10/05/2012 Voted Meeting Type Country of Trade Special Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Alain Bouchard Mgmt For For For 1.2 Elect Nathalie Bourque Mgmt For For For 1.3 Elect Jacques D'Amours Mgmt For For For 1.4 Elect Roger Desrosiers Mgmt For For For 1.5 Elect Jean-Andre Elie Mgmt For For For 1.6 Elect Richard Fortin Mgmt For For For 1.7 Elect Melanie Kau Mgmt For For For 1.8 Elect Real Plourde Mgmt For For For 1.9 Elect Jean-Pierre Mgmt For For For Sauriol 1.10 Elect Jean Turmel Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Amendments to Articles Mgmt For For For 4 Shareholder Proposal Mgmt Against Against For Regarding Individual Director Elections 5 Shareholder Proposal Mgmt Against For Against Regarding Independent Chairman 6 Shareholder Proposal Mgmt Against For Against Regarding Advisory Vote on Compensation (Say on Pay) 7 Shareholder Proposal Mgmt Against For Against Regarding Minority Shareholder Rights 8 Shareholder Proposal Mgmt Against For Against Regarding Majority Vote for Election of Directors ________________________________________________________________________________ Alleghany Corporation Ticker Security ID: Meeting Date Meeting Status Y CUSIP 017175100 04/26/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Stephen P. Bradley Mgmt For For For 2 Elect Karen Brenner Mgmt For For For 3 Elect Thomas S. Johnson Mgmt For Against Against 4 Elect James F. Will Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Allied Properties Real Estate Investment Trust Ticker Security ID: Meeting Date Meeting Status AP.UN CUSIP 019456102 05/14/2013 Voted Meeting Type Country of Trade Special Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Gerald R. Connor Mgmt For For For 1.2 Elect Gordon R. Mgmt For For For Cunningham 1.3 Elect Michael R. Emory Mgmt For For For 1.4 Elect James Griffiths Mgmt For For For 1.5 Elect Ralph T. Neville Mgmt For For For 1.6 Elect Daniel F. Sullivan Mgmt For For For 1.7 Elect Leonard Peter Mgmt For For For Sharpe 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Amendments to the Mgmt For For For Declaration of Trust 4 Unit Option Plan Renewal Mgmt For For For 5 Renewal of Shareholder Mgmt For For For Rights Plan ________________________________________________________________________________ American Capital Agency Corp Ticker Security ID: Meeting Date Meeting Status 000 CUSIP 02503X105 06/28/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Robert M Couch Mgmt For For For 2 Elect Morris A. Davis Mgmt For For For 3 Elect Randy E. Dobbs Mgmt For For For 4 Elect Larry K. Harvey Mgmt For For For 5 Elect Prue B. Larocca Mgmt For For For 6 Elect Alvin N. Puryear Mgmt For For For 7 Elect Malon Wilkus Mgmt For For For 8 Elect John R. Erickson Mgmt For Against Against 9 Elect Samuel A Flax Mgmt For For For 10 Increase of Preferred Mgmt For Against Against Stock 11 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Ana Holdings Inc. Ticker Security ID: Meeting Date Meeting Status 9202 CINS J51914109 06/27/2013 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Yohji Ohhashi Mgmt For For For 4 Elect Shinichiroh Itoh Mgmt For For For 5 Elect Shinya Katanozaka Mgmt For For For 6 Elect Shigeyuki Takemura Mgmt For For For 7 Elect Yoshinori Maruyama Mgmt For For For 8 Elect Kiyoshi Tonomoto Mgmt For For For 9 Elect Osamu Shinobe Mgmt For For For 10 Elect Shohsuke Mori Mgmt For Against Against 11 Elect Ado Yamamoto Mgmt For For For 12 Elect Izumi Kobayashi Mgmt For For For 13 Elect Tatsuo Kondoh as Mgmt For For For Statutory Auditor ________________________________________________________________________________ Annaly Capital Management, Inc. Ticker Security ID: Meeting Date Meeting Status NLY CUSIP 035710409 05/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Kevin P. Brady Mgmt For For For 2 Elect E. Wayne Nordberg Mgmt For Against Against 3 Elect Kevin G. Keyes Mgmt For For For 4 Elect John H. Schaefer Mgmt For For For 5 Management Mgmt For For For Externalization 6 Advisory Vote on Mgmt For Against Against Executive Compensation 7 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Ascendas Real Estate Investment Trust Ticker Security ID: Meeting Date Meeting Status A17U CINS Y0205X103 06/28/2013 Voted Meeting Type Country of Trade Annual Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Authority to Issue Mgmt For For For Units w/ or w/o Preemptive Rights 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Astrazeneca plc Ticker Security ID: Meeting Date Meeting Status AZN CINS G0593M107 04/25/2013 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Appointment of Auditor Mgmt For For For 4 Authority to Set Mgmt For For For Auditor's Fees 5 Elect Leif Johansson Mgmt For For For 6 Elect Pascal Soriot Mgmt For For For 7 Elect Simon J. Lowth Mgmt For For For 8 Elect Genevieve B. Mgmt For For For Berger 9 Elect D. Bruce Mgmt For For For Burlington 10 Elect Graham Chipchase Mgmt For For For 11 Elect Jean-Philippe Mgmt For Against Against Courtois 12 Elect Rudy H.P. Markham Mgmt For For For 13 Elect Nancy Rothwell Mgmt For For For 14 Elect Shriti Vadera Mgmt For For For 15 Elect John S. Varley Mgmt For For For 16 Elect Marcus Wallenberg Mgmt For Against Against 17 Directors' Remuneration Mgmt For For For Report 18 Authorisation of Mgmt For For For Political Donations 19 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 20 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 21 Authority to Repurchase Mgmt For For For Shares 22 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days 23 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ AutoZone, Inc. Ticker Security ID: Meeting Date Meeting Status AZO CUSIP 053332102 12/12/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Sue Gove Mgmt For For For 2 Elect Earl Graves, Jr. Mgmt For For For 3 Elect Enderson Guimaraes Mgmt For For For 4 Elect J.R. Hyde III Mgmt For For For 5 Elect W. Andrew McKenna Mgmt For For For 6 Elect George Mrkonic Mgmt For For For 7 Elect Luis Nieto Mgmt For For For 8 Elect William Rhodes Mgmt For For For III 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Bank Of Communications Company Limited Ticker Security ID: Meeting Date Meeting Status 3328 CINS Y06988102 06/25/2013 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Directors' Report Mgmt For For For 4 Supervisors' Report Mgmt For For For 5 Accounts and Reports Mgmt For For For 6 Allocation of Mgmt For For For Profits/Dividends 7 Appointment of Auditor Mgmt For For For and Authority to Set Fees 8 Elect NIU Ximing Mgmt For For For 9 Elect QIAN Wenhui Mgmt For For For 10 Elect YU Yali Mgmt For For For 11 Elect HU Huating Mgmt For For For 12 Elect DU Yuemei Mgmt For Against Against 13 Elect Peter WONG Tung Mgmt For For For Shun 14 Elect Anita FUNG Yuen Mgmt For For For Mei 15 Elect MA Qiang Mgmt For For For 16 Elect LEI Jun Mgmt For For For 17 Elect ZHANG Yuxia Mgmt For For For 18 Elect WANG Weiqiang Mgmt For For For 19 Elect Peter H. Nolan Mgmt For For For 20 Elect CHEN Zhiwu Mgmt For For For 21 Elect CHOI Yiu Kwan Mgmt For For For 22 Elect LIU Tinghuan Mgmt For For For 23 Elect YU Yongshun Mgmt For For For 24 Elect WANG Taiyin Mgmt For For For 25 Elect HUA Qingshan Mgmt For For For 26 Elect JIANG Yunbao Mgmt For For For 27 Elect LU Jiahui Mgmt For For For 28 Elect TENG Tieqi Mgmt For For For 29 Elect DONG Wenhua Mgmt For For For 30 Elect LI Jin Mgmt For For For 31 Elect GAO Zhongyuan Mgmt For For For 32 Elect GU Huizhong Mgmt For For For 33 Elect YAN Hong Mgmt For For For 34 Remuneration Plan for Mgmt For For For Directors and Supervisors 35 Fixed Assets Investment Mgmt For For For Plan 36 Amendments to Articles Mgmt For For For ________________________________________________________________________________ Barco N.V. Ticker Security ID: Meeting Date Meeting Status BAR CINS B0833F107 03/22/2013 Take No Action Meeting Type Country of Trade Special Belgium Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Meeting Note N/A N/A TNA N/A 4 Issuance of Treasury Mgmt For TNA N/A Shares 5 Amendments to Articles Mgmt For TNA N/A 6 Non-Voting Meeting Note N/A N/A TNA N/A 7 Non-Voting Meeting Note N/A N/A TNA N/A ________________________________________________________________________________ Barco N.V. Ticker Security ID: Meeting Date Meeting Status BAR CINS B0833F107 04/25/2013 Take No Action Meeting Type Country of Trade Mix Belgium Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Issuance of Treasury Mgmt For TNA N/A Shares 4 Amendments to Articles Mgmt For TNA N/A 5 Non-Voting Agenda Item N/A N/A TNA N/A 6 Accounts and Reports; Mgmt For TNA N/A Allocation of Profits/Dividends 7 Non-Voting Agenda Item N/A N/A TNA N/A 8 Remuneration Report Mgmt For TNA N/A 9 Ratification of Board Mgmt For TNA N/A Acts 10 Ratification of Mgmt For TNA N/A Auditor's Acts 11 Elect Ashok Jain Mgmt For TNA N/A 12 Directors' Fees Mgmt For TNA N/A 13 Employee Stock Option Mgmt For TNA N/A Plan for Overseas Employees ________________________________________________________________________________ BCE Inc. Ticker Security ID: Meeting Date Meeting Status BCE CUSIP 05534B760 05/09/2013 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Barry K. Allen Mgmt For For For 1.2 Elect Andre Berard Mgmt For For For 1.3 Elect Ronald A. Mgmt For For For Brenneman 1.4 Elect Sophie Brochu Mgmt For For For 1.5 Elect Robert E. Brown Mgmt For For For 1.6 Elect George A. Cope Mgmt For For For 1.7 Elect David F. Denison Mgmt For For For 1.8 Elect Anthony S. Fell Mgmt For For For 1.9 Elect Edward C. Lumley Mgmt For For For 1.10 Elect Thomas C. O'Neill Mgmt For For For 1.11 Elect James Prentice Mgmt For For For 1.12 Elect Robert C. Simmonds Mgmt For For For 1.13 Elect Carole Taylor Mgmt For For For 1.14 Elect Paul R. Weiss Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Shareholder Proposal Mgmt Against Against For Regarding Pay Ratios 5 Shareholder Proposal Mgmt Against Against For Regarding Board Gender Parity 6 Shareholder Proposal Mgmt Against Against For Regarding Disclosure of Information Regarding Executive Compensation 7 Shareholder Proposal Mgmt Against Against For Regarding Formation of a Separate Risk Management Committee 8 Shareholder Proposal Mgmt Against Against For Regarding Gender Diversity Initiatives ________________________________________________________________________________ Bell Aliant Inc. Ticker Security ID: Meeting Date Meeting Status BA CUSIP 07786R105 05/02/2013 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect George A. Cope Mgmt For For For 1.2 Elect Catherine Bennett Mgmt For For For 1.3 Elect Robert P. Dexter Mgmt For For For 1.4 Elect Edward Reevey Mgmt For For For 1.5 Elect Karen Sheriff Mgmt For For For 1.6 Elect Louis Tanguay Mgmt For For For 1.7 Elect Martine Turcotte Mgmt For For For 1.8 Elect Siim A. Vanaselja Mgmt For Withhold Against 1.9 Elect John Watson Mgmt For For For 1.10 Elect David Wells Mgmt For Withhold Against 2 Appointment of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Boardwalk Real Estate Investment Trust Ticker Security ID: Meeting Date Meeting Status BEI.UN CUSIP 096631106 05/15/2013 Voted Meeting Type Country of Trade Special Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Board Size Mgmt For For For 2.1 Elect James R. Dewald Mgmt For For For 2.2 Elect Gary M. Goodman Mgmt For For For 2.3 Elect Arthur L. Mgmt For For For Havener, Jr. 2.4 Elect Sam Kolias Mgmt For For For 2.5 Elect Samantha Kolias Mgmt For For For 2.6 Elect Al W. Mawani Mgmt For For For 2.7 Elect Andrea Mary Mgmt For For For Stephen 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees 4 Re-approval of the Mgmt For For For Deferred Unit Plan ________________________________________________________________________________ BYD Company Limited Ticker Security ID: Meeting Date Meeting Status 1211 CINS Y1023R104 06/07/2013 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Directors' Report Mgmt For For For 5 Supervisors' Report Mgmt For For For 6 Accounts and Reports Mgmt For For For 7 Annual Report Mgmt For For For 8 Allocation of Mgmt For For For Profits/Dividends 9 Appointment of Auditor Mgmt For For For and Authority to Set Fees 10 Authority to Give Mgmt For For For Guarantees 11 Provision of Guarantee Mgmt For Against Against by the Group 12 Reduction of Total Mgmt For For For Investment in Shenzhen Mobile Phone Lithium Battery Project 13 Authority to Issue H Mgmt For Against Against Shares w/o Preemptive Rights 14 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights of BYD Electronic (International) Company Limited 15 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Campbell Soup Company Ticker Security ID: Meeting Date Meeting Status CPB CUSIP 134429109 11/14/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Edmund Carpenter Mgmt For For For 1.2 Elect Paul Charron Mgmt For For For 1.3 Elect Bennett Dorrance Mgmt For For For 1.4 Elect Lawrence Karlson Mgmt For For For 1.5 Elect Randall Larrimore Mgmt For For For 1.6 Elect Mary Alice Malone Mgmt For For For 1.7 Elect Sara Mathew Mgmt For For For 1.8 Elect Denise Morrison Mgmt For For For 1.9 Elect Charles Perrin Mgmt For For For 1.10 Elect A. Barry Rand Mgmt For For For 1.11 Elect Nick Shreiber Mgmt For For For 1.12 Elect Tracey Travis Mgmt For For For 1.13 Elect Archbold van Mgmt For For For Beuren 1.14 Elect Les Vinney Mgmt For For For 1.15 Elect Charlotte Weber Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Canadian Apartment Properties REIT Ticker Security ID: Meeting Date Meeting Status CAR.UN CUSIP 134921105 05/21/2013 Voted Meeting Type Country of Trade Special Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Harold Burke Mgmt For For For 1.2 Elect David J. Ehrlich Mgmt For For For 1.3 Elect Paul Harris Mgmt For For For 1.4 Elect Edwin F. Hawken Mgmt For For For 1.5 Elect Thomas Schwartz Mgmt For For For 1.6 Elect Michael Stein Mgmt For For For 1.7 Elect Stanley Swartzman Mgmt For For For 1.8 Elect Elaine Todres Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Reconfirmation of Mgmt For For For Unitholders' Rights Plan Agreement 4 Adoption of Advance Mgmt For For For Notice Policy 5 Amendment to the Mgmt For For For Declaration of Trust Regarding Electronic Distribution of Materials ________________________________________________________________________________ CapitaMall Trust Management Ltd. Ticker Security ID: Meeting Date Meeting Status C38U CINS Y1100L160 04/17/2013 Voted Meeting Type Country of Trade Annual Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Authority to Issue Mgmt For For For Units w/ or w/o Preemptive Rights 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Amendments to Articles Mgmt For For For 9 Authority to Repurchase Mgmt For For For Shares 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Capitol Federal Financial, Inc. Ticker Security ID: Meeting Date Meeting Status CFFN CUSIP 14057J101 01/22/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John Dicus Mgmt For For For 1.2 Elect James Morris Mgmt For For For 1.3 Elect Jeffrey Thompson Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Capstead Mortgage Corporation Ticker Security ID: Meeting Date Meeting Status CMO CUSIP 14067E506 04/24/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jack Bernard Mgmt For For For 1.2 Elect Jack Biegler Mgmt For For For 1.3 Elect Michelle P. Mgmt For For For Goolsby 1.4 Elect Andrew F. Jacobs Mgmt For For For 1.5 Elect Gary Keiser Mgmt For For For 1.6 Elect Christopher W. Mgmt For For For Mahowald 1.7 Elect Michael G. O'Neil Mgmt For For For 1.8 Elect Mark S. Whiting Mgmt For For For 2 Advisory Vote on Mgmt For For For Compensation Philosophy 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Central Japan Railway Company Ticker Security ID: Meeting Date Meeting Status 9022 CINS J05523105 06/21/2013 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Mgmt For For For Profits/Dividends ________________________________________________________________________________ China Citic Bank Company Limited Ticker Security ID: Meeting Date Meeting Status 0998 CINS Y1434M116 05/28/2013 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Directors' Report Mgmt For For For 4 Supervisors' Report Mgmt For For For 5 Annual Report Mgmt For For For 6 Financial Report Mgmt For For For 7 Financial Budget 2013 Mgmt For For For 8 Allocation of Mgmt For For For Profits/Dividends 9 Appointment of Auditor Mgmt For For For and Authority to Set Fees 10 Related Party Mgmt For For For Transactions 2013 11 Related Party Mgmt For For For Transactions Report 2012 12 Elect Chang Zhenming Mgmt For For For ________________________________________________________________________________ China Minsheng Banking Corp., Ltd. Ticker Security ID: Meeting Date Meeting Status 1988 CINS Y1495M112 06/17/2013 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Annual Report 2012 Mgmt For For For 3 Financial Report 2012 Mgmt For For For 4 Annual Budget 2013 Mgmt For For For 5 Directors' Report Mgmt For For For 6 Supervisors' Report Mgmt For For For 7 Allocation of Final Mgmt For For For Dividend 2012 8 Authority to Declare Mgmt For For For Interim Dividend 2013 9 Appointment of Auditor Mgmt For For For and Authority to Set Fees 10 Amendments to Terms of Mgmt For For For Reference for Supervisory Board 11 Amendments to Mgmt For For For Administrative Measures of Connected Transactions 12 Approval of Issuance Mgmt For Abstain Against Plans (tier-2 capital instruments) 13 Amendments to Articles Mgmt For For For 14 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ China Minsheng Banking Corp., Ltd. Ticker Security ID: Meeting Date Meeting Status 1988 CINS Y1495M112 12/17/2012 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Elect YOU Lantian Mgmt For For For 4 Elect GUO Guangchang Mgmt For For For 5 Amendments to Articles Mgmt For For For 6 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ China Mobile Ltd. Ticker Security ID: Meeting Date Meeting Status 0941 CINS Y14965100 05/30/2013 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Elect LI Yue Mgmt For For For 6 Elect XUE Taohai Mgmt For For For 7 Elect HUANG Wenlin Mgmt For For For 8 Appointment of Auditor Mgmt For For For and Authority to Set Fees 9 Authority to Repurchase Mgmt For For For Shares 10 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 11 Authority to Issue Mgmt For Against Against Repurchased Shares ________________________________________________________________________________ China Oilfield Services Limited Ticker Security ID: Meeting Date Meeting Status 2883 CINS Y15002101 05/24/2013 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Directors' Report Mgmt For For For 5 Supervisors' Report Mgmt For For For 6 Appointment of Auditor Mgmt For For For and Authority to Set Fees 7 Elect Felix FONG Wo Mgmt For For For 8 Elect CHEN Quansheng Mgmt For For For 9 Elect Zeng Quan Mgmt For For For 10 Elect Zhang Zhaoshan Mgmt For For For 11 Amendments to Articles Mgmt For For For 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Chugai Pharmaceutical Co Ltd Ticker Security ID: Meeting Date Meeting Status 4519 CINS J06930101 03/27/2013 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Allocation of Mgmt For For For Profits/Dividends 2 Elect Mitsuo Ohhashi Mgmt For For For 3 Elect Daniel O'Day Mgmt For For For 4 Elect Kunitoshi Mgmt For Against Against Watanabe as Statutory Auditor ________________________________________________________________________________ Cineplex Inc. Ticker Security ID: Meeting Date Meeting Status CGX CUSIP 172454100 05/14/2013 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jordan Banks Mgmt For For For 1.2 Elect Robert Bruce Mgmt For For For 1.3 Elect Joan T. Dea Mgmt For For For 1.4 Elect Ian Greenberg Mgmt For For For 1.5 Elect Ellis Jacob Mgmt For For For 1.6 Elect Sarabjit S. Marwah Mgmt For Withhold Against 1.7 Elect Anthony Munk Mgmt For For For 1.8 Elect Edward Sonshine Mgmt For Withhold Against 1.9 Elect Robert J. Steacy Mgmt For For For 1.10 Elect Phyllis Yaffe Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ CLP Holdings Limited Ticker Security ID: Meeting Date Meeting Status 0002 CINS Y1660Q104 04/30/2013 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Elect Fanny LAW Fan Mgmt For For For Chiu Fun 5 Elect Irene LEE Yun Lien Mgmt For For For 6 Elect Michael D. Mgmt For Against Against Kadoorie 7 Elect Paul A. Theys Mgmt For For For 8 Elect Andrew C.W. Mgmt For For For Brandler 9 Elect Nicholas C. Allen Mgmt For For For 10 Appointment of Auditor Mgmt For For For and Authority to Set Fees 11 Directors' Fees Mgmt For For For 12 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 13 Authority to Repurchase Mgmt For For For Shares ________________________________________________________________________________ Comfortdelgro Corporation Ltd Ticker Security ID: Meeting Date Meeting Status C52 CINS Y1690R106 04/26/2013 Voted Meeting Type Country of Trade Annual Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Directors' Fees Mgmt For For For 4 Elect ONG Ah Heng Mgmt For Against Against 5 Elect TOW Heng Tan Mgmt For For For 6 Elect WANG Kai Yuen Mgmt For Against Against 7 Elect LIM Jit Poh Mgmt For For For 8 Appointment of Auditor Mgmt For For For and Authority to Set Fees 9 Authority to Grant Mgmt For Against Against Awards and Issue Shares under the ComfortDelGro Employees' Share Option Scheme 10 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Consolidated Edison, Inc. Ticker Security ID: Meeting Date Meeting Status ED CUSIP 209115104 05/20/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Kevin Burke Mgmt For For For 2 Elect Vincent A. Calarco Mgmt For For For 3 Elect George Campbell, Mgmt For Against Against Jr. 4 Elect Gordon J. Davis Mgmt For For For 5 Elect Michael J. Del Mgmt For For For Giudice 6 Elect Ellen V. Futter Mgmt For Against Against 7 Elect John F. Hennessy Mgmt For For For III 8 Elect John F. Killian Mgmt For For For 9 Elect Eugene R. McGrath Mgmt For For For 10 Elect Sally H. Pinero Mgmt For For For 11 Elect Michael W. Ranger Mgmt For For For 12 Elect L. Frederick Mgmt For For For Sutherland 13 Ratification of Auditor Mgmt For For For 14 Long Term Incentive Plan Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Shareholder Proposal ShrHoldr Against Against For Regarding Compensation Benchmarking ________________________________________________________________________________ CSR Corporation Ltd Ticker Security ID: Meeting Date Meeting Status 1766 CINS Y1822T103 11/12/2012 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Authority to Issue Debt Mgmt For For For Instruments 4 Amendments to Articles Mgmt For For For Regarding Profit Distribution 5 Amendments to Articles Mgmt For For For Regarding Expansion of Management 6 Amendments to Articles Mgmt For For For Regarding Corporate Governance 7 Amendments to Articles Mgmt For For For Regarding Internal Procedures 8 Adoption of Profit Mgmt For For For Distribution Plan 9 Amendments to Articles Mgmt For For For Regarding Rules of Procedures for General Meetings 10 Amendments to Articles Mgmt For For For Regarding Adoption of Rules of Procedures for Board 11 Amendments to Articles Mgmt For For For Regarding Management Rules on External Guarantees 12 Utilization of Proceeds Mgmt For For For 13 Elect CHEN Dayang Mgmt For For For ________________________________________________________________________________ Datang International Power Generation Co., Ltd Ticker Security ID: Meeting Date Meeting Status 991 CINS Y20020106 03/25/2013 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Provision of Coal by Mgmt For For For Inner Mongolia Electric Power Fuel Co., Ltd. 5 Purchase of Coal from Mgmt For For For Beijing Datang Fuel Company 6 Sale of Coal to Beijing Mgmt For For For Datang Fuel Company 7 Sale of Coal to Mgmt For For For Subsidiaries 8 Increase in Authorized Mgmt For For For Capital 9 Extension of Validity Mgmt For Against Against Period of Corporate Bonds Issue ________________________________________________________________________________ Datang International Power Generation Co., Ltd Ticker Security ID: Meeting Date Meeting Status 991 CINS Y20020106 06/26/2013 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Directors' Report Mgmt For For For 5 Supervisors' Report Mgmt For For For 6 Accounts and Reports Mgmt For For For 7 Allocation of Mgmt For For For Profits/Dividends 8 Appointment of Auditor Mgmt For For For 9 Authority to Give Mgmt For For For Guarantees to Liancheng Power Generation Company 10 Authority to Give Mgmt For For For Guarantees to Xinyu Power Generation Company 11 Authority to Give Mgmt For For For Guarantees to Mengye River Hydropower Development Company 12 Leasing Business Mgmt For For For Cooperation Agreement 13 Elect CHEN Jinhang Mgmt For For For 14 Elect HU Shengmu Mgmt For Against Against 15 Elect CAO Jingshan Mgmt For For For 16 Elect FANG Qinghai Mgmt For For For 17 Elect ZHOU Gang Mgmt For Against Against 18 Elect LIU Haixia Mgmt For For For 19 Elect GUAN Tiangang Mgmt For Against Against 20 Elect CAO Xin Mgmt For For For 21 Elect Cai Shuwen Mgmt For For For 22 Elect LI Gengsheng Mgmt For For For 23 Elect Dong Heyi Mgmt For For For 24 Elect Ye Yansheng Mgmt For For For 25 Elect LI Hengyuan Mgmt For For For 26 Elect ZHAO Jie Mgmt For For For 27 Elect JIANG Guohua Mgmt For For For 28 Elect ZHANG Xiaoxu Mgmt For Against Against 29 Elect ZHOU Xinnong Mgmt For Against Against 30 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights ________________________________________________________________________________ Datang International Power Generation Co., Ltd Ticker Security ID: Meeting Date Meeting Status 991 CINS Y20020106 10/25/2012 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Guarantee to Liancheng Mgmt For For For Power Generation Company 5 Guarantee to Dalian Mgmt For For For Wind Power Company ________________________________________________________________________________ Datang International Power Generation Co., Ltd Ticker Security ID: Meeting Date Meeting Status 991 CINS Y20020106 12/18/2012 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Entrusted Loan Agreement Mgmt For For For 5 Provision of Guarantee Mgmt For For For ________________________________________________________________________________ De La Rue plc Ticker Security ID: Meeting Date Meeting Status DLAR CINS G2702K139 07/26/2012 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Mgmt For For For Report 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Philip Rogerson Mgmt For For For 5 Elect Colin Child Mgmt For For For 6 Elect Timothy Cobbold Mgmt For For For 7 Elect Warren East Mgmt For For For 8 Elect Sir Jeremy Mgmt For For For Greenstock 9 Elect Julian Horn-Smith Mgmt For For For 10 Elect Victoria Jarman Mgmt For For For 11 Elect Gill Rider Mgmt For For For 12 Appointment of Auditor Mgmt For For For 13 Authority to Set Mgmt For For For Auditor's Fees 14 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Authority to Repurchase Mgmt For For For Shares 20 Non-Voting Agenda Item N/A N/A N/A N/A 21 Authorisation of Mgmt For For For Political Donations 22 Non-Voting Agenda Item N/A N/A N/A N/A 23 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days 24 Renewal of Sharesave Mgmt For For For Scheme 25 Renewal of US Employee Mgmt For For For Share Purchase Plan ________________________________________________________________________________ Dollar General Corporation Ticker Security ID: Meeting Date Meeting Status DG CUSIP 256677105 05/29/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Raj Agrawal Mgmt For Withhold Against 1.2 Elect Warren F. Bryant Mgmt For For For 1.3 Elect Michael M. Calbert Mgmt For For For 1.4 Elect Sandra B. Cochran Mgmt For Withhold Against 1.5 Elect Richard W. Mgmt For For For Dreiling 1.6 Elect Patricia Mgmt For For For Fili-Krushel 1.7 Elect Adrian Jones Mgmt For Withhold Against 1.8 Elect William C. Rhodes Mgmt For For For III 1.9 Elect David B. Rickard Mgmt For For For 2 Adoption of Majority Mgmt For For For Vote for Election of Directors 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Dollar Tree, Inc. Ticker Security ID: Meeting Date Meeting Status DLTR CUSIP 256746108 06/20/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Arnold S. Barron Mgmt For For For 1.2 Elect Macon F. Brock, Mgmt For For For Jr. 1.3 Elect Mary Anne Citrino Mgmt For For For 1.4 Elect H. Ray Compton Mgmt For For For 1.5 Elect Conrad M Hall Mgmt For For For 1.6 Elect Lemuel E. Lewis Mgmt For For For 1.7 Elect J. Douglas Perry Mgmt For For For 1.8 Elect Bob Sasser Mgmt For For For 1.9 Elect Thomas A. Mgmt For For For Saunders III 1.10 Elect Thomas E. Whiddon Mgmt For For For 1.11 Elect Carl P. Zeithaml Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 2013 Director Deferred Mgmt For For For Compensation Plan 4 Ratification of Auditor Mgmt For For For 5 Increase of Authorized Mgmt For Against Against Common Stock ________________________________________________________________________________ Duke Energy Corporation Ticker Security ID: Meeting Date Meeting Status DUK CUSIP 26441C204 05/02/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect William Barnet III Mgmt For For For 1.2 Elect G. Alex Mgmt For For For Bernhardt, Sr. 1.3 Elect Michael G. Mgmt For For For Browning 1.4 Elect Harris E. Mgmt For For For DeLoach, Jr. 1.5 Elect Daniel R. DiMicco Mgmt For Withhold Against 1.6 Elect John H. Forsgren Mgmt For Withhold Against 1.7 Elect Ann Maynard Gray Mgmt For Withhold Against 1.8 Elect James H. Hance, Mgmt For Withhold Against Jr. 1.9 Elect John T. Herron Mgmt For For For 1.10 Elect James B. Hyler, Mgmt For For For Jr. 1.11 Elect E. Marie McKee Mgmt For For For 1.12 Elect E. James Reinsch Mgmt For For For 1.13 Elect James T. Rhodes Mgmt For For For 1.14 Elect James E. Rogers Mgmt For For For 1.15 Elect Carlos A. Mgmt For For For Saladrigas 1.16 Elect Philip R. Sharp Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For Against Against Executive Compensation 4 Amended Short-Term Mgmt For For For Incentive Plan 5 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent 6 Shareholder Proposal ShrHoldr Against For Against Regarding Majority Vote for Election of Directors ________________________________________________________________________________ East Japan Railway Company Limited Ticker Security ID: Meeting Date Meeting Status 9020 CINS J1257M109 06/21/2013 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Masahiko Nakai Mgmt For Against Against 4 Elect Toshiaki Yamaguchi Mgmt For For For 5 Elect Mutsuo Nitta Mgmt For For For 6 Bonus Mgmt For Against Against 7 Shareholder Proposal ShrHoldr Against Against For Regarding Earthquake Recovery 8 Shareholder Proposal ShrHoldr Against Against For Regarding Establishment of Independent Committee to Develop Recovery Plans 9 Shareholder Proposal ShrHoldr Against Against For Regarding Company Compliance 10 Shareholder Proposal ShrHoldr Against Against For Regarding Special Committee for Compliance Surveillance 11 Shareholder Proposal ShrHoldr Against For Against Regarding Compensation Disclosure 12 Shareholder Proposal ShrHoldr Against For Against Regarding Outside Directors 13 Shareholder Proposal ShrHoldr Against Against For Regarding Removal of Satoshi Seino 14 Shareholder Proposal ShrHoldr Against Against For Regarding Removal of Masaki Ogata 15 Shareholder Proposal ShrHoldr Against Against For Regarding Removal of Yuji Fukasawa 16 Shareholder Proposal ShrHoldr Against Against For Regarding Removal of Yasuo Hayashi 17 Shareholder Proposal ShrHoldr Against Against For Regarding Removal of Yuji Morimoto 18 Shareholder Proposal ShrHoldr Against Against For Regarding Reduction of Director and Auditor Remuneration 19 Shareholder Proposal ShrHoldr Against Against For Regarding Appropriation of Retained Earnings ________________________________________________________________________________ Eisai Company Limited Ticker Security ID: Meeting Date Meeting Status 4523 CINS J12852117 06/21/2013 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amendments to Articles Mgmt For For For 3 Elect Haruo Naitoh Mgmt For For For 4 Elect Akira Fujiyoshi Mgmt For For For 5 Elect Tokuji Izumi Mgmt For Against Against 6 Elect Kohichi Masuda Mgmt For For For 7 Elect Kiyochika Ohta Mgmt For For For 8 Elect Michikazu Aoi Mgmt For For For 9 Elect Hideaki Matsui Mgmt For For For 10 Elect Nobuo Deguchi Mgmt For For For 11 Elect Graham Fry Mgmt For For For 12 Elect Osamu Suzuki Mgmt For For For 13 Elect Patricia Robinson Mgmt For For For ________________________________________________________________________________ Exelon Corporation Ticker Security ID: Meeting Date Meeting Status EXC CUSIP 30161N101 04/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Anthony K. Mgmt For For For Anderson 2 Elect Ann C. Berzin Mgmt For For For 3 Elect John A. Canning Mgmt For For For Jr. 4 Elect Christopher M. Mgmt For For For Crane 5 Elect Yves C. de Balmann Mgmt For For For 6 Elect Nicholas Mgmt For For For DeBenedictis 7 Elect Nelson A. Diaz Mgmt For For For 8 Elect Sue Ling Gin Mgmt For For For 9 Elect Paul L. Joskow Mgmt For For For 10 Elect Robert J. Lawless Mgmt For For For 11 Elect Richard W. Mies Mgmt For For For 12 Elect William C. Mgmt For For For Richardson 13 Elect Thomas J. Ridge Mgmt For For For 14 Elect John W. Rogers, Mgmt For For For Jr. 15 Elect Mayo A. Shattuck Mgmt For For For III 16 Elect Stephen D. Mgmt For For For Steinour 17 Ratification of Auditor Mgmt For For For 18 Advisory Vote on Mgmt For Against Against Executive Compensation 19 Amendment to the Mgmt For For For Employee Stock Purchase Plan ________________________________________________________________________________ Fairfax Financial Holdings Limited Ticker Security ID: Meeting Date Meeting Status FFH CUSIP 303901102 04/11/2013 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Anthony Griffiths Mgmt For For For 1.2 Elect Robert Gunn Mgmt For For For 1.3 Elect Alan Horn Mgmt For For For 1.4 Elect John Palmer Mgmt For For For 1.5 Elect Timothy Price Mgmt For For For 1.6 Elect Brandon Sweitzer Mgmt For For For 1.7 Elect V. Prem Watsa Mgmt For For For 2 Appointment of Auditor Mgmt For For For ________________________________________________________________________________ Familymart Co Ltd Ticker Security ID: Meeting Date Meeting Status 8028 CINS J13398102 05/23/2013 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amendments to Articles Mgmt For For For 3 Elect Junji Ueda Mgmt For Against Against 4 Elect Yoshiki Miyamoto Mgmt For For For 5 Elect Toshio Katoh Mgmt For For For 6 Elect Motoo Takada Mgmt For For For 7 Elect Masaaki Kosaka Mgmt For For For 8 Elect Akinori Wada Mgmt For For For 9 Elect Yukihiko Mgmt For For For Komatsuzaki 10 Elect Hiroaki Tamamaki Mgmt For For For 11 Elect Noboru Takebayashi Mgmt For For For 12 Elect Isamu Nakayama Mgmt For For For 13 Elect Shuji Iwamura as Mgmt For For For Statutory Auditor ________________________________________________________________________________ Funai Electric Ticker Security ID: Meeting Date Meeting Status 6839 CINS J16307100 06/21/2013 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Tetsuroh Funai Mgmt For Against Against 2 Elect Tomonori Hayashi Mgmt For For For 3 Elect Mitsuo Yonemoto Mgmt For For For 4 Elect Yoshikazu Uemura Mgmt For For For 5 Elect Johji Okada Mgmt For For For 6 Elect Yoshiaki Bannai Mgmt For For For 7 Retirement Allowances Mgmt For Against Against for Director(s) ________________________________________________________________________________ General Mills, Inc. Ticker Security ID: Meeting Date Meeting Status GIS CUSIP 370334104 09/24/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Bradbury Anderson Mgmt For For For 2 Elect R. Kerry Clark Mgmt For For For 3 Elect Paul Danos Mgmt For For For 4 Elect William Esrey Mgmt For For For 5 Elect Raymond Gilmartin Mgmt For For For 6 Elect Judith Richards Mgmt For For For Hope 7 Elect Heidi Miller Mgmt For For For 8 Elect Hilda Mgmt For For For Ochoa-Brillembourg 9 Elect Steve Odland Mgmt For For For 10 Elect Kendall Powell Mgmt For For For 11 Elect Michael Rose Mgmt For For For 12 Elect Robert Ryan Mgmt For For For 13 Elect Dorothy Terrell Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Great Wall Motor Company Limited Ticker Security ID: Meeting Date Meeting Status 2333 CINS Y2882P106 05/10/2013 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Directors' Report Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Annual Report Mgmt For For For 6 Independent Directors' Mgmt For For For Report 7 Supervisors' Report Mgmt For For For 8 Business Strategy for Mgmt For For For 2013 9 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Great Wall Motor Company Limited Ticker Security ID: Meeting Date Meeting Status 2333 CINS Y2882P106 12/11/2012 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amendments to Articles Mgmt For For For 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Hatteras Financial Corp. Ticker Security ID: Meeting Date Meeting Status HTS CUSIP 41902R103 05/21/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Michael R. Hough Mgmt For For For 1.2 Elect Benjamin M. Hough Mgmt For For For 1.3 Elect David W. Berson Mgmt For For For 1.4 Elect Ira G. Kawaller Mgmt For For For 1.5 Elect Jeffrey D. Miller Mgmt For For For 1.6 Elect Thomas D. Wren Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Shareholder Proposal ShrHoldr Against For Against Regarding Majority Vote for Election of Directors ________________________________________________________________________________ HCA Holdings Inc. Ticker Security ID: Meeting Date Meeting Status HCA CUSIP 40412C101 04/24/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Richard M. Bracken Mgmt For For For 1.2 Elect R. Milton Johnson Mgmt For Withhold Against 1.3 Elect John P. Mgmt For For For Connaughton 1.4 Elect Kenneth Freeman Mgmt For For For 1.5 Elect Thomas F. Frist, Mgmt For Withhold Against III 1.6 Elect William R. Frist Mgmt For For For 1.7 Elect Christopher R. Mgmt For For For Gordon 1.8 Elect Jay O. Light Mgmt For For For 1.9 Elect Geoffrey G. Meyers Mgmt For For For 1.10 Elect Michael W. Mgmt For Withhold Against Michelson 1.11 Elect James C. Momtazee Mgmt For For For 1.12 Elect Stephen G. Mgmt For Withhold Against Pagliuca 1.13 Elect Wayne J. Riley Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ HollyFrontier Corporation Ticker Security ID: Meeting Date Meeting Status HFC CUSIP 436106108 05/15/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Douglas Y. Bech Mgmt For For For 2 Elect Buford P. Berry Mgmt For For For 3 Elect Leldon E. Echols Mgmt For For For 4 Elect R. Kevin Hardage Mgmt For For For 5 Elect Michael C. Mgmt For For For Jennings 6 Elect Robert J. Mgmt For For For Kostelnik 7 Elect James H. Lee Mgmt For For For 8 Elect Robert G. McKenzie Mgmt For For For 9 Elect Franklin Myers Mgmt For For For 10 Elect Michael E. Rose Mgmt For For For 11 Elect Tommy A. Valenta Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Hongkong Land Holdings Ltd. Ticker Security ID: Meeting Date Meeting Status H78 CINS G4587L109 05/15/2013 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For and Allocation of Profits/Dividends 2 Elect Lord Rodney Leach Mgmt For Against Against 3 Elect Richard Lee Mgmt For Against Against 4 Elect Y. K. Pang Mgmt For Against Against 5 Elect Lord James Sassoon Mgmt For Against Against 6 Elect John R. Witt Mgmt For Against Against 7 Elect Michael WEI Kuo Wu Mgmt For Against Against 8 Directors' Fees Mgmt For For For 9 Appointment of Auditor Mgmt For For For and Authority to Set Fees 10 Authority to Issue Mgmt For For For Shares w/ or w/o Preemptive Rights 11 Authority to Repurchase Mgmt For For For Shares 12 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Huaneng Power International, Inc. Ticker Security ID: Meeting Date Meeting Status 0902 CINS Y3744A105 03/12/2013 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amendments to Articles Mgmt For For For 4 Huaneng Group Framework Mgmt For For For Agreement ________________________________________________________________________________ Huaneng Power International, Inc. Ticker Security ID: Meeting Date Meeting Status 0902 CINS Y3744A105 06/19/2013 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Director's Report Mgmt For For For 4 Supervisor's Report Mgmt For For For 5 Accounts and Reports Mgmt For For For 6 Allocation of Mgmt For For For Profits/Dividends 7 Appointment of Auditor Mgmt For Abstain Against and Authority to Set Fees 8 Authority to Issue Mgmt For For For Medium and Long Term Debt Financing Instruments 9 Authority to Issue Mgmt For For For Short-Term Debetures 10 Authority to Issue Mgmt For For For Super Short-Term Debetures 11 Authority to Issue Mgmt For For For Private Placement of Debt Financing Instrument ________________________________________________________________________________ Intact Financial Corp. Ticker Security ID: Meeting Date Meeting Status IFC CUSIP 45823T106 05/08/2013 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Charles Brindamour Mgmt For For For 1.2 Elect Yves Brouillette Mgmt For For For 1.3 Elect Robert W. Crispin Mgmt For For For 1.4 Elect Janet De Silva Mgmt For For For 1.5 Elect Claude Dussault Mgmt For For For 1.6 Elect Eileen A. Mercier Mgmt For For For 1.7 Elect Timothy H. Penner Mgmt For For For 1.8 Elect Louise Roy Mgmt For For For 1.9 Elect Stephen G. Snyder Mgmt For For For 1.10 Elect Frederick Singer Mgmt For For For 1.11 Elect Carol M. Mgmt For For For Stephenson 2 Appointment of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Intertape Polymer Group Inc. Ticker Security ID: Meeting Date Meeting Status ITP CUSIP 460919103 09/06/2012 Voted Meeting Type Country of Trade Special Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Executive Stock Option Mgmt For For For Plan Renewal 2 Approve Stock Option Mgmt For For For Grants 3 Amendment to the Mgmt For For For Executive Stock Option Plan ________________________________________________________________________________ Itochu Corporation Ticker Security ID: Meeting Date Meeting Status 8001 CINS J2501P104 06/21/2013 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Eizoh Kobayashi Mgmt For Against Against 4 Elect Masahiro Okafuji Mgmt For For For 5 Elect Yohichi Kobayashi Mgmt For For For 6 Elect Tadayuki Seki Mgmt For For For 7 Elect Yoshihisa Aoki Mgmt For For For 8 Elect Kohji Takayanagi Mgmt For For For 9 Elect Tohru Matsushima Mgmt For For For 10 Elect Yuji Fukuda Mgmt For For For 11 Elect Ichiroh Nakamura Mgmt For For For 12 Elect Tomofumi Yoshida Mgmt For For For 13 Elect Hitoshi Okamoto Mgmt For For For 14 Elect Takao Shiomi Mgmt For For For 15 Elect Ichiroh Fujisaki Mgmt For For For 16 Elect Chikara Kawakita Mgmt For For For 17 Elect Shingo Majima as Mgmt For For For statutory auditor 18 Elect Hideo Miki as Mgmt For For For alternate statutory auditor ________________________________________________________________________________ Japan Airlines Company Limited Ticker Security ID: Meeting Date Meeting Status 9201 CINS J25979121 06/19/2013 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Mgmt For For For Profits/Dividends 3 Amendments to Articles Mgmt For For For 4 Elect Masaru Ohnishi Mgmt For For For 5 Elect Yoshiharu Ueki Mgmt For For For 6 Elect Hirohide Kamikawa Mgmt For For For 7 Elect Nobuhiro Satou Mgmt For For For 8 Elect Junko Ohkawa Mgmt For For For 9 Elect Tatsuo Kainaka Mgmt For For For 10 Elect Kimie Iwata Mgmt For For For ________________________________________________________________________________ Japan Real Estate Investment Corp. Ticker Security ID: Meeting Date Meeting Status 8952 CINS J27523109 03/19/2013 Voted Meeting Type Country of Trade Special Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Amendments to Articles Mgmt For For For 2 Elect Noritada Terasawa Mgmt For For For 3 Elect Hiroshi Katayama Mgmt For For For as Alternate Executive Director 4 Elect Kenji Kusakabe Mgmt For For For 5 Elect Tomohiro Okanoya Mgmt For For For ________________________________________________________________________________ Jardine Matheson Holdings Ltd. Ticker Security ID: Meeting Date Meeting Status J36 CINS G50736100 05/16/2013 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports, Mgmt For For For and Allocation of Profits/Dividends 2 Elect Jenkin Hui Mgmt For Against Against 3 Elect Lord Rodney Leach Mgmt For Against Against 4 Elect Lord James Sassoon Mgmt For Against Against 5 Elect Giles White Mgmt For Against Against 6 Directors' Fees Mgmt For For For 7 Appointment of Auditor Mgmt For For For and Authority to Set Fees 8 Authority to Issue Mgmt For For For Shares w/ or w/o Preemptive Rights 9 Authority to Repurchase Mgmt For For For Shares ________________________________________________________________________________ Jupiter Telecommunications Co. Ticker Security ID: Meeting Date Meeting Status 4817 CINS J28710101 03/27/2013 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Allocation of Mgmt For For For Profits/Dividends 2 Elect Shuichi Mori Mgmt For Against Against 3 Elect Toshio Maki Mgmt For For For 4 Elect Daisuke Mikogami Mgmt For For For 5 Elect Tomoya Aoki Mgmt For For For 6 Elect Mineo Fukuda Mgmt For For For 7 Elect Tohru Katoh Mgmt For For For 8 Elect Ryohsuke Yamazoe Mgmt For For For 9 Elect Yoshiki Nakai Mgmt For For For 10 Elect Shinichi Sasaki Mgmt For For For 11 Elect Hirofumi Morozumi Mgmt For For For 12 Elect Makoto Takahashi Mgmt For Against Against 13 Elect Shunsuke Ohyama Mgmt For Against Against as Statutory Auditor ________________________________________________________________________________ Kao Corporation Ticker Security ID: Meeting Date Meeting Status 4452 CINS J30642169 03/26/2013 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Motoki Ozaki Mgmt For For For 4 Elect Michitaka Sawada Mgmt For For For 5 Elect Hiroshi Kanda Mgmt For For For 6 Elect Tatsuo Takahashi Mgmt For For For 7 Elect Toshihide Saitoh Mgmt For For For 8 Elect Ken Hashimoto Mgmt For For For 9 Elect Hisao Mitsui Mgmt For For For 10 Elect Teruhiko Ikeda Mgmt For For For 11 Elect Sohnosuke Kadonaga Mgmt For For For 12 Elect Tohru Nagashima Mgmt For For For 13 Elect Shohji Kobayashi Mgmt For For For 14 Elect Norio Igarashi Mgmt For For For ________________________________________________________________________________ Kellogg Company Ticker Security ID: Meeting Date Meeting Status K CUSIP 487836108 04/26/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Gordon Gund Mgmt For For For 1.2 Elect Mary Laschinger Mgmt For For For 1.3 Elect Ann McLaughlin Mgmt For For For Korologos 1.4 Elect Cynthia H. Mgmt For For For Milligan 2 Advisory Vote on Mgmt For For For Executive Compensation 3 2013 Long-Term Mgmt For For For Incentive Plan 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal ShrHoldr Against For Against Regarding Declassification of the Board ________________________________________________________________________________ Kimberly-Clark Corporation Ticker Security ID: Meeting Date Meeting Status KMB CUSIP 494368103 05/02/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John R. Alm Mgmt For For For 2 Elect John F. Bergstrom Mgmt For For For 3 Elect Abelardo E. Bru Mgmt For For For 4 Elect Robert W. Decherd Mgmt For For For 5 Elect Thomas J. Falk Mgmt For For For 6 Elect Fabian T. Garcia Mgmt For For For 7 Elect Mae C. Jemison Mgmt For For For 8 Elect James M. Jenness Mgmt For For For 9 Elect Nancy J. Karch Mgmt For For For 10 Elect Ian C. Read Mgmt For For For 11 Elect Linda Johnson Rice Mgmt For For For 12 Elect Marc J. Shapiro Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Ladbrokes Plc Ticker Security ID: Meeting Date Meeting Status LAD CINS G5337D107 05/01/2013 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Christine Hodgson Mgmt For For For 4 Elect Richard Moross Mgmt For For For 5 Elect Peter Erskine Mgmt For For For 6 Elect Richard I. Glynn Mgmt For For For 7 Elect Ian Bull Mgmt For For For 8 Elect Sly Bailey Mgmt For For For 9 Elect John F. Jarvis Mgmt For For For 10 Elect John M. Kelly Mgmt For For For 11 Elect Darren M. Shapland Mgmt For For For 12 Appointment of Auditor Mgmt For For For 13 Authority to Set Mgmt For For For Auditor's Fees 14 Directors' Remuneration Mgmt For For For Report 15 Authorisation of Mgmt For For For Political Donations 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Authority to Repurchase Mgmt For For For Shares 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 20 Non-Voting Agenda Item N/A N/A N/A N/A 21 Non-Voting Agenda Item N/A N/A N/A N/A 22 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 23 Non-Voting Agenda Item N/A N/A N/A N/A 24 Non-Voting Agenda Item N/A N/A N/A N/A 25 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days 26 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Lorillard, Inc. Ticker Security ID: Meeting Date Meeting Status LO CUSIP 544147101 05/14/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Repeal of Classified Mgmt For For For Board 2 Elect Andrew H. Card, Mgmt For For For Jr. 3 Elect Virgis W. Colbert Mgmt For Against Against 4 Elect Richard W. Roedel Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Ratification of Auditor Mgmt For For For 7 Shareholder Proposal ShrHoldr Against For Against Regarding Lobbying Report ________________________________________________________________________________ Maanshan Iron & Steel Company Limited Ticker Security ID: Meeting Date Meeting Status 323 CINS Y5361G109 02/05/2013 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Elect SU Shihuai Mgmt For For For ________________________________________________________________________________ Maanshan Iron & Steel Company Limited Ticker Security ID: Meeting Date Meeting Status 323 CINS Y5361G109 08/23/2012 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Authority to Issue Mgmt For For For Short-Term Financing Bonds 4 Amendments to Articles Mgmt For For For 5 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Maanshan Iron & Steel Company Limited Ticker Security ID: Meeting Date Meeting Status 323 CINS Y5361G109 10/25/2012 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Elect LIU Fangduan Mgmt For For For ________________________________________________________________________________ Maanshan Iron & Steel Company Limited Ticker Security ID: Meeting Date Meeting Status 323 CINS Y5361G109 12/12/2012 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 New Sale and Purchase Mgmt For For For Ore Agreement 4 Energy Saving and Mgmt For For For Environmental Protection Agreement 5 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Manitoba Telecom Services Inc. Ticker Security ID: Meeting Date Meeting Status MBT CUSIP 563486109 05/09/2013 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Pierre J. Blouin Mgmt For For For 1.2 Elect Jocelyne M. Mgmt For For For Cote-O'Hara 1.3 Elect N. Ashleigh Mgmt For For For Everett 1.4 Elect Gary A. Filmon Mgmt For For For 1.5 Elect Gregory J. Hanson Mgmt For For For 1.6 Elect Kishore Kapoor Mgmt For For For 1.7 Elect David G. Leith Mgmt For For For 1.8 Elect H. Sanford Riley Mgmt For For For 1.9 Elect D. Samuel Mgmt For For For Schellenberg 1.10 Elect Carol M. Mgmt For For For Stephenson 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ McDonald's Corporation Ticker Security ID: Meeting Date Meeting Status MCD CUSIP 580135101 05/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Walter E. Massey Mgmt For For For 2 Elect John W. Rogers, Mgmt For For For Jr. 3 Elect Roger W. Stone Mgmt For For For 4 Elect Miles D. White Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Ratification of Auditor Mgmt For For For 7 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Ratio Between CEO and Employee Pay 8 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares Until Retirement 9 Shareholder Proposal ShrHoldr Against Against For Regarding Review of Human Rights Policies 10 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Childhood Obesity ________________________________________________________________________________ MFA Financial, Inc. Ticker Security ID: Meeting Date Meeting Status MFA CUSIP 55272X102 05/22/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect James A. Brodsky Mgmt For For For 2 Elect Alan L. Gosule Mgmt For Against Against 3 Elect Stewart Zimmerman Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For Against Against Executive Compensation ________________________________________________________________________________ Milano Assicurazioni S.p.A. Ticker Security ID: Meeting Date Meeting Status MI CINS T28224102 07/10/2012 Voted Meeting Type Country of Trade Special Italy Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 List Presented by Mgmt N/A Abstain N/A Fondiaria-Sai S.p.A. 3 Directors' Fees Mgmt For Abstain Against 4 List Presented by Mgmt N/A For N/A Fondiaria-Sai S.p.A. 5 Non-Voting Meeting Note N/A N/A N/A N/A 6 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Mizrahi Tefahot Bank Ltd. Ticker Security ID: Meeting Date Meeting Status MZTF CINS M7031A135 04/11/2013 Voted Meeting Type Country of Trade Special Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Abraham Neuman Mgmt For For For ________________________________________________________________________________ Mizrahi Tefahot Bank Ltd. Ticker Security ID: Meeting Date Meeting Status MZTF CINS M7031A135 06/17/2013 Voted Meeting Type Country of Trade Special Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Employment Agreement of Mgmt For For For Executive Chairman 3 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Mondelez International, Inc. Ticker Security ID: Meeting Date Meeting Status MDLZ CUSIP 50075N104 05/21/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Stephen F. Mgmt For For For Bollenbach 2 Elect Lewis W.K. Booth Mgmt For For For 3 Elect Lois D. Juliber Mgmt For For For 4 Elect Mark D. Ketchum Mgmt For For For 5 Elect Jorge S. Mesquita Mgmt For For For 6 Elect Fredric G. Mgmt For For For Reynolds 7 Elect Irene B. Rosenfeld Mgmt For For For 8 Elect Patrick T. Siewert Mgmt For For For 9 Elect Ruth J. Simmons Mgmt For For For 10 Elect Ratan N. Tata Mgmt For For For 11 Elect Jean-Francois M. Mgmt For For For L. van Boxmeer 12 Advisory Vote on Mgmt For Against Against Executive Compensation 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal ShrHoldr Against Against For Regarding Extended Producer Responsibility 15 Shareholder Proposal ShrHoldr Against Against For Regarding Gender Equality in the Supply Chain ________________________________________________________________________________ National Grid Plc Ticker Security ID: Meeting Date Meeting Status NG CINS G6375K151 07/30/2012 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Sir Peter Gershon Mgmt For For For 4 Elect Steven Holliday Mgmt For For For 5 Elect Andrew Bonfield Mgmt For For For 6 Elect Thomas King Mgmt For For For 7 Elect Nick Winser Mgmt For For For 8 Elect Kenneth Harvey Mgmt For For For 9 Elect Linda Adamany Mgmt For For For 10 Elect Philip Aiken Mgmt For Against Against 11 Elect Nora Brownell Mgmt For For For 12 Elect Paul Golby Mgmt For For For 13 Elect Ruth Kelly Mgmt For For For 14 Elect Maria Richter Mgmt For For For 15 Elect George Rose Mgmt For For For 16 Appointment of Auditor Mgmt For For For 17 Authority to Set Mgmt For For For Auditor's Fees 18 Directors' Remuneration Mgmt For For For Report 19 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 20 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 21 Authority to Repurchase Mgmt For For For Shares 22 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days 23 Amendments to Articles Mgmt For For For (Companies Act 2006 and Shareholder Rights Directive) ________________________________________________________________________________ Nestle S.A. Ticker Security ID: Meeting Date Meeting Status NESN CINS H57312649 04/11/2013 Take No Action Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Accounts and Reports Mgmt For TNA N/A 4 Compensation Report Mgmt For TNA N/A 5 Ratification of Board Mgmt For TNA N/A and Management Acts 6 Allocation of Mgmt For TNA N/A Profits/Dividends 7 Elect Peter Mgmt For TNA N/A Brabeck-Letmathe 8 Elect Steven Hoch Mgmt For TNA N/A 9 Elect Titia de Lange Mgmt For TNA N/A 10 Elect Jean-Pierre Roth Mgmt For TNA N/A 11 Elect Eva Cheng Mgmt For TNA N/A 12 Appointment of Auditor Mgmt For TNA N/A 13 Non-Voting Agenda Item N/A N/A TNA N/A 14 Vote in accordance with Mgmt For TNA N/A the proposal of the Board of Directors 15 Vote against the Mgmt For TNA N/A proposal of the Board of Directors 16 Abstain Mgmt For TNA N/A ________________________________________________________________________________ Nippon Building Fund Inc Ticker Security ID: Meeting Date Meeting Status 8951 CINS J52088101 03/14/2013 Voted Meeting Type Country of Trade Special Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Amendments to Articles Mgmt For For For 2 Elect Tsutomu Nishikawa Mgmt For For For as Executive Director 3 Elect Kenichi Tanaka as Mgmt For For For Alternate Executive Director 4 Elect Yoshiyuki Hirai Mgmt For For For 5 Elect Tetsuroh Tsugawa Mgmt For For For 6 Elect Yutaka Fukaya Mgmt For For For ________________________________________________________________________________ Nippon Chemi-Con Corp. Ticker Security ID: Meeting Date Meeting Status 6997 CINS J52430113 06/27/2013 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Ikuo Uchiyama Mgmt For Against Against 2 Elect Noriaki Kakizaki Mgmt For For For 3 Elect Yoshifumi Mgmt For For For Minegishi 4 Elect Shuichi Shiraishi Mgmt For For For 5 Elect Tohru Kombaru Mgmt For For For 6 Elect Norio Kamiyama Mgmt For For For 7 Elect Masakazu Furukawa Mgmt For For For 8 Elect Takayuki Itoh Mgmt For For For 9 Elect Noboru Ichikawa Mgmt For Against Against As Statutory Auditor 10 Elect Yohzoh Yasuoka As Mgmt For Against Against Alternate Statutory Auditor ________________________________________________________________________________ Nippon Telegraph And Telephone Corporation Ticker Security ID: Meeting Date Meeting Status 9432 CINS J59396101 06/25/2013 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Mgmt For For For Profits/Dividends ________________________________________________________________________________ NISSIN FOODS HOLDINGS CO., LTD. Ticker Security ID: Meeting Date Meeting Status 2897 CINS J58063124 06/26/2013 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Kohki Andoh Mgmt For Against Against 4 Elect Susumu Nakagawa Mgmt For For For 5 Elect Noritaka Andoh Mgmt For Against Against 6 Elect Akihide Matsuo Mgmt For For For 7 Elect Tsunao Kijima Mgmt For For For 8 Elect Mitsuru Tanaka Mgmt For For For 9 Elect Yukio Yokoyama Mgmt For For For 10 Elect Yoshinori Miura Mgmt For For For 11 Elect Ken Kobayashi Mgmt For For For 12 Elect Masahiro Okafuji Mgmt For For For 13 Elect Yohko Ishikura Mgmt For For For 14 Elect Kazuo Kanamori as Mgmt For Against Against Statutory Auditor 15 Renewal of Takeover Mgmt For Against Against Defense Plan ________________________________________________________________________________ NTT DoCoMo Incorporated Ticker Security ID: Meeting Date Meeting Status 9437 CINS J59399105 06/18/2013 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Mgmt For For For Profits/Dividends 3 Amendments to Articles Mgmt For For For 4 Elect Kiyoshi Tokuhiro Mgmt For Against Against 5 Elect Teruyasu Murakami Mgmt For Against Against 6 Elect Takashi Nakamura Mgmt For Against Against 7 Elect Kenji Ohta Mgmt For For For 8 Elect Naoto Shiotsuka Mgmt For Against Against ________________________________________________________________________________ Oriental Land Company Ltd Ticker Security ID: Meeting Date Meeting Status 4661 CINS J6174U100 06/27/2013 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Toshio Kagami Mgmt For Against Against 4 Elect Kyohichiroh Mgmt For For For Uenishi 5 Elect Norio Irie Mgmt For For For 6 Elect Yasushi Tamaru Mgmt For For For 7 Elect Shigeru Suzuki Mgmt For For For 8 Elect Yumiko Takano Mgmt For For For 9 Elect Akiyoshi Yokota Mgmt For For For 10 Elect Yoritoshi Kikuchi Mgmt For For For 11 Elect Hirofumi Kohnobe Mgmt For For For 12 Elect Tsutomu Hanada Mgmt For For For 13 Elect Yuhichi Katayama Mgmt For For For ________________________________________________________________________________ Osaka Gas Co Limited Ticker Security ID: Meeting Date Meeting Status 9532 CINS J62320114 06/27/2013 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Hiroshi Ozaki Mgmt For Against Against 4 Elect Masato Kitamae Mgmt For For For 5 Elect Takehiro Honjoh Mgmt For For For 6 Elect Hirofumi Kyutoku Mgmt For For For 7 Elect Takahiko Kawagishi Mgmt For For For 8 Elect Hidetaka Matsuzaka Mgmt For For For 9 Elect Yohichiroh Ozaki Mgmt For For For 10 Elect Kenji Ikejima Mgmt For For For 11 Elect Masaki Fujita Mgmt For For For 12 Elect Yasuo Ryohki Mgmt For For For 13 Elect Tesuo Setoguchi Mgmt For For For 14 Elect Shunzoh Morishita Mgmt For For For 15 Elect Hideo Miyahara Mgmt For For For ________________________________________________________________________________ PepsiCo, Inc. Ticker Security ID: Meeting Date Meeting Status PEP CUSIP 713448108 05/01/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Shona L. Brown Mgmt For For For 2 Elect George W. Buckley Mgmt For For For 3 Elect Ian M. Cook Mgmt For For For 4 Elect Dina Dublon Mgmt For For For 5 Elect Victor J. Dzau Mgmt For For For 6 Elect Ray L. Hunt Mgmt For For For 7 Elect Alberto Ibarguen Mgmt For For For 8 Elect Indra K. Nooyi Mgmt For For For 9 Elect Sharon Percy Mgmt For For For Rockefeller 10 Elect James J. Schiro Mgmt For For For 11 Elect Lloyd G. Trotter Mgmt For For For 12 Elect Daniel Vasella Mgmt For For For 13 Elect Alberto Weisser Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Petrochina Company Limited Ticker Security ID: Meeting Date Meeting Status 857 CINS Y6883Q104 05/23/2013 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Directors' Report Mgmt For For For 4 Supervisors' Report Mgmt For For For 5 Financial Statements Mgmt For For For 6 Allocation of Mgmt For For For Profits/Dividends 7 Authority to Declare Mgmt For For For Interim Dividend 8 Appointment of Auditor Mgmt For For For and Authority to Set Fees 9 Elect LI Qingyi Mgmt For Against Against 10 Elect FAN Fuchun Mgmt For For For 11 Amendments to Articles Mgmt For For For of Association 12 Authority to Issue Debt Mgmt For For For Financing Instrument 13 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights ________________________________________________________________________________ Power Assets Holdings Ltd Ticker Security ID: Meeting Date Meeting Status 0006 CINS Y7092Q109 05/20/2013 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Elect CHAN Loi Shun Mgmt For For For 6 Elect Alex FONG Chi Wai Mgmt For For For 7 Elect Francis LEE Lan Mgmt For For For Yee 8 Elect Frank J. Sixt Mgmt For Against Against 9 Appointment of Auditor Mgmt For For For and Authority to Set Fees 10 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 11 Authority to Repurchase Mgmt For For For Shares 12 Authority to Issue Mgmt For Against Against Repurchased Shares ________________________________________________________________________________ PPL Corporation Ticker Security ID: Meeting Date Meeting Status PPL CUSIP 69351T106 05/15/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Frederick M. Mgmt For For For Bernthal 1.2 Elect John W. Conway Mgmt For For For 1.3 Elect Philip G. Cox Mgmt For For For 1.4 Elect Steven G. Elliott Mgmt For For For 1.5 Elect Louise K. Goeser Mgmt For For For 1.6 Elect Stuart E. Graham Mgmt For For For 1.7 Elect Stuart Heydt Mgmt For For For 1.8 Elect Raja Rajamannar Mgmt For For For 1.9 Elect Craig A. Rogerson Mgmt For For For 1.10 Elect William H. Spence Mgmt For For For 1.11 Elect Natica von Althann Mgmt For For For 1.12 Elect Keith H. Mgmt For For For Williamson 2 Adoption of Majority Mgmt For For For Vote for Election of Directors 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Shareholder Proposal ShrHoldr Against For Against Regarding Report on Political Spending ________________________________________________________________________________ Ralcorp Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status RAH CUSIP 751028101 01/29/2013 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger Mgmt For For For 2 Advisory Vote on Golden Mgmt For Against Against Parachutes 3 Right to Adjourn Meeting Mgmt For For For ________________________________________________________________________________ RenaissanceRe Holdings, Ltd. Ticker Security ID: Meeting Date Meeting Status RNR CUSIP G7496G103 05/15/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Brian G. J. Gray Mgmt For For For 1.2 Elect Henry Klehm III Mgmt For For For 1.3 Elect Ralph B. Levy Mgmt For For For 1.4 Elect Nicholas L. Mgmt For For For Trivisonno 1.5 Elect Edward J. Zore Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Rinnai Corp. Ticker Security ID: Meeting Date Meeting Status 5947 CINS J65199101 06/27/2013 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Susumu Naitoh Mgmt For Against Against 4 Elect Kenji Hayashi Mgmt For For For 5 Elect Hiroyasu Naitoh Mgmt For For For 6 Elect Tsunenori Narita Mgmt For For For 7 Elect Masao Kosugi Mgmt For For For 8 Elect Yuji Kondoh Mgmt For For For ________________________________________________________________________________ RioCan Real Estate Investment Trust Ticker Security ID: Meeting Date Meeting Status REI CUSIP 766910103 06/05/2013 Voted Meeting Type Country of Trade Special Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Bonnie Brooks Mgmt For For For 1.2 Elect Clare R. Copeland Mgmt For Withhold Against 1.3 Elect Raymond M. Gelgoot Mgmt For Withhold Against 1.4 Elect Paul V. Godfrey Mgmt For Withhold Against 1.5 Elect Dale H. Lastman Mgmt For Withhold Against 1.6 Elect Sharon Sallows Mgmt For For For 1.7 Elect Edward Sonshine Mgmt For For For 1.8 Elect Charles M. Mgmt For For For Winograd 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Adoption of Advance Mgmt For For For Notice Requirement 4 Amendments to Mgmt For For For Declaration of Trust ________________________________________________________________________________ Singapore Post Limited Ticker Security ID: Meeting Date Meeting Status S08 CINS Y8120Z103 06/28/2013 Voted Meeting Type Country of Trade Annual Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Bill CHANG York Mgmt For For For Chye 4 Elect LOW Teck Seng Mgmt For For For 5 Elect Keith TAY Ah Kee Mgmt For Against Against 6 Elect TAN Yam Pin Mgmt For Against Against 7 Directors' Fees Mgmt For For For 8 Appointment of Auditor Mgmt For Against Against and Authority to Set Fees 9 Authority to Issue Mgmt For For For Shares w/ or w/o Preemptive Rights 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Authority to Issue Mgmt For Against Against Shares under Share Option Scheme ________________________________________________________________________________ Singapore Post Limited Ticker Security ID: Meeting Date Meeting Status S08 CINS Y8120Z103 06/28/2013 Voted Meeting Type Country of Trade Special Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Related Party Mgmt For For For Transactions 2 Authority to Repurchase Mgmt For For For Shares 3 Adoption of Singapore Mgmt For For For Post Restricted Share Plan 2013 ________________________________________________________________________________ Skyworth Digital Holdings Limited Ticker Security ID: Meeting Date Meeting Status 0751 CINS G8181C100 06/25/2013 Voted Meeting Type Country of Trade Special Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Waiver of Assured Mgmt For For For Entitlement ________________________________________________________________________________ Takeda Pharmaceutical Company Ticker Security ID: Meeting Date Meeting Status 4502 CINS J8129E108 06/26/2013 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Yasuchika Hasegawa Mgmt For For For 4 Elect Yasuhiko Yamanaka Mgmt For For For 5 Elect Frank Morich Mgmt For For For 6 Elect Tadataka Yamada Mgmt For For For 7 Elect Masato Iwasaki Mgmt For For For 8 Elect Fumio Sudo Mgmt For For For 9 Elect Yorihiko Kojima Mgmt For For For 10 Elect Shinji Honda Mgmt For For For 11 Elect Shiroh Kuniya as Mgmt For Against Against Statutory Auditor 12 Elect Katsushi Kuroda Mgmt For For For as Alternate Statutory Auditor 13 Bonus Mgmt For For For ________________________________________________________________________________ Target Corporation Ticker Security ID: Meeting Date Meeting Status TGT CUSIP 87612E106 06/12/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Roxanne S. Austin Mgmt For For For 2 Elect Douglas M. Baker, Mgmt For For For Jr. 3 Elect Henrique de Castro Mgmt For For For 4 Elect Calvin Darden Mgmt For For For 5 Elect Mary N. Dillon Mgmt For For For 6 Elect James A. Johnson Mgmt For Against Against 7 Elect Mary E. Minnick Mgmt For For For 8 Elect Anne M. Mulcahy Mgmt For Against Against 9 Elect Derica W. Rice Mgmt For For For 10 Elect Gregg W. Mgmt For For For Steinhafel 11 Elect John G. Stumpf Mgmt For For For 12 Elect Solomon D. Mgmt For For For Trujillo 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For Against Against Executive Compensation 15 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman 16 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Electronic Waste ________________________________________________________________________________ Telecom Corporation of New Zealand Ticker Security ID: Meeting Date Meeting Status TEL CINS Q89499109 09/28/2012 Voted Meeting Type Country of Trade Annual New Zealand Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Authorise Board to Set Mgmt For For For Auditor's Fees 3 Re-elect Mark Verbiest Mgmt For For For 4 Re-elect Paul Berriman Mgmt For For For 5 Elect Simon Moutter Mgmt For For For 6 Equity Grant (MD/CEO Mgmt For For For Simon Moutter) 7 Equity Grant (MD/CEO Mgmt For For For Simon Moutter) 8 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Telus Corporation Ticker Security ID: Meeting Date Meeting Status T CUSIP 87971M996 05/09/2013 Voted Meeting Type Country of Trade Special Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Richard H. Mgmt For For For Auchinleck 1.2 Elect A. Charles Baillie Mgmt For For For 1.3 Elect Micheline Bouchard Mgmt For For For 1.4 Elect R. John Butler Mgmt For For For 1.5 Elect Brian A. Canfield Mgmt For For For 1.6 Elect Stockwell Day Mgmt For For For 1.7 Elect Darren Entwistle Mgmt For For For 1.8 Elect Ruston E.T. Goepel Mgmt For For For 1.9 Elect John S. Lacey Mgmt For For For 1.10 Elect William A. Mgmt For For For MacKinnon 1.11 Elect John P. Manley Mgmt For For For 1.12 Elect Donald Woodley Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Cancellation of Mgmt For For For Non-Voting Shares and Increase in Authorized Common Shares 5 Amendment to Articles Mgmt For For For 6 Amendment to Mgmt For For For Shareholder Rights Plan ________________________________________________________________________________ Telus Corporation Ticker Security ID: Meeting Date Meeting Status T CUSIP 87971M202 10/17/2012 Voted Meeting Type Country of Trade Proxy Contest Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elimination of Dual Mgmt For For For Class Share Structure ________________________________________________________________________________ The Clorox Company Ticker Security ID: Meeting Date Meeting Status CLX CUSIP 189054109 11/14/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Daniel Boggan, Jr. Mgmt For For For 2 Elect Richard Carmona Mgmt For For For 3 Elect Tully Friedman Mgmt For For For 4 Elect George Harad Mgmt For For For 5 Elect Donald Knauss Mgmt For For For 6 Elect Robert Matschullat Mgmt For For For 7 Elect Edward Mueller Mgmt For For For 8 Elect Pamela Mgmt For For For Thomas-Graham 9 Elect Carolyn Ticknor Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Ratification of Auditor Mgmt For For For 12 Amendment to the 2005 Mgmt For For For Stock Incentive Plan ________________________________________________________________________________ The Link Real Estate Investment Trust Ticker Security ID: Meeting Date Meeting Status 0823 CINS Y5281M111 07/25/2012 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Elect Anthony CHOW Wing Mgmt For For For Kin 4 Elect William CHAN Chak Mgmt For For For Cheung 5 Elect David Watt Mgmt For For For 6 Authority to Repurchase Mgmt For For For Shares 7 Expansion of Asset Mgmt For For For Class of the Company's Investment Strategy 8 Expanded Asset Class Mgmt For For For Consequential Amendment 9 Charitable Amendments Mgmt For For For 10 Ancillary Trust Deed Mgmt For For For Amendments regarding Establishment of Subsidiaries 11 Ancillary Trust Deed Mgmt For For For Amendments regarding Special Purpose Vehicles 12 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ The Procter & Gamble Company Ticker Security ID: Meeting Date Meeting Status PG CUSIP 742718109 10/09/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Angela Braly Mgmt For For For 2 Elect Kenneth Chenault Mgmt For For For 3 Elect Scott Cook Mgmt For For For 4 Elect Susan Mgmt For For For Desmond-Hellmann 5 Elect Robert McDonald Mgmt For For For 6 Elect W. James Mgmt For For For McNerney, Jr. 7 Elect Johnathan Rodgers Mgmt For For For 8 Elect Margaret Whitman Mgmt For For For 9 Elect Mary Wilderotter Mgmt For For For 10 Elect Patricia Woertz Mgmt For For For 11 Elect Ernesto Zedillo Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Shareholder Proposal ShrHoldr Against Against For Regarding Advisory Vote on Electioneering Expenditure 15 Shareholder Proposal ShrHoldr Against Against For Regarding Extended Producer Responsibility 16 Shareholder Proposal ShrHoldr Against For Against Regarding Simple Majority Vote ________________________________________________________________________________ The Southern Company Ticker Security ID: Meeting Date Meeting Status SO CUSIP 842587107 05/22/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Juanita Powell Mgmt For For For Baranco 2 Elect Jon A. Boscia Mgmt For For For 3 Elect Henry A. Clark III Mgmt For For For 4 Elect Thomas A. Fanning Mgmt For For For 5 Elect David J. Grain Mgmt For For For 6 Elect H. William Mgmt For For For Habermeyer, Jr. 7 Elect Veronica M. Hagen Mgmt For For For 8 Elect Warren A. Hood, Mgmt For For For Jr. 9 Elect Donald M. James Mgmt For Against Against 10 Elect Dale E. Klein Mgmt For For For 11 Elect William G. Smith, Mgmt For For For Jr. 12 Elect Steven R. Specker Mgmt For For For 13 Elect E. Jenner Wood III Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Amendment to Bylaws to Mgmt For For For Remove the Mandatory Retirement Age for Non-Employee Directors 17 Elimination of Certain Mgmt For For For Supermajority Vote Requirements 18 Reduction of Voting Mgmt For Against Against Thresholds in the Fair Price Provision ________________________________________________________________________________ Tokyo Gas Co Limited Ticker Security ID: Meeting Date Meeting Status 9531 CINS J87000105 06/27/2013 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Mitsunori Torihara Mgmt For For For 4 Elect Tsuyoshi Okamoto Mgmt For For For 5 Elect Shigeru Muraki Mgmt For For For 6 Elect Michiaki Hirose Mgmt For For For 7 Elect Kazuo Yoshino Mgmt For For For 8 Elect Matsuhiko Hataba Mgmt For For For 9 Elect Yutaka Kunigoh Mgmt For For For 10 Elect Masahiro Mikami Mgmt For For For 11 Elect Yukio Satoh Mgmt For For For 12 Elect Ryuichi Tomizawa Mgmt For For For 13 Elect Yoshihiko Nakagaki Mgmt For For For 14 Elect Tsutomu Ohya Mgmt For Against Against 15 Elect Kohjiroh Ohtani Mgmt For For For ________________________________________________________________________________ Ubisoft Entertainment SA Ticker Security ID: Meeting Date Meeting Status UBI CINS F9396N106 06/27/2013 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Losses Mgmt For For For 6 Consolidated Accounts Mgmt For For For and Reports 7 Related Party Mgmt For For For Transactions 8 Elect Claude Guillemot Mgmt For Against Against 9 Elect Christian Mgmt For Against Against Guillemot 10 Elect Michel Guillemot Mgmt For Against Against 11 Elect Laurence Mgmt For For For Hubert-Moy 12 Directors' Fees Mgmt For For For 13 Appointment of Auditor Mgmt For For For 14 Appointment of Mgmt For For For Alternate Auditor 15 Authority to Repurchase Mgmt For For For Shares 16 Authorization of Legal Mgmt For For For Formalities 17 Authority to Cancel Mgmt For For For Shares and Reduce Capital 18 Authority to Increase Mgmt For For For Capital Through Capitalizations 19 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 20 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 21 Authority to Issue Mgmt For Against Against Shares and/or Convertible Securites Through Private Placement 22 Authority to Set Mgmt For Against Against Offering Price of Shares 23 Authority to Increase Mgmt For Against Against Capital in Consideration for Contributions in Kind 24 Authority to Increase Mgmt For For For Capital Under Employee Savings Plan 25 Authority to Issue Mgmt For Against Against Restricted Shares to Employees 26 Global Ceiling on Mgmt For For For Increases in Capital 27 Authorization of Legal Mgmt For For For Formalities ________________________________________________________________________________ Validus Holdings, Ltd. Ticker Security ID: Meeting Date Meeting Status VR CUSIP G9319H102 05/01/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Edward J. Noonan Mgmt For For For 1.2 Elect Mahmoud Abdallah Mgmt For For For 1.3 Elect Jeffrey W. Mgmt For Withhold Against Greenberg 1.4 Elect John J. Mgmt For For For Hendrickson 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Wal-Mart Stores, Inc. Ticker Security ID: Meeting Date Meeting Status WMT CUSIP 931142103 06/07/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Aida M. Alvarez Mgmt For Against Against 2 Elect James I. Cash, Jr. Mgmt For Against Against 3 Elect Roger C. Corbett Mgmt For For For 4 Elect Douglas N. Daft Mgmt For For For 5 Elect Michael T. Duke Mgmt For Against Against 6 Elect Timothy P. Flynn Mgmt For For For 7 Elect Marissa A. Mayer Mgmt For For For 8 Elect Gregory B. Penner Mgmt For For For 9 Elect Steven S. Mgmt For For For Reinemund 10 Elect H. Lee Scott, Jr. Mgmt For Against Against 11 Elect Jim C. Walton Mgmt For For For 12 Elect S. Robson Walton Mgmt For For For 13 Elect Christopher J. Mgmt For Against Against Williams 14 Elect Linda S. Wolf Mgmt For For For 15 Ratification of Auditor Mgmt For For For 16 Advisory Vote on Mgmt For For For Executive Compensation 17 Approval of the Mgmt For For For Management Incentive Plan 18 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Call Special Meeting 19 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares 20 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman 21 Shareholder Proposal ShrHoldr Against For Against Regarding Recoupment Report ________________________________________________________________________________ Waste Connections, Inc. Ticker Security ID: Meeting Date Meeting Status WCN CUSIP 941053100 06/14/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Edward E. Guillet Mgmt For For For 2 Elect Ronald J. Mgmt For For For Mittelstaedt 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Elimination of Mgmt For For For Supermajority Requirement ________________________________________________________________________________ West Japan Railway Co Ticker Security ID: Meeting Date Meeting Status 9021 CINS J95094108 06/21/2013 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Hideo Miyahara Mgmt For For For 4 Elect Norihiko Yoshie Mgmt For For For ________________________________________________________________________________ Zijin Mining Group Company Limited Ticker Security ID: Meeting Date Meeting Status 2899 CINS Y9892H107 05/28/2013 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amendments to Articles Mgmt For For For 3 Profit Distribution Mgmt For For For Plan 2012-2014 4 Authority to Issue Mgmt For For For Mid-term Bonds 5 Authority to Repurchase Mgmt For For For Shares 6 Authority to Give Mgmt For For For Guarantees 7 Directors' Report Mgmt For For For 8 Independent Directors' Mgmt For For For Report 9 Supervisors' Report Mgmt For For For 10 Financial Report Mgmt For For For 11 Annual Report Mgmt For For For 12 Allocation of Mgmt For For For Profits/Dividends 13 Directors' Fees Mgmt For For For 14 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Zijin Mining Group Company Limited Ticker Security ID: Meeting Date Meeting Status 2899 CINS Y9892H107 05/28/2013 Voted Meeting Type Country of Trade Other China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Authority to Repurchase Mgmt For For For H Shares ________________________________________________________________________________ ZTE Corporation Ticker Security ID: Meeting Date Meeting Status 763 CINS Y0004F105 03/07/2013 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect HOU Weigui Mgmt For Against Against 3 Elect ZHANG Jianheng Mgmt For For For 4 Elect XIE Weiliang Mgmt For Against Against 5 Elect WANG Zhanchen Mgmt For Against Against 6 Elect ZHANG Junchao Mgmt For Against Against 7 Elect DONG Lianbo Mgmt For Against Against 8 Elect SHI Lirong Mgmt For For For 9 Elect YIN Yimin Mgmt For For For 10 Elect HE Shiyou Mgmt For For For 11 Elect QU Xiaohui Mgmt For For For 12 Elect CHEN Naiwei Mgmt For For For 13 Elect WEI Wei Mgmt For For For 14 Elect TAN Zhenhui Mgmt For For For 15 Elect Timothy Steinert Mgmt For For For 16 Elect CHANG Qing Mgmt For Against Against 17 Elect XU Weiyan Mgmt For Against Against 18 Amendments to Articles Mgmt For For For 19 Non-Voting Meeting Note N/A N/A N/A N/A 20 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Zynga Inc. Ticker Security ID: Meeting Date Meeting Status ZNGA CUSIP 98986T108 06/04/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Mark Pincus Mgmt For For For 1.2 Elect L. John Doerr Mgmt For For For 1.3 Elect William B. Gordon Mgmt For For For 1.4 Elect Reid Hoffman Mgmt For Withhold Against 1.5 Elect Jeffrey Katzenberg Mgmt For Withhold Against 1.6 Elect Stanley J. Mgmt For For For Meresman 1.7 Elect Sunil Paul Mgmt For Withhold Against 1.8 Elect Ellen F. Siminoff Mgmt For For For 1.9 Elect Owen Van Natta Mgmt For For For 2 Advisory Vote on Mgmt For Against Against Executive Compensation 3 Ratification of Auditor Mgmt For Against Against Item 1: Proxy Voting Record - Item1 Proxy Voting Record - Registrant : Allianz Funds Multi-Strategy Trust Fund Name : AllianzGI Global Water Fund (formerly, Allianz RCM Global Water Fund) ________________________________________________________________________________ Alfa Laval AB Ticker Security ID: Meeting Date Meeting Status ALFA CINS W04008152 04/23/2013 Take No Action Meeting Type Country of Trade Annual Sweden Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Open Meeting Mgmt N/A TNA N/A 2 Elect Chairman of Mgmt For TNA N/A Meeting 3 Prepare and Approve Mgmt For TNA N/A List of Shareholders 4 Approve Agenda of Mgmt For TNA N/A Meeting 5 Designate Inspector(s) Mgmt For TNA N/A of Minutes of Meeting 6 Acknowledge Proper Mgmt For TNA N/A Convening of Meeting 7 Receive President's Mgmt N/A TNA N/A Report 8 Receive Board's Report; Mgmt N/A TNA N/A Receive Committees' Report 9 Receive Financial Mgmt N/A TNA N/A Statements and Statutory Reports; Receive Auditor's Report; Receive Auditor's Statement Regarding Compliance with Executive Remuneration Guidelines 10.1 Approve Financial Mgmt For TNA N/A Statements and Statutory Reports 10.2 Approve Allocation of Mgmt For TNA N/A Income and Dividends of SEK 3.50 per Share 10.3 Approve Discharge of Mgmt For TNA N/A Board and President 11 Receive Nomination Mgmt N/A TNA N/A Committee's Report 12 Determine Number of Mgmt For TNA N/A Members (9) and Deputy Members (0) of Board; Fix Number of Auditors at Two and Deputy Auditor at Two 13 Approve Remuneration of Mgmt For TNA N/A Directors in the Amount of SEK 1.18 Million to the Chairman and SEK 460,000 to Other Directors; Approve Remuneration of Committee Work; Approve Remuneration of Auditors 14 Reelect Gunilla Berg, Mgmt For TNA N/A Arne Frank, Bjorn Hagglund, Ulla Litzen, Anders Narvinger (Chair), Finn Rausing, Jorn Rausing, and Lars Renstrom as Directors; Elect Ulf Wiinberg as New Director; Elect Staffan Landen and Hakan Reising as Auditors 15 Approve Remuneration Mgmt For TNA N/A Policy And Other Terms of Employment For Executive Management 16 Authorize Mgmt For TNA N/A Representatives of Five of Company's Larger Shareholders to Serve on Nominating Committee 17 Authorize Share Mgmt For TNA N/A Repurchase Program 18 Other Business Mgmt N/A TNA N/A 19 Close Meeting Mgmt N/A TNA N/A ________________________________________________________________________________ American Water Works Company, Inc. Ticker Security ID: Meeting Date Meeting Status AWK CUSIP 030420103 05/13/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Stephen Mgmt For For For P. Adik 1.2 Elect Director Martha Mgmt For For For Clark Goss 1.3 Elect Director Julie A. Mgmt For For For Dobson 1.4 Elect Director Paul J. Mgmt For For For Evanson 1.5 Elect Director Richard Mgmt For For For R. Grigg 1.6 Elect Director Julia L. Mgmt For For For Johnson 1.7 Elect Director George Mgmt For For For MacKenzie 1.8 Elect Director William Mgmt For For For J. Marrazzo 1.9 Elect Director Jeffry Mgmt For For For E. Sterba 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation ________________________________________________________________________________ AMETEK, Inc. Ticker Security ID: Meeting Date Meeting Status AME CUSIP 031100100 05/08/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Ruby R. Mgmt For For For Chandy 1.2 Elect Director Charles Mgmt For For For D. Klein 1.3 Elect Director Steven Mgmt For For For W. Kohlhagen 2 Increase Authorized Mgmt For For For Common Stock 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Ratify Auditors Mgmt For For For ________________________________________________________________________________ Andritz AG Ticker Security ID: Meeting Date Meeting Status ANDR CINS A11123105 03/22/2013 Voted Meeting Type Country of Trade Annual Austria Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Receive Financial Mgmt N/A N/A N/A Statements and Statutory Reports (Non-Voting) 2 Approve Allocation of Mgmt For For For Income 3 Approve Discharge of Mgmt For For For Management Board 4 Approve Discharge of Mgmt For For For Supervisory Board 5 Approve Remuneration of Mgmt For For For Supervisory Board Members 6 Ratify Auditor Mgmt For For For 7 Amend Articles Re: Mgmt For Against Against Share Ownership Disclosure Threshold 8 Authorize Share Mgmt For For For Repurchase Program and Reissuance or Cancellation of Repurchased Shares ________________________________________________________________________________ AQUA AMERICA, INC. Ticker Security ID: Meeting Date Meeting Status WTR CUSIP 03836W103 05/08/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Nick Mgmt For Withhold Against DeBenedictis 1.2 Elect Director Richard Mgmt For For For Glanton 1.3 Elect Director Lon Mgmt For For For Greenberg 1.4 Elect Director William Mgmt For For For Hankowsky 1.5 Elect Director Wendell Mgmt For For For Holland 1.6 Elect Director Andrew Mgmt For For For Sordoni, III 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Adopt Policy on Human Shr Hldr Against Against For Right to Water ________________________________________________________________________________ Arcadis NV Ticker Security ID: Meeting Date Meeting Status ARCAD CINS N0605M147 05/07/2013 Voted Meeting Type Country of Trade Annual Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Open Meeting Mgmt N/A N/A N/A 1.2 Receive Announcements Mgmt N/A N/A N/A 2 Receive Report of Mgmt N/A N/A N/A Supervisory Board 3 Receive Report of Mgmt N/A N/A N/A Management Board 4.1 Adopt Financial Mgmt For For For Statements 4.2 Approve Dividends of Mgmt For For For EUR 0,52 Per Share 5.1 Approve Discharge of Mgmt For For For Management Board 5.2 Approve Discharge of Mgmt For For For H.L.J. Noy 5.3 Approve Discharge of Mgmt For For For Supervisory Board 6 Ratify KPMG Accountants Mgmt For For For NV as Auditors 6.1 Announce Resignation of Mgmt N/A N/A N/A S.B. Blake as Executive Board Member 7.1 Elect Z.A. Smith to Mgmt For For For Executive Board 8.1 Elect N.W. Hoek to Mgmt For For For Supervisory Board 8.2 Reelect R. Markland to Mgmt For For For Supervisory Board 8.3 Reelect A.R. Perez to Mgmt For For For Supervisory Board 8.4 Reelect G.R. Nethercutt Mgmt For For For to Supervisory Board 8.5 Announce Vacancies on Mgmt N/A N/A N/A the Supervisory Board Arising in 2014 9.1 Grant Board Authority Mgmt For For For to Issue Ordinary and Cumulative Finance Preference Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger 9.2 Authorize Board to Mgmt For For For Issue Shares in Connection with Stock Dividend 9.3 Authorize Board to Mgmt For Against Against Issue Preference Shares up to 100 percent of the Issued Share Capital 9.4 Authorize Board to Mgmt For For For Exclude Preemptive Rights from Issuance under Item 9a - 9c ________________________________________________________________________________ Beijing Enterprises Water Group Ltd. Ticker Security ID: Meeting Date Meeting Status 00371 CINS G0957L109 12/18/2012 Voted Meeting Type Country of Trade Special Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approve Proposed Asset Mgmt For For For Injection, Proposed BE Water (Hainan) Transfer, and the Transactions Under the Master Agreement 2 Approve Whitewash Waiver Mgmt For For For ________________________________________________________________________________ Belimo Holding AG Ticker Security ID: Meeting Date Meeting Status BEAN CINS H07171103 04/08/2013 Voted Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accept Financial Mgmt For For For Statements and Statutory Reports 2 Approve Allocation of Mgmt For For For Income and Dividends of CHF 60 per Share 3 Approve Remuneration Mgmt For For For System and Remuneration for the 2012 Year 4 Approve Discharge of Mgmt For For For Board and Senior Management 5 Amend Articles Re: Mgmt For For For Remove Voting Rights Cap 6.1 Reelect Werner Buck as Mgmt For For For Director 6.2 Reelect Martin Hess as Mgmt For For For Director 6.3 Reelect Walter Linsi as Mgmt For For For Director 6.4 Reelect Hans Peter Mgmt For For For Wehrli as Director 6.5 Reelect Martin Zwyssig Mgmt For For For as Director 7 Ratify KPMG AG as Mgmt For For For Auditors ________________________________________________________________________________ China Everbright International Ltd. Ticker Security ID: Meeting Date Meeting Status 00257 CINS Y14226107 04/26/2013 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accept Financial Mgmt For For For Statements and Statutory Reports 2 Declare Final Dividend Mgmt For For For 3.1 Reelect Chen Xiaoping Mgmt For For For as Director 3.2 Reelect Wang Tianyi as Mgmt For Against Against Director 3.3 Reelect Cai Shuguang as Mgmt For Against Against Director 3.4 Reelect Fan Yan Hok, Mgmt For Against Against Philip as Director 3.5 Reelect Zhai Haitao as Mgmt For For For Director 3.6 Authorize Board to Fix Mgmt For For For Remuneration of Directors 4 Reappoint KPMG as Mgmt For For For Auditors and Authorize Board to Fix Their Remuneration 5.1 Approve Issuance of Mgmt For Against Against Equity or Equity-Linked Securities without Preemptive Rights 5.2 Authorize Repurchase of Mgmt For For For Up to 10 Percent of Issued Share Capital 5.3 Authorize Reissuance of Mgmt For Against Against Repurchased Shares ________________________________________________________________________________ Companhia de Saneamento de Minas Gerais COPASA Ticker Security ID: Meeting Date Meeting Status CSMG3 CINS P28269101 06/12/2013 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Amend Articles 22 and 31 Mgmt For For For ________________________________________________________________________________ Companhia Saneamento Basico do Estado de Sao Paulo - SABESP Ticker Security ID: Meeting Date Meeting Status SBSP3 CINS P8228H104 04/22/2013 Voted Meeting Type Country of Trade Annual/Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approve Compliance with Mgmt For For For Government Regulation Regarding Remuneration of Executives, Directors, Fiscal Council Members, and Audit Committee Members 2 Approve 1:3 Stock Split Mgmt For For For 3 Amend Article 3 to Mgmt For For For Reflect Changes in Capital ________________________________________________________________________________ Companhia Saneamento Basico do Estado de Sao Paulo - SABESP Ticker Security ID: Meeting Date Meeting Status SBSP3 CINS P8228H104 04/22/2013 Voted Meeting Type Country of Trade Annual/Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accept Financial Mgmt For For For Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012 2 Approve Allocation of Mgmt For For For Income and Dividends 3 Elect Directors and Mgmt For Against Against Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members ________________________________________________________________________________ Danaher Corporation Ticker Security ID: Meeting Date Meeting Status DHR CUSIP 235851102 05/07/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Donald Mgmt For For For J. Ehrlich 1.2 Elect Director Linda Mgmt For For For Hefner Filler 1.3 Elect Director Teri Mgmt For For For List-Stoll 1.4 Elect Director Walter Mgmt For For For G. Lohr, Jr. 1.5 Elect Director Steven Mgmt For For For M. Rales 1.6 Elect Director John T. Mgmt For For For Schwieters 1.7 Elect Director Alan G. Mgmt For For For Spoon 2 Ratify Auditors Mgmt For For For 3 Amend Omnibus Stock Plan Mgmt For For For 4 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 5 Stock Retention/Holding Shr Hldr Against For Against Period 6 Report on Political Shr Hldr Against For Against Contributions ________________________________________________________________________________ Fook Woo Group Holdings Ltd. Ticker Security ID: Meeting Date Meeting Status 00923 CINS G3618A108 06/21/2013 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accept Financial Mgmt For Against Against Statements and Statutory Reports 2 Elect Suen Wing Yip as Mgmt For For For Director 3 Elect Lau Sai Cheong as Mgmt For For For Director 4 Elect Lai Hau Yin as Mgmt For For For Director 5 Elect To Chun Wai as Mgmt For For For Director 6 Elect Tsang On Yip, Mgmt For For For Patrick as Director 7 Elect Chung Wai Kwok, Mgmt For Against Against Jimmy as Director 8 Elect Nguyen Van Tu, Mgmt For For For Peter as Director 9 Authorize Board to Fix Mgmt For For For the Remuneration of Directors 10 Appoint KPMG as Mgmt For Against Against Auditors and Authorize Board to Fix Their Remuneration 11 Authorize Repurchase of Mgmt For For For Up to 10 Percent of Issued Capital 12 Approve Issuance of Mgmt For Against Against Equity or Equity-Linked Securities without Preemptive Rights 13 Authorize Reissuance of Mgmt For Against Against Repurchased Shares ________________________________________________________________________________ Franklin Electric Co., Inc. Ticker Security ID: Meeting Date Meeting Status FELE CUSIP 353514102 05/03/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director R. Scott Mgmt For Withhold Against Trumbull 1.2 Elect Director Thomas Mgmt For For For L. Young 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation ________________________________________________________________________________ Geberit AG Ticker Security ID: Meeting Date Meeting Status GEBN CINS H2942E124 04/04/2013 Voted Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Accept Financial Mgmt For For For Statements and Statutory Reports 1.2 Approve Remuneration Mgmt For Against Against Report 2 Approve Allocation of Mgmt For For For Income, Dividends from Capital Contribution Reserves of CHF 2.80 per Share, and Dividends of CHF 3.80 per Share 3 Approve Discharge of Mgmt For For For Board and Senior Management 4.1 Reelect Robert Spoerry Mgmt For For For as Director 4.2 Elect Felix Ehrat as Mgmt For For For Director 5 Ratify Mgmt For For For PricewaterhouseCoopers as Auditors 6 Approve CHF 102,258 Mgmt For For For Reduction in Share Capital via Cancellation of Repurchased Shares ________________________________________________________________________________ Guangdong Investment Ltd. Ticker Security ID: Meeting Date Meeting Status 00270 CINS Y2929L100 06/14/2013 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accept Financial Mgmt For For For Statements and Statutory Reports 2 Declare Final Dividend Mgmt For For For 3.1 Elect Wen Yinheng as Mgmt For For For Director 3.2 Elect Huang Zhenhai as Mgmt For For For Director 3.3 Elect Wu Ting Yuk, Mgmt For For For Anthony as Director 3.4 Elect Xu Wenfang as Mgmt For Against Against Director 3.5 Elect Li Wai Keung as Mgmt For For For Director 3.6 Elect Chan Cho Chak, Mgmt For For For John as Director 3.7 Elect Li Kwok Po, David Mgmt For Against Against as Director 3.8 Authorize Board to Fix Mgmt For For For the Remuneration of Directors 4 Reappoint Auditors and Mgmt For For For Authorize Board to Fix Their Remuneration 5 Approve Issuance of Mgmt For Against Against Equity or Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Mgmt For For For Up to 10 Percent of Issued Share Capital 7 Authorize Reissuance of Mgmt For Against Against Repurchased Shares ________________________________________________________________________________ Halma plc Ticker Security ID: Meeting Date Meeting Status HLMA CINS G42504103 07/24/2012 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accept Financial Mgmt For For For Statements and Statutory Reports 2 Approve Final Dividend Mgmt For For For 3 Approve Remuneration Mgmt For For For Report 4 Re-elect Geoff Unwin as Mgmt For For For Director 5 Re-elect Andrew Mgmt For For For Williams as Director 6 Re-elect Kevin Thompson Mgmt For For For as Director 7 Re-elect Stephen Pettit Mgmt For For For as Director 8 Re-elect Neil Quinn as Mgmt For For For Director 9 Re-elect Jane Aikman as Mgmt For For For Director 10 Re-elect Adam Meyers as Mgmt For For For Director 11 Re-elect Lord Blackwell Mgmt For For For as Director 12 Re-elect Steve Marshall Mgmt For For For as Director 13 Elect Daniela Barone Mgmt For For For Soares as Director 14 Reappoint Deloitte LLP Mgmt For For For as Auditors 15 Authorise Board to Fix Mgmt For For For Remuneration of Auditors 16 Authorise Issue of Mgmt For For For Equity with Pre-emptive Rights 17 Authorise Issue of Mgmt For For For Equity without Pre-emptive Rights 18 Authorise Market Mgmt For For For Purchase of Ordinary Shares 19 Authorise the Company Mgmt For For For to Call EGM with Two Weeks' Notice ________________________________________________________________________________ IDEX Corporation Ticker Security ID: Meeting Date Meeting Status IEX CUSIP 45167R104 04/09/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Ernest Mgmt For For For J. Mrozek 1.2 Elect Director David C. Mgmt For For For Parry 1.3 Elect Director Mgmt For For For Livingston L. Satterthwaite 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Ratify Auditors Mgmt For For For ________________________________________________________________________________ Israel Chemicals Ltd. Ticker Security ID: Meeting Date Meeting Status ICL CINS M5920A109 08/29/2012 Voted Meeting Type Country of Trade Annual Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Review Audited Mgmt N/A N/A N/A Financial Statements and Director Reports for 2011 2 Reappoint Auditors; Mgmt For For For Review Auditor Fees for 2011 3.1 Reelect Nir Gilad as Mgmt For For For Director 3.2 Reelect Yossi Rosen as Mgmt For For For Director 3.3 Reelect Chaim Erez as Mgmt For Against Against Director 3.4 Reelect Moshe Vidman as Mgmt For For For Director 3.5 Reelect Avisar Paz as Mgmt For For For Director 3.6 Reelect Eran Sarig as Mgmt For For For Director 3.7 Reelect Avraham Shochet Mgmt For For For as Director 3.8 Reelect Victor Medina Mgmt For For For as Director 3.9 Reelect Ovadia Eli as Mgmt For For For Director 4 Reelect Yair Orgler as Mgmt For For For External Director 4.1 Vote FOR If You Are a Mgmt None Against N/A Controlling Shareholder or Have a Personal Interest in the Previous Item; Vote AGAINST If You Are NOT a Controlling Shareholder and Do NOT Have a Personal Interest in the Previous Item 5 Reelect Miriam Haran as Mgmt For For For External Director 5.1 Vote FOR If You Are a Mgmt None Against N/A Controlling Shareholder or Have a Personal Interest in the Previous Item; Vote AGAINST If You Are NOT a Controlling Shareholder and Do NOT Have a Personal Interest in the Previous Item 6 Enroll in Liability Mgmt For For For Insurance Policy for Company Officers; Allow Directors to Renew Policy in the Future 6.1 Vote FOR If You Have a Mgmt None Against N/A Personal Interest in the Previous Item; Vote AGAINST If You Do NOT Have a Personal Interest in the Previous Item ________________________________________________________________________________ Lindsay Corporation Ticker Security ID: Meeting Date Meeting Status LNN CUSIP 535555106 01/28/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Howard Mgmt For For For G. Buffett 1.2 Elect Director Michael Mgmt For For For C. Nahl 1.3 Elect Director William Mgmt For For For F. Welsh, II 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation ________________________________________________________________________________ Pennon Group plc Ticker Security ID: Meeting Date Meeting Status PNN CINS G8295T213 07/26/2012 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accept Financial Mgmt For For For Statements and Statutory Reports 2 Approve Final Dividend Mgmt For For For 3 Approve Remuneration Mgmt For For For Report 4 Re-elect Kenneth Harvey Mgmt For For For as Director 5 Re-elect Martin Angle Mgmt For For For as Director 6 Re-elect Gerard Connell Mgmt For For For as Director 7 Re-elect Colin Drummond Mgmt For For For as Director 8 Re-elect David Dupont Mgmt For For For as Director 9 Re-elect Christopher Mgmt For For For Loughlin as Director 10 Re-elect Dinah Nichols Mgmt For For For as Director 11 Reappoint Mgmt For For For PricewaterhouseCoopers LLP as Auditors 12 Authorise Board to Fix Mgmt For Abstain Against Remuneration of Auditors 13 Authorise EU Political Mgmt For For For Donations and Expenditure 14 Authorise Issue of Mgmt For For For Equity with Pre-emptive Rights 15 Authorise Issue of Mgmt For For For Equity without Pre-emptive Rights 16 Authorise Market Mgmt For For For Purchase of Ordinary Shares 17 Authorise the Company Mgmt For For For to Call EGM with Two Weeks' Notice ________________________________________________________________________________ Pentair Ltd. Ticker Security ID: Meeting Date Meeting Status PNR CINS H6169Q108 04/29/2013 Voted Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director T. Mgmt For For For Michael Glenn 1.2 Elect Director David H. Mgmt For For For Y. Ho 1.3 Elect Director Ronald Mgmt For For For L. Merriman 2 Accept Financial Mgmt For For For Statements and Statutory Reports 3 Approve Discharge of Mgmt For For For Board and Senior Management 4.1 Ratify Deloitte AG as Mgmt For For For Statutory Auditors 4.2 Ratify Deloitte & Mgmt For For For Touche LLP as Auditors 4.3 Ratify Mgmt For For For PricewaterhouseCoopers as special auditors 5.1 Appropriation of Mgmt For For For Results for the Year Ended December 31, 2012 5.2 Approve Conversion of Mgmt For For For Capital Contributions to Distribute an Ordinary Cash Dividend 6 Advisory Vote to Ratify Mgmt For Against Against Named Executive Officers' Compensation 7 Approve Omnibus Stock Mgmt For For For Plan Item 1: Proxy Voting Record - Item1 Proxy Voting Record - Registrant : Allianz Funds Multi-Strategy Trust Fund Name : AllianzGI International Small-Cap Fund (formerly, Allianz AGIC International Growth Opportunities Fund) ________________________________________________________________________________ AAC Technologies Holdings Inc. Ticker Security ID: Meeting Date Meeting Status 02018 CINS G2953R114 05/23/2013 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accept Financial Mgmt For For For Statements and Statutory Reports 2 Declare Final Dividend Mgmt For For For 3.1 Elect Ingrid Chunyuan Mgmt For For For Wu as Director 3.2 Elect Koh Boon Hwee as Mgmt For For For Director 3.3 Elect Chang Carmen Mgmt For For For I-Hua as Director 3.4 Authorize Board to Fix Mgmt For For For Remuneration of Directors 4 Reappoint Deloitte Mgmt For For For Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Mgmt For Against Against Equity or Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Mgmt For For For Up to 10 Percent of Issued Share Capital 7 Authorize Reissuance of Mgmt For Against Against Repurchased Shares ________________________________________________________________________________ Aareal Bank AG Ticker Security ID: Meeting Date Meeting Status ARL CINS D00379111 05/22/2013 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Receive Financial Mgmt N/A N/A N/A Statements and Statutory Reports for Fiscal 2012 (Non-Voting) 2 Approve Allocation of Mgmt For For For Income and Omission of Dividends 3 Approve Discharge of Mgmt For For For Management Board for Fiscal 2012 4 Approve Discharge of Mgmt For For For Supervisory Board for Fiscal 2012 5 Ratify Mgmt For For For PricewaterhouseCoopers as Auditors for Fiscal 2013 6.1 Elect Marija Korsch to Mgmt For For For the Supervisory Board 6.2 Elect Richard Peters to Mgmt For For For the Supervisory Board 7 Amend Articles Re: Mgmt For For For Editorial Changes, Decision-Making of the Supervisory Board ________________________________________________________________________________ Abcam plc Ticker Security ID: Meeting Date Meeting Status ABC CINS G0060R118 10/22/2012 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accept Financial Mgmt For For For Statements and Statutory Reports 2 Approve Remuneration Mgmt For For For Report 3 Approve Final Dividend Mgmt For For For 4 Reappoint Deloitte LLP Mgmt For For For as Auditors and Authorise Their Remuneration 5 Re-elect Mike Redmond Mgmt For For For as Director 6 Re-elect Peter Keen as Mgmt For For For Director 7 Elect Murray Hennessy Mgmt For For For as Director 8 Elect Michael Ross as Mgmt For For For Director 9 Amend 2005 Share Option Mgmt For For For Scheme 10 Authorise Issue of Mgmt For For For Equity with Pre-emptive Rights 11 Authorise Issue of Mgmt For For For Equity without Pre-emptive Rights 12 Authorise Market Mgmt For For For Purchase of Ordinary Shares ________________________________________________________________________________ African Minerals Limited Ticker Security ID: Meeting Date Meeting Status AMI CINS G0114P100 08/02/2012 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Mgmt For Abstain Against Report 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees 4 Board Size Mgmt For For For 5 Elect Vasile (Frank) Mgmt For Against Against Timis 6 Elect Gibril Bangura Mgmt For For For 7 Elect Dermot Coughlan Mgmt For Against Against 8 Elect Cui Jurong Mgmt For For For 9 Amendments to Bye-Laws Mgmt For Against Against Regarding Share Interest Enquiries 10 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Aica Kogyo Co. Ltd. Ticker Security ID: Meeting Date Meeting Status 4206 CINS J00252106 06/25/2013 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approve Allocation of Mgmt For For For Income, with a Final Dividend of JPY 19 2.1 Elect Director Mgmt For Against Against Watanabe, Osamu 2.2 Elect Director Ono, Mgmt For Against Against Yuuji 2.3 Elect Director Ito, Mgmt For For For Yoshimitsu 2.4 Elect Director Iwata, Mgmt For For For Terutoku 2.5 Elect Director Mgmt For For For Morinaga, Hiroyuki 2.6 Elect Director Todo, Mgmt For For For Satoshi 2.7 Elect Director Iwase, Mgmt For For For Yukihiro 2.8 Elect Director Omura, Mgmt For For For Nobuyuki 3 Approve Takeover Mgmt For Against Against Defense Plan (Poison Pill) ________________________________________________________________________________ Alliance Global Group, Inc. Ticker Security ID: Meeting Date Meeting Status AGI CINS Y00334105 09/18/2012 Voted Meeting Type Country of Trade Annual Philippines Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Call to Order Mgmt N/A N/A N/A 2 Certification of notice Mgmt N/A N/A N/A and quorum 3 Approve Minutes of the Mgmt For For For Annual Meeting of Stockholders Held on Sept. 20, 2011 4 Report of management Mgmt N/A N/A N/A for year 2011 5 Appoint Independent Mgmt For For For Auditors 6 Ratify the Acts of the Mgmt For For For Board of Directors, Board Committees, and Officers for the Year 2011 7.1 Elect Andrew L. Tan as Mgmt For For For a Director 7.2 Elect Sergio R. Mgmt For For For Ortiz-Luis, Jr. as a Director 7.3 Elect Kingson U. Sian Mgmt For For For as a Director 7.4 Elect Katherine L. Tan Mgmt For For For as a Director 7.5 Elect Winston S. Co as Mgmt For For For a Director 7.6 Elect Kevin Andrew L. Mgmt For Against Against Tan as a Director 7.7 Elect Alejo L. Mgmt For For For Villanueva, Jr. as a Director ________________________________________________________________________________ Anritsu Corp. Ticker Security ID: Meeting Date Meeting Status 6754 CINS J01554104 06/26/2013 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approve Allocation of Mgmt For For For Income, with a Final Dividend of JPY 12.5 2 Amend Articles To Mgmt For For For Reduce Directors' Term 3.1 Elect Director Mgmt For For For Hashimoto, Hirokazu 3.2 Elect Director Tanaka, Mgmt For For For Kenji 3.3 Elect Director Tsukasa, Mgmt For For For Fumihiro 3.4 Elect Director Taniai, Mgmt For For For Toshisumi 3.5 Elect Director Kubota, Mgmt For For For Akifumi 3.6 Elect Director Hosoda, Mgmt For For For Yasushi 3.7 Elect Director Aoi, Mgmt For For For Michikazu 3.8 Elect Director Seki, Mgmt For For For Takaya 4 Appoint Statutory Mgmt For For For Auditor Kikukawa, Tomoyuki 5 Approve Annual Bonus Mgmt For For For Payment for Directors 6 Approve Stock Option Mgmt For For For Plan for Directors 7 Approve Stock Option Mgmt For For For Plan ________________________________________________________________________________ Aryzta AG Ticker Security ID: Meeting Date Meeting Status YZA CINS H0336B110 12/11/2012 Voted Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Accept Financial Mgmt For For For Statements and Statutory Reports 1.2 Approve Remuneration Mgmt For For For Report 2.1 Approve Allocation of Mgmt For For For Income 2.2 Approve Transfer of CHF Mgmt For For For 53.9 Million from Unrestricted Reserves to Legal Reserves from Capital Contribution and Dividends of CHF 0.61 per Share 3 Approve Discharge of Mgmt For For For Board 4 Reelect Denis Lucey as Mgmt For For For Director 5 Elect Wolfgang Werle as Mgmt For For For Director 6 Ratify Mgmt For For For PricewaterhouseCoopers AG as Auditors ________________________________________________________________________________ Axis AB Ticker Security ID: Meeting Date Meeting Status AXIS CINS W1051W100 04/16/2013 Voted Meeting Type Country of Trade Annual Sweden Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Open Meeting Mgmt N/A N/A N/A 2 Elect Chairman of Mgmt For For For Meeting 3 Prepare and Approve Mgmt For For For List of Shareholders 4 Approve Agenda of Mgmt For For For Meeting 5 Designate Inspector(s) Mgmt For For For of Minutes of Meeting 6 Acknowledge Proper Mgmt For For For Convening of Meeting 7 Receive Financial Mgmt N/A N/A N/A Statements and Statutory Reports 8 Receive President's Mgmt N/A N/A N/A Report 9.1 Approve Financial Mgmt For For For Statements and Statutory Reports 9.2 Approve Allocation of Mgmt For For For Income and Dividends of SEK 5.00 per Share 9.3 Approve Discharge of Mgmt For For For Board and President 10 Determine Number of Mgmt For For For Members (6) and Deputy Members (0) of Board 11 Approve Remuneration of Mgmt For For For Directors in the Amount of SEK 500,000 for Chairman and SEK 250,000 for Other Directors; Approve Remuneration of Auditors 12 Reelect Charlotta Mgmt For For For Falvin, Martin Gren, Olle Isberg, Goran Jansson, and Roland Vejdemo as Directors, Elect Gustaf Brandberg as New Director 13 Approve Remuneration Mgmt For For For Policy And Other Terms of Employment For Executive Management 14 Elect Representatives Mgmt For For For of Three of Company's Largest Shareholders to Serve on Nominating Committee 15 Close Meeting Mgmt N/A N/A N/A ________________________________________________________________________________ Babcock International Group plc Ticker Security ID: Meeting Date Meeting Status BAB CINS G0689Q152 07/05/2012 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Mgmt For For For Report 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Michael Turner Mgmt For For For 5 Elect Peter Rogers Mgmt For For For 6 Elect William Tame Mgmt For For For 7 Elect Archie Bethel Mgmt For For For 8 Elect Kevin Thomas Mgmt For For For 9 Elect Sir Nigel Mgmt For For For Essenhigh 10 Elect Justin Crookenden Mgmt For For For 11 Elect Sir David Omand Mgmt For For For 12 Elect Ian Duncan Mgmt For For For 13 Elect Kate Swann Mgmt For For For 14 Amendment to the Mgmt For For For Performance Share Plan 15 Deferred Bonus Matching Mgmt For Against Against Plan 16 Appointment of Auditor Mgmt For For For 17 Authority to Set Mgmt For For For Auditor's Fees 18 Authorisation of Mgmt For For For Political Donations 19 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 20 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 21 Authority to Repurchase Mgmt For For For Shares 22 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days ________________________________________________________________________________ Bechtle AG Ticker Security ID: Meeting Date Meeting Status BC8 CINS D0873U103 06/18/2013 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Receive Financial Mgmt N/A N/A N/A Statements and Statutory Reports for Fiscal 2012 (Non-Voting) 2 Approve Allocation of Mgmt For For For Income and Dividends of EUR 1,00 per Share 3 Approve Discharge of Mgmt For For For Management Board for Fiscal 2012 4 Approve Discharge of Mgmt For For For Supervisory Board for Fiscal 2012 5.1 Elect Kurt Dobitsch to Mgmt For Against Against the Supervisory Board 5.2 Elect Thomas Hess to Mgmt For For For the Supervisory Board 5.3 Elect Walter Jaeger to Mgmt For For For the Supervisory Board 5.4 Elect Karin Schick to Mgmt For Against Against the Supervisory Board 5.5 Elect Klaus Winkler to Mgmt For Against Against the Supervisory Board 5.6 Elect Jochen Wolf to Mgmt For For For the Supervisory Board 6 Ratify Ernst & Young Mgmt For For For GmbH as Auditors for Fiscal 2013 7 Approve Affiliation Mgmt For For For Agreements with Subsidiary Bechtle Immobilien GmbH 8 Approve Creation of EUR Mgmt For Against Against 10.5 Million Pool of Capital without Preemptive Rights ________________________________________________________________________________ Betsson AB Ticker Security ID: Meeting Date Meeting Status BETS B CINS W1556U195 05/08/2013 Take No Action Meeting Type Country of Trade Annual Sweden Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Open Meeting Mgmt N/A TNA N/A 2 Elect Chairman of Mgmt For TNA N/A Meeting 3 Prepare and Approve Mgmt For TNA N/A List of Shareholders 4 Approve Agenda of Mgmt For TNA N/A Meeting 5 Designate Inspector(s) Mgmt For TNA N/A of Minutes of Meeting 6 Acknowledge Proper Mgmt For TNA N/A Convening of Meeting 7 Receive President's Mgmt N/A TNA N/A Report 8 Receive Financial Mgmt N/A TNA N/A Statements and Statutory Reports; Receive Auditor's Report 9 Approve Financial Mgmt For TNA N/A Statements and Statutory Reports 10 Approve Allocation of Mgmt For TNA N/A Income and Dividends in the Aggregate Amount of SEK 410.9 Million 11 Approve Discharge of Mgmt For TNA N/A Board and President 12 Determine Number of Mgmt For TNA N/A Members (6) and Deputy Members (0) of Board 13 Approve Remuneration of Mgmt For TNA N/A Directors in the Aggregate Amount of SEK 2 Million; Approve Remuneration for Committee Work; Approve Remuneration of Auditors 14 Reelect Pontus Mgmt For TNA N/A Lindwall, John Wattin, Patrick Svensk, Lars Aronson, Carl Lewenhaupt, and Kicki Wallje-Lund as Directors 15 Authorize Chairman of Mgmt For TNA N/A Board and Representatives of Three of Company's Largest Shareholders to Serve on Nominating Committee 16 Approve Remuneration Mgmt For TNA N/A Policy And Other Terms of Employment For Executive Management 17 Authorize Issuance of Mgmt For TNA N/A up to 10 Million Shares of New Class C Stock 18 Approve Stock Option Mgmt For TNA N/A Plan for Key Employees in Sweden 19 Approve Stock Option Mgmt For TNA N/A Plan for Key Employees Abroad 20 Approve Issuance of up Mgmt For TNA N/A to 542,000 Class C Shares without Preemptive Rights 21 Authorize Share Mgmt For TNA N/A Repurchase Program of Class C Shares 22 Approve Share Mgmt For TNA N/A Redemption Program and Associated Formalities 23 Authorize Share Mgmt For TNA N/A Repurchase Program and Reissuance of Repurchased Shares 24 Approve Issuance of up Mgmt For TNA N/A to 4 Million Class B Shares without Preemptive Rights 25 Close Meeting Mgmt N/A TNA N/A ________________________________________________________________________________ Burckhardt Compression Holding AG Ticker Security ID: Meeting Date Meeting Status BCHN CINS H12013100 06/29/2013 Voted Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Open Meeting Mgmt N/A N/A N/A (Non-Voting) 2.1 Accept Financial Mgmt For For For Statements and Statutory Reports 2.2 Approve Remuneration Mgmt For For For Report 3 Approve Allocation of Mgmt For For For Income and Dividends of CHF 9 per Share 4 Approve Discharge of Mgmt For For For Board and Senior Management 5.1 Approve Creation of CHF Mgmt For For For 1.3 Million Pool of Capital without Preemptive Rights 5.2 Amend Articles Re: Mgmt For For For Entry of Nominees into Share Register 6.1 Reelect Hans Hess as Mgmt For For For Director 6.2 Reelect Valentin Vogt Mgmt For For For as Director 7 Ratify Mgmt For For For PricewaterhouseCoopers AG as Auditors ________________________________________________________________________________ China Everbright International Ltd. Ticker Security ID: Meeting Date Meeting Status 00257 CINS Y14226107 04/26/2013 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accept Financial Mgmt For For For Statements and Statutory Reports 2 Declare Final Dividend Mgmt For For For 3.1 Reelect Chen Xiaoping Mgmt For For For as Director 3.2 Reelect Wang Tianyi as Mgmt For Against Against Director 3.3 Reelect Cai Shuguang as Mgmt For Against Against Director 3.4 Reelect Fan Yan Hok, Mgmt For Against Against Philip as Director 3.5 Reelect Zhai Haitao as Mgmt For For For Director 3.6 Authorize Board to Fix Mgmt For For For Remuneration of Directors 4 Reappoint KPMG as Mgmt For For For Auditors and Authorize Board to Fix Their Remuneration 5.1 Approve Issuance of Mgmt For Against Against Equity or Equity-Linked Securities without Preemptive Rights 5.2 Authorize Repurchase of Mgmt For For For Up to 10 Percent of Issued Share Capital 5.3 Authorize Reissuance of Mgmt For Against Against Repurchased Shares ________________________________________________________________________________ China Machinery Engineering Corporation Ticker Security ID: Meeting Date Meeting Status 01829 CINS Y1501U108 04/19/2013 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approve Retirement of Shr Hldr None For N/A Yang Wansheng as Director 2 Elect Sun Bai as Shr Hldr None For N/A Director ________________________________________________________________________________ China Machinery Engineering Corporation Ticker Security ID: Meeting Date Meeting Status 01829 CINS Y1501U108 06/17/2013 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approve Work Report of Mgmt For For For the Board of Directors 2 Approve Work Report of Mgmt For For For the Supervisory Committee 3 Accept Financial Mgmt For For For Statements and Statutory Reports 4 Approve Profit Mgmt For For For Distribution Proposal and Distribution of Final Dividend 5 Approve Remuneration of Mgmt For For For Independent Non-Executive Directors 6 Ratify the Appointment Mgmt For For For of Da Hua Certified Public Accountants (Special General Partnership) as Domestic Auditors and Their Remuneration for the Year 2012 7 Ratify the Appointment Mgmt For For For of KPMG as International Auditors and Their Remuneration for the Year 2012 8 Reappoint Da Hua Mgmt For For For Certified Public Accountants (Special General Partnership) as Domestic Auditors and Authorize Board to Fix Their Remuneration for the Year 2013 9 Reappoint KPMG as Mgmt For For For International Auditors and Authorize Board to Fix Their Remuneration for the Year 2013 10 Amend Articles of Mgmt For Against Against Association 11 Other Business (Voting) Mgmt For Against Against ________________________________________________________________________________ China Overseas Grand Oceans Group Ltd. Ticker Security ID: Meeting Date Meeting Status 00081 CINS Y1505S117 05/07/2013 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accept Financial Mgmt For For For Statements and Statutory Reports 2 Declare Final Dividend Mgmt For For For 3.1 Reelect Hao Jian Min as Mgmt For For For Director 3.2 Reelect Chen Bin as Mgmt For For For Director 3.3 Reelect Yang Hai Song Mgmt For For For as Director 3.4 Reelect Lam Kin Fung, Mgmt For For For Jeffrey as Director 4 Authorize Board to Fix Mgmt For For For Directors' Remuneration 5 Appoint Auditors and Mgmt For For For Authorize Board to Fix Their Remuneration 6 Authorize Repurchase of Mgmt For For For Up to 10 Percent of Issued Share Capital 7 Approve Issuance of Mgmt For Against Against Equity or Equity-Linked Securities without Preemptive Rights 8 Authorize Reissuance of Mgmt For Against Against Repurchased Shares ________________________________________________________________________________ Chr.Hansen Holdings A/S Ticker Security ID: Meeting Date Meeting Status CHR CINS K1830B107 11/27/2012 Voted Meeting Type Country of Trade Annual Denmark Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Receive Report of Board Mgmt N/A N/A N/A 2 Approve Financial Mgmt For For For Statements and Statutory Reports 3 Approve Allocation of Mgmt For For For Income 4 Approve Remuneration of Mgmt For For For Directors 5 Reelect Ole Andersen as Mgmt For For For Chairman of Board 6.1 Reelect Frederic Mgmt For For For Stevenin as Director 6.2 Reelect Henrik Poulsen Mgmt For For For as Director 6.3 Reelect Mark Wilson as Mgmt For For For Director 6.4 Reelect Didier Debrosse Mgmt For For For as Director 6.5 Reelect Soren Carlsen Mgmt For For For as Director 7 Ratify PwC as Auditors Mgmt For For For 8 Approve Reduction in Mgmt For For For Share Capital 9 Approve Creation of Mgmt For For For Pool of Capital without Preemptive Rights 10 Authorize Share Mgmt For For For Repurchase Program 11 Autohorize Board to Mgmt For For For Distribute Special Dividend 12 Authorize Chairman of Mgmt For For For Meeting to Make Editorial Changes to Adopted Resolutions in Connection with Registration ________________________________________________________________________________ Croda International plc Ticker Security ID: Meeting Date Meeting Status CRDA CINS G25536106 04/25/2013 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accept Financial Mgmt For For For Statements and Statutory Reports 2 Approve Remuneration Mgmt For For For Report 3 Approve Final Dividend Mgmt For For For 4 Re-elect Sean Christie Mgmt For For For as Director 5 Re-elect Alan Ferguson Mgmt For For For as Director 6 Re-elect Martin Flower Mgmt For For For as Director 7 Re-elect Steve Foots as Mgmt For For For Director 8 Re-elect Keith Layden Mgmt For For For as Director 9 Re-elect Stanley Mgmt For For For Musesengwa as Director 10 Re-elect Nigel Turner Mgmt For For For as Director 11 Re-elect Steve Williams Mgmt For For For as Director 12 Reappoint Mgmt For For For PricewaterhouseCoopers LLP as Auditors 13 Authorise Board to Fix Mgmt For For For Remuneration of Auditors 14 Authorise EU Political Mgmt For For For Donations and Expenditure 15 Authorise Issue of Mgmt For For For Equity with Pre-emptive Rights 16 Authorise Issue of Mgmt For For For Equity without Pre-emptive Rights 17 Authorise Market Mgmt For For For Purchase of Ordinary Shares 18 Authorise the Company Mgmt For For For to Call EGM with Two Weeks' Notice 19 Amend Articles of Mgmt For For For Association Re: Non-Executive Directors Fees 20 Approve Sharesave Scheme Mgmt For For For ________________________________________________________________________________ DE LONGHI S.p.A. Ticker Security ID: Meeting Date Meeting Status DLG CINS T3508H102 04/23/2013 Voted Meeting Type Country of Trade Annual Italy Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approve Financial Mgmt For For For Statements, Statutory Reports, and Allocation of Income 2 Approve Remuneration Mgmt For For For Report 3 Elect Directors Shr Hldr None For N/A (Bundled) 4 Elect Internal Auditors Shr Hldr None For N/A (Bundled) 5 Authorize Share Mgmt For Against Against Repurchase Program and Reissuance of Repurchased Shares ________________________________________________________________________________ Denki Kogyo Co. Ltd. Ticker Security ID: Meeting Date Meeting Status 6706 CINS J11970118 06/27/2013 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approve Allocation of Mgmt For For For Income, with a Final Dividend of JPY 9 2 Amend Articles To Amend Mgmt For For For Business Lines 3.1 Elect Director Mgmt For For For Hagiwara, Shiro 3.2 Elect Director Mgmt For For For Matsuzawa, Mikio 3.3 Elect Director Mgmt For For For Fujisaku, Takashi 3.4 Elect Director Kasai, Mgmt For For For Katsuaki 3.5 Elect Director Mgmt For For For Yamaguchi, Masami 3.6 Elect Director Nonaka, Mgmt For For For Kazunori 3.7 Elect Director Mgmt For For For Hasegawa, Atsushi 3.8 Elect Director Makino, Mgmt For For For Toshikazu 3.9 Elect Director Shimoda, Mgmt For For For Tsuyoshi 3.10 Elect Director Shindo, Mgmt For For For Shuuichi 3.11 Elect Director Ota, Yo Mgmt For Against Against 4 Appoint Alternate Mgmt For Against Against Statutory Auditor Iwase, Toshio 5 Approve Retirement Mgmt For Against Against Bonus Payment for Director ________________________________________________________________________________ Deutsche Wohnen AG Ticker Security ID: Meeting Date Meeting Status DWNI CINS D2046U176 12/04/2012 Voted Meeting Type Country of Trade Special Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approve Creation of EUR Mgmt For For For 73.1 Million Pool of Capital with Partial Exclusion of Preemptive Rights ________________________________________________________________________________ Elekta AB Ticker Security ID: Meeting Date Meeting Status EKTA B CINS W2479G107 09/04/2012 Take No Action Meeting Type Country of Trade Annual Sweden Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Open Meeting Mgmt N/A TNA N/A 2 Elect Chairman of Mgmt For TNA N/A Meeting 3 Prepare and Approve Mgmt For TNA N/A List of Shareholders 4 Approve Agenda of Mgmt For TNA N/A Meeting 5 Designate Inspector(s) Mgmt For TNA N/A of Minutes of Meeting 6 Acknowledge Proper Mgmt For TNA N/A Convening of Meeting 7 Receive Financial Mgmt N/A TNA N/A Statements and Statutory Reports (Non-Voting) 8 Receive President's Mgmt N/A TNA N/A Report; Receive Reports on Board and Board Committee Activities 9 Approve Financial Mgmt For TNA N/A Statements and Statutory Reports 10 Approve Allocation of Mgmt For TNA N/A Income and Dividends of SEK 5 per Share 11 Approve Discharge of Mgmt For TNA N/A Board and President 12 Receive Report on Mgmt N/A TNA N/A Nominating Committee Activities 13 Determine Number of Mgmt For TNA N/A Members (8) and Deputy Members (0) of Board 14 Approve Remuneration of Mgmt For TNA N/A Directors in the Aggregate Amount of SEK 3.2 Million; Approve Remuneration of Auditors 15 Reelect Akbar Seddigh Mgmt For TNA N/A (Chair), Hans Barella, Luciano Cattani, Laurent Leksell, Siaou-Sze Lien, Wolfgang Reim, Jan Secher and Birgitta Goransson as Directors 16 Ratify Mgmt For TNA N/A PricewaterhouseCoopers as Auditors 17 Approve Remuneration Mgmt For TNA N/A Policy And Other Terms of Employment For Executive Management 18.1 Authorize Repurchase of Mgmt For TNA N/A Issued Shares 18.2 Authorize Reissuance of Mgmt For TNA N/A Repurchased Shares 18.3 Approve Transfer of Mgmt For TNA N/A Shares to Participants in Performance Share Program 2012 18.4 Approve Transfer of Mgmt For TNA N/A Shares to Cover Certain Expenditures in Connection with Performance Share Programs 2009, 2010, and 2011 19 Approve Performance Mgmt For TNA N/A Share Plan 2012 20 Approve 4:1 Stock Split Mgmt For TNA N/A 21 Amend Articles Re: Mgmt For TNA N/A Auditor 22 Authorize Chairman of Mgmt For TNA N/A Board and Representatives of Between Three and Five of Company's Largest Shareholders to Serve on Nominating Committee 23 Close Meeting Mgmt N/A TNA N/A ________________________________________________________________________________ Elementis plc Ticker Security ID: Meeting Date Meeting Status ELM CINS G2996U108 04/25/2013 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accept Financial Mgmt For For For Statements and Statutory Reports 2 Approve Final Dividend Mgmt For For For 3 Approve Remuneration Mgmt For For For Report 4 Re-elect Robert Beeston Mgmt For For For as Director 5 Re-elect David Dutro as Mgmt For For For Director 6 Re-elect Brian Mgmt For For For Taylorson as Director 7 Re-elect Ian Brindle as Mgmt For For For Director 8 Re-elect Andrew Mgmt For For For Christie as Director 9 Re-elect Chris Girling Mgmt For For For as Director 10 Re-elect Kevin Matthews Mgmt For For For as Director 11 Reappoint KPMG Audit Mgmt For For For plc as Auditors 12 Authorise Board to Fix Mgmt For For For Remuneration of Auditors 13 Approve Special Dividend Mgmt For For For 14 Authorise Issue of Mgmt For For For Equity with Pre-emptive Rights 15 Adopt New Articles of Mgmt For For For Association 16 Authorise the Company Mgmt For For For to Call EGM with Two Weeks' Notice 17 Authorise Issue of Mgmt For For For Equity without Pre-emptive Rights 18 Authorise Market Mgmt For For For Purchase of Ordinary Shares ________________________________________________________________________________ Fila Korea Ltd Ticker Security ID: Meeting Date Meeting Status 081660 CINS Y2484W103 03/22/2013 Voted Meeting Type Country of Trade Annual South Korea Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approve Financial Mgmt For For For Statements, Allocation of Income, and Dividend of KRW 250 per Share 2 Amend Articles of Mgmt For Against Against Incorporation 3 Elect Two Outside Mgmt For Against Against Directors (Bundled) 4 Approve Total Mgmt For For For Remuneration of Inside Directors and Outside Directors 5 Authorize Board to Fix Mgmt For For For Remuneration of Internal Auditor ________________________________________________________________________________ Focus Media Holding Limited Ticker Security ID: Meeting Date Meeting Status FMCN CINS 34415V109 12/10/2012 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Reelect Daqing Qi as Mgmt For For For Director 2 Approve the Audited Mgmt For For For Consolidated Financial Statements of the Company 3 Approve 2013 Employee Mgmt For Against Against Share Option Plan and the Authorization of Officers to Allot, Issue or Deliver Shares Pursuant to the 2013 Employee Share Option Plan 4 Approve to Appoint Mgmt For For For Deloitte Touche Tohmatsu CPA Ltd. as Audit Firm ________________________________________________________________________________ Gamuda Bhd. Ticker Security ID: Meeting Date Meeting Status GAMUDA CINS Y2679X106 12/06/2012 Voted Meeting Type Country of Trade Annual Malaysia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approve Remuneration of Mgmt For For For Directors 2 Elect Zainul Ariff bin Mgmt For For For Haji Hussain as Director 3 Elect Azmi bin Mat Nor Mgmt For For For as Director 4 Elect Saw Wah Theng as Mgmt For For For Director 5 Elect Afwida binti Mgmt For For For Tunku A.Malek as Director 6 Elect Abdul Aziz bin Mgmt For For For Raja Salim as Director 7 Elect Mohd Ramli bin Mgmt For For For Kushairi as Director 8 Elect Kamarul Zaman bin Mgmt For For For Mohd Ali as Director 9 Approve Ernst & Young Mgmt For For For as Auditors and Authorize Board to Fix Their Remuneration 10 Approve Issuance of Mgmt For For For Equity or Equity-Linked Securities without Preemptive Rights 11 Approve Share Mgmt For For For Repurchase Program 12 Amend Articles of Mgmt For For For Association ________________________________________________________________________________ Gerry Weber International AG Ticker Security ID: Meeting Date Meeting Status GWI1 CINS D95473225 06/06/2013 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Receive Financial Mgmt N/A N/A N/A Statements and Statutory Reports for Fiscal 2012 (Non-Voting) 2 Approve Allocation of Mgmt For For For Income and Dividends of EUR 0.75 per Share 3 Approve Discharge of Mgmt For For For Management Board for Fiscal 2012 4 Approve Discharge of Mgmt For For For Supervisory Board for Fiscal 2012 5 Ratify Mgmt For For For PricewaterhouseCoopers AG as Auditors for Fiscal 2013 6 Approve Creation of EUR Mgmt For For For 23 Million Pool of Capital with Partial Exclusion of Preemptive Rights 7 Approve Issuance of Mgmt For For For Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 200 Million; Approve Creation of EUR 4.6 Million Pool of Capital to Guarantee Conversion Rights 8.1 Amend Affiliation Mgmt For For For Agreement with Gerry Weber Life-Style fashion GmbH 8.2 Approve Affiliation Mgmt For For For Agreement with TAIFUN Collection Gerry Weber Fashion GmbH 8.3 Approve Affiliation Mgmt For For For Agreement with SAMOON-Collection Fashion Concept Gerry Weber GmbH ________________________________________________________________________________ Glanbia Plc Ticker Security ID: Meeting Date Meeting Status GL9 CINS G39021103 05/21/2013 Voted Meeting Type Country of Trade Annual Ireland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accept Financial Mgmt For For For Statements and Statutory Reports 2 Approve Final Dividend Mgmt For For For 3.1 Reelect John Callaghan Mgmt For Against Against as Director 3.2 Reelect William Carroll Mgmt For For For as Director 3.3 Reelect Henry Corbally Mgmt For Against Against as Director 3.4 Reelect Jer Doheny as Mgmt For For For Director 3.5 Reelect David Farrell Mgmt For For For as Director 3.6 Reelect Donard Gaynor Mgmt For For For as Director 3.7 Reelect Patrick Gleeson Mgmt For Against Against as Director 3.8 Reelect Paul Haran as Mgmt For For For Director 3.9 Reelect Liam Herlihy as Mgmt For Against Against Director 3.10 Reelect Martin Keane as Mgmt For Against Against Director 3.11 Reelect Michael Keane Mgmt For For For as Director 3.12 Reelect Jerry Liston as Mgmt For Against Against Director 3.13 Reelect Matthew Merrick Mgmt For Against Against as Director 3.14 Reelect John Moloney as Mgmt For For For Director 3.15 Reelect John Murphy as Mgmt For For For Director 3.16 Reelect Patrick Murphy Mgmt For For For as Director 3.17 Reelect William Murphy Mgmt For For For as Director 3.18 Reelect Brian Phelan as Mgmt For For For Director 3.19 Reelect Eamon Power as Mgmt For For For Director 3.20 Reelect Siobhan Talbot Mgmt For For For as Director 4 Authorise Board to Fix Mgmt For For For Remuneration of Auditors 5 Approve Remuneration Mgmt For For For Report 6 Authorise Issuance of Mgmt For For For Equity or Equity-Linked Securities with Preemptive Rights 7 Authorise Issuance of Mgmt For For For Equity or Equity-Linked Securities without Preemptive Rights 8 Authorize Share Mgmt For For For Repurchase Program 9 Authorise Reissuance of Mgmt For For For Repurchased Shares 10 Authorise the Company Mgmt For For For to Call EGM with Two Weeks' Notice 11 Waive Requirement in Mgmt None Against N/A Respect of Market Purchases of the Company's Own Shares 12 Waive Requirement in Mgmt None Against N/A Respect of Share Acquisitions by Directors 13 Waive Requirement in Mgmt None Against N/A Respect of the Company's Employee Share Schemes ________________________________________________________________________________ Glanbia Plc Ticker Security ID: Meeting Date Meeting Status GL9 CINS G39021103 05/21/2013 Voted Meeting Type Country of Trade Annual Ireland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accept Financial Mgmt For For For Statements and Statutory Reports 2 Approve Final Dividend Mgmt For For For 3.1 Reelect John Callaghan Mgmt For Against Against as Director 3.2 Reelect William Carroll Mgmt For For For as Director 3.3 Reelect Henry Corbally Mgmt For Against Against as Director 3.4 Reelect Jer Doheny as Mgmt For For For Director 3.5 Reelect David Farrell Mgmt For For For as Director 3.6 Reelect Donard Gaynor Mgmt For For For as Director 3.7 Reelect Patrick Gleeson Mgmt For Against Against as Director 3.8 Reelect Paul Haran as Mgmt For For For Director 3.9 Reelect Liam Herlihy as Mgmt For Against Against Director 3.10 Reelect Martin Keane as Mgmt For Against Against Director 3.11 Reelect Michael Keane Mgmt For For For as Director 3.12 Reelect Jerry Liston as Mgmt For Against Against Director 3.13 Reelect Matthew Merrick Mgmt For Against Against as Director 3.14 Reelect John Moloney as Mgmt For For For Director 3.15 Reelect John Murphy as Mgmt For For For Director 3.16 Reelect Patrick Murphy Mgmt For For For as Director 3.17 Reelect William Murphy Mgmt For For For as Director 3.18 Reelect Brian Phelan as Mgmt For For For Director 3.19 Reelect Eamon Power as Mgmt For For For Director 3.20 Reelect Siobhan Talbot Mgmt For For For as Director 4 Authorise Board to Fix Mgmt For For For Remuneration of Auditors 5 Approve Remuneration Mgmt For For For Report 6 Authorise Issuance of Mgmt For For For Equity or Equity-Linked Securities with Preemptive Rights 7 Authorise Issuance of Mgmt For For For Equity or Equity-Linked Securities without Preemptive Rights 8 Authorize Share Mgmt For For For Repurchase Program 9 Authorise Reissuance of Mgmt For For For Repurchased Shares 10 Authorise the Company Mgmt For For For to Call EGM with Two Weeks' Notice 11 Waive Requirement in Mgmt None Against N/A Respect of Market Purchases of the Company's Own Shares 12 Waive Requirement in Mgmt None Against N/A Respect of Share Acquisitions by Directors 13 Waive Requirement in Mgmt None Against N/A Respect of the Company's Employee Share Schemes ________________________________________________________________________________ Golden Wheel Tiandi Holdings Co Ltd. Ticker Security ID: Meeting Date Meeting Status 01232 CINS G39599108 05/16/2013 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Declare Final Dividend Mgmt For For For 2 Accept Financial Mgmt For For For Statements and Statutory Reports 3.1 Elect Wong Yam Yin as Mgmt For For For Director 3.2 Elect Wong Kam Fai as Mgmt For For For Director 3.3 Elect Wong Kam Keung, Mgmt For For For Barry as Director 3.4 Elect Tjie Tjin Fung as Mgmt For For For Director 3.5 Elect Janata David as Mgmt For For For Director 3.6 Elect Chan Wai Kin as Mgmt For For For Director 3.7 Elect Suwita Janata as Mgmt For For For Director 3.8 Elect Gunawan Kiky as Mgmt For For For Director 3.9 Elect Hui Yan Moon as Mgmt For For For Director 3.10 Elect Wong Ying Loi as Mgmt For For For Director 3.11 Elect Howe Sau Man as Mgmt For For For Director 3.12 Elect Lie Tak Sen as Mgmt For For For Director 3.13 Authorize Board to Fix Mgmt For For For Remuneration of Directors 4 Reappoint Deloitte Mgmt For For For Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration 5.1 Approve Issuance of Mgmt For Against Against Equity or Equity-Linked Securities without Preemptive Rights 5.2 Authorize Repurchase of Mgmt For For For Up to 10 Percent of Issued Share Capital 5.3 Authorize Reissuance of Mgmt For Against Against Repurchased Shares ________________________________________________________________________________ Governor and Company of the Bank of Ireland Ticker Security ID: Meeting Date Meeting Status BIR CINS G49374146 04/24/2013 Voted Meeting Type Country of Trade Annual Ireland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accept Financial Mgmt For For For Statements and Statutory Reports 2 Approve Remuneration Mgmt For For For Report 3.1 Elect Archie Kane as Mgmt For For For Director 3.2 Elect Wilbur Ross Jr. Mgmt For For For as Director 3.3 Elect Prem Watsa as Mgmt For For For Director 3.4 Reelect Kent Atkinson Mgmt For For For as Director 3.5 Reelect Richie Boucher Mgmt For For For as Director 3.6 Reelect Pat Butler Mgmt For For For Director 3.7 Reelect Patrick Haren Mgmt For For For as Director 3.8 Reelect Andrew Keating Mgmt For For For as Director 3.9 Reelect Patrick Kennedy Mgmt For For For as Director 3.10 Relect Patrick Mgmt For For For Mulvihill as Director 3.11 Relect Patrick Mgmt For For For O'Sullivan as Director 3.12 Elect Davida Marston as Mgmt For For For Director 4 Authorize Board to Fix Mgmt For For For Remuneration of Auditors 5 Authorise Reissuance of Mgmt For For For Repurchased Shares 6 Authorise Issuance of Mgmt For For For Equity or Equity-Linked Securities without Preemptive Rights for Cash 7 Authorise Issuance of Mgmt For Against Against Equity or Equity-Linked Securities without Preemptive Rights Other than for Cash 8 Authorise the Company Mgmt For For For to Call EGM with Two Weeks' Notice ________________________________________________________________________________ Hellenic Telecommunications Organization SA Ticker Security ID: Meeting Date Meeting Status HTO CINS X3258B102 06/26/2013 Voted Meeting Type Country of Trade Annual Greece Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accept Financial Mgmt For For For Statements and Statutory Reports 2 Approve Discharge of Mgmt For For For Board and Auditors 3 Approve Director Mgmt For For For Remuneration 4 Approve Auditors and Mgmt For Against Against Fix Their Remuneration 5 Approve Director Mgmt For For For Liability Contracts 6 Approve CEO Contract Mgmt For Against Against and Remuneration 7 Amend The Terms of Mgmt For Against Against Contract Signed Between Executive Director and Company 8 Amend Stock Option Plan Mgmt For Against Against 9 Approve Use of Reserves Mgmt For For For for Participation of Company in Realization of Business Plans 10 Amend Company Articles Mgmt For For For 11 Approve Share Buyback Mgmt For For For 12 Ratify Director Mgmt For For For Appointment 13 Various Announcements Mgmt N/A N/A N/A ________________________________________________________________________________ Hikma Pharmaceuticals plc Ticker Security ID: Meeting Date Meeting Status HIK CINS G4576K104 05/16/2013 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accept Financial Mgmt For For For Statements and Statutory Reports 2 Approve Final Dividend Mgmt For For For 3 Reappoint Deloitte LLP Mgmt For For For as Auditors 4 Authorise Board to Fix Mgmt For For For Remuneration of Auditors 5 Re-elect Samih Darwazah Mgmt For For For as Director 6 Re-elect Said Darwazah Mgmt For For For as Director 7 Re-elect Mazen Darwazah Mgmt For For For as Director 8 Re-elect Breffni Byrne Mgmt For For For as Director 9 Re-elect Sir David Mgmt For For For Rowe-Ham as Director 10 Re-elect Michael Ashton Mgmt For For For as Director 11 Re-elect Ali Al-Husry Mgmt For For For as Director 12 Re-elect Dr Ronald Mgmt For For For Goode as Director 13 Re-elect Robert Mgmt For For For Pickering as Director 14 Approve Remuneration Mgmt For For For Policy for the Year Ending 31 December 2013 15 Approve Remuneration Mgmt For For For Committee Report 16 Authorise Issue of Mgmt For For For Equity with Pre-emptive Rights 17 Authorise Issue of Mgmt For For For Equity without Pre-emptive Rights 18 Authorise Market Mgmt For For For Purchase of Ordinary Shares 19 Authorise the Company Mgmt For For For to Call EGM with Two Weeks' Notice 20 Approve Waiver on Mgmt For Against Against Tender-Bid Requirement Relating to the Buy Back of Shares 21 Approve Waiver on Mgmt For Against Against Tender-Bid Requirement Relating to the Granting of LTIPs and MIPs to the Concert Party ________________________________________________________________________________ Hufvudstaden AB Ticker Security ID: Meeting Date Meeting Status HUFV A CINS W30061126 03/21/2013 Voted Meeting Type Country of Trade Annual Sweden Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Open Meeting Mgmt N/A N/A N/A 2 Elect Chairman of Mgmt For For For Meeting 3 Prepare and Approve Mgmt For For For List of Shareholders 4 Designate Inspector(s) Mgmt For For For of Minutes of Meeting 5 Approve Agenda of Mgmt For For For Meeting 6 Acknowledge Proper Mgmt For For For Convening of Meeting 7 Receive President's Mgmt N/A N/A N/A Report 8 Receive Financial Mgmt N/A N/A N/A Statements and Statutory Reports 9 Approve Financial Mgmt For For For Statements and Statutory Reports 10 Approve Allocation of Mgmt For For For Income and Dividends of SEK 2.60 per Share 11 Approve Discharge of Mgmt For For For Board and President 12 Determine Number of Mgmt For For For Members (9) and Deputy Members (0) of Board; Determine Number of Auditors (1) and Deputy Auditors (0) 13 Approve Remuneration of Mgmt For For For Directors in the Amount of SEK 400,000 for Chairman and SEK 200,000 for Other Non-executive Directors; Approve Remuneration of Auditors 14 Reelect Claes Boustedt, Mgmt For Against Against Bengt Braun, Peter Egardt, Louise Lindh, Fredrik Lundberg, Hans Mertzig, Sten Peterson, Anna-Greta Sjoberg, and Ivo Stopner as Directors; Elect KPMG as Auditor 15 Approve Remuneration Mgmt For For For Policy And Other Terms of Employment For Executive Management 16 Authorize Repurchase of Mgmt For For For Class A Shares up to Ten Percent of Total Issued Share Capital and Reissuance of Class A Shares Without Preemptive Rights 17 Close Meeting Mgmt N/A N/A N/A ________________________________________________________________________________ Interroll Holding AG Ticker Security ID: Meeting Date Meeting Status INRN CINS H4247Q117 05/10/2013 Take No Action Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accept Financial Mgmt For TNA N/A Statements and Statutory Reports 2.1 Approve Allocation of Mgmt For TNA N/A Income 2.2 Approve Allocation of Mgmt For TNA N/A Dividends of CHF 8.00 per Share from Capital Contribution Reserves 3 Approve Discharge of Mgmt For TNA N/A Board and Senior Management 4.1 Reelect Kurt Rudolf as Mgmt For TNA N/A Director 4.2 Elect One Director Mgmt For TNA N/A 5 Ratify Mgmt For TNA N/A PricewaterhouseCoopers as Auditors for Fiscal 2013 ________________________________________________________________________________ Ju Teng International Holdings Ltd. Ticker Security ID: Meeting Date Meeting Status 03336 CINS G52105106 05/14/2013 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accept Financial Mgmt For For For Statements and Statutory Reports 2 Declare Final Dividend Mgmt For For For 3.1 Elect Hsieh Wan-Fu as Mgmt For For For Director 3.2 Elect Tsui Yung Kwok as Mgmt For For For Director 3.3 Elect Tsai Wen-Yu as Mgmt For For For Director 3.4 Authorize Board to Fix Mgmt For For For Remuneration of Directors 4 Reappoint Ernst & Young Mgmt For For For as Auditors and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Mgmt For Against Against Equity or Equity-Linked Securities without Preemptive Rights 6 Authorize Share Mgmt For For For Repurchase Program 7 Authorize Reissuance of Mgmt For Against Against Repurchased Shares ________________________________________________________________________________ Major Cineplex Group PCL Ticker Security ID: Meeting Date Meeting Status MAJOR CINS Y54190148 04/03/2013 Voted Meeting Type Country of Trade Annual Thailand Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approve Minutes of Mgmt For For For Previous Meeting 2 Acknowledge Operations Mgmt For For For Report 3 Accept Financial Mgmt For For For Statements 4 Approve Allocation of Mgmt For For For Income and Dividend of THB 0.87 Per Share 5.1 Elect Somchainuk Mgmt For For For Engtrakul as Director 5.2 Elect Vicha Mgmt For For For Poolvaraluck as Director 5.3 Elect Wichai Mgmt For For For Poolworaluk as Director 6 Approve Remuneration of Mgmt For For For Directors 7 Approve Mgmt For For For PricewaterhouseCooper ABAS as Auditors and Authorize Board to Fix Their Remuneration 8 Reduce Registered Mgmt For For For Capital 9 Amend Memorandum of Mgmt For For For Association to Reflect Decrease in Registered Capital 10 Approve Issuance of Mgmt For For For Debentures 11 Other Business Mgmt For Against Against ________________________________________________________________________________ Mediolanum SPA Ticker Security ID: Meeting Date Meeting Status MED CINS T66932111 04/23/2013 Voted Meeting Type Country of Trade Annual/Special Italy Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accept Financial Mgmt For For For Statements and Statutory Reports 1.1 Approve Allocation of Mgmt For For For Income 2 Authorize Share Mgmt For For For Repurchase Program and Reissuance of Repurchased Shares 3.1 Elect Two Directors Mgmt For Against Against 3.2 Appoint Chairman of the Mgmt For Against Against Board 4 Approve Remuneration Mgmt For Against Against Report ________________________________________________________________________________ Mediolanum SPA Ticker Security ID: Meeting Date Meeting Status MED CINS T66932111 04/23/2013 Voted Meeting Type Country of Trade Annual/Special Italy Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Amend Company Bylaws Mgmt For For For ________________________________________________________________________________ Michael Page International plc Ticker Security ID: Meeting Date Meeting Status MPI CINS G68694119 06/06/2013 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accept Financial Mgmt For For For Statements and Statutory Reports 2 Approve Final Dividend Mgmt For For For 3 Re-elect Robin Buchanan Mgmt For For For as Director 4 Re-elect Steve Ingham Mgmt For For For as Director 5 Re-elect Andrew Bracey Mgmt For For For as Director 6 Re-elect Ruby Mgmt For For For McGregor-Smith as Director 7 Re-elect Dr Tim Miller Mgmt For For For as Director 8 Elect Simon Boddie as Mgmt For For For Director 9 Elect David Lowden as Mgmt For For For Director 10 Approve Remuneration Mgmt For Abstain Against Report 11 Reappoint Ernst & Young Mgmt For For For LLP as Auditors 12 Authorise Board to Fix Mgmt For For For Remuneration of Auditors 13 Authorise EU Political Mgmt For For For Donations and Expenditure 14 Authorise Issue of Mgmt For For For Equity with Pre-emptive Rights 15 Authorise Issue of Mgmt For For For Equity without Pre-emptive Rights 16 Authorise Market Mgmt For For For Purchase of Ordinary Shares 17 Authorise the Company Mgmt For For For to Call EGM with Two Weeks' Notice 18 Approve Long Term Mgmt For For For Incentive Plan 19 Approve Deferred Bonus Mgmt For For For Plan ________________________________________________________________________________ MTU Aero Engines Holding AG Ticker Security ID: Meeting Date Meeting Status MTX CINS D5565H104 05/03/2013 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Receive Financial Mgmt N/A N/A N/A Statements and Statutory Reports for Fiscal 2012 (Non-Voting) 2 Approve Allocation of Mgmt For TNA N/A Income and Dividends of EUR 1.35 per Share 3 Approve Discharge of Mgmt For TNA N/A Management Board for Fiscal 2012 4 Approve Discharge of Mgmt For TNA N/A Supervisory Board for Fiscal 2012 5 Ratify Deloitte & Mgmt For TNA N/A Touche GmbH as Auditors for Fiscal 2013 6 Approve Remuneration of Mgmt For TNA N/A Supervisory Board 7 Amend Articles Re: Mgmt For TNA N/A Company Name and Corporate Purpose 8.1 Elect Wilhelm Bender to Mgmt For TNA N/A the Supervisory Board 8.2 Elect Klaus Eberhardt Mgmt For TNA N/A to the Supervisory Board 8.3 Elect Juergen Gei?inger Mgmt For TNA N/A to the Supervisory Board 8.4 Elect Klaus Steffens to Mgmt For TNA N/A the Supervisory Board 8.5 Elect Marion Mgmt For TNA N/A Weissenberger-Eibl to the Supervisory Board ________________________________________________________________________________ Musashi Seimitsu Industry Co. Ltd. Ticker Security ID: Meeting Date Meeting Status 7220 CINS J46948105 06/21/2013 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approve Allocation of Mgmt For For For Income, with a Final Dividend of JPY 20 2.1 Elect Director Otsuka, Mgmt For For For Hiroshi 2.2 Elect Director Mgmt For For For Matsumoto, Naohiro 2.3 Elect Director Otsuka, Mgmt For For For Haruhisa 2.4 Elect Director Horibe, Mgmt For For For Koji 2.5 Elect Director Kamino, Mgmt For Against Against Goro 2.6 Elect Director Hamada, Mgmt For For For Tetsuro 2.7 Elect Director Isaku, Mgmt For For For Takeshi 3.1 Appoint Statutory Mgmt For Against Against Auditor Fujii, Takeshi 3.2 Appoint Statutory Mgmt For For For Auditor Tomimatsu, Keisuke 4 Approve Annual Bonus Mgmt For For For Payment to Directors and Statutory Auditors ________________________________________________________________________________ Nexen Tire Corp. Ticker Security ID: Meeting Date Meeting Status 002350 CINS Y63377116 02/13/2013 Voted Meeting Type Country of Trade Annual South Korea Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approve Financial Mgmt For For For Statements 2 Approve Appropriation Mgmt For For For of Income and Dividend of KRW 60 per Common Share and KRW 65 per Preferred Share 3 Reelect Lee Hyun-Bong Mgmt For For For as Inside Director 4 Amend Articles of Mgmt For For For Incorporation ________________________________________________________________________________ Nichiha Corp. Ticker Security ID: Meeting Date Meeting Status 7943 CINS J53892105 06/26/2013 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approve Allocation of Mgmt For For For Income, with a Final Dividend of JPY 15 2.1 Elect Director Inoe, Mgmt For Against Against Yoichiro 2.2 Elect Director Mgmt For Against Against Yamanaka, Tatsuo 2.3 Elect Director Mgmt For For For Nishiyuki, Satoshi 2.4 Elect Director Mizuno, Mgmt For For For Junichi 2.5 Elect Director Mgmt For For For Yamamoto, Toru 2.6 Elect Director Mgmt For For For Sugisaki, Shiro 2.7 Elect Director Nanko, Mgmt For For For Tadashi 2.8 Elect Director Utagaki, Mgmt For For For Kazuo 2.9 Elect Director Niimi, Mgmt For For For Yoshimoto 2.10 Elect Director Mukasa, Mgmt For For For Koji ________________________________________________________________________________ Nippon Denko Co. Ltd. Ticker Security ID: Meeting Date Meeting Status 5563 CINS J52946126 03/28/2013 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approve Allocation of Mgmt For For For Income, with a Final Dividend of JPY 5 2.1 Elect Director Mgmt For Against Against Ishiyama, Teruaki 2.2 Elect Director Shiota, Mgmt For For For Haruyuki 2.3 Elect Director Anazawa, Mgmt For For For Shuuji 2.4 Elect Director Takagi, Mgmt For For For Yasushi 2.5 Elect Director Mgmt For For For Tsujimura, Harumi 2.6 Elect Director Sugai, Mgmt For For For Shunichi 2.7 Elect Director Mgmt For For For Kobayashi, Hiroaki 3.1 Appoint Statutory Mgmt For For For Auditor Mochizuki, Minoru 3.2 Appoint Statutory Mgmt For Against Against Auditor Yanagisawa, Mitsuo ________________________________________________________________________________ Nutreco NV Ticker Security ID: Meeting Date Meeting Status NUO CINS N6509P102 03/28/2013 Voted Meeting Type Country of Trade Annual Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Open Meeting Mgmt N/A N/A N/A 1.2 Receive Announcements Mgmt N/A N/A N/A 2 Receive Report of Mgmt N/A N/A N/A Supervisory Board (Non-Voting) 3 Receive Report of Mgmt N/A N/A N/A Management Board (Non-Voting) 4.1 Adopt Financial Mgmt For For For Statements 4.2 Approve Dividends of Mgmt For For For EUR 2.05 Per Share 5.1 Approve Discharge of Mgmt For For For Management Board 5.2 Approve Discharge of Mgmt For For For Supervisory Board 6.1 Ratify KPMG Accountants Mgmt For For For as Auditors 6.2 Receive Announcements Mgmt N/A N/A N/A Re: Mandatory Auditor Rotation 7 Approve 2:1 Stock Split Mgmt For For For 8.1 Reelect R.J. Frohn to Mgmt For For For Supervisory Board 8.2 Reelect A. Puri to Mgmt For For For Supervisory Board 8.3 Reelect J.A.J. Vink to Mgmt For For For Supervisory Board 9.1 Reelect K. Nesse to Mgmt For For For Executive Board 9.2 Reelect J. Vergeer to Mgmt For For For Executive Board 10.1 Grant Board Authority Mgmt For For For to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger 10.2 Authorize Board to Mgmt For For For Exclude Preemptive Rights from Issuance under Item 10.1 11 Authorize Repurchase of Mgmt For For For Up to 10 Percent of Issued Share Capital 12 Other Business Mgmt N/A N/A N/A (Non-Voting) 13 Close Meeting Mgmt N/A N/A N/A ________________________________________________________________________________ Outokumpu Oyj Ticker Security ID: Meeting Date Meeting Status OUT1V CINS X61161109 03/18/2013 Voted Meeting Type Country of Trade Annual Finland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Open Meeting Mgmt N/A N/A N/A 2 Call the Meeting to Mgmt N/A N/A N/A Order 3 Designate Inspector or Mgmt For For For Shareholder Representative(s) of Minutes of Meeting 4 Acknowledge Proper Mgmt For For For Convening of Meeting 5 Prepare and Approve Mgmt For For For List of Shareholders 6 Receive Financial Mgmt N/A N/A N/A Statements and Statutory Reports, the Board's Report, and the Auditor's Report; Receive Review by the CEO 7 Accept Financial Mgmt For For For Statements and Statutory Reports 8 Approve Allocation of Mgmt For For For Income and Omission of Dividends 9 Approve Discharge of Mgmt For For For Board and President 10 Approve Remuneration of Mgmt For For For Directors in the Amount of EUR 140,000 for Chairman, EUR 80,000 for Vice Chairman, and EUR 60,000 for Other Directors; Approve Meeting Fees 11 Reelect Olli Vaartimo Mgmt For For For (Vice Chairman), Elisabeth Nilsson, Siv Schalin, Iman Hill, Harri Kerminen, Heikki Malinen, and Guido Kerkhoff Directors; Elect Markus Akermann and Jorma Ollila (Chairman) as New Directors 12 Approve Remuneration of Mgmt For Against Against Auditors 13 Ratify KPMG as Auditors Mgmt For For For 14 Authorize Repurchase of Mgmt For For For up to 200 Million Issued Shares 15 Approve Issuance of up Mgmt For For For to 200 Million Shares without Preemptive Rights; Approve Reissuance of up to 200 Million Treasury Shares without Preemtive Rights 16 Amend Articles Re: Age Mgmt For For For Limitation for Directors; Representing the Company; Publication of Meeting Notice 17 Close Meeting Mgmt N/A N/A N/A ________________________________________________________________________________ Paddy Power Plc Ticker Security ID: Meeting Date Meeting Status PLS CINS G68673105 05/14/2013 Voted Meeting Type Country of Trade Annual Ireland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accept Financial Mgmt For For For Statements and Statutory Reports 2 Approve Final Dividend Mgmt For For For 3 Approve Remuneration Mgmt For For For Report 4 Elect Ulric Jerome as Mgmt For For For Director 5 Elect Danuta Gray as Mgmt For For For Director 6.1 Reelect Nigel Mgmt For For For Northridge as Director 6.2 Reelect Patrick Kennedy Mgmt For For For as Director 6.3 Reelect Tom Grace as Mgmt For For For Director 6.4 Reelect Stewart Kenny Mgmt For For For as Director 6.5 Reelect Jane Lighting Mgmt For For For as Director 6.6 Reelect Cormac McCarthy Mgmt For For For as Director 6.7 Reelect Padraig Mgmt For For For Riordain as Director 7 Authorise Board to Fix Mgmt For For For Remuneration of Auditors 8 Authorise the Company Mgmt For For For to Call EGM with Two Weeks' Notice 9 Authorise Issuance of Mgmt For For For Equity or Equity-Linked Securities with Preemptive Rights 10 Authorise Issuance of Mgmt For For For Equity or Equity-Linked Securities without Preemptive Rights 11 Authorise Share Mgmt For For For Repurchase Program 12 Authorise Reissuance of Mgmt For For For Repurchased Shares 13 Approve 2013 Long Term Mgmt For For For Incentive Plan ________________________________________________________________________________ Park 24 Co. Ticker Security ID: Meeting Date Meeting Status 4666 CINS J63581102 01/29/2013 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approve Allocation of Mgmt For For For Income, with a Final Dividend of JPY 35 2.1 Elect Director Mgmt For For For Nishikawa, Koichi 2.2 Elect Director Sasaki, Mgmt For For For Kenichi 2.3 Elect Director Kondo, Mgmt For For For Tsugio 2.4 Elect Director Uenishi, Mgmt For For For Seishi 2.5 Elect Director Mgmt For For For Kawakami, Norifumi 3 Approve Stock Option Mgmt For For For Plan 4 Appoint Alternate Mgmt For Against Against Statutory Auditor Okuyama, Akio ________________________________________________________________________________ Partron Co. Ticker Security ID: Meeting Date Meeting Status 091700 CINS Y6750Z104 03/29/2013 Voted Meeting Type Country of Trade Annual South Korea Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approve Financial Mgmt For For For Statements, Allocation of Income, and Dividend of KRW 300 per Share 2 Amend Articles of Mgmt For Against Against Incorporation 3.1 Reelect Oh Gi-Jong as Mgmt For For For Inside Director 3.2 Elect Shin Man-Yong as Mgmt For For For Outside Director 4 Approve Total Mgmt For For For Remuneration of Inside Directors and Outside Directors 5 Authorize Board to Fix Mgmt For For For Remuneration of Internal Auditor ________________________________________________________________________________ Pfeiffer Vacuum Technology AG Ticker Security ID: Meeting Date Meeting Status PFV CINS D6058X101 05/28/2013 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Receive Financial Mgmt N/A N/A N/A Statements and Statutory Reports for Fiscal 2012 (Non-Voting) 2 Approve Allocation of Mgmt For For For Income and Dividends of EUR 3.45 per Share 3 Approve Discharge of Mgmt For For For Management Board for Fiscal 2012 4 Approve Discharge of Mgmt For For For Supervisory Board for Fiscal 2012 5 Ratify Ernst & Young as Mgmt For For For Auditors for Fiscal 2013 ________________________________________________________________________________ Prosafe SE Ticker Security ID: Meeting Date Meeting Status PRS CINS M8175T104 05/14/2013 Take No Action Meeting Type Country of Trade Annual Cyprus Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Chairman of the Mgmt For TNA N/A Meeting 2 Approve Meeting Notice Mgmt For TNA N/A and Agenda 3 Accept Board Report Mgmt For TNA N/A 4 Accept Financial Mgmt For TNA N/A Statements 5 Accept Audit Report Mgmt For TNA N/A 6 Elect Directors Mgmt For TNA N/A 7 Approve Director Mgmt For TNA N/A Remuneration 8 Elect Members of Mgmt For TNA N/A Nomination Committee 9 Approve Nomination Mgmt For TNA N/A Committee Members' Remuneration 10 Ratify Auditors Mgmt For TNA N/A 11 Approve Remuneration of Mgmt For TNA N/A External Auditors 12 Approve Share Buyback Mgmt For TNA N/A 13.1 Authorize Share Capital Mgmt For TNA N/A Increase 13.2 Eliminate Preemptive Mgmt For TNA N/A Rights 14 Authorize Issuance of Mgmt For TNA N/A Equity without Preemptive Rights 15 Approve Reduction in Mgmt For TNA N/A Issued Share Capital 16 Amend Company Bylaws Mgmt For TNA N/A ________________________________________________________________________________ PT Erajaya Swasembada Tbk Ticker Security ID: Meeting Date Meeting Status ERAA CINS Y712AZ104 05/30/2013 Voted Meeting Type Country of Trade Annual/Special Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accept Financial Mgmt For For For Statements and Statutory Reports 2 Approve Allocation of Mgmt For For For Income 3 Approve Auditors and Mgmt For For For Authorize Board to Fix Their Remuneration 4 Approve Remuneration of Mgmt For For For Directors and Commissioners ________________________________________________________________________________ PT Erajaya Swasembada Tbk Ticker Security ID: Meeting Date Meeting Status ERAA CINS Y712AZ104 05/30/2013 Voted Meeting Type Country of Trade Annual/Special Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approve Increase in Mgmt For Against Against Capital for the Implementation of the MESOP ________________________________________________________________________________ PT Erajaya Swasembada Tbk Ticker Security ID: Meeting Date Meeting Status ERAA CINS Y712AZ104 05/30/2013 Voted Meeting Type Country of Trade Annual/Special Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accept Financial Mgmt For For For Statements and Statutory Reports 2 Approve Allocation of Mgmt For For For Income 3 Approve Auditors and Mgmt For For For Authorize Board to Fix Their Remuneration 4 Approve Remuneration of Mgmt For For For Directors and Commissioners ________________________________________________________________________________ PT Erajaya Swasembada Tbk Ticker Security ID: Meeting Date Meeting Status ERAA CINS Y712AZ104 05/30/2013 Voted Meeting Type Country of Trade Annual/Special Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approve Increase in Mgmt For Against Against Capital for the Implementation of the MESOP ________________________________________________________________________________ Pt Surya Semesta Internusa Tbk Ticker Security ID: Meeting Date Meeting Status SSIA CINS Y7147Y131 04/16/2013 Voted Meeting Type Country of Trade Annual Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accept Directors' Mgmt For For For Report and Commissioners' Report 2 Approve Financial Mgmt For For For Statements and Discharge Directors and Commissioners 3 Approve Allocation of Mgmt For For For Income 4 Approve Auditors and Mgmt For For For Authorize Board to Fix Their Remuneration 5 Elect Directors Mgmt For Against Against 6 Approve Remuneration of Mgmt For For For Directors and Commissioners ________________________________________________________________________________ Pt Surya Semesta Internusa Tbk Ticker Security ID: Meeting Date Meeting Status SSIA CINS Y7147Y131 10/31/2012 Voted Meeting Type Country of Trade Special Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approve Investment by Mgmt For Against Against PT Karsa Sedaya Sejahtera, a Wholly-Owned Subsidiary, in PT Baskhara Utama Sedaya 2 Elect Unaffiliated Mgmt For Against Against Director ________________________________________________________________________________ Restaurant Group plc Ticker Security ID: Meeting Date Meeting Status RTN CINS G7535J118 05/15/2013 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accept Financial Mgmt For For For Statements and Statutory Reports 2 Approve Remuneration Mgmt For For For Report 3 Approve Final Dividend Mgmt For For For 4 Re-elect Alan Jackson Mgmt For For For as Director 5 Re-elect Andrew Page as Mgmt For For For Director 6 Re-elect Stephen Mgmt For For For Critoph as Director 7 Re-elect Tony Hughes as Mgmt For For For Director 8 Re-elect Simon Cloke as Mgmt For For For Director 9 Reappoint Deloitte LLP Mgmt For For For as Auditors and Authorise Their Remuneration 10 Approve Savings Related Mgmt For For For Share Option Scheme 11 Authorise Issue of Mgmt For For For Equity with Pre-emptive Rights 12 Authorise Issue of Mgmt For For For Equity without Pre-emptive Rights 13 Authorise Market Mgmt For For For Purchase of Ordinary Shares ________________________________________________________________________________ Robinsons Land Corporation Ticker Security ID: Meeting Date Meeting Status RLC CINS Y73196126 04/18/2013 Voted Meeting Type Country of Trade Annual Philippines Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Proof of Notice of the Mgmt N/A N/A N/A Meeting and Existence of a Quorum 2 Approve Minutes of Mgmt For For For Previous Meeting Held on April 18, 2012 3 Approve Annual Report Mgmt For For For and Financial Statements 4.1 Elect John L. Gokongwei Mgmt For For For Jr. as a Director 4.2 Elect James L. Go as a Mgmt For For For Director 4.3 Elect Lance Y. Mgmt For For For Gokongwei as a Director 4.4 Elect Frederick D. Go Mgmt For For For as a Director 4.5 Elect Patrick Henry C. Mgmt For For For Go as a Director 4.6 Elect Johnson Robert G. Mgmt For For For Go as a Director 4.7 Elect Robina Y. Mgmt For For For Gokongwei-Pe as a Director 4.8 Elect Artemio V. Mgmt For For For Panganiban as a Director 4.9 Elect Robert F. de Mgmt For For For Ocampo as a Director 4.10 Elect Emmanuel C. Rojas Mgmt For For For Jr. as a Director 5 Appoint Auditors Mgmt For For For 6 Ratify All Acts of the Mgmt For For For Board of Directors and Management Since Last Annual Meeting ________________________________________________________________________________ Rohto Pharmaceutical Co. Ltd. Ticker Security ID: Meeting Date Meeting Status 4527 CINS J65371106 06/21/2013 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Yamada, Mgmt For For For Kunio 1.2 Elect Director Yoshino, Mgmt For For For Toshiaki 1.3 Elect Director Yoshida, Mgmt For For For Akiyoshi 1.4 Elect Director Kimura, Mgmt For For For Masanori 1.5 Elect Director Kambara, Mgmt For For For Yoichi 1.6 Elect Director Mgmt For For For Kunisaki, Shinichi 1.7 Elect Director Mgmt For For For Masumoto, Takeshi 1.8 Elect Director Saito, Mgmt For For For Masaya 1.9 Elect Director Yamada, Mgmt For For For Yasuhiro 1.10 Elect Director Kanai, Mgmt For For For Toshihiro ________________________________________________________________________________ Rotork plc Ticker Security ID: Meeting Date Meeting Status ROR CINS G76717126 04/26/2013 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accept Financial Mgmt For For For Statements and Statutory Reports 2 Approve Final Dividend Mgmt For For For 3 Re-elect Ian King as Mgmt For For For Director 4 Re-elect Peter France Mgmt For For For as Director 5 Re-elect Jonathan Davis Mgmt For For For as Director 6 Re-elect Bob Arnold as Mgmt For For For Director 7 Re-elect Graham Ogden Mgmt For For For as Director 8 Re-elect John Nicholas Mgmt For For For as Director 9 Re-elect Roger Lockwood Mgmt For For For as Director 10 Re-elect Gary Bullard Mgmt For For For as Director 11 Elect Sally James as Mgmt For For For Director 12 Reappoint KPMG Audit Mgmt For For For plc as Auditors 13 Authorise Board to Fix Mgmt For For For Remuneration of Auditors 14 Approve Remuneration Mgmt For For For Report 15 Authorise Issue of Mgmt For For For Equity with Pre-emptive Rights 16 Authorise Issue of Mgmt For For For Equity without Pre-emptive Rights 17 Authorise Market Mgmt For For For Purchase of Ordinary Shares 18 Authorise Market Mgmt For For For Purchase of Preference Shares 19 Authorise the Company Mgmt For For For to Call EGM with Two Weeks' Notice 20 Approve Sharesave Scheme Mgmt For For For ________________________________________________________________________________ Royal Imtech NV Ticker Security ID: Meeting Date Meeting Status IM CINS N7635T109 12/10/2012 Voted Meeting Type Country of Trade Special Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Open Meeting Mgmt N/A N/A N/A 2 Elect G. van de Aast to Mgmt For For For Executive Board 3 Amend Equity Incentive Mgmt For For For Plan 4 Allow Questions Mgmt N/A N/A N/A ________________________________________________________________________________ Sartorius Stedim Biotech Ticker Security ID: Meeting Date Meeting Status DIM CINS F8005V111 04/16/2013 Voted Meeting Type Country of Trade Annual/Special France Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approve Financial Mgmt For For For Statements, Consolidated Financial Statements, and Discharge Directors 2 Approve Allocation of Mgmt For For For Income and Dividends of EUR 1.10 per Share 3 Approve Auditors' Mgmt For For For Special Report on Related-Party Transactions 4 Approve Remuneration of Mgmt For Against Against Directors in the Aggregate Amount of EUR 163,000 5 Approve Method of Mgmt For For For Calculation for Directors Remuneration 6 Reelect Joachim Mgmt For Against Against Kreuzburg as Director 7 Reelect Volker Niebel Mgmt For Against Against as Director 8 Reelect Reinhard Vogt Mgmt For Against Against as Director 9 Reelect Arnold Picot as Mgmt For Against Against Director 10 Reelect Bernard Mgmt For Against Against Lemaitre as Director 11 Reelect Liliane de Mgmt For Against Against Lassus as Director 12 Reelect Henri Riey as Mgmt For For For Director 13 Approve Partial Spin Mgmt For For For Off Agreement from Sartorius Stedim Biotech to Sartorius Stedim FMT 14 Acknowledge Completion Mgmt For For For of Partial Spin Off Agreement 15 Authorize Filing of Mgmt For For For Required Documents/Other Formalities ________________________________________________________________________________ Schibsted ASA Ticker Security ID: Meeting Date Meeting Status SCH CINS R75677105 04/30/2013 Take No Action Meeting Type Country of Trade Annual Norway Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Chairman of Mgmt For TNA N/A Meeting 2 Approve Notice of Mgmt For TNA N/A Meeting and Agenda 3 Designate Inspector(s) Mgmt For TNA N/A of Minutes of Meeting 4 Approve Financial Mgmt For TNA N/A Statements and Statutory Reports; Approve Board's Report 5 Approve Allocation of Mgmt For TNA N/A Income and Dividends of NOK 3.50 per Share 6 Approve Remuneration of Mgmt For TNA N/A Auditors for 2012 7 Authorize Share Mgmt For TNA N/A Repurchase Program and Reissuance of Repurchased Shares 8 Receive Report from Mgmt N/A TNA N/A Nominating Committee 9 Approve Remuneration Mgmt For TNA N/A Policy And Other Terms of Employment For Executive Management 10 Elect Directors Mgmt For TNA N/A 11 Approve Remuneration of Mgmt For TNA N/A Directors in the Amount of NOK 755,000 for the Chairman and NOK 325,000 for Other Members; Approve Remuneration for Committee Work; Approve Meeting Fees 12 Approve Remuneration of Mgmt For TNA N/A Nominating Committee 13 Grant Power of Attorney Mgmt For TNA N/A to Board Pursuant to Article 7 ________________________________________________________________________________ Schoeller-Bleckmann Oilfield Equipment AG Ticker Security ID: Meeting Date Meeting Status SBO CINS A7362J104 04/25/2013 Voted Meeting Type Country of Trade Annual Austria Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Receive Financial Mgmt N/A N/A N/A Statements and Statutory Reports (Non-Voting) 2 Approve Allocation of Mgmt For For For Income 3 Approve Discharge of Mgmt For For For Management Board 4 Approve Discharge of Mgmt For For For Supervisory Board 5 Ratify Auditors Mgmt For For For 6 Approve Remuneration of Mgmt For For For Supervisory Board Members 7 Elect Supervisory Board Mgmt For Against Against Member ________________________________________________________________________________ Ship Healthcare Holdings Inc Ticker Security ID: Meeting Date Meeting Status 3360 CINS J7T445100 06/27/2013 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approve Allocation of Mgmt For For For Income, with a Final Dividend of JPY 45 2.1 Elect Director Mgmt For For For Furukawa, Kunihisa 2.2 Elect Director Ogawa, Mgmt For For For Hirotaka 2.3 Elect Director Masuda, Mgmt For For For Jun 2.4 Elect Director Ohashi, Mgmt For For For Futoshi 2.5 Elect Director Okimoto, Mgmt For For For Koichi 2.6 Elect Director Mgmt For For For Kobayashi, Hiroyuki 2.7 Elect Director Mgmt For For For Yokoyama, Hiroshi 2.8 Elect Director Mgmt For For For Hosokawa, Kenji 2.9 Elect Director Mgmt For For For Yamamoto, Hiroshi 2.10 Elect Director Wada, Mgmt For For For Yoshiaki 3.1 Appoint Statutory Mgmt For Against Against Auditor Iwamoto, Hiroshi 3.2 Appoint Statutory Mgmt For Against Against Auditor Nakao, Hidemitsu 3.3 Appoint Statutory Mgmt For For For Auditor Mizuno, Masaya 3.4 Appoint Statutory Mgmt For For For Auditor Oyama, Hiroyasu 4 Appoint Alternate Mgmt For For For Statutory Auditor Hayashi, Hiroshi ________________________________________________________________________________ Simcorp A/S Ticker Security ID: Meeting Date Meeting Status SIM CINS K8851Q111 03/21/2013 Take No Action Meeting Type Country of Trade Annual Denmark Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Receive Report of Board Mgmt N/A TNA N/A 2 Approve Financial Mgmt For TNA N/A Statements and Statutory Reports 3 Approve Allocation of Mgmt For TNA N/A Income 4.1 Reelect Jesper Mgmt For TNA N/A Brandgaard as Chairman 4.2 Reelect Peter Schutze Mgmt For TNA N/A as Deputy Chairman 4.3 Reelect Herve Couturier Mgmt For TNA N/A as Director 4.4 Reelect Simon Jeffreys Mgmt For TNA N/A as Director 5 Ratify KPMG as Auditors Mgmt For TNA N/A 6.1 Approve DKK 1.5 Million Mgmt For TNA N/A Reduction in Share Capital via Share Cancellation; Amend Articles of Association Accordingly 6.2 Approve Issuance of Up Mgmt For TNA N/A to 5 Million Shares without Preemptive Rights; Amend Articles of Association Accordingly 6.3 Approve Amended Mgmt For TNA N/A Guidelines for Remuneration and Incentive-Based Compensation for Employees, Executive Management and Board of Directors 6.4 Approve Cash Mgmt For TNA N/A Remuneration of Directors in the Aggregate Amount of DKK 1.6 Million; Approve Allotment of Shares 6.5 Authorize Share Mgmt For TNA N/A Repurchase Program 7 Other Business Mgmt N/A TNA N/A ________________________________________________________________________________ Simcorp A/S Ticker Security ID: Meeting Date Meeting Status SIM CINS K8851Q111 04/17/2013 Voted Meeting Type Country of Trade Special Denmark Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Approve DKK 1.5 Million Mgmt For For For Reduction in Share Capital via Share Cancellation 1.2 Approve Creation of DKK Mgmt For For For 5 Million Pool of Capital without Preemptive Rights 2 Other Business Mgmt N/A N/A N/A ________________________________________________________________________________ Sintokogio Ltd. Ticker Security ID: Meeting Date Meeting Status 6339 CINS J75562108 06/26/2013 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Mgmt For Against Against Hirayama, Masayuki 1.2 Elect Director Nagai, Mgmt For Against Against Atsushi 1.3 Elect Director Kawai, Mgmt For For For Etsuzo 1.4 Elect Director Hirai, Mgmt For For For Shuuji 1.5 Elect Director Mgmt For For For Uratsuji, Ikuhisa 1.6 Elect Director Mgmt For For For Hirofuji, Fumiaki 1.7 Elect Director Izawa, Mgmt For For For Moriyasu 1.8 Elect Director Niinomi, Mgmt For For For Akiyoshi 1.9 Elect Director Mgmt For For For Takahashi, Shinji 2 Approve Annual Bonus Mgmt For For For Payment to Directors ________________________________________________________________________________ Spirax-Sarco Engineering plc Ticker Security ID: Meeting Date Meeting Status SPX CINS G83561103 05/09/2013 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accept Financial Mgmt For For For Statements and Statutory Reports 2 Approve Remuneration Mgmt For For For Report 3 Approve Final Dividend Mgmt For For For 4 Reappoint KPMG Audit Mgmt For For For plc as Auditors 5 Authorise Board to Fix Mgmt For For For Remuneration of Auditors 6 Re-elect Bill Whiteley Mgmt For For For as Director 7 Re-elect Mark Vernon as Mgmt For For For Director 8 Re-elect Gareth Bullock Mgmt For For For as Director 9 Re-elect David Meredith Mgmt For For For as Director 10 Re-elect Dr Mgmt For For For Krishnamurthy Rajagopal as Director 11 Elect Dr Trudy Mgmt For For For Schoolenberg as Director 12 Re-elect Clive Watson Mgmt For For For as Director 13 Re-elect Neil Daws as Mgmt For For For Director 14 Re-elect Nick Anderson Mgmt For For For as Director 15 Re-elect Jay Whalen as Mgmt For For For Director 16 Authorise Issue of Mgmt For For For Equity with Pre-emptive Rights 17 Approve Scrip Dividend Mgmt For For For 18 Approve Special Mgmt For For For Dividend and Share Consolidation 19 Authorise Issue of Mgmt For For For Equity without Pre-emptive Rights 20 Authorise Market Mgmt For For For Purchase of Ordinary Shares 21 Authorise the Company Mgmt For For For to Call EGM with Two Weeks' Notice ________________________________________________________________________________ Sunny Optical Technology Group Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 02382 CINS G8586D109 05/10/2013 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accept Financial Mgmt For For For Statements and Statutory Reports 2 Declare Final Dividend Mgmt For For For 3.1 Elect Sun Yang as Mgmt For For For Director 3.2 Elect Chu Peng Fei Mgmt For For For Richard as Director 3.3 Elect Liu Xu as Director Mgmt For For For 3.4 Authorize Board to Fix Mgmt For For For Directors' Remuneration 4 Reappoint Deloitte Mgmt For For For Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Mgmt For Against Against Equity or Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Mgmt For For For Up to 10 Percent of Issued Share Capital 7 Authorize Reissuance of Mgmt For Against Against Repurchased Shares ________________________________________________________________________________ Suruga Bank Ltd. Ticker Security ID: Meeting Date Meeting Status 8358 CINS J78400108 06/25/2013 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Okano, Mgmt For For For Mitsuyoshi 1.2 Elect Director Okano, Mgmt For For For Kinosuke 1.3 Elect Director Shirai, Mgmt For For For Toshihiko 1.4 Elect Director Mgmt For For For Mochizuki, Kazuya 1.5 Elect Director Mgmt For For For Uchiyama, Yoshiro 1.6 Elect Director Haibara, Mgmt For For For Toshiyuki 1.7 Elect Director Yagi, Mgmt For For For Takeshi 1.8 Elect Director Yahagi, Mgmt For For For Tsuneo 1.9 Elect Director Naruke, Mgmt For For For Makoto 1.10 Elect Director Ando, Mgmt For For For Yoshinori ________________________________________________________________________________ Tadano Ltd. Ticker Security ID: Meeting Date Meeting Status 6395 CINS J79002101 06/25/2013 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approve Allocation of Mgmt For For For Income, with a Final Dividend of JPY 7 2.1 Elect Director Tadano, Mgmt For For For Koichi 2.2 Elect Director Suzuki, Mgmt For For For Tadashi 2.3 Elect Director Okuyama, Mgmt For For For Tamaki 2.4 Elect Director Nishi, Mgmt For For For Yoichiro 2.5 Elect Director Ito, Mgmt For For For Nobuhiko 2.6 Elect Director Yoshida, Mgmt For For For Yasuyuki ________________________________________________________________________________ Taiheiyo Cement Corp. Ticker Security ID: Meeting Date Meeting Status 5233 CINS J7923L110 06/27/2013 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approve Allocation of Mgmt For For For Income, with a Final Dividend of JPY 2 2.1 Elect Director Tokuue, Mgmt For Against Against Keiji 2.2 Elect Director Fukuda, Mgmt For Against Against Shuuji 2.3 Elect Director Mgmt For For For Kurasaki, Sho 2.4 Elect Director Ishii, Mgmt For For For Koji 2.5 Elect Director Ogawa, Mgmt For For For Kenji 2.6 Elect Director Minato, Mgmt For For For Takaki 2.7 Elect Director Mgmt For For For Kasamura, Hidehiko 2.8 Elect Director Kikuchi, Mgmt For For For Ken 2.9 Elect Director Mgmt For For For Kitabayashi, Yuuichi 2.10 Elect Director Mgmt For For For Matsushima, Shigeru 3 Appoint Statutory Mgmt For For For Auditor Kamimura, Kiyoshi ________________________________________________________________________________ Tatsuta Electric Wire & Cable Co. Ltd. Ticker Security ID: Meeting Date Meeting Status 5809 CINS J82098104 06/27/2013 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Kimura, Mgmt For Against Against Masanobu 1.2 Elect Director Mgmt For For For Hashimoto, Kazuhiro 1.3 Elect Director Mgmt For For For Kadowaki, Nobuyoshi 1.4 Elect Director Mimura, Mgmt For For For Koji 1.5 Elect Director Nakano, Mgmt For For For Shinichiro 1.6 Elect Director Mgmt For For For Nishikawa, Kiyoaki 1.7 Elect Director Shibata, Mgmt For For For Tetsuya 1.8 Elect Director Danjo, Mgmt For For For Yoshio 1.9 Elect Director Mgmt For For For Takahashi, Yasuhiko 2 Appoint Statutory Mgmt For Against Against Auditor Tsuda, Tamon ________________________________________________________________________________ Tecnicas Reunidas S.A Ticker Security ID: Meeting Date Meeting Status TRE CINS E9055J108 06/25/2013 Voted Meeting Type Country of Trade Annual Spain Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approve Consolidated Mgmt For For For and Standalone Financial Statements 2 Approve Allocation of Mgmt For For For Income and Dividends 3 Approve Discharge of Mgmt For For For Board 4.1 Amend Article 7 Re: Mgmt For For For Form of Share 4.2 Amend Article 31 Re: Mgmt For For For Corporate Website 5 Appoint Auditors Mgmt For Against Against 6 Approve Company's Mgmt For For For Corporate Website 7 Authorize Share Mgmt For For For Repurchase Program 8 Approve Charitable Mgmt For For For Donations 9 Approve Remuneration of Mgmt For For For Directors 10 Authorize Board to Mgmt For For For Ratify and Execute Approved Resolutions 11 Advisory Vote on Mgmt For Against Against Remuneration Policy Report ________________________________________________________________________________ THK Co. Ltd. Ticker Security ID: Meeting Date Meeting Status 6481 CINS J83345108 06/15/2013 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approve Allocation of Mgmt For For For Income, with a Final Dividend of JPY 9 2 Amend Articles To Mgmt For For For Streamline Board Structure 3.1 Elect Director Mgmt For For For Teramachi, Akihiro 3.2 Elect Director Mgmt For For For Teramachi, Toshihiro 3.3 Elect Director Imano, Mgmt For For For Hiroshi 3.4 Elect Director Okubo, Mgmt For For For Takashi 3.5 Elect Director Mgmt For For For Hayashida, Tetsuya 3.6 Elect Director Mgmt For For For Kuwabara, Junichi 3.7 Elect Director Hoshino, Mgmt For For For Takanobu 3.8 Elect Director Maki, Mgmt For For For Nobuyuki 3.9 Elect Director Kiuchi, Mgmt For For For Hideyuki 3.10 Elect Director Sakai, Mgmt For For For Junichi 3.11 Elect Director Mgmt For For For Ishikawa, Hirokazu 3.12 Elect Director Mgmt For For For Shimomaki, Junji 3.13 Elect Director Hoshide, Mgmt For For For Kaoru 3.14 Elect Director Kambe, Mgmt For For For Akihiko 3.15 Elect Director Ito, Mgmt For For For Sakae 3.16 Elect Director Mgmt For For For Kainosho, Masaaki 4 Appoint Statutory Mgmt For For For Auditor Watanabe, Shizuo ________________________________________________________________________________ Tiangong International Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 00826 CINS G88831113 05/29/2013 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accept Financial Mgmt For For For Statements and Statutory Reports 2 Approve Final Dividend Mgmt For For For 3.1 Elect Zhu Xiaokun as Mgmt For For For Director 3.2 Elect Jiang Guangqing Mgmt For For For as Director 3.3 Elect Lee Cheuk Yin Mgmt For For For Dannis as Director 3.4 Elect Yin Shuming as Mgmt For For For Director 3.5 Authorize Board to Fix Mgmt For For For Remuneration of Directors 4 Reappoint KPMG as Mgmt For For For Auditors and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Mgmt For Against Against Equity or Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Mgmt For For For Up to 10 Percent of Issued Share Capital 7 Authorize Reissuance of Mgmt For Against Against Repurchased Shares ________________________________________________________________________________ Tokai Tokyo Financial Holdings Inc Ticker Security ID: Meeting Date Meeting Status 8616 CINS J8609T104 06/27/2013 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approve Allocation of Mgmt For For For Income, with a Final Dividend of JPY 12 2.1 Elect Director Ishida, Mgmt For For For Tateaki 2.2 Elect Director Maemura, Mgmt For For For Yoshimi 2.3 Elect Director Ohara, Mgmt For For For Kenzo 2.4 Elect Director Suzuki, Mgmt For For For Ikuo 2.5 Elect Director Morisue, Mgmt For For For Nobuhiro 2.6 Elect Director Mizuno, Mgmt For For For Ichiro 2.7 Elect Director Setta, Mgmt For For For Masato 3.1 Appoint Statutory Mgmt For For For Auditor Kashiwagi, Shigeo 3.2 Appoint Statutory Mgmt For Against Against Auditor Tanaka, Kazuyoshi 4 Approve Annual Bonus Mgmt For For For Payment to Directors 5 Approve Stock Option Mgmt For For For Plan 6 Approve Takeover Mgmt For Against Against Defense Plan (Poison Pill) ________________________________________________________________________________ Tongda Group Holdings Ltd. Ticker Security ID: Meeting Date Meeting Status 00698 CINS G8917X121 06/25/2013 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accept Financial Mgmt For For For Statements and Statutory Reports 2.1 Elect Wong Ah Yu as Mgmt For For For Director 2.2 Elect Wong Ah Yeung as Mgmt For For For Director 2.3 Elect Choi Wai Sang as Mgmt For For For Director 2.4 Authorize the Board to Mgmt For For For Fix Remuneration of Directors 3 Reappoint Auditors and Mgmt For For For Authorize Board to Fix Their Remuneration 4 Declare Final Dividend Mgmt For For For 5.1 Approve Issuance of Mgmt For Against Against Equity or Equity-Linked Securities without Preemptive Rights 5.2 Authorize Repurchase of Mgmt For For For Up to 10 Percent of Issued Share Capital 5.3 Authorize Reissuance of Mgmt For Against Against Repurchased Shares 5.4 Adopt New Share Option Mgmt For Against Against Scheme ________________________________________________________________________________ TopDanmark AS Ticker Security ID: Meeting Date Meeting Status TOP CINS K96213176 04/17/2013 Voted Meeting Type Country of Trade Annual Denmark Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Receive Report of Board Mgmt N/A N/A N/A 2 Receive Financial Mgmt N/A N/A N/A Statements and Statutory Reports 3 Approve Financial Mgmt For For For Statements and Statutory Report; Approve Allocation of Income 4.1 Elect Anders Friis as Mgmt For For For Director 4.2 Elect Jens Maaloe as Mgmt For For For Director 4.3 Elect Birgitte Nielsen Mgmt For For For as Director 4.4 Elect Michael Rasmussen Mgmt For For For as Director 4.5 Elect Annette Sadolin Mgmt For For For as Director 4.6 Elect Soren Sorensen as Mgmt For For For Director 5.1 Approve Issuance of Mgmt For For For Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of DKK 2.5 Million; Approve Creation of DKK 2.5 Million Pool of Capital without Preemptive Rights; Amend Articles Accordingly 5.2 Amend Articles Re: Mgmt For For For Comply with Legislation; Authorize Board to Make Changes 5.3 Approve DKK 12.5 Mgmt For For For Million Reduction in Share Capital via Share Cancellation 6 Ratify Deloitte as Mgmt For For For Auditors 7 Other Business Mgmt N/A N/A N/A ________________________________________________________________________________ Toshiba Plant Systems & Services Corp. Ticker Security ID: Meeting Date Meeting Status 1983 CINS J89795124 06/26/2013 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Sato, Mgmt For Against Against Kenji 1.2 Elect Director Izumi, Mgmt For For For Atsuhiko 1.3 Elect Director Mgmt For For For Toyozumi, Takahiro 1.4 Elect Director Haga, Mgmt For For For Shunichi 1.5 Elect Director Kishi, Mgmt For For For Tetsuya 1.6 Elect Director Saito, Mgmt For For For Yasuyuki 1.7 Elect Director Mgmt For For For Teshigawara, Masahiko 1.8 Elect Director Tanaka, Mgmt For For For Yoshikatsu 1.9 Elect Director Ishii, Mgmt For For For Junji 1.10 Elect Director Yoshida, Mgmt For For For Masaharu 1.11 Elect Director Usui, Mgmt For For For Kenji ________________________________________________________________________________ TS Tech Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 7313 CINS J9299N100 06/21/2013 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approve Allocation of Mgmt For For For Income, with a Final Dividend of JPY 20 2 Appoint Statutory Mgmt For For For Auditor Uzawa, Masao 3 Appoint Alternate Mgmt For For For Statutory Auditor Yamada, Hideo ________________________________________________________________________________ Tsuruha Holdings Inc Ticker Security ID: Meeting Date Meeting Status 3391 CINS J9348C105 08/09/2012 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Tatsuru Tsuruha Mgmt For Against Against 3 Elect Masashi Horikawa Mgmt For For For 4 Elect Teruaki Gotoh Mgmt For For For 5 Elect Hisaya Ogawa Mgmt For For For 6 Elect Masahiro Ohfune Mgmt For For For 7 Elect Keisei Aoki Mgmt For Against Against 8 Elect Hiroko Tsuruha Mgmt For For For 9 Elect Motoya Okada Mgmt For Against Against 10 Stock Option Plan Mgmt For Against Against ________________________________________________________________________________ Unique Engineering and Construction Public Company Ltd Ticker Security ID: Meeting Date Meeting Status UNIQ CINS Y9105S106 04/05/2013 Voted Meeting Type Country of Trade Annual Thailand Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approve Minutes of Mgmt For For For Previous Meeting 2 Approve Operating Mgmt For For For Results 3 Acknowledge Directors' Mgmt For For For Report 4 Accept Financial Mgmt For For For Statements 5 Approve Allocation of Mgmt For For For Income and Dividend of THB 0.06 Per Share 6.1 Elect Natee Mgmt For For For Panichcheewa as Director 6.2 Elect Warinthara Mgmt For For For Wongsongcha as Director 6.3 Elect Samrieng Mgmt For For For Mekkriengkrai as Director 6.4 Approve Remuneration of Mgmt For For For Directors 7 Approve Baker Tilly Mgmt For For For Audit and Advisory Services (Thailand) Ltd. as Auditors and Authorize Board to Fix Their Remuneration 8 Other Business Mgmt For Against Against ________________________________________________________________________________ Unique Engineering and Construction Public Company Ltd Ticker Security ID: Meeting Date Meeting Status UNIQ CINS Y9105S106 05/09/2013 Voted Meeting Type Country of Trade Special Thailand Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approve Minutes of Mgmt For For For Previous Meeting 2 Increase Registered Mgmt For Against Against Capital and Amend Memorandum of Association to Reflect Increase in Registered Capital 3 Approve Allocation of Mgmt For Against Against New Ordinary Shares 4 Approve Additional Mgmt For For For Objectives and Amend Memorandum of Association to Reflect Additional Objectives 5 Other Business Mgmt For Against Against ________________________________________________________________________________ Unit 4 NV Ticker Security ID: Meeting Date Meeting Status UNT CINS N9028G116 05/22/2013 Voted Meeting Type Country of Trade Annual Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Open Meeting Mgmt N/A N/A N/A 2 Receive Announcements Mgmt N/A N/A N/A (non-voting) 3 Receive Report of Mgmt N/A N/A N/A Management Board and Supervisory Board 4 Adopt Financial Mgmt For For For Statements 5 Approve Discharge of Mgmt For For For Management Board 6 Approve Discharge of Mgmt For For For Supervisory Board 7 Approve Allocation of Mgmt For For For Income and Dividends of EUR 0.45 per Share 8.1 Announce Resignation of Mgmt N/A N/A N/A J.A. Vunderink as a Board Member (Non-contentious) 8.2 Elect N.S. Beckett to Mgmt For For For Supervisory Board 8.3 Reelect R.A. Ruijter to Mgmt For For For Supervisory Board 9 Discussion on Company's Mgmt N/A N/A N/A Corporate Governance Structure 10 Authorize Repurchase of Mgmt For For For Up to 10 Percent of Issued Share Capital 11.1 Grant Board Authority Mgmt For Against Against to Issue Preference Shares Up To 100 Percent of Issued Capital and Restricting/Excluding Preemptive Rights 11.2 Grant Board Authority Mgmt For Against Against to Issue Shares Up To 20 Percent of Issued Capital and Restricting/Excluding Preemptive Rights 12 Other Business Mgmt N/A N/A N/A (Non-Voting) 13 Close Meeting Mgmt N/A N/A N/A ________________________________________________________________________________ United Internet AG Ticker Security ID: Meeting Date Meeting Status UTDI CINS D8542B125 05/23/2013 Take No Action Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Receive Financial Mgmt N/A TNA N/A Statements and Statutory Reports for Fiscal 2012 (Non-Voting) 2 Approve Allocation of Mgmt For TNA N/A Income and Dividends of EUR 0.30 per Share 3 Approve Discharge of Mgmt For TNA N/A Management Board for Fiscal 2012 4 Approve Discharge of Mgmt For TNA N/A Supervisory Board for Fiscal 2012 5 Ratify Ernst & Young as Mgmt For TNA N/A Auditors for Fiscal 2013 6 Authorize Share Mgmt For TNA N/A Repurchase Program and Reissuance or Cancellation of Repurchased Shares 7 Approve Affiliation Mgmt For TNA N/A Agreements with 1&1 Telecom Service Holding Montabaur GmbH ________________________________________________________________________________ Vacon OYJ Ticker Security ID: Meeting Date Meeting Status VAC1V CINS X9582Y106 03/26/2013 Voted Meeting Type Country of Trade Annual Finland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Open Meeting Mgmt N/A N/A N/A 2 Call the Meeting to Mgmt N/A N/A N/A Order 3 Designate Inspector or Mgmt For For For Shareholder Representative(s) of Minutes of Meeting 4 Acknowledge Proper Mgmt For For For Convening of Meeting 5 Prepare and Approve Mgmt For For For List of Shareholders 6 Receive Financial Mgmt N/A N/A N/A Statements and Statutory Reports 7 Accept Financial Mgmt For For For Statements and Statutory Reports 8 Approve Allocation of Mgmt For For For Income and Dividends of EUR 1.10 Per Share 9 Approve Discharge of Mgmt For For For Board and President 10 Approve Remuneration of Mgmt For For For Directors in the Amount of EUR 1,500 per Month as a Basic Fee and an Additional Fee of Maximum EUR 3,000 per Month; Approve Additional Compensation for Chairman; Approve Attendance Fees for Board and Committee Work 11 Fix Number of Directors Mgmt For For For at Seven 12 Reelect Pekka Ahlqvist, Mgmt For For For Jari Eklund, Jan Inborr, Juha Kytola, Panu Routila, Mika Vehvilainen, and Riita Viitala as Directors 13 Approve Remuneration of Mgmt For For For Auditors 14 Set Number of Auditors Mgmt For For For at One; Ratify PricewaterhouseCoopers as Auditors 15 Authorize Repurchase of Mgmt For For For up to 1.4 Million Issued Shares 16 Approve Issuance of up Mgmt For For For to 1.53 Million Shares without Preemptive Rights 17 Authorize Board to Mgmt For For For Decide on Donation of up to EUR 30,000 18 Close Meeting Mgmt N/A N/A N/A ________________________________________________________________________________ Victrex plc Ticker Security ID: Meeting Date Meeting Status VCT CINS G9358Y107 02/05/2013 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approve Remuneration Mgmt For For For Report 2 Accept Financial Mgmt For For For Statements and Statutory Reports 3 Approve Final Dividend Mgmt For For For 4 Elect Tim Cooper as Mgmt For For For Director 5 Re-elect Anita Frew as Mgmt For For For Director 6 Re-elect Giles Kerr as Mgmt For For For Director 7 Re-elect Patrick De Mgmt For For For Smedt as Director 8 Re-elect Lawrence Pentz Mgmt For For For as Director 9 Re-elect Pamela Kirby Mgmt For For For as Director 10 Re-elect David Hummel Mgmt For For For as Director 11 Re-elect Steve Barrow Mgmt For For For as Director 12 Reappoint KPMG Audit Mgmt For For For plc as Auditors and Authorise Their Remuneration 13 Authorise Issue of Mgmt For For For Equity with Pre-emptive Rights 14 Approve Renewal of Mgmt For For For All-Employee Share Ownership Scheme 15 Authorise Issue of Mgmt For For For Equity without Pre-emptive Rights 16 Authorise Market Mgmt For For For Purchase of Ordinary Shares 17 Authorise the Company Mgmt For For For to Call EGM with Two Weeks' Notice ________________________________________________________________________________ Virbac Ticker Security ID: Meeting Date Meeting Status VIRP CINS F97900116 06/17/2013 Voted Meeting Type Country of Trade Annual/Special France Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approve Financial Mgmt For For For Statements and Discharge Management Board Members 2 Approve Consolidated Mgmt For For For Financial Statements and Statutory Reports 3 Approve Allocation of Mgmt For For For Income and Dividends of EUR 1.90 per Share 4 Approve Auditors' Mgmt For For For Special Report on Related-Party Transactions 5 Reelect Marie-Helene Mgmt For For For Dick Madelpuech as Supervisory Board Member 6 Reelect Jeanine Dick as Mgmt For For For Supervisory Board Member 7 Reelect Philippe Capron Mgmt For For For as Supervisory Board Member 8 Reelect Asergi as Mgmt For For For Supervisory Board Member 9 Reelect XYC as Mgmt For For For Supervisory Board Member 10 Approve Remuneration of Mgmt For Against Against Supervisory Board Members in the Aggregate Amount of EUR 140,000 11 Authorize Repurchase of Mgmt For For For Up to 10 Percent of Issued Share Capital 12 Authorize Decrease in Mgmt For For For Share Capital via Cancellation of Repurchased Shares 13 Amend Article 17 of Mgmt For Against Against Bylaws Re: Censor 14 Amend Article 18 of Mgmt For Against Against Bylaws to Comply with New Legislation 15 Authorize Filing of Mgmt For For For Required Documents/Other Formalities ________________________________________________________________________________ VTech Holdings Limited Ticker Security ID: Meeting Date Meeting Status 0303 CINS G9400S132 07/13/2012 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Elect Allan WONG Chi Yun Mgmt For For For 6 Elect William FUNG Kwok Mgmt For Against Against Lun 7 Elect Denis Morgie HO Mgmt For Against Against Pak Cho 8 Directors' Fees Mgmt For For For 9 Appointment of Auditor Mgmt For For For and Authority to Set Fees 10 Authority to Repurchase Mgmt For For For Shares 11 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 12 Authority to Issue Mgmt For Against Against Repurchased Shares ________________________________________________________________________________ Wallenstam AB Ticker Security ID: Meeting Date Meeting Status WALL B CINS W9898E134 04/23/2013 Voted Meeting Type Country of Trade Annual Sweden Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Open Meeting Mgmt N/A N/A N/A 2 Elect Chairman of Mgmt For For For Meeting 3 Prepare and Approve Mgmt For For For List of Shareholders 4 Approve Agenda of Mgmt For For For Meeting 5 Designate Inspector(s) Mgmt For For For of Minutes of Meeting 6 Acknowledge Proper Mgmt For For For Convening of Meeting 7 Receive Board Mgmt N/A N/A N/A Chairman's and President's Report 8 Receive Financial Mgmt N/A N/A N/A Statements and Statutory Reports (Non-Voting) 9 Approve Financial Mgmt For For For Statements and Statutory Reports 10 Approve Allocation of Mgmt For For For Income and Dividends of SEK 1.25 per Share 11 Approve Discharge of Mgmt For For For Board and President 12 Receive Report from Mgmt N/A N/A N/A Nominating Committee's Work 13 Determine Number of Mgmt For For For Members (5) and Deputy Members of Board (0); Determine Number of Auditors (1) and Deputy Auditors (1) 14 Approve Remuneration of Mgmt For For For Directors in the Amount of SEK 630,000 for the Chairman, SEK 230,000 for the Vice Chairman, and SEK130,000 for Other Members; Approve Remuneration of Auditors 15 Reelect Christer Mgmt For For For Villard (Chairman), Ulrica Messing, Agneta Wallenstam, Erik Asbrink, and Anders Berntsson as Directors 16 Ratify Deloitte as Mgmt For For For Auditors 17 Elect Christer Villard, Mgmt For For For Hans Wallenstam, Lars-Ake Bokenberger and Dick Brenner (Chairman) as Members of Nominating Committee 18 Approve Remuneration Mgmt For For For Policy And Other Terms of Employment For Executive Management 19 Approve SEK 2 Million Mgmt For For For Reduction In Class B Shares via Share Cancellation 20 Authorize Share Mgmt For For For Repurchase Program 21 Authorize Reissuance of Mgmt For For For Repurchased Shares without Preemptive Rights 22 Close Meeting Mgmt N/A N/A N/A ________________________________________________________________________________ Wirecard AG Ticker Security ID: Meeting Date Meeting Status WDI CINS D22359133 06/20/2013 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Receive Financial Mgmt N/A N/A N/A Statements and Statutory Reports for Fiscal 2012 (Non-Voting) 2 Approve Allocation of Mgmt For For For Income and Dividends of EUR 0.11 per Share 3 Approve Discharge of Mgmt For For For Management Board for Fiscal 2012 4 Approve Discharge of Mgmt For For For Supervisory Board for Fiscal 2012 5 Ratify Ernst & Young as Mgmt For For For Auditors for Fiscal 2013 ________________________________________________________________________________ Yoox S.p.A. Ticker Security ID: Meeting Date Meeting Status YOOX CINS T9846S106 04/19/2013 Voted Meeting Type Country of Trade Annual/Special Italy Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approve Financial Mgmt For For For Statements, Statutory Reports, and Allocation of Income 2 Approve Remuneration Mgmt For Against Against Report 3 Authorize Share Mgmt For For For Repurchase Program and Reissuance of Repurchased Shares ________________________________________________________________________________ Yoox S.p.A. Ticker Security ID: Meeting Date Meeting Status YOOX CINS T9846S106 04/19/2013 Voted Meeting Type Country of Trade Annual/Special Italy Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Amend Company Bylaws Mgmt For For For Re: Articles 5, 7, 8, 14, and 26 Item 1: Proxy Voting Record - Item1 Proxy Voting Record - Registrant : Allianz Funds Multi-Strategy Trust Fund Name : AllianzGI Micro Cap Fund (formerly, Allianz AGIC Micro Cap Fund) ________________________________________________________________________________ 8x8, Inc. Ticker Security ID: Meeting Date Meeting Status EGHT CUSIP 282914100 07/24/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Guy Hecker, Jr. Mgmt For For For 1.2 Elect Bryan Martin Mgmt For For For 1.3 Elect Mansour Salame Mgmt For Withhold Against 1.4 Elect Eric Salzman Mgmt For For For 1.5 Elect Vikram Verma Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2012 Equity Incentive Mgmt For Against Against Plan 4 Increase of Authorized Mgmt For Against Against Common Stock ________________________________________________________________________________ Acadia Pharmaceuticals, Inc. Ticker Security ID: Meeting Date Meeting Status ACAD CUSIP 004225108 06/07/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Laura Brege Mgmt For For For 1.2 Elect Leslie L. Iversen Mgmt For For For 1.3 Elect William M. Wells Mgmt For For For 2 Amendment to the 2010 Mgmt For For For Equity Incentive Plan 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Accelrys, Inc. Ticker Security ID: Meeting Date Meeting Status ACCL CUSIP 00430U103 05/30/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Chris van Ingen Mgmt For Abstain Against 2 Ratification of Auditor Mgmt For Against Against 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Aceto Corporation Ticker Security ID: Meeting Date Meeting Status ACET CUSIP 004446100 12/06/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Albert Eilender Mgmt For For For 1.2 Elect Robert Wiesen Mgmt For Withhold Against 1.3 Elect Hans Noetzli Mgmt For For For 1.4 Elect William Britton Mgmt For For For 1.5 Elect Richard Randall Mgmt For Withhold Against 1.6 Elect Salvatore Guccione Mgmt For For For 1.7 Elect Natasha Giordano Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Executive Performance Mgmt For For For Award Plan 4 Amendment to the 2010 Mgmt For For For Equity Participation Plan 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Actuate Corporation Ticker Security ID: Meeting Date Meeting Status BIRT CUSIP 00508B102 05/22/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Peter I. Cittadini Mgmt For For For 1.2 Elect Kenneth E. Mgmt For For For Marshall 1.3 Elect Nicholas C. Mgmt For For For Nierenberg 1.4 Elect Arthur C. Mgmt For For For Patterson 1.5 Elect Steven D. Whiteman Mgmt For For For 1.6 Elect Raymond L. Mgmt For For For Ocampo, Jr. 1.7 Elect Timothy B. Yeaton Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Aegean Marine Petroleum Network, Inc. Ticker Security ID: Meeting Date Meeting Status ANW CUSIP Y0017S102 05/16/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Yiannis N. Mgmt For For For Papanicolaou 1.2 Elect Konstantinos Mgmt For Withhold Against Koutsomitopoulos 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ AFC Enterprises, Inc. Ticker Security ID: Meeting Date Meeting Status AFCE CUSIP 00104Q107 05/22/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Krishnan Anand Mgmt For Withhold Against 1.2 Elect Victor Arias, Jr. Mgmt For For For 1.3 Elect Cheryl A. Mgmt For For For Bachelder 1.4 Elect Carolyn Hogan Byrd Mgmt For For For 1.5 Elect John M. Cranor, Mgmt For For For III 1.6 Elect R. William Ide, Mgmt For For For III 1.7 Elect Kelvin J. Mgmt For For For Pennington 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Albany Molecular Research, Inc. Ticker Security ID: Meeting Date Meeting Status AMRI CUSIP 012423109 06/05/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Veronica G. H. Mgmt For Withhold Against Jordan 1.2 Elect Thomas E. D'Ambra Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 1998 Mgmt For For For Employee Stock Purchase Plan 4 Amendment to the 2008 Mgmt For For For Stock Option and Incentive Plan 5 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Allot Communications Ltd. Ticker Security ID: Meeting Date Meeting Status ALLT CUSIP M0854Q105 09/12/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Rami Hadar Mgmt For For For 2 Elect Yigal Jacoby Mgmt For For For 3 Election of External Mgmt For For For Director Nurit Benjamini 4 Cash Compensation of Mgmt For For For Non-Employee Directors 5 Stock Option Plan Mgmt For For For Grants to Non-Employee Directors 6 Amendment to the 2006 Mgmt For For For Incentive Compensation Plan to Incorporate an Automatic Option Grant Program for Non-Employee Directors 7 Remuneration of Mgmt For For For External Directors 8 Remuneration of Mgmt For For For External Directors in the Minimum Amount Allowed by Israeli Law 9 Equity Grants to Mgmt For For For External Directors 10 Amendment to the 2006 Mgmt For For For Incentive Compensation Plan to Incorporate an Automatic Option Grant Program for External Directors 11 CEO Salary Increase Mgmt For For For 12 Bonus to President and Mgmt For For For CEO who is a Director 13 2006 Incentive Mgmt For For For Compensation Plan Grants to President and CEO who is a Director 14 Amendments to Articles Mgmt For For For Regarding Indemnification of Directors 15 Amendment to Mgmt For For For Indemnification of Directors 16 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ America's Car-Mart, Inc. Ticker Security ID: Meeting Date Meeting Status CRMT CUSIP 03062T105 09/14/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Daniel Englander Mgmt For For For 1.2 Elect William Henderson Mgmt For For For 1.3 Elect William Sams Mgmt For For For 1.4 Elect John David Simmons Mgmt For For For 1.5 Elect Robert Smith Mgmt For For For 1.6 Elect Jeffrey Williams Mgmt For Withhold Against 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ American Railcar Industries, Inc. Ticker Security ID: Meeting Date Meeting Status ARII CUSIP 02916P103 06/04/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Carl C. Icahn Mgmt For For For 2 Elect James J. Unger Mgmt For Against Against 3 Elect James C. Pontious Mgmt For For For 4 Elect J. Mike Laisure Mgmt For For For 5 Elect Harold First Mgmt For Against Against 6 Elect Brett M. Icahn Mgmt For For For 7 Elect Hunter Gary Mgmt For Against Against 8 Elect SungHwan Cho Mgmt For For For 9 Elect Daniel A. Mgmt For Against Against Ninivaggi 10 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ American Vanguard Corporation Ticker Security ID: Meeting Date Meeting Status AVD CUSIP 030371108 06/05/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Lawrence S. Clark Mgmt For For For 1.2 Elect Debra F. Edwards Mgmt For For For 1.3 Elect Alfred F. Ingulli Mgmt For For For 1.4 Elect John L. Killmer Mgmt For For For 1.5 Elect Carl R. Soderlind Mgmt For For For 1.6 Elect Irving J. Thau Mgmt For For For 1.7 Elect Eric G. Wintemute Mgmt For For For 1.8 Elect Esmail Zirakparvar Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Amendment to the 1994 Mgmt For For For Stock Incentive Plan ________________________________________________________________________________ Amerigon Inc. Ticker Security ID: Meeting Date Meeting Status THRM CUSIP 03070L300 09/05/2012 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Company Name Change Mgmt For For For ________________________________________________________________________________ AMN Healthcare Services, Inc. Ticker Security ID: Meeting Date Meeting Status AHS CUSIP 001744101 04/24/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Mark G. Foletta Mgmt For For For 2 Elect R. Jeffrey Harris Mgmt For For For 3 Elect Michael M.E. Johns Mgmt For For For 4 Elect Martha H. Marsh Mgmt For For For 5 Elect Susan R. Salka Mgmt For For For 6 Elect Andrew M. Stern Mgmt For For For 7 Elect Paul E. Weaver Mgmt For For For 8 Elect Douglas D. Wheat Mgmt For For For 9 Advisory Vote on Mgmt For For For Executive Compensation 10 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Anika Therapeutics, Inc. Ticker Security ID: Meeting Date Meeting Status ANIK CUSIP 035255108 06/18/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Raymond J. Land Mgmt For For For 1.2 Elect John C. Moran Mgmt For For For 2 Amendment to the 2003 Mgmt For For For Stock Option and Incentive Plan 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For Against Against Executive Compensation ________________________________________________________________________________ Antares Pharma, Inc. Ticker Security ID: Meeting Date Meeting Status ATRS CUSIP 036642106 05/22/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Thomas J. Garrity Mgmt For For For 1.2 Elect Jacques Gonella Mgmt For For For 1.3 Elect Marvin Samson Mgmt For For For 2 Amendment to the 2008 Mgmt For For For Equity Compensation Plan 3 Increase of Authorized Mgmt For For For Common Stock 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Arctic Cat Inc. Ticker Security ID: Meeting Date Meeting Status ACAT CUSIP 039670104 08/08/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Christopher Twomey Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Banner Corporation Ticker Security ID: Meeting Date Meeting Status BANR CUSIP 06652V208 04/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Robert D. Adams Mgmt For For For 1.2 Elect Connie R. Mgmt For For For Collingsworth 1.3 Elect Robert J. Lane Mgmt For For For 1.4 Elect Gary Sirmon Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 4 Ratification of Auditor Mgmt For For For 5 Amendment to the 2012 Mgmt For For For Restricted Stock and Incentive Bonus Plan ________________________________________________________________________________ Barrett Business Services, Inc. Ticker Security ID: Meeting Date Meeting Status BBSI CUSIP 068463108 05/29/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Thomas J. Carley Mgmt For For For 1.2 Elect Michael L. Elich Mgmt For For For 1.3 Elect James B. Hicks Mgmt For For For 1.4 Elect Rodger L. Johnson Mgmt For For For 1.5 Elect Jon L. Justesen Mgmt For For For 1.6 Elect Anthony Meeker Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Blucora Inc. Ticker Security ID: Meeting Date Meeting Status BCOR CUSIP 095229100 05/22/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Lance Dunn Mgmt For Withhold Against 1.2 Elect Steven Hooper Mgmt For For For 1.3 Elect David Chung Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Conversion of Debt Mgmt For For For Instruments ________________________________________________________________________________ BofI Holding, Inc. Ticker Security ID: Meeting Date Meeting Status BOFI CUSIP 05566U108 11/08/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jerry Englert Mgmt For For For 1.2 Elect Gregory Mgmt For For For Garrabrants 1.3 Elect Paul Grinberg Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Bottomline Technologies Inc. Ticker Security ID: Meeting Date Meeting Status EPAY CUSIP 101388106 01/17/2013 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Increase of Authorized Mgmt For For For Common Stock ________________________________________________________________________________ Bottomline Technologies Inc. Ticker Security ID: Meeting Date Meeting Status EPAY CUSIP 101388106 11/15/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Michael Curran Mgmt For For For 1.2 Elect Joseph Mullen Mgmt For For For 1.3 Elect James Zilinski Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Boulder Brands, Inc. Ticker Security ID: Meeting Date Meeting Status BDBD CUSIP 101405108 05/22/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Stephen B. Hughes Mgmt For For For 1.2 Elect James E. Lewis Mgmt For Withhold Against 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Builders FirstSource, Inc. Ticker Security ID: Meeting Date Meeting Status BLDR CUSIP 12008R107 05/22/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Daniel Agroskin Mgmt For For For 1.2 Elect Kevin J. Kruse Mgmt For For For 1.3 Elect Floyd F. Sherman Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ CAI International, Inc. Ticker Security ID: Meeting Date Meeting Status CAP CUSIP 12477X106 06/07/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Masaaki Nishibori Mgmt For For For 1.2 Elect David G Remington Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Callon Petroleum Company Ticker Security ID: Meeting Date Meeting Status CPE CUSIP 13123X102 05/16/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Larry D. McVay Mgmt For For For 1.2 Elect John C. Wallace Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Cambrex Corporation Ticker Security ID: Meeting Date Meeting Status CBM CUSIP 132011107 04/25/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Rosina B. Dixon Mgmt For For For 2 Elect Kathryn R. Mgmt For For For Harrigan 3 Elect Leon J. Hendrix, Mgmt For For For Jr. 4 Elect Ilan Kaufthal Mgmt For For For 5 Elect Steven M. Klosk Mgmt For For For 6 Elect William B. Korb Mgmt For For For 7 Elect John R. Miller Mgmt For For For 8 Elect Peter G. Tombros Mgmt For For For 9 Elect Shlomo Yanai Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Amendment to the 2009 Mgmt For For For Long Term Incentive Plan 12 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Cantel Medical Corp. Ticker Security ID: Meeting Date Meeting Status CMN CUSIP 138098108 01/11/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Charles Diker Mgmt For For For 1.2 Elect Alan Batkin Mgmt For For For 1.3 Elect Ann Berman Mgmt For For For 1.4 Elect Joseph Cohen Mgmt For For For 1.5 Elect Mark Diker Mgmt For For For 1.6 Elect George Fotiades Mgmt For For For 1.7 Elect Alan Hirschfield Mgmt For For For 1.8 Elect Andrew Krakauer Mgmt For For For 1.9 Elect Peter Pronovost Mgmt For For For 1.10 Elect Bruce Slovin Mgmt For For For 2 Increase of Authorized Mgmt For For For Common Stock 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Capital Senior Living Corporation Ticker Security ID: Meeting Date Meeting Status CSU CUSIP 140475104 05/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect James Moore Mgmt For For For 1.2 Elect Philip Brooks Mgmt For For For 1.3 Elect Ronald Malone Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Amendment to Mgmt For Against Against Shareholder Rights Plan 5 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ Carmike Cinemas, Inc. Ticker Security ID: Meeting Date Meeting Status CKEC CUSIP 143436400 05/29/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Mark R. Bell Mgmt For For For 1.2 Elect Jeffrey W. Berkman Mgmt For For For 1.3 Elect Sean T. Erwin Mgmt For For For 1.4 Elect James A. Fleming Mgmt For For For 1.5 Elect Alan J. Mgmt For For For Hirschfield 1.6 Elect S. David Passman Mgmt For For For III 1.7 Elect Roland C. Smith Mgmt For For For 1.8 Elect Patricia A. Wilson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Celadon Group, Inc. Ticker Security ID: Meeting Date Meeting Status CGI CUSIP 150838100 11/16/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Stephen Russell Mgmt For For For 1.2 Elect Anthony Heyworth Mgmt For Withhold Against 1.3 Elect Catherine Langham Mgmt For For For 1.4 Elect Michael Miller Mgmt For For For 1.5 Elect Paul Will Mgmt For Withhold Against 2 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Celldex Therapeutics, Inc. Ticker Security ID: Meeting Date Meeting Status CLDX CUSIP 15117B103 06/12/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Larry Ellberger Mgmt For For For 1.2 Elect Anthony Marucci Mgmt For For For 1.3 Elect Herbert Conrad Mgmt For For For 1.4 Elect George O. Elston Mgmt For For For 1.5 Elect Harry H. Penner, Mgmt For For For Jr. 1.6 Elect Timothy M. Shannon Mgmt For For For 1.7 Elect Karen L. Shoos Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2004 Mgmt For For For Employee Stock Purchase Plan 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ ChipMOS Technologies Bermuda Ltd. Ticker Security ID: Meeting Date Meeting Status IMOS CUSIP G2110R114 08/31/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Hsing-Ti Tuan Mgmt For For For 1.2 Elect Yeong-Her Wang Mgmt For For For 1.3 Elect Shou-Kang Chen Mgmt For Withhold Against 2 Appointment of Auditor Mgmt For For For 3 Reduction in Share Mgmt For For For Premium Account ________________________________________________________________________________ Computer Task Group, Incorporated Ticker Security ID: Meeting Date Meeting Status CTGX CUSIP 205477102 05/08/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Randall L. Clark Mgmt For For For 1.2 Elect David H. Klein Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Cutera, Inc. Ticker Security ID: Meeting Date Meeting Status CUTR CUSIP 232109108 06/19/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect W. Mark Lortz Mgmt For For For 1.2 Elect Gregory Barrett Mgmt For For For 1.3 Elect Jerry P. Widman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2004 Mgmt For For For Equity Incentive Plan 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Cynosure, Inc. Ticker Security ID: Meeting Date Meeting Status CYNO CUSIP 232577205 06/24/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger/Acquisition Mgmt For For For 2.1 Elect Marina Hatsopoulos Mgmt For For For 2.2 Elect William O. Mgmt For For For Flannery 3 Amendment to the 2005 Mgmt For For For Stock Incentive Plan 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Ratification of Auditor Mgmt For For For 6 Right to Adjourn Meeting Mgmt For Against Against ________________________________________________________________________________ Datalink Corporation Ticker Security ID: Meeting Date Meeting Status DTLK CUSIP 237934104 05/22/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Brent G. Blackey Mgmt For For For 1.2 Elect Paul F. Lidsky Mgmt For For For 1.3 Elect Margaret A. Loftus Mgmt For For For 1.4 Elect Greg R. Meland Mgmt For For For 1.5 Elect J. Patrick Mgmt For For For O'Halloran 1.6 Elect James E. Ousley Mgmt For For For 1.7 Elect Robert M. Price Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Discovery Laboratories, Inc. Ticker Security ID: Meeting Date Meeting Status DSCO CUSIP 254668403 06/11/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John R. Leone Mgmt For For For 1.2 Elect John G. Cooper Mgmt For Withhold Against 1.3 Elect Joseph M. Mahady Mgmt For For For 1.4 Elect Bruce A. Peacock Mgmt For For For 1.5 Elect Marvin E. Mgmt For For For Rosenthale 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2011 Mgmt For For For Equity Long-Term Incentive Plan 4 Increase of Authorized Mgmt For For For Common Stock 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Frequency of Advisory Mgmt 3 Years 1 Year Against Vote on Executive Compensation ________________________________________________________________________________ DXP Enterprises, Inc. Ticker Security ID: Meeting Date Meeting Status DXPE CUSIP 233377407 06/20/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect David R. Little Mgmt For For For 1.2 Elect Cletus Davis Mgmt For Withhold Against 1.3 Elect Timothy P. Halter Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Eagle Bancorp, Inc. Ticker Security ID: Meeting Date Meeting Status EGBN CUSIP 268948106 05/16/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Leslie M. Mgmt For For For Alperstein 1.2 Elect Robert P. Pincus Mgmt For For For 1.3 Elect Donald R. Rogers Mgmt For Withhold Against 1.4 Elect Leland M. Mgmt For For For Weinstein 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For Against Against Executive Compensation ________________________________________________________________________________ eHealth, Inc. Ticker Security ID: Meeting Date Meeting Status EHTH CUSIP 28238P109 06/13/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Scott N. Flanders Mgmt For For For 1.2 Elect Michael D. Mgmt For For For Goldberg 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Ellie Mae, Inc. Ticker Security ID: Meeting Date Meeting Status ELLI CUSIP 28849P100 05/29/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Carl Buccellato Mgmt For For For 1.2 Elect A. Barr Dolan Mgmt For For For 1.3 Elect Frank Schultz Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Endocyte Inc. Ticker Security ID: Meeting Date Meeting Status ECYT CUSIP 29269A102 06/19/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect P. Ron Ellis Mgmt For For For 2 Elect Marc D. Kozin Mgmt For For For 3 Elect Fred A. Middleton Mgmt For For For 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Endologix, Inc. Ticker Security ID: Meeting Date Meeting Status ELGX CUSIP 29266S106 05/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Gregory D. Waller Mgmt For For For 1.2 Elect Thomas C. Wilder, Mgmt For For For III 1.3 Elect Thomas F. Zenty Mgmt For For For III 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Amendment to the 2006 Mgmt For Against Against Stock Incentive Plan 4 Amendment to the 2006 Mgmt For For For Employee Stock Purchase Plan 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ First Merchants Corporation Ticker Security ID: Meeting Date Meeting Status FRME CUSIP 320817109 05/09/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Michael R. Becher Mgmt For For For 1.2 Elect Michael C. Rechin Mgmt For For For 1.3 Elect Charles E. Mgmt For Withhold Against Schalliol 1.4 Elect Terry L. Walker Mgmt For Withhold Against 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Five Star Quality Care, Inc. Ticker Security ID: Meeting Date Meeting Status FVE CUSIP 33832D106 05/16/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Bruce M. Gans Mgmt For Abstain Against 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ GenMark Diagnostics Inc. Ticker Security ID: Meeting Date Meeting Status GNMK CUSIP 372309104 05/22/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Christopher Mgmt For For For Gleeson 1.2 Elect Stephen T. Worland Mgmt For For For 2 2013 Employee Stock Mgmt For For For Purchase Plan 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Gentherm Inc. Ticker Security ID: Meeting Date Meeting Status THRM CUSIP 37253A103 05/16/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Lewis Booth Mgmt For For For 1.2 Elect Francois J. Mgmt For For For Castaing 1.3 Elect Daniel R. Coker Mgmt For For For 1.4 Elect Sophie Desormiere Mgmt For For For 1.5 Elect Maurice E.P. Mgmt For For For Gunderson 1.6 Elect Oscar B. Marx III Mgmt For For For 1.7 Elect Carlos Mazzorin Mgmt For For For 1.8 Elect Franz Scherer Mgmt For For For 1.9 Elect Byron Shaw Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 2013 Equity Incentive Mgmt For For For Plan ________________________________________________________________________________ Georesources, Inc. Ticker Security ID: Meeting Date Meeting Status GEOI CUSIP 372476101 07/31/2012 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Acquisition Mgmt For For For 2 Advisory Vote on Golden Mgmt For For For Parachutes 3 Right to Adjourn Meeting Mgmt For For For ________________________________________________________________________________ GP Strategies Corporation Ticker Security ID: Meeting Date Meeting Status GPX CUSIP 36225V104 06/18/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Harvey P. Eisen Mgmt For Withhold Against 1.2 Elect Marshall S. Geller Mgmt For For For 1.3 Elect Daniel M Friedberg Mgmt For For For 1.4 Elect Scott N. Greenberg Mgmt For For For 1.5 Elect Sue W. Kelly Mgmt For For For 1.6 Elect Richard C. Mgmt For Withhold Against Pfenniger, Jr. 1.7 Elect A. Marvin Strait Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ Great Lakes Dredge & Dock Corporation Ticker Security ID: Meeting Date Meeting Status GLDD CUSIP 390607109 05/08/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Carl A. Albert Mgmt For Withhold Against 1.2 Elect Jonathan W. Berger Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Employee Stock Purchase Mgmt For For For Plan ________________________________________________________________________________ H&E Equipment Services, Inc. Ticker Security ID: Meeting Date Meeting Status HEES CUSIP 404030108 05/29/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Gary W. Bagley Mgmt For For For 1.2 Elect John M. Engquist Mgmt For For For 1.3 Elect Paul N. Arnold Mgmt For For For 1.4 Elect Bruce C. Bruckmann Mgmt For For For 1.5 Elect Patrick L. Edsell Mgmt For For For 1.6 Elect Thomas J. Mgmt For For For Galligan III 1.7 Elect Lawrence C. Mgmt For Withhold Against Karlson 1.8 Elect John T. Sawyer Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ HealthStream, Inc. Ticker Security ID: Meeting Date Meeting Status HSTM CUSIP 42222N103 05/30/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Thompson S. Dent Mgmt For For For 1.2 Elect Dale Polley Mgmt For For For 1.3 Elect William W. Stead Mgmt For For For 1.4 Elect Deborah Taylor Mgmt For For For Tate 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ HFF, Inc. Ticker Security ID: Meeting Date Meeting Status HF CUSIP 40418F108 05/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Deborah H. McAneny Mgmt For For For 1.2 Elect John H. Pelusi, Mgmt For For For Jr. 1.3 Elect Steven E. Wheeler Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Hi-Tech Pharmacal Co., Inc. Ticker Security ID: Meeting Date Meeting Status HITK CUSIP 42840B101 11/07/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect David Seltzer Mgmt For For For 1.2 Elect Reuben Seltzer Mgmt For For For 1.3 Elect Martin Goldwyn Mgmt For Withhold Against 1.4 Elect Yashar Hirshaut Mgmt For For For 1.5 Elect Jack Van Hulst Mgmt For For For 1.6 Elect Anthony Puglisi Mgmt For For For 1.7 Elect Bruce Simpson Mgmt For Withhold Against 2 2012 Incentive Mgmt For For For Compensation Plan 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Homeowners Choice, Inc. Ticker Security ID: Meeting Date Meeting Status HCI CUSIP 43741E103 05/22/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect George Apostolou Mgmt For For For 1.2 Elect Paresh Patel Mgmt For For For 1.3 Elect Gregory Politis Mgmt For Withhold Against 2 Company Name Change Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Frequency of Advisory Mgmt 3 Years 1 Year Against Vote on Executive Compensation ________________________________________________________________________________ HomeStreet, Inc. Ticker Security ID: Meeting Date Meeting Status HMST CUSIP 43785V102 05/30/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Michael J. Malone Mgmt For Against Against 2 Elect Victor H. Indiek Mgmt For For For 3 Elect Bruce W. Williams Mgmt For For For 4 Elect Mark K. Mason Mgmt For For For 5 Elect Scott M. Boggs Mgmt For For For 6 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ ICG Group Inc. Ticker Security ID: Meeting Date Meeting Status ICGE CUSIP 44928D108 06/21/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Thomas A. Decker Mgmt For For For 2 Elect Thomas P. Gerrity Mgmt For For For 3 Elect Peter K. Miller Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Amendment to the 2005 Mgmt For Against Against Omnibus Equity Compensation Plan 6 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ ICU Medical, Inc. Ticker Security ID: Meeting Date Meeting Status ICUI CUSIP 44930G107 05/10/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect George A. Lopez Mgmt For For For 1.2 Elect Robert S. Swinney Mgmt For For For 2 Amendment to the 2008 Mgmt For For For Performance-Based Incentive Plan 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ inContact, Inc. Ticker Security ID: Meeting Date Meeting Status SAAS CUSIP 45336E109 06/12/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Theodore Stern Mgmt For Withhold Against 1.2 Elect Paul Jarman Mgmt For For For 1.3 Elect Steve M. Barnett Mgmt For Withhold Against 1.4 Elect Mark J. Emkjer Mgmt For For For 1.5 Elect Blake O. Fisher, Mgmt For Withhold Against Jr. 1.6 Elect Paul Koeppe Mgmt For For For 1.7 Elect Hamid Akhavan Mgmt For For For 2 Amendment to the 2008 Mgmt For For For Equity Incentive Plan 3 Amendment to the Mgmt For For For Employee Stock Purchase Plan 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Internap Network Services Corporation Ticker Security ID: Meeting Date Meeting Status INAP CUSIP 45885A300 05/16/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Gary Pfeiffer Mgmt For For For 1.2 Elect Michael A. Ruffolo Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Jamba, Inc. Ticker Security ID: Meeting Date Meeting Status JMBA CUSIP 47023A101 05/14/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect James White Mgmt For For For 2 Elect Lesley Howe Mgmt For For For 3 Elect Richard Federico Mgmt For For For 4 Elect Brian Swette Mgmt For For For 5 Elect Andrew Heyer Mgmt For For For 6 Elect Michael Depatie Mgmt For For For 7 Elect Fritzi Woods Mgmt For For For 8 Elect David Pace Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Reverse Stock Split Mgmt For For For 11 2013 Equity Incentive Mgmt For Against Against Plan ________________________________________________________________________________ L.B. Foster Company Ticker Security ID: Meeting Date Meeting Status FSTR CUSIP 350060109 05/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Robert P. Bauer Mgmt For For For 1.2 Elect Lee B. Foster II Mgmt For For For 1.3 Elect Peter McIlroy II Mgmt For For For 1.4 Elect G. Thomas McKane Mgmt For For For 1.5 Elect Diane B. Owen Mgmt For For For 1.6 Elect William H. Rackoff Mgmt For For For 1.7 Elect Suzanne B. Rowland Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For Against Against Executive Compensation 4 Executive Annual Mgmt For Against Against Incentive Compensation Plan ________________________________________________________________________________ Libbey Inc. Ticker Security ID: Meeting Date Meeting Status LBY CUSIP 529898108 05/14/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Carlos V. Duno Mgmt For For For 1.2 Elect Peter C. Howell Mgmt For For For 1.3 Elect Richard I. Mgmt For For For Reynolds 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Ligand Pharmaceuticals Incorporated Ticker Security ID: Meeting Date Meeting Status LGND CUSIP 53220K504 06/11/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jason M. Aryeh Mgmt For Withhold Against 1.2 Elect Todd C. Davis Mgmt For For For 1.3 Elect John L. Higgins Mgmt For For For 1.4 Elect David M. Knott Mgmt For Withhold Against 1.5 Elect John W. Kozarich Mgmt For For For 1.6 Elect John L. LaMattina Mgmt For For For 1.7 Elect Sunil Patel Mgmt For Withhold Against 1.8 Elect Stephen L. Sabba Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Lionbridge Technologies, Inc. Ticker Security ID: Meeting Date Meeting Status LIOX CUSIP 536252109 05/03/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Edward A. Mgmt For For For Blechschmidt 1.2 Elect Guy L. de Chazal Mgmt For For For 2 Amendment to the 2011 Mgmt For Against Against Stock Incentive Plan 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Lithia Motors, Inc. Ticker Security ID: Meeting Date Meeting Status LAD CUSIP 536797103 04/26/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Sidney B. DeBoer Mgmt For For For 1.2 Elect Thomas Becker Mgmt For For For 1.3 Elect Susan O. Cain Mgmt For For For 1.4 Elect Bryan B. DeBoer Mgmt For For For 1.5 Elect M.L. Dick Heimann Mgmt For For For 1.6 Elect Kenneth J. Roberts Mgmt For Withhold Against 1.7 Elect William J. Young Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Amendment to the 2003 Mgmt For Against Against Stock Incentive Plan 4 2013 Discretionary Mgmt For For For Support Services Variable Performance Plan 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ M/I Homes, Inc. Ticker Security ID: Meeting Date Meeting Status MHO CUSIP 55305B101 05/07/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Friedrich K. M. Mgmt For For For Bohm 1.2 Elect William H. Carter Mgmt For For For 1.3 Elect Michael P. Mgmt For For For Glimcher 1.4 Elect Robert H. Mgmt For For For Schottenstein 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Magic Software Enterprises Ltd. Ticker Security ID: Meeting Date Meeting Status MGIC CUSIP 559166103 11/26/2012 Voted Meeting Type Country of Trade Consent United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Guy Bernstein Mgmt For For For 2 Elect Naamit Salomon Mgmt For For For 3 Elect Yehezkel Zeira Mgmt For For For 4 Elect Itiel Efrat Mgmt For For For 5 Declaration of Material Mgmt For For For Interest 6 Appointment of Auditor Mgmt For For For ________________________________________________________________________________ Magnum Hunter Resources Corporation Ticker Security ID: Meeting Date Meeting Status MHR CUSIP 55973B102 01/17/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect J. Raleigh Mgmt For Withhold Against Bailes, Sr. 1.2 Elect Brad Bynum Mgmt For For For 1.3 Elect Victor Carrillo Mgmt For Withhold Against 1.4 Elect Gary Evans Mgmt For For For 1.5 Elect Stephen Hurley Mgmt For For For 1.6 Elect Joe McClaugherty Mgmt For For For 1.7 Elect Ronald Ormand Mgmt For Withhold Against 1.8 Elect Steven Pfeifer Mgmt For For For 1.9 Elect Jeff Swanson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Increase of Authorized Mgmt For For For Common Stock 4 Authorization of Mgmt For For For Preferred Stock 5 Amendment to the Stock Mgmt For Against Against Incentive Plan 6 Right to Adjourn Meeting Mgmt For For For ________________________________________________________________________________ Manitex International, Inc. Ticker Security ID: Meeting Date Meeting Status MNTX CUSIP 563420108 06/05/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Ronald M. Clark Mgmt For For For 1.2 Elect Robert S. Mgmt For Withhold Against Gigliotti 1.3 Elect David J. Langevin Mgmt For For For 1.4 Elect Marvin B. Mgmt For Withhold Against Rosenberg 1.5 Elect Stephen J. Tober Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 5 Amendment to the 2004 Mgmt For For For Equity Incentive Plan ________________________________________________________________________________ Matrix Service Company Ticker Security ID: Meeting Date Meeting Status MTRX CUSIP 576853105 11/15/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John Hewitt Mgmt For For For 1.2 Elect Michael Hall Mgmt For For For 1.3 Elect I. Edgar Hendrix Mgmt For Withhold Against 1.4 Elect Paul Lackey Mgmt For Withhold Against 1.5 Elect Tom Maxwell Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 2012 Stock and Mgmt For Against Against Incentive Compensation Plan ________________________________________________________________________________ Measurement Specialties, Inc. Ticker Security ID: Meeting Date Meeting Status MEAS CUSIP 583421102 09/13/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect R. Barry Uber Mgmt For For For 1.2 Elect Satish Rishi Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Medley Capital Corp. Ticker Security ID: Meeting Date Meeting Status MCC CUSIP 58503F106 02/12/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Seth Taube Mgmt For Withhold Against 1.2 Elect Arthur Ainsberg Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Issuance of Common Mgmt For For For Stock Below Net Asset Value ________________________________________________________________________________ Medley Capital Corp. Ticker Security ID: Meeting Date Meeting Status MCC CUSIP 58503F106 02/12/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Seth Taube Mgmt For Withhold Against 1.2 Elect Arthur Ainsberg Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Issuance of Common Mgmt For For For Stock Below Net Asset Value ________________________________________________________________________________ Mistras Group Inc. Ticker Security ID: Meeting Date Meeting Status MG CUSIP 60649T107 10/15/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Daniel Dickinson Mgmt For For For 1.2 Elect James Forese Mgmt For For For 1.3 Elect Richard Glanton Mgmt For For For 1.4 Elect Michael Lange Mgmt For For For 1.5 Elect Ellen Ruff Mgmt For For For 1.6 Elect Manuel Stamatakis Mgmt For For For 1.7 Elect Sotirios Mgmt For For For Vahaviolos 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Mitcham Industries, Inc. Ticker Security ID: Meeting Date Meeting Status MIND CUSIP 606501104 07/26/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Billy Mitcham, Jr. Mgmt For For For 1.2 Elect Peter Blum Mgmt For Withhold Against 1.3 Elect Robert Capps Mgmt For Withhold Against 1.4 Elect R. Dean Lewis Mgmt For For For 1.5 Elect John Schwalbe Mgmt For For For 1.6 Elect Robert Albers Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Monotype Imaging Holdings Inc. Ticker Security ID: Meeting Date Meeting Status TYPE CUSIP 61022P100 05/21/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Robert M. Givens Mgmt For Withhold Against 1.2 Elect Roger J. Heinen, Mgmt For For For Jr. 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Movado Group, Inc. Ticker Security ID: Meeting Date Meeting Status MOV CUSIP 624580106 06/13/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Margaret Hayes Mgmt For For For Adame 1.2 Elect Richard J. Cote Mgmt For For For 1.3 Elect Efraim Grinberg Mgmt For For For 1.4 Elect Alan H. Howard Mgmt For For For 1.5 Elect Richard Isserman Mgmt For For For 1.6 Elect Nathan Leventhal Mgmt For For For 1.7 Elect Alex Grinberg Mgmt For For For 1.8 Elect Maurice Reznik Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Amendment to the 1996 Mgmt For For For Stock Incentive Plan 5 Amendment to Deferred Mgmt For For For Compensation Plan ________________________________________________________________________________ Myers Industries, Inc. Ticker Security ID: Meeting Date Meeting Status MYE CUSIP 628464109 04/26/2013 Voted Meeting Type Country of Trade Proxy Contest United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Vincent C. Byrd Mgmt For For For 1.2 Elect Sarah R. Coffin Mgmt For For For 1.3 Elect John B. Crowe Mgmt For For For 1.4 Elect William A. Foley Mgmt For For For 1.5 Elect Robert B. Mgmt For For For Heisler, Jr. 1.6 Elect Richard P. Mgmt For For For Johnston 1.7 Elect Edward W. Kissel Mgmt For For For 1.8 Elect John C. Orr Mgmt For For For 1.9 Elect Robert A. Stefanko Mgmt For For For 1.10 Elect Daniel R. Lee Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Performance Bonus Plan Mgmt For For For ________________________________________________________________________________ MYR Group Inc. Ticker Security ID: Meeting Date Meeting Status MYRG CUSIP 55405W104 05/02/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Larry F. Mgmt For For For Altenbaumer 1.2 Elect William A. Mgmt For For For Koertner 1.3 Elect William D. Mgmt For For For Patterson 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Neenah Paper, Inc. Ticker Security ID: Meeting Date Meeting Status NP CUSIP 640079109 05/30/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Sean T. Erwin Mgmt For For For 1.2 Elect Edward Grzedzinski Mgmt For For For 1.3 Elect John F. McGovern Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Amendment to the 2004 Mgmt For For For Omnibus Stock and Incentive Compensation Plan 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Neurocrine Biosciences, Inc. Ticker Security ID: Meeting Date Meeting Status NBIX CUSIP 64125C109 05/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Corinne H. Nevinny Mgmt For For For 1.2 Elect Richard F. Pops Mgmt For For For 1.3 Elect Stephen A. Sherwin Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Amendment to the 2011 Mgmt For For For Equity Incentive Plan 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ OCZ Technology Group, Inc. Ticker Security ID: Meeting Date Meeting Status OCZ CUSIP 67086E303 08/13/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Russell Knittel Mgmt For Withhold Against 2 2012 Equity Mgmt For For For Compensation Plan 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Omnicell, Inc. Ticker Security ID: Meeting Date Meeting Status OMCL CUSIP 68213N109 05/21/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Donald C. Mgmt For For For Wegmiller 1.2 Elect James T. Judson Mgmt For For For 1.3 Elect Gary S. Mgmt For For For Petersmeyer 2 Amendment to the 2009 Mgmt For For For Equity Incentive Plan 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Orexigen Therapeutics, Inc. Ticker Security ID: Meeting Date Meeting Status OREX CUSIP 686164104 06/05/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Brian H. Dovey Mgmt For Withhold Against 1.2 Elect David J Endicott Mgmt For For For 1.3 Elect Lota S. Zoth Mgmt For For For 2 2013 Employee Stock Mgmt For Against Against Purchase Plan 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Pacira Pharmaceuticals Inc. Ticker Security ID: Meeting Date Meeting Status PCRX CUSIP 695127100 06/11/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Paul Hastings Mgmt For For For 1.2 Elect John P. Mgmt For For For Longenecker 1.3 Elect Andreas Wicki Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ Patrick Industries, Inc. Ticker Security ID: Meeting Date Meeting Status PATK CUSIP 703343103 05/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Terrence D. Mgmt For Withhold Against Brennan 1.2 Elect Joseph M. Cerulli Mgmt For For For 1.3 Elect Todd Cleveland Mgmt For For For 1.4 Elect John A. Forbes Mgmt For For For 1.5 Elect Paul E. Hassler Mgmt For Withhold Against 1.6 Elect Keith V. Kankel Mgmt For For For 1.7 Elect Michael A. Kitson Mgmt For For For 1.8 Elect Andy L. Nemeth Mgmt For Withhold Against 1.9 Elect Larry D. Renbarger Mgmt For For For 1.10 Elect Walter Wells Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For Against Against Executive Compensation 4 Frequency of Advisory Mgmt 3 Years 1 Year Against Vote on Executive Compensation ________________________________________________________________________________ PDF Solutions, Inc. Ticker Security ID: Meeting Date Meeting Status PDFS CUSIP 693282105 05/28/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John K. Kibarian Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Amendment to the 2011 Mgmt For Against Against Stock Incentive Plan ________________________________________________________________________________ PDF Solutions, Inc. Ticker Security ID: Meeting Date Meeting Status PDFS CUSIP 693282105 08/03/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Lucio Lanza Mgmt For For For 1.2 Elect Kimon Michaels Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Penn Virginia Corporation Ticker Security ID: Meeting Date Meeting Status PVA CUSIP 707882106 05/01/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John U. Clarke Mgmt For Against Against 2 Elect Edward B. Cloues Mgmt For Against Against II 3 Elect Steven W. Krablin Mgmt For For For 4 Elect Marsha R. Perelman Mgmt For Against Against 5 Elect Philippe van Mgmt For Against Against Marcke de Lummen 6 Elect H. Baird Whitehead Mgmt For For For 7 Elect Gary K. Wright Mgmt For Against Against 8 Amendment to the 1999 Mgmt For For For Employee Stock Incentive Plan 9 Advisory Vote on Mgmt For For For Executive Compensation 10 Ratification of Auditor Mgmt For Against Against ________________________________________________________________________________ Procera Networks, Inc. Ticker Security ID: Meeting Date Meeting Status PKT CUSIP 74269U203 08/27/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Scott McClendon Mgmt For For For 1.2 Elect James Brear Mgmt For For For 1.3 Elect Staffan Hillberg Mgmt For For For 1.4 Elect B. Kumar Mgmt For For For 1.5 Elect Alan B. Lefkof Mgmt For For For 1.6 Elect Mary Losty Mgmt For For For 1.7 Elect Thomas Saponas Mgmt For For For 1.8 Elect William Slavin Mgmt For For For 2 Amendment to the 2007 Mgmt For Against Against Equity Incentive Plan 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ PROS Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status PRO CUSIP 74346Y103 06/04/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Andres D. Reiner Mgmt For For For 1.2 Elect Ronald F. Mgmt For For For Woestemeyer 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Employee Stock Purchase Mgmt For For For Plan ________________________________________________________________________________ Providence Service Corporation Ticker Security ID: Meeting Date Meeting Status PRSC CUSIP 743815102 06/06/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Richard A. Kerley Mgmt For For For 1.2 Elect Christopher S. Mgmt For Withhold Against Shackelton 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ ReachLocal Inc. Ticker Security ID: Meeting Date Meeting Status RLOC CUSIP 75525F104 05/22/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Zorik Gordon Mgmt For For For 1.2 Elect Robert Dykes Mgmt For For For 1.3 Elect Alan Salzman Mgmt For For For 2 Amendment to the 2008 Mgmt For Against Against Stock Incentive Plan 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Repligen Corporation Ticker Security ID: Meeting Date Meeting Status RGEN CUSIP 759916109 05/09/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Glenn L. Cooper Mgmt For For For 1.2 Elect Karen A. Dawes Mgmt For For For 1.3 Elect Alfred L. Goldberg Mgmt For For For 1.4 Elect Michael A. Mgmt For For For Griffith 1.5 Elect Earl Webb Henry Mgmt For For For 1.6 Elect Walter C. Herlihy Mgmt For For For 1.7 Elect Thomas F. Ryan, Mgmt For For For Jr. 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Roadrunner Transportation Systems Inc. Ticker Security ID: Meeting Date Meeting Status RRTS CUSIP 76973Q105 05/21/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Mark A. DiBlasi Mgmt For For For 1.2 Elect Scott D. Rued Mgmt For For For 1.3 Elect John G. Kennedy Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Rudolph Technologies, Inc Ticker Security ID: Meeting Date Meeting Status RTEC CUSIP 781270103 05/22/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Daniel H. Berry Mgmt For For For 2 Elect Thomas G. Greig Mgmt For For For 3 Elect Richard F. Spanier Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Increase of Authorized Mgmt For For For Common Stock 6 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Saia, Inc. Ticker Security ID: Meeting Date Meeting Status SAIA CUSIP 78709Y105 04/25/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John J. Holland Mgmt For For For 2 Elect Richard D. O'Dell Mgmt For For For 3 Elect Douglas W. Rockel Mgmt For For For 4 Amendment to the 2011 Mgmt For For For Omnibus Incentive Plan 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Sangamo Biosciences, Inc. Ticker Security ID: Meeting Date Meeting Status SGMO CUSIP 800677106 06/12/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Edward O. Mgmt For For For Lanphier II 1.2 Elect Paul B. Cleveland Mgmt For For For 1.3 Elect Stephen G. Dilly Mgmt For For For 1.4 Elect John W. Larson Mgmt For Withhold Against 1.5 Elect Steven J. Mento Mgmt For For For 1.6 Elect Saira Ramasastry Mgmt For Withhold Against 1.7 Elect William R. Ringo Mgmt For For For 2 2013 Stock Incentive Mgmt For For For Plan 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Santarus, Inc. Ticker Security ID: Meeting Date Meeting Status SNTS CUSIP 802817304 06/11/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Daniel D. Burgess Mgmt For For For 1.2 Elect Michael G. Carter Mgmt For For For 1.3 Elect Alessandro Della Mgmt For For For Cha 2 Increase of Authorized Mgmt For For For Common Stock 3 Amendment to the 2004 Mgmt For For For Equity Incentive Plan 4 Amendment to the Mgmt For For For Employee Stock Purchase Plan 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ SciQuest Inc. Ticker Security ID: Meeting Date Meeting Status SQI CUSIP 80908T101 04/24/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect L. Steven Nelson Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Employee Stock Purchase Mgmt For For For Plan 4 2013 Stock Incentive Mgmt For For For Plan 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Silicon Image, Inc. Ticker Security ID: Meeting Date Meeting Status SIMG CUSIP 82705T102 05/22/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Masood Jabbar Mgmt For For For 1.2 Elect John Hodge Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Smith & Wesson Holding Corporation Ticker Security ID: Meeting Date Meeting Status SWHC CUSIP 831756101 10/01/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Barry Monheit Mgmt For For For 1.2 Elect Robert Scott Mgmt For For For 1.3 Elect Michael Golden Mgmt For For For 1.4 Elect Robert Brust Mgmt For For For 1.5 Elect P. James Debney Mgmt For For For 1.6 Elect John Furman Mgmt For For For 1.7 Elect Mitchell Saltz Mgmt For For For 1.8 Elect I. Marie Wadecki Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Spectranetics Corp. Ticker Security ID: Meeting Date Meeting Status SPNC CUSIP 84760C107 05/29/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Scott Drake Mgmt For For For 1.2 Elect William Jennings Mgmt For For For 1.3 Elect Joseph Ruggio Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ SPS Commerce Inc. Ticker Security ID: Meeting Date Meeting Status SPSC CUSIP 78463M107 05/15/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Archie C. Black Mgmt For For For 1.2 Elect Bradley A. Mgmt For For For Cleveland 1.3 Elect Michael B. Gorman Mgmt For For For 1.4 Elect Martin J. Leestma Mgmt For For For 1.5 Elect Philip E. Soran Mgmt For For For 1.6 Elect George H. Mgmt For For For Spencer, III 1.7 Elect Sven A. Wehrwein Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ Stewart Information Services Corporation Ticker Security ID: Meeting Date Meeting Status STC CUSIP 860372101 05/03/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Catherine A. Allen Mgmt For For For 1.2 Elect Robert L. Clarke Mgmt For For For 1.3 Elect E. Douglas Hodo Mgmt For For For 1.4 Elect Laurie C. Moore Mgmt For For For 1.5 Elect W. Arthur Porter Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Surmodics, Inc. Ticker Security ID: Meeting Date Meeting Status SRDX CUSIP 868873100 02/11/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John Benson Mgmt For For For 1.2 Elect Mary Brainerd Mgmt For For For 1.3 Elect Gerald Fischer Mgmt For For For 2 Authorization of Board Mgmt For For For to Set Board Size 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Symmetry Medical Inc. Ticker Security ID: Meeting Date Meeting Status SMA CUSIP 871546206 04/26/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Craig B. Reynolds Mgmt For For For 1.2 Elect James S. Burns Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Synergetics USA, Inc. Ticker Security ID: Meeting Date Meeting Status SURG CUSIP 87160G107 12/13/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Robert Dick Mgmt For For For 1.2 Elect Juanita Hinshaw Mgmt For For For 1.3 Elect Patricia Williams Mgmt For For For 2 Amendment to the 2005 Mgmt For For For Non-Employee Directors' Stock Option Plan 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 3 Years 1 Year Against Vote on Executive Compensation 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Team, Inc. Ticker Security ID: Meeting Date Meeting Status TISI CUSIP 878155100 09/27/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Vincent Foster Mgmt For For For 1.2 Elect Jack Johnson, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Executive Incentive Mgmt For For For Compensation Plan ________________________________________________________________________________ The Inventure Foods Inc. Ticker Security ID: Meeting Date Meeting Status SNAK CUSIP 461212102 05/15/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Ashton Asensio Mgmt For For For 1.2 Elect Macon Bryce Mgmt For For For Edmonson 1.3 Elect Paul Lapadat Mgmt For For For 1.4 Elect Terry McDaniel Mgmt For For For 1.5 Elect David Meyers Mgmt For For For 1.6 Elect Larry Polhill Mgmt For For For 1.7 Elect Itzhak Reichman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ Titan Machinery Inc. Ticker Security ID: Meeting Date Meeting Status TITN CUSIP 88830R101 05/30/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John S. Bode Mgmt For Withhold Against 1.2 Elect Stanley Dardis Mgmt For For For 1.3 Elect David Meyer Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 2013 Equity Incentive Mgmt For Against Against Plan ________________________________________________________________________________ Triangle Petroleum Corporation Ticker Security ID: Meeting Date Meeting Status TPLM CUSIP 89600B201 11/16/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Peter Hill Mgmt For For For 1.2 Elect Jonathan Samuels Mgmt For For For 1.3 Elect F. Gardner Parker Mgmt For For For 1.4 Elect Gus Halas Mgmt For For For 1.5 Elect Randal Matkaluk Mgmt For Withhold Against 1.6 Elect Roy Aneed Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Issuance of Common Stock Mgmt For For For 4 Reincorporation from Mgmt For For For Nevada to Delaware 5 Increase of Authorized Mgmt For Against Against Common Stock 6 Authorization of Mgmt For Against Against Preferred Stock 7 Amendment to the 2011 Mgmt For Against Against Omnibus Incentive Plan ________________________________________________________________________________ Trinity Biotech Plc Ticker Security ID: Meeting Date Meeting Status TRIB CUSIP 896438306 05/24/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Clinton H. Mgmt For For For Severson 3 Authority to Set Mgmt For For For Auditor's Fees 4 Allocation of Mgmt For For For Profits/Dividends 5 Renewal of the Employee Mgmt For For For Share Option Plan 6 Authority to Repurchase Mgmt For For For Shares Not to Exceed 10% of Aggregate Nominal Value 7 Authority to Set Mgmt For For For Minimum Share Repurchase Price 8 Authority to Set Mgmt For For For Maximum Share Repurchase Price 9 Authority to Set Mgmt For For For Maximum Price of Reissued Treasury Shares 10 Authority to Set Mgmt For Against Against Minimum Price of Reissued Treasury Shares ________________________________________________________________________________ Virtusa Corporation Ticker Security ID: Meeting Date Meeting Status VRTU CUSIP 92827P102 09/12/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Izhar Armony Mgmt For For For 1.2 Elect Martin Trust Mgmt For For For 1.3 Elect Rowland Moriarty Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Wabash National Corporation Ticker Security ID: Meeting Date Meeting Status WNC CUSIP 929566107 05/16/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Richard J. Mgmt For For For Giromini 2 Elect Martin C. Jischke Mgmt For For For 3 Elect James D. Kelly Mgmt For For For 4 Elect John E. Kunz Mgmt For For For 5 Elect Larry J. Magee Mgmt For For For 6 Elect Ann D. Murtlow Mgmt For For For 7 Elect Scott K. Sorensen Mgmt For For For 8 Advisory Vote on Mgmt For For For Executive Compensation 9 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Web.com Group, Inc. Ticker Security ID: Meeting Date Meeting Status WWWW CUSIP 94733A104 05/08/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Phillip J. Mgmt For For For Facchina 1.2 Elect Robert S. McCoy, Mgmt For For For Jr. 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For Against Against Executive Compensation ________________________________________________________________________________ West Coast Bancorp Ticker Security ID: Meeting Date Meeting Status WCBO CUSIP 952145209 03/18/2013 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger Mgmt For For For 2 Advisory Vote on Golden Mgmt For For For Parachutes 3 Right to Adjourn Meeting Mgmt For For For ________________________________________________________________________________ Xenoport, Inc. Ticker Security ID: Meeting Date Meeting Status XNPT CUSIP 98411C100 05/14/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Paul L. Berns Mgmt For For For 1.2 Elect John G. Freund Mgmt For For For 1.3 Elect William J. Rieflin Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ XPO Logistics Inc. Ticker Security ID: Meeting Date Meeting Status XPO CUSIP 983793100 05/29/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect G. Chris Anderson Mgmt For For For 1.2 Elect Oren G. Shaffer Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation Item 1: Proxy Voting Record - Item1 Proxy Voting Record - Registrant : Allianz Funds Multi-Strategy Trust Fund Name : AllianzGI Multi-Asset Real Return Fund ________________________________________________________________________________ Aeon Mall Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 8905 CINS J10005106 05/23/2013 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Amend Articles To Amend Mgmt For For For Business Lines 2.1 Elect Director Mgmt For Against Against Murakami, Noriyuki 2.2 Elect Director Okazaki, Mgmt For Against Against Soichi 2.3 Elect Director Iwamoto, Mgmt For For For Kaoru 2.4 Elect Director Chiba, Mgmt For For For Seiichi 2.5 Elect Director Iwamoto, Mgmt For For For Hiroshi 2.6 Elect Director Umeda, Mgmt For For For Yoshiharu 2.7 Elect Director Okada, Mgmt For Against Against Motoya 2.8 Elect Director Tamai, Mgmt For For For Mitsugu 2.9 Elect Director Murai, Mgmt For For For Masato 2.10 Elect Director Mishima, Mgmt For For For Akio 2.11 Elect Director Mgmt For For For Nakamura, Akifumi 2.12 Elect Director Mgmt For For For Fujiwara, Yuzo 3.1 Appoint Statutory Mgmt For Against Against Auditor Hamasaki, Hiroyuki 3.2 Appoint Statutory Mgmt For Against Against Auditor Hiramatsu, Yotoku ________________________________________________________________________________ American Capital Agency Corp. Ticker Security ID: Meeting Date Meeting Status AGNC CUSIP 02503X105 06/28/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Robert Mgmt For For For M. Couch 1.2 Elect Director Morris Mgmt For For For A. Davis 1.3 Elect Director Randy E. Mgmt For For For Dobbs 1.4 Elect Director Larry K. Mgmt For For For Harvey 1.5 Elect Director Prue B. Mgmt For For For Larocca 1.6 Elect Director Alvin N. Mgmt For For For Puryear 1.7 Elect Director Malon Mgmt For For For Wilkus 1.8 Elect Director John R. Mgmt For For For Erickson 1.9 Elect Director Samuel Mgmt For For For A. Flax 2 Increase Authorized Mgmt For For For Preferred Stock 3 Ratify Auditors Mgmt For For For ________________________________________________________________________________ American Tower Corporation Ticker Security ID: Meeting Date Meeting Status AMT CUSIP 03027X100 05/21/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Raymond Mgmt For For For P. Dolan 1.2 Elect Director Ronald Mgmt For For For M. Dykes 1.3 Elect Director Carolyn Mgmt For For For F. Katz 1.4 Elect Director Gustavo Mgmt For For For Lara Cantu 1.5 Elect Director JoAnn A. Mgmt For For For Reed 1.6 Elect Director Pamela Mgmt For For For D.A. Reeve 1.7 Elect Director David E. Mgmt For For For Sharbutt 1.8 Elect Director James D. Mgmt For Against Against Taiclet, Jr. 1.9 Elect Director Samme L. Mgmt For For For Thompson 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Amend Right to Call Mgmt For For For Special Meeting ________________________________________________________________________________ Annaly Capital Management, Inc. Ticker Security ID: Meeting Date Meeting Status NLY CUSIP 035710409 05/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Kevin P. Mgmt For For For Brady 1.2 Elect Director E. Wayne Mgmt For For For Nordberg 1.3 Elect Director Kevin G. Mgmt For For For Keyes 1.4 Elect Director John H. Mgmt For For For Schaefer 2 Approve Management Mgmt For For For Externalization Proposal 3 Advisory Vote to Ratify Mgmt For Against Against Named Executive Officers' Compensation 4 Ratify Auditors Mgmt For For For ________________________________________________________________________________ Ascendas Real Estate Investment Trust Ticker Security ID: Meeting Date Meeting Status A17 CINS Y0205X103 06/28/2013 Voted Meeting Type Country of Trade Annual Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Adopt Report of HSBC Mgmt For For For Institutional Trust Services (Singapore) Limited, the Statement by Ascendas Funds Management (S) Limited, and the Audited Financial Statements of Ascendas Real Estate Investment Trust 2 Reappoint KPMG LLP as Mgmt For For For Auditors and Authorize Manager to Fix Their Remuneration 3 Approve Issuance of Mgmt For For For Equity or Equity-Linked Securities with or without Preemptive Rights ________________________________________________________________________________ AvalonBay Communities, Inc. Ticker Security ID: Meeting Date Meeting Status AVB CUSIP 053484101 05/22/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Glyn F. Mgmt For For For Aeppel 1.2 Elect Director Alan B. Mgmt For For For Buckelew 1.3 Elect Director Bruce A. Mgmt For For For Choate 1.4 Elect Director John J. Mgmt For For For Healy, Jr. 1.5 Elect Director Timothy Mgmt For Withhold Against J. Naughton 1.6 Elect Director Lance R. Mgmt For For For Primis 1.7 Elect Director Peter S. Mgmt For For For Rummell 1.8 Elect Director H. Jay Mgmt For For For Sarles 1.9 Elect Director W. Mgmt For For For Edward Walter 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Increase Authorized Mgmt For For For Common Stock ________________________________________________________________________________ Boston Properties, Inc. Ticker Security ID: Meeting Date Meeting Status BXP CUSIP 101121101 05/21/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Zoe Mgmt For For For Baird Budinger 1.2 Elect Director Carol B. Mgmt For For For Einiger 1.3 Elect Director Jacob A. Mgmt For For For Frenkel 1.4 Elect Director Joel I. Mgmt For For For Klein 1.5 Elect Director Douglas Mgmt For For For T. Linde 1.6 Elect Director Matthew Mgmt For For For J. Lustig 1.7 Elect Director Alan J. Mgmt For For For Patricof 1.8 Elect Director Owen D. Mgmt For For For Thomas 1.9 Elect Director Martin Mgmt For For For Turchin 1.10 Elect Director David A. Mgmt For For For Twardock 1.11 Elect Director Mortimer Mgmt For For For B. Zuckerman 2 Advisory Vote to Ratify Mgmt For Against Against Named Executive Officers' Compensation 3 Ratify Auditors Mgmt For For For ________________________________________________________________________________ Brookfield Asset Management Inc. Ticker Security ID: Meeting Date Meeting Status BAM.A CINS 112585104 05/09/2013 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Marcel Mgmt For For For R. Coutu 1.2 Elect Director Maureen Mgmt For For For Kempston Darkes 1.3 Elect Director Lance Mgmt For For For Liebman 1.4 Elect Director Frank J. Mgmt For For For McKenna 1.5 Elect Director Youssef Mgmt For For For A. Nasr 1.6 Elect Director James A. Mgmt For For For Pattison 1.7 Elect Director Seek Mgmt For For For Ngee Huat 1.8 Elect Director Diana L. Mgmt For For For Taylor 2 Approve Deloitte LLP as Mgmt For For For Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote on Mgmt For For For Executive Compensation Approach ________________________________________________________________________________ Brookfield Office Properties Inc. Ticker Security ID: Meeting Date Meeting Status BPO CINS 112900105 04/25/2013 Voted Meeting Type Country of Trade Annual/Special Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director William Mgmt For For For T. Cahill 1.2 Elect Director Christie Mgmt For For For J.B. Clark 1.3 Elect Director Richard Mgmt For Withhold Against B. Clark 1.4 Elect Director Jack L. Mgmt For For For Cockwell 1.5 Elect Director Dennis Mgmt For For For H. Friedrich 1.6 Elect Director Michael Mgmt For For For Hegarty 1.7 Elect Director Brian W. Mgmt For For For Kingston 1.8 Elect Director Paul J. Mgmt For For For Massey Jr. 1.9 Elect Director F. Allan Mgmt For For For McDonald 1.10 Elect Director Robert Mgmt For For For L. Stelzl 1.11 Elect Director John E. Mgmt For For For Zuccotti 2 Approve Deloitte LLP as Mgmt For For For Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote on Mgmt For For For Executive Compensation Approach 4 Amend Stock Option Plan Mgmt For Against Against 5 Approve Stock Option Mgmt For For For Plan ________________________________________________________________________________ Camden Property Trust Ticker Security ID: Meeting Date Meeting Status CPT CUSIP 133131102 05/10/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Richard Mgmt For Withhold Against J. Campo 1.2 Elect Director Scott S. Mgmt For For For Ingraham 1.3 Elect Director Lewis A. Mgmt For For For Levey 1.4 Elect Director William Mgmt For For For B. McGuire, Jr. 1.5 Elect Director William Mgmt For For For F. Paulsen 1.6 Elect Director D. Keith Mgmt For For For Oden 1.7 Elect Director F. Mgmt For For For Gardner Parker 1.8 Elect Director Frances Mgmt For For For Aldrich Sevilla-Sacasa 1.9 Elect Director Steven Mgmt For For For A. Webster 1.10 Elect Director Kelvin Mgmt For For For R. Westbrook 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation ________________________________________________________________________________ CapitaCommercial Trust Ltd. Ticker Security ID: Meeting Date Meeting Status C61 CINS Y1091F107 04/16/2013 Voted Meeting Type Country of Trade Annual Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Adopt Trustee's Report, Mgmt For For For Manager's Statement, Financial Statements, and Auditors' Report 2 Reappoint KPMG LLP as Mgmt For For For Auditors and Authorize Manager to Fix Their Remuneration 3 Approve Issuance of Mgmt For For For Equity or Equity-Linked Securities with or without Preemptive Rights 4 Authorize Unit Mgmt For For For Repurchase Program ________________________________________________________________________________ Capitaland Limited Ticker Security ID: Meeting Date Meeting Status C31 CINS Y10923103 04/26/2013 Voted Meeting Type Country of Trade Special Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Authorize Share Mgmt For For For Repurchase Program ________________________________________________________________________________ Capitaland Limited Ticker Security ID: Meeting Date Meeting Status C31 CINS Y10923103 04/26/2013 Voted Meeting Type Country of Trade Annual Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Adopt Financial Mgmt For For For Statements and Directors' and Auditors' Reports 2 Declare Final Dividend Mgmt For For For 3 Approve Directors' Fees Mgmt For For For 4.1 Elect Ng Kee Choe as Mgmt For For For Director 4.2 Elect Peter Seah Lim Mgmt For For For Huat as Director 5.1 Elect Amirsham Bin A Mgmt For Against Against Aziz as Director 5.2 Elect Stephen Lee Ching Mgmt For For For Yen as Director 5.3 Elect Lim Ming Yan as Mgmt For For For Director 6 Reappoint KPMG LLP Mgmt For For For Auditors and Authorize Board to Fix Their Remuneration 7.1 Approve Issuance of Mgmt For For For Equity or Equity-Linked Securities with or without Preemptive Rights 7.2 Approve Grant of Awards Mgmt For For For and Issue Shares Pursuant to the CapitaLand Performance Share Plan 2010 and the CapitaLand Restricted Share Plan 2010 ________________________________________________________________________________ Capitamall Trust Ltd Ticker Security ID: Meeting Date Meeting Status C38U CINS Y1100L160 04/17/2013 Voted Meeting Type Country of Trade Annual Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Adopt Financial Mgmt For For For Statements, Report of Trustee, Statement of Manager and Auditors' Report 2 Reappoint KPMG LLP as Mgmt For For For Auditors and Authorize Manager to Fix Their Remuneration 3 Approve Issuance of Mgmt For For For Equity or Equity-Linked Securities with or without Preemptive Rights 4 Amend Trust Deed Re: Mgmt For For For Repurchase of Units 5 Authorize Share Mgmt For For For Repurchase Program ________________________________________________________________________________ CapitaMalls Asia Ltd. Ticker Security ID: Meeting Date Meeting Status JS8 CINS Y1122V105 04/24/2013 Voted Meeting Type Country of Trade Special Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Authorize Share Mgmt For For For Repurchase Program ________________________________________________________________________________ CapitaMalls Asia Ltd. Ticker Security ID: Meeting Date Meeting Status JS8 CINS Y1122V105 04/24/2013 Voted Meeting Type Country of Trade Annual Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Adopt Financial Mgmt For For For Statements and Directors' and Auditors' Reports 2 Declare Final Dividend Mgmt For For For 3 Approve Directors' Fees Mgmt For For For 4.1 Reelect Sunil Tissa Mgmt For For For Amarasuriya as Director 4.2 Reelect Tan Kong Yam as Mgmt For For For Director 5.1 Reelect Lim Ming Yan as Mgmt For For For Director 5.2 Reelect Ng Kee Choe as Mgmt For For For Director 5.3 Reelect Bob Tan Beng Mgmt For For For Hai as Director 6 Reappoint KPMG LLP as Mgmt For For For Auditors and Authorize Board to Fix Their Remuneration 7 Approve Issuance of Mgmt For For For Equity or Equity-Linked Securities with or without Preemptive Rights 8 Approve Grant of Awards Mgmt For Against Against and Issuance of Shares Pursuant to the CapitaMalls Asia Performance Share Plan and the CapitaMalls Asia Restricted Stock Plan 9 Approve Issuance of Mgmt For For For Shares Pursuant to the CapitaMalls Asia Dividend Reinvestment Scheme ________________________________________________________________________________ CBRE Group, Inc. Ticker Security ID: Meeting Date Meeting Status CBG CUSIP 12504L109 05/09/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Richard Mgmt For For For C. Blum 1.2 Elect Director Brandon Mgmt For For For B. Boze 1.3 Elect Director Curtis Mgmt For For For F. Feeny 1.4 Elect Director Bradford Mgmt For For For M. Freeman 1.5 Elect Director Michael Mgmt For For For Kantor 1.6 Elect Director Frederic Mgmt For For For V. Malek 1.7 Elect Director Jane J. Mgmt For For For Su 1.8 Elect Director Robert Mgmt For For For E. Sulentic 1.9 Elect Director Laura D. Mgmt For For For Tyson 1.10 Elect Director Gary L. Mgmt For For For Wilson 1.11 Elect Director Ray Wirta Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation ________________________________________________________________________________ Centro Retail Australia Ticker Security ID: Meeting Date Meeting Status CRF CINS Q2227T101 01/22/2013 Voted Meeting Type Country of Trade Special Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approve the Change of Mgmt For For For Company Name to Federation Limited ________________________________________________________________________________ Cheung Kong (Holdings) Limited Ticker Security ID: Meeting Date Meeting Status 00001 CINS Y13213106 05/21/2013 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accept Financial Mgmt For For For Statements and Statutory Reports 2 Declare Final Dividend Mgmt For For For 3.1 Elect Li Tzar Kuoi, Mgmt For For For Victor as Director 3.2 Elect Ip Tak Chuen, Mgmt For Against Against Edmond as Director 3.3 Elect Chiu Kwok Hung, Mgmt For Against Against Justin as Director 3.4 Elect Leung Siu Hon as Mgmt For For For Director 3.5 Elect Chow Kun Chee, Mgmt For For For Roland as Director 3.6 Elect Lee Yeh Kwong, Mgmt For For For Charles as Director 3.7 Elect Yeh Yuan Chang, Mgmt For For For Anthony as Director 3.8 Elect Wong Yick-ming, Mgmt For For For Rosanna as Director 4 Reappoint Mgmt For For For PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration 5.1 Approve Issuance of Mgmt For Against Against Equity or Equity-Linked Securities without Preemptive Rights 5.2 Authorize Repurchase of Mgmt For For For Up to 10 Percent of Issued Share Capital 5.3 Authorize Reissuance of Mgmt For Against Against Repurchased Shares ________________________________________________________________________________ City Developments Ltd. Ticker Security ID: Meeting Date Meeting Status C09 CINS V23130111 04/24/2013 Voted Meeting Type Country of Trade Annual Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Adopt Financial Mgmt For For For Statements and Directors' and Auditors' Reports 2 Declare Final Dividend Mgmt For For For of SGD 0.08 Per Share and Special Dividend of SGD 0.05 Per Share 3 Approve Directors' Fees Mgmt For For For and Audit Committee Fees 4.1 Elect Yeo Liat Kok Mgmt For For For Philip as Director 4.2 Elect Chan Soon Hee Mgmt For Against Against Eric as Director 5.1 Elect Kwek Leng Beng as Mgmt For For For Director 5.2 Elect Chee Keng Soon as Mgmt For For For Director 5.3 Elect Foo See Juan as Mgmt For For For Director 5.4 Elect Tang See Chim as Mgmt For For For Director 6 Reappoint KPMG LLP as Mgmt For For For Auditors and Authorize Board to Fix Their Remuneration 7 Approve Issuance of Mgmt For For For Equity or Equity-Linked Securities with or without Preemptive Rights 8 Authorize Share Mgmt For For For Repurchase Program 9 Approve Mandate for Mgmt For For For Transactions with Related Parties ________________________________________________________________________________ Corio NV Ticker Security ID: Meeting Date Meeting Status CORA CINS N2273C104 04/18/2013 Voted Meeting Type Country of Trade Annual Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Open Meeting Mgmt N/A N/A N/A 2 Receive Report of Mgmt N/A N/A N/A Management Board (Non-Voting) 3 Adopt Financial Mgmt For For For Statements and Statutory Reports 4.1 Approve Dividends of Mgmt For For For EUR 2.76 Per Share 4.2 Approve Offering Mgmt For For For Optional Dividend in Stock 5 Approve Discharge of Mgmt For For For Management Board 6 Approve Discharge of Mgmt For For For Supervisory Board 7.1 Reelect D.C. Doijer to Mgmt For For For Supervisory Board 7.2 Reelect G.A. Beijer to Mgmt For For For Supervisory Board 8 Ratify Mgmt For For For PricewaterhouseCoopers as Auditors 9 Receive Explanation on Mgmt N/A N/A N/A Company's Updated Dividend Policy as of Fiscal Year 2013 10.1 Abolish Large Company Mgmt For For For Regime 10.2 Amend Articles Re: Mgmt For For For Lowering of Threshold for Board Decisions Requiring Shareholder Approval 10.3 Amend Articles Re: Mgmt For For For Increase Authorized Share Capital Up to EUR 2 Billion 10.4 Amend Articles Re: Mgmt For For For Corporate Purpose 10.5 Amend Articles Re: Mgmt For For For Legislative Changes 11 Other Business Mgmt N/A N/A N/A (Non-Voting) 12 Close Meeting Mgmt N/A N/A N/A ________________________________________________________________________________ Daito Trust Construction Co. Ltd. Ticker Security ID: Meeting Date Meeting Status 1878 CINS J11151107 06/26/2013 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approve Allocation of Mgmt For For For Income, With a Final Dividend of JPY 165 2 Amend Articles To Amend Mgmt For For For Business Lines 3.1 Elect Director Mgmt For For For Kumakiri, Naomi 3.2 Elect Director Kadochi, Mgmt For For For Hitoshi 3.3 Elect Director Inada, Mgmt For For For Akio 3.4 Elect Director Nakada, Mgmt For For For Shuuji 3.5 Elect Director Mgmt For For For Kobayashi, Katsuma 3.6 Elect Director Kawai, Mgmt For For For Shuuji 3.7 Elect Director Mgmt For For For Sasamoto, Yuujiro 3.8 Elect Director Marcus Mgmt For For For Merner 3.9 Elect Director Mgmt For For For Yamaguchi, Toshiaki 4.1 Appoint Statutory Mgmt For For For Auditor Uno, Masayasu 4.2 Appoint Statutory Mgmt For Against Against Auditor Hachiya, Hideo 4.3 Appoint Statutory Mgmt For For For Auditor Fujimaki, Kazuo ________________________________________________________________________________ Daiwa House Industry Co. Ltd. Ticker Security ID: Meeting Date Meeting Status 1925 CINS J11508124 06/27/2013 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approve Allocation of Mgmt For For For Income, with a Final Dividend of JPY 35 2.1 Elect Director Higuchi, Mgmt For For For Takeo 2.2 Elect Director Ono, Mgmt For For For Naotake 2.3 Elect Director Ogawa, Mgmt For For For Tetsuji 2.4 Elect Director Mgmt For For For Ishibashi, Tamio 2.5 Elect Director Mgmt For For For Nishimura, Tatsushi 2.6 Elect Director Kawai, Mgmt For For For Katsutomo 2.7 Elect Director Mgmt For For For Ishibashi, Takuya 2.8 Elect Director Numata, Mgmt For For For Shigeru 2.9 Elect Director Hama, Mgmt For For For Takashi 2.10 Elect Director Mgmt For For For Tsuchida, Kazuto 2.11 Elect Director Mgmt For For For Yamamoto, Makoto 2.12 Elect Director Hori, Mgmt For For For Fukujiro 2.13 Elect Director Mgmt For For For Kosokabe, Takeshi 2.14 Elect Director Yoshii, Mgmt For For For Keiichi 2.15 Elect Director Mgmt For For For Fujitani, Osamu 2.16 Elect Director Kiguchi, Mgmt For For For Masahiro 2.17 Elect Director Mgmt For For For Kamikawa, Koichi 2.18 Elect Director Kimura, Mgmt For For For Kazuyoshi 2.19 Elect Director Mgmt For For For Shigemori, Yutaka 3.1 Appoint Statutory Mgmt For For For Auditor Terada, Ryozo 3.2 Appoint Statutory Mgmt For For For Auditor Hirata, Kenji 3.3 Appoint Statutory Mgmt For Against Against Auditor Iida, Kazuhiro 3.4 Appoint Statutory Mgmt For Against Against Auditor Iwasaki, Kiichiro 4 Approve Annual Bonus Mgmt For For For Payment to Directors and Statutory Auditors ________________________________________________________________________________ Digital Realty Trust, Inc. Ticker Security ID: Meeting Date Meeting Status DLR CUSIP 253868103 05/01/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Dennis Mgmt For For For E. Singleton 1.2 Elect Director Michael Mgmt For For For F. Foust 1.3 Elect Director Laurence Mgmt For For For A. Chapman 1.4 Elect Director Kathleen Mgmt For For For Earley 1.5 Elect Director Ruann F. Mgmt For For For Ernst 1.6 Elect Director Kevin J. Mgmt For For For Kennedy 1.7 Elect Director William Mgmt For For For G. LaPerch 1.8 Elect Director Robert Mgmt For For For H. Zerbst 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation ________________________________________________________________________________ Duke Realty Corporation Ticker Security ID: Meeting Date Meeting Status DRE CUSIP 264411505 04/24/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Thomas Mgmt For For For J. Baltimore, Jr. 1.2 Elect Director William Mgmt For For For Cavanaugh, III 1.3 Elect Director Alan H. Mgmt For For For Cohen 1.4 Elect Director Ngaire Mgmt For For For E. Cuneo 1.5 Elect Director Charles Mgmt For For For R. Eitel 1.6 Elect Director Martin Mgmt For For For C. Jischke 1.7 Elect Director Dennis Mgmt For Against Against D. Oklak 1.8 Elect Director Melanie Mgmt For For For R. Sabelhaus 1.9 Elect Director Peter M. Mgmt For For For Scott, III 1.10 Elect Director Jack R. Mgmt For For For Shaw 1.11 Elect Director Lynn C. Mgmt For For For Thurber 1.12 Elect Director Robert Mgmt For For For J. Woodward, Jr. 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Ratify Auditors Mgmt For For For ________________________________________________________________________________ Equity Residential Ticker Security ID: Meeting Date Meeting Status EQR CUSIP 29476L107 06/13/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director John W. Mgmt For For For Alexander 1.2 Elect Director Charles Mgmt For For For L. Atwood 1.3 Elect Director Linda Mgmt For For For Walker Bynoe 1.4 Elect Director Mary Kay Mgmt For For For Haben 1.5 Elect Director Bradley Mgmt For For For A. Keywell 1.6 Elect Director John E. Mgmt For For For Neal 1.7 Elect Director David J. Mgmt For For For Neithercut 1.8 Elect Director Mark S. Mgmt For For For Shapiro 1.9 Elect Director Gerald Mgmt For For For A. Spector 1.10 Elect Director B. Mgmt For For For Joseph White 1.11 Elect Director Samuel Mgmt For For For Zell 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Report on Sustainability Shr Hldr Against For Against ________________________________________________________________________________ Federal Realty Investment Trust Ticker Security ID: Meeting Date Meeting Status FRT CUSIP 313747206 05/01/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Jon E. Mgmt For For For Bortz 1.2 Elect Director David W. Mgmt For For For Faeder 1.3 Elect Director Kristin Mgmt For For For Gamble 1.4 Elect Director Gail P. Mgmt For For For Steinel 1.5 Elect Director Warren Mgmt For For For M. Thompson 1.6 Elect Director Joseph Mgmt For For For S. Vassalluzzo 1.7 Elect Director Donald Mgmt For For For C. Wood 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For Against Against Named Executive Officers' Compensation ________________________________________________________________________________ Fonciere des regions Ticker Security ID: Meeting Date Meeting Status FDR CINS F42399109 04/24/2013 Voted Meeting Type Country of Trade Annual/Special France Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approve Financial Mgmt For For For Statements and Discharge Directors, CEO, and Vice-CEOs 2 Approve Consolidated Mgmt For For For Financial Statements and Statutory Reports 3 Approve Allocation of Mgmt For For For Income and Dividends of EUR 4.20 per Share 4 Approve Auditors' Mgmt For Against Against Special Report on Related-Party Transactions 5 Approve Severance Mgmt For Against Against Payment Agreement with Olivier Esteve 6 Approve Amendment to Mgmt For Against Against Severance Payment Agreement with Christophe Kullmann 7 Elect Sylvie Ouziel as Mgmt For For For Director 8 Appoint Ernst and Young Mgmt For For For et Autres as Auditor 9 Appoint Auditex as Mgmt For For For Alternate Auditor 10 Ratify Change Location Mgmt For For For of Registered Office to 18, Avenue Francois Mitterand, 57000 Metz 11 Authorize Repurchase of Mgmt For Against Against Up to 10 Percent of Issued Share Capital 12 Authorize Mgmt For For For Capitalization of Reserves of Up to EUR 20 Million for Bonus Issue or Increase in Par Value 13 Authorize Decrease in Mgmt For For For Share Capital via Cancellation of Repurchased Shares 14 Authorize Issuance of Mgmt For For For Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 50 Million 15 Authorize Issuance of Mgmt For For For Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 25 Million 16 Approve Employee Stock Mgmt For For For Purchase Plan 17 Authorize Filing of Mgmt For For For Required Documents/Other Formalities ________________________________________________________________________________ Gecina Ticker Security ID: Meeting Date Meeting Status GFC CINS F4268U171 04/18/2013 Voted Meeting Type Country of Trade Annual/Special France Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approve Financial Mgmt For For For Statements and Statutory Reports 2 Approve Consolidated Mgmt For For For Financial Statements and Statutory Reports 3 Approve Transfer of Mgmt For For For Reevaluation Gain to Specific Reserve Account 4 Approve Allocation of Mgmt For For For Income and Dividends of EUR 4.40 per Share 5 Approve Auditors' Mgmt For For For Special Report on Related-Party Transactions 6 Reelect Rafael Gonzalez Mgmt For Against Against de la Cueva as Director 7 Reelect Antonio Trueba Mgmt For Against Against Bustamente as Director 8 Authorize Repurchase of Mgmt For Against Against Up to 10 Percent of Issued Share Capital 9 Authorize Issuance of Mgmt For For For Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 100 Million 10 Authorize Issuance of Mgmt For For For Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 50 Million 11 Approve Issuance of Mgmt For Against Against Equity or Equity-Linked Securities for up to 10 Percent of Issued Capital Per Year for Private Placements up to Aggregate Nominal Amount of EUR 50 Million 12 Authorize Board to Mgmt For Against Against Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote 13 Authorize Capital Mgmt For Against Against Increase of up to 10 Percent of Issued Capital for Future Acquisitions 14 Authorize Mgmt For For For Capitalization of Reserves of Up to EUR 500 Million for Bonus Issue or Increase in Par Value 15 Authorize Board to Set Mgmt For Against Against Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights 16 Approve Employee Stock Mgmt For For For Purchase Plan 17 Authorize up to 1.5 Mgmt For Against Against Percent of Issued Capital for Use in Stock Option Plan 18 Authorize up to 1.5 Mgmt For Against Against Percent of Issued Capital for Use in Restricted Stock Plan 19 Authorize Decrease in Mgmt For For For Share Capital via Cancellation of Repurchased Shares 20 Authorize Filing of Mgmt For For For Required Documents/Other Formalities ________________________________________________________________________________ General Growth Properties, Inc. Ticker Security ID: Meeting Date Meeting Status GGP CUSIP 370023103 05/10/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Richard Mgmt For For For B. Clark 1.2 Elect Director Mary Lou Mgmt For For For Fiala 1.3 Elect Director J. Bruce Mgmt For For For Flatt 1.4 Elect Director John K. Mgmt For For For Haley 1.5 Elect Director Cyrus Mgmt For For For Madon 1.6 Elect Director Sandeep Mgmt For For For Mathrani 1.7 Elect Director David J. Mgmt For For For Neithercut 1.8 Elect Director Mark R. Mgmt For For For Patterson 1.9 Elect Director John G. Mgmt For For For Schreiber 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation ________________________________________________________________________________ GPT Group Ticker Security ID: Meeting Date Meeting Status GPT CINS Q4252X155 05/02/2013 Voted Meeting Type Country of Trade Annual/Special Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Robert Ferguson Mgmt For For For as a Director 2 Elect Anne McDonald as Mgmt For For For a Director 3 Elect Brendan Crotty as Mgmt For For For a Director 4 Elect Eileen Doyle as a Mgmt For For For Director 5 Approve the Mgmt For For For Remuneration Report 6 Approve the Grant of Mgmt For For For Performance Rights to Michael Cameron, Managing Director and Chief Executive Officer of the Company 7 Approve the Amendments Mgmt For For For to the Company's Constitution 8 Approve the Amendments Mgmt For For For to the Trust Deed ________________________________________________________________________________ H&R Real Estate Investment Trust Ticker Security ID: Meeting Date Meeting Status HR.UN CINS 404428203 03/22/2013 Voted Meeting Type Country of Trade Special Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approve Acquisition of Mgmt For For For Primaris Retail Real Estate Investment Trust ________________________________________________________________________________ H&R Real Estate Investment Trust Ticker Security ID: Meeting Date Meeting Status HR.UN CINS 404428203 03/22/2013 Voted Meeting Type Country of Trade Special Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approve Acquisition of Mgmt For For For Primaris Retail Real Estate Investment Trust ________________________________________________________________________________ H&R Real Estate Investment Trust Ticker Security ID: Meeting Date Meeting Status HR.UN CINS 404428203 06/20/2013 Voted Meeting Type Country of Trade Annual/Special Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Thomas J. Mgmt For For For Hofstedter as Trustee of the REIT 2 Elect Robert E. Dickson Mgmt For For For as Trustee of the REIT 3 Elect Edward Gilbert as Mgmt For For For Trustee of the REIT 4 Elect Laurence A. Mgmt For For For Lebovic as Trustee of the REIT 5 Elect Ronald C. Rutman Mgmt For For For as Trustee of the REIT 6 Approve KPMG LLP as Mgmt For For For Auditors of the REIT and Authorize Trustees to Fix Their Remuneration 7 Amend Declaration of Mgmt For For For Trust Re: Investment Guidelines and Operating Policies 8 Amend Declaration of Mgmt For For For Trust Re: Investment Committee Review 9 Approve Incentive Unit Mgmt For For For Plan 10 Amend Unit Option Plan Mgmt For For For ________________________________________________________________________________ H&R Real Estate Investment Trust Ticker Security ID: Meeting Date Meeting Status HR.UN CINS 404428203 06/20/2013 Voted Meeting Type Country of Trade Annual/Special Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Marvin Rubner as Mgmt For For For Trustee of the Finance Trust 2 Elect Shimshon Mgmt For For For (Stephen) Gross as Trustee of the Finance Trust 3 Elect Neil Sigler as Mgmt For For For Trustee of the Finance Trust 4 Approve KPMG LLP as Mgmt For For For Auditors of the Finance Trust and Authorize Trustees to Fix Their Remuneration ________________________________________________________________________________ Hammerson plc Ticker Security ID: Meeting Date Meeting Status HMSO CINS G4273Q107 05/09/2013 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accept Financial Mgmt For For For Statements and Statutory Reports 2 Approve Remuneration Mgmt For For For Report 3 Approve Final Dividend Mgmt For For For 4 Elect David Tyler as Mgmt For For For Director 5 Elect Jean-Philippe Mgmt For For For Mouton as Director 6 Elect Gwyn Burr as Mgmt For For For Director 7 Re-elect David Atkins Mgmt For For For as Director 8 Re-elect Peter Cole as Mgmt For For For Director 9 Re-elect Timon Mgmt For For For Drakesmith as Director 10 Re-elect Terry Duddy as Mgmt For For For Director 11 Re-elect Jacques Mgmt For For For Espinasse as Director 12 Re-elect Judy Gibbons Mgmt For For For as Director 13 Re-elect John Hirst as Mgmt For For For Director 14 Re-elect Anthony Watson Mgmt For For For as Director 15 Reappoint Deloitte LLP Mgmt For For For as Auditors 16 Authorise Board to Fix Mgmt For For For Remuneration of Auditors 17 Authorise Issue of Mgmt For For For Equity with Pre-emptive Rights 18 Authorise Issue of Mgmt For For For Equity without Pre-emptive Rights 19 Authorise Market Mgmt For For For Purchase of Ordinary Shares 20 Approve Increase in Mgmt For For For Maximum Aggregate Fees Payable to Directors ________________________________________________________________________________ Hang Lung Properties Ltd. Ticker Security ID: Meeting Date Meeting Status 00101 CINS Y30166105 04/18/2013 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accept Financial Mgmt For For For Statements and Statutory Reports 2 Declare Final Dividend Mgmt For For For 3.1 Reelect Shang Shing Yin Mgmt For For For as Director 3.2 Reelect Dominic Chiu Mgmt For For For Fai Ho as Director 3.3 Reelect Philip Nan Lok Mgmt For For For Chen as Director 3.4 Authorize Board to Fix Mgmt For For For Remuneration of Directors 4 Reappoint KPMG as Mgmt For For For Auditors and Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Mgmt For For For Up to 10 Percent of Issued Share Capital 6 Approve Issuance of Mgmt For Against Against Equity or Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Mgmt For Against Against Repurchased Shares ________________________________________________________________________________ HCP, Inc. Ticker Security ID: Meeting Date Meeting Status HCP CUSIP 40414L109 04/25/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director James F. Mgmt For Against Against Flaherty, III 1.2 Elect Director Mgmt For For For Christine N. Garvey 1.3 Elect Director David B. Mgmt For For For Henry 1.4 Elect Director Lauralee Mgmt For For For E. Martin 1.5 Elect Director Michael Mgmt For For For D. McKee 1.6 Elect Director Peter L. Mgmt For For For Rhein 1.7 Elect Director Kenneth Mgmt For For For B. Roath 1.8 Elect Director Joseph Mgmt For For For P. Sullivan 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation ________________________________________________________________________________ Health Care REIT, Inc. Ticker Security ID: Meeting Date Meeting Status HCN CUSIP 42217K106 05/02/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director William Mgmt For For For C. Ballard, Jr. 1.2 Elect Director George Mgmt For Against Against L. Chapman 1.3 Elect Director Thomas Mgmt For For For J. DeRosa 1.4 Elect Director Jeffrey Mgmt For For For H. Donahue 1.5 Elect Director Peter J. Mgmt For For For Grua 1.6 Elect Director Fred S. Mgmt For For For Klipsch 1.7 Elect Director Sharon Mgmt For For For M. Oster 1.8 Elect Director Jeffrey Mgmt For For For R. Otten 1.9 Elect Director Judith Mgmt For For For C. Pelham 1.10 Elect Director R. Scott Mgmt For For For Trumbull 2 Advisory Vote to Ratify Mgmt For Against Against Named Executive Officers' Compensation 3 Ratify Auditors Mgmt For For For ________________________________________________________________________________ Henderson Land Development Co. Ltd. Ticker Security ID: Meeting Date Meeting Status 00012 CINS Y31476107 06/03/2013 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accept Financial Mgmt For For For Statements and Statutory Reports 2 Declare Final Dividend Mgmt For For For 3.1 Elect Poon Chung Kwong Mgmt For For For as Director 3.2 Elect Chung Shui Ming, Mgmt For Against Against Timpson as Director 3.3 Elect Lee King Yue as Mgmt For Against Against Director 3.4 Elect Li Ning as Mgmt For Against Against Director 3.5 Elect Kwok Ping Ho as Mgmt For Against Against Director 3.6 Elect Wong Ho Ming, Mgmt For Against Against Augustine as Director 3.7 Elect Lee Tat Man as Mgmt For Against Against Director 3.8 Elect Kwong Che Keung, Mgmt For Against Against Gordon as Director 3.9 Elect Ko Ping Keung as Mgmt For For For Director 4 Reappoint Auditors and Mgmt For For For Authorize Board to Fix Their Remuneration 5.1 Approve Issuance of Mgmt For For For Bonus Shares 5.2 Authorize Repurchase of Mgmt For For For Up to 10 Percent of Issued Share Capital 5.3 Approve Issuance of Mgmt For Against Against Equity or Equity-Linked Securities without Preemptive Rights 5.4 Authorize Reissuance of Mgmt For Against Against Repurchased Shares ________________________________________________________________________________ Host Hotels & Resorts, Inc. Ticker Security ID: Meeting Date Meeting Status HST CUSIP 44107P104 05/16/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Sheila Mgmt For For For C. Bair 1.2 Elect Director Robert Mgmt For For For M. Baylis 1.3 Elect Director Terence Mgmt For For For C. Golden 1.4 Elect Director Ann M. Mgmt For For For Korologos 1.5 Elect Director Richard Mgmt For For For E. Marriott 1.6 Elect Director John B. Mgmt For For For Morse, Jr. 1.7 Elect Director Walter Mgmt For For For C. Rakowich 1.8 Elect Director Gordon Mgmt For For For H. Smith 1.9 Elect Director W. Mgmt For For For Edward Walter 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation ________________________________________________________________________________ Hulic Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 3003 CINS J23594112 03/22/2013 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approve Allocation of Mgmt For For For Income, with a Final Dividend of JPY 2.5 2 Elect Director Mgmt For For For Kobayashi, Hajime ________________________________________________________________________________ Hysan Development Co. Ltd. Ticker Security ID: Meeting Date Meeting Status 00014 CINS Y38203124 05/15/2013 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accept Financial Mgmt For For For Statements and Statutory Reports 2.1 Elect Frederick Peter Mgmt For For For Churchouse as Director 2.2 Elect Chien Lee as Mgmt For For For Director 2.3 Elect Michael Tze Hau Mgmt For For For Lee as Director 2.4 Elect Joseph Chung Yin Mgmt For For For Poon as Director 2.5 Elect Wendy Wen Yee Mgmt For For For Yung as Director 3 Reappoint Deloitte Mgmt For For For Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration 4 Approve Issuance of Mgmt For Against Against Equity or Equity-Linked Securities without Preemptive Rights 5 Authorize Repurchase of Mgmt For For For Up to 10 Percent of Issued Share Capital ________________________________________________________________________________ Icade Ticker Security ID: Meeting Date Meeting Status ICAD CINS F4931M119 04/12/2013 Voted Meeting Type Country of Trade Annual/Special France Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approve Financial Mgmt For For For Statements and Statutory Reports 2 Approve Auditors' Mgmt For For For Special Report on Related-Party Transactions 3 Approve Discharge of Mgmt For For For Directors and CEO 4 Approve Allocation of Mgmt For For For Income and Dividends of EUR 3.64 per Share 5 Approve Consolidated Mgmt For For For Financial Statements and Statutory Reports 6 Reelect Thomas Francis Mgmt For For For Gleeson as Director 7 Ratify Appointment of Mgmt For For For Olivier de Poulpiquet as Director 8 Ratify Appointment of Mgmt For Against Against Jean-Paul Faugere as Director 9 Renew Appointment of Mgmt For For For Mazars S.A. as Auditor 10 Appoint Charles de Mgmt For For For Boisriou as Alternate Auditor 11 Approve Remuneration of Mgmt For For For Directors in the Aggregate Amount of EUR 250,000 12 Authorize Repurchase of Mgmt For For For Up to 10 Percent of Issued Share Capital 13 Authorize Capital Mgmt For For For Increase of Up to EUR 38 Million for Future Exchange Offer on Silic 14 Approve Employee Stock Mgmt For For For Purchase Plan 15 Authorize Decrease in Mgmt For For For Share Capital via Cancellation of Repurchased Shares 16 Authorize Mgmt For For For Capitalization of Reserves of Up to EUR 15 Million for Bonus Issue or Increase in Par Value 17 Authorize up to 1 Mgmt For Against Against Percent of Issued Capital for Use in Stock Option Plan 18 Authorize Filing of Mgmt For For For Required Documents/Other Formalities ________________________________________________________________________________ Intu Properties plc Ticker Security ID: Meeting Date Meeting Status INTU CINS G18687106 05/08/2013 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accept Financial Mgmt For For For Statements and Statutory Reports 2 Approve Final Dividend Mgmt For For For 3 Elect Adele Anderson as Mgmt For For For Director 4 Re-elect Patrick Mgmt For For For Burgess as Director 5 Re-elect John Whittaker Mgmt For For For as Director 6 Re-elect David Fischel Mgmt For For For as Director 7 Re-elect Matthew Mgmt For For For Roberts as Director 8 Re-elect Richard Gordon Mgmt For For For as Director 9 Re-elect Andrew Huntley Mgmt For For For as Director 10 Re-elect Louise Patten Mgmt For For For as Director 11 Re-elect Rob Rowley as Mgmt For For For Director 12 Re-elect Neil Sachdev Mgmt For For For as Director 13 Re-elect Andrew Strang Mgmt For For For as Director 14 Reappoint Mgmt For For For PricewaterhouseCoopers LLP as Auditors and Authorise Their Remuneration 15 Approve Remuneration Mgmt For For For Report 16 Authorise Issue of Mgmt For For For Equity with Pre-emptive Rights 17 Authorise Issue of Mgmt For For For Equity without Pre-emptive Rights 18 Authorise Market Mgmt For For For Purchase of Ordinary Shares 19 Approve Performance Mgmt For For For Share Plan ________________________________________________________________________________ Japan Real Estate Investment Corp. Ticker Security ID: Meeting Date Meeting Status 8952 CINS J27523109 03/19/2013 Voted Meeting Type Country of Trade Special Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Amend Articles To Mgmt For For For Reflect Changes in Law 2 Elect Executive Mgmt For For For Director Terasawa, Noritada 3 Elect Alternate Mgmt For For For Executive Director Katayama, Hiroshi 4.1 Appoint Supervisory Mgmt For Against Against Director Kusakabe, Kenji 4.2 Appoint Supervisory Mgmt For For For Director Okanoya, Tomohiro ________________________________________________________________________________ Keppel Land Ltd. Ticker Security ID: Meeting Date Meeting Status K17 CINS V87778102 04/19/2013 Voted Meeting Type Country of Trade Special Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approve Proposed Award Mgmt For For For of Shares to Non-Executive Directors as Part of Their Remuneration 2 Approved Proposed Mgmt For For For Amendment to Article 82(B) of the Articles of Association ________________________________________________________________________________ Keppel Land Ltd. Ticker Security ID: Meeting Date Meeting Status K17 CINS V87778102 04/19/2013 Voted Meeting Type Country of Trade Annual Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Adopt Financial Mgmt For For For Statements and Directors' and Auditors' Reports 2 Declare Final Dividend Mgmt For For For 3 Elect Lim Ho Kee as Mgmt For For For Director 4 Elect Edward Lee Kwong Mgmt For For For Foo as Director 5 Elect Koh-Lim Wen Gin Mgmt For For For as Director 6 Elect Ang Wee Gee as Mgmt For For For Director 7 Elect Loh Chin Hua as Mgmt For For For Director 8 Elect Tan Yam Pin as Mgmt For Against Against Director 9 Approve Directors' Fees Mgmt For For For 10 Reappoint Ernst & Young Mgmt For For For LLP as Auditors and Authorize Board to Fix Their Remuneration 11 Approve Issuance of Mgmt For For For Equity or Equity-Linked Securities with or without Preemptive Rights 12 Authorize Share Mgmt For For For Repurchase Program 13 Approve Mandate for Mgmt For For For Transactions with Related Parties ________________________________________________________________________________ Kerry Properties Ltd. Ticker Security ID: Meeting Date Meeting Status 00683 CINS G52440107 05/03/2013 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accept Financial Mgmt For For For Statements and Statutory Reports 2 Declare Final Dividend Mgmt For For For 3.1 Elect Wong Siu Kong as Mgmt For For For Director 3.2 Elect Qian Shaohua as Mgmt For For For Director 3.3 Elect Ku Moon Lun as Mgmt For For For Director 3.4 Elect Chang Tso Tung, Mgmt For For For Stephen as Director 4 Authorize Board to Fix Mgmt For For For Directors' Remuneration 5 Reappoint Mgmt For For For PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration 6.1 Approve Issuance of Mgmt For Against Against Equity or Equity-Linked Securities without Preemptive Rights 6.2 Authorize Repurchase of Mgmt For For For Up to 10 Percent of Issued Share Capital 6.3 Authorize Reissuance of Mgmt For Against Against Repurchased Shares ________________________________________________________________________________ Kimco Realty Corporation Ticker Security ID: Meeting Date Meeting Status KIM CUSIP 49446R109 04/30/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Milton Mgmt For For For Cooper 1.2 Elect Director Phillip Mgmt For For For E. Coviello 1.3 Elect Director Richard Mgmt For For For G. Dooley 1.4 Elect Director Joe Mgmt For For For Grills 1.5 Elect Director David B. Mgmt For For For Henry 1.6 Elect Director F. Mgmt For For For Patrick Hughes 1.7 Elect Director Frank Mgmt For For For Lourenso 1.8 Elect Director Colombe Mgmt For For For M. Nicholas 1.9 Elect Director Richard Mgmt For For For B. Saltzman 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Ratify Auditors Mgmt For For For ________________________________________________________________________________ Klepierre Ticker Security ID: Meeting Date Meeting Status LI CINS F5396X102 04/11/2013 Voted Meeting Type Country of Trade Annual/Special France Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approve Financial Mgmt For For For Statements and Statutory Reports 2 Approve Consolidated Mgmt For For For Financial Statements and Statutory Reports 3 Approve Allocation of Mgmt For For For Income and Dividends of EUR 1.50 per Share 4 Approve Auditors' Mgmt For Against Against Special Report on Related-Party Transactions 5 Reelect Bertrand de Mgmt For Against Against Feydeau as Supervisory Board Member 6 Reelect Vivien Mgmt For Against Against Levy-Garboua as Supervisory Board Member 7 Ratify Appointment of Mgmt For For For Catherine Simoni as Supervisory Board Member 8 Authorize Repurchase of Mgmt For Against Against Up to 5 Percent of Issued Share Capital 9 Authorize Decrease in Mgmt For For For Share Capital via Cancellation of Repurchased Shares 10 Authorize Issuance of Mgmt For For For Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 60 Million 11 Authorize Issuance of Mgmt For For For Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 40 Million 12 Approve Issuance of Mgmt For For For Equity or Equity-Linked Securities for Private Placements up to Aggregate Nominal Amount of EUR 40 Million 13 Authorize Board to Mgmt For For For Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 14 Authorize Capital Mgmt For For For Increase of up to 10 Percent of Issued Capital for Future Acquisitions 15 Authorize Mgmt For For For Capitalization of Reserves of Up to EUR 100 Million for Bonus Issue or Increase in Par Value 16 Approve Employee Stock Mgmt For For For Purchase Plan 17 Set Total Limit for Mgmt For For For Capital Increase to Result from All Issuance Requests under Items 10 to 16 Above at EUR 100 Million 18 Authorize Filing of Mgmt For For For Required Documents/Other Formalities ________________________________________________________________________________ Liberty Property Trust Ticker Security ID: Meeting Date Meeting Status LRY CUSIP 531172104 05/09/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Mgmt For For For Frederick F. Buchholz 1.2 Elect Director Thomas Mgmt For For For C. DeLoach, Jr. 1.3 Elect Director Mgmt For For For Katherine Elizabeth Dietze 1.4 Elect Director Daniel Mgmt For For For P. Garton 1.5 Elect Director William Mgmt For Withhold Against P. Hankowsky 1.6 Elect Director M. Mgmt For For For Leanne Lachman 1.7 Elect Director David L. Mgmt For For For Lingerfelt 1.8 Elect Director Stephen Mgmt For For For D. Steinour 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Ratify Auditors Mgmt For For For ________________________________________________________________________________ Mitsubishi Estate Co Ltd Ticker Security ID: Meeting Date Meeting Status 8802 CINS J43916113 06/27/2013 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approve Allocation of Mgmt For For For Income, with a Final Dividend of JPY 6 2.1 Elect Director Kimura, Mgmt For For For Keiji 2.2 Elect Director Mgmt For For For Sugiyama, Hirotaka 2.3 Elect Director Mgmt For For For Yanagisawa, Yutaka 2.4 Elect Director Kono, Mgmt For For For Masaaki 2.5 Elect Director Kazama, Mgmt For For For Toshihiko 2.6 Elect Director Kato, Jo Mgmt For For For 2.7 Elect Director Aiba, Mgmt For For For Naoto 2.8 Elect Director Ono, Mgmt For For For Masamichi 2.9 Elect Director Okusa, Mgmt For For For Toru 2.10 Elect Director Mgmt For For For Matsuhashi, Isao 2.11 Elect Director Tokiwa, Mgmt For For For Fumikatsu 2.12 Elect Director Gomi, Mgmt For For For Yasumasa 2.13 Elect Director Tomioka, Mgmt For For For Shuu 3 Approve Takeover Mgmt For Against Against Defense Plan (Poison Pill) ________________________________________________________________________________ Mitsui Fudosan Co. Ltd. Ticker Security ID: Meeting Date Meeting Status 8801 CINS J4509L101 06/27/2013 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approve Allocation of Mgmt For For For Income, with a Final Dividend of JPY 11 2.1 Elect Director Iwasa, Mgmt For For For Hiromichi 2.2 Elect Director Komoda, Mgmt For For For Masanobu 2.3 Elect Director Iinuma, Mgmt For For For Yoshiaki 2.4 Elect Director Saito, Mgmt For For For Hitoshi 2.5 Elect Director Mgmt For For For Kitahara, Yoshikazu 2.6 Elect Director Asai, Mgmt For For For Hiroshi 2.7 Elect Director Iino, Mgmt For For For Kenji 2.8 Elect Director Mgmt For For For Fujibayashi, Kiyotaka 2.9 Elect Director Urano, Mgmt For For For Mitsudo 2.10 Elect Director Mgmt For For For Matsushima, Masayuki 2.11 Elect Director Mgmt For For For Yamashita, Toru 2.12 Elect Director Mgmt For For For Egashira, Toshiaki 3 Approve Annual Bonus Mgmt For For For Payment to Directors 4 Approve Retirement Mgmt For For For Bonus Payment for Director ________________________________________________________________________________ Nippon Building Fund Inc. Ticker Security ID: Meeting Date Meeting Status 8951 CINS J52088101 03/14/2013 Voted Meeting Type Country of Trade Special Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Amend Articles To Mgmt For For For Reflect Changes in Law 2 Elect Executive Mgmt For For For Director Nishikawa, Tsutomu 3 Elect Alternate Mgmt For For For Executive Director Tanaka, Kenichi 4.1 Appoint Supervisory Mgmt For For For Director Hirai, Yoshiyuki 4.2 Appoint Supervisory Mgmt For For For Director Tsugawa, Tetsuro 4.3 Appoint Supervisory Mgmt For Against Against Director Fukaya, Yutaka ________________________________________________________________________________ Nomura Real Estate Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status 3231 CINS J5893B104 06/27/2013 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approve Allocation of Mgmt For For For Income, with a Final Dividend of JPY 15 2 Amend Articles To Mgmt For For For Indemnify Directors 3.1 Elect Director Nakai, Mgmt For For For Kamezo 3.2 Elect Director Yoshida, Mgmt For For For Yuuko 3.3 Elect Director Mgmt For For For Matsushima, Shigeru 4.1 Appoint Statutory Mgmt For Against Against Auditor Fujitani, Shigeki 4.2 Appoint Statutory Mgmt For For For Auditor Yamate, Akira 5 Approve Adjustment to Mgmt For For For Aggregate Compensation Ceiling for Statutory Auditors ________________________________________________________________________________ NTT Urban Development Corp. Ticker Security ID: Meeting Date Meeting Status 8933 CINS J5940Z104 06/18/2013 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approve Allocation of Mgmt For For For Income, with a Final Dividend of JPY 900 2 Amend Articles To Limit Mgmt For For For Rights of Odd-Lot Holders - Amend Business Lines 3.1 Elect Director Mgmt For For For Shiokawa, Kanya 3.2 Elect Director Komatsu, Mgmt For For For Akira 4.1 Appoint Statutory Mgmt For For For Auditor Ikegawa, Hiroshi 4.2 Appoint Statutory Mgmt For Against Against Auditor Hiroi, Takashi ________________________________________________________________________________ Plum Creek Timber Company, Inc. Ticker Security ID: Meeting Date Meeting Status PCL CUSIP 729251108 05/07/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Rick R. Mgmt For For For Holley 1.2 Elect Director Robin Mgmt For For For Josephs 1.3 Elect Director John G. Mgmt For For For McDonald 1.4 Elect Director Robert Mgmt For For For B. McLeod 1.5 Elect Director John F. Mgmt For For For Morgan Sr. 1.6 Elect Director Marc F. Mgmt For For For Racicot 1.7 Elect Director Lawrence Mgmt For For For A. Selzer 1.8 Elect Director Stephen Mgmt For For For C. Tobias 1.9 Elect Director Martin Mgmt For For For A. White 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Ratify Auditors Mgmt For For For ________________________________________________________________________________ Prologis, Inc. Ticker Security ID: Meeting Date Meeting Status PLD CUSIP 74340W103 05/02/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Hamid R. Mgmt For Against Against Moghadam 1.2 Elect Director George Mgmt For For For L. Fotiades 1.3 Elect Director Mgmt For For For Christine N. Garvey 1.4 Elect Director Lydia H. Mgmt For For For Kennard 1.5 Elect Director J. Mgmt For For For Michael Losh 1.6 Elect Director Irving Mgmt For For For F. Lyons III 1.7 Elect Director Jeffrey Mgmt For For For L. Skelton 1.8 Elect Director D. Mgmt For For For Michael Steuert 1.9 Elect Director Carl B. Mgmt For For For Webb 1.10 Elect Director William Mgmt For For For D. Zollars 2 Advisory Vote to Ratify Mgmt For Against Against Named Executive Officers' Compensation 3 Ratify Auditors Mgmt For For For ________________________________________________________________________________ Public Storage Ticker Security ID: Meeting Date Meeting Status PSA CUSIP 74460D109 05/09/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Ronald Mgmt For Withhold Against L. Havner, Jr. 1.2 Elect Director Tamara Mgmt For For For Hughes Gustavson 1.3 Elect Director Uri P. Mgmt For For For Harkham 1.4 Elect Director B. Wayne Mgmt For For For Hughes, Jr. 1.5 Elect Director Avedick Mgmt For For For B. Poladian 1.6 Elect Director Gary E. Mgmt For For For Pruitt 1.7 Elect Director Ronald Mgmt For For For P. Spogli 1.8 Elect Director Daniel Mgmt For For For C. Staton 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation ________________________________________________________________________________ Rayonier Inc. Ticker Security ID: Meeting Date Meeting Status RYN CUSIP 754907103 05/16/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director C. David Mgmt For For For Brown, II 1.2 Elect Director John E. Mgmt For For For Bush 1.3 Elect Director Thomas Mgmt For For For I. Morgan 2 Amend Executive Mgmt For For For Incentive Bonus Plan 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Ratify Auditors Mgmt For For For ________________________________________________________________________________ Realty Income Corporation Ticker Security ID: Meeting Date Meeting Status O CUSIP 756109104 05/07/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Kathleen Mgmt For For For R. Allen 1.2 Elect Director A. Mgmt For For For Larry Chapman 1.3 Elect Director Priya Mgmt For For For Cherian Huskins 1.4 Elect Director Thomas Mgmt For For For A. Lewis 1.5 Elect Director Michael Mgmt For For For D. McKee 1.6 Elect Director Gregory Mgmt For For For T. McLaughlin 1.7 Elect Director Ronald Mgmt For For For L. Merriman 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation ________________________________________________________________________________ Regency Centers Corporation Ticker Security ID: Meeting Date Meeting Status REG CUSIP 758849103 05/07/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Martin Mgmt For Withhold Against E. Stein, Jr. 1.2 Elect Director Raymond Mgmt For For For L. Bank 1.3 Elect Director C. Mgmt For For For Ronald Blankenship 1.4 Elect Director A.R. Mgmt For For For Carpenter 1.5 Elect Director J. Dix Mgmt For For For Druce, Jr. 1.6 Elect Director Mary Lou Mgmt For For For Fiala 1.7 Elect Director Douglas Mgmt For For For S. Luke 1.8 Elect Director David P. Mgmt For For For O'Connor 1.9 Elect Director John C. Mgmt For For For Schweitzer 1.10 Elect Director Brian M. Mgmt For For For Smith 1.11 Elect Director Thomas Mgmt For For For G. Wattles 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Ratify Auditors Mgmt For For For ________________________________________________________________________________ RioCan Real Estate Investment Trust Ticker Security ID: Meeting Date Meeting Status REI.UN CINS 766910103 06/05/2013 Voted Meeting Type Country of Trade Annual/Special Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Trustee Bonnie Mgmt For For For Brooks 1.2 Elect Trustee Clare R. Mgmt For Withhold Against Copeland 1.3 Elect Trustee Raymond Mgmt For For For M. Gelgoot 1.4 Elect Trustee Paul Mgmt For For For Godfrey 1.5 Elect Trustee Dale H. Mgmt For For For Lastman 1.6 Elect Trustee Sharon Mgmt For For For Sallows 1.7 Elect Trustee Edward Mgmt For For For Sonshine 1.8 Elect Trustee Charles Mgmt For For For M. Winograd 2 Approve Ernst & Young Mgmt For For For LLP as Auditors and Authorize Trustees to Fix Their Remuneration 3 Approve Advance Notice Mgmt For For For Policy 4 Amend Declaration of Mgmt For For For Trust ________________________________________________________________________________ SEGRO plc Ticker Security ID: Meeting Date Meeting Status SGRO CINS G80277141 04/23/2013 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accept Financial Mgmt For For For Statements and Statutory Reports 2 Approve Final Dividend Mgmt For For For 3 Approve Remuneration Mgmt For For For Report 4 Re-elect Nigel Rich as Mgmt For For For Director 5 Re-elect Justin Read as Mgmt For For For Director 6 Re-elect Mark Mgmt For For For Robertshaw as Director 7 Re-elect David Sleath Mgmt For For For as Director 8 Re-elect Doug Webb as Mgmt For For For Director 9 Re-elect Thom Wernink Mgmt For For For as Director 10 Elect Christopher Mgmt For For For Fisher as Director 11 Elect Baroness Ford as Mgmt For For For Director 12 Reappoint Deloitte LLP Mgmt For For For as Auditors 13 Authorise Board to Fix Mgmt For For For Remuneration of Auditors 14 Authorise EU Political Mgmt For For For Donations and Expenditure 15 Authorise Issue of Mgmt For For For Equity with Pre-emptive Rights 16 Authorise Issue of Mgmt For For For Equity without Pre-emptive Rights 17 Authorise Issue of Mgmt For For For Equity with Pre-emptive Rights 18 Authorise Issue of Mgmt For For For Equity without Pre-emptive Rights 19 Authorise Market Mgmt For For For Purchase of Ordinary Shares 20 Authorise the Company Mgmt For For For to Call EGM with Two Weeks' Notice ________________________________________________________________________________ Simon Property Group, Inc. Ticker Security ID: Meeting Date Meeting Status SPG CUSIP 828806109 05/14/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Melvyn Mgmt For For For E. Bergstein 1.2 Elect Director Larry C. Mgmt For For For Glasscock 1.3 Elect Director Karen N. Mgmt For For For Horn 1.4 Elect Director Allan Mgmt For For For Hubbard 1.5 Elect Director Reuben Mgmt For For For S. Leibowitz 1.6 Elect Director Daniel Mgmt For For For C. Smith 1.7 Elect Director J. Mgmt For For For Albert Smith, Jr. 2 Advisory Vote to Ratify Mgmt For Against Against Named Executive Officers' Compensation 3 Ratify Auditors Mgmt For For For ________________________________________________________________________________ SL Green Realty Corp. Ticker Security ID: Meeting Date Meeting Status SLG CUSIP 78440X101 06/13/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Edwin Mgmt For For For Thomas Burton, III. 1.2 Elect Director Craig M. Mgmt For For For Hatkoff 2 Advisory Vote to Ratify Mgmt For Against Against Named Executive Officers' Compensation 3 Amend Omnibus Stock Plan Mgmt For Against Against 4 Ratify Auditors Mgmt For For For ________________________________________________________________________________ Sumitomo Realty & Development Co. Ltd. Ticker Security ID: Meeting Date Meeting Status 8830 CINS J77841112 06/27/2013 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approve Allocation of Mgmt For For For Income, with a Final Dividend of JPY 10 2.1 Elect Director Mgmt For Against Against Takashima, Junji 2.2 Elect Director Onodera, Mgmt For For For Kenichi 2.3 Elect Director Nishima, Mgmt For Against Against Kojun 2.4 Elect Director Mgmt For For For Takemura, Nobuaki 2.5 Elect Director Mgmt For For For Kobayashi, Masato 2.6 Elect Director Mgmt For For For Sakamoto, Yoshinobu 2.7 Elect Director Odai, Mgmt For For For Yoshiyuki 2.8 Elect Director Kato, Mgmt For For For Hiroshi 2.9 Elect Director Ito, Koji Mgmt For For For 2.10 Elect Director Tanaka, Mgmt For For For Toshikazu 3.1 Appoint Statutory Mgmt For Against Against Auditor Abe, Shoichi 3.2 Appoint Statutory Mgmt For Against Against Auditor Tomoyasu, Hiroshi 3.3 Appoint Statutory Mgmt For For For Auditor Kitamura, Tadashi 4 Approve Takeover Mgmt For Against Against Defense Plan (Poison Pill) ________________________________________________________________________________ Swire Pacific Limited Ticker Security ID: Meeting Date Meeting Status 00019 CINS Y83310105 05/09/2013 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect P A Johansen as Mgmt For For For Director 1.2 Elect J R Slosar as Mgmt For Against Against Director 1.3 Elect R W M Lee as Mgmt For For For Director 1.4 Elect J B Rae-Smith as Mgmt For Against Against Director 2 Reappoint Mgmt For For For PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration 3 Authorize Repurchase of Mgmt For For For Up to 10 Percent of Issued Share Capital 4 Approve Issuance of Mgmt For Against Against Equity or Equity-Linked Securities without Preemptive Rights 5 Change Company Name Mgmt For For For ________________________________________________________________________________ Swire Properties Ltd. Ticker Security ID: Meeting Date Meeting Status 01972 CINS Y83191109 05/07/2013 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Christopher Dale Mgmt For For For Pratt as Director 1.2 Elect Martin Cubbon as Mgmt For For For Director 1.3 Elect Guy Martin Coutts Mgmt For Against Against Bradley as Director 1.4 Elect Stephen Edward Mgmt For For For Bradley as Director 1.5 Elect Chan Cho Chak Mgmt For For For John as Director 1.6 Elect Paul Kenneth Mgmt For For For Etchells as Director 1.7 Elect Ho Cho Ying Davy Mgmt For Against Against as Director 1.8 Elect James Wyndham Mgmt For Against Against John Hughes-Hallett as Director 1.9 Elect Peter Alan Mgmt For For For Kilgour as Director 1.10 Elect Liu Sing Cheong Mgmt For For For as Director 1.11 Elect Gordon James Mgmt For Against Against Ongley as Director 1.12 Elect Merlin Bingham Mgmt For For For Swire as Director 1.13 Elect Spencer Theodore Mgmt For For For Fung as Director 2 Reappoint Mgmt For For For PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration 3 Authorize Repurchase of Mgmt For For For Up to 10 Percent of Issued Share Capital 4 Approve Issuance of Mgmt For Against Against Equity or Equity-Linked Securities without Preemptive Rights ________________________________________________________________________________ Swiss Prime Site AG Ticker Security ID: Meeting Date Meeting Status SPSN CINS H8403W107 04/16/2013 Voted Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accept Financial Mgmt For For For Statements and Statutory Reports 2 Approve Discharge of Mgmt For For For Board and Senior Management 3 Approve Allocation of Mgmt For For For Income 4 Approve Dividends of Mgmt For For For CHF 3.60 per Share from Capital Contribution Reserves 5.1 Reelect Bernhard Hammer Mgmt For For For as Director 5.2 Reelect Mario Seris as Mgmt For Against Against Director 5.3 Ratify KPMG AG as Mgmt For For For Auditors ________________________________________________________________________________ The Macerich Company Ticker Security ID: Meeting Date Meeting Status MAC CUSIP 554382101 05/30/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Douglas Mgmt For For For D. Abbey 1.2 Elect Director Dana K. Mgmt For For For Anderson 1.3 Elect Director Arthur Mgmt For Against Against M. Coppola 1.4 Elect Director Edward Mgmt For For For C. Coppola 1.5 Elect Director Fred S. Mgmt For For For Hubbell 1.6 Elect Director Diana M. Mgmt For For For Laing 1.7 Elect Director Stanley Mgmt For For For A. Moore 1.8 Elect Director Mason G. Mgmt For For For Ross 1.9 Elect Director William Mgmt For For For P. Sexton 1.10 Elect Director Andrea Mgmt For For For M. Stephen 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Amend Qualified Mgmt For For For Employee Stock Purchase Plan ________________________________________________________________________________ The Wharf (Holdings) Ltd. Ticker Security ID: Meeting Date Meeting Status 00004 CINS Y8800U127 06/06/2013 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accept Financial Mgmt For For For Statements and Statutory Reports 2.1 Elect T. Y. Ng as Mgmt For Against Against Director 2.2 Elect Alexander S. K. Mgmt For For For Au as Director 2.3 Elect Edward K. Y. Chen Mgmt For For For as Director 2.4 Elect Raymond K. F. Mgmt For Against Against Ch'ien as Director 2.5 Elect Y. T. Leng as Mgmt For For For Director 2.6 Elect Arthur K. C. Li Mgmt For For For as Director 3 Reappoint KPMG as Mgmt For For For Auditors and Authorize Board to Fix Their Remuneration 4.1 Approve Increase in the Mgmt For For For Rate of Fee Payable to Chairman of the Company 4.2 Approve Increase in Mgmt For For For Rate of Fee Payable to Directors Other than the Chairman 4.3 Approve Increase in Mgmt For For For Rate of Fee Payable to Audit Committee Members 5 Authorize Repurchase of Mgmt For For For Up to 10 Percent of Issued Share Capital 6 Approve Issuance of Mgmt For Against Against Equity or Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Mgmt For Against Against Repurchased Shares ________________________________________________________________________________ Tokyu Land Corp. Ticker Security ID: Meeting Date Meeting Status 8815 CINS J88849120 06/26/2013 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approve Allocation of Mgmt For For For Income, with a Final Dividend of JPY 3.5 2 Approve Formation of Mgmt For For For Joint Holding Company with Tokyu Community Corp. and Tokyu Livable, Inc. 3.1 Elect Director Ueki, Mgmt For Against Against Masatake 3.2 Elect Director Mgmt For Against Against Kanazashi, Kiyoshi 3.3 Elect Director Okamoto, Mgmt For For For Ushio 3.4 Elect Director Ogura, Mgmt For For For Satoshi 3.5 Elect Director Otaki, Mgmt For For For Iwao 3.6 Elect Director Saegusa, Mgmt For For For Toshiyuki 3.7 Elect Director Uemura, Mgmt For For For Hitoshi 3.8 Elect Director Okuma, Mgmt For For For Yuuji 3.9 Elect Director Nomoto, Mgmt For For For Hirofumi 3.10 Elect Director Mgmt For For For Nakajima, Yoshihiro 3.11 Elect Director Mgmt For For For Nakamura, Motonori ________________________________________________________________________________ UDR, Inc. Ticker Security ID: Meeting Date Meeting Status UDR CUSIP 902653104 05/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Mgmt For For For Katherine A. Cattanach 1.2 Elect Director Eric J. Mgmt For For For Foss 1.3 Elect Director Robert Mgmt For For For P. Freeman 1.4 Elect Director Jon A. Mgmt For For For Grove 1.5 Elect Director James D. Mgmt For For For Klingbeil 1.6 Elect Director Lynne B. Mgmt For For For Sagalyn 1.7 Elect Director Mark J. Mgmt For For For Sandler 1.8 Elect Director Thomas Mgmt For For For W. Toomey 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation ________________________________________________________________________________ Unibail Rodamco SE Ticker Security ID: Meeting Date Meeting Status CINS F95094110 04/25/2013 Voted Meeting Type Country of Trade Annual/Special France Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approve Financial Mgmt For For For Statements and Statutory Reports 2 Approve Consolidated Mgmt For For For Financial Statements and Statutory Reports 3 Approve Allocation of Mgmt For For For Income and Dividends of EUR 8.40 per Share 4 Approve Stock Dividend Mgmt For For For Program (Cash or New Shares) 5 Approve Auditors' Mgmt For For For Special Report on Related-Party Transactions 6 Reelect Francois Jaclot Mgmt For For For as Supervisory Board Member 7 Reelect Frans Cremers Mgmt For For For as Supervisory Board Member 8 Authorize Repurchase of Mgmt For For For Up to 10 Percent of Issued Share Capital 9 Authorize Decrease in Mgmt For For For Share Capital via Cancellation of Repurchased Shares 10 Authorize Issuance of Mgmt For For For Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 75 Million 11 Authorize Issuance of Mgmt For For For Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 45 Million 12 Authorize Board to Mgmt For For For Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 13 Authorize Capital Mgmt For For For Increase of up to 10 Percent of Issued Capital for Future Acquisitions 14 Approve Employee Stock Mgmt For For For Purchase Plan 15 Authorize Filing of Mgmt For For For Required Documents/Other Formalities ________________________________________________________________________________ UOL Group Ltd Ticker Security ID: Meeting Date Meeting Status U14 CINS Y9299W103 04/19/2013 Voted Meeting Type Country of Trade Annual Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Adopt Financial Mgmt For For For Statements and Directors' and Auditors' Reports 2 Declare First and Final Mgmt For For For Dividend 3 Approve Directors' Fees Mgmt For For For 4 Elect Wee Cho Yaw as Mgmt For Against Against Director 5 Elect Gwee Lian Kheng Mgmt For For For as Director 6 Elect Low Weng Keong as Mgmt For For For Director 7 Elect Pongsak Mgmt For For For Hoontrakul as Director 8 Reappoint Mgmt For For For PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration 9 Approve Grant of Mgmt For Against Against Options and Issuance of Shares Under the UOL 2012 Share Option Scheme 10 Approve Issuance of Mgmt For For For Equity or Equity-Linked Securities with or without Preemptive Rights ________________________________________________________________________________ Ventas, Inc. Ticker Security ID: Meeting Date Meeting Status VTR CUSIP 92276F100 05/16/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Debra A. Mgmt For Against Against Cafaro 1.2 Elect Director Douglas Mgmt For For For Crocker, II 1.3 Elect Director Ronald Mgmt For For For G. Geary 1.4 Elect Director Jay M. Mgmt For For For Gellert 1.5 Elect Director Richard Mgmt For For For I. Gilchrist 1.6 Elect Director Matthew Mgmt For For For J. Lustig 1.7 Elect Director Douglas Mgmt For For For M. Pasquale 1.8 Elect Director Robert Mgmt For For For D. Reed 1.9 Elect Director Sheli Z. Mgmt For For For Rosenberg 1.10 Elect Director Glenn J. Mgmt For For For Rufrano 1.11 Elect Director James D. Mgmt For For For Shelton 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Stock Retention/Holding Shr Hldr Against For Against Period 5 Require Independent Shr Hldr Against For Against Board Chairman 6 Pro-rata Vesting of Shr Hldr Against For Against Equity Awards 7 Adopt Anti Gross-up Shr Hldr Against For Against Policy ________________________________________________________________________________ Vornado Realty Trust Ticker Security ID: Meeting Date Meeting Status VNO CUSIP 929042109 05/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Candace Mgmt For For For K. Beinecke 1.2 Elect Director Robert Mgmt For For For P. Kogod 1.3 Elect Director David Mgmt For For For Mandelbaum 1.4 Elect Director Richard Mgmt For For For R. West 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Require a Majority Vote Shr Hldr Against For Against for the Election of Directors 5 Require Independent Shr Hldr Against For Against Board Chairman 6 Declassify the Board of Shr Hldr Against For Against Directors ________________________________________________________________________________ Westfield Group Ticker Security ID: Meeting Date Meeting Status WDC CINS Q97062105 05/29/2013 Voted Meeting Type Country of Trade Annual/Special Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 2 Approve the Mgmt For For For Remuneration Report 3 Elect Frank Lowy as a Mgmt For For For Director 4 Elect Brian Schwartz as Mgmt For For For a Director 5 Elect Roy Furman as a Mgmt For For For Director 6 Elect Peter Allen as a Mgmt For For For Director 7 Elect Mark G. Johnson Mgmt For For For as a Director 8 Approve the Extension Mgmt For For For to the On-Market Buy-Back ________________________________________________________________________________ Westfield Retail Trust Ticker Security ID: Meeting Date Meeting Status WRT CINS Q97145108 05/13/2013 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Richard Warburton Mgmt For For For as a Director 2 Elect Michael Ihlein as Mgmt For For For a Director ________________________________________________________________________________ Weyerhaeuser Company Ticker Security ID: Meeting Date Meeting Status WY CUSIP 962166104 04/11/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Debra A. Mgmt For For For Cafaro 1.2 Elect Director Mark A. Mgmt For For For Emmert 1.3 Elect Director Daniel Mgmt For For For S. Fulton 1.4 Elect Director John I. Mgmt For For For Kieckhefer 1.5 Elect Director Wayne W. Mgmt For For For Murdy 1.6 Elect Director Nicole Mgmt For For For W. Piasecki 1.7 Elect Director Doyle R. Mgmt For For For Simons 1.8 Elect Director Richard Mgmt For For For H. Sinkfield 1.9 Elect Director D. Mgmt For For For Michael Steuert 1.10 Elect Director Kim Mgmt For For For Williams 1.11 Elect Director Charles Mgmt For For For R. Williamson 2 Approve Omnibus Stock Mgmt For For For Plan 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Ratify Auditors Mgmt For For For ________________________________________________________________________________ Wheelock & Co. Ltd. Ticker Security ID: Meeting Date Meeting Status 00020 CINS Y9553V106 06/07/2013 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accept Financial Mgmt For For For Statements and Statutory Reports 2.1 Elect Stephen T. H. Ng Mgmt For Against Against as Director 2.2 Elect Tak Hay Chau as Mgmt For For For Director 2.3 Elect Mignonne Cheng as Mgmt For For For Director 2.4 Elect Alan H. Smith as Mgmt For For For Director 2.5 Elect Richard Y. S. Mgmt For For For Tang as Director 3 Reappoint KPMG as Mgmt For For For Auditors and Authorize Board to Fix Their Remuneration 4.1 Approve Increase in Mgmt For For For Rate of Fee Payable to the Chairman 4.2 Approve Increase in Mgmt For For For Rate of Fee Payable to Each of the Other Directors 4.3 Approve Increase in Mgmt For For For Rate of Fee Payable to the Directors who are Members of the Audit Committee 5 Authorize Repurchase of Mgmt For For For Up to 10 Percent of Issued Share Capital 6 Approve Issuance of Mgmt For Against Against Equity or Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Mgmt For Against Against Repurchased Shares Item 1: Proxy Voting Record - Item1 Proxy Voting Record - Registrant : Allianz Funds Multi-Strategy Trust Fund Name : AllianzGI NFJ Emerging Markets Value Fund ________________________________________________________________________________ Acron Ticker Security ID: Meeting Date Meeting Status AKRN CINS X00311104 05/30/2013 Voted Meeting Type Country of Trade Annual Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Annual Report Mgmt For For For 2 Accounts Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Election of Directors Mgmt For For For 6 Elect Vladimir V. Mgmt For Abstain Against Gavrikov 7 Elect Egor M. Gissin Mgmt For Abstain Against 8 Elect Alexander A. Mgmt For Abstain Against Dynkin 9 Elect Viktor A. Kochubey Mgmt For Abstain Against 10 Elect Alexander V. Popov Mgmt For Abstain Against 11 Elect Igor Repin Mgmt For For For 12 Elect Dmitry Khabrat Mgmt For Abstain Against 13 Elect Valery P. Shvalyuk Mgmt For Abstain Against 14 Directors' Fees Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Election of the Audit Mgmt For For For Commission 17 Elect Irina N. Klassen Mgmt For For For 18 Elect Nadezhda A. Mgmt For For For Preobrazhenskaya 19 Elect Tatyana I. Mgmt For For For Strigalyova 20 Elect Tatyana V. Mgmt For For For Khrapova 21 Future Related Party Mgmt For For For Transactions 22 Related Party Mgmt For For For Transactions 23 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ AES Tiete S.A Ticker Security ID: Meeting Date Meeting Status AESAY CINS P4991B101 04/04/2013 Take No Action Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Meeting Note N/A N/A TNA N/A 4 Non-Voting Meeting Note N/A N/A TNA N/A 5 Non-Voting Agenda Item N/A N/A TNA N/A 6 Non-Voting Agenda Item N/A N/A TNA N/A 7 Non-Voting Agenda Item N/A N/A TNA N/A 8 Election of Supervisory Mgmt N/A TNA N/A Council Member(s) Representative of Minority/Preferred Shareholders ________________________________________________________________________________ Afp Habitat Ticker Security ID: Meeting Date Meeting Status HABITAT CINS P00933104 04/25/2013 Voted Meeting Type Country of Trade Special Chile Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Dividend Policy; Mgmt For Abstain Against Investment and Finance Policy 4 Appointment of Auditors Mgmt For Abstain Against 5 Election of Directors Mgmt For Abstain Against 6 Directors' Fees; Mgmt For Abstain Against Directors' Committee Fees and Budget 7 Related Party Mgmt For For For Transactions 8 Transaction of Other Mgmt N/A Against N/A Business ________________________________________________________________________________ Agricultural Bank of China Ticker Security ID: Meeting Date Meeting Status 01288 CINS Y00289119 06/18/2013 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Directors' Report Mgmt For For For 3 Supervisors' Report Mgmt For For For 4 Accounts and Reports Mgmt For For For 5 Profit Distribution Mgmt For For For Plan for 2012 6 Fixed Assets Investment Mgmt For For For Budget for 2013 7 Appointment of Auditor Mgmt For For For and Authority to Set Fees 8 Adjustment to Authority Mgmt For For For to Approve Bond Investments of Certain Clients 9 Authority to Issue Mgmt For For For Capital Instruments w/ write-down feature 10 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ America Movil S.A.B.DE C.V. Ticker Security ID: Meeting Date Meeting Status AMX A CINS P0280A101 04/22/2013 Voted Meeting Type Country of Trade Special Mexico Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Election of Directors - Mgmt For Abstain Against Class L Shareholders 2 Election of Meeting Mgmt For For For Delegates ________________________________________________________________________________ Anhui Expressway Co Ticker Security ID: Meeting Date Meeting Status 600012 CINS Y01374100 05/16/2013 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Directors' Report Mgmt For For For 5 Supervisors' Report Mgmt For For For 6 Accounts and Reports Mgmt For For For 7 Allocation of Mgmt For For For Profits/Dividends 8 Appointment of Auditor Mgmt For For For and Authority to Set Fees 9 Elect WU Xinhua Mgmt For For For 10 Authority to Issue Mgmt For Against Against Shares w/ or w/o Preemptive Rights 11 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Anhui Gujing Distillery Company Limited Ticker Security ID: Meeting Date Meeting Status 200596 CINS Y0137M100 01/15/2013 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Appointment of Auditor Mgmt For For For ________________________________________________________________________________ Anxin-China Holdings Limited Ticker Security ID: Meeting Date Meeting Status 01149 CINS G0400P103 05/31/2013 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Elect YANG Ma Mgmt For For For 6 Elect XIE Baitang Mgmt For For For 7 Elect WANG Bo Mgmt For For For 8 Elect Adiv Baruch Mgmt For Against Against 9 Elect John Peter Ben Mgmt For Against Against WANG 10 Directors' Fees Mgmt For For For 11 Appointment of Auditor Mgmt For For For and Authority to Set Fees 12 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 13 Authority to Repurchase Mgmt For For For Shares 14 Authority to Issue Mgmt For Against Against Repurchased Shares 15 Increase in Authorized Mgmt For For For Capital 16 Amendments to Mgmt For For For Memorandum of Association 17 Amendments to Articles Mgmt For For For of Association 18 Adoption of New Mgmt For For For Articles and Memoradum of Association ________________________________________________________________________________ Ao Tatneft Ticker Security ID: Meeting Date Meeting Status TATN CINS X89366102 06/28/2013 Voted Meeting Type Country of Trade Annual Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Annual Report Mgmt For For For 3 Financial Statements Mgmt For For For 4 Allocation of Profits Mgmt For For For 5 Dividends Mgmt For For For 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Elect Shafagat F. Mgmt N/A Abstain N/A Takhautdinov 8 Elect Radik R. Mgmt N/A Abstain N/A Gaizatullin 9 Elect Sushovan Ghosh Mgmt N/A For N/A 10 Elect Nail G. Ibragimov Mgmt N/A Abstain N/A 11 Elect Rais S. Khisamov Mgmt N/A Abstain N/A 12 Elect Vladimir P. Mgmt N/A Abstain N/A Lavushchenko 13 Elect Nail U. Maganov Mgmt N/A Abstain N/A 14 Elect Renat H. Muslimov Mgmt N/A Abstain N/A 15 Elect Renat K. Sabirov Mgmt N/A Abstain N/A 16 Elect Valery Y. Sorokin Mgmt N/A Abstain N/A 17 Elect Mirgaziyan Z. Mgmt N/A Abstain N/A Taziev 18 Elect Azat K. Khamaev Mgmt N/A Abstain N/A 19 Elect Maria L. Mgmt N/A For N/A Voskresenskaya 20 Elect Rene Steiner Mgmt N/A For N/A 21 Elect Ksenia G. Mgmt For For For Borzunova 22 Elect Ferdinand R. Mgmt For For For Galiullin 23 Elect Ranilya R. Mgmt For For For Gizatova 24 Elect Venera G. Kuzmina Mgmt For For For 25 Elect Nikolai K. Lapin Mgmt For For For 26 Elect Liliya R. Mgmt For For For Rakhimzyanova 27 Elect Alfiya A. Mgmt For For For Sinegaeva 28 Elect Tatiana V. Mgmt For For For Tsyganova 29 Appointment of Auditor Mgmt For For For ________________________________________________________________________________ Astra Agro Lestari Ticker Security ID: Meeting Date Meeting Status AALI CINS Y7116Q119 04/23/2013 Voted Meeting Type Country of Trade Annual Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Election of Directors Mgmt For Abstain Against and/or Commissioners (Slate) and Determination of their Remuneration 4 Appointment of Auditor Mgmt For For For ________________________________________________________________________________ Banco Bradesco S.A. Ticker Security ID: Meeting Date Meeting Status BBD CINS P1808G117 03/11/2013 Take No Action Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Meeting Note N/A N/A TNA N/A 4 Non-Voting Meeting Note N/A N/A TNA N/A 5 Non-Voting Agenda Item N/A N/A TNA N/A 6 Non-Voting Agenda Item N/A N/A TNA N/A 7 Election of Directors Mgmt For TNA N/A 8 Elect Nelson Lopes de Mgmt For TNA N/A Oliveira 9 Elect Joao Carlos de Mgmt For TNA N/A Oliveira 10 Elect Jorge Tadeu Pinto Mgmt For TNA N/A de Figueiredo as Alternate 11 Elect Renaud Roberto Mgmt For TNA N/A Teixeira as Alternate 12 Election of Supervisory Mgmt For TNA N/A Council; Fees 13 Non-Voting Agenda Item N/A N/A TNA N/A 14 Non-Voting Meeting Note N/A N/A TNA N/A ________________________________________________________________________________ Banco Daycoval S.A Ticker Security ID: Meeting Date Meeting Status DAYC3 CINS P0911X116 04/29/2013 Take No Action Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Meeting Note N/A N/A TNA N/A 4 Non-Voting Agenda Item N/A N/A TNA N/A 5 Non-Voting Agenda Item N/A N/A TNA N/A 6 Non-Voting Agenda Item N/A N/A TNA N/A 7 Non-Voting Agenda Item N/A N/A TNA N/A 8 Non-Voting Agenda Item N/A N/A TNA N/A 9 Election of Board Mgmt N/A TNA N/A Member(s) Representative of Preferred Shareholders 10 Non-Voting Agenda Item N/A N/A TNA N/A ________________________________________________________________________________ Bangchak Petroleum Public Co Ltd Ticker Security ID: Meeting Date Meeting Status BCP CINS Y0586K134 04/10/2013 Voted Meeting Type Country of Trade Annual Thailand Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Meeting Minutes Mgmt For For For 3 Director's Report Mgmt For For For 4 Accounts and Reports Mgmt For For For 5 Allocation of Mgmt For For For Profits/Dividends 6 Elect Anusorn Tamajai Mgmt For For For 7 Elect Surin Chiravisit Mgmt For For For 8 Elect Sarakorn Kulatham Mgmt For For For 9 Elect Arunporn Limskul Mgmt For For For 10 Elect Vikrom Mgmt For For For Koompirochana 11 Directors' Fees Mgmt For Against Against 12 Appointment of Auditor Mgmt For For For and Authority to Set Fees 13 Amendments to Articles Mgmt For For For 14 Authority to Issue Debt Mgmt For For For Instruments 15 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ Bangkok Expressway Public Co Ltd Ticker Security ID: Meeting Date Meeting Status BECL CINS Y0607D119 02/06/2013 Voted Meeting Type Country of Trade Special Thailand Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Meeting Minutes Mgmt For For For 3 Acquisition of Shares Mgmt For For For in Thai Tap Water Supply Public Company Limited 4 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ Bangkok Expressway Public Co Ltd Ticker Security ID: Meeting Date Meeting Status BECL CINS Y0607D119 04/24/2013 Voted Meeting Type Country of Trade Annual Thailand Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Meeting Minutes Mgmt For For For 2 Result of Operations Mgmt For For For 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Elect Suphachai Mgmt For For For Phisitvanich 6 Elect Prasobchai Mgmt For For For Kasemsant 7 Elect Vallapa Assakul Mgmt For For For 8 Elect Payao Mgmt For For For Marittanaporn 9 Directors' Fees Mgmt For For For 10 Appointment of Auditor Mgmt For For For and Authority to Set Fees 11 Transaction of Other Mgmt For Against Against Business 12 Non-Voting Meeting Note N/A N/A N/A N/A 13 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Bank of China Ltd. Ticker Security ID: Meeting Date Meeting Status 03988 CINS Y0698A107 03/26/2013 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect WANG Shiqiang Mgmt For For For 3 Adjustment to Mgmt For For For Conversion Price of Convertible Bonds 4 Amendments to Articles Mgmt For For For ________________________________________________________________________________ Bank of China Ltd. Ticker Security ID: Meeting Date Meeting Status 03988 CINS Y0698A107 05/29/2013 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Directors' Report Mgmt For For For 4 Supervisors' Report Mgmt For For For 5 Financial Statements Mgmt For For For 6 Allocation of Mgmt For For For Profits/Dividends 7 Annual Budget Mgmt For For For 8 Appointment of Auditor Mgmt For For For and Authority to Set Fees 9 Elect LI Lihui Mgmt For For For 10 Elect LI Zaohang Mgmt For For For 11 Elect JIANG Yansong Mgmt For For For 12 Elect Paul CHOW Man Yiu Mgmt For For For 13 Elect LU Zhengfei Mgmt For For For 14 Elect Leung Cheuk Yan Mgmt For For For 15 Elect LI Jun Mgmt For For For 16 Elect WANG Xueqiang Mgmt For For For 17 Elect LIU Wanming Mgmt For For For 18 Elect TIAN Guoli as a Mgmt For For For Director 19 Elect WANG Yong as a Mgmt For For For Director 20 Elect SUN Zhijun as a Mgmt For Against Against Director 21 Elect LIU Lina as a Mgmt For For For Director 22 Authority to Issue Mgmt For For For Qualified Write-down Tier-2 Capital Instruments ________________________________________________________________________________ Bank of Communications Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 03328 CINS Y06988102 06/25/2013 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Directors' Report Mgmt For For For 4 Supervisors' Report Mgmt For For For 5 Accounts and Reports Mgmt For For For 6 Allocation of Mgmt For For For Profits/Dividends 7 Appointment of Auditor Mgmt For For For and Authority to Set Fees 8 Elect NIU Ximing Mgmt For For For 9 Elect QIAN Wenhui Mgmt For For For 10 Elect YU Yali Mgmt For For For 11 Elect HU Huating Mgmt For For For 12 Elect DU Yuemei Mgmt For Against Against 13 Elect Peter WONG Tung Mgmt For For For Shun 14 Elect Anita FUNG Yuen Mgmt For For For Mei 15 Elect MA Qiang Mgmt For For For 16 Elect LEI Jun Mgmt For For For 17 Elect ZHANG Yuxia Mgmt For For For 18 Elect WANG Weiqiang Mgmt For For For 19 Elect Peter H. Nolan Mgmt For For For 20 Elect CHEN Zhiwu Mgmt For For For 21 Elect CHOI Yiu Kwan Mgmt For For For 22 Elect LIU Tinghuan Mgmt For For For 23 Elect YU Yongshun Mgmt For For For 24 Elect WANG Taiyin Mgmt For For For 25 Elect HUA Qingshan Mgmt For For For 26 Elect JIANG Yunbao Mgmt For For For 27 Elect LU Jiahui Mgmt For For For 28 Elect TENG Tieqi Mgmt For For For 29 Elect DONG Wenhua Mgmt For For For 30 Elect LI Jin Mgmt For For For 31 Elect GAO Zhongyuan Mgmt For For For 32 Elect GU Huizhong Mgmt For For For 33 Elect YAN Hong Mgmt For For For 34 Remuneration Plan for Mgmt For For For Directors and Supervisors 35 Fixed Assets Investment Mgmt For For For Plan 36 Amendments to Articles Mgmt For For For ________________________________________________________________________________ Bashneft Ank Oao Ticker Security ID: Meeting Date Meeting Status BANE CINS X0710V106 06/27/2013 Voted Meeting Type Country of Trade Annual Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Agenda Mgmt For For For 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For Abstain Against Profits/Dividends 5 Board Size Mgmt For For For 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Elect Vitaly G. Mgmt N/A For N/A Artyukhov 8 Elect Alexey N. Buyanov Mgmt N/A Abstain N/A 9 Elect Charles Watson Mgmt N/A For N/A 10 Elect Randall Gossen Mgmt N/A For N/A 11 Elect Alexander Y. Mgmt N/A Abstain N/A Goncharuk 12 Elect Sergey A. Drozdov Mgmt N/A Abstain N/A 13 Elect Felix V. Mgmt N/A Abstain N/A Yevtushenkov 14 Elect Alexander L. Mgmt N/A Abstain N/A Korsik 15 Elect Vsevolod V. Mgmt N/A Abstain N/A Rosanov 16 Elect Yuri L. Mgmt N/A For N/A Pustovgarov 17 Elect Mikhail Cherny Mgmt N/A Abstain N/A 18 Election of Audit Mgmt For Abstain Against Commission 19 Appointment of Auditor Mgmt For Abstain Against (RAS) 20 Appointment of Auditor Mgmt For Abstain Against (IFRS) 21 Amendments to Charter Mgmt For Abstain Against 22 Amendments to General Mgmt For Abstain Against Meeting Regulations 23 Amendments to Board of Mgmt For Abstain Against Directors Regulations 24 Amendments to Board Mgmt For Abstain Against Fees Regulations ________________________________________________________________________________ Brasil Insurance Participacoes E Administracao S.A. Ticker Security ID: Meeting Date Meeting Status BRIN3 CINS P1830M108 02/20/2013 Take No Action Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Acquistion of Carraro Mgmt For TNA N/A Corretora de Seguros Ltda 4 Merger of SMM Holding e Mgmt For TNA N/A Empreendimentos Ltda ________________________________________________________________________________ BS Financial Group Inc Ticker Security ID: Meeting Date Meeting Status 138930 CINS Y0997Y103 03/28/2013 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Allocation Mgmt For Against Against of Profits/Dividends 3 Amendments to Articles Mgmt For Against Against 4 Elect LIM Young Rok Mgmt For For For 5 Elect SUNG Se Hwan Mgmt For For For 6 Elect KIM Sung Ho Mgmt For For For 7 Elect KIM Woo Suk Mgmt For For For 8 Elect LEE Jong Soo Mgmt For For For 9 Elect PARK Maeng Eon Mgmt For For For 10 Election of Audit Mgmt For For For Committee Member : KIM Sung Ho 11 Election of Audit Mgmt For For For Committee Member : KIM Woo Suk 12 Election of Audit Mgmt For For For Committee Member : PARK Maeng Eon 13 Directors' Fees Mgmt For Against Against 14 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ C.P. Pokphand Co. Ltd. Ticker Security ID: Meeting Date Meeting Status 00043 CINS G71507134 06/10/2013 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Elect Thanakorn Seriburi Mgmt For Against Against 6 Elect Bai Shanlin Mgmt For For For 7 Elect Suphachai Mgmt For Against Against Chearavanont 8 Elect Meth Jiaravanont Mgmt For Against Against 9 Elect Sakda Thanitcul Mgmt For For For 10 Elect Vinai Mgmt For For For Vittavasgarnvej 11 Elect Yanyong Phuangrach Mgmt For For For 12 Directors' Fees Mgmt For For For 13 Appointment of Auditor Mgmt For For For and Authority to Set Fees 14 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 15 Authority to Repurchase Mgmt For For For Shares 16 Authority to Issue Mgmt For Against Against Repurchased Shares ________________________________________________________________________________ Chicony Electronics Ticker Security ID: Meeting Date Meeting Status 02385 CINS Y1364B106 06/11/2013 Voted Meeting Type Country of Trade Annual Taiwan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Accounts and Reports Mgmt For For For 11 Allocation of Mgmt For For For Profits/Dividends 12 Capitalization of Mgmt For For For Profits and Issuance of New Shares 13 Amendments to Mgmt For For For Procedural Rules: Endorsements and Guarantees 14 Amendments to Mgmt For For For Procedural Rules: Capital Loans 15 Amendments to Mgmt For For For Procedural Rules: Acquisition and Disposal of Assets 16 Amendments to Mgmt For For For Procedural Rules: Derivatives Trading 17 Elect HSU Kun-Tai Mgmt For For For 18 Elect LIN Mao-Kuei Mgmt For For For 19 Elect LU Chin-Chung Mgmt For Against Against 20 Elect WEI Chuan-Pin Mgmt For For For 21 Elect TSAI Ming-Hsien Mgmt For Against Against 22 Elect LIN Chih-Chien Mgmt For For For 23 Elect LIU Chia-Sheng Mgmt For For For 24 Elect HUANG Chin-Hsuan Mgmt For For For as Supervisor 25 Elect CHANG Su-Chen as Mgmt For Against Against Supervisor 26 Elect KU Chih-Shyuan as Mgmt For Against Against Supervisor 27 Non-Compete Mgmt For Against Against Restrictions for Directors 28 Extraordinary motions Mgmt For Against Against ________________________________________________________________________________ China Communications Services Corp Ticker Security ID: Meeting Date Meeting Status 00552 CINS Y1436A102 06/27/2013 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Appointment of Auditor Mgmt For For For and Authority to Set Fees 6 Authority to Issue Debt Mgmt For For For Instruments 7 Ratification of Board Mgmt For For For Acts regarding Debt Instrument Issuance 8 Valid Period for Mgmt For For For Authority to Issue Debt Instruments 9 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 10 Increase in Registered Mgmt For Against Against Capital ________________________________________________________________________________ China Construction Bank Corp. Ticker Security ID: Meeting Date Meeting Status 00939 CINS Y1397N101 06/06/2013 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Directors' Report Mgmt For For For 4 Supervisors' Report Mgmt For For For 5 Accounts and Reports Mgmt For For For 6 Allocation of Mgmt For For For Profits/Dividends 7 Budget of 2013 fixed Mgmt For For For assets investment 8 Appointment of Auditor Mgmt For For For and Authority to Set Fees 9 Elect ZHANG Jianguo Mgmt For For For 10 Elect ZHAO Xijun Mgmt For For For 11 Elect CHEN Yuanling Mgmt For For For 12 Elect ZHU Hongbo Mgmt For For For 13 Elect HU Zheyi Mgmt For For For 14 Elect Timpson CHUNG Mgmt For Against Against Shui Ming 15 Elect Margaret LEUNG KO Mgmt For For For May Yee 16 Elect WIM Kok Mgmt For For For 17 Elect Murray Horn Mgmt For For For 18 Elect XU Tie Mgmt For For For 19 Elect QI Shouyin Mgmt For For For 20 Terms of Office for Mgmt For For For Directors 21 Elect ZHANG Furong Mgmt For For For 22 Elect LIU Jin Mgmt For For For 23 Elect LI Xiaoling Mgmt For For For 24 Elect BAI Jianjun Mgmt For For For 25 Elect WANG Xinmin Mgmt For For For 26 Authority to Issue Debt Mgmt For For For Instruments 27 Amendments to Articles Mgmt For For For ________________________________________________________________________________ China Minsheng Banking Corporation Ltd. Ticker Security ID: Meeting Date Meeting Status 600016 CINS Y1495M112 06/17/2013 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Annual Report 2012 Mgmt For For For 3 Financial Report 2012 Mgmt For For For 4 Annual Budget 2013 Mgmt For For For 5 Directors' Report Mgmt For For For 6 Supervisors' Report Mgmt For For For 7 Allocation of Final Mgmt For For For Dividend 2012 8 Authority to Declare Mgmt For For For Interim Dividend 2013 9 Appointment of Auditor Mgmt For For For and Authority to Set Fees 10 Amendments to Terms of Mgmt For For For Reference for Supervisory Board 11 Amendments to Mgmt For For For Administrative Measures of Connected Transactions 12 Approval of Issuance Mgmt For Abstain Against Plans (tier-2 capital instruments) 13 Amendments to Articles Mgmt For For For 14 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ China Mobile Limited Ticker Security ID: Meeting Date Meeting Status CHL CINS Y14965100 05/30/2013 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Elect LI Yue Mgmt For For For 6 Elect XUE Taohai Mgmt For For For 7 Elect HUANG Wenlin Mgmt For For For 8 Appointment of Auditor Mgmt For For For and Authority to Set Fees 9 Authority to Repurchase Mgmt For For For Shares 10 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 11 Authority to Issue Mgmt For Against Against Repurchased Shares ________________________________________________________________________________ China Petroleum & Chemical Corp Ticker Security ID: Meeting Date Meeting Status 00386 CINS Y15010104 05/29/2013 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Directors' Report Mgmt For For For 4 Supervisors' Report Mgmt For For For 5 Accounts and Reports Mgmt For For For 6 Authority to Declare Mgmt For For For Interim Dividends 7 Appointment of Auditor Mgmt For For For and Authority to Set Fees 8 Allocation of Mgmt For For For Profits/Dividends 9 Amendments to Articles Mgmt For For For 10 Extension of Validity Mgmt For For For Period of Convertible Bonds Issuance 11 Authority to Issue Debt Mgmt For Abstain Against Instruments 12 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 13 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ China Petroleum & Chemical Corp Ticker Security ID: Meeting Date Meeting Status 00386 CINS Y15010104 05/29/2013 Voted Meeting Type Country of Trade Other China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Allocation of Mgmt For For For Profits/Dividends 4 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ China Synthetic Rubber Ticker Security ID: Meeting Date Meeting Status 2104 CINS Y15055109 06/14/2013 Voted Meeting Type Country of Trade Annual Taiwan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Accounts and Reports Mgmt For For For 7 Allocation of Mgmt For For For Profits/Dividends 8 Amendments to Mgmt For For For Procedural Rules: Capital Loans 9 Amendments to Mgmt For For For Procedural Rules: Endorsements and Guarantees 10 Amendments to Mgmt For For For Procedural Rules: Acquisition and Disposal of Assets 11 Extraordinary motions Mgmt For Against Against ________________________________________________________________________________ Chongqing Machinery & Elec Co Ltd Ticker Security ID: Meeting Date Meeting Status 02722 CINS Y1593M105 04/10/2013 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Deposit Services under Mgmt For Against Against the Group Financial Services Framework Agreement 4 Loan Services under the Mgmt For For For Group Financial Services Framework Agreement 5 Loan Services under the Mgmt For For For Parent Group Financial Services Framework Agreement 6 Guarantee Services Mgmt For For For under the Parent Group Financial Services Framework Agreement 7 Ratification of Board Mgmt For Against Against Acts for the Agreements 8 Resignation of LIAO Mgmt For For For Shaohua as a Director 9 Elect REN Yong as a Mgmt For For For Director 10 Resignation of LIU Mgmt For For For Liangcai as a Director 11 Elect DENG Yong as Mgmt For For For Director 12 Resignation of DUAN Mgmt For For For Rongsheng as a Supervisor 13 Elect YANG Mingquan as Mgmt For For For Supervisor 14 Resignation of ZHANG Mgmt For For For Xinzhi as a Supervisor 15 Elect WANG Pengcheng as Mgmt For For For a Supervisor 16 Amendments to Articles Mgmt For For For 17 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Chongqing Machinery & Elec Co Ltd Ticker Security ID: Meeting Date Meeting Status 02722 CINS Y1593M105 06/18/2013 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Directors' Report Mgmt For For For 5 Supervisors' Report Mgmt For For For 6 Financial Statements Mgmt For For For 7 Allocation of Mgmt For For For Profits/Dividends 8 Appointment of Auditor Mgmt For Abstain Against and Authority to Set Fees 9 Renewal of Guarantee Mgmt For For For for Loan of Chongqing Pigeon 10 Renewal of Guarantee Mgmt For For For for Loan of Huahao Smelting 11 Renewal of Guarantees Mgmt For For For for Loan of Holroyd 12 Elect WANG Yuxiang Mgmt For For For 13 Elect YU Gang Mgmt For For For 14 Elect REN Yong Mgmt For For For 15 Elect CHEN Xianzheng Mgmt For For For 16 Elect HUANG Yong Mgmt For For For 17 Elect WANG Jiyu Mgmt For For For 18 Elect DENG Yong Mgmt For Against Against 19 Elect YANG Jingpu Mgmt For For For 20 Elect LO Wah Wai Mgmt For Against Against 21 Elect REN Xiaochang Mgmt For For For 22 Elect JIN Jingyu Mgmt For For For 23 Elect YANG Zhimin Mgmt For For For 24 Elect YANG Mingquan Mgmt For For For 25 Elect WANG Pengcheng Mgmt For For For 26 Elect LIU Xing Mgmt For For For 27 Elect DU Chengrong Mgmt For For For 28 Directors' and Mgmt For For For Supervisors' Fees 29 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 30 Ratification of Board Mgmt For Against Against Acts ________________________________________________________________________________ Cia De Saneamento Basico De Sao Paulo Ticker Security ID: Meeting Date Meeting Status SBSP3 CINS P8228H104 04/22/2013 Take No Action Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Remuneration Policy Mgmt For TNA N/A 4 Stock Split Mgmt For TNA N/A 5 Amendments to Articles Mgmt For TNA N/A Regarding Reconciliation of Share Capital ________________________________________________________________________________ Cia De Saneamento Basico De Sao Paulo Ticker Security ID: Meeting Date Meeting Status SBSP3 CINS P8228H104 04/22/2013 Take No Action Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Meeting Note N/A N/A TNA N/A 4 Accounts and Reports Mgmt For TNA N/A 5 Allocation of Mgmt For TNA N/A Profits/Dividends 6 Election of Supervisory Mgmt For TNA N/A Council; Fees ________________________________________________________________________________ Cia Energetica De Minas Gerais Ticker Security ID: Meeting Date Meeting Status CMIG CINS P2577R102 04/30/2013 Take No Action Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Meeting Note N/A N/A TNA N/A 4 Accounts and Reports Mgmt For TNA N/A 5 Allocation of Mgmt For TNA N/A Profits/Dividends 6 Distribution of Mgmt For TNA N/A Dividends 7 Election of Supervisory Mgmt N/A TNA N/A Council Member(s) Representative of Minority/Preferred Shareholders 8 Election of Board Mgmt N/A TNA N/A Member(s) Representative of Minority/Preferred Shareholders 9 Remuneration Policy Mgmt For TNA N/A ________________________________________________________________________________ Cia Energetica De Minas Gerais Ticker Security ID: Meeting Date Meeting Status CMIG CINS P2577R102 04/30/2013 Take No Action Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Capitalization of Mgmt For TNA N/A Reserves for Bonus Share Issue 4 Authority to Issue Mgmt For TNA N/A Bonus Shares 5 Non-Voting Agenda Item N/A N/A TNA N/A 6 Amendment to Articles Mgmt For TNA N/A Regarding Reconciliation of Share Capital 7 Amendment to Articles Mgmt For TNA N/A Regarding Transfer of Ombudsman's Activities 8 Election of Meeting Mgmt For TNA N/A Delegates (Cemig Distribuicao) 9 Non-Voting Agenda Item N/A N/A TNA N/A 10 Election of Meeting Mgmt For TNA N/A Delegates (Cemig Geracao e Transmissao) 11 Non-Voting Agenda Item N/A N/A TNA N/A ________________________________________________________________________________ Cia Energetica De Minas Gerais Ticker Security ID: Meeting Date Meeting Status CMIG CINS P2577R102 05/23/2013 Take No Action Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Amendment to Article 11 Mgmt For TNA N/A Regarding Investment Limits ________________________________________________________________________________ Cia Energetica do Ceara Ticker Security ID: Meeting Date Meeting Status COCE CINS P3056A107 04/29/2013 Take No Action Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Meeting Note N/A N/A TNA N/A 4 Non-Voting Meeting Note N/A N/A TNA N/A 5 Non-Voting Agenda Item N/A N/A TNA N/A 6 Non-Voting Agenda Item N/A N/A TNA N/A 7 Election of Directors Mgmt For TNA N/A 8 Non-Voting Agenda Item N/A N/A TNA N/A 9 Non-Voting Agenda Item N/A N/A TNA N/A ________________________________________________________________________________ Copasa S.A. Ticker Security ID: Meeting Date Meeting Status CSMG3 CINS P28269101 02/18/2013 Take No Action Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Charitable Property Mgmt For TNA N/A Donations 4 Charitable Property Mgmt For TNA N/A Donation 5 Amendment to Bidding Mgmt For TNA N/A Process 6 Non-Voting Meeting Note N/A N/A TNA N/A ________________________________________________________________________________ Copasa S.A. Ticker Security ID: Meeting Date Meeting Status CSMG3 CINS P28269101 04/11/2013 Take No Action Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Meeting Note N/A N/A TNA N/A 4 Accounts and Reports Mgmt For TNA N/A 5 Allocation of Mgmt For TNA N/A Profits/Dividends 6 Capital Expenditure Mgmt For TNA N/A Budget 7 Election of Board Mgmt For TNA N/A Member(s) Representative of Minority Shareholders ________________________________________________________________________________ Copasa S.A. Ticker Security ID: Meeting Date Meeting Status CSMG3 CINS P28269101 04/11/2013 Take No Action Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Remuneration Policy Mgmt For TNA N/A 4 Amendments to Articles Mgmt For TNA N/A Regarding Reconciliation of Share Capital 5 Charitable Donations Mgmt For TNA N/A 6 Non-Voting Meeting Note N/A N/A TNA N/A ________________________________________________________________________________ Copasa S.A. Ticker Security ID: Meeting Date Meeting Status CSMG3 CINS P28269101 06/12/2013 Take No Action Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Amendment to Articles Mgmt For TNA N/A Regarding Board and Management Authorities 4 Non-Voting Meeting Note N/A N/A TNA N/A ________________________________________________________________________________ CSG Holding Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 200012 CINS Y1503G107 04/23/2013 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Directors' Report Mgmt For For For 2 Supervisors' Report Mgmt For For For 3 Independent Directors' Mgmt For For For Report 4 Annual Report Mgmt For For For 5 Allocation of Mgmt For For For Profits/Dividends 6 Appointment of Auditor Mgmt For For For and Authority to Set Fees 7 Authority to Issue Mgmt For For For Short-term Financing Bills ________________________________________________________________________________ Daou Technology Ticker Security ID: Meeting Date Meeting Status 023590 CINS Y19908105 03/15/2013 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Allocation Mgmt For For For of Profits/Dividends 2 Amendments to Articles Mgmt For For For 3 Directors' Fees Mgmt For For For 4 Corporate Auditor's Fees Mgmt For For For 5 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Datang International Power Generation Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 00991 CINS Y20020106 03/25/2013 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Provision of Coal by Mgmt For For For Inner Mongolia Electric Power Fuel Co., Ltd. 5 Purchase of Coal from Mgmt For For For Beijing Datang Fuel Company 6 Sale of Coal to Beijing Mgmt For For For Datang Fuel Company 7 Sale of Coal to Mgmt For For For Subsidiaries 8 Increase in Authorized Mgmt For For For Capital 9 Extension of Validity Mgmt For Against Against Period of Corporate Bonds Issue ________________________________________________________________________________ Datang International Power Generation Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 00991 CINS Y20020106 06/26/2013 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Directors' Report Mgmt For For For 5 Supervisors' Report Mgmt For For For 6 Accounts and Reports Mgmt For For For 7 Allocation of Mgmt For For For Profits/Dividends 8 Appointment of Auditor Mgmt For For For 9 Authority to Give Mgmt For For For Guarantees to Liancheng Power Generation Company 10 Authority to Give Mgmt For For For Guarantees to Xinyu Power Generation Company 11 Authority to Give Mgmt For For For Guarantees to Mengye River Hydropower Development Company 12 Leasing Business Mgmt For For For Cooperation Agreement 13 Elect CHEN Jinhang Mgmt For For For 14 Elect HU Shengmu Mgmt For Against Against 15 Elect CAO Jingshan Mgmt For For For 16 Elect FANG Qinghai Mgmt For For For 17 Elect ZHOU Gang Mgmt For Against Against 18 Elect LIU Haixia Mgmt For For For 19 Elect GUAN Tiangang Mgmt For Against Against 20 Elect CAO Xin Mgmt For For For 21 Elect Cai Shuwen Mgmt For For For 22 Elect LI Gengsheng Mgmt For For For 23 Elect Dong Heyi Mgmt For For For 24 Elect Ye Yansheng Mgmt For For For 25 Elect LI Hengyuan Mgmt For For For 26 Elect ZHAO Jie Mgmt For For For 27 Elect JIANG Guohua Mgmt For For For 28 Elect ZHANG Xiaoxu Mgmt For Against Against 29 Elect ZHOU Xinnong Mgmt For Against Against 30 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights ________________________________________________________________________________ Delta Electronics (Thailand) Ticker Security ID: Meeting Date Meeting Status DELTA CINS Y20266154 03/29/2013 Voted Meeting Type Country of Trade Annual Thailand Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Meeting Minutes Mgmt For For For 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Results of Operations Mgmt For For For 6 Allocation of Mgmt For For For Profits/Dividends 7 Elect Roger CHU Mgmt For For For Chih-Yuan 8 Elect Niramol Mgmt For For For Tantipuntum 9 Elect Supapun Mgmt For For For Ruttanaporn 10 Directors' Fees Mgmt For For For 11 Appointment of Auditor Mgmt For For For and Authority to Set Fees 12 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ DGB Financial Group Co Ltd Ticker Security ID: Meeting Date Meeting Status 139130 CINS Y2058E109 03/22/2013 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Allocation Mgmt For For For of Profits/Dividends 3 Amendments to Articles Mgmt For For For 4 Elect PARK Dong Gwan Mgmt For For For 5 Elect AHN Choong Young Mgmt For For For 6 Elect LEE Jung Do Mgmt For For For 7 Elect KIM Ssang Soo Mgmt For For For 8 Elect JANG Ik Hyun Mgmt For For For 9 Elect LEE Ji Eun Mgmt For For For 10 Election of Audit Mgmt For For For Committee Member: AHN Choong Young 11 Election of Audit Mgmt For For For Committee Member: KIM Ssang Soo 12 Election of Audit Mgmt For For For Committee Member: JANG Ik Hyun 13 Directors' Fees Mgmt For For For ________________________________________________________________________________ Dongbu Insurance Ticker Security ID: Meeting Date Meeting Status 005830 CINS Y2096K109 06/14/2013 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Allocation Mgmt For For For of Profits/Dividends 2 Election of Directors Mgmt For Against Against (Slate) 3 Election of Independent Mgmt For Against Against Audit Committee Members (Slate) 4 Election of Mgmt For Against Against Non-independent Audit Committee Member: ANN Hyung Joon 5 Directors' Fees Mgmt For For For ________________________________________________________________________________ Eastern Tobacco Ticker Security ID: Meeting Date Meeting Status EAST.CA CINS M2932V106 04/17/2013 Take No Action Meeting Type Country of Trade Special Egypt Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Approve 2013-2014 Budget Mgmt For TNA N/A 3 Non-Voting Meeting Note N/A N/A TNA N/A ________________________________________________________________________________ EDP - Energias Do Brasil S.A. Ticker Security ID: Meeting Date Meeting Status ENBR3 CINS P3769R108 04/10/2013 Take No Action Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Accounts and Reports Mgmt For TNA N/A 4 Allocation of Mgmt For TNA N/A Profits/Dividends 5 Election of Directors Mgmt For TNA N/A 6 Remuneration Policy Mgmt For TNA N/A ________________________________________________________________________________ Even Construtora E Incorporadora Ticker Security ID: Meeting Date Meeting Status EVEN3 CINS P3904U107 04/29/2013 Take No Action Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Meeting Note N/A N/A TNA N/A 4 Accounts and Reports Mgmt For TNA N/A 5 Capital Expenditure Mgmt For TNA N/A Budget 6 Allocation of Mgmt For TNA N/A Profits/Dividends 7 Election of Directors Mgmt For TNA N/A 8 Remuneration Policy Mgmt For TNA N/A ________________________________________________________________________________ Even Construtora E Incorporadora Ticker Security ID: Meeting Date Meeting Status EVEN3 CINS P3904U107 05/09/2013 Take No Action Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Amendments to Articles Mgmt For TNA N/A Regarding Legal Representation 4 Non-Voting Meeting Note N/A N/A TNA N/A ________________________________________________________________________________ Gazprom Ticker Security ID: Meeting Date Meeting Status GAZP CINS X7204C106 06/28/2013 Voted Meeting Type Country of Trade Annual Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Annual Report Mgmt For For For 4 Financial Statements Mgmt For For For 5 Allocation of Profits Mgmt For For For 6 Dividends Mgmt For For For 7 Terms of Dividend Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Directors' Fees Mgmt For Against Against 10 Audit Commission's Fees Mgmt For For For 11 Amendments to Charter Mgmt For Abstain Against 12 Amendments to General Mgmt For Abstain Against Meeting Regulations 13 Amendments to Audit Mgmt For Abstain Against Commission Regulations 14 Related Party Mgmt For For For Transactions 15 Related Party Mgmt For For For Transactions 16 Related Party Mgmt For For For Transactions 17 Related Party Mgmt For For For Transactions 18 Related Party Mgmt For For For Transactions 19 Related Party Mgmt For For For Transactions 20 Related Party Mgmt For For For Transactions 21 Related Party Mgmt For For For Transactions 22 Related Party Mgmt For For For Transactions 23 Related Party Mgmt For For For Transactions 24 Related Party Mgmt For For For Transactions 25 Related Party Mgmt For For For Transactions 26 Related Party Mgmt For For For Transactions 27 Related Party Mgmt For For For Transactions 28 Related Party Mgmt For For For Transactions 29 Related Party Mgmt For For For Transactions 30 Related Party Mgmt For For For Transactions 31 Related Party Mgmt For For For Transactions 32 Related Party Mgmt For For For Transactions 33 Related Party Mgmt For For For Transactions 34 Related Party Mgmt For For For Transactions 35 Related Party Mgmt For For For Transactions 36 Related Party Mgmt For For For Transactions 37 Related Party Mgmt For For For Transactions 38 Related Party Mgmt For For For Transactions 39 Related Party Mgmt For For For Transactions 40 Related Party Mgmt For For For Transactions 41 Related Party Mgmt For For For Transactions 42 Related Party Mgmt For For For Transactions 43 Related Party Mgmt For For For Transactions 44 Related Party Mgmt For For For Transactions 45 Related Party Mgmt For For For Transactions 46 Related Party Mgmt For For For Transactions 47 Related Party Mgmt For For For Transactions 48 Related Party Mgmt For For For Transactions 49 Related Party Mgmt For For For Transactions 50 Related Party Mgmt For For For Transactions 51 Related Party Mgmt For For For Transactions 52 Related Party Mgmt For For For Transactions 53 Related Party Mgmt For For For Transactions 54 Related Party Mgmt For For For Transactions 55 Related Party Mgmt For For For Transactions 56 Related Party Mgmt For For For Transactions 57 Related Party Mgmt For For For Transactions 58 Related Party Mgmt For For For Transactions 59 Related Party Mgmt For For For Transactions 60 Related Party Mgmt For For For Transactions 61 Related Party Mgmt For For For Transactions 62 Related Party Mgmt For For For Transactions 63 Related Party Mgmt For For For Transactions 64 Related Party Mgmt For For For Transactions 65 Related Party Mgmt For For For Transactions 66 Related Party Mgmt For For For Transactions 67 Related Party Mgmt For For For Transactions 68 Related Party Mgmt For For For Transactions 69 Related Party Mgmt For For For Transactions 70 Related Party Mgmt For For For Transactions 71 Related Party Mgmt For For For Transactions 72 Related Party Mgmt For For For Transactions 73 Related Party Mgmt For For For Transactions 74 Related Party Mgmt For For For Transactions 75 Related Party Mgmt For For For Transactions 76 Related Party Mgmt For For For Transactions 77 Related Party Mgmt For For For Transactions 78 Related Party Mgmt For For For Transactions 79 Related Party Mgmt For For For Transactions 80 Related Party Mgmt For For For Transactions 81 Non-Voting Agenda Item N/A N/A N/A N/A 82 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Gazprom Ticker Security ID: Meeting Date Meeting Status GAZP CINS X7204C106 06/28/2013 Voted Meeting Type Country of Trade Annual Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Related Party Mgmt For For For Transactions 3 Related Party Mgmt For For For Transactions 4 Related Party Mgmt For For For Transactions 5 Related Party Mgmt For For For Transactions 6 Related Party Mgmt For For For Transactions 7 Related Party Mgmt For For For Transactions 8 Related Party Mgmt For For For Transactions 9 Related Party Mgmt For For For Transactions 10 Related Party Mgmt For For For Transactions 11 Related Party Mgmt For For For Transactions 12 Related Party Mgmt For For For Transactions 13 Related Party Mgmt For For For Transactions 14 Related Party Mgmt For For For Transactions 15 Related Party Mgmt For For For Transactions 16 Related Party Mgmt For For For Transactions 17 Related Party Mgmt For For For Transactions 18 Related Party Mgmt For For For Transactions 19 Related Party Mgmt For For For Transactions 20 Non-Voting Agenda Item N/A N/A N/A N/A 21 Elect Andrey I. Akimov Mgmt N/A Abstain N/A 22 Elect Farit R. Mgmt N/A Abstain N/A Gazizullin 23 Elect Viktor A. Zubkov Mgmt N/A Abstain N/A 24 Elect Elena Y. Karpel Mgmt N/A Abstain N/A 25 Elect Timur Kulibaev Mgmt N/A Abstain N/A 26 Elect Vitaly A. Markelov Mgmt N/A Abstain N/A 27 Elect Viktor G Martynov Mgmt N/A Abstain N/A 28 Elect Vladimir A. Mau Mgmt N/A Abstain N/A 29 Elect Alexey B Miller Mgmt N/A Abstain N/A 30 Elect Valery A. Musin Mgmt N/A For N/A 31 Elect Mikhail L. Sereda Mgmt N/A Abstain N/A 32 Non-Voting Agenda Item N/A N/A N/A N/A 33 Elect Viktor Antoshin Mgmt For For For 34 Elect Dmitry Arkhipov Mgmt For N/A N/A 35 Elect Andrey Belobrov Mgmt For N/A N/A 36 Elect Vadim Bikulov Mgmt For For For 37 Elect Mikhail Kuzovlev Mgmt For For For 38 Elect Marina Mikhina Mgmt For For For 39 Elect Lidiya Morozova Mgmt For For For 40 Elect Anna Nesterova Mgmt For For For 41 Elect Georgiy Nozadze Mgmt For For For 42 Elect Yuriy Nosov Mgmt For N/A N/A 43 Elect Karen Oganyan Mgmt For For For 44 Elect Aleksandr Yugov Mgmt For For For 45 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Giga-Byte Technology Co. Ltd. Ticker Security ID: Meeting Date Meeting Status GBTRP CINS Y2711J107 06/14/2013 Voted Meeting Type Country of Trade Annual Taiwan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Accounts and Reports Mgmt For For For 7 Allocation of Mgmt For For For Profits/Dividends 8 Amendments to Mgmt For For For Procedural Rules: Capital Loans 9 Amendments to Mgmt For For For Procedural Rules: Endorsements and Guarantees 10 Amendments to Mgmt For For For Procedural Rules: Acquisition and Disposal of Assets 11 Amendments to Mgmt For For For Procedural Rules: Shareholder Meetings 12 Extraordinary Motions Mgmt For Against Against ________________________________________________________________________________ GlobalTrans Investment Plc Ticker Security ID: Meeting Date Meeting Status GLTR CINS 37949E204 04/19/2013 Voted Meeting Type Country of Trade Annual Cyprus Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For Abstain Against 2 Allocation of Mgmt For Abstain Against Profits/Dividends 3 Appointment of Auditor Mgmt For Abstain Against and Authority to Set Fees 4 Board Authorities Mgmt For Abstain Against 5 Board Size Mgmt For Abstain Against 6 Elect Alexander Eliseev Mgmt For Abstain Against 7 Elect Michael Zampelas Mgmt For Abstain Against 8 Elect George Papaioannou Mgmt For Abstain Against 9 Elect J. Carroll Colley Mgmt For Abstain Against 10 Elect Johann Durrer Mgmt For Abstain Against 11 Elect Sergey Maltsev Mgmt For Abstain Against 12 Elect Mikhail Loganov Mgmt For Abstain Against 13 Elect Elia Nicolaou Mgmt For Abstain Against 14 Elect Konstantin Mgmt For Abstain Against Shirokov 15 Elect Andrey Gomon Mgmt For Abstain Against 16 Elect Alexander Mgmt For Abstain Against Storozhev 17 Elect Alexander Tarasov Mgmt For Abstain Against 18 Elect Marios Tofaros Mgmt For Abstain Against 19 Elect Sergey Tolmachev Mgmt For Abstain Against 20 Elect Melina Pyrgou Mgmt For Abstain Against ________________________________________________________________________________ Grendene SA Ticker Security ID: Meeting Date Meeting Status GRND3 CINS P49516100 04/08/2013 Take No Action Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Accounts and Reports Mgmt For TNA N/A 4 Allocation of Mgmt For TNA N/A Profits/Dividends 5 Remuneration Policy Mgmt For TNA N/A ________________________________________________________________________________ Hanwha Life Insurance Ticker Security ID: Meeting Date Meeting Status 088350 CINS Y4871N100 06/21/2013 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Allocation Mgmt For For For of Profits/Dividends 2 Amendments to Articles Mgmt For For For 3 Elect KIM Hyeon Woo Mgmt For For For 4 Directors' Fees Mgmt For For For 5 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Hitejinro Ticker Security ID: Meeting Date Meeting Status 000080 CINS Y44441106 03/22/2013 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Allocation Mgmt For For For of Profits/Dividends 2 Directors' Fees Mgmt For For For ________________________________________________________________________________ Hon Hai Precision Industry Ticker Security ID: Meeting Date Meeting Status HHPD CINS 438090201 06/26/2013 Voted Meeting Type Country of Trade Annual Taiwan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Accounts and Reports Mgmt For For For 8 Allocation of Mgmt For For For Profits/Dividends 9 Capitalization of Mgmt For For For Profits and Issuance of New Shares 10 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 11 Employee Restricted Mgmt For Against Against Stock Scheme 12 Amendments to Mgmt For For For Procedural Rules: Capital Loans 13 Amendments to Mgmt For For For Procedural Rules: Endorsements and Guarantees 14 Amendments to Articles Mgmt For For For 15 Elect Terry GOU Tai-ming Mgmt For For For 16 Elect TAI Jeng-wu Mgmt For For For 17 Elect HUANG Qing-yuan Mgmt For Against Against 18 Elect LU Fang-ming Mgmt For For For 19 Elect CHIEN Yi-bin Mgmt For Against Against 20 Elect WU Yu-chi Mgmt For For For 21 Elect LIU Cheng-yu Mgmt For For For 22 Elect WAN Jui-hsia as Mgmt For For For Supervisor 23 Elect CHUO Min-chih as Mgmt For Against Against Supervisor 24 Non-compete Mgmt For Against Against Restrictions for Directors 25 Extraordinary Motions Mgmt For Against Against 26 Non-Voting Agenda Item N/A N/A N/A N/A 27 Non-Voting Meeting Note N/A N/A N/A N/A 28 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Honghua group ltd. Ticker Security ID: Meeting Date Meeting Status 00196 CINS G4584R109 05/22/2013 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Elect ZHANG Mi Mgmt For Against Against 6 Elect LIU Xiaofeng Mgmt For For For 7 Elect Alexandar TAI Mgmt For For For Kwok Leung 8 Elect CHEN Guoming Mgmt For For For 9 Directors' Fees Mgmt For For For 10 Appointment of Auditor Mgmt For For For and Authority to Set Fees 11 Authority to Repurchase Mgmt For For For Shares 12 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 13 Authority to Issue Mgmt For Against Against Repurchased Shares ________________________________________________________________________________ Hutchison Telecommunications Hong Kong Holdings Ltd Ticker Security ID: Meeting Date Meeting Status 00215 CINS G4672G106 05/14/2013 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Elect Peter WONG King Mgmt For For For Fai 6 Elect Frank J. Sixt Mgmt For Against Against 7 Elect Rosanna WONG Yick Mgmt For For For Ming 8 Directors' Fees Mgmt For For For 9 Appointment of Auditor Mgmt For For For and Authority to Set Fees 10 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Authority to Repurchase Mgmt For For For Shares 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Authority to Issue Mgmt For Against Against Repurchased Shares ________________________________________________________________________________ Hyundai Marine & Fire Insurance Co Ticker Security ID: Meeting Date Meeting Status 001450 CINS Y3842K104 02/04/2013 Voted Meeting Type Country of Trade Special Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Election of Directors Mgmt For For For (Slate) ________________________________________________________________________________ Hyundai Marine & Fire Insurance Co Ticker Security ID: Meeting Date Meeting Status 001450 CINS Y3842K104 06/07/2013 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Allocation Mgmt For For For of Profits/Dividends 2 Elect CHUNG Mong Yoon Mgmt For For For 3 Elect KIM Hee Dong Mgmt For For For 4 Election of Audit Mgmt For For For Committee Member : KIM Hee Dong 5 Directors' Fees Mgmt For For For ________________________________________________________________________________ Hyundai Motor Ticker Security ID: Meeting Date Meeting Status 005380 CINS Y38472109 03/15/2013 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Allocation Mgmt For For For of Profits/Dividends 2 Election of Directors Mgmt For Against Against (Slate) 3 Election of Audit Mgmt For For For Committee Member : NAM Sung Il 4 Amendments to Articles Mgmt For For For 5 Directors' Fees Mgmt For For For ________________________________________________________________________________ Imperial Holdings Ltd Ticker Security ID: Meeting Date Meeting Status IPL CINS S38127122 03/15/2013 Voted Meeting Type Country of Trade Special South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Adopt New Memorandum Mgmt For For For 2 Authorisation of Legal Mgmt For For For Formalities 3 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Industrial & Commercial Bank of China Ltd. Ticker Security ID: Meeting Date Meeting Status 01398 CINS Y3990B112 03/20/2013 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Malcolm C. Mgmt For For For McCarthy 3 Elect Kenneth P. CHUNG Mgmt For For For 4 2013 Fixed Assets Mgmt For For For Investment Budget 5 Authority to Issue Mgmt For For For Eligible Tier-2 Capital Instruments ________________________________________________________________________________ Industrial & Commercial Bank of China Ltd. Ticker Security ID: Meeting Date Meeting Status 01398 CINS Y3990B112 06/07/2013 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Directors' Report Mgmt For For For 4 Supervisors' Report Mgmt For For For 5 Accounts and Reports Mgmt For For For 6 Allocation of Mgmt For For For Profits/Dividends 7 Appointment of Auditor Mgmt For For For and Authority to Set Fees 8 Elect YI Huiman Mgmt For For For 9 Elect LUO Xi Mgmt For For For 10 Elect LIU Lixian Mgmt For For For ________________________________________________________________________________ Inner Mongolia Yitai Coal Co. Ltd. Ticker Security ID: Meeting Date Meeting Status 900948 CINS Y40848106 06/28/2013 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Director's Report Mgmt For For For 3 Supervisor's Report Mgmt For For For 4 Independent Director's Mgmt For For For Report 5 Annual Report Mgmt For For For 6 Related Party Mgmt For For For Transactions 7 Appointment of Auditor Mgmt For For For and Authority to Set Fees 8 Appointment of Internal Mgmt For For For Control Auditor and Authority to Set Fees 9 Report on Capital Mgmt For For For Expenditure Plan 10 Elect YU Youguan Mgmt For For For 11 Authority to Give Mgmt For For For Guarantees to Controlled Subsidiaries 12 Amendments to Articles Mgmt For For For 13 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 14 Allocation of Mgmt For For For Profits/Dividends 15 Authority to Give Mgmt For For For Guarantees to Inner Mongolia Yitai Chemicals Co., Ltd. 16 Authority to Give Mgmt For For For Guarantees to Yitai Xinjiang Energy Co., Ltd. ________________________________________________________________________________ Inner Mongolia Yitai Coal Co. Ltd. Ticker Security ID: Meeting Date Meeting Status 900948 CINS Y40848106 06/28/2013 Voted Meeting Type Country of Trade Other China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Mgmt For For For Profits/Dividends ________________________________________________________________________________ Inventec Corporation Ticker Security ID: Meeting Date Meeting Status 02356 CINS Y4176F109 06/13/2013 Voted Meeting Type Country of Trade Annual Taiwan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Accounts and Reports Mgmt For For For 8 Allocation of Mgmt For For For Profits/Dividends 9 Amendments to Articles Mgmt For For For 10 Amendments to Mgmt For For For Procedural Rules: Shareholder Meetings 11 Amendments to Mgmt For For For Procedural Rules: Capital Loans 12 Amendments to Mgmt For For For Procedural Rules: Endorsement and Guarantees 13 Amendments to Mgmt For For For Procedural Rules: Acquisition and Disposal of Assets 14 Amendments to Mgmt For For For Procedural Rules: Election of Directors and Election of Supervisors 15 Non-compete Mgmt For For For Restrictions for Directors 16 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Itausa Investimentos Itau SA Ticker Security ID: Meeting Date Meeting Status ITSA4 CINS P58711105 04/30/2013 Take No Action Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Meeting Note N/A N/A TNA N/A 4 Non-Voting Meeting Note N/A N/A TNA N/A 5 Non-Voting Agenda Item N/A N/A TNA N/A 6 Non-Voting Agenda Item N/A N/A TNA N/A 7 Election of Board Mgmt N/A TNA N/A Member(s) Representative of Minority/Preferred Shareholders 8 Non-Voting Agenda Item N/A N/A TNA N/A 9 Non-Voting Meeting Note N/A N/A TNA N/A ________________________________________________________________________________ KGHM Polska Miedz S.A. Ticker Security ID: Meeting Date Meeting Status KGH CINS X45213109 06/19/2013 Voted Meeting Type Country of Trade Annual Poland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Opening of Meeting Mgmt For For For 4 Election of Presiding Mgmt For For For Chairman 5 Compliance with Rules Mgmt For For For of Convocation 6 Agenda Mgmt For For For 7 Presentation of Mgmt For For For Accounts and Reports 8 Presentation of Mgmt For For For Allocation of Profits/Dividends 9 Presentation of Mgmt For For For Coverage of Negative Reserves 10 Presentation of Mgmt For For For Supervisory Board Report 11 Presentation of Mgmt For For For Supervisory Board Report (Assessment) 12 Presentation of Mgmt For For For Supervisory Board Report (Activities) 13 Management Board Report Mgmt For For For 14 Accounts and Reports Mgmt For For For 15 Allocation of Mgmt For For For Profits/Dividends 16 Transfer of Profits to Mgmt For For For Cover Reserves 17 Ratification of Mgmt For For For Management Acts 18 Ratification of Mgmt For For For Supervisory Board Acts 19 Presentation of Mgmt For For For Accounts and Reports (Consolidated) 20 Presentation of Mgmt For For For Supervisory Board Report (Consolidated) 21 Management Board Report Mgmt For For For (Consolidated) 22 Accounts and Reports Mgmt For For For (Consolidated) 23 Election of Supervisory Mgmt For For For Board Members (Employee Representatives) 24 SHP Regarding Changes ShrHoldr For Abstain Against to Supervisory Board 25 Closing of Meeting Mgmt For For For ________________________________________________________________________________ King Yuan Electronics Co. Ltd. Ticker Security ID: Meeting Date Meeting Status 2449 CINS Y4801V107 06/14/2013 Voted Meeting Type Country of Trade Annual Taiwan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Accounts and Reports Mgmt For For For 9 Allocation of Mgmt For For For Profits/Dividends 10 Amendments to Mgmt For For For Procedural Rules: Acquisition and Disposal of Assets 11 Amendments to Mgmt For For For Procedural Rules: Endorsements and Guarantees 12 Amendments to Mgmt For For For Procedural Rules: Capital Loans ________________________________________________________________________________ King`s Town Bank Ticker Security ID: Meeting Date Meeting Status 2809 CINS Y59448103 06/24/2013 Voted Meeting Type Country of Trade Annual Taiwan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Accounts and Reports Mgmt For For For 8 Allocation of Mgmt For For For Profits/Dividends 9 Amendments to Articles Mgmt For For For 10 Amendments to Mgmt For For For Procedural Rules: Shareholder Meetings 11 Amendments to Mgmt For For For Procedural Rules: Acquisition and Disposal of Assets 12 Extraordinary Motions Mgmt For Against Against ________________________________________________________________________________ Kingboard Laminates Holdings Ltd. Ticker Security ID: Meeting Date Meeting Status 01888 CINS G5257K107 05/06/2013 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Elect CHEUNG Kwok Keung Mgmt For For For 6 Elect CHEUNG Kwok Ping Mgmt For For For 7 Elect LO Ka Leong Mgmt For Against Against 8 Elect Peter MOK Yiu Mgmt For For For Keung 9 Directors' Fees Mgmt For For For 10 Appointment of Auditor Mgmt For For For and Authority to Set Fees 11 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Authority to Repurchase Mgmt For For For Shares 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Authority to Issue Mgmt For Against Against Repurchased Shares ________________________________________________________________________________ Kingsoft Corp Ticker Security ID: Meeting Date Meeting Status 03888 CINS G5264Y108 02/27/2013 Voted Meeting Type Country of Trade Special Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Share Option Scheme of Mgmt For For For Kingsoft Cloud 4 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Kingsoft Corp Ticker Security ID: Meeting Date Meeting Status 03888 CINS G5264Y108 02/27/2013 Voted Meeting Type Country of Trade Special Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Share Option Scheme of Mgmt For For For Kingsoft Cloud 4 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ KT Corporation Ticker Security ID: Meeting Date Meeting Status KT CINS Y49915104 03/15/2013 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Allocation Mgmt For For For of Profits/Dividends 2 Amendments to Articles Mgmt For For For 3 Elect PYO Hyeon Myung Mgmt For For For 4 Elect KIM Il Young Mgmt For For For 5 Elect SONG Jong Hwan Mgmt For For For 6 Elect CHA Sang Gyun Mgmt For For For 7 Elect SONG Do Kyun Mgmt For For For 8 Election of Audit Mgmt For For For Committee Member: CHA Sang Gyun 9 Directors' Fees Mgmt For For For ________________________________________________________________________________ KT&G Corporation Ticker Security ID: Meeting Date Meeting Status 033780 CINS Y49904108 02/28/2013 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Allocation Mgmt For For For of Profits/Dividends 2 Amendments to Articles Mgmt For For For 3 Election of CEO: MIN Mgmt For For For Young Jin 4 Election of Directors Mgmt For For For (Slate) 5 Election of Audit Mgmt For For For Committee Member: JO Kyu Ha 6 Directors' Fees Mgmt For For For ________________________________________________________________________________ LIG Insurance Co., Ltd Ticker Security ID: Meeting Date Meeting Status 002550 CINS Y5277H100 06/14/2013 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Allocation Mgmt For For For of Profits/Dividends 2 Election of Directors Mgmt For For For (Slate) 3 Election of Audit Mgmt For For For Committee Member: IM Seong Joon 4 Directors' Fees Mgmt For For For ________________________________________________________________________________ Lippo Malls Indonesia Retail Trust Ticker Security ID: Meeting Date Meeting Status D5IU CINS Y5285G102 04/26/2013 Voted Meeting Type Country of Trade Annual Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Authority to Issue Mgmt For For For Units w/ or w/o Preemptive Rights ________________________________________________________________________________ Lite-On Technology Corp. Ticker Security ID: Meeting Date Meeting Status 2301 CINS Y5313K109 06/19/2013 Voted Meeting Type Country of Trade Annual Taiwan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Accounts and Reports Mgmt For For For 7 Allocation of Mgmt For For For Profits/Dividends 8 Capitalization of Mgmt For For For Profits and Issuance of New Shares 9 Amendments to Articles Mgmt For For For 10 Amendments to Mgmt For For For Procedural Rules: Election of Directors 11 Amendments to Mgmt For For For Procedural Rules: Capital Loans and Endorsements/Guarantees 12 Amendments to Mgmt For For For Procedural Rules: Shareholder Meetings 13 Elect Raymond Soong Mgmt For For For 14 Elect David Lin Mgmt For For For 15 Elect Joseph Lin Mgmt For For For 16 Elect Warren Chen Mgmt For For For 17 Elect LU Keh-Shew Mgmt For For For 18 Elect Rick Wu Mgmt For For For 19 Elect C.H. Chen Mgmt For For For 20 Elect David Lee Mgmt For For For 21 Elect WU Kuo-Feng Mgmt For For For 22 Elect Harvey Chang Mgmt For For For 23 Elect Edward Yang Mgmt For For For 24 Non-compete Mgmt For Against Against Restrictions for Directors 25 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Lopez Holdings Corporation Ticker Security ID: Meeting Date Meeting Status LPZ CINS Y5347P108 05/30/2013 Voted Meeting Type Country of Trade Annual Philippines Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Call to order Mgmt For For For 3 Approval of Notice Mgmt For For For 4 Determination of Quorum Mgmt For For For 5 Approval of Minutes Mgmt For For For 6 President's Report Mgmt For For For 7 Accounts and Reports Mgmt For For For 8 Ratification of Board Mgmt For For For Acts 9 Elect Oscar M. Lopez Mgmt For For For 10 Elect Manuel M. Lopez Mgmt For Against Against 11 Elect Eugenio L. Lopez Mgmt For For For III 12 Elect Nick Jacob Mgmt For For For 13 Elect Salvador G. Tirona Mgmt For For For 14 Elect Washington Z. Mgmt For For For SyCip 15 Elect Cesar E. A. Virata Mgmt For Against Against 16 Appointment of Auditor Mgmt For Abstain Against and Authority to Set Fees 17 Transaction of Other Mgmt For Against Against Business 18 Adjournment Mgmt For For For ________________________________________________________________________________ Lubelski Wegiel Bogdanka SA Ticker Security ID: Meeting Date Meeting Status LWB CINS X5152C102 06/27/2013 Voted Meeting Type Country of Trade Annual Poland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Election of Presiding Mgmt For For For Chairman 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Agenda Mgmt For For For 7 Election of Scrutiny Mgmt For For For Commission 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Accounts and Reports Mgmt For For For 13 Report of the Mgmt For For For Management Board 14 Accounts and Reports Mgmt For For For (Consolidated) 15 Report of the Mgmt For For For Management Board (Consolidated) 16 Ratify Miroslaw Taras Mgmt For For For 17 Ratify Zbigniew Stopa Mgmt For For For 18 Ratify Waldemar Mgmt For For For Barnaciak 19 Ratify Krystyna Mgmt For For For Borkowska 20 Ratify Lech Tor Mgmt For For For 21 Report of the Mgmt For For For Supervisory Board 22 Ratify Eryk Karski Mgmt For For For 23 Ratify Stefan Kawalec Mgmt For For For 24 Ratify Jadwiga Mgmt For For For Kalinowska 25 Ratify Adam Partyka Mgmt For For For 26 Ratify Andrzej Lulek Mgmt For For For 27 Ratify Ewa Pawluczuk Mgmt For For For 28 Ratify Witold Danilowicz Mgmt For For For 29 Ratify Raimondo Eggink Mgmt For For For 30 Ratify Robert Bednarski Mgmt For For For 31 Ratify Dariusz Formela Mgmt For For For 32 Ratify Tomasz Mosiek Mgmt For For For 33 Allocation of Mgmt For For For Profits/Dividends 34 Approve Dividend Date Mgmt For For For 35 Management and Key Mgmt For For For Employee Warrant Plan 36 Amendments to Articles Mgmt For For For Regarding Capital 37 Amendments to Articles Mgmt For For For Regarding Equity 38 Amendments to Articles Mgmt For For For Regarding Interim Dividends 39 Amendments to Articles Mgmt For For For Regarding Supervisory Board 40 Amendments to Articles Mgmt For For For Regarding Responsibility of Supervisory Board 41 Amendments to Articles Mgmt For For For Regarding General Meeting 42 Amendments to Statutes Mgmt For For For 43 Transaction of Other Mgmt For Against Against Business 44 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Lukoil Oil Co. Ticker Security ID: Meeting Date Meeting Status LUKOY CINS X5060T106 06/27/2013 Voted Meeting Type Country of Trade Annual Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports; Mgmt For For For Allocation of Profits/Dividends 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Elect Vagit Y. Alekperov Mgmt N/A Abstain N/A 5 Elect Victor V. Blazheev Mgmt N/A For N/A 6 Elect Leonid A. Fedun Mgmt N/A Abstain N/A 7 Elect Valery I. Grayfer Mgmt N/A Abstain N/A 8 Elect Igor S. Ivanov Mgmt N/A For N/A 9 Elect Ravil U. Maganov Mgmt N/A Abstain N/A 10 Elect Richard H. Matzke Mgmt N/A For N/A 11 Elect Sergei A. Mgmt N/A Abstain N/A Mikhailov 12 Elect Mark Mobius Mgmt N/A For N/A 13 Elect Guglielmo Moscato Mgmt N/A For N/A 14 Elect Nikolai M Nikolaev Mgmt N/A Abstain N/A 15 Elect Ivan Pictet Mgmt N/A For N/A 16 Elect Mikhail B. Mgmt For For For Maksimov 17 Elect Vladimir N. Mgmt For For For Nikitenko 18 Elect Aleksandr V. Mgmt For For For Surkov 19 2013 Directors' Fees Mgmt For For For 20 Directors' Fees Mgmt For For For 21 2013 Audit Commission's Mgmt For For For Fees 22 Audit Commission's Fees Mgmt For For For 23 Appointment of Auditor Mgmt For For For 24 Amendments to Charter Mgmt For For For 25 Indemnification of Mgmt For For For Directors/Officers ________________________________________________________________________________ Luthai Textile Co. Ltd. Ticker Security ID: Meeting Date Meeting Status 200726 CINS Y5361P117 04/22/2013 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Directors' Report Mgmt For For For 2 Supervisors' Report Mgmt For For For 3 Annual Report Mgmt For For For 4 Accounts and Reports Mgmt For For For 5 Allocation of Mgmt For For For Profits/Dividends 6 Amendments to Articles Mgmt For For For 7 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Luthai Textile Co. Ltd. Ticker Security ID: Meeting Date Meeting Status 200726 CINS Y5361P117 06/06/2013 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect LIU Shizhen Mgmt For For For 2 Elect XU Zhinan Mgmt For For For 3 Elect LIU Zibin Mgmt For For For 4 Elect Fujiwara Hidetoshi Mgmt For For For 5 Elect CHEN Ruimou Mgmt For For For 6 Elect WANG Fangshui Mgmt For For For 7 Elect QIN Guiling Mgmt For For For 8 Elect SUN Zhigang Mgmt For For For 9 Elect ZENG Facheng Mgmt For For For 10 Elect ZHOU Zhiji Mgmt For For For 11 Elect WANG Lei Mgmt For For For 12 Elect SUN Ruizhe Mgmt For For For 13 Elect SU Xin Mgmt For For For 14 Elect XU Jianjun Mgmt For For For 15 Elect ZHU Lingwen Mgmt For For For 16 Elect LIU Zilong Mgmt For Against Against 17 Independent Directors' Mgmt For For For Fees ________________________________________________________________________________ Malayan Banking Bhd Ticker Security ID: Meeting Date Meeting Status 1155 CINS Y54671105 03/28/2013 Voted Meeting Type Country of Trade Annual Malaysia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Zaharuddin Mohd Mgmt For For For Nor 4 Elect Mohd Salleh Harun Mgmt For For For 5 Elect Ismail Shahudin Mgmt For For For 6 Elect Erry Riyana Mgmt For For For HardJapamekas 7 Appointment of Auditor Mgmt For For For and Authority to Set Fees 8 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 9 Dividend Reinvestment Mgmt For For For Plan ________________________________________________________________________________ Malindo Feedmill Tbk Pt Ticker Security ID: Meeting Date Meeting Status MAIN CINS Y7127C117 06/05/2013 Voted Meeting Type Country of Trade Annual Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Appointment of Auditor Mgmt For For For 4 Directors' and Mgmt For For For Commissioners' Fees ________________________________________________________________________________ Malindo Feedmill Tbk Pt Ticker Security ID: Meeting Date Meeting Status MAIN CINS Y7127C117 06/05/2013 Voted Meeting Type Country of Trade Special Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights ________________________________________________________________________________ Meritz Fire & Marine Insurance Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 000060 CINS Y5945N109 06/14/2013 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Allocation Mgmt For For For of Profits/Dividends 2 Election of Audit Mgmt For For For Committee Members (Slate) 3 Directors' Fees Mgmt For Against Against ________________________________________________________________________________ MGM China Holdings Limited Ticker Security ID: Meeting Date Meeting Status 02282 CINS G60744102 05/16/2013 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Elect James Joseph Mgmt For For For Murren 5 Elect Grant R. Bowie Mgmt For For For 6 Elect Kenneth A. Mgmt For Against Against Rosevear 7 Elect Tommei MEI Kuen Mgmt For For For Tong 8 Elect Peter WONG Man Mgmt For Against Against Kong 9 Directors' Fees Mgmt For For For 10 Appointment of Auditor Mgmt For For For and Authority to Set Fees 11 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 12 Authority to Repurchase Mgmt For For For Shares 13 Authority to Issue Mgmt For Against Against Repurchased Shares ________________________________________________________________________________ Minerva S.A. Ticker Security ID: Meeting Date Meeting Status BEEF3 CINS P6831V106 04/26/2013 Take No Action Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Accounts and Reports Mgmt For TNA N/A 4 Allocation of Profits Mgmt For TNA N/A 5 Elect Norberto Lanzara Mgmt For TNA N/A Giangrande Junior; Board Size 6 Election of Supervisory Mgmt For TNA N/A Council 7 Remuneration Policy Mgmt For TNA N/A 8 Non-Voting Meeting Note N/A N/A TNA N/A 9 Non-Voting Meeting Note N/A N/A TNA N/A ________________________________________________________________________________ Minerva S.A. Ticker Security ID: Meeting Date Meeting Status BEEF3 CINS P6831V106 05/13/2013 Take No Action Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Stock Option Plan Mgmt For TNA N/A 4 Ratification of Mgmt For TNA N/A Acquisition of Frigomerc 5 Amendment to Articles Mgmt For TNA N/A Regarding Corporate Purpose 6 Amendments to Articles Mgmt For TNA N/A to Implement ANBIMA Recommendations 7 Amendment to Articles Mgmt For TNA N/A Regarding Reconciliation of Share Capital 8 Non-Voting Meeting Note N/A N/A TNA N/A ________________________________________________________________________________ Minth Group Ltd. Ticker Security ID: Meeting Date Meeting Status 00425 CINS G6145U109 05/24/2013 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Elect CHIN Jong Hwa Mgmt For For For 6 Elect SHI Jian Hui Mgmt For For For 7 Elect KAWAGUCHI Kiyoshi Mgmt For For For 8 Service Contract with Mgmt For For For YU Zheng 9 Service Contract with Mgmt For For For HE Dong Han 10 Service Contract with Mgmt For For For Wang Ching 11 Service Contract with Mgmt For For For Zhang Liren 12 Service Contract with Mgmt For For For Fred WU Fong 13 Appointment of Auditor Mgmt For Abstain Against and Authority to Set Fees 14 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 15 Authority to Repurchase Mgmt For For For Shares 16 Authority to Issue Mgmt For Against Against Repurchased Shares ________________________________________________________________________________ Mobile Telesystems Ticker Security ID: Meeting Date Meeting Status MBT CINS X5430T109 06/25/2013 Voted Meeting Type Country of Trade Annual Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Meeting Procedures Mgmt For For For 3 Accounts and Reports; Mgmt For For For Allocation of Profits 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Elect Anton V. Abugov Mgmt For Abstain Against 6 Elect Alexander Gorbunov Mgmt For Abstain Against 7 Elect Sergey A. Drozdov Mgmt For Abstain Against 8 Elect Andrey A. Mgmt For Abstain Against Dubovskov 9 Elect Ron Sommer Mgmt For Abstain Against 10 Elect Michel Combes Mgmt For For For 11 Elect Stanley Miller Mgmt For For For 12 Elect Vsevolod V. Mgmt For Abstain Against Rosanov 13 Elect Thomas Holtrop Mgmt For For For 14 Elect Irina R. Mgmt For For For Borisenkova 15 Elect Maxim A. Mamonov Mgmt For For For 16 Elect Jakub Osmanovich Mgmt For For For Paragulgov 17 Appointment of Auditor Mgmt For For For 18 Amendments to Charter Mgmt For For For 19 Amendments to Mgmt For For For Regulations of General Shareholders Meeting 20 Amendments to Mgmt For For For Regulations of Board of Directors 21 Amendments to Mgmt For For For Regulations of Management Board 22 Amendments to Mgmt For For For Regulations of President 23 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Mondi Ltd Ticker Security ID: Meeting Date Meeting Status MND CINS S5274K111 05/03/2013 Voted Meeting Type Country of Trade Annual South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Stephen C. Harris Mgmt For For For 3 Elect David Hathorn Mgmt For For For 4 Elect Andrew King Mgmt For For For 5 Elect Imogen Mkhize Mgmt For For For 6 Elect John E. Nicholas Mgmt For For For 7 Elect Peter Oswald Mgmt For For For 8 Elect Anne Quinn Mgmt For For For 9 Elect David Williams Mgmt For For For 10 Elect Audit Committee Mgmt For For For Member (Harris) 11 Elect Audit Committee Mgmt For For For Member (Nicholas) 12 Elect Audit Committee Mgmt For For For Member (Quinn) 13 Accounts and Reports Mgmt For For For (Mondi Ltd) 14 Directors' Remuneration Mgmt For For For Report (Mondi Ltd) 15 Directors' Fees (Mondi Mgmt For For For Ltd) 16 Directors' Fees (Mondi Mgmt For For For Ltd) 17 Allocation of Mgmt For For For Profits/Dividends (Mondi Ltd) 18 Appointment of Auditor Mgmt For For For (Mondi Ltd) 19 Authority to Set Mgmt For For For Auditor's Fees (Mondi Ltd) 20 Approve Financial Mgmt For For For Assistance (Mondi Ltd) 21 General Authority to Mgmt For For For Issue Shares (Mondi Ltd) 22 General Authority to Mgmt For For For Issue Special Converting Shares (Mondi Ltd) 23 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights (Mondi Ltd) 24 Authority to Repurchase Mgmt For For For Shares (Mondi Ltd) 25 Authority to Implement Mgmt For For For Odd Lot Offer (Mondi Ltd) 26 Specific Authority to Mgmt For For For Repurchase Shares - Odd Lot Offers (Mondi Ltd) 27 Amendment to Long-Term Mgmt For For For Incentive Plan (Mondi Ltd) 28 Accounts and Reports Mgmt For For For (Mondi plc) 29 Directors' Remuneration Mgmt For For For Report (Mondi plc) 30 Allocation of Mgmt For For For Profits/Dividends (Mondi plc) 31 Appointment of Auditor Mgmt For For For (Mondi plc) 32 Authority to Set Mgmt For For For Auditor's Fees (Mondi plc) 33 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights (Mondi plc) 34 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights (Mondi plc) 35 Authority to Repurchase Mgmt For For For Shares (Mondi plc) 36 Amendments to Articles Mgmt For For For (Mondi plc) 37 Authority to Implement Mgmt For For For Odd Lot Offer (Mondi plc) 38 Authority to Implement Mgmt For For For Odd Lot Offer (Mondi plc) 39 Amendment to Long-Term Mgmt For For For Incentive Plan (Mondi plc) ________________________________________________________________________________ MTN Group Ltd. Ticker Security ID: Meeting Date Meeting Status MTN CINS S8039R108 05/28/2013 Voted Meeting Type Country of Trade Annual South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Re-elect Azmi Mikati Mgmt For For For 2 Re-elect Sifiso Dabengwa Mgmt For For For 3 Re-elect Nazir Patel Mgmt For For For 4 Re-elect Alan van Biljon Mgmt For For For 5 Re-elect Jan H.N. Mgmt For For For Strydom 6 Elect Fani Titi Mgmt For For For 7 Elect Audit Committee Mgmt For For For Member (Alan Biljon) 8 Elect Audit Committee Mgmt For Against Against Member (Nkateko Mageza) 9 Elect Audit Committee Mgmt For For For Member (Jeff van Rooyen) 10 Elect Audit Committee Mgmt For Against Against Member (Johnson Njeke) 11 Appointment of Joint Mgmt For For For Auditors 12 General Authority to Mgmt For For For Issue Shares 13 Approve Remuneration Mgmt For Against Against Policy 14 Approve NEDs' Fees Mgmt For For For 15 Adopt New Memorandum Mgmt For For For 16 Authority to Repurchase Mgmt For For For Shares 17 Approve Financial Mgmt For For For Assistance (s. 44 and 45) 18 Approve Financial Mgmt For For For Assistance (MTN Zakhele Transaction) 19 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Nagacorp Ltd. Ticker Security ID: Meeting Date Meeting Status 03918 CINS G6382M109 05/24/2013 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Elect CHEN Lip Keong Mgmt For Against Against 6 Elect Abdul Kadir bin Mgmt For For For Sheikh Fadzir 7 Elect LIM Mun Kee Mgmt For For For 8 Directors' Fees Mgmt For For For 9 Appointment of Auditor Mgmt For For For and Authority to Set Fees 10 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 11 Authority to Repurchase Mgmt For For For Shares 12 Authority to Issue Mgmt For Against Against Repurchased Shares ________________________________________________________________________________ NEO HLDGS CO LTD Ticker Security ID: Meeting Date Meeting Status CINS Y6S45X104 03/15/2013 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Allocation of Mgmt For Against Against Profits/Dividends 2 Capital Reduction Mgmt For For For ________________________________________________________________________________ Perusahaan Gas Negara (PGN) Ticker Security ID: Meeting Date Meeting Status PGAS CINS Y7136Y118 04/17/2013 Voted Meeting Type Country of Trade Annual Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Annual Report Mgmt For For For 2 Ratification of Mgmt For For For Financial Statements 3 Allocation of Mgmt For For For Profits/Dividends 4 Appointment of Auditor Mgmt For For For 5 Directors' and Mgmt For For For Commissioners' Remuneration 6 Change in the Mgmt For Abstain Against Composition of the Company's Board ________________________________________________________________________________ PetroChina Co. Ltd. Ticker Security ID: Meeting Date Meeting Status 00857 CINS Y6883Q104 05/23/2013 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Directors' Report Mgmt For For For 4 Supervisors' Report Mgmt For For For 5 Financial Statements Mgmt For For For 6 Allocation of Mgmt For For For Profits/Dividends 7 Authority to Declare Mgmt For For For Interim Dividend 8 Appointment of Auditor Mgmt For For For and Authority to Set Fees 9 Elect LI Qingyi Mgmt For Against Against 10 Elect FAN Fuchun Mgmt For For For 11 Amendments to Articles Mgmt For For For of Association 12 Authority to Issue Debt Mgmt For For For Financing Instrument 13 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights ________________________________________________________________________________ Petroleo Brasileiro S.A. Ticker Security ID: Meeting Date Meeting Status PETR3 CINS P78331140 04/29/2013 Take No Action Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Meeting Note N/A N/A TNA N/A 4 Non-Voting Meeting Note N/A N/A TNA N/A 5 Non-Voting Agenda Item N/A N/A TNA N/A 6 Non-Voting Agenda Item N/A N/A TNA N/A 7 Non-Voting Agenda Item N/A N/A TNA N/A 8 Election of Board Mgmt For TNA N/A Members Representative of Minority and Preferred Shareholders 9 Non-Voting Agenda Item N/A N/A TNA N/A 10 Election of Supervisory Mgmt For TNA N/A Council Members Representative of Minority and Preferred Shareholders 11 Non-Voting Agenda Item N/A N/A TNA N/A ________________________________________________________________________________ Philip Morris Cr A.S. Ticker Security ID: Meeting Date Meeting Status BAATABAK CINS X6547B106 04/26/2013 Voted Meeting Type Country of Trade Special Czech Republic Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Opening Formalities Mgmt For For For 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Report of the Board of Mgmt For For For Directors 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Accounts and Reports; Mgmt For For For Allocation of Profits/Dividends 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Election of the Board Mgmt For For For of Directors and the Supervisory Board 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Election of Audit Mgmt For Against Against Committee 13 Appointment of Auditor Mgmt For For For 14 Related Party Mgmt For For For Transactions 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Pou Chen Ticker Security ID: Meeting Date Meeting Status 9904 CINS Y70786101 06/14/2013 Voted Meeting Type Country of Trade Annual Taiwan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Accounts and Reports Mgmt For For For 7 Allocation of Mgmt For For For Profits/Dividends 8 Amendment to Articles Mgmt For For For 9 Amendments to Mgmt For For For Procedural Rules: Capital Loans 10 Amendments to Mgmt For For For Procedural Rules: Endorsements and Guarantees 11 Establishment of Mgmt For For For Procedural Rules: Shareholder Meetings 12 Elect CHEN Boliang Mgmt For For For 13 Elect QIU Tianyi Mgmt For For For 14 Elect Supervisor 1 Mgmt For Abstain Against 15 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Powszechny Zaklad Ubezpieczen SA Ticker Security ID: Meeting Date Meeting Status PZU CINS X6919T107 05/23/2013 Voted Meeting Type Country of Trade Annual Poland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Opening of Meeting Mgmt For For For 3 Election of Presiding Mgmt For For For Chairman 4 Compliance with Rules Mgmt For For For of Convocation 5 Agenda Mgmt For For For 6 Presentation of Mgmt For For For Accounts and Reports (Company) 7 Presentation of Mgmt For For For Management Board Report (Company) 8 Presentation of Mgmt For For For Accounts and Reports (Consolidated) 9 Presentation of Mgmt For For For Management Board Report (Consolidated) 10 Presentation of Mgmt For For For Supervisory Board Report 11 Presentation of Mgmt For For For Supervisory Board Activity Report 12 Accounts and Reports Mgmt For For For (Company) 13 Management Board Report Mgmt For For For (Company) 14 Accounts and Reports Mgmt For For For (Consolidated) 15 Management Board Report Mgmt For For For (Consolidated) 16 Allocation of Mgmt For For For Profits/Dividends 17 Ratification of Mgmt For For For Management Board Acts 18 Ratification of Mgmt For For For Supervisory Board Acts 19 Closing of Meeting Mgmt For For For ________________________________________________________________________________ Provida A.F.P. Ticker Security ID: Meeting Date Meeting Status PVD CUSIP 00709P108 04/30/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt N/A For N/A 2 Allocation of Mgmt N/A Abstain N/A Profits/Dividends 3 Dividend Policy Mgmt N/A Abstain N/A 4 Directors' Fees Mgmt N/A Abstain N/A 5 Directors' Committee Mgmt N/A Abstain N/A Fees and Budget 6 Appointment of Risk Mgmt N/A Abstain N/A Rating Agencies 7 Publication of Company Mgmt N/A For N/A Notices 8 Transaction of Other Mgmt N/A Against N/A Business ________________________________________________________________________________ Provida A.F.P. Ticker Security ID: Meeting Date Meeting Status PVD CUSIP 00709P108 04/30/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt N/A For N/A 2 Allocation of Mgmt N/A Abstain N/A Profits/Dividends 3 Directors' Fees Mgmt N/A Abstain N/A 4 Directors' Committee Mgmt N/A Abstain N/A Fees and Budget 5 Appointment of Auditor Mgmt N/A Abstain N/A 6 Appointment of Risk Mgmt N/A Abstain N/A Rating Agencies 7 Publication of Company Mgmt N/A For N/A Notices 8 Transaction of Other Mgmt N/A Against N/A Business ________________________________________________________________________________ PTT Exploration & Production Ticker Security ID: Meeting Date Meeting Status PTTEP CINS Y7145P165 03/27/2013 Voted Meeting Type Country of Trade Annual Thailand Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Mgmt For For For Profits/Dividends 6 Appointment of Auditor Mgmt For Against Against and Authority to Set Fees 7 Elect Viraphol Mgmt For For For Jirapraditkul 8 Elect Chaikasem Nitisiri Mgmt For Against Against 9 Elect Achporn Mgmt For For For Charuchinda 10 Elect Maitree Srinarawat Mgmt For For For 11 Elect Warawat Indradat Mgmt For For For 12 Directors' Fees Mgmt For Against Against 13 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ PTT Public Company Limited Ticker Security ID: Meeting Date Meeting Status PTT CINS Y6883U113 04/11/2013 Voted Meeting Type Country of Trade Annual Thailand Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Meeting Minutes Mgmt For For For 4 Results of Operation Mgmt For For For 5 Allocation of Mgmt For For For Profits/Dividends 6 Appointment of Auditor Mgmt For For For and Authority to Set Fees 7 Directors' Fees Mgmt For Against Against 8 Elect Vichet Mgmt For For For Kasemthongsri 9 Elect Benja Louichareon Mgmt For Against Against 10 Elect Waroonthep Mgmt For For For Watcharaporn 11 Elect Boonsom Mgmt For For For Lerdhirunwong 12 Elect Prasert Bunsumpun Mgmt For For For 13 Issuance of Debt Mgmt For For For Instruments 14 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ Rosneft Oil Co. Ticker Security ID: Meeting Date Meeting Status ROSN CINS X7394C106 06/18/2013 Voted Meeting Type Country of Trade Special Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Related Party Mgmt For For For Transactions ________________________________________________________________________________ Rosneft Oil Co. Ticker Security ID: Meeting Date Meeting Status ROSN CINS X7394C106 06/20/2013 Voted Meeting Type Country of Trade Annual Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Annual Report Mgmt For For For 2 Financial Statements Mgmt For For For 3 Allocation of Profits Mgmt For For For 4 Dividends Mgmt For For For 5 Directors' Fees Mgmt For For For 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Elect Matthias Warnig Mgmt N/A Abstain N/A 8 Elect Robert W. Dudley Mgmt N/A Abstain N/A 9 Elect Andrey L. Kostin Mgmt N/A Abstain N/A 10 Elect Nikolay Pavlovich Mgmt N/A Abstain N/A Laverov 11 Elect John J. Mack Mgmt N/A For N/A 12 Elect Alexander Mgmt N/A Abstain N/A Dmitrievich Nekipelov 13 Elect Igor I. Sechin Mgmt N/A Abstain N/A 14 Elect Donald Humphreys Mgmt N/A For N/A 15 Elect Sergey V. Chemezov Mgmt N/A Abstain N/A 16 Elect Dmitry Mgmt N/A Abstain N/A Evgenievich Shugayev 17 Elect Oleg Zenkov Mgmt For For For 18 Elect Mikhail V. Mgmt For For For Kuzovlev 19 Elect Aleksey B Mironov Mgmt For For For 20 Elect Georgy A. Nozadze Mgmt For For For 21 Elect Alexander S. Yugov Mgmt For For For 22 Appointment of Auditor Mgmt For For For 23 Amendments to Charter Mgmt For For For 24 Amendments to the Mgmt For For For Regulations on the General Meeting of Shareholders 25 Related Party Mgmt For For For Transactions 26 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ SA Corporate Real Estate Fund Ticker Security ID: Meeting Date Meeting Status SAC CINS S7220D100 05/09/2013 Voted Meeting Type Country of Trade Annual South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Re-elect Kenneth J. Mgmt For For For Forbes 3 Re-elect Roshan Morar Mgmt For Against Against 4 Authority to Repurchase Mgmt For For For Securities 5 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Samsung Electronics Ticker Security ID: Meeting Date Meeting Status 005930 CINS Y74718100 03/15/2013 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Allocation Mgmt For For For of Profits/Dividends 2 Elect LEE In Ho Mgmt For For For 3 Elect SONG Kwang Soo Mgmt For Against Against 4 Elect KIM Eun Mee Mgmt For For For 5 Elect YOON Boo Keun Mgmt For For For 6 Elect SHIN Jong Kyun Mgmt For For For 7 Elect LEE Sang Hoon Mgmt For For For 8 Election of Audit Mgmt For For For Committee Members: LEE In Ho 9 Election of Audit Mgmt For Against Against Committee Members: SONG Kwang Soo 10 Directors' Fees Mgmt For Against Against 11 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Savings Bank Of Russia Ticker Security ID: Meeting Date Meeting Status SBER CINS X76317100 05/31/2013 Voted Meeting Type Country of Trade Annual Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Annual Report Mgmt For For For 2 Accounts Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Appointment of Auditor Mgmt For For For 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Elect German O. Gref Mgmt For Abstain Against 7 Elect Sergey M. Guriev Mgmt For For For 8 Elect Mikhail E. Mgmt For For For Dmitriev 9 Elect Bella I. Zlatkis Mgmt For Abstain Against 10 Elect Nadezhda Y. Mgmt For Abstain Against Ivanova 11 Elect Sergey M. Ignatyev Mgmt For Abstain Against 12 Elect Alexey L Kudrin Mgmt For Abstain Against 13 Elect Ilia Vadimovich Mgmt For Abstain Against Lomakin-Rumyantsev 14 Elect Georgy I. Mgmt For Abstain Against Luntovsky 15 Elect Mikhail Mgmt For For For Matovnikov 16 Elect Vladimir A. Mau Mgmt For Abstain Against 17 Elect Alexey Mgmt For Abstain Against Vladimirovich Moiseev 18 Elect Alessandro Profumo Mgmt For Abstain Against 19 Elect Sergey H. Mgmt For Abstain Against Sinelnikov-Murylev 20 Elect Dmitry Tulin Mgmt For For For 21 Elect Alexey V. Ulyukaev Mgmt For Abstain Against 22 Elect Ronald Freeman Mgmt For Abstain Against 23 Elect Sergei A. Shvetsov Mgmt For Abstain Against 24 Elect Ahmet Mahfi Mgmt For For For Egilmez 25 Elect N.P Borodina Mgmt For For For 26 Elect V.M. Volkov Mgmt For For For 27 Electi M.L. Dolzhnikov Mgmt For For For 28 Elect Y.Y. Isakhanova Mgmt For For For 29 Elect A.E. Minenko Mgmt For For For 30 Elect O.V. Polyakova Mgmt For For For 31 Elect N.V. Revina Mgmt For For For 32 Director and Audit Mgmt For For For Commission Fees 33 Regulations on Mgmt For For For Remuneration and Compensation of Board Members; Amount of Base Remuneration 34 New Edition of Charter Mgmt For For For 35 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Selcuk Ecza Deposu Ticker Security ID: Meeting Date Meeting Status SELEC CINS M8272M101 05/15/2013 Voted Meeting Type Country of Trade Annual Turkey Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Opening; Election of Mgmt For For For Presiding Chairman 3 Minutes Mgmt For For For 4 Accounts Mgmt For For For 5 Charitable Donations Mgmt For For For 6 Ratification of Board Mgmt For For For and Statutory Auditors' Acts 7 Allocation of Mgmt For For For Profits/Dividends 8 Internal Regulation of Mgmt For For For General Assembly 9 Amendments to Articles Mgmt For For For 10 Directors' Fees Mgmt For Abstain Against 11 Report on Guarantees Mgmt For For For 12 Report on Related Party Mgmt For For For Transactions 13 Appointment of Auditor Mgmt For For For 14 Related Party Mgmt For For For Transactions 15 Wishes Mgmt For For For ________________________________________________________________________________ Shenzhen International Holdings Ltd. Ticker Security ID: Meeting Date Meeting Status 00152 CINS G8086V104 05/20/2013 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Elect GAO Lei Mgmt For For For 6 Elect LI Lu Ning Mgmt For Against Against 7 Elect YANG Hai Mgmt For For For 8 Elect Simon LEUNG Ming Mgmt For For For Yuen 9 Elect DING Xun Mgmt For For For 10 Directors' Fees Mgmt For For For 11 Appointment of Auditor Mgmt For For For and Authority to Set Fees 12 Authority to Repurchase Mgmt For For For Shares 13 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 14 Authority to Issue Mgmt For Against Against Repurchsed Shares 15 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Shenzhen Investment Ltd. Ticker Security ID: Meeting Date Meeting Status 00604 CINS Y7743P120 04/18/2013 Voted Meeting Type Country of Trade Special Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Acquisition of Shenzhen Mgmt For Against Against Silicon Valley Hi-tech Investment Company Limited 4 Waiver of Mandatory Mgmt For Against Against Takeover Requirement 5 Increase in Authorized Mgmt For Against Against Capital 6 Property Disposal Mgmt For For For Agreement 7 Elect WANG Minyuan Mgmt For For For ________________________________________________________________________________ Shenzhen Investment Ltd. Ticker Security ID: Meeting Date Meeting Status 00604 CINS Y7743P120 06/13/2013 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Elect LIU Chong Mgmt For Against Against 6 Elect Michael WU Wai Mgmt For For For Chung 7 Vacate office held by Mgmt For Against Against WONG Po Yan 8 Directors' Fees Mgmt For For For 9 Appointment of Auditor Mgmt For For For and Authority to Set Fees 10 Authority to Repurchase Mgmt For For For Shares 11 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 12 Authority to Issue Mgmt For Against Against Repurchased Shares ________________________________________________________________________________ Shenzhou International Group Hldgs Ticker Security ID: Meeting Date Meeting Status 02313 CINS G8087W101 05/28/2013 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Elect MA Jianrong Mgmt For Against Against 6 Elect MA Renhe Mgmt For Against Against 7 Elect ZHENG Miaohui Mgmt For For For 8 Elect QIU Weiguo Mgmt For For For 9 Directors' Fees Mgmt For For For 10 Appointment of Auditor Mgmt For For For and Authority to Set Fees 11 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 12 Authority to Repurchase Mgmt For For For Shares 13 Authority to Issue Mgmt For Against Against Repurchased Shares 14 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Sindoh Ticker Security ID: Meeting Date Meeting Status 029530 CINS Y79924109 03/08/2013 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Allocation Mgmt For For For of Profits/Dividends 2 Election of Directors Mgmt For For For (Slate) 3 Election of Audit Mgmt For Against Against Committee Member : SUNG Won Ryong 4 Directors' Fees Mgmt For For For ________________________________________________________________________________ Singamas Container Holdings Ltd. Ticker Security ID: Meeting Date Meeting Status 00716 CINS Y79929108 05/27/2013 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Elect CHAN Kwok Leung Mgmt For For For 6 Elect TEO Tiou Seng Mgmt For For For 7 Elect KUAN Kim Kin Mgmt For Against Against 8 Elect David CHENG Fu Mgmt For For For Kwok 9 Elect Ivan LAU Ho Kit Mgmt For For For 10 Elect ONG Ka Thai Mgmt For For For 11 Elect Victor YANG Mgmt For For For 12 Directors' Fees Mgmt For For For 13 Appointment of Auditor Mgmt For For For and Authority to Set Fees 14 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 15 Authority to Repurchase Mgmt For For For Shares 16 Authority to Issue Mgmt For Against Against Repurchased Shares ________________________________________________________________________________ SK Telecom Ticker Security ID: Meeting Date Meeting Status SKM CINS Y4935N104 03/22/2013 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Allocation Mgmt For For For of Profits/Dividends 2 Amendments to Articles Mgmt For For For 3 Elect CHO Dae Sik Mgmt For For For 4 Elect OH Dae Shik Mgmt For Against Against 5 Election of Audit Mgmt For Against Against Committee Member: OH Dae Shik 6 Directors' Fees Mgmt For For For ________________________________________________________________________________ Skyworth Digital Holdings Ltd. Ticker Security ID: Meeting Date Meeting Status 00751 CINS G8181C100 06/25/2013 Voted Meeting Type Country of Trade Special Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Waiver of Assured Mgmt For For For Entitlement ________________________________________________________________________________ Southern Copper Corporation Ticker Security ID: Meeting Date Meeting Status SCCO CUSIP 84265V105 04/25/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Bruce L. Claflin Mgmt For For For 1.2 Elect Bruce L. Claflin Mgmt For Withhold Against 1.3 Elect Bruce L. Claflin Mgmt For For For 1.4 Elect Bruce L. Claflin Mgmt For For For 1.5 Elect Bruce L. Claflin Mgmt For For For 1.6 Elect Bruce L. Claflin Mgmt For For For 1.7 Elect Bruce L. Claflin Mgmt For Withhold Against 1.8 Elect Bruce L. Claflin Mgmt For For For 1.9 Elect Bruce L. Claflin Mgmt For For For 1.10 Elect Bruce L. Claflin Mgmt For Withhold Against 1.11 Elect Bruce L. Claflin Mgmt For For For 1.12 Elect Bruce L. Claflin Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Sul America SA Ticker Security ID: Meeting Date Meeting Status SULA4 CINS P87993120 04/04/2013 Take No Action Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Capitalization of Mgmt For TNA N/A Reserves for Bonus Share Issue 4 Non-Voting Meeting Note N/A N/A TNA N/A ________________________________________________________________________________ Sul America SA Ticker Security ID: Meeting Date Meeting Status SULA4 CINS P87993120 04/04/2013 Take No Action Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Accounts and Reports Mgmt For TNA N/A 3 Allocation of Mgmt For TNA N/A Profits/Dividends 4 Election of Board Mgmt For TNA N/A Member(s) Representative of Minority/Preferred Shareholders 5 Remuneration Policy Mgmt For TNA N/A 6 Non-Voting Meeting Note N/A N/A TNA N/A 7 Non-Voting Meeting Note N/A N/A TNA N/A 8 Non-Voting Meeting Note N/A N/A TNA N/A ________________________________________________________________________________ Sul America SA Ticker Security ID: Meeting Date Meeting Status SULA4 CINS P87993120 04/10/2013 Take No Action Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Merger/Acquisition Mgmt For TNA N/A ________________________________________________________________________________ Surya Semesta Internusa Tbk, PT Ticker Security ID: Meeting Date Meeting Status SSIA CINS Y7147Y131 04/16/2013 Voted Meeting Type Country of Trade Annual Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Annual Report Mgmt For For For 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Appointment of Auditor Mgmt For For For and Authority to Set Fees 5 Election of Directors Mgmt For Abstain Against 6 Directors' and Mgmt For Abstain Against Commissioners' Fees 7 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Synthos Spolka Akcyjna Ticker Security ID: Meeting Date Meeting Status SNS CINS X9803F100 04/03/2013 Voted Meeting Type Country of Trade Annual Poland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Opening of Meeting Mgmt For For For 3 Compliance with Rules Mgmt For For For of Convocation 4 Agenda Mgmt For For For 5 Presentation of Mgmt For For For Supervisory Board Report 6 Report of Management Mgmt For For For Board 7 Accounts and Reports Mgmt For For For 8 Consolidated Accounts Mgmt For For For and Reports 9 Allocation of Profits Mgmt For For For 10 Transfer of Reserves Mgmt For For For 11 Allocation of Dividends Mgmt For For For 12 Ratification of Mgmt For For For Management Board Acts 13 Ratification of Mgmt For For For Supervisory Board Acts 14 Closing of Meeting Mgmt For For For ________________________________________________________________________________ Taiwan Semiconductor Manufacturing Ticker Security ID: Meeting Date Meeting Status 2330 CINS Y84629107 06/11/2013 Voted Meeting Type Country of Trade Annual Taiwan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Accounts and Reports Mgmt For For For 7 Allocation of Mgmt For For For Profits/Dividends 8 Amendments to Mgmt For For For Procedural Rules ________________________________________________________________________________ TCL Multimedia Technology Holdings Ltd. Ticker Security ID: Meeting Date Meeting Status 01070 CINS G8701T138 04/22/2013 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Appointment of Auditor Mgmt For For For and Authority to Set Fees 5 Allocation of Mgmt For For For Profits/Dividends 6 Elect ZHAO Zhongyao Mgmt For For For 7 Elect BO Lianming Mgmt For For For 8 Elect HUANG Xubin Mgmt For Against Against 9 Elect WU Shihong Mgmt For For For 10 Directors' Fees Mgmt For For For 11 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 12 Authority to Repurchase Mgmt For For For Shares 13 Authority to Issue Mgmt For Against Against Repurchased Shares ________________________________________________________________________________ Telefonica Brasil S.A., Ticker Security ID: Meeting Date Meeting Status VIV CINS P90337166 04/16/2013 Take No Action Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Meeting Note N/A N/A TNA N/A 4 Non-Voting Meeting Note N/A N/A TNA N/A 5 Non-Voting Agenda Item N/A N/A TNA N/A 6 Non-Voting Agenda Item N/A N/A TNA N/A 7 Election of Board Mgmt For TNA N/A Member(s) Representative of Minority/Preferred Shareholders 8 Election of Supervisory Mgmt For TNA N/A Council Member(s) Representative of Minority/Preferred Shareholders ________________________________________________________________________________ Telekomunikasi Ticker Security ID: Meeting Date Meeting Status TLKM CINS Y71474137 04/19/2013 Voted Meeting Type Country of Trade Annual Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Annual Report Mgmt For For For 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Directors' and Mgmt For For For Commissioners' Remuneration 5 Appointment of Auditor Mgmt For For For 6 Change in Use of Mgmt For For For Proceeds for Company's Treasury Share Buy Back 7 Change in Title of Mgmt For For For Members of Board of Directors 8 Authorization of Legal Mgmt For For For Formalities 9 Amendments to Articles Mgmt For For For 10 Election of Directors Mgmt For Abstain Against and/or Commissioners (Slate) ________________________________________________________________________________ Thai Oil Public Co Limited Ticker Security ID: Meeting Date Meeting Status TOP CINS Y8620B119 04/02/2013 Voted Meeting Type Country of Trade Annual Thailand Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Minutes of 2012 AGM Mgmt For For For 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Directors' Fees Mgmt For For For 6 Appointment of Auditor Mgmt For For For and Authority to Set Fees 7 Elect Apisak Mgmt For For For Tantivorawong 8 Elect Jiradej Mokkhasmit Mgmt For For For 9 Elect Adul Sangsingkeo Mgmt For Against Against 10 Elect Nuttachat Mgmt For For For Charuchinda 11 Elect Somkeirt Mgmt For For For Hudthagosol 12 Authority to Issue Mgmt For For For Debentures 13 Amend Company's Mgmt For For For Objectives and Memorandum of Association 14 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ Thai Tap Water Supply Public Co Ltd Ticker Security ID: Meeting Date Meeting Status TTW CINS Y8689C115 03/22/2013 Voted Meeting Type Country of Trade Annual Thailand Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Approve Meeting Minutes Mgmt For For For 3 Results of Operations Mgmt For For For 4 Acknowledgement of Mgmt For For For Interim Dividend 5 Accounts and Reports Mgmt For For For 6 Net Profit Allocation Mgmt For For For to Other Reserve 7 Dividend Payment Mgmt For For For 8 Appointment of Auditor Mgmt For For For and Authority to Set Fees 9 Elect Payao Mgmt For Against Against Marittanaporn 10 Elect Sombat Mgmt For For For Kitjalaksana 11 Elect Techapit Mgmt For For For Sangsingkeo 12 Elect Sompodh Sripoom Mgmt For For For 13 Directors' Fees Mgmt For Against Against 14 Transaction of Other Mgmt For Against Against Business 15 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Tianjin Port Development Holdings Ltd. Ticker Security ID: Meeting Date Meeting Status 03382 CINS G88680106 05/30/2013 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Elect TIAN Changsong Mgmt For Against Against 6 Elect WANG Rui Mgmt For Against Against 7 Elect Japhet S. Law Mgmt For Against Against 8 Directors' Fees Mgmt For For For 9 Appointment of Auditor Mgmt For For For and Authority to Set Fees 10 Authority to Repurchase Mgmt For For For Shares 11 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 12 Authority to Issue Mgmt For Against Against Repurchased Shares ________________________________________________________________________________ Tongyang Life Insurance Co Ticker Security ID: Meeting Date Meeting Status 082640 CINS Y8886Z107 06/24/2013 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Allocation Mgmt For For For of Profits/Dividends 2 Elect KIM Sang Gyu Mgmt For Against Against 3 Elect PARK Byung Moo Mgmt For For For 4 Elect JOO Jin Hyeong Mgmt For For For 5 Election of Audit Mgmt For Against Against Committee Member: KIM Sang Gyu 6 Election of Audit Mgmt For For For Committee Member: JOO Jin Hyeong 7 Directors' Fees Mgmt For For For ________________________________________________________________________________ Torunlar Gayrimenkul Yatirim Ort AS Ticker Security ID: Meeting Date Meeting Status TRGYO CINS M8820E106 05/30/2013 Voted Meeting Type Country of Trade Annual Turkey Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Opening; Election of Mgmt For For For Presiding Chairman 3 Minutes Mgmt For For For 4 Report of the Board Mgmt For For For 5 Reports of the Mgmt For For For Independent and Statutory Auditors 6 Accounts Mgmt For For For 7 Allocation of Mgmt For For For Profits/Dividends 8 Ratification of Board Mgmt For For For Acts 9 Ratification of Mgmt For For For Statutory Auditors' Acts 10 Election of Directors Mgmt For For For 11 Directors' Fees Mgmt For For For 12 Amendments to Articles Mgmt For For For 13 Appointment of Auditor Mgmt For For For 14 Internal Regulation of Mgmt For For For General Assembly 15 Charitable Donations Mgmt For For For 16 Report on Repurchase of Mgmt For For For Shares 17 Report on Related Party Mgmt For For For Transactions 18 Report on Guarantees Mgmt For For For 19 Report on Purchases Mgmt For For For 20 Related Party Mgmt For For For Transactions 21 Wishes Mgmt For For For 22 Closing Mgmt For For For ________________________________________________________________________________ TPV Technology Ltd. Ticker Security ID: Meeting Date Meeting Status 00903 CINS G8984D107 05/23/2013 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Elect Jason Hsuan Mgmt For Against Against 6 Elect CHAN Boon Teong Mgmt For For For 7 Elect KU Chia Tai Mgmt For For For 8 Directors' Fees Mgmt For For For 9 Appointment of Auditor Mgmt For For For and Authority to Set Fees 10 Authority to Repurchase Mgmt For For For Shares 11 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 12 Authority to Issue Mgmt For Against Against Repurchased Shares ________________________________________________________________________________ Transmissora Alianca De Energia Eletrica S.A. Ticker Security ID: Meeting Date Meeting Status TRNA3 CINS P9T5CD126 01/31/2013 Take No Action Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Ratification of Mgmt For TNA N/A Appointment of Appraiser 4 Non-Voting Agenda Item N/A N/A TNA N/A 5 Valuation Reports Mgmt For TNA N/A 6 Merger Agreements Mgmt For TNA N/A 7 Mergers by Absorption Mgmt For TNA N/A 8 Authority to Carry Out Mgmt For TNA N/A Mergers by Absorption Formalities ________________________________________________________________________________ Transmissora Alianca De Energia Eletrica S.A. Ticker Security ID: Meeting Date Meeting Status TRNA3 CINS P9T5CD126 04/30/2013 Take No Action Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Amendment to Aggregate Mgmt For TNA N/A Board and Executive Remuneration 4 Authority to Issue Mgmt For TNA N/A Commercial Promissory Notes 5 Authority to Set Terms Mgmt For TNA N/A of Commercial Promissory Notes 6 Authority to Carry Out Mgmt For TNA N/A Formalities Regarding Promissory Notes 7 Authority to Mgmt For TNA N/A Participation in Auction of Transmission Facility Concessions ________________________________________________________________________________ Transmissora Alianca De Energia Eletrica S.A. Ticker Security ID: Meeting Date Meeting Status TRNA3 CINS P9T5CD126 04/30/2013 Take No Action Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Meeting Note N/A N/A TNA N/A 4 Accounts and Reports Mgmt For TNA N/A 5 Allocation of Mgmt For TNA N/A Profits/Dividends 6 Election of Board Mgmt N/A TNA N/A Member(s) Representative of Minority/Preferred Shareholders 7 Election of Supervisory Mgmt N/A TNA N/A Council Member(s) Representative of Minority/Preferred Shareholders 8 Remuneration Policy Mgmt For TNA N/A ________________________________________________________________________________ Transmissora Alianca De Energia Eletrica S.A. Ticker Security ID: Meeting Date Meeting Status TRNA3 CINS P9T5CD126 05/31/2013 Take No Action Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Relocation of Company's Mgmt For TNA N/A Registered Office 4 Amendment to Articles Mgmt For TNA N/A Regarding Registered Office 5 Approval of Terms of Mgmt For TNA N/A Transfer of Shares ________________________________________________________________________________ Transmissora Alianca De Energia Eletrica S.A. Ticker Security ID: Meeting Date Meeting Status TRNA3 CINS P9T5CD126 06/28/2013 Take No Action Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Ratification of Mgmt For TNA N/A Appointment of Appraiser 3 Valuation Report Mgmt For TNA N/A 4 Merger Agreement Mgmt For TNA N/A 5 Merger by Absorption of Mgmt For TNA N/A ATE II 6 Authorization of Legal Mgmt For TNA N/A Formalities 7 Non-Voting Meeting Note N/A N/A TNA N/A ________________________________________________________________________________ Travelsky Technology Ticker Security ID: Meeting Date Meeting Status 0696 CINS Y8972V101 06/18/2013 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Directors' Report Mgmt For For For 4 Supervisors' Report Mgmt For For For 5 Accounts and Reports Mgmt For For For 6 Allocation of Mgmt For For For Profits/Dividends 7 Appointment of Auditor Mgmt For For For and Authority to Set Fees 8 Elect XU Qiang Mgmt For Against Against 9 Elect CUI Zhixiong Mgmt For For For 10 Elect XIAO Yinhong Mgmt For For For 11 Elect WANG Quanhua Mgmt For Against Against 12 Elect Sun Yude Mgmt For For For 13 Elect Cai, Kevin Yang Mgmt For For For 14 Elect CHEUNG Yukming Mgmt For For For 15 Elect PAN Chongyi Mgmt For For For 16 Elect ZHANG Hainan Mgmt For For For 17 Elect ZENG Yiwei Mgmt For For For 18 Elect HE Haiyan Mgmt For For For 19 Elect RAO Geping Mgmt For For For 20 Authority to Issue Mgmt For Against Against Domestic and H Shares w/o Preemptive Rights 21 Authority to Repurchase Mgmt For For For H Shares 22 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Travelsky Technology Ticker Security ID: Meeting Date Meeting Status 0696 CINS Y8972V101 06/18/2013 Voted Meeting Type Country of Trade Other China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Authority to Repurchase Mgmt For For For H Shares 4 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Truly International Holdings Ltd. Ticker Security ID: Meeting Date Meeting Status 00732 CINS G91019136 05/21/2013 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Elect LAM Wai Wah Mgmt For For For 6 Elect CHEUNG Tat Sang Mgmt For For For 7 Elect James WONG Pong Mgmt For Against Against Chun 8 Directors' Fees Mgmt For For For 9 Appointment of Auditor Mgmt For Abstain Against and Authority to Set Fees 10 Authority to Repurchase Mgmt For For For Shares 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Authoirity to Issue Mgmt For Against Against Repurchsed Shares 17 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ UOA Development Bhd Ticker Security ID: Meeting Date Meeting Status 5200 CINS Y9294N108 05/28/2013 Voted Meeting Type Country of Trade Annual Malaysia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Directors' Fees Mgmt For For For 4 Elect Steve LOW Shu Nyok Mgmt For For For 5 Elect Terence TEO Chee Mgmt For For For Seng 6 Elect Alwi bin Jantan Mgmt For For For 7 Elect KONG Chong Soon @ Mgmt For For For Chi Suim 8 Elect Alan Charles Mgmt For Against Against Winduss 9 Appointment of Auditor Mgmt For For For and Authority to Set Fees 10 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 11 Scrip Dividend Mgmt For For For ________________________________________________________________________________ UOA Development Bhd Ticker Security ID: Meeting Date Meeting Status 5200 CINS Y9294N108 05/28/2013 Voted Meeting Type Country of Trade Special Malaysia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Related Party Mgmt For For For Transactions with the UOA Holdings Group 2 Related Party Mgmt For For For Transactions with the Transmetro Group 3 Related Party Mgmt For For For Transactions and Provision of Financial Assistance 4 Authority to Repurchase Mgmt For For For Shares ________________________________________________________________________________ Vale S.A. Ticker Security ID: Meeting Date Meeting Status VALE CINS P9661Q155 05/07/2013 Take No Action Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Meeting Note N/A N/A TNA N/A 4 Accounts and Reports Mgmt For TNA N/A 5 Allocation of Mgmt For TNA N/A Profits/Dividends 6 Election of Board Mgmt For TNA N/A Member(s) Representative of Minority/Preferred Shareholders 7 Election of Supervisory Mgmt For TNA N/A Council Member(s) Representative of Minority/Preferred Shareholders 8 Remuneration Policy Mgmt For TNA N/A 9 Non-Voting Meeting Note N/A N/A TNA N/A ________________________________________________________________________________ Vale S.A. Ticker Security ID: Meeting Date Meeting Status VALE CINS P9661Q155 05/07/2013 Take No Action Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Amendments to Articles Mgmt For TNA N/A Regarding Novo Mercado Regulations 4 Amendments Regarding Mgmt For TNA N/A Renumbering of Article Paragraphs 5 Amendments to Articles Mgmt For TNA N/A Regarding Director Share Ownership 6 Amendments to Articles Mgmt For TNA N/A Regarding Board Meetings 7 Amendments to Articles Mgmt For TNA N/A Regarding Minor Word Change 8 Amendments to Articles Mgmt For TNA N/A Regarding Supervisory Council and Audit Committee 9 Amendments to Articles Mgmt For TNA N/A Regarding Management Board 10 Amendments to Articles Mgmt For TNA N/A Regarding Term of Legal Representatives 11 Amendments to Articles Mgmt For TNA N/A Regarding Reserves 12 Consolidation of Mgmt For TNA N/A Articles 13 Non-Voting Meeting Note N/A N/A TNA N/A ________________________________________________________________________________ Venture Corporation Ltd. Ticker Security ID: Meeting Date Meeting Status V03 CINS Y9361F111 04/19/2013 Voted Meeting Type Country of Trade Annual Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect WONG Yew Meng Mgmt For For For 4 Elect Cecil Vivian Mgmt For Against Against Richard Wong 5 Elect WONG Ngit Liong Mgmt For Against Against 6 Elect GOON Kok Loon Mgmt For For For 7 Directors' Fees Mgmt For For For 8 Appointment of Auditor Mgmt For For For and Authority to Set Fees 9 Authority to Issue Mgmt For For For Shares w/ or w/o Preemptive Rights 10 Authority to allot and Mgmt For For For issue shares under the Venture Corporation Executives' Share Option Scheme 11 Authority to Repurchase Mgmt For For For Shares 12 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Vukile Property Fund Ticker Security ID: Meeting Date Meeting Status VKE CINS S9468NAA3 04/25/2013 Voted Meeting Type Country of Trade Special South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Adopt New Memorandum Mgmt For For For 2 Specific Authority to Mgmt For For For Repurchase Shares (Odd-Lot Offers) 3 Approve Financial Mgmt For For For Assistance 4 Approve Financial Mgmt For For For Assistance 5 Approve Financial Mgmt For For For Assistance 6 Approve Financial Mgmt For For For Assistance 7 Approve Amendment to Mgmt For For For the Long Term Incentive Scheme 8 Approve Unit Purchase Mgmt For For For Plan 9 General Authority to Mgmt For For For Issue Shares 10 Authority to Issues Mgmt For For For Shares Pursuant to Scheme 11 Authority to Issue Mgmt For For For Shares for Cash 12 Authority to Implement Mgmt For For For Odd-Lot Offer 13 Authorisation of Legal Mgmt For For For Formalities ________________________________________________________________________________ Wasion Group Holdings Ltd Ticker Security ID: Meeting Date Meeting Status 03393 CINS G9463P108 05/16/2013 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Elect JI Wei Mgmt For Against Against 6 Elect ZHENG Xiao Ping Mgmt For For For 7 Elect Li Hong Mgmt For For For 8 Elect PAN Yuan Mgmt For For For 9 Directors' Fees Mgmt For For For 10 Appointment of Auditor Mgmt For For For and Authority to Set Fees 11 Authority to Repurchase Mgmt For For For Shares 12 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 13 Authority to Issue Mgmt For Against Against Repurchased Shares 14 Refreshment of share Mgmt For Against Against option scheme 15 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Zhejiang Expressway Co Ticker Security ID: Meeting Date Meeting Status 0576 CINS Y9891F102 06/21/2013 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Directors' Report Mgmt For For For 4 Supervisors' Report Mgmt For For For 5 Accounts and Reports Mgmt For For For 6 Allocation of Mgmt For For For Profits/Dividends 7 Final Accounts and Mgmt For For For Financial Budget 8 Appointment of Hong Mgmt For For For Kong Auditor and Authority to Set Fees 9 Appointment of PRC Mgmt For For For Auditor and Authority to Set Fees 10 Communication Group Mgmt For For For Agreement and Yiwu Agreement 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Authority to Issue Mgmt For For For Domestic Corporate Bonds 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Non-Voting Agenda Item N/A N/A N/A N/A 21 Non-Voting Meeting Note N/A N/A N/A N/A Item 1: Proxy Voting Record - Item1 Proxy Voting Record - Registrant : Allianz Funds Multi-Strategy Trust Fund Name : AllianzGI NFJ Global Dividend Value Fund (formerly, Allianz NFJ Global Dividend Value Fund) ________________________________________________________________________________ Altria Group, Inc. Ticker Security ID: Meeting Date Meeting Status MO CUSIP 02209S103 05/16/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Gerald L. Baliles Mgmt For For For 2 Elect Martin J. Mgmt For For For Barrington 3 Elect John T. Casteen Mgmt For Against Against III 4 Elect Dinyar S. Devitre Mgmt For For For 5 Elect Thomas F. Farrell Mgmt For For For II 6 Elect Thomas W. Jones Mgmt For For For 7 Elect Debra J. Mgmt For For For Kelly-Ennis 8 Elect W. Leo Kiely III Mgmt For For For 9 Elect Kathryn B. McQuade Mgmt For For For 10 Elect George Munoz Mgmt For For For 11 Elect Nabil Y. Sakkab Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report ________________________________________________________________________________ Annaly Capital Management, Inc. Ticker Security ID: Meeting Date Meeting Status NLY CUSIP 035710409 05/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Kevin P. Brady Mgmt For For For 2 Elect E. Wayne Nordberg Mgmt For Against Against 3 Elect Kevin G. Keyes Mgmt For For For 4 Elect John H. Schaefer Mgmt For For For 5 Management Mgmt For For For Externalization 6 Advisory Vote on Mgmt For Against Against Executive Compensation 7 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Astrazeneca plc Ticker Security ID: Meeting Date Meeting Status AZN CINS G0593M107 04/25/2013 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Appointment of Auditor Mgmt For For For 4 Authority to Set Mgmt For For For Auditor's Fees 5 Elect Leif Johansson Mgmt For For For 6 Elect Pascal Soriot Mgmt For For For 7 Elect Simon J. Lowth Mgmt For For For 8 Elect Genevieve B. Mgmt For For For Berger 9 Elect D. Bruce Mgmt For For For Burlington 10 Elect Graham Chipchase Mgmt For For For 11 Elect Jean-Philippe Mgmt For Against Against Courtois 12 Elect Rudy H.P. Markham Mgmt For For For 13 Elect Nancy Rothwell Mgmt For For For 14 Elect Shriti Vadera Mgmt For For For 15 Elect John S. Varley Mgmt For For For 16 Elect Marcus Wallenberg Mgmt For Against Against 17 Directors' Remuneration Mgmt For For For Report 18 Authorisation of Mgmt For For For Political Donations 19 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 20 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 21 Authority to Repurchase Mgmt For For For Shares 22 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days 23 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Axis Capital Holdings Limited Ticker Security ID: Meeting Date Meeting Status AXS CUSIP G0692U109 05/03/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Geoffrey Bell Mgmt For For For 1.2 Elect Albert A. Mgmt For For For Benchimol 1.3 Elect Christopher V. Mgmt For For For Greetham 1.4 Elect Maurice Keane Mgmt For For For 1.5 Elect Henry B. Smith Mgmt For For For 2 Advisory Vote on Mgmt For Against Against Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ BAE Systems plc Ticker Security ID: Meeting Date Meeting Status BA CINS G06940103 05/08/2013 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Mgmt For For For Report 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Paul M. Anderson Mgmt For For For 5 Elect Harriet Green Mgmt For For For 6 Elect Linda Hudson Mgmt For For For 7 Elect Ian G. King Mgmt For For For 8 Elect Peter Lynas Mgmt For For For 9 Elect Lee A. McIntire Mgmt For For For 10 Elect Richard L. Olver Mgmt For For For 11 Elect Paula Rosput Mgmt For For For Reynolds 12 Elect Nicholas Rose Mgmt For For For 13 Elect Carl G. Symon Mgmt For For For 14 Appointment of Auditor Mgmt For For For 15 Authority to Set Mgmt For For For Auditor's Fees 16 Authorisation of Mgmt For For For Political Donations 17 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 18 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 19 Authority to Repurchase Mgmt For For For Shares 20 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days 21 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Banco Santander S.A. Ticker Security ID: Meeting Date Meeting Status SAN CINS E19790109 03/22/2013 Voted Meeting Type Country of Trade Special Spain Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Ratification of Board Mgmt For For For Acts 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Guillermo de la Mgmt For For For Dehesa Romero 5 Elect Abel Matutes Juan Mgmt For For For 6 Elect Angel Jado Mgmt For For For Becerro de Bengoa 7 Elect Francisco Javier Mgmt For For For Botin-Sanz de Sautuola y O'Shea 8 Elect Isabel Tocino Mgmt For For For Biscarolasaga 9 Elect Fernando de Asua Mgmt For Against Against Alvarez 10 Appointment of Auditor Mgmt For For For 11 Approval of Corporate Mgmt For For For Website 12 Banesto Merger Mgmt For For For 13 Merger by Absorption - Mgmt For For For Banif 14 Amendments to Articles Mgmt For For For Regarding Directors' Remuneration 15 Amendments to Articles Mgmt For For For Regarding Corporate Website 16 Authority to Issue Mgmt For For For Shares w/ or w/o Preemptive Rights 17 Authority to Issue Mgmt For For For Shares w/ or w/o Preemptive Rights 18 Scrip Dividend - 2012 Mgmt For For For Supplemental Dividend 19 Scrip Dividend - First Mgmt For For For 2013 Interim Dividend 20 Scrip Dividend - Second Mgmt For For For 2013 Interim Dividend 21 Scrip Dividend - Third Mgmt For For For 2013 Interim Dividend 22 Authority to Issue Mgmt For For For Convertible Securities w/ or w/o Preemptive Rights 23 Authority to Issue Mgmt For For For Non-Convertible Debt Instruments 24 Deferred and Mgmt For For For Conditional Variable Remuneration Plan 25 Deferred and Mgmt For For For Conditional Delivery Share Plan 26 Employee Share Purchase Mgmt For For For Plan 27 Authority to Carry Out Mgmt For For For Formalities 28 Remuneration Report Mgmt For Against Against ________________________________________________________________________________ Barrick Gold Corporation Ticker Security ID: Meeting Date Meeting Status ABX CUSIP 067901108 04/24/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Howard L. Beck Mgmt For For For 1.2 Elect Charles W. D. Mgmt For Withhold Against Birchall 1.3 Elect Donald J. Carty Mgmt For For For 1.4 Elect Gustavo A. Mgmt For For For Cisneros 1.5 Elect Robert M. Franklin Mgmt For For For 1.6 Elect J. Brett Harvey Mgmt For For For 1.7 Elect Dambisa Moyo Mgmt For For For 1.8 Elect Brian Mulroney Mgmt For Withhold Against 1.9 Elect Anthony Munk Mgmt For Withhold Against 1.10 Elect Peter Munk Mgmt For For For 1.11 Elect Steven J. Shapiro Mgmt For For For 1.12 Elect Jamie C. Sokalsky Mgmt For For For 1.13 Elect John L. Thornton Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Advisory Vote on Mgmt For Against Against Executive Compensation ________________________________________________________________________________ CA, Inc. Ticker Security ID: Meeting Date Meeting Status CA CUSIP 12673P105 08/01/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Jens Alder Mgmt For For For 2 Elect Raymond Bromark Mgmt For For For 3 Elect Gary Fernandes Mgmt For For For 4 Elect Rohit Kapoor Mgmt For For For 5 Elect Kay Koplovitz Mgmt For For For 6 Elect Christopher Mgmt For For For Lofgren 7 Elect William McCracken Mgmt For For For 8 Elect Richard Sulpizio Mgmt For For For 9 Elect Laura Unger Mgmt For For For 10 Elect Arthur Weinbach Mgmt For For For 11 Elect Ron Zambonini Mgmt For For For 12 Ratification of Auditor Mgmt For Against Against 13 Advisory Vote on Mgmt For For For Executive Compensation 14 2012 Non-Employee Mgmt For For For Director Compensation Plan ________________________________________________________________________________ Cisco Systems, Inc. Ticker Security ID: Meeting Date Meeting Status CSCO CUSIP 17275R102 11/15/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Carol Bartz Mgmt For For For 2 Elect Marc Benioff Mgmt For For For 3 Elect M. Michele Burns Mgmt For For For 4 Elect Michael Capellas Mgmt For For For 5 Elect Larry Carter Mgmt For For For 6 Elect John Chambers Mgmt For For For 7 Elect Brian Halla Mgmt For For For 8 Elect John Hennessy Mgmt For Against Against 9 Elect Kristina Johnson Mgmt For For For 10 Elect Richard Kovacevich Mgmt For For For 11 Elect Roderick McGeary Mgmt For For For 12 Elect Arun Sarin Mgmt For For For 13 Elect Steven West Mgmt For For For 14 Amendment to the Mgmt For For For Executive Incentive Plan 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Ratification of Auditor Mgmt For For For 17 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman 18 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Conflict Minerals ________________________________________________________________________________ Companhia de Saneamento Basico do Estado de Sao Paulo - Ticker Security ID: Meeting Date Meeting Status SBSP3 CUSIP 20441A102 04/22/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Remuneration Policy Mgmt For For For 2 Stock Split Mgmt For For For 3 Amendments to Articles Mgmt For For For Regarding Reconciliation of Share Capital 4 Accounts and Reports Mgmt For For For 5 Allocation of Mgmt For For For Profits/Dividends 6 Election of Supervisory Mgmt For For For Council; Fees ________________________________________________________________________________ ConocoPhillips Ticker Security ID: Meeting Date Meeting Status COP CUSIP 20825C104 05/14/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Richard L. Mgmt For For For Armitage 2 Elect Richard H. Mgmt For For For Auchinleck 3 Elect James E. Mgmt For For For Copeland, Jr. 4 Elect Jody L Freeman Mgmt For For For 5 Elect Gay Huey Evans Mgmt For For For 6 Elect Ryan M. Lance Mgmt For For For 7 Elect Mohd H. Marican Mgmt For For For 8 Elect Robert A. Niblock Mgmt For For For 9 Elect Harald J. Norvik Mgmt For For For 10 Elect William E. Wade, Mgmt For For For Jr. 11 Ratification of Auditor Mgmt For Against Against 12 Advisory Vote on Mgmt For Against Against Executive Compensation 13 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report 14 Shareholder Proposal ShrHoldr Against Against For Regarding Reporting and Reducing Greenhouse Gas Emissions 15 Shareholder Proposal ShrHoldr Against For Against Regarding Adopting Gender Identity and Expression Anti-Bias Policy ________________________________________________________________________________ Credit Suisse Group Ticker Security ID: Meeting Date Meeting Status CSGN CINS H3698D419 04/26/2013 Take No Action Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Meeting Note N/A N/A TNA N/A 4 Non-Voting Agenda Item N/A N/A TNA N/A 5 Compensation Report Mgmt For TNA N/A 6 Accounts and Reports Mgmt For TNA N/A 7 Ratification of Board Mgmt For TNA N/A and Management Acts 8 Allocation of Profits Mgmt For TNA N/A 9 Dividend from Reserves; Mgmt For TNA N/A Scrip Dividend 10 Increase in Authorized Mgmt For TNA N/A Capital 11 Increase in Conditional Mgmt For TNA N/A Capital for Employee Compensation Plan 12 Amendments to Articles Mgmt For TNA N/A 13 Elect Noreen Doyle Mgmt For TNA N/A 14 Elect Jassim Bin Hamad Mgmt For TNA N/A Bin Jassim Bin Jabr Al Thani 15 Elect Kaikhushru Mgmt For TNA N/A Shiavax Nargolwala 16 Appointment of Auditor Mgmt For TNA N/A 17 Appointment of Special Mgmt For TNA N/A Auditor 18 Transaction of Other Mgmt For TNA N/A Business ________________________________________________________________________________ Ensco plc Ticker Security ID: Meeting Date Meeting Status ESV CUSIP G3157S106 05/20/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Francis S Kalman Mgmt For For For 2 Elect Roxanne J. Decyk Mgmt For For For 3 Elect Mary Francis Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Ratification of Mgmt For For For Statutory Auditor 6 Authority to Set Mgmt For For For Auditor's Fees 7 Advisory Vote on Mgmt For For For Executive Compensation 8 Directors' Remuneration Mgmt For For For Report 9 Accounts and Reports Mgmt For For For 10 Repeal of Classified Mgmt For For For Board 11 Authority to Repurchase Mgmt For For For Shares ________________________________________________________________________________ First Pacific Company Ltd. Ticker Security ID: Meeting Date Meeting Status 0142 CINS G34804107 05/30/2013 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Appointment of Auditor Mgmt For For For and Authority to Set Fees 6 Elect Manuel V. Mgmt For Against Against Pangilinan 7 Elect Edward CHEN K.Y. Mgmt For For For 8 Elect Margaret LEUNG KO Mgmt For For For May Yee 9 Elect Philip FAN Yan Hok Mgmt For Against Against 10 Elect Edward A. Mgmt For Against Against Tortorici 11 Elect Tedy Djuhar Mgmt For For For 12 Directors' Fees Mgmt For For For 13 Authority to Appoint Mgmt For For For Additional Directors 14 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 15 Authority to Repurchase Mgmt For For For Shares 16 Authority to Issue Mgmt For Against Against Repurchased Shares 17 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Intel Corporation Ticker Security ID: Meeting Date Meeting Status INTC CUSIP 458140100 05/16/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Charlene Mgmt For Against Against Barshefsky 2 Elect Andy D. Bryant Mgmt For For For 3 Elect Susan L. Decker Mgmt For For For 4 Elect John J. Donahoe Mgmt For For For 5 Elect Reed E. Hundt Mgmt For For For 6 Elect James D. Plummer Mgmt For For For 7 Elect David S. Pottruck Mgmt For For For 8 Elect Frank D. Yeary Mgmt For For For 9 Elect David B. Yoffie Mgmt For Against Against 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Amendment to the 2006 Mgmt For For For Equity Incentive Plan 13 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares Until Retirement ________________________________________________________________________________ International Paper Company Ticker Security ID: Meeting Date Meeting Status IP CUSIP 460146103 05/13/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect David J. Bronczek Mgmt For For For 2 Elect Ahmet C. Dorduncu Mgmt For For For 3 Elect John V. Faraci Mgmt For For For 4 Elect Ilene S. Gordon Mgmt For For For 5 Elect Stacey J. Mobley Mgmt For For For 6 Elect Joan E. Spero Mgmt For For For 7 Elect John L. Townsend, Mgmt For For For III 8 Elect John F. Turner Mgmt For For For 9 Elect William G. Walter Mgmt For For For 10 Elect J. Steven Whisler Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Right to Act by Written Mgmt For For For Consent 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Shareholder Proposal ShrHoldr Against Against For Regarding Compensation in the Event of a Change in Control ________________________________________________________________________________ Itochu Corporation Ticker Security ID: Meeting Date Meeting Status 8001 CINS J2501P104 06/21/2013 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Eizoh Kobayashi Mgmt For Against Against 4 Elect Masahiro Okafuji Mgmt For For For 5 Elect Yohichi Kobayashi Mgmt For For For 6 Elect Tadayuki Seki Mgmt For For For 7 Elect Yoshihisa Aoki Mgmt For For For 8 Elect Kohji Takayanagi Mgmt For For For 9 Elect Tohru Matsushima Mgmt For For For 10 Elect Yuji Fukuda Mgmt For For For 11 Elect Ichiroh Nakamura Mgmt For For For 12 Elect Tomofumi Yoshida Mgmt For For For 13 Elect Hitoshi Okamoto Mgmt For For For 14 Elect Takao Shiomi Mgmt For For For 15 Elect Ichiroh Fujisaki Mgmt For For For 16 Elect Chikara Kawakita Mgmt For For For 17 Elect Shingo Majima as Mgmt For For For statutory auditor 18 Elect Hideo Miki as Mgmt For For For alternate statutory auditor ________________________________________________________________________________ JPMorgan Chase & Co. Ticker Security ID: Meeting Date Meeting Status JPM CUSIP 46625H100 05/21/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect James A. Bell Mgmt For Against Against 2 Elect Crandall C. Bowles Mgmt For Against Against 3 Elect Stephen B. Burke Mgmt For For For 4 Elect David M. Cote Mgmt For Against Against 5 Elect James S. Crown Mgmt For Against Against 6 Elect James Dimon Mgmt For For For 7 Elect Timothy P. Flynn Mgmt For For For 8 Elect Ellen V. Futter Mgmt For Against Against 9 Elect Laban P. Jackson, Mgmt For Against Against Jr. 10 Elect Lee R. Raymond Mgmt For For For 11 Elect William C. Weldon Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Allow Shareholders to Mgmt For For For Act by Written Consent 15 Key Executive Mgmt For For For Performance Plan 16 Shareholder Proposal ShrHoldr Against Against For Regarding Independent Board Chairman 17 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares Until Retirement 18 Shareholder Proposal ShrHoldr Against Against For Regarding Genocide-Free Investing 19 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report ________________________________________________________________________________ Kimberly-Clark Corporation Ticker Security ID: Meeting Date Meeting Status KMB CUSIP 494368103 05/02/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John R. Alm Mgmt For For For 2 Elect John F. Bergstrom Mgmt For For For 3 Elect Abelardo E. Bru Mgmt For For For 4 Elect Robert W. Decherd Mgmt For For For 5 Elect Thomas J. Falk Mgmt For For For 6 Elect Fabian T. Garcia Mgmt For For For 7 Elect Mae C. Jemison Mgmt For For For 8 Elect James M. Jenness Mgmt For For For 9 Elect Nancy J. Karch Mgmt For For For 10 Elect Ian C. Read Mgmt For For For 11 Elect Linda Johnson Rice Mgmt For For For 12 Elect Marc J. Shapiro Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Lukoil OAO Ticker Security ID: Meeting Date Meeting Status LKO CUSIP 677862104 06/27/2013 Voted Meeting Type Country of Trade Consent United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports; Mgmt For For For Allocation of Profits/Dividends 2 Elect Vagit Y. Alekperov Mgmt N/A Abstain N/A 3 Elect Victor V. Blazheev Mgmt N/A For N/A 4 Elect Leonid A. Fedun Mgmt N/A Abstain N/A 5 Elect Valery I. Grayfer Mgmt N/A Abstain N/A 6 Elect Igor S. Ivanov Mgmt N/A For N/A 7 Elect Ravil U. Maganov Mgmt N/A Abstain N/A 8 Elect Richard H. Matzke Mgmt N/A For N/A 9 Elect Sergei A. Mgmt N/A Abstain N/A Mikhailov 10 Elect Mark Mobius Mgmt N/A For N/A 11 Elect Guglielmo Moscato Mgmt N/A For N/A 12 Elect Nikolai M Nikolaev Mgmt N/A Abstain N/A 13 Elect Ivan Pictet Mgmt N/A For N/A 14 Elect Mikhail B. Mgmt For For For Maksimov 15 Elect Vladimir N. Mgmt For For For Nikitenko 16 Elect Aleksandr V. Mgmt For For For Surkov 17 2013 Directors' Fees Mgmt For For For 18 Directors' Fees Mgmt For For For 19 2013 Audit Commission's Mgmt For For For Fees 20 Audit Commission's Fees Mgmt For For For 21 Appointment of Auditor Mgmt For For For 22 Amendments to Charter Mgmt For For For 23 Indemnification of Mgmt For For For Directors/Officers ________________________________________________________________________________ Lukoil OAO Ticker Security ID: Meeting Date Meeting Status LKO CUSIP 677862104 12/18/2012 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Interim Dividend Mgmt For For For 2 Adoption of New Mgmt For For For Regulations on Shareholder Meetings ________________________________________________________________________________ Marks and Spencer Group plc Ticker Security ID: Meeting Date Meeting Status MKS CINS G5824M107 07/10/2012 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Mgmt For For For Report 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Vindi Banga Mgmt For For For 5 Elect Miranda Curtis Mgmt For For For 6 Elect Marc Bolland Mgmt For For For 7 Elect Kate Bostock Mgmt For For For 8 Elect Jeremy Darroch Mgmt For For For 9 Elect John Dixon Mgmt For For For 10 Elect Martha Lane Fox Mgmt For For For 11 Elect Steven Holliday Mgmt For For For 12 Elect Jan du Plessis Mgmt For For For 13 Elect Steven Sharp Mgmt For For For 14 Elect Alan Stewart Mgmt For For For 15 Elect Robert Swannell Mgmt For For For 16 Elect Laura Wade-Gery Mgmt For For For 17 Appointment of Auditor Mgmt For For For 18 Authority to Set Mgmt For For For Auditor's Fees 19 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 20 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 21 Authority to Repurchase Mgmt For For For Shares 22 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days 23 Authorisation of Mgmt For For For Political Donations 24 Amendment to the Share Mgmt For For For Incentive Plan 25 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Microsoft Corporation Ticker Security ID: Meeting Date Meeting Status MSFT CUSIP 594918104 11/28/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Steven Ballmer Mgmt For For For 2 Elect Dina Dublon Mgmt For For For 3 Elect William Gates III Mgmt For For For 4 Elect Maria Klawe Mgmt For For For 5 Elect Stephen Luczo Mgmt For For For 6 Elect David Marquardt Mgmt For For For 7 Elect Charles Noski Mgmt For For For 8 Elect Helmut Panke Mgmt For For For 9 Elect John Thompson Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Amendment to the Mgmt For For For Employee Stock Purchase Plan 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal ShrHoldr Against Against For Regarding Cumulative Voting ________________________________________________________________________________ Mizuho Financial Group Inc Ticker Security ID: Meeting Date Meeting Status 8411 CINS J4599L102 06/25/2013 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Mgmt For For For Profits/Dividend 3 Authority to Repurchase Mgmt For For For Preferred Shares 4 Amendments to Articles Mgmt For For For 5 Elect Yasuhiro Satoh Mgmt For Against Against 6 Elect Yasunori Tsujita Mgmt For For For 7 Elect Toshitsugu Okabe Mgmt For For For 8 Elect Nobuhide Hayashi Mgmt For For For 9 Elect Tadashi Kanki Mgmt For For For 10 Elect Masakane Koike Mgmt For For For 11 Elect Akihiko Nomiyama Mgmt For For For 12 Elect Mitsuo Ohhashi Mgmt For For For 13 Elect Kanemitsu Anraku Mgmt For For For 14 Elect Nobukatsu Funaki Mgmt For For For as Statutory Auditor 15 Shareholder Proposal ShrHoldr Against Against For Regarding Maximum Aggregate Compensation 16 Shareholder Proposal ShrHoldr Against Against For Regarding Financing of Security Cameras Inside Trains 17 Shareholder Proposal ShrHoldr Against Against For Regarding Exercise of Voting Rights 18 Shareholder Proposal ShrHoldr Against For Against Regarding Officer Training 19 Shareholder Proposal ShrHoldr Against Against For Regarding Distribution of Dividends 20 Shareholder Proposal ShrHoldr Against Against For Regarding Disclosure of Actions Seeking Revocation of a Resolution 21 Shareholder Proposal ShrHoldr Against For Against Regarding Compensation Disclosure 22 Shareholder Proposal ShrHoldr Against Against For Regarding IPO Valuations 23 Shareholder Proposal ShrHoldr Against Against For Regarding Investor Seminars ________________________________________________________________________________ Northrop Grumman Corporation Ticker Security ID: Meeting Date Meeting Status NOC CUSIP 666807102 05/15/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Wesley G. Bush Mgmt For For For 2 Elect Victor H. Fazio Mgmt For For For 3 Elect Donald E. Mgmt For For For Felsinger 4 Elect Stephen E. Frank Mgmt For Against Against 5 Elect Bruce S. Gordon Mgmt For For For 6 Elect Madeleine A. Mgmt For For For Kleiner 7 Elect Karl J. Krapek Mgmt For For For 8 Elect Richard B. Myers Mgmt For For For 9 Elect Aulana L. Peters Mgmt For Against Against 10 Elect Gary Roughead Mgmt For For For 11 Elect Thomas M. Schoewe Mgmt For For For 12 Elect Kevin W. Sharer Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Ratification of Auditor Mgmt For For For 15 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report 16 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman ________________________________________________________________________________ Pfizer Inc. Ticker Security ID: Meeting Date Meeting Status PFE CUSIP 717081103 04/25/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Dennis A. Ausiello Mgmt For For For 2 Elect M. Anthony Burns Mgmt For For For 3 Elect W. Don Cornwell Mgmt For For For 4 Elect Frances D. Mgmt For For For Fergusson 5 Elect William H. Gray, Mgmt For For For III 6 Elect Helen H. Hobbs Mgmt For For For 7 Elect Constance J. Mgmt For For For Horner 8 Elect James M. Kilts Mgmt For For For 9 Elect George A. Lorch Mgmt For For For 10 Elect Suzanne Nora Mgmt For For For Johnson 11 Elect Ian C. Read Mgmt For For For 12 Elect Stephen W. Sanger Mgmt For For For 13 Elect Marc Mgmt For For For Tessier-Lavigne 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares Until Retirement 17 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent ________________________________________________________________________________ Phillips 66 Ticker Security ID: Meeting Date Meeting Status PSX CUSIP 718546104 05/08/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Greg C. Garland Mgmt For For For 2 Elect John E. Lowe Mgmt For For For 3 Ratification of Auditor Mgmt For Against Against 4 2013 Omnibus Stock and Mgmt For For For Performance Incentive Plan 5 Advisory Vote on Mgmt For Against Against Executive Compensation 6 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ Posco Ticker Security ID: Meeting Date Meeting Status 005490 CINS Y70750115 03/22/2013 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Allocation Mgmt For For For of Profits/Dividends 2 Elect SHIN Chae Chol Mgmt For For For 3 Elect LEE Myoung Woo Mgmt For For For 4 Elect KIM Ji Hyung Mgmt For For For 5 Election of Audit Mgmt For For For Committee Member: KIM Ji Hyung 6 Elect CHANG In Hwan Mgmt For For For 7 Elect KIM Yeung Gyu Mgmt For For For 8 Directors' Fees Mgmt For For For ________________________________________________________________________________ RWE AG Ticker Security ID: Meeting Date Meeting Status RWE CINS D6629K109 04/18/2013 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Mgmt For For For Profits/Dividends 6 Ratification of Mgmt For For For Management Board Acts 7 Ratification of Mgmt For For For Supervisory Board Acts 8 Remuneration Policy Mgmt For For For 9 Appointment of Auditor Mgmt For For For 10 Appointment of Auditor Mgmt For For For for Interim Statements 11 Elect Werner Brandt Mgmt For For For 12 Elect Hans-Peter Keitel Mgmt For For For 13 Amendment to Mgmt For For For Supervisory Board Members' Fees ________________________________________________________________________________ Sanofi Ticker Security ID: Meeting Date Meeting Status SAN CINS F5548N101 05/03/2013 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts Mgmt For For For and Reports 6 Allocation of Mgmt For For For Profits/Dividends 7 Elect Fabienne Mgmt For For For Lecorvaisier 8 Authority to Repurchase Mgmt For For For Shares 9 Authority to Issue Mgmt For For For Shares and/or Convertible Securities w/ Preemptive Rights 10 Authority to Issue Mgmt For For For Shares and/or Convertible Securities w/o Preemptive Rights 11 Authority to Increase Mgmt For For For Capital in Consideration for Contributions in Kind 12 Greenshoe Mgmt For For For 13 Authority to Increase Mgmt For For For Capital Through Capitalizations 14 Employee Stock Purchase Mgmt For For For Plan 15 Authority to Issue Mgmt For For For Restricted Shares 16 Authority to Grant Mgmt For For For Stock Options 17 Authority to Cancel Mgmt For For For Shares and Reduce Share Capital 18 Authorization of Legal Mgmt For For For Formalities ________________________________________________________________________________ Sasol Limited Ticker Security ID: Meeting Date Meeting Status SOL CUSIP 803866300 11/30/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Re-elect Colin Beggs Mgmt For For For 2 Re-elect David Constable Mgmt For For For 3 Re-elect Henk Dijkgraaf Mgmt For For For 4 Re-elect Mandla Gantsho Mgmt For For For 5 Re-elect Imogen Mkhize Mgmt For For For 6 Re-elect Jurgen Schrempp Mgmt For For For 7 Elect Moses Mkhize Mgmt For For For 8 Elect Peter Robertson Mgmt For For For 9 Elect Stephen Westwell Mgmt For For For 10 Appointment of Auditor Mgmt For For For 11 Elect Audit Committee Mgmt For For For Member (Beggs) 12 Elect Audit Committee Mgmt For For For Member (Dijkgraaf) 13 Elect Audit Committee Mgmt For For For Member (Gantsho) 14 Elect Audit Committee Mgmt For Against Against Member (Njeke) 15 Elect Audit Committee Mgmt For For For Member (Westwell) 16 Approve Remuneration Mgmt For For For Policy 17 Approve NEDs' Fees Mgmt For For For 18 Approve Financial Mgmt For For For Assistance 19 Adopt New Memorandum of Mgmt For For For Incorporation 20 Authority to Repurchase Mgmt For For For Shares 21 Authority to Repurchase Mgmt For For For Shares (Directors/Prescribed Officers) ________________________________________________________________________________ Seagate Technology Ticker Security ID: Meeting Date Meeting Status STX CUSIP G7945M107 10/24/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Stephen Luczo Mgmt For For For 2 Elect Frank Biondi, Jr. Mgmt For For For 3 Elect Michael Cannon Mgmt For For For 4 Elect Mei-Wei Cheng Mgmt For For For 5 Elect William Coleman Mgmt For For For 6 Elect Jay Geldmacher Mgmt For For For 7 Elect Seh-Woong Jeong Mgmt For For For 8 Elect Lydia Marshall Mgmt For For For 9 Elect Kristen Onken Mgmt For For For 10 Elect Chong Sup Park Mgmt For For For 11 Elect Gregorio Reyes Mgmt For For For 12 Elect Edward Zander Mgmt For For For 13 Amendment to the Mgmt For For For Employee Stock Purchase Plan 14 Authority to Issue Mgmt For Against Against Treasury Shares 15 Location of 2013 Annual Mgmt For For For Meeting 16 Advisory Vote on Mgmt For For For Executive Compensation 17 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Sega Sammy Holdings Ticker Security ID: Meeting Date Meeting Status 6460 CINS J7028D104 06/18/2013 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Hajime Satomi Mgmt For Against Against 3 Elect Keishi Nakayama Mgmt For For For 4 Elect Akira Sugano Mgmt For For For 5 Elect Haruki Satomi Mgmt For For For 6 Elect Naoya Tsurumi Mgmt For For For 7 Elect Hisao Oguchi Mgmt For For For 8 Elect Shigeru Aoki Mgmt For For For 9 Elect Yuji Iwanaga Mgmt For For For 10 Elect Takeshi Natsuno Mgmt For For For 11 Elect Tomio Kazashi Mgmt For For For 12 Elect Toshio Hirakawa Mgmt For For For 13 Elect Hisashi Miyazaki Mgmt For For For 14 Elect Mineo Enomoto Mgmt For Against Against ________________________________________________________________________________ Siemens AG Ticker Security ID: Meeting Date Meeting Status SIE CINS D69671218 01/23/2013 Take No Action Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Meeting Note N/A N/A TNA N/A 4 Non-Voting Agenda Item N/A N/A TNA N/A 5 Allocation of Mgmt For TNA N/A Profits/Dividends 6 Ratification of Mgmt For TNA N/A Management Board Acts 7 Ratification of Mgmt For TNA N/A Supervisory Board Acts 8 Appointment of Auditor Mgmt For TNA N/A 9 Elect Josef Ackermann Mgmt For TNA N/A 10 Elect Gerd von Mgmt For TNA N/A Brandenstein 11 Elect Gerhard Cromme Mgmt For TNA N/A 12 Elect Michael Diekmann Mgmt For TNA N/A 13 Elect Hans Gaul Mgmt For TNA N/A 14 Elect Peter Gruss Mgmt For TNA N/A 15 Elect Nicola Mgmt For TNA N/A Leibinger-Kammuller 16 Elect Gerard Mestrallet Mgmt For TNA N/A 17 Elect Guler Sabanci Mgmt For TNA N/A 18 Elect Werner Wenning Mgmt For TNA N/A 19 Approval of Settlement Mgmt For TNA N/A Agreement with Thomas Ganswindt 20 Spin-Off of Osram Licht Mgmt For TNA N/A AG 21 Non-Voting Meeting Note N/A N/A TNA N/A 22 Non-Voting Meeting Note N/A N/A TNA N/A 23 Non-Voting Meeting Note N/A N/A TNA N/A ________________________________________________________________________________ SK Telecom Co., Ltd Ticker Security ID: Meeting Date Meeting Status 017670 CINS Y4935N104 03/22/2013 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Allocation Mgmt For For For of Profits/Dividends 2 Amendments to Articles Mgmt For For For 3 Elect CHO Dae Sik Mgmt For For For 4 Elect OH Dae Shik Mgmt For Against Against 5 Election of Audit Mgmt For Against Against Committee Member: OH Dae Shik 6 Directors' Fees Mgmt For For For ________________________________________________________________________________ Staples, Inc. Ticker Security ID: Meeting Date Meeting Status SPLS CUSIP 855030102 06/03/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Basil L. Anderson Mgmt For For For 2 Elect Arthur M. Blank Mgmt For For For 3 Elect Drew G. Faust Mgmt For For For 4 Elect Justin King Mgmt For For For 5 Elect Carol Meyrowitz Mgmt For For For 6 Elect Rowland T. Mgmt For For For Moriarty 7 Elect Robert C. Nakasone Mgmt For For For 8 Elect Ronald L. Sargent Mgmt For For For 9 Elect Elizabeth A. Smith Mgmt For For For 10 Elect Robert E. Sulentic Mgmt For For For 11 Elect Raul Vazquez Mgmt For For For 12 Elect Vijay Vishwanath Mgmt For For For 13 Elect Paul F. Walsh Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal ShrHoldr Against For Against Regarding Proxy Access 17 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman ________________________________________________________________________________ Telstra Corporation Limited Ticker Security ID: Meeting Date Meeting Status TLS CINS Q8975N105 10/16/2012 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Timothy Chen Mgmt For For For 3 Re-elect Geoffrey Mgmt For For For Cousins 4 Re-elect Russell Higgins Mgmt For For For 5 Elect Margaret Seale Mgmt For For For 6 Re-elect Steve Vamos Mgmt For For For 7 Re-elect John Zeglis Mgmt For For For 8 Approve Increase in Mgmt For For For NEDs' Fee Cap 9 Equity Grant (CEO David Mgmt For For For Thodey) 10 Remuneration Report Mgmt For For For ________________________________________________________________________________ Tesco plc Ticker Security ID: Meeting Date Meeting Status TSCO CINS G87621101 06/28/2013 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Mgmt For For For Report 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Olivia Garfield Mgmt For For For 5 Elect Sir Richard Mgmt For For For Broadbent 6 Elect Philip Clarke Mgmt For For For 7 Elect Gareth Bullock Mgmt For For For 8 Elect Patrick Cescau Mgmt For For For 9 Elect Stuart Chambers Mgmt For For For 10 Elect Ken Hanna Mgmt For For For 11 Elect Laurie McIlwee Mgmt For For For 12 Elect Deanna W. Mgmt For For For Oppenheimer 13 Elect Jacqueline Mgmt For For For Tammenoms Bakker 14 Appointment of Auditor Mgmt For For For 15 Authority to Set Mgmt For For For Auditor's Fees 16 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 17 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 18 Authority to Repurchase Mgmt For For For Shares 19 Authorisation of Mgmt For For For Political Donations 20 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days ________________________________________________________________________________ The PNC Financial Services Group, Inc. Ticker Security ID: Meeting Date Meeting Status PNC CUSIP 693475105 04/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Richard Berndt Mgmt For For For 2 Elect Charles Bunch Mgmt For For For 3 Elect Paul Chellgren Mgmt For For For 4 Elect William Demchak Mgmt For For For 5 Elect Kay Coles James Mgmt For For For 6 Elect Richard Kelson Mgmt For For For 7 Elect Bruce Lindsay Mgmt For For For 8 Elect Anthony Massaro Mgmt For For For 9 Elect Jane Pepper Mgmt For For For 10 Elect James Rohr Mgmt For For For 11 Elect Donald Shepard Mgmt For For For 12 Elect Lorene Steffes Mgmt For For For 13 Elect Dennis Strigl Mgmt For For For 14 Elect Thomas Usher Mgmt For For For 15 Elect George Walls, Jr. Mgmt For For For 16 Elect Helge Wehmeier Mgmt For For For 17 Ratification of Auditor Mgmt For For For 18 Advisory Vote on Mgmt For Against Against Executive Compensation 19 Shareholder Proposal ShrHoldr Against Against For Regarding Lending Portfolio Exposure to Climate Change Risk ________________________________________________________________________________ Total SA Ticker Security ID: Meeting Date Meeting Status FP CINS F92124100 05/17/2013 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Accounts and Reports Mgmt For For For 6 Consolidated Accounts Mgmt For For For and Reports 7 Allocation of Mgmt For For For Profits/Dividends 8 Authority to Repurchase Mgmt For For For Shares 9 Elect Thierry Desmarest Mgmt For Against Against 10 Elect Gunnar Brock Mgmt For For For 11 Elect Gerard Lamarche Mgmt For Against Against 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Elect Charles Keller Mgmt For For For 14 Elect Philippe Mgmt Against Against For Marchandise 15 Directors' Fees Mgmt For For For 16 Authority to Grant Mgmt For For For Stock Options 17 Employee Stock Purchase Mgmt For For For Plan 18 Shareholder Proposal ShrHoldr Against Against For Regarding Creation of an Independent Ethics Committee 19 Shareholder Proposal ShrHoldr Against Against For Regarding Linking Executive Pay to Industrial Safety 20 Shareholder Proposal ShrHoldr Against Against For Regarding Diversity Label 21 Shareholder Proposal ShrHoldr Against Against For Regarding Employee Representation on Compensation Committee 22 Shareholder Proposal ShrHoldr Against Against For Regarding Loyalty Dividend ________________________________________________________________________________ Vale SA Ticker Security ID: Meeting Date Meeting Status VALE5 CUSIP 91912E105 04/17/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Election of Directors Mgmt For Against Against 4 Election of Supervisory Mgmt For For For Council 5 Remuneration Policy Mgmt For Against Against 6 Amendments to Articles Mgmt For For For 7 Consolidation of Mgmt For For For Articles ________________________________________________________________________________ Xerox Corporation Ticker Security ID: Meeting Date Meeting Status XRX CUSIP 984121103 05/21/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Glenn A. Britt Mgmt For For For 2 Elect Ursula M. Burns Mgmt For For For 3 Elect Richard J. Mgmt For For For Harrington 4 Elect William C. Hunter Mgmt For For For 5 Elect Robert J. Keegan Mgmt For For For 6 Elect Robert A. McDonald Mgmt For For For 7 Elect Charles Prince Mgmt For Against Against 8 Elect Ann N. Reese Mgmt For Against Against 9 Elect Sara M. Tucker Mgmt For For For 10 Elect Mary Agnes Mgmt For For For Wilderotter 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Amendment to the 2004 Mgmt For For For Equity Compensation Plan for Non-Employee Directors ________________________________________________________________________________ Yue Yuen Industrial (Holdings) Ltd. Ticker Security ID: Meeting Date Meeting Status 0551 CINS G98803144 05/31/2013 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Elect KUO Tai Yu Mgmt For Against Against 6 Elect CHAN Lu Min Mgmt For For For 7 Elect Patty TSAI Pei Mgmt For For For Chun 8 Elect KUO Li Lien Mgmt For For For 9 Elect HUANG Ming Fu Mgmt For For For 10 Elect Teresa YEN Mgmt For For For 11 Directors' Fees Mgmt For For For 12 Appointment of Auditor Mgmt For For For and Authority to Set Fees 13 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 14 Authority to Repurchase Mgmt For For For Shares 15 Authority to Issue Mgmt For Against Against Repurchased Shares ________________________________________________________________________________ Zurich Insurance Group AG Ticker Security ID: Meeting Date Meeting Status ZURN CINS H9870Y105 04/04/2013 Take No Action Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Accounts and Reports Mgmt For TNA N/A 4 Compensation Report Mgmt For TNA N/A 5 Allocation of Profits Mgmt For TNA N/A 6 Dividend from Reserves Mgmt For TNA N/A 7 Ratification of Board Mgmt For TNA N/A and Management Acts 8 Elect Monica Machler Mgmt For TNA N/A 9 Elect Susan S. Bies Mgmt For TNA N/A 10 Elect Victor Chu Lap Lik Mgmt For TNA N/A 11 Elect Rolf Watter Mgmt For TNA N/A 12 Appointment of Auditor Mgmt For TNA N/A 13 Additional and/or ShrHoldr N/A TNA N/A counter-proposals; no additional proposals have been submitted at this time Item 1: Proxy Voting Record - Item1 Proxy Voting Record - Registrant : Allianz Funds Multi-Strategy Trust Fund Name : AllianzGI NFJ International Small-Cap Value Fund (formerly, Allianz NFJ International Small-Cap Value Fund) ________________________________________________________________________________ A/S Schouw & Co. Ticker Security ID: Meeting Date Meeting Status SCHO-B CINS K86111166 04/11/2013 Take No Action Meeting Type Country of Trade Annual Denmark Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Meeting Note N/A N/A TNA N/A 4 Non-Voting Meeting Note N/A N/A TNA N/A 5 Non-Voting Agenda Item N/A N/A TNA N/A 6 Accounts and Reports; Mgmt For TNA N/A Ratification of Board and Management Acts 7 Allocation of Mgmt For TNA N/A Profits/Dividends 8 Non-Voting Agenda Item N/A N/A TNA N/A 9 Elect Jorgen Dencker Mgmt For TNA N/A Wisborg 10 Appointment of Auditor Mgmt For TNA N/A 11 Non-Voting Agenda Item N/A N/A TNA N/A 12 Non-Voting Meeting Note N/A N/A TNA N/A ________________________________________________________________________________ Aalberts Industries NV Ticker Security ID: Meeting Date Meeting Status AALB CINS N00089271 04/25/2013 Voted Meeting Type Country of Trade Special Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Mgmt For For For Profits/Dividends 6 Ratification of Mgmt For For For Management Board Acts 7 Ratification of Mgmt For For For Supervisory Board Acts 8 Supervisory Board Fees Mgmt For For For 9 Amendments to Mgmt For For For Supervisory Board Regulations 10 Authority to Issue Mgmt For For For Shares Pursuant to a Stock Dividend 11 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 12 Authority to Suppress Mgmt For For For Preemptive Rights 13 Authority to Repurchase Mgmt For For For Shares 14 Amendments to Articles Mgmt For For For 15 Authority to Coordinate Mgmt For For For Articles 16 Appointment of Auditor Mgmt For For For 17 Announcements and Other Mgmt For Against Against Business 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ AES Tiete S.A. Ticker Security ID: Meeting Date Meeting Status GETI4 CINS P4991B101 04/04/2013 Take No Action Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Meeting Note N/A N/A TNA N/A 4 Non-Voting Meeting Note N/A N/A TNA N/A 5 Non-Voting Agenda Item N/A N/A TNA N/A 6 Non-Voting Agenda Item N/A N/A TNA N/A 7 Non-Voting Agenda Item N/A N/A TNA N/A 8 Election of Supervisory Mgmt N/A TNA N/A Council Member(s) Representative of Minority/Preferred Shareholders ________________________________________________________________________________ African Bank Investments Limited Ticker Security ID: Meeting Date Meeting Status ABL CINS S01035112 02/05/2013 Voted Meeting Type Country of Trade Annual South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Re-elect Leonidas Mgmt For For For Kirkinis 2 Re-elect Nicholas Adams Mgmt For For For 3 Re-elect Nithiananthan Mgmt For For For Nalliah 4 Re-elect Samuel Sithole Mgmt For For For 5 Appointment of Auditor Mgmt For For For 6 Approve Remuneration Mgmt For Against Against Policy 7 Approve NEDs' Fees Mgmt For For For 8 Adopt New Memorandum Mgmt For For For 9 Approve Financial Mgmt For For For Assistance (Related Companies) 10 Approve Financial Mgmt For For For Assistance (BEE Companies) 11 Authority to Repurchase Mgmt For For For Shares 12 Authority to Issue Mgmt For For For Shares for Cash 13 Authorisation of Legal Mgmt For For For Formalities 14 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Aica Kogyo Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 4206 CINS J00252106 06/25/2013 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Allocation of Mgmt For For For Profits/Dividends 2 Elect Osamu Watanabe Mgmt For Against Against 3 Elect Yuji Ono Mgmt For For For 4 Elect Yoshimitsu Itoh Mgmt For For For 5 Elect Terutoku Iwata Mgmt For For For 6 Elect Hiroyuki Morinaga Mgmt For For For 7 Elect Satoshi Tohdoh Mgmt For For For 8 Elect Yukihiro Iwase Mgmt For For For 9 Elect Nobuyuki Ohmura Mgmt For For For 10 Renewal of Takeover Mgmt For Against Against Defense Plan ________________________________________________________________________________ Aimia Inc. Ticker Security ID: Meeting Date Meeting Status AIM CUSIP 00900Q103 05/14/2013 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Robert E. Brown Mgmt For For For 1.2 Elect Roman Doroniuk Mgmt For For For 1.3 Elect Rupert Duchesne Mgmt For For For 1.4 Elect Joanne Ferstman Mgmt For For For 1.5 Elect Michael M. Fortier Mgmt For For For 1.6 Elect John M. Forzani Mgmt For For For 1.7 Elect Beth S. Horowitz Mgmt For For For 1.8 Elect David H. Laidley Mgmt For For For 1.9 Elect Douglas D. Port Mgmt For For For 1.10 Elect Alan P. Rossy Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Adoption of Advance Mgmt For For For Notice Requirement 4 Amendment to the Mgmt For For For Long-Term Incentive Plan 5 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Air Water Inc Ticker Security ID: Meeting Date Meeting Status 4088 CINS J00662114 06/27/2013 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amendments to Articles Mgmt For For For 3 Elect Hiroshi Aoki Mgmt For Against Against 4 Elect Masahiro Toyoda Mgmt For For For 5 Elect Yasuo Imai Mgmt For For For 6 Elect Akira Yoshino Mgmt For For For 7 Elect Takashi Izumida Mgmt For For For 8 Elect Toshihiko Akatsu Mgmt For For For 9 Elect Akira Fujita Mgmt For For For 10 Elect Kikuo Toyoda Mgmt For For For 11 Elect Junichi Nakagawa Mgmt For For For 12 Elect Yu Karato Mgmt For For For 13 Elect Yukio Matsubara Mgmt For For For 14 Elect Noriyasu Saeki Mgmt For For For 15 Elect Masato Machida Mgmt For For For 16 Elect Minoru Nagata Mgmt For For For 17 Elect Yasushi Sogabe Mgmt For For For 18 Elect Yukio Murakami Mgmt For For For 19 Elect Kiyoshi Shirai Mgmt For For For 20 Elect Morihiro Sekiyama Mgmt For Against Against as Statutory Auditor ________________________________________________________________________________ ams AG Ticker Security ID: Meeting Date Meeting Status AMS CINS A0699G109 05/23/2013 Voted Meeting Type Country of Trade Annual Austria Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Presentation of Mgmt For For For Accounts and Reports 2 Allocation of Mgmt For For For Profits/Dividends 3 Ratification of Mgmt For For For Management Board Acts 4 Ratification of Mgmt For For For Supervisory Board Acts 5 Supervisory Board Mgmt For For For Members' Fees 6 Appointment of Auditor Mgmt For For For 7 Authority to Repurchase Mgmt For For For Shares 8 Authority to Issue Mgmt For For For Treasury Shares 9 Authority to Cancel Mgmt For For For Repurchased Shares 10 Cancellation of Mgmt For For For Authority to Repurchase Shares 2011 11 Increase in Conditional Mgmt For For For Capital for Employee Stock Option Plan 12 Amendments to Articles Mgmt For For For 13 Presentation of Reports Mgmt For For For on Stock Option Plans 14 Additional and/or ShrHoldr N/A Abstain N/A counter-proposals; no additional and/or counter-proposals have been submitted at this time ________________________________________________________________________________ Arkema S.A. Ticker Security ID: Meeting Date Meeting Status AKE CINS F0392W125 06/04/2013 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Accounts and Reports Mgmt For For For 6 Consolidated Accounts Mgmt For For For and Reports 7 Allocation of Losses Mgmt For For For 8 Dividend Mgmt For For For 9 Elect Bernard L. Kasriel Mgmt For For For 10 Elect Thierry Morin Mgmt For For For 11 Elect Marc Pandraud Mgmt For For For 12 Elect Philippe Vassor Mgmt For For For 13 Ratification of the Mgmt For For For Co-option of Victoire de Margerie 14 Authority to Repurchase Mgmt For For For Shares 15 Authority to Cancel Mgmt For For For Shares and Reduce Share Capital 16 Adoption of Restricted Mgmt For For For Stock Plan 17 Authorization of Legal Mgmt For For For Formalities 18 Shareholder Proposal ShrHoldr Against Against For Regarding Dividend Payments ________________________________________________________________________________ Atco Ltd. Ticker Security ID: Meeting Date Meeting Status ACO CUSIP 046789400 05/16/2013 Voted Meeting Type Country of Trade Special Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Share Split and Mgmt For For For Increase in Authorized Class I Non-Voting Shares ________________________________________________________________________________ Banco Latinoamericano De Comercio Exterior SA Ticker Security ID: Meeting Date Meeting Status BLX CUSIP P16994132 04/17/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3.1 Elect Herminio Blanco Mgmt For For For Mendoza 3.2 Elect Maria da Graca Mgmt For For For Franca 3.3 Elect William D. Hayes Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Bank of Georgia Holdings Plc Ticker Security ID: Meeting Date Meeting Status BGEO CINS G08195102 05/23/2013 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Directors' Remuneration Mgmt For Against Against Report 4 Elect Neil Janin Mgmt For For For 5 Elect Irakli Gilauri Mgmt For For For 6 Elect David Morrison Mgmt For For For 7 Elect Allan J. Hirst Mgmt For For For 8 Elect Al Breach Mgmt For For For 9 Elect Kakhaber Mgmt For For For Kiknavelidze 10 Elect Ian Hague Mgmt For For For 11 Elect Hanna-Leena Mgmt For For For Loikkanen 12 Appointment of Auditor Mgmt For For For 13 Authority to Set Mgmt For For For Auditor's Fees 14 Authorisation of Mgmt For For For Political Donations 15 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 16 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 17 Authority to Repurchase Mgmt For For For Shares 18 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days ________________________________________________________________________________ Barco N.V. Ticker Security ID: Meeting Date Meeting Status BAR CINS B0833F107 03/22/2013 Voted Meeting Type Country of Trade Special Belgium Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Issuance of Treasury Mgmt For For For Shares 5 Amendments to Articles Mgmt For For For 6 Non-Voting Meeting Note N/A N/A N/A N/A 7 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Barco N.V. Ticker Security ID: Meeting Date Meeting Status BAR CINS B0833F107 04/25/2013 Voted Meeting Type Country of Trade Mix Belgium Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Issuance of Treasury Mgmt For For For Shares 4 Amendments to Articles Mgmt For For For 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Accounts and Reports; Mgmt For For For Allocation of Profits/Dividends 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Remuneration Report Mgmt For Against Against 9 Ratification of Board Mgmt For For For Acts 10 Ratification of Mgmt For For For Auditor's Acts 11 Elect Ashok Jain Mgmt For For For 12 Directors' Fees Mgmt For For For 13 Employee Stock Option Mgmt For Abstain Against Plan for Overseas Employees ________________________________________________________________________________ Beazley Plc Ticker Security ID: Meeting Date Meeting Status BEZ CINS G1143Q101 03/27/2013 Voted Meeting Type Country of Trade Annual Jersey Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Mgmt For For For Report 3 Allocation of Mgmt For For For Profits/Dividends 4 Special Dividend Mgmt For For For Issuance 5 Elect George P. Blunden Mgmt For For For 6 Elect Martin L. Bride Mgmt For For For 7 Elect Adrian P. Cox Mgmt For For For 8 Elect Jonathan G. Gray Mgmt For For For 9 Elect Dennis Holt Mgmt For For For 10 Elect Andrew D. Horton Mgmt For For For 11 Elect Neil P. Maidment Mgmt For For For 12 Elect Padraic J. Mgmt For For For O'Connor 13 Elect Vincent J. Mgmt For For For Sheridan 14 Elect Ken P. Sroka Mgmt For For For 15 Elect Rolf W. Tolle Mgmt For For For 16 Elect Clive A. Washbourn Mgmt For For For 17 Elect Angela Mgmt For For For Crawford-Ingle 18 Appointment of Auditor Mgmt For For For 19 Authority to Set Mgmt For For For Auditor's Fees 20 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 21 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 22 Authority to Repurchase Mgmt For For For Shares 23 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days 24 Marine Share Incentive Mgmt For Against Against Plan ________________________________________________________________________________ Bendigo and Adelaide Bank Limited Ticker Security ID: Meeting Date Meeting Status BEN CINS Q1458B102 10/29/2012 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Re-elect Jennifer Dawson Mgmt For Against Against 3 Re-elect Deborah Radford Mgmt For For For 4 Re-elect A. (Tony) Mgmt For For For Robinson 5 Remuneration report Mgmt For For For 6 Amendments to Mgmt For For For Constitution ________________________________________________________________________________ Berendsen Plc Ticker Security ID: Meeting Date Meeting Status BRSN CINS G1011R108 04/25/2013 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Mgmt For For For Report 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Peter J. Ventress Mgmt For For For 5 Elect Kevin Quinn Mgmt For For For 6 Elect Iain Ferguson Mgmt For For For 7 Elect David S. Lowden Mgmt For For For 8 Elect Andrew R. Wood Mgmt For For For 9 Elect Lucy Dimes Mgmt For For For 10 Appointment of Auditor Mgmt For For For 11 Authority to Set Mgmt For For For Auditor's Fees 12 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 13 Authority to Repurchase Mgmt For For For Shares 14 Authority to Set Mgmt For Against Against General Notice Period at 14 Days ________________________________________________________________________________ Binckbank NV Ticker Security ID: Meeting Date Meeting Status BINCK CINS N1375D101 04/22/2013 Voted Meeting Type Country of Trade Special Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Mgmt For For For Profits/Dividends 6 Ratification of Mgmt For For For Management Board Acts 7 Ratification of Mgmt For For For Supervisory Board Acts 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Elect Hans Brouwer Mgmt For For For 13 Amendments to Articles Mgmt For Against Against 14 Authorization of Legal Mgmt For Against Against Formalities 15 Authority to Issue Mgmt For For For Shares w/ or w/o Preemptive Rights 16 Authority to Repurchase Mgmt For For For Shares 17 Appointment of Auditor Mgmt For For For 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ BKW FMB ENERGIE AG Ticker Security ID: Meeting Date Meeting Status BKW CINS H10053108 05/17/2013 Take No Action Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Accounts and Reports Mgmt For TNA N/A 4 Allocation of Mgmt For TNA N/A Profits/Dividends 5 Ratification of Board Mgmt For TNA N/A Acts 6 Election of Unnamed Mgmt For TNA N/A Nominee 7 Appointment of Auditor Mgmt For TNA N/A 8 Transaction of Other Mgmt For TNA N/A Business ________________________________________________________________________________ Bodycote Plc Ticker Security ID: Meeting Date Meeting Status BOY CINS G1214R111 04/24/2013 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Mgmt For For For Report 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Alan M. Thomson Mgmt For For For 5 Elect Stephen C. Harris Mgmt For For For 6 Elect Eva Lindqvist Mgmt For For For 7 Elect David F. Landless Mgmt For For For 8 Elect John A. Biles Mgmt For For For 9 Elect Krishnamurthy Mgmt For For For Rajagopal 10 Appointment of Auditor Mgmt For For For 11 Authority to Set Mgmt For For For Auditor's Fees 12 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 13 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 14 Authority to Repurchase Mgmt For For For Shares 15 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days ________________________________________________________________________________ C.P. Pokphand Co Ltd Ticker Security ID: Meeting Date Meeting Status 0043 CINS G71507134 06/10/2013 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Elect Thanakorn Seriburi Mgmt For Against Against 6 Elect Bai Shanlin Mgmt For For For 7 Elect Suphachai Mgmt For Against Against Chearavanont 8 Elect Meth Jiaravanont Mgmt For Against Against 9 Elect Sakda Thanitcul Mgmt For For For 10 Elect Vinai Mgmt For For For Vittavasgarnvej 11 Elect Yanyong Phuangrach Mgmt For For For 12 Directors' Fees Mgmt For For For 13 Appointment of Auditor Mgmt For For For and Authority to Set Fees 14 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 15 Authority to Repurchase Mgmt For For For Shares 16 Authority to Issue Mgmt For Against Against Repurchased Shares ________________________________________________________________________________ Cabcharge Australia Limited Ticker Security ID: Meeting Date Meeting Status CAB CINS Q1615N106 11/28/2012 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Re-elect Reginald Mgmt For Against Against Kermode 3 Re-elect Neill Ford Mgmt For Against Against 4 Remuneration Report Mgmt For Against Against 5 Board Spill Resolution Mgmt Against Against For ________________________________________________________________________________ Calfrac Well Services Ltd. Ticker Security ID: Meeting Date Meeting Status CFW CUSIP 129584108 05/14/2013 Voted Meeting Type Country of Trade Special Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Ronald P. Mathison Mgmt For Withhold Against 1.2 Elect Douglas R. Ramsay Mgmt For For For 1.3 Elect Kevin R. Baker Mgmt For Withhold Against 1.4 Elect James S. Blair Mgmt For For For 1.5 Elect Gregory S. Mgmt For Withhold Against Fletcher 1.6 Elect Lorne Gartner Mgmt For For For 1.7 Elect R. Timothy Swinton Mgmt For For For 1.8 Elect Fernando Aguilar Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Amendments to Articles Mgmt For For For Regarding Board Appointments ________________________________________________________________________________ Canon Electronics Inc. Ticker Security ID: Meeting Date Meeting Status 7739 CINS J05082102 03/27/2013 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Allocation of Mgmt For For For Profits/Dividends 2 Elect Hisashi Sakamaki Mgmt For Against Against 3 Elect Takeshi Hashimoto Mgmt For For For 4 Elect Takashi Ehara Mgmt For For For 5 Elect Takumi Ishizuka Mgmt For For For 6 Elect Kazuo Ohtani Mgmt For For For 7 Elect Yasushi Tsunetoh Mgmt For For For 8 Elect Takeshi Uchiyama Mgmt For For For 9 Elect Akira Kurosawa Mgmt For For For 10 Elect Tadashi Arai Mgmt For For For 11 Elect SHU Yohmin Mgmt For For For 12 Elect Yoshio Yamashita Mgmt For For For 13 Elect Junichi Takahashi Mgmt For For For 14 Elect Eiichi Shimizu Mgmt For For For 15 Elect Tatsuya Kawana Mgmt For Against Against 16 Elect Yoshiaki Gotoh Mgmt For Against Against 17 Retirement Allowances Mgmt For Against Against and Special Allowances for Directors 18 Bonus Mgmt For For For ________________________________________________________________________________ Canyon Services Group Inc. Ticker Security ID: Meeting Date Meeting Status FRC CUSIP 138873104 05/22/2013 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Bradley P.D. Mgmt For For For Fedora 1.2 Elect Stan G.P. Grad Mgmt For For For 1.3 Elect Raymond P. Antony Mgmt For Withhold Against 1.4 Elect Neil M. MacKenzie Mgmt For For For 1.5 Elect Richard E. Mgmt For For For Peterson 1.6 Elect Michael S. Mgmt For For For Ratushny 1.7 Elect Miles Lich Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Cardno Limited Ticker Security ID: Meeting Date Meeting Status CDD CINS Q2097C105 10/18/2012 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Remuneration Report Mgmt For For For 4 Re-elect Tony Barnes Mgmt For For For 5 Re-elect Jeffrey Forbes Mgmt For For For 6 Re-elect Trevor Johnson Mgmt For For For 7 Elect John Marlay Mgmt For For For 8 Elect Tonianne Dwyer Mgmt For For For 9 Ratify Placement of Mgmt For For For Securities 10 Ratify Placement of Mgmt For For For Securities 11 Ratify Placement of Mgmt For For For Securities 12 Ratify Placement of Mgmt For For For Securities 13 Ratify Placement of Mgmt For For For Securities 14 Ratify Placement of Mgmt For For For Securities 15 Ratify Placement of Mgmt For For For Securities 16 Ratify Placement of Mgmt For For For Securities 17 Ratify Placement of Mgmt For For For Securities 18 Ratify Placement of Mgmt For For For Securities 19 Ratify Placement of Mgmt For For For Securities 20 Ratify Placement of Mgmt For For For Securities 21 Ratify Placement of Mgmt For For For Securities 22 Ratify Placement of Mgmt For For For Securities 23 Employee Share Mgmt For For For Acquisition Plan 24 Approve Performance Mgmt For For For Equity Plan 25 Equity Grant (MD Andrew Mgmt For For For Buckley) 26 Equity Grant (Executive Mgmt For For For Director Trevor Johnson) ________________________________________________________________________________ Carillion plc Ticker Security ID: Meeting Date Meeting Status CLLN CINS G1900N101 05/01/2013 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Mgmt For For For Report 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Richard Adam Mgmt For For For 5 Elect Andrew J.H. Dougal Mgmt For For For 6 Elect Philip Green Mgmt For For For 7 Elect Richard Howson Mgmt For For For 8 Elect Steven L. Mogford Mgmt For For For 9 Elect Vanda Murray Mgmt For For For 10 Elect Philip G. Rogerson Mgmt For For For 11 Appointment of Auditor Mgmt For For For 12 Authority to Set Mgmt For For For Auditor's Fees 13 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 14 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 15 Authority to Repurchase Mgmt For For For Shares 16 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days ________________________________________________________________________________ Catlin Group Limited Ticker Security ID: Meeting Date Meeting Status CGL CINS G196F1100 05/09/2013 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Directors' Remuneration Mgmt For For For Report 4 Appointment of Auditor Mgmt For For For 5 Authority to Set Mgmt For For For Auditor's Fees 6 Elect John Barton Mgmt For For For 7 Elect Bruce Mgmt For For For Carnegie-Brown 8 Elect Stephen Catlin Mgmt For For For 9 Elect Benjamin Meuli Mgmt For For For 10 Elect Robert Gowdy Mgmt For For For 11 Elect Nicholas Lyons Mgmt For For For 12 Elect Fiona Luck Mgmt For For For 13 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 14 Performance Share Plan Mgmt For For For 15 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 16 Authority to Repurchase Mgmt For For For Shares ________________________________________________________________________________ Charter Hall Group Ticker Security ID: Meeting Date Meeting Status CHC CINS Q2308A138 11/08/2012 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Re-elect David Southon Mgmt For For For 3 Re-elect Peter Kahan Mgmt For For For 4 Elect David Deverall Mgmt For For For 5 Remuneration Report Mgmt For For For 6 Equity Grant (David Mgmt For For For Southon) 7 Equity Grant (David Mgmt For For For Harrison) ________________________________________________________________________________ Charter Hall Retail REIT Ticker Security ID: Meeting Date Meeting Status CQR CINS Q2308D108 10/22/2012 Voted Meeting Type Country of Trade Special Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Ratify Alan Rattray-Wood Mgmt For For For ________________________________________________________________________________ Cogeco Inc. Ticker Security ID: Meeting Date Meeting Status CGO CUSIP 19238T100 01/15/2013 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Louis Audet Mgmt For For For 1.2 Elect Elisabetta Bigsby Mgmt For For For 1.3 Elect Pierre Comtois Mgmt For Withhold Against 1.4 Elect Paule Dore Mgmt For For For 1.5 Elect Claude Garcia Mgmt For Withhold Against 1.6 Elect Normand Legault Mgmt For For For 1.7 Elect David McAusland Mgmt For For For 1.8 Elect Jan Peeters Mgmt For For For 2 Appointment of Auditor Mgmt For Withhold Against and Authority to Set Fees 3 Shareholder Proposal Mgmt Against Against For Regarding Gender Parity on Board 4 Shareholder Proposal Mgmt Against For Against Regarding Advisory Vote on Compensation (Say on Pay) 5 Shareholder Proposal Mgmt Against Against For Regarding Governance of Retirement Plans ________________________________________________________________________________ Companhia de Saneamento Basico do Estado de Sao Paulo - Ticker Security ID: Meeting Date Meeting Status SBSP3 CUSIP 20441A102 04/22/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Remuneration Policy Mgmt For For For 2 Stock Split Mgmt For For For 3 Amendments to Articles Mgmt For For For Regarding Reconciliation of Share Capital 4 Accounts and Reports Mgmt For For For 5 Allocation of Mgmt For For For Profits/Dividends 6 Election of Supervisory Mgmt For For For Council; Fees ________________________________________________________________________________ Construcciones y Auxiliar de Ferrocarriles, S.A. (CAF) Ticker Security ID: Meeting Date Meeting Status CAF CINS E31774115 06/08/2013 Voted Meeting Type Country of Trade Annual Spain Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports; Mgmt For For For Ratification of Board Acts 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Andres Mgmt For For For Arizcorreta Garcia 5 Elect Luis Miguel Mgmt For Against Against Arconada Echarri 6 Elect Jose Ignacio Mgmt For For For Berroeta Echevarria 7 Elect Juan Jose Arrieta Mgmt For Against Against Sudupe 8 Appointment of Auditor Mgmt For For For 9 Remuneration Report Mgmt For Against Against 10 Authority to Issue Mgmt For For For Shares w/ or w/o Preemptive Rights 11 Authority to Update Mgmt For For For Balance Sheet 12 Authority to Carry Out Mgmt For For For Formalities ________________________________________________________________________________ Cott Corporation Ticker Security ID: Meeting Date Meeting Status BCB CUSIP 22163N106 04/30/2013 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Mark Benadiba Mgmt For For For 1.2 Elect George A. Burnett Mgmt For For For 1.3 Elect Jerry Fowden Mgmt For For For 1.4 Elect David T. Gibbons Mgmt For For For 1.5 Elect Stephen H. Mgmt For Withhold Against Halperin 1.6 Elect Betty Jane Hess Mgmt For For For 1.7 Elect Gregory Monahan Mgmt For For For 1.8 Elect Mario Pilozzi Mgmt For For For 1.9 Elect Andrew Prozes Mgmt For For For 1.10 Elect Eric S. Rosenfeld Mgmt For Withhold Against 1.11 Elect Graham W. Savage Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Amendment to the Equity Mgmt For Against Against Incentive Plan ________________________________________________________________________________ CTC Media, Inc. Ticker Security ID: Meeting Date Meeting Status CTCM CUSIP 12642X106 04/30/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Werner Klatten Mgmt For For For 1.2 Elect Dimitry Lebedev Mgmt For For For 1.3 Elect Jorgen Madsen Mgmt For For For Lindemann 2 Ratification of Auditor Mgmt For For For 3 2013 Equity Incentive Mgmt For For For Plan ________________________________________________________________________________ Daiichi Sankyo Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 7458 CINS J0962F102 06/21/2013 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Allocation of Mgmt For For For Profits/Dividends 2 Elect Saburoh Hayashi Mgmt For Against Against 3 Elect Kenichi Nemoto Mgmt For For For 4 Elect Tatsuya Kumagai Mgmt For For For 5 Elect Hiroshi Mitomi Mgmt For For For 6 Elect Tadahiro Hoshi Mgmt For For For 7 Elect Yuichi Murai Mgmt For For For 8 Elect Yasutaka Wada Mgmt For For For 9 Elect Yasuhito Watanabe Mgmt For For For 10 Elect Akira Miyake Mgmt For For For 11 Elect Noriyuki Takehana Mgmt For For For 12 Elect Mitsuru Yoshikawa Mgmt For For For 13 Elect Yoshimi Shimizu Mgmt For For For ________________________________________________________________________________ Daikyo Inc Ticker Security ID: Meeting Date Meeting Status 8840 CINS J10164119 06/20/2013 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Yoshiyuki Mgmt For For For Yoshizumi 3 Elect Akira Yamaguchi Mgmt For For For 4 Elect Teruo Ozaki Mgmt For For For 5 Elect Akira Miyahara Mgmt For For For 6 Elect Hiroaki Nishina Mgmt For Against Against 7 Elect Tohru Hambayashi Mgmt For For For 8 Elect Ryuhei Sakamoto Mgmt For For For 9 Elect Kazuhiko Kaise Mgmt For For For ________________________________________________________________________________ DCC Plc Ticker Security ID: Meeting Date Meeting Status DCC CINS G2689P101 07/20/2012 Voted Meeting Type Country of Trade Annual Ireland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Directors' Remuneration Mgmt For For For Report 4 Elect Tommy Breen Mgmt For For For 5 Elect Roisin Brennan Mgmt For For For 6 Elect Michael Buckley Mgmt For For For 7 Elect David Byrne Mgmt For For For 8 Elect Kevin Melia Mgmt For For For 9 Elect John Moloney Mgmt For For For 10 Elect Donal Murphy Mgmt For For For 11 Elect Fergal O'Dwyer Mgmt For For For 12 Elect Bernard Somers Mgmt For For For 13 Elect Leslie Van de Mgmt For For For Walle 14 Authority to Set Mgmt For For For Auditor's Fees 15 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 16 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 17 Authority to Repurchase Mgmt For For For Shares 18 Authority to Reissue Mgmt For For For Treasury Shares 19 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days 20 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Debenhams plc Ticker Security ID: Meeting Date Meeting Status DEB CINS G2768V102 01/08/2013 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Mgmt For For For Report 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Peter Fitzgerald Mgmt For For For 5 Elect Nigel Northridge Mgmt For For For 6 Elect Michael Sharp Mgmt For For For 7 Elect Simon Herrick Mgmt For For For 8 Elect Martina King Mgmt For For For 9 Elect Dennis Millard Mgmt For For For 10 Elect Mark Rolfe Mgmt For For For 11 Elect Sophie Turner Mgmt For For For Laing 12 Appointment of Auditor Mgmt For For For 13 Authority to Set Mgmt For For For Auditor's Fees 14 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 15 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 16 Authority to Repurchase Mgmt For For For Shares 17 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days ________________________________________________________________________________ DS Smith plc Ticker Security ID: Meeting Date Meeting Status SMDS CINS G2848Q123 09/04/2012 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Directors' Remuneration Mgmt For For For Report 4 Elect Gareth Davis Mgmt For For For 5 Elect Miles Roberts Mgmt For For For 6 Elect Steve Dryden Mgmt For For For 7 Elect Christopher Bunker Mgmt For For For 8 Elect Philippe Mellier Mgmt For For For 9 Elect Jonathan Nicholls Mgmt For For For 10 Appointment of Auditor Mgmt For For For 11 Authority to Set Mgmt For For For Auditor's Fees 12 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 13 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 14 Authority to Repurchase Mgmt For For For Shares 15 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 days ________________________________________________________________________________ Duro Felguera SA Ticker Security ID: Meeting Date Meeting Status MDF CINS E3800J109 04/25/2013 Voted Meeting Type Country of Trade Mix Spain Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports; Mgmt For For For Allocation of Profits/Dividends 4 Ratification of Board Mgmt For For For Acts 5 Authority to Repurchase Mgmt For For For Shares, Make Tender Offers and Cancel Shares 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Authority to Issue Mgmt For For For Convertible Debt Instruments w/o Preemptive Rights 8 Merger by Absorption Mgmt For For For 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Board Size Mgmt For For For 11 Appointment of Auditor Mgmt For For For 12 Remuneration Report Mgmt For For For 13 Authority to Carry Out Mgmt For For For Formalities ________________________________________________________________________________ Ekornes ASA Ticker Security ID: Meeting Date Meeting Status EKO CINS R20126109 05/15/2013 Take No Action Meeting Type Country of Trade Annual Norway Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Meeting Note N/A N/A TNA N/A 4 Non-Voting Meeting Note N/A N/A TNA N/A 5 Election of Presiding Mgmt For TNA N/A Chairman and an Individual to Check Minutes 6 Meeting Notice and Mgmt For TNA N/A Agenda 7 Accounts and Reports; Mgmt For TNA N/A Allocation of Profits/Dividends 8 Compensation Guidelines Mgmt For TNA N/A 9 Directors' and Mgmt For TNA N/A Nomination Committee Fees 10 Authority to Set Mgmt For TNA N/A Auditor's Fees 11 Elect Nora Forisdal Mgmt For TNA N/A Larssen 12 Elect Kjersti Kleven Mgmt For TNA N/A 13 Elect Olav Kjell Holtan Mgmt For TNA N/A as Chairman 14 Elect Kjersti Kleven Mgmt For TNA N/A 15 Elect Birger Harneshaug Mgmt For TNA N/A 16 Elect Tomas Billing Mgmt For TNA N/A 17 Elect Hege Sjo Mgmt For TNA N/A 18 Elect Birger Harneshaug Mgmt For TNA N/A as Chairman ________________________________________________________________________________ Emeco Holdings Limited Ticker Security ID: Meeting Date Meeting Status EHL CINS Q34648107 11/20/2012 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Re-elect Peter Johnston Mgmt For For For 3 Re-elect Robert Bishop Mgmt For For For 4 Elect Erica Smyth Mgmt For For For 5 Equity Grant (MD/CEO Mgmt For For For Keith Gordon) 6 Remuneration Report Mgmt For For For ________________________________________________________________________________ EVN AG Ticker Security ID: Meeting Date Meeting Status EVN CINS A19833101 01/17/2013 Voted Meeting Type Country of Trade Special Austria Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Allocation of Mgmt For For For Profits/Dividends 4 Ratification of Mgmt For For For Management and Supervisory Board Acts 5 Appointment of Auditor Mgmt For For For 6 Amendments to Articles Mgmt For For For 7 Elect Thomas Kusterer Mgmt For For For ________________________________________________________________________________ Ferrexpo Plc Ticker Security ID: Meeting Date Meeting Status FXPO CINS G3435Y107 05/23/2013 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Mgmt For For For Report 3 Allocation of Mgmt For For For Profits/Dividends 4 Appointment of Auditor Mgmt For For For 5 Authority to Set Mgmt For For For Auditor's Fees 6 Elect Michael Abrahams Mgmt For For For 7 Elect Oliver Baring Mgmt For For For 8 Elect Raffaele Genovese Mgmt For For For 9 Elect Wolfram Kuoni Mgmt For For For 10 Elect Christopher Mawe Mgmt For For For 11 Elect Ihor Mitiukov Mgmt For For For 12 Elect Mike Salamon Mgmt For For For 13 Elect Kostyantin Zhevago Mgmt For For For 14 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 15 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 16 Authority to Repurchase Mgmt For For For Shares 17 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days ________________________________________________________________________________ First Pacific Company Ltd. Ticker Security ID: Meeting Date Meeting Status 0142 CINS G34804107 05/30/2013 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Appointment of Auditor Mgmt For For For and Authority to Set Fees 6 Elect Manuel V. Mgmt For Against Against Pangilinan 7 Elect Edward CHEN K.Y. Mgmt For For For 8 Elect Margaret LEUNG KO Mgmt For For For May Yee 9 Elect Philip FAN Yan Hok Mgmt For Against Against 10 Elect Edward A. Mgmt For Against Against Tortorici 11 Elect Tedy Djuhar Mgmt For For For 12 Directors' Fees Mgmt For For For 13 Authority to Appoint Mgmt For For For Additional Directors 14 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 15 Authority to Repurchase Mgmt For For For Shares 16 Authority to Issue Mgmt For Against Against Repurchased Shares 17 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ First Resources Limited Ticker Security ID: Meeting Date Meeting Status EB5 CINS Y2560F107 04/22/2013 Voted Meeting Type Country of Trade Annual Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect TENG Cheong Kwee Mgmt For For For 4 Elect HEE Theng Fong Mgmt For For For 5 Directors' Fees Mgmt For For For 6 Appointment of Auditor Mgmt For For For and Authority to Set Fees 7 Authority to Issue Mgmt For For For Shares w/ or w/o Preemptive Rights 8 Authority to Repurchase Mgmt For For For Shares ________________________________________________________________________________ Fugro NV Ticker Security ID: Meeting Date Meeting Status FUGRO CINS N3385Q197 05/08/2013 Voted Meeting Type Country of Trade Annual Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Ratification of Mgmt For For For Management Board Acts 5 Ratification of Mgmt For For For Supervisory Board Acts 6 Allocation of Mgmt For For For Profits/Dividends 7 Elect M. Helmes Mgmt For For For 8 Elect J.C. Maarten Mgmt For For For Schonfeld 9 Elect S.J. Thomson to Mgmt For For For the Management Board 10 Authority to Repurchase Mgmt For For For Shares 11 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 12 Authority to Suppress Mgmt For For For Preemptive Rights 13 Any other business Mgmt For Against Against 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Fukuoka Financial Group Inc Ticker Security ID: Meeting Date Meeting Status 8354 CINS J17129107 06/27/2013 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Masaaki Tani Mgmt For Against Against 4 Elect Takashige Shibato Mgmt For For For 5 Elect Takashi Yoshikai Mgmt For For For 6 Elect Fumio Sakurai Mgmt For For For 7 Elect Jiroh Furumura Mgmt For For For 8 Elect Masayuki Aoyagi Mgmt For For For 9 Elect Yasuhiko Yoshida Mgmt For For For 10 Elect Kenji Hayashi Mgmt For For For 11 Elect Noritaka Murayama Mgmt For For For 12 Elect Osamu Obata Mgmt For For For 13 Elect Satoru Fukuda Mgmt For For For 14 Elect Shunsuke Yoshizawa Mgmt For For For 15 Elect Ryuji Yasuda Mgmt For For For 16 Elect Hideaki Takahashi Mgmt For For For 17 Elect Kiyofumi Habu as Mgmt For Against Against Alternate Statutory Auditor ________________________________________________________________________________ Genworth MI Canada Inc. Ticker Security ID: Meeting Date Meeting Status MIC CUSIP 37252B102 06/06/2013 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Brian Hurley Mgmt For For For 1.2 Elect Robert Brannock Mgmt For Withhold Against 1.3 Elect Robert Gillespie Mgmt For For For 1.4 Elect Sidney M. Horn Mgmt For For For 1.5 Elect Brian Kelly Mgmt For For For 1.6 Elect Samuel Marsico Mgmt For For For 1.7 Elect Leon Roday Mgmt For For For 1.8 Elect Jerome Upton Mgmt For For For 1.9 Elect John Walker Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Gigabyte Technology Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 2376 CINS Y2711J107 06/14/2013 Voted Meeting Type Country of Trade Annual Taiwan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Accounts and Reports Mgmt For For For 7 Allocation of Mgmt For For For Profits/Dividends 8 Amendments to Mgmt For For For Procedural Rules: Capital Loans 9 Amendments to Mgmt For For For Procedural Rules: Endorsements and Guarantees 10 Amendments to Mgmt For For For Procedural Rules: Acquisition and Disposal of Assets 11 Amendments to Mgmt For For For Procedural Rules: Shareholder Meetings 12 Extraordinary Motions Mgmt For Against Against ________________________________________________________________________________ Giordano International Limited Ticker Security ID: Meeting Date Meeting Status 709 CINS G6901M101 06/14/2013 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Elect Ishwar Bhagwandas Mgmt For For For CHUGANI 6 Elect Barry J. Buttifant Mgmt For Against Against 7 Appointment of Auditor Mgmt For For For and Authority to Set Fees 8 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 9 Authority to Repurchase Mgmt For For For Shares ________________________________________________________________________________ Glanbia Plc Ticker Security ID: Meeting Date Meeting Status GL9 CINS G39021103 11/20/2012 Voted Meeting Type Country of Trade Special Ireland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Joint Venture Mgmt For For For ________________________________________________________________________________ Great Eagle Holdings Limited Ticker Security ID: Meeting Date Meeting Status 41 CINS G4069C148 05/03/2013 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Elect Angelina LEE Pui Mgmt For For For Ling 6 Elect ZHU Qi Mgmt For For For 7 Elect Antony LO Hong Sui Mgmt For For For 8 Elect LO Ying Sui Mgmt For Against Against 9 Authority to Appoint Mgmt For For For Additional Directors 10 Directors' Fees Mgmt For For For 11 Appointment of Auditor Mgmt For For For and Authority to Set Fees 12 Authority to Repurchase Mgmt For For For Shares 13 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights ________________________________________________________________________________ Greene King plc Ticker Security ID: Meeting Date Meeting Status GNK CINS G40880133 09/04/2012 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Mgmt For For For Report 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Rooney Anand Mgmt For For For 5 Elect Norman Murray Mgmt For For For 6 Elect Ian Durant Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 Authority to Set Mgmt For For For Auditor's Fees 9 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 10 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 11 Authority to Repurchase Mgmt For For For Shares 12 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days ________________________________________________________________________________ Groupe Steria S.C.A. Ticker Security ID: Meeting Date Meeting Status RIA CINS F9892P100 05/30/2013 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts Mgmt For For For and Reports 6 Allocation of Mgmt For For For Profits/Dividends 7 Scrip Dividend Mgmt For For For 8 Related Party Mgmt For Against Against Transactions 9 Authority to Repurchase Mgmt For For For Shares 10 Relocation of Corporate Mgmt For For For Headquarters 11 Authority to Cancel Mgmt For For For Shares 12 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 13 Authority to Increase Mgmt For For For Capital Through Capitalizations 14 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 15 Authority to Issue Mgmt For For For Shares Through Private Placement 16 Authority to Increase Mgmt For For For Share Issuance Limit 17 Authority to Increase Mgmt For For For Capital in Consideration for Contributions in Kind 18 Authority to Increase Mgmt For For For Capital in Case of Exchange Offer 19 Global Ceiling on Mgmt For For For Capital Increases 20 Employee Stock Purchase Mgmt For Against Against Plan 21 Employee Stock Purchase Mgmt For Against Against Plan for Overseas Employees 22 Authorization of Legal Mgmt For For For Formalities ________________________________________________________________________________ Grupo Catalana Occidente S.A. Ticker Security ID: Meeting Date Meeting Status GCO CINS E5701Q116 04/25/2013 Voted Meeting Type Country of Trade Special Spain Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For (Individual) 3 Allocation of Mgmt For For For Profits/Dividends 4 Accounts and Reports Mgmt For For For (Consolidated) 5 Ratification of Board Mgmt For For For Acts 6 Elect Jose Maria Serra Mgmt For For For Farre 7 Elect Jorge Enrich Izard Mgmt For Against Against 8 Elect Federico Halpern Mgmt For Against Against Blasco 9 Elect Olandor, S.L. Mgmt For Abstain Against 10 Board Size Mgmt For Against Against 11 Appointment of Auditor Mgmt For For For 12 Directors' Fees Mgmt For For For 13 Remuneration Report Mgmt For Against Against 14 Authority to Carry Out Mgmt For For For Formalities 15 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Guangdong Investment Limited Ticker Security ID: Meeting Date Meeting Status 270 CINS Y2929L100 06/14/2013 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Elect WEN Yinheng Mgmt For For For 6 Elect HUANG Zhenhai Mgmt For For For 7 Elect Anthony WU Mgmt For For For Ting-yuk 8 Elect XU Wenfang Mgmt For Against Against 9 Elect LI Wai Keung Mgmt For For For 10 Elect John CHAN Cho Chak Mgmt For For For 11 Elect David LI Kwok-po Mgmt For Against Against 12 Directors' Fees Mgmt For For For 13 Appointment of Auditor Mgmt For For For and Authority to Set Fees 14 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 15 Authority to Repurchase Mgmt For For For Shares 16 Authority to Issue Mgmt For Against Against Repurchased Shares 17 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Guangshen Railway Company Limited Ticker Security ID: Meeting Date Meeting Status 0525 CINS Y2930P108 05/23/2013 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Director's Report Mgmt For For For 3 Supervisor's Report Mgmt For For For 4 Accounts and Reports Mgmt For For For 5 Allocation of Mgmt For For For Profits/Dividends 6 Financial Budget Mgmt For For For 7 Appointment of Domestic Mgmt For For For Auditor and Authority to Set Fees 8 Appointment of Mgmt For For For International Auditor and Authority to Set Fees 9 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Guangshen Railway Company Limited Ticker Security ID: Meeting Date Meeting Status 0525 CINS Y2930P108 09/27/2012 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amendments to Articles Mgmt For For For ________________________________________________________________________________ Harvey Norman Holdings Limited Ticker Security ID: Meeting Date Meeting Status HVN CINS Q4525E117 11/27/2012 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Remuneration Report Mgmt For For For 4 Declare a Dividend Mgmt For For For 5 Re-elect Michael Harvey Mgmt For Against Against 6 Re-elect Ian Norman Mgmt For For For 7 Re-elect Chris Mentis Mgmt For Against Against 8 Re-elect Christopher Mgmt For Against Against Brown ________________________________________________________________________________ Higo Bank Ltd. Ticker Security ID: Meeting Date Meeting Status 8394 CINS J19404102 06/25/2013 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Allocation of Mgmt For For For Profits/Dividends 2 Amendments to Articles Mgmt For For For 3 Elect Tsutomu Tajima Mgmt For Against Against 4 Elect Masaki Masudo Mgmt For Against Against 5 Bonus Mgmt For For For ________________________________________________________________________________ Horizon North Logistics Inc. Ticker Security ID: Meeting Date Meeting Status HNL CUSIP 44044D107 05/01/2013 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Board Size Mgmt For For For 2.1 Elect Bob German Mgmt For For For 2.2 Elect Roderick W. Graham Mgmt For For For 2.3 Elect Kevin D. Nabholz Mgmt For For For 2.4 Elect Russell Newmark Mgmt For For For 2.5 Elect Richard E. Mgmt For For For Peterson 2.6 Elect Ann Rooney Mgmt For For For 2.7 Elect Dean S. Swanberg Mgmt For For For 2.8 Elect Dale E. Tremblay Mgmt For For For 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Idemitsu Kosan Company Limited Ticker Security ID: Meeting Date Meeting Status 5019 CINS J2388K103 06/27/2013 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Kazuhisa Nakano Mgmt For Against Against 3 Elect Takashi Tsukioka Mgmt For For For 4 Elect Kenichi Matsui Mgmt For For For 5 Elect Yoshihisa Mgmt For For For Matsumoto 6 Elect Yasunori Maeda Mgmt For For For 7 Elect Osamu Kamimae Mgmt For For For 8 Elect Daisuke Seki Mgmt For For For 9 Elect Hiroshi Seki Mgmt For For For 10 Elect Katsumi Saitoh Mgmt For For For 11 Elect Takashi Matsushita Mgmt For For For 12 Elect Shunichi Kitoh Mgmt For For For 13 Elect Michiyoshi Mgmt For Against Against Kuriyama as Statutory Auditor ________________________________________________________________________________ Inchcape plc Ticker Security ID: Meeting Date Meeting Status INCH CINS G47320208 05/16/2013 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Mgmt For Against Against Report 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Ken Hanna Mgmt For For For 5 Elect Andre Lacroix Mgmt For For For 6 Elect John McConnell Mgmt For For For 7 Elect Simon A. Borrows Mgmt For For For 8 Elect Alison Cooper Mgmt For For For 9 Elect Nigel Northridge Mgmt For For For 10 Elect Vicky Bindra Mgmt For For For 11 Elect Till Vestring Mgmt For For For 12 Appointment of Auditor Mgmt For For For 13 Authority to Set Mgmt For For For Auditor's Fees 14 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 15 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 16 Authority to Repurchase Mgmt For For For Shares 17 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days 18 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Infratil Limited Ticker Security ID: Meeting Date Meeting Status IFT CINS Q4933Q124 08/13/2012 Voted Meeting Type Country of Trade Annual New Zealand Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Re-elect Marko Mgmt For For For Bogoievski 4 Re-elect David Newman Mgmt For Against Against 5 Approve Increase in Mgmt For Against Against NEDs' Fee Cap 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Authorise Board to Set Mgmt For For For Auditor's Fees 11 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Intermediate Capital Group plc Ticker Security ID: Meeting Date Meeting Status ICP CINS G4807D101 07/10/2012 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Mgmt For Against Against Report 3 Allocation of Mgmt For For For Profits/Dividends 4 Appointment of Auditor Mgmt For For For 5 Authority to Set Mgmt For For For Auditor's Fees 6 Elect Justin Dowley Mgmt For For For 7 Elect Christophe Evain Mgmt For For For 8 Elect Philip Keller Mgmt For For For 9 Elect Peter Gibbs Mgmt For For For 10 Elect Kevin Parry Mgmt For For For 11 Elect Benoit Durteste Mgmt For For For 12 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Authority to Repurchase Mgmt For For For Shares 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days ________________________________________________________________________________ Interserve Plc Ticker Security ID: Meeting Date Meeting Status IRV CINS G49105102 01/07/2013 Voted Meeting Type Country of Trade Special United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Disposal of PFI Mgmt For For For Holdings to Trustee ________________________________________________________________________________ Interserve Plc Ticker Security ID: Meeting Date Meeting Status IRV CINS G49105102 05/13/2013 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Directors' Remuneration Mgmt For For For Report 4 Elect Anne Fahy Mgmt For For For 5 Elect Norman Blackwell Mgmt For For For 6 Elect Les Cullen Mgmt For For For 7 Elect Steven Dance Mgmt For For For 8 Elect Tim Haywood Mgmt For For For 9 Elect Keith Ludeman Mgmt For For For 10 Elect Bruce Melizan Mgmt For For For 11 Elect Adrian Ringrose Mgmt For For For 12 Elect Dougie Sutherland Mgmt For Against Against 13 Elect David Thorpe Mgmt For For For 14 Appointment of Auditor Mgmt For For For 15 Authority to Set Mgmt For For For Auditor's Fees 16 Authorisation of Mgmt For For For Political Donations 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 20 Non-Voting Agenda Item N/A N/A N/A N/A 21 Non-Voting Agenda Item N/A N/A N/A N/A 22 Non-Voting Agenda Item N/A N/A N/A N/A 23 Non-Voting Agenda Item N/A N/A N/A N/A 24 Non-Voting Agenda Item N/A N/A N/A N/A 25 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 26 Non-Voting Agenda Item N/A N/A N/A N/A 27 Non-Voting Agenda Item N/A N/A N/A N/A 28 Non-Voting Agenda Item N/A N/A N/A N/A 29 Non-Voting Agenda Item N/A N/A N/A N/A 30 Non-Voting Agenda Item N/A N/A N/A N/A 31 Non-Voting Agenda Item N/A N/A N/A N/A 32 Non-Voting Agenda Item N/A N/A N/A N/A 33 Authority to Repurchase Mgmt For For For Shares 34 Non-Voting Agenda Item N/A N/A N/A N/A 35 Non-Voting Agenda Item N/A N/A N/A N/A 36 Non-Voting Agenda Item N/A N/A N/A N/A 37 Non-Voting Agenda Item N/A N/A N/A N/A 38 Non-Voting Agenda Item N/A N/A N/A N/A 39 Amendments to Articles Mgmt For For For Regarding Share Certificate Authentication 40 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days 41 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Ipsen S.A. Ticker Security ID: Meeting Date Meeting Status IPN CINS F5362H107 05/31/2013 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts Mgmt For For For and Reports 6 Allocation of Mgmt For For For Profits/Dividends 7 Related Party Mgmt For Against Against Transactions 8 Elements of Mgmt For Against Against Compensation (Christel Bories) 9 Severance Agreement and Mgmt For For For Retirement Plan (Christel Bories) 10 Elect Antoine Flochel Mgmt For Against Against 11 Elect Gerard Hauser Mgmt For For For 12 Elect Martha Crawford Mgmt For For For 13 Authority to Repurchase Mgmt For For For Shares 14 Authority to Cancel Mgmt For For For Shares and Reduce Capital 15 Authority to Increase Mgmt For For For Capital Through Capitalizations 16 Authority to Issue Mgmt For Abstain Against Shares and/or Convertible Securities w/ Preemptive Rights 17 Authority to Increase Mgmt For Abstain Against Capital in Case of Exchange Offer 18 Authority to Issue Mgmt For Abstain Against Shares and/or Convertible Securities Through Private Placement 19 Greenshoe Mgmt For Abstain Against 20 Authority to Increase Mgmt For Against Against Capital in Consideration for Contributions in Kind 21 Employee Stock Purchase Mgmt For For For Plan 22 Authority to Grant Mgmt For Against Against Stock Options 23 Authority to Issue Mgmt For Against Against Restricted Shares 24 Authority to Grant Mgmt For For For Warrants 25 Authority to Grant Mgmt For Against Against Warrants (Marc de Garidel) 26 Authority to Grant Mgmt For Against Against Warrants (Christel Bories) 27 Authorization of Legal Mgmt For For For Formalities ________________________________________________________________________________ J D Wetherspoon plc Ticker Security ID: Meeting Date Meeting Status JDW CINS G5085Y147 11/08/2012 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Mgmt For For For Report 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Tim Martin Mgmt For For For 5 Elect John Hutson Mgmt For For For 6 Elect Kirk Davis Mgmt For For For 7 Elect Su Cacioppo Mgmt For For For 8 Elect Debra van Gene Mgmt For For For 9 Elect Elizabeth McMeikan Mgmt For Against Against 10 Elect Sir Richard Mgmt For For For Beckett 11 Elect Mark Reckitt Mgmt For For For 12 Appointment of Auditor Mgmt For For For and Authority to Set Fees 13 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 14 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 15 Authority to Repurchase Mgmt For For For Shares 16 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days ________________________________________________________________________________ Japan Aviation Electronics Industry Limited Ticker Security ID: Meeting Date Meeting Status 6807 CINS J26273102 06/25/2013 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Amendments to Articles Mgmt For For For 2 Elect Yasutaka Akiyama Mgmt For Against Against 3 Elect Takashi Tamaki Mgmt For For For 4 Elect Kazuo Takeda Mgmt For For For 5 Elect Tsutomu Onohara Mgmt For For For 6 Elect Yasutoshi Ogino Mgmt For For For 7 Elect Takashi Yamamoto Mgmt For Against Against as Statutory Auditor 8 Directors' Fees Mgmt For For For 9 Bonus Mgmt For For For ________________________________________________________________________________ Japan Petroleum Exploration Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 1662 CINS J2740Q103 06/25/2013 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Yuji Tanahashi Mgmt For Against Against 4 Elect Osamu Watanabe Mgmt For For For 5 Elect Hiroshi Satoh Mgmt For For For 6 Elect Shohichi Ishii Mgmt For For For 7 Elect Mitsuru Saitoh Mgmt For For For 8 Elect Junichi Matsumoto Mgmt For For For 9 Elect Nobuyuki Ogura Mgmt For For For 10 Elect Hitoshi Yamatoya Mgmt For For For 11 Elect Kazuo Nakayama Mgmt For For For 12 Elect Kiyoshi Ogino Mgmt For For For 13 Elect Hikaru Fukasawa Mgmt For For For 14 Elect Yohsuke Higai Mgmt For For For 15 Elect Shigeru Mitsuya Mgmt For For For 16 Elect Kazuo Kawakami Mgmt For For For 17 Elect Nobuaki Moritani Mgmt For Against Against 18 Elect Morio Ishizeki Mgmt For Against Against 19 Retirement Allowances Mgmt For Against Against for Directors and Statutory Auditors 20 Bonus Mgmt For Against Against 21 Statutory Auditors' Fees Mgmt For For For ________________________________________________________________________________ Johnson Electric Holdings Limited Ticker Security ID: Meeting Date Meeting Status 179 CINS G5150J140 07/11/2012 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Elect Austin WANG Mgmt For For For 6 Elect Peter Edwards Mgmt For For For 7 Elect Patrick Paul Mgmt For For For 8 Elect Michael Enright Mgmt For For For 9 Directors' Fees Mgmt For For For 10 Appointment of Auditor Mgmt For For For and Authority to Set Fees 11 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 12 Authority to Repurchase Mgmt For For For Shares 13 Authority to Issue Mgmt For Against Against Repurchased Shares ________________________________________________________________________________ Kaken Pharmaceutical Co. Ticker Security ID: Meeting Date Meeting Status 4521 CINS J29266103 06/27/2013 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Allocation of Mgmt For For For Profits/Dividends 2 Amendments to Articles Mgmt For For For 3 Elect Shiroh Inui Mgmt For Against Against 4 Elect Tetsuo Ohnuma Mgmt For For For 5 Elect Susumu Kojima Mgmt For For For 6 Elect Hirokazu Konishi Mgmt For For For 7 Elect Yoshihiro Ieda Mgmt For For For 8 Elect Noboru Shibata Mgmt For For For 9 Elect Kazuki Sekitani Mgmt For For For 10 Elect Sumio Yoshizawa Mgmt For For For 11 Elect Masanori Aoyama Mgmt For Against Against 12 Elect Tsuyoshi Takada Mgmt For For For as Alternate Statutory Auditor 13 Bonus Mgmt For For For ________________________________________________________________________________ Kato Sangyo Company Limited Ticker Security ID: Meeting Date Meeting Status 9869 CINS J3104N108 12/21/2012 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Allocation of Mgmt For For For Profits/Dividends 2 Amendment to Articles Mgmt For For For Regarding Change in Company Purpose 3 Elect Takeo Katoh Mgmt For Against Against 4 Elect Kazuya Katoh Mgmt For For For 5 Elect Yoshitsugu Harui Mgmt For For For 6 Elect Takao Kobayashi Mgmt For For For 7 Elect Kazunari Fukushima Mgmt For For For 8 Elect Shigemi Hama Mgmt For For For 9 Elect Kazuhiko Takao Mgmt For For For 10 Elect Toshihiro Kimura Mgmt For For For 11 Elect Kohichi Ueshima Mgmt For For For 12 Elect Kenichi Yamanaka Mgmt For For For 13 Elect Keitaroh Yatani Mgmt For Against Against 14 Elect Hiroki Sagara Mgmt For For For 15 Elect Masakazu Katoh Mgmt For For For 16 Elect Kohji Yamamura Mgmt For For For 17 Retirement Allowances Mgmt For Against Against for Director(s) and Statutory Auditor(s) ________________________________________________________________________________ Kcom Group Plc Ticker Security ID: Meeting Date Meeting Status KCOM CINS G5221A102 07/19/2012 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Mgmt For For For Report 3 Allocation of Mgmt For For For Profits/Dividends 4 Appointment of Auditor Mgmt For For For 5 Authority to Set Mgmt For For For Auditor's Fees 6 Elect Bill Halbert Mgmt For For For 7 Elect Graham Holden Mgmt For For For 8 Elect Anthony Illsley Mgmt For For For 9 Elect Paul Simpson Mgmt For For For 10 Elect Martin Towers Mgmt For For For 11 Elect Kevin Walsh Mgmt For For For 12 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Authority to Repurchase Mgmt For For For Shares 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Long-Term Incentive Plan Mgmt For For For 21 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days ________________________________________________________________________________ Kyorin Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 4569 CINS J37996113 06/25/2013 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Masahiro Yamashita Mgmt For For For 2 Elect Mitsutomo Mgmt For For For Miyashita 3 Elect Minoru Hogawa Mgmt For For For 4 Elect Tomiharu Matsumoto Mgmt For For For 5 Elect Yutaka Ogihara Mgmt For For For 6 Elect Masakatsu Komuro Mgmt For For For 7 Elect Satoru Kanai Mgmt For For For 8 Elect Shigeru Ogihara Mgmt For For For 9 Elect Senji Ozaki Mgmt For For For 10 Elect Noriyuki Shikanai Mgmt For For For ________________________________________________________________________________ Laird Plc Ticker Security ID: Meeting Date Meeting Status LRD CINS G53508175 05/03/2013 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Mgmt For For For Report 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Nigel Keen Mgmt For For For 5 Elect David Lockwood Mgmt For For For 6 Elect Jonathan Silver Mgmt For For For 7 Elect Paula Bell Mgmt For For For 8 Elect Sir Christopher Mgmt For For For Hum 9 Elect Michael Kelly Mgmt For For For 10 Elect Anthony Reading Mgmt For Against Against 11 Appointment of Auditor Mgmt For Against Against and Authority to Set Fees 12 Long-Term Incentive Plan Mgmt For For For 13 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 14 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 15 Authority to Repurchase Mgmt For For For Shares 16 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days ________________________________________________________________________________ Leoni AG Ticker Security ID: Meeting Date Meeting Status LEO CINS D5009P118 04/30/2013 Take No Action Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Meeting Note N/A N/A TNA N/A 4 Non-Voting Meeting Note N/A N/A TNA N/A 5 Non-Voting Meeting Note N/A N/A TNA N/A 6 Non-Voting Agenda Item N/A N/A TNA N/A 7 Allocation of Mgmt For TNA N/A Profits/Dividends 8 Ratification of Mgmt For TNA N/A Management Board Acts 9 Ratification of Mgmt For TNA N/A Supervisory Board Acts 10 Appointment of Auditor Mgmt For TNA N/A 11 Amendment to Mgmt For TNA N/A Supervisory Board Members' Fees 12 Amendments to Articles Mgmt For TNA N/A ________________________________________________________________________________ Linamar Corporation Ticker Security ID: Meeting Date Meeting Status LNR CUSIP 53278L107 05/24/2013 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Frank Hasenfratz Mgmt For For For 1.2 Elect Linda S. Mgmt For For For Hasenfratz 1.3 Elect Mark Stoddart Mgmt For Withhold Against 1.4 Elect William Harrison Mgmt For For For 1.5 Elect David Buehlow Mgmt For For For 1.6 Elect Terry Reidel Mgmt For Withhold Against 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Lippo Malls Indonesia Retail Trust Ticker Security ID: Meeting Date Meeting Status D5IU CINS Y5285G102 04/26/2013 Voted Meeting Type Country of Trade Annual Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Authority to Issue Mgmt For For For Units w/ or w/o Preemptive Rights ________________________________________________________________________________ Lippo Malls Indonesia Retail Trust Ticker Security ID: Meeting Date Meeting Status D5IU CINS Y5285G102 12/13/2012 Voted Meeting Type Country of Trade Special Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Property Purchase Mgmt For For For 2 Property Purchase Mgmt For For For 3 Waiver of Mandatory Mgmt For For For Takeover Requirement 4 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Loomis AB Ticker Security ID: Meeting Date Meeting Status LOOM'B CINS W5650X104 05/06/2013 Take No Action Meeting Type Country of Trade Annual Sweden Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Meeting Note N/A N/A TNA N/A 4 Non-Voting Agenda Item N/A N/A TNA N/A 5 Non-Voting Agenda Item N/A N/A TNA N/A 6 Non-Voting Agenda Item N/A N/A TNA N/A 7 Non-Voting Agenda Item N/A N/A TNA N/A 8 Non-Voting Agenda Item N/A N/A TNA N/A 9 Non-Voting Agenda Item N/A N/A TNA N/A 10 Non-Voting Agenda Item N/A N/A TNA N/A 11 Non-Voting Agenda Item N/A N/A TNA N/A 12 Non-Voting Agenda Item N/A N/A TNA N/A 13 Non-Voting Agenda Item N/A N/A TNA N/A 14 Accounts and Reports Mgmt For TNA N/A 15 Allocation of Mgmt For TNA N/A Profits/Dividends 16 Dividend Record Date Mgmt For TNA N/A 17 Ratification of Board Mgmt For TNA N/A and Management Acts 18 Board Size Mgmt For TNA N/A 19 Directors' Fees Mgmt For TNA N/A 20 Election of Directors Mgmt For TNA N/A 21 Nomination Committee Mgmt For TNA N/A 22 Compensation Guidelines Mgmt For TNA N/A 23 Deferred Bonus Plan Mgmt For TNA N/A 24 Authority to Repurchase Mgmt For TNA N/A Shares Pursuant to Deferred Bonus Plan 25 Transfer of Shares Mgmt For TNA N/A Pursuant to Deferred Bonus Plan 26 Authority to Enter into Mgmt For TNA N/A an Equity Swap Agreement 27 Non-Voting Agenda Item N/A N/A TNA N/A ________________________________________________________________________________ Maiden Holdings, Ltd. Ticker Security ID: Meeting Date Meeting Status MHLD CUSIP G5753U112 05/07/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Barry D. Zyskind Mgmt For For For 1.2 Elect Simcha Lyons Mgmt For Withhold Against 1.3 Elect Raymond M. Neff Mgmt For For For 1.4 Elect Yehuda L. Mgmt For Withhold Against Neuberger 1.5 Elect Steven H. Nigro Mgmt For For For 1.6 Elect David A. Lamneck Mgmt For For For 1.7 Elect John Marshaleck Mgmt For For For 1.8 Elect Lawrence F. Metz Mgmt For For For 1.9 Elect Arturo M. Mgmt For For For Raschbaum 1.10 Elect Patrick J. Haveron Mgmt For For For 1.11 Elect Ronald M. Judd Mgmt For For For 1.12 Elect John Marshaleck Mgmt For For For 1.13 Elect Lawrence F. Metz Mgmt For For For 1.14 Elect Arturo M. Mgmt For For For Raschbaum 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Maple Leaf Foods Inc. Ticker Security ID: Meeting Date Meeting Status MFI CUSIP 564905107 05/02/2013 Voted Meeting Type Country of Trade Special Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect W. Geoffrey Mgmt For For For Beattie 1.2 Elect Gregory A. Boland Mgmt For For For 1.3 Elect John L. Bragg Mgmt For For For 1.4 Elect David L. Emerson Mgmt For For For 1.5 Elect Jeffrey Gandz Mgmt For For For 1.6 Elect Claude R. Mgmt For For For Lamoureux 1.7 Elect J. Scott McCain Mgmt For Withhold Against 1.8 Elect Michael H. McCain Mgmt For For For 1.9 Elect Diane E. McGarry Mgmt For For For 1.10 Elect James P. Olson Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Amendment to By-Laws Mgmt For For For Regarding Quorum 5 2013 Share Purchase and Mgmt For For For Deferred Share Unit Plan ________________________________________________________________________________ Marston's plc Ticker Security ID: Meeting Date Meeting Status MARS CINS G5852L104 01/22/2013 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect David Thompson Mgmt For For For 4 Elect Andrew Andrea Mgmt For For For 5 Elect Rosalind Cuschieri Mgmt For For For 6 Elect Ralph Findlay Mgmt For For For 7 Elect Neil Goulden Mgmt For For For 8 Elect Robin Hodgson Mgmt For For For 9 Elect Robin Rowland Mgmt For For For 10 Elect Nick Backhouse Mgmt For For For 11 Elect Peter Dalzell Mgmt For For For 12 Appointment of Auditor Mgmt For For For 13 Authority to Set Mgmt For For For Auditor's Fees 14 Directors' Remuneration Mgmt For For For Report 15 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 16 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 17 Authority to Repurchase Mgmt For For For Shares 18 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days ________________________________________________________________________________ Megane Top Ticker Security ID: Meeting Date Meeting Status 7541 CINS J4157V104 06/26/2013 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Shohzoh Tomizawa Mgmt For Against Against 4 Elect Masahiro Tomizawa Mgmt For For For 5 Elect Masao Takayanagi Mgmt For For For 6 Elect Mitsuru Hohshoh Mgmt For For For 7 Elect Manabu Nokata Mgmt For For For 8 Elect Shigeaki Matsuda Mgmt For For For 9 Elect Kazuhiro Yoshida Mgmt For For For 10 Elect Hideaki Matsunaga Mgmt For For For 11 Elect Mitsuo Suzuki Mgmt For For For 12 Elect Teruo Shingai Mgmt For For For 13 Bonus Mgmt For Against Against 14 Retirement Allowances Mgmt For Against Against for Statutory Auditor(s) ________________________________________________________________________________ Mermaid Marine Australia Limited Ticker Security ID: Meeting Date Meeting Status MRM CINS Q6008Q111 11/22/2012 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Remuneration Report Mgmt For For For 3 Re-elect Anthony Howarth Mgmt For For For 4 Elect Eve Howell Mgmt For For For 5 Elect Chiang Gnee Heng Mgmt For For For 6 Approve MD's Mgmt For For For Performance Rights Plan 7 Equity Grant (MD Mgmt For For For Jeffrey Weber) 8 Approve Increase in Mgmt For For For NEDs' Fee Cap 9 Adopt New Constitution Mgmt For For For ________________________________________________________________________________ Methanex Corporation Ticker Security ID: Meeting Date Meeting Status MX CUSIP 59151K108 04/25/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Bruce Aitken Mgmt For For For 1.2 Elect Howard Balloch Mgmt For For For 1.3 Elect Phillip Cook Mgmt For For For 1.4 Elect John Floren Mgmt For For For 1.5 Elect Thomas Hamilton Mgmt For For For 1.6 Elect Robert Kostelnik Mgmt For For For 1.7 Elect Douglas Mahaffy Mgmt For For For 1.8 Elect A. Terence Poole Mgmt For For For 1.9 Elect John Reid Mgmt For For For 1.10 Elect Janice Rennie Mgmt For Withhold Against 1.11 Elect Monica Sloan Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Mitsubishi Gas Chemical Company Inc. Ticker Security ID: Meeting Date Meeting Status 4182 CINS J43959113 06/25/2013 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amendments to Articles Mgmt For For For 3 Elect Kazuo Sakai Mgmt For For For 4 Elect Toshikiyo Kurai Mgmt For For For 5 Elect Masami Orisaku Mgmt For For For 6 Elect Yukio Sakai Mgmt For For For 7 Elect Katsuhiko Sugita Mgmt For For For 8 Elect Takayuki Watanabe Mgmt For For For 9 Elect Yoshihiro Yamane Mgmt For For For 10 Elect Kunio Kawa Mgmt For For For 11 Elect Katsushige Hayashi Mgmt For Against Against 12 Elect Masahiro Johno Mgmt For Against Against 13 Elect Yoshimasa Nihei Mgmt For For For 14 Elect Kunio Ohya Mgmt For Against Against 15 Elect Yasuomi Matsuyama Mgmt For Against Against 16 Elect Hiroaki Kanzaki Mgmt For For For as Alternate Statutory Auditor 17 Reserved Retirement Mgmt For Against Against Allowances for Directors ________________________________________________________________________________ Mitsubishi UFJ Lease & Finance Co., Ltd. (fka Diamond Lease Co.) Ticker Security ID: Meeting Date Meeting Status 8593 CINS J4706D100 06/27/2013 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Ryuichi Murata Mgmt For Against Against 2 Elect Tadashi Shiraishi Mgmt For For For 3 Elect Kazuo Seki Mgmt For For For 4 Elect Kohichi Sakamoto Mgmt For For For 5 Elect Taichi Itoh Mgmt For For For 6 Elect Nobuyoshi Ishii Mgmt For For For 7 Elect Osamu Miki Mgmt For For For 8 Elect Kiyoshi Tada Mgmt For For For 9 Elect Hideki Kobayakawa Mgmt For For For 10 Elect Tsuyoshi Nonoguchi Mgmt For For For 11 Elect Teruyuki Minoura Mgmt For For For 12 Elect Eiichi Tanabe Mgmt For For For 13 Elect Hajime Inomata Mgmt For For For 14 Elect Takami Mgmt For For For Matsubayashi 15 Elect Masashi Ohnuki Mgmt For Against Against 16 Elect Naoto Okamoto Mgmt For Against Against 17 Elect Shigeru Tsuburaya Mgmt For Against Against ________________________________________________________________________________ Mondi plc Ticker Security ID: Meeting Date Meeting Status MNDI CINS G6258S107 05/03/2013 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Stephen C. Harris Mgmt For For For 2 Elect David Hathorn Mgmt For For For 3 Elect Andrew King Mgmt For For For 4 Elect Imogen Mkhize Mgmt For For For 5 Elect John E. Nicholas Mgmt For For For 6 Elect Peter Oswald Mgmt For For For 7 Elect Anne Quinn Mgmt For For For 8 Elect David Williams Mgmt For For For 9 Elect Audit Committee Mgmt For For For Member (Harris) 10 Elect Audit Committee Mgmt For For For Member (Nicholas) 11 Elect Audit Committee Mgmt For For For Member (Quinn) 12 Accounts and Reports Mgmt For For For (Mondi Ltd) 13 Directors' Remuneration Mgmt For For For Report (Mondi Ltd) 14 Directors' Fees (Mondi Mgmt For For For Ltd) 15 Directors' Fees (Mondi Mgmt For For For Ltd) 16 Allocation of Mgmt For For For Profits/Dividends (Mondi Ltd) 17 Appointment of Auditor Mgmt For For For (Mondi Ltd) 18 Authority to Set Mgmt For For For Auditor's Fees (Mondi Ltd) 19 Approve Financial Mgmt For For For Assistance (Mondi Ltd) 20 Non-Voting Agenda Item N/A N/A N/A N/A 21 General Authority to Mgmt For For For Issue Shares (Mondi Ltd) 22 General Authority to Mgmt For For For Issue Special Converting Shares (Mondi Ltd) 23 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights (Mondi Ltd) 24 Authority to Repurchase Mgmt For For For Shares (Mondi Ltd) 25 Authority to Implement Mgmt For For For Odd Lot Offer (Mondi Ltd) 26 Specific Authority to Mgmt For For For Repurchase Shares - Odd Lot Offers (Mondi Ltd) 27 Amendment to Long-Term Mgmt For For For Incentive Plan (Mondi Ltd) 28 Accounts and Reports Mgmt For For For (Mondi plc) 29 Directors' Remuneration Mgmt For For For Report (Mondi plc) 30 Allocation of Mgmt For For For Profits/Dividends (Mondi plc) 31 Appointment of Auditor Mgmt For For For (Mondi plc) 32 Authority to Set Mgmt For For For Auditor's Fees (Mondi plc) 33 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights (Mondi plc) 34 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights (Mondi plc) 35 Non-Voting Agenda Item N/A N/A N/A N/A 36 Authority to Repurchase Mgmt For For For Shares (Mondi plc) 37 Non-Voting Agenda Item N/A N/A N/A N/A 38 Amendments to Articles Mgmt For For For (Mondi plc) 39 Authority to Implement Mgmt For For For Odd Lot Offer (Mondi plc) 40 Authority to Implement Mgmt For For For Odd Lot Offer (Mondi plc) 41 Amendment to Long-Term Mgmt For For For Incentive Plan (Mondi plc) 42 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Morgan Advanced Materials Plc Ticker Security ID: Meeting Date Meeting Status MGAM CINS G62496131 05/10/2013 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Mgmt For For For Report 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Kevin Dangerfield Mgmt For For For 5 Elect Martin Flower Mgmt For For For 6 Elect Andrew Given Mgmt For For For 7 Elect Simon Heale Mgmt For For For 8 Elect Andrew Hosty Mgmt For For For 9 Elect Mark Robertshaw Mgmt For For For 10 Elect Victoire de Mgmt For For For Margerie 11 Elect Andrew B. Shilston Mgmt For For For 12 Appointment of Auditor Mgmt For For For 13 Authority to Set Mgmt For For For Auditor's Fees 14 Authorisation of Mgmt For For For Political Donations 15 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 16 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 17 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days 18 Adoption of New Articles Mgmt For For For 19 Long-Term Incentive Mgmt For For For Plan Renewal ________________________________________________________________________________ Myer Holdings Limited Ticker Security ID: Meeting Date Meeting Status MYR CINS Q64865100 12/07/2012 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Paul McClintock Mgmt For For For 3 Elect Ian Morrice Mgmt For For For 4 Re-elect Anne Brennan Mgmt For For For 5 Re-elect Peter Hay Mgmt For For For 6 Remuneration Report Mgmt For For For ________________________________________________________________________________ Namco Bandai Holdings Inc Ticker Security ID: Meeting Date Meeting Status 7832 CINS J48454102 06/24/2013 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Shukuo Ishikawa Mgmt For For For 4 Elect Kazunori Ueno Mgmt For For For 5 Elect Shuji Ohtsu Mgmt For For For 6 Elect Yuji Asako Mgmt For For For 7 Elect Satoshi Ohshita Mgmt For For For 8 Elect Masahiro Tachibana Mgmt For For For 9 Elect Manabu Tazaki Mgmt For For For 10 Elect Nobuo Sayama Mgmt For For For 11 Elect Tomohisa Tabuchi Mgmt For For For ________________________________________________________________________________ Neopost SA Ticker Security ID: Meeting Date Meeting Status NEO CINS F65196119 07/04/2012 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports; Mgmt For For For Approval of Non-Tax-Deductible Expenses 5 Allocation of Mgmt For For For Profits/Dividends 6 Consolidated Accounts Mgmt For For For and Reports 7 Related Party Mgmt For For For Transactions 8 Directors' Fees Mgmt For For For 9 Elect Henk Bodt Mgmt For For For 10 Elect Eric Licoys Mgmt For Against Against 11 Elect Vincent Mercier Mgmt For For For 12 Elect Eric Courteille Mgmt For For For 13 Elect Isabelle Simon Mgmt For For For 14 Authority to Repurchase Mgmt For For For Shares 15 Authority to Issue Mgmt For For For Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 16 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 17 Authority to Issue Mgmt For For For Shares for Private Placement 18 Authority to Issue Mgmt For For For Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments 19 Authority to Issue Mgmt For For For Convertible Securities Through Private Placement; Authority to Issue Debt Instruments 20 Authority to Increase Mgmt For For For Share Issuance Limit 21 Authority to Increase Mgmt For For For Capital Through Capitalizations 22 Authority to Increase Mgmt For For For Capital in Consideration for Contributions in Kind; Authority to Issue Debt Instruments 23 Authority to Increase Mgmt For For For Capital in Case of Exchange Offer; Authority to Issue Debt Instruments 24 Authority to Increase Mgmt For For For Capital Under Employee Savings Plan 25 Authority to Increase Mgmt For For For Capital Under Foreign Employee Savings Plan 26 Authority to Issue Mgmt For Against Against Restricted Shares 27 Authority to Cancel Mgmt For For For Shares and Reduce Capital 28 Authority to Issue Debt Mgmt For For For Instruments 29 Authority to Carry Out Mgmt For For For Formalities 30 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Nichii Gakkan Co. Ticker Security ID: Meeting Date Meeting Status 9792 CINS J49603103 06/26/2013 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Mgmt For For For Profits/Dividends 3 Amendments to Articles Mgmt For For For 4 Elect Kiyomi Hoshino Mgmt For For For 5 Elect Takako Tanemoto Mgmt For Against Against 6 Elect Tomoya Kusakabe Mgmt For Against Against 7 Elect Keita Moriwaki Mgmt For Against Against 8 Retirement Allowances Mgmt For Against Against for Directors 9 Bonus Mgmt For Against Against ________________________________________________________________________________ Nihon Kohden Ticker Security ID: Meeting Date Meeting Status 6849 CINS J50538115 06/26/2013 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Allocation of Mgmt For For For Profits/Dividends 2 Elect Kazuo Ogino Mgmt For For For 3 Elect Fumio Suzuki Mgmt For For For 4 Elect Kenji Hakuta Mgmt For For For 5 Elect Toshitsugu Izawa Mgmt For For For 6 Elect Yoshito Tsukahara Mgmt For For For 7 Elect Hirokazu Ogino Mgmt For For For 8 Elect Takashi Tamura Mgmt For For For 9 Elect Hiroshi Aida Mgmt For For For 10 Elect Masaya Yamauchi Mgmt For For For 11 Elect Minoru Obara Mgmt For For For 12 Elect Toshinobu Mgmt For Against Against Mayuzumi as Statutory Auditor 13 Renewal of Takeover Mgmt For Against Against Defense Plan ________________________________________________________________________________ Nippon Soda Company Limited Ticker Security ID: Meeting Date Meeting Status 4041 CINS J55870109 06/27/2013 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Allocation of Mgmt For For For Profits/Dividends 2 Amendments to Articles Mgmt For For For 3 Elect Yutaka Kinebuchi Mgmt For Against Against 4 Elect Eiji Itoh Mgmt For For For 5 Elect Makoto Masuda Mgmt For For For 6 Elect Shingo Nakamura Mgmt For For For 7 Elect Akira Ishii Mgmt For For For 8 Elect Hiroyuki Uryuh Mgmt For For For 9 Elect Naoyuki Hori Mgmt For For For 10 Elect Masahiro Murakami Mgmt For For For as Statutory Auditor ________________________________________________________________________________ Norma Group AG Ticker Security ID: Meeting Date Meeting Status NOEJ CINS D5813Z104 05/22/2013 Take No Action Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Meeting Note N/A N/A TNA N/A 4 Non-Voting Meeting Note N/A N/A TNA N/A 5 Non-Voting Meeting Note N/A N/A TNA N/A 6 Non-Voting Agenda Item N/A N/A TNA N/A 7 Allocation of Mgmt For TNA N/A Profits/Dividends 8 Ratification of Mgmt For TNA N/A Management Board Acts 9 Ratification of Mgmt For TNA N/A Supervisory Board Acts 10 Elect Erika Schulte Mgmt For TNA N/A 11 Appointment of Auditor Mgmt For TNA N/A 12 Change of Legal Form Mgmt For TNA N/A ________________________________________________________________________________ NS Solutions Corp. Ticker Security ID: Meeting Date Meeting Status 2327 CINS J59332106 06/21/2013 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Amendments to Articles Mgmt For For For 2 Elect Munetaka Shashiki Mgmt For Against Against 3 Elect Kohichi Kitamura Mgmt For For For 4 Elect Yutaka Miyabe Mgmt For For For 5 Elect Hidehiko Murakami Mgmt For For For 6 Elect Takao Ikeda Mgmt For For For 7 Elect Kazumasa Kondoh Mgmt For For For 8 Elect Nobumoto Kiyama Mgmt For For For 9 Elect Takashi Ohshiro Mgmt For For For 10 Elect Hidefumi Fujimoto Mgmt For For For 11 Elect Tetsuroh Higuchi Mgmt For For For 12 Elect Kohzoh Ohmae Mgmt For Against Against 13 Directors' Fees Mgmt For For For ________________________________________________________________________________ Piaggio & Company S.p.A. Ticker Security ID: Meeting Date Meeting Status PIA CINS T74237107 04/15/2013 Voted Meeting Type Country of Trade Mix Italy Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports, Mgmt For For For Allocation of Profits/Dividends 4 Remuneration Report Mgmt For For For 5 Authority to Repurchase Mgmt For For For Shares 6 Cancellation of Mgmt For For For Treasury Shares 7 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Primary Health Care Limited Ticker Security ID: Meeting Date Meeting Status PRY CINS Q77519108 11/30/2012 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Remuneration Report Mgmt For For For 3 Re-elect Robert Ferguson Mgmt For For For 4 Elect Arlene Tansey Mgmt For For For ________________________________________________________________________________ Ramirent Oyj Ticker Security ID: Meeting Date Meeting Status RMR1V CINS X7193Q132 03/26/2013 Voted Meeting Type Country of Trade Annual Finland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Accounts and Reports Mgmt For For For 10 Allocation of Mgmt For For For Profits/Dividends 11 Ratification of Board Mgmt For For For and Management Acts 12 Directors' Fees Mgmt For For For 13 Board Size Mgmt For For For 14 Election of Directors Mgmt For For For 15 Authority to Set Mgmt For Against Against Auditor's Fees 16 Number of Auditors; Mgmt For Against Against Appointment of Auditor 17 Amendments to Articles Mgmt For For For 18 Authority to Repurchase Mgmt For For For Shares 19 Authority to Issue Mgmt For For For Shares w/ or w/o Preemptive Rights 20 Non-Voting Agenda Item N/A N/A N/A N/A 21 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Recordati S.p.A. Ticker Security ID: Meeting Date Meeting Status REC CINS T78458139 04/17/2013 Voted Meeting Type Country of Trade Special Italy Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Remuneration Report Mgmt For Against Against 4 Authority to Repurchase Mgmt For For For Shares 5 Adoption of Meeting Mgmt For For For Regulations 6 Elect Fritz Squindo Mgmt For Against Against ________________________________________________________________________________ REXLot Holdings Limited Ticker Security ID: Meeting Date Meeting Status 555 CINS G7541U107 11/09/2012 Voted Meeting Type Country of Trade Special Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Authority to Issue Mgmt For For For Convertible Bonds ________________________________________________________________________________ REXLot Holdings Ltd Ticker Security ID: Meeting Date Meeting Status CINS G7541U107 06/11/2013 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Elect Victor CHAN How Mgmt For For For Chung 6 Elect YUEN Wai Ho Mgmt For For For 7 Directors' Fees Mgmt For For For 8 Appointment of Auditor Mgmt For For For and Authority to Set Fees 9 Authority to Repurchase Mgmt For For For Shares 10 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 11 Authority to Issue Mgmt For Against Against Repurchased Shares ________________________________________________________________________________ RHI AG Ticker Security ID: Meeting Date Meeting Status RHI CINS A65231101 05/03/2013 Voted Meeting Type Country of Trade Annual Austria Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Allocation of Mgmt For For For Profits/Dividends 4 Ratification of Mgmt For For For Management Board Acts 5 Ratification of Mgmt For For For Supervisory Board Acts 6 Appointment of Auditor Mgmt For For For 7 Supervisory Board Mgmt For For For Members' Fees 8 Elect Herbert Cordt Mgmt For Against Against 9 Elect Helmut Draxler Mgmt For Against Against 10 Elect Hubert Gorbach Mgmt For Against Against 11 Elect Alfred Gusenbauer Mgmt For Against Against 12 Authority to Repurchase Mgmt For For For Shares ________________________________________________________________________________ SAAB AB Ticker Security ID: Meeting Date Meeting Status SAAB CINS W72838118 04/17/2013 Take No Action Meeting Type Country of Trade Annual Sweden Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Meeting Note N/A N/A TNA N/A 4 Non-Voting Meeting Note N/A N/A TNA N/A 5 Non-Voting Agenda Item N/A N/A TNA N/A 6 Non-Voting Agenda Item N/A N/A TNA N/A 7 Non-Voting Agenda Item N/A N/A TNA N/A 8 Non-Voting Agenda Item N/A N/A TNA N/A 9 Non-Voting Agenda Item N/A N/A TNA N/A 10 Non-Voting Agenda Item N/A N/A TNA N/A 11 Non-Voting Agenda Item N/A N/A TNA N/A 12 Accounts and Reports Mgmt For TNA N/A 13 Allocation of Mgmt For TNA N/A Profits/Dividend 14 Ratification of Board Mgmt For TNA N/A and Management Acts 15 Board Size Mgmt For TNA N/A 16 Directors and Auditors' Mgmt For TNA N/A Fees 17 Election of Directors Mgmt For TNA N/A 18 Compensation Guidelines Mgmt For TNA N/A 19 Share Matching Plan 2013 Mgmt For TNA N/A 20 Performance Share Plan Mgmt For TNA N/A 2013 21 Authority to Repurchase Mgmt For TNA N/A and Issue Shares 22 Authority to Transfer Mgmt For TNA N/A Shares Pursuant to Share Matching Plan 2013 23 Authority to Transfer Mgmt For TNA N/A Shares Pursuant to Performance Share Plan 2013 24 Authority to Transfer Mgmt For TNA N/A Shares Pursuant to Existing Long-Term Incentive Plans 25 Authority to Enter into Mgmt For TNA N/A an Equity Swap Agreement 26 Non-Voting Agenda Item N/A N/A TNA N/A 27 Non-Voting Meeting Note N/A N/A TNA N/A ________________________________________________________________________________ SAFT Groupe SA Ticker Security ID: Meeting Date Meeting Status SAFT CINS F7758P107 05/07/2013 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts Mgmt For For For and Reports 6 Allocation of Mgmt For For For Profits/Dividends 7 Scrip Dividend Mgmt For For For 8 Authority to Repurchase Mgmt For For For Shares 9 Authority to Repurchase Mgmt For For For Shares 10 Elect Yann Duchesne Mgmt For For For 11 Elect Ghislain Lescuyer Mgmt For For For 12 Elect Charlotte Mgmt For For For Garnier-Peugeot 13 Directors' Fees Mgmt For For For 14 Related Party Mgmt For For For Transactions 15 Authority to Cancel Mgmt For For For Shares 16 Authorization of Legal Mgmt For For For Formalities ________________________________________________________________________________ SFA Engineering Corp. Ticker Security ID: Meeting Date Meeting Status 056190 CINS Y7676C104 03/29/2013 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Allocation Mgmt For For For of Profits/Dividends 2 Amendments to Articles Mgmt For For For 3 Executive Officer Mgmt For Against Against Retirement Policy 4 Elect WON Jin Mgmt For For For 5 Elect KIM Young Min Mgmt For For For 6 Elect LEE Myung Jae Mgmt For For For 7 Elect JUN Young Bae Mgmt For For For 8 Elect SEO Hyeon Su Mgmt For For For 9 Elect GO Bong Chan Mgmt For For For 10 Election of Audit Mgmt For For For Committee Member: SEO Hyeon Su 11 Election of Audit Mgmt For For For Committee Member: GO Bong Chan 12 Directors' Fees Mgmt For For For ________________________________________________________________________________ SFA Engineering Corp. Ticker Security ID: Meeting Date Meeting Status 056190 CINS Y7676C104 06/27/2013 Voted Meeting Type Country of Trade Special Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Amendments to Articles Mgmt For For For ________________________________________________________________________________ Sherritt International Corporation Ticker Security ID: Meeting Date Meeting Status S CUSIP 823901103 05/23/2013 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect R. Peter Gillin Mgmt For For For 1.2 Elect Sir Richard Mgmt For For For Lapthorne 1.3 Elect Edythe A. Marcoux Mgmt For For For 1.4 Elect Bernard M. Michel Mgmt For For For 1.5 Elect John R. Moses Mgmt For For For 1.6 Elect David V. Pathe Mgmt For For For 1.7 Elect Harold (Hap) S. Mgmt For For For Stephen 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Shougang Fushan Resources Group Limited Ticker Security ID: Meeting Date Meeting Status 0639 CINS Y7760F104 06/18/2013 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Elect CHEN Zhaoqiang Mgmt For For For 6 Elect LIU Qingshan Mgmt For For For 7 Elect KEE Wah Sze Mgmt For For For 8 Elect CHAN Pat Lam Mgmt For For For 9 Elect CHAN Chung Chun Mgmt For For For 10 Appointment of Auditor Mgmt For For For and Authority to Set Fees 11 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 12 Authority to Repurchase Mgmt For For For Shares 13 Authority to Issue Mgmt For Against Against Repurchased Shares ________________________________________________________________________________ Singamas Container Holdings Limited Ticker Security ID: Meeting Date Meeting Status 716 CINS Y79929108 05/27/2013 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Elect CHAN Kwok Leung Mgmt For For For 6 Elect TEO Tiou Seng Mgmt For For For 7 Elect KUAN Kim Kin Mgmt For Against Against 8 Elect David CHENG Fu Mgmt For For For Kwok 9 Elect Ivan LAU Ho Kit Mgmt For For For 10 Elect ONG Ka Thai Mgmt For For For 11 Elect Victor YANG Mgmt For For For 12 Directors' Fees Mgmt For For For 13 Appointment of Auditor Mgmt For For For and Authority to Set Fees 14 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 15 Authority to Repurchase Mgmt For For For Shares 16 Authority to Issue Mgmt For Against Against Repurchased Shares ________________________________________________________________________________ Sligro Food Group N.V. Ticker Security ID: Meeting Date Meeting Status SLIGR CINS N8084E155 03/20/2013 Voted Meeting Type Country of Trade Annual Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Ratification of Mgmt For For For Management Board Acts 4 Ratification of Mgmt For For For Supervisory Board Acts 5 Elect Adriaan Nuhn Mgmt For Against Against 6 Appointment of Auditor Mgmt For For For 7 Authority to Repurchase Mgmt For For For Shares 8 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 9 Suspension of Mgmt For For For Preemptive Rights 10 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ SOCO International plc Ticker Security ID: Meeting Date Meeting Status SIA CINS G8248C127 06/13/2013 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Mgmt For For For Report 3 Elect Rui C. de Sousa Mgmt For Against Against 4 Elect Edward T. Story Mgmt For For For 5 Elect Roger Cagle Mgmt For For For 6 Elect Michael Johns Mgmt For For For 7 Elect Olivier M.G. Mgmt For For For Barbaroux 8 Elect Robert Cathery Mgmt For For For 9 Elect Ettore Contini Mgmt For For For 10 Elect John C. Norton Mgmt For For For 11 Elect Antonio Vitor Mgmt For For For Martins Monteiro 12 Elect Mike J. Watts Mgmt For For For 13 Elect Cynthia Cagle Mgmt For For For 14 Appointment of Auditor Mgmt For For For 15 Authority to Set Mgmt For For For Auditor's Fees 16 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 17 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 18 Authority to Repurchase Mgmt For For For Shares 19 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days ________________________________________________________________________________ Southern Cross Media Group Ticker Security ID: Meeting Date Meeting Status SXL CINS Q8571C107 10/24/2012 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Remuneration Report Mgmt For For For 3 Re-elect Max Mgmt For Against Against Moore-Wilton 4 Re-elect Leon Pasternak Mgmt For For For 5 Re-elect Michael Mgmt For Against Against Carapiet ________________________________________________________________________________ SP Ausnet Ticker Security ID: Meeting Date Meeting Status SPN CINS Q8604X102 07/19/2012 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Re-elect Eric GWEE Teck Mgmt For Against Against Hai 3 Re-elect Tony Iannello Mgmt For For For 4 Re-elect HO Tian Yee Mgmt For For For 5 Remuneration Report Mgmt For For For (Companies only) 6 Amendments to Mgmt For For For Constitution (Companies only) 7 Approve Increase in Mgmt For For For NEDs' Fee Cap (Companies only) 8 Approve Issue of Mgmt For For For Securities (Singapore law) - Companies & Trust ________________________________________________________________________________ Sumitomo Forestry Co, Ltd. Ticker Security ID: Meeting Date Meeting Status 1911 CINS J77454122 06/21/2013 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Tatsuru Satoh as Mgmt For Against Against Director 4 Bonus Mgmt For For For ________________________________________________________________________________ Suruga Bank Limited (The) Ticker Security ID: Meeting Date Meeting Status 8358 CINS J78400108 06/25/2013 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Mitsuyoshi Okano Mgmt For For For 3 Elect Kinosuke Okano Mgmt For For For 4 Elect Toshihiko Shirai Mgmt For For For 5 Elect Kazuya Mochizuki Mgmt For For For 6 Elect Yoshiroh Uchiyama Mgmt For For For 7 Elect Toshiyuki Haibara Mgmt For For For 8 Elect Takeshi Yagi Mgmt For For For 9 Elect Tsuneo Yahagi Mgmt For For For 10 Elect Makoto Naruke Mgmt For For For 11 Elect Yoshinori Andoh Mgmt For For For ________________________________________________________________________________ TalkTalk Telecom Group plc Ticker Security ID: Meeting Date Meeting Status TALK CINS G8668X106 07/27/2012 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Mgmt For Against Against Report 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Charles Dunstone Mgmt For For For 5 Elect Dido Harding Mgmt For For For 6 Elect Amy Stirling Mgmt For For For 7 Elect David Goldie Mgmt For For For 8 Elect Roger Taylor Mgmt For For For 9 Elect John Gildersleeve Mgmt For For For 10 Elect John Allwood Mgmt For For For 11 Elect Brent Hoberman Mgmt For For For 12 Elect Ian West Mgmt For For For 13 Appointment of Auditor Mgmt For For For and Authority to Set Fees 14 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days 15 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 16 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 17 Authority to Repurchase Mgmt For For For Shares ________________________________________________________________________________ Telecom Corporation of New Zealand Ticker Security ID: Meeting Date Meeting Status TEL CINS Q89499109 09/28/2012 Voted Meeting Type Country of Trade Annual New Zealand Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Authorise Board to Set Mgmt For For For Auditor's Fees 3 Re-elect Mark Verbiest Mgmt For For For 4 Re-elect Paul Berriman Mgmt For For For 5 Elect Simon Moutter Mgmt For For For 6 Equity Grant (MD/CEO Mgmt For For For Simon Moutter) 7 Equity Grant (MD/CEO Mgmt For For For Simon Moutter) 8 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Ternium S.A. Ticker Security ID: Meeting Date Meeting Status TX CUSIP 880890108 05/02/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Consolidated Accounts Mgmt For For For and Reports 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Ratification of Board Mgmt For For For Acts 5 Election of Directors Mgmt For For For (Slate) 6 Directors' Fees Mgmt For For For 7 Appointment of Auditor Mgmt For Abstain Against and Authority to Set Fees 8 Delegation of Mgmt For For For Authorities 9 Appointment of Mgmt For For For Attorney-in-Fact ________________________________________________________________________________ TGS-NOPEC Geophysical Company ASA Ticker Security ID: Meeting Date Meeting Status TGS CINS R9138B102 06/04/2013 Take No Action Meeting Type Country of Trade Annual Norway Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Meeting Note N/A N/A TNA N/A 4 Non-Voting Meeting Note N/A N/A TNA N/A 5 Election of Presiding Mgmt For TNA N/A Chairman; Election of Individuals to Check Minutes 6 Notice of Meeting and Mgmt For TNA N/A Agenda 7 Accounts and Reports Mgmt For TNA N/A 8 Allocation of Mgmt For TNA N/A Profits/Dividends 9 Authority to Set Mgmt For TNA N/A Auditor's Fees 10 Elect Henry H. Hamilton Mgmt For TNA N/A III 11 Elect Colette Lewiner Mgmt For TNA N/A 12 Elect Elisabeth Harstad Mgmt For TNA N/A 13 Elect Mark Leonard Mgmt For TNA N/A 14 Elect Bengt Lie Hansen Mgmt For TNA N/A 15 Elect Vicki Messer Mgmt For TNA N/A 16 Elect Tor Magne Lonnum Mgmt For TNA N/A 17 Directors' Fees Mgmt For TNA N/A 18 Nomination Committee's Mgmt For TNA N/A Fees 19 Elect Tor Himberg-Larsen Mgmt For TNA N/A 20 Elect Christina Stray Mgmt For TNA N/A 21 Non-Voting Agenda Item N/A N/A TNA N/A 22 Authority to Repurchase Mgmt For TNA N/A Shares 23 Compensation Guidelines Mgmt For TNA N/A 24 Stock Option Plan Mgmt For TNA N/A 25 Authority to Issue Mgmt For TNA N/A Shares w/ or w/o Preemptive Rights ________________________________________________________________________________ The Go-Ahead Group plc Ticker Security ID: Meeting Date Meeting Status GOG CINS G87976109 10/25/2012 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Mgmt For For For Report 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Nick Horler Mgmt For For For 5 Elect Sir Patrick Brown Mgmt For For For 6 Elect Andrew Allner Mgmt For For For 7 Elect Lady Katherine Mgmt For For For Innes Ker 8 Elect Rupert Pennant-Rea Mgmt For Against Against 9 Elect David Brown Mgmt For For For 10 Elect Keith Down Mgmt For For For 11 Appointment of Auditor Mgmt For For For 12 Authority to Set Mgmt For For For Auditor's Fees 13 Authorisation of Mgmt For For For Political Donations 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Non-Voting Agenda Item N/A N/A N/A N/A 21 Authority to Repurchase Mgmt For For For Shares 22 Non-Voting Agenda Item N/A N/A N/A N/A 23 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days ________________________________________________________________________________ Tieto Oyj Ticker Security ID: Meeting Date Meeting Status TIE1V CINS X90409115 03/25/2013 Voted Meeting Type Country of Trade Annual Finland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Accounts and Reports Mgmt For For For 9 Allocation of Mgmt For For For Profits/Dividends 10 Ratification of Board Mgmt For For For and Management Acts 11 Directors' Fees Mgmt For For For 12 Board Size Mgmt For For For 13 Election of Directors Mgmt For For For 14 Authority to Set Mgmt For For For Auditor's Fees 15 Appointment of Auditor Mgmt For For For 16 Amendments to Articles Mgmt For For For 17 Authority to Repurchase Mgmt For For For shares 18 Authority to Issue Mgmt For For For Shares and Convertible Securities w/out Preemptive Rights 19 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ TMX Group Inc. Ticker Security ID: Meeting Date Meeting Status X CUSIP 87261X108 09/12/2012 Voted Meeting Type Country of Trade Special Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Acquisition Mgmt For For For 2 Maple Stock Option Plan Mgmt For For For ________________________________________________________________________________ Tosoh Corporation Ticker Security ID: Meeting Date Meeting Status 4042 CINS J90096116 06/27/2013 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Kenichi Udagawa Mgmt For Against Against 3 Elect Shinhachiroh Emori Mgmt For For For 4 Elect Yasuyuki Koie Mgmt For For For 5 Elect Toshinori Yamamoto Mgmt For For For 6 Elect Sukehiro Itoh Mgmt For For For 7 Elect Eiji Inoue Mgmt For For For 8 Elect Naohiro Chuma Mgmt For For For 9 Elect Masaki Uchikura Mgmt For For For 10 Elect Keiichiroh Mgmt For For For Nishizawa 11 Elect Katsushi Tashimi Mgmt For For For 12 Elect Yasuo Yamamoto Mgmt For For For 13 Elect Kohji Kawamoto Mgmt For For For 14 Elect Masayuki Yamada Mgmt For For For 15 Elect Katsumi Ishikawa Mgmt For Against Against as Statutory Auditor 16 Elect Setsuo Iwabuchi Mgmt For Against Against 17 Elect Tsutomu Matsuoka Mgmt For Against Against ________________________________________________________________________________ Total Energy Services Inc. Ticker Security ID: Meeting Date Meeting Status TOT CUSIP 89154B102 05/22/2013 Voted Meeting Type Country of Trade Special Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Gregory S. Mgmt For Withhold Against Fletcher 1.2 Elect Daniel K. Halyk Mgmt For For For 1.3 Elect Randy S. Kwasnicia Mgmt For For For 1.4 Elect Bruce L. Mgmt For For For Pachkowski 1.5 Elect Gregory K. Melchin Mgmt For For For 1.6 Elect Andrew B. Wiswell Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Amendment to the Share Mgmt For For For Option Plan ________________________________________________________________________________ Toyo Suisan Kaisha Ltd. Ticker Security ID: Meeting Date Meeting Status 2875 CINS 892306101 06/27/2013 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Allocation of Mgmt For For For Profits/Dividends 2 Elect Tadasu Tsutsumi Mgmt For Against Against 3 Elect Kazuo Obata Mgmt For For For 4 Elect Hiroji Yoshino Mgmt For For For 5 Elect Masanari Imamura Mgmt For For For 6 Elect Hiroyuki Minami Mgmt For For For 7 Elect Kazuo Yamamoto Mgmt For For For 8 Elect Tsutomu Yoshimura Mgmt For For For 9 Elect Kenji Sugawara Mgmt For For For 10 Elect Masaharu Oikawa Mgmt For For For 11 Elect Tadashi Fujiya Mgmt For For For 12 Elect Hisao Ichishima Mgmt For For For 13 Elect Osamu Iizuka Mgmt For For For 14 Elect Noritaka Sumimoto Mgmt For For For 15 Elect Hitoshi Oki Mgmt For For For 16 Elect Tsutomu Toyoda Mgmt For For For 17 Elect Rieko Makiya Mgmt For For For 18 Elect Tomoko Hamada Mgmt For For For 19 Elect Tsutomu Ushijima Mgmt For For For as Alternative Statutory Auditor 20 Bonus Mgmt For For For ________________________________________________________________________________ Transcontinental Inc. Ticker Security ID: Meeting Date Meeting Status TCL.A CUSIP 893578104 03/13/2013 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Lucien Bouchard Mgmt For For For 1.2 Elect Claude Dubois Mgmt For For For 1.3 Elect Pierre Fitzgibbon Mgmt For For For 1.4 Elect Richard Fortin Mgmt For For For 1.5 Elect Isabelle Marcoux Mgmt For For For 1.6 Elect Nathalie Marcoux Mgmt For For For 1.7 Elect Pierre Marcoux Mgmt For For For 1.8 Elect Remi Marcoux Mgmt For For For 1.9 Elect Anna Martini Mgmt For For For 1.10 Elect Francois Olivier Mgmt For For For 1.11 Elect Francois Roy Mgmt For For For 1.12 Elect Lino Saputo, Jr. Mgmt For For For 1.13 Elect Alain Tascan Mgmt For For For 1.14 Elect Andre Tremblay Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Tullett Prebon plc Ticker Security ID: Meeting Date Meeting Status TLPR CINS G9130W106 05/09/2013 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Mgmt For Against Against Report 3 Elect Roger Perkin Mgmt For For For 4 Elect Rupert Robson Mgmt For For For 5 Elect Terry Smith Mgmt For For For 6 Elect Paul Mainwaring Mgmt For For For 7 Elect Angela A. Knight Mgmt For For For 8 Elect Stephen Pull Mgmt For For For 9 Appointment of Auditor Mgmt For For For 10 Authority to Set Mgmt For For For Auditor's Fees 11 Allocation of Mgmt For For For Profits/Dividends 12 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 13 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 14 Authority to Repurchase Mgmt For For For Shares 15 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days ________________________________________________________________________________ Unipres Corp. Ticker Security ID: Meeting Date Meeting Status 5949 CINS J9425W107 06/26/2013 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Allocation of Mgmt For For For Profits/Dividends 2 Elect Masanobu Yoshizawa Mgmt For Against Against 3 Elect Shigeru Asahi Mgmt For For For 4 Elect Tetsuo Uotsu Mgmt For For For 5 Elect Masahide Masuda Mgmt For For For 6 Elect Hideki Ogoshi Mgmt For For For 7 Elect Yoshio Itoh Mgmt For For For 8 Elect Hiroyoshi Yamakawa Mgmt For For For 9 Elect Yukihiko Morita Mgmt For For For 10 Elect Shinji Shiokawa Mgmt For For For 11 Elect Sohichiroh Shiomi Mgmt For For For 12 Elect Nobuo Tatsuzawa Mgmt For Against Against 13 Elect Masamitsu Takano Mgmt For Against Against 14 Elect Mitsuhiro Kakinuma Mgmt For Against Against ________________________________________________________________________________ United Drug Plc Ticker Security ID: Meeting Date Meeting Status UDG CINS G9230Q157 02/12/2013 Voted Meeting Type Country of Trade Annual Ireland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Directors' Remuneration Mgmt For For For Report 4 Elect Christopher Mgmt For For For Brinsmead 5 Elect Chris Corbin Mgmt For For For 6 Elect Liam FitzGerald Mgmt For For For 7 Elect Hugh Friel Mgmt For For For 8 Elect Peter Gray Mgmt For For For 9 Elect Gary McGann Mgmt For For For 10 Elect Barry McGrane Mgmt For For For 11 Elect John Peter Mgmt For For For 12 Elect Alan Ralph Mgmt For For For 13 Elect Philip Toomey Mgmt For For For 14 Appointment of Auditor Mgmt For For For and Authority to Set Fees 15 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days 16 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 17 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 18 Authority to Repurchase Mgmt For For For Shares 19 Authority to Reissue Mgmt For For For Treasury Shares 20 Adoption of New Articles Mgmt For For For ________________________________________________________________________________ UOL Group Ltd. Ticker Security ID: Meeting Date Meeting Status U14 CINS Y9299W103 04/19/2013 Voted Meeting Type Country of Trade Annual Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Directors' Fees Mgmt For For For 4 Elect WEE Cho Yaw Mgmt For Against Against 5 Elect GWEE Lian Kheng Mgmt For For For 6 Elect LOW Weng Keong Mgmt For For For 7 Elect Pongsak Hoontrakul Mgmt For For For 8 Appointment of Auditor Mgmt For For For and Authority to Set Fees 9 Authority to Grant Mgmt For For For Awards and Issue Shares under Equity Incentive Plan 10 Authority to Issue Mgmt For For For Shares w/ or w/o Preemptive Rights 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Valeo SA Ticker Security ID: Meeting Date Meeting Status FR CINS F96221126 06/06/2013 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts Mgmt For For For and Reports 6 Elect Gerard Blanc Mgmt For For For 7 Elect Michael Jay Mgmt For For For 8 Elect Sophie Dutordoir Mgmt For For For 9 Allocation of Mgmt For For For Profits/Dividends 10 Related Party Mgmt For For For Transactions 11 Authority to Repurchase Mgmt For For For Shares 12 Authority to Issue Mgmt For Abstain Against Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 13 Authority to Issue Mgmt For Abstain Against Shares and/or Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments 14 Authority to Increase Mgmt For For For Capital Through Capitalizations 15 Greenshoe Mgmt For Abstain Against 16 Authority to Cancel Mgmt For For For Shares and Reduce Capital 17 Employee Stock Purchase Mgmt For For For Plan 18 Authorization of Legal Mgmt For For For Formalities ________________________________________________________________________________ Vicat SA Ticker Security ID: Meeting Date Meeting Status VCT CINS F18060107 04/26/2013 Voted Meeting Type Country of Trade Special France Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts Mgmt For For For and Reports 6 Allocation of Mgmt For For For Profits/Dividends 7 Related Party Mgmt For Abstain Against Transactions 8 Authority to Repurchase Mgmt For Against Against Shares 9 Appointment of Auditor Mgmt For For For 10 Appointment of Mgmt For For For Alternate Auditor 11 Authorization of Legal Mgmt For For For Formalities ________________________________________________________________________________ WH Smith Plc Ticker Security ID: Meeting Date Meeting Status SMWH CINS G8927V149 01/23/2013 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Mgmt For Against Against Report 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Walker Boyd Mgmt For For For 5 Elect Steve Clarke Mgmt For For For 6 Elect Annemarie Durbin Mgmt For For For 7 Elect Drummond Hall Mgmt For For For 8 Elect Robert Moorhead Mgmt For For For 9 Elect Henry Staunton Mgmt For For For 10 Elect Kate Swann Mgmt For For For 11 Appointment of Auditor Mgmt For For For 12 Authority to Set Mgmt For For For Auditor's Fees 13 Authorisation of Mgmt For For For Political Donations 14 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 15 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 16 Authority to Repurchase Mgmt For For For Shares 17 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days 18 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ William Hill plc Ticker Security ID: Meeting Date Meeting Status WMH CINS G9645P117 03/18/2013 Voted Meeting Type Country of Trade Special United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 2 2008 LTIP Mgmt For For For ________________________________________________________________________________ William Hill plc Ticker Security ID: Meeting Date Meeting Status WMH CINS G9645P117 05/09/2013 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Mgmt For For For Report 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Gareth Davis Mgmt For For For 5 Elect Ralph Topping Mgmt For For For 6 Elect Neil Cooper Mgmt For For For 7 Elect David Edmonds Mgmt For For For 8 Elect Georgina Harvey Mgmt For For For 9 Elect Ashley Highfield Mgmt For For For 10 Elect David S. Lowden Mgmt For For For 11 Elect Imelda Walsh Mgmt For For For 12 Appointment of Auditor Mgmt For For For 13 Authority to Set Mgmt For For For Auditor's Fees 14 Authorisation of Mgmt For For For Political Donations 15 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 16 Amendment to the Mgmt For For For International Savings Related Share Option Plan 17 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 18 Authority to Repurchase Mgmt For For For Shares 19 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days 20 Amendments to Articles Mgmt For For For ________________________________________________________________________________ Yokohama Rubber Co. Ltd. Ticker Security ID: Meeting Date Meeting Status 5101 CINS J97536122 03/28/2013 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Allocation of Mgmt For For For Profits/Dividends 2 Elect Tadanobu Nagumo Mgmt For Against Against 3 Elect Hikomitsu Noji Mgmt For For For 4 Elect Tohru Kobayashi Mgmt For For For 5 Elect Yuji Gotoh Mgmt For For For 6 Elect Kinya Kawakami Mgmt For For For 7 Elect Takao Ohishi Mgmt For For For 8 Elect Fumio Morita Mgmt For For For 9 Elect Hideto Katsuragawa Mgmt For For For 10 Elect Tetsuya Kuze Mgmt For For For 11 Elect Hideichi Okada Mgmt For For For 12 Elect Masayoshi Daio as Mgmt For Against Against Statutory Auditor 13 Directors' Fees Mgmt For For For ________________________________________________________________________________ Yue Yuen Industrial (Holdings) Ltd. Ticker Security ID: Meeting Date Meeting Status 0551 CINS G98803144 05/31/2013 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Elect KUO Tai Yu Mgmt For Against Against 6 Elect CHAN Lu Min Mgmt For For For 7 Elect Patty TSAI Pei Mgmt For For For Chun 8 Elect KUO Li Lien Mgmt For For For 9 Elect HUANG Ming Fu Mgmt For For For 10 Elect Teresa YEN Mgmt For For For 11 Directors' Fees Mgmt For For For 12 Appointment of Auditor Mgmt For For For and Authority to Set Fees 13 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 14 Authority to Repurchase Mgmt For For For Shares 15 Authority to Issue Mgmt For Against Against Repurchased Shares ________________________________________________________________________________ Zhejiang Expressway Co. Ltd. Ticker Security ID: Meeting Date Meeting Status 0576 CINS Y9891F102 06/21/2013 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Directors' Report Mgmt For For For 4 Supervisors' Report Mgmt For For For 5 Accounts and Reports Mgmt For For For 6 Allocation of Mgmt For For For Profits/Dividends 7 Final Accounts and Mgmt For For For Financial Budget 8 Appointment of Hong Mgmt For For For Kong Auditor and Authority to Set Fees 9 Appointment of PRC Mgmt For For For Auditor and Authority to Set Fees 10 Communication Group Mgmt For For For Agreement and Yiwu Agreement 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Authority to Issue Mgmt For For For Domestic Corporate Bonds 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Non-Voting Agenda Item N/A N/A N/A N/A 21 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Zhejiang Expressway Co. Ltd. Ticker Security ID: Meeting Date Meeting Status 0576 CINS Y9891F102 10/12/2012 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Allocation of Interim Mgmt For For For Dividend Item 1: Proxy Voting Record - Item1 Proxy Voting Record - Registrant : Allianz Funds Multi-Strategy Trust Fund Name : AllianzGI NFJ International Value II Fund (formerly, Allianz NFJ International Value II Fund) ________________________________________________________________________________ Aalberts Industries NV Ticker Security ID: Meeting Date Meeting Status AALB CINS N00089271 04/25/2013 Voted Meeting Type Country of Trade Special Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Mgmt For For For Profits/Dividends 6 Ratification of Mgmt For For For Management Board Acts 7 Ratification of Mgmt For For For Supervisory Board Acts 8 Supervisory Board Fees Mgmt For For For 9 Amendments to Mgmt For For For Supervisory Board Regulations 10 Authority to Issue Mgmt For For For Shares Pursuant to a Stock Dividend 11 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 12 Authority to Suppress Mgmt For For For Preemptive Rights 13 Authority to Repurchase Mgmt For For For Shares 14 Amendments to Articles Mgmt For For For 15 Authority to Coordinate Mgmt For For For Articles 16 Appointment of Auditor Mgmt For For For 17 Announcements and Other Mgmt For Against Against Business 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Aberdeen Asset Management plc Ticker Security ID: Meeting Date Meeting Status ADN CINS G00434111 01/17/2013 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees 4 Elect Julie Chakraverty Mgmt For For For 5 Elect Roger Cornick Mgmt For For For 6 Elect Anita Frew Mgmt For For For 7 Elect Martin Gilbert Mgmt For For For 8 Elect Andrew Laing Mgmt For For For 9 Elect Kenichi Miyanaga Mgmt For For For 10 Elect James Pettigrew Mgmt For For For 11 Elect Bill Rattray Mgmt For For For 12 Elect Anne Richards Mgmt For For For 13 Elect Simon Troughton Mgmt For For For 14 Elect Hugh Young Mgmt For For For 15 Elect Richard Mully Mgmt For For For 16 Elect Rod MacRae Mgmt For For For 17 Directors' Remuneration Mgmt For Against Against Report 18 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 19 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 20 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days 21 Authority to Repurchase Mgmt For For For Shares 22 Authorisation of Mgmt For For For Political Donations 23 Directors' Fees Mgmt For For For ________________________________________________________________________________ Advanced Semiconductor Engineering Inc. Ticker Security ID: Meeting Date Meeting Status 2311 CUSIP 00756M404 06/26/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Authority to Issue Mgmt For Against Against Shares w/ or w/o Preemptive Rights 4 Amendments to Mgmt For For For Procedural Rules: Capital Loans 5 Amendments to Mgmt For For For Procedural Rules: Endorsements and Guarantees 6 Amendments to Articles Mgmt For For For ________________________________________________________________________________ AMP Limited Ticker Security ID: Meeting Date Meeting Status AMP CINS Q0344G101 05/09/2013 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Re-elect Peter E. Mason Mgmt For For For 3 Elect Simon McKeon Mgmt For For For 4 Remuneration Report Mgmt For For For 5 Equity Grant (MD/CEO Mgmt For For For Craig Dunn) 6 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Arkema S.A. Ticker Security ID: Meeting Date Meeting Status AKE CINS F0392W125 06/04/2013 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Accounts and Reports Mgmt For For For 6 Consolidated Accounts Mgmt For For For and Reports 7 Allocation of Losses Mgmt For For For 8 Dividend Mgmt For For For 9 Elect Bernard L. Kasriel Mgmt For For For 10 Elect Thierry Morin Mgmt For For For 11 Elect Marc Pandraud Mgmt For For For 12 Elect Philippe Vassor Mgmt For For For 13 Ratification of the Mgmt For For For Co-option of Victoire de Margerie 14 Authority to Repurchase Mgmt For For For Shares 15 Authority to Cancel Mgmt For For For Shares and Reduce Share Capital 16 Adoption of Restricted Mgmt For For For Stock Plan 17 Authorization of Legal Mgmt For For For Formalities 18 Shareholder Proposal ShrHoldr Against Against For Regarding Dividend Payments ________________________________________________________________________________ Aryzta AG Ticker Security ID: Meeting Date Meeting Status ARYN CINS H0336B110 12/11/2012 Take No Action Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Accounts and Reports Mgmt For TNA N/A 4 Remuneration Report Mgmt For TNA N/A 5 Allocation of Profits Mgmt For TNA N/A 6 Dividend from Reserves Mgmt For TNA N/A 7 Ratification of Board Mgmt For TNA N/A Acts 8 Elect Denis Lucey Mgmt For TNA N/A 9 Elect Wolfgang Werle Mgmt For TNA N/A 10 Appointment of Auditor Mgmt For TNA N/A 11 Transaction of Other Mgmt For TNA N/A Business ________________________________________________________________________________ Asahi Group Holdings, Ltd. Ticker Security ID: Meeting Date Meeting Status 2502 CINS J02100113 03/26/2013 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Hitoshi Ogita Mgmt For Against Against 4 Elect Naoki Izumiya Mgmt For For For 5 Elect Katsuyuki Mgmt For For For Kawatsura 6 Elect Toshio Kodato Mgmt For For For 7 Elect Shiroh Ikeda Mgmt For For For 8 Elect Akiyoshi Kohji Mgmt For For For 9 Elect Mariko Bandoh Mgmt For For For 10 Elect Naoki Tanaka Mgmt For For For 11 Elect Ichiroh Itoh Mgmt For For For 12 Elect Katsutoshi Mgmt For For For Takahashi 13 Elect Yoshihide Okuda Mgmt For For For 14 Elect Tadashi Ishizaki Mgmt For For For as Statutory Auditor ________________________________________________________________________________ Astrazeneca plc Ticker Security ID: Meeting Date Meeting Status AZN CINS G0593M107 04/25/2013 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Appointment of Auditor Mgmt For For For 4 Authority to Set Mgmt For For For Auditor's Fees 5 Elect Leif Johansson Mgmt For For For 6 Elect Pascal Soriot Mgmt For For For 7 Elect Simon J. Lowth Mgmt For For For 8 Elect Genevieve B. Mgmt For For For Berger 9 Elect D. Bruce Mgmt For For For Burlington 10 Elect Graham Chipchase Mgmt For For For 11 Elect Jean-Philippe Mgmt For Against Against Courtois 12 Elect Rudy H.P. Markham Mgmt For For For 13 Elect Nancy Rothwell Mgmt For For For 14 Elect Shriti Vadera Mgmt For For For 15 Elect John S. Varley Mgmt For For For 16 Elect Marcus Wallenberg Mgmt For Against Against 17 Directors' Remuneration Mgmt For For For Report 18 Authorisation of Mgmt For For For Political Donations 19 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 20 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 21 Authority to Repurchase Mgmt For For For Shares 22 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days 23 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Atco Ltd. Ticker Security ID: Meeting Date Meeting Status ACO CUSIP 046789400 05/16/2013 Voted Meeting Type Country of Trade Special Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Share Split and Mgmt For For For Increase in Authorized Class I Non-Voting Shares ________________________________________________________________________________ Aviva Plc Ticker Security ID: Meeting Date Meeting Status AV CINS G0683Q109 05/09/2013 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Mgmt For For For Report 3 Advisory Vote on Mgmt For For For Corporate Responsibility Report 4 Allocation of Mgmt For For For Profits/Dividends 5 Elect Mark Wilson Mgmt For For For 6 Elect Sir Adrian Mgmt For For For Montague 7 Elect Robert W. Stein Mgmt For For For 8 Elect Glyn Barker Mgmt For For For 9 Elect Michael Hawker Mgmt For For For 10 Elect Gay Huey Evans Mgmt For For For 11 Elect John McFarlane Mgmt For For For 12 Elect Patrick Regan Mgmt For For For 13 Elect Scott Wheway Mgmt For For For 14 Appointment of Auditor Mgmt For For For 15 Authority to Set Mgmt For For For Auditor's Fees 16 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 17 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 18 Authority to Repurchase Mgmt For For For Shares 19 Authority to Repurchase Mgmt For For For 8 3/4% Preference Shares 20 Authority to Repurchase Mgmt For For For 8 3/8% Preference Shares 21 Scrip Dividend Mgmt For For For 22 Authorisation of Mgmt For For For Political Donations 23 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days 24 Authority to Issue Mgmt For For For Preferred Shares ________________________________________________________________________________ AXA S.A. Ticker Security ID: Meeting Date Meeting Status CS CINS F06106102 04/30/2013 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts Mgmt For For For and Reports 6 Allocation of Mgmt For For For Profits/Dividends 7 Related Party Mgmt For For For Transactions 8 Elect Ramon de Oliveira Mgmt For For For 9 Elect Dominique Reiniche Mgmt For For For 10 Elect Jean-Pierre Mgmt For For For Clamadieu 11 Elect Deanna W. Mgmt For For For Oppenheimer 12 Elect Paul Hermelin Mgmt For For For 13 Directors' Fees Mgmt For For For 14 Authority to Repurchase Mgmt For For For Shares 15 Authority to Increase Mgmt For For For Capital Through Capitalizations 16 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 17 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 18 Authority to Issue Mgmt For For For Shares Through Private Placement 19 Authority to Set Mgmt For For For Offering Price of Shares 20 Authority to Increase Mgmt For For For Capital in Case of Exchange Offer 21 Authority to Increase Mgmt For For For Capital in Consideration for Contributions in Kind 22 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights in Consideration for Securities Issued by Subsidiaries 23 Authority to Issue Debt Mgmt For For For Instruments 24 Employee Stock Purchase Mgmt For For For Plan 25 Authority to Issue Mgmt For For For Restricted Shares to Overseas Employees 26 Authority to Cancel Mgmt For For For Shares and Reduce Capital 27 Authorization of Legal Mgmt For For For Formalities ________________________________________________________________________________ BAE Systems plc Ticker Security ID: Meeting Date Meeting Status BA CINS G06940103 05/08/2013 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Mgmt For For For Report 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Paul M. Anderson Mgmt For For For 5 Elect Harriet Green Mgmt For For For 6 Elect Linda Hudson Mgmt For For For 7 Elect Ian G. King Mgmt For For For 8 Elect Peter Lynas Mgmt For For For 9 Elect Lee A. McIntire Mgmt For For For 10 Elect Richard L. Olver Mgmt For For For 11 Elect Paula Rosput Mgmt For For For Reynolds 12 Elect Nicholas Rose Mgmt For For For 13 Elect Carl G. Symon Mgmt For For For 14 Appointment of Auditor Mgmt For For For 15 Authority to Set Mgmt For For For Auditor's Fees 16 Authorisation of Mgmt For For For Political Donations 17 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 18 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 19 Authority to Repurchase Mgmt For For For Shares 20 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days 21 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Barrick Gold Corporation Ticker Security ID: Meeting Date Meeting Status ABX CUSIP 067901108 04/24/2013 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Howard L. Beck Mgmt For For For 1.2 Elect Charles W. D. Mgmt For Withhold Against Birchall 1.3 Elect Donald J. Carty Mgmt For For For 1.4 Elect Gustavo A. Mgmt For For For Cisneros 1.5 Elect Robert M. Franklin Mgmt For For For 1.6 Elect J. Brett Harvey Mgmt For For For 1.7 Elect Dambisa Moyo Mgmt For For For 1.8 Elect Brian Mulroney Mgmt For Withhold Against 1.9 Elect Anthony Munk Mgmt For Withhold Against 1.10 Elect Peter Munk Mgmt For For For 1.11 Elect Steven J. Shapiro Mgmt For For For 1.12 Elect Jamie C. Sokalsky Mgmt For For For 1.13 Elect John L. Thornton Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Advisory Vote on Mgmt For Against Against Executive Compensation ________________________________________________________________________________ Bayerische Motoren Werke AG (BMW) Ticker Security ID: Meeting Date Meeting Status BMW CINS D12096109 05/14/2013 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Mgmt For For For Profits/Dividends 6 Ratification of Mgmt For For For Management Board Acts 7 Ratification of Mgmt For For For Supervisory Board Acts 8 Appointment of Auditor Mgmt For For For 9 Elect Reinhard Huttl Mgmt For For For 10 Elect Karl-Ludwig Kley Mgmt For For For 11 Elect Renate Kocher Mgmt For For For 12 Elect Joachim Milberg Mgmt For For For 13 Supervisory Board Mgmt For For For Members' Fees ________________________________________________________________________________ BP plc Ticker Security ID: Meeting Date Meeting Status BP CINS G12793108 04/11/2013 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Mgmt For For For Report 3 Elect Robert W. Dudley Mgmt For For For 4 Elect Iain C. Conn Mgmt For For For 5 Elect Brian Gilvary Mgmt For For For 6 Elect Paul M. Anderson Mgmt For For For 7 Elect Frank L. Bowman Mgmt For For For 8 Elect Antony Burgmans Mgmt For For For 9 Elect Cynthia B. Carroll Mgmt For For For 10 Elect George David Mgmt For Against Against 11 Elect Ian E.L. Davis Mgmt For For For 12 Elect Dame Ann Dowling Mgmt For For For 13 Elect Brendan R. Nelson Mgmt For For For 14 Elect Phuthuma F. Nhleko Mgmt For For For 15 Elect Andrew B. Shilston Mgmt For For For 16 Elect Carl-Henric Mgmt For For For Svanberg 17 Appointment of Auditor Mgmt For For For and Authority to Set Fees 18 Authority to Repurchase Mgmt For For For Shares 19 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 20 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 21 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days ________________________________________________________________________________ BT Group plc Ticker Security ID: Meeting Date Meeting Status BT.A CINS G16612106 07/11/2012 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Mgmt For For For Report 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Sir Michael Rake Mgmt For For For 5 Elect Ian Livingston Mgmt For For For 6 Elect Tony Chanmugam Mgmt For For For 7 Elect Gavin Patterson Mgmt For For For 8 Elect Tony Ball Mgmt For For For 9 Elect Patricia Hewitt Mgmt For For For 10 Elect Phil Hodkinson Mgmt For For For 11 Elect Nicholas Rose Mgmt For For For 12 Elect Jasmine Whitbread Mgmt For For For 13 Elect Karen Richardson Mgmt For For For 14 Appointment of Auditor Mgmt For For For 15 Authority to Set Mgmt For For For Auditor's Fees 16 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 17 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 18 Authority to Repurchase Mgmt For For For Shares 19 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days 20 Authorisation of Mgmt For For For Political Donations ________________________________________________________________________________ Calfrac Well Services Ltd. Ticker Security ID: Meeting Date Meeting Status CFW CUSIP 129584108 05/14/2013 Voted Meeting Type Country of Trade Special Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Ronald P. Mathison Mgmt For Withhold Against 1.2 Elect Douglas R. Ramsay Mgmt For For For 1.3 Elect Kevin R. Baker Mgmt For Withhold Against 1.4 Elect James S. Blair Mgmt For For For 1.5 Elect Gregory S. Mgmt For Withhold Against Fletcher 1.6 Elect Lorne Gartner Mgmt For For For 1.7 Elect R. Timothy Swinton Mgmt For For For 1.8 Elect Fernando Aguilar Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Amendments to Articles Mgmt For For For Regarding Board Appointments ________________________________________________________________________________ Canadian Imperial Bank Of Commerce Ticker Security ID: Meeting Date Meeting Status CM CUSIP 136069101 04/25/2013 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Appointment of Auditor Mgmt For For For 2.1 Elect Brent S. Belzberg Mgmt For For For 2.2 Elect Gary F. Colter Mgmt For For For 2.3 Elect Dominic Mgmt For For For D'Alessandro 2.4 Elect Patrick D. Daniel Mgmt For For For 2.5 Elect Luc Desjardins Mgmt For For For 2.6 Elect Gordon D. Giffin Mgmt For For For 2.7 Elect Linda S. Mgmt For For For Hasenfratz 2.8 Elect Kevin J. Kelly Mgmt For For For 2.9 Elect Nicholas D. Le Pan Mgmt For For For 2.10 Elect John P. Manley Mgmt For Withhold Against 2.11 Elect Gerald T. Mgmt For For For McCaughey 2.12 Elect Jane L. Peverett Mgmt For For For 2.13 Elect Leslie Rahl Mgmt For Withhold Against 2.14 Elect Charles Sirois Mgmt For For For 2.15 Elect Katharine B. Mgmt For For For Stevenson 2.16 Elect Ronald W. Tysoe Mgmt For Withhold Against 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Shareholder Proposal Mgmt Against Against For Regarding Governance of Pension Plans 5 Shareholder Proposal Mgmt Against Against For Regarding Equitable Treatment Under Pension Plans 6 Shareholder Proposal Mgmt Against Against For Regarding Executive Gender Equality 7 Shareholder Proposal Mgmt Against Against For Regarding Pay Ratio ________________________________________________________________________________ Carlsberg A/S Ticker Security ID: Meeting Date Meeting Status CARL-B CINS K36628137 03/21/2013 Take No Action Meeting Type Country of Trade Annual Denmark Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Meeting Note N/A N/A TNA N/A 4 Non-Voting Meeting Note N/A N/A TNA N/A 5 Non-Voting Agenda Item N/A N/A TNA N/A 6 Accounts and Reports; Mgmt For TNA N/A Ratification of Supervisory Board and Management Acts 7 Allocation of Mgmt For TNA N/A Profits/Dividends 8 Supervisory Board Fees Mgmt For TNA N/A 9 Compensation Guidelines Mgmt For TNA N/A 10 Elect Flemming Mgmt For TNA N/A Besenbacher 11 Elect Jess Soderberg Mgmt For TNA N/A 12 Elect Per Ohrgaard Mgmt For TNA N/A 13 Elect Lars Stemmerik Mgmt For TNA N/A 14 Elect Richard Burrows Mgmt For TNA N/A 15 Elect Kees van der Graaf Mgmt For TNA N/A 16 Elect Donna Cordner Mgmt For TNA N/A 17 Elect Elisabeth Fleuriot Mgmt For TNA N/A 18 Elect Soren-Peter Fuchs Mgmt For TNA N/A Olesen 19 Elect Nina Smith Mgmt For TNA N/A 20 Appointment of Auditor Mgmt For TNA N/A 21 Non-Voting Meeting Note N/A N/A TNA N/A ________________________________________________________________________________ Central Japan Railway Company Ticker Security ID: Meeting Date Meeting Status 9022 CINS J05523105 06/21/2013 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Mgmt For For For Profits/Dividends ________________________________________________________________________________ Centrica plc Ticker Security ID: Meeting Date Meeting Status CNA CINS G2018Z143 05/13/2013 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Mgmt For For For Report 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Roger Carr Mgmt For For For 5 Elect Sam H. Laidlaw Mgmt For For For 6 Elect Phil Bentley Mgmt For For For 7 Elect Margherita Della Mgmt For For For Valle 8 Elect Mary Francis Mgmt For For For 9 Elect Mark Hanafin Mgmt For For For 10 Elect Lesley Knox Mgmt For For For 11 Elect Nick Luff Mgmt For For For 12 Elect Ian K. Meakins Mgmt For For For 13 Elect Paul Rayner Mgmt For For For 14 Elect Chris Weston Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Set Mgmt For For For Auditor's Fees 17 Authorisation of Mgmt For For For Political Donations 18 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 19 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 20 Authority to Repurchase Mgmt For For For Shares 21 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days ________________________________________________________________________________ Chiba Bank Ltd (The) Ticker Security ID: Meeting Date Meeting Status 8331 CINS J05670104 06/27/2013 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Mgmt For For For Profits/Dividends 3 Amendments to Articles Mgmt For For For 4 Elect Hidetoshi Sakuma Mgmt For Against Against 5 Elect Toshikazu Ohkubo Mgmt For For For 6 Elect Shoichi Hatano Mgmt For For For 7 Elect Toyokuni Yazaki Mgmt For For For 8 Elect Kazuo Yamazoe Mgmt For For For 9 Elect Kazuo Fukuda Mgmt For For For ________________________________________________________________________________ Cnooc Ltd. Ticker Security ID: Meeting Date Meeting Status 0883 CINS Y1662W117 05/24/2013 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Elect YANG Hua Mgmt For For For 6 Elect ZHOU Shouwei Mgmt For Against Against 7 Elect CHIU Sung Hong Mgmt For For For 8 Directors' Fees Mgmt For For For 9 Appointment of Auditor Mgmt For For For and Authority to Set Fees 10 Authority to Repurchase Mgmt For For For Shares 11 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 12 Authority to Issue Mgmt For Against Against Repurchased Shares ________________________________________________________________________________ Cnooc Ltd. Ticker Security ID: Meeting Date Meeting Status 0883 CINS Y1662W117 08/21/2012 Voted Meeting Type Country of Trade Special Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 The Coalbed Methane Mgmt For For For Resources Exploration and Development Cooperation Agreement 4 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Cnooc Ltd. Ticker Security ID: Meeting Date Meeting Status 0883 CINS Y1662W117 11/21/2012 Voted Meeting Type Country of Trade Special Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Revised Annual Caps of Mgmt For For For Framework Agreement ________________________________________________________________________________ Cogeco Cable Inc. Ticker Security ID: Meeting Date Meeting Status CCA CUSIP 19238V105 01/15/2013 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Louis Audet Mgmt For For For 1.2 Elect Patricia Mgmt For Withhold Against Curadeau-Grou 1.3 Elect L.G. Serge Gadbois Mgmt For Withhold Against 1.4 Elect Claude Garcia Mgmt For For For 1.5 Elect Harry King Mgmt For Withhold Against 1.6 Elect David McAusland Mgmt For For For 1.7 Elect Jan Peeters Mgmt For For For 1.8 Elect Carole Salomon Mgmt For For For 2 Appointment of Auditor Mgmt For Withhold Against and Authority to Set Fees ________________________________________________________________________________ Companhia de Saneamento Basico do Estado de Sao Paulo - Ticker Security ID: Meeting Date Meeting Status SBSP3 CUSIP 20441A102 04/22/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Remuneration Policy Mgmt For For For 2 Stock Split Mgmt For For For 3 Amendments to Articles Mgmt For For For Regarding Reconciliation of Share Capital 4 Accounts and Reports Mgmt For For For 5 Allocation of Mgmt For For For Profits/Dividends 6 Election of Supervisory Mgmt For For For Council; Fees ________________________________________________________________________________ Daiichi Sankyo Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 7458 CINS J0962F102 06/21/2013 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Allocation of Mgmt For For For Profits/Dividends 2 Elect Saburoh Hayashi Mgmt For Against Against 3 Elect Kenichi Nemoto Mgmt For For For 4 Elect Tatsuya Kumagai Mgmt For For For 5 Elect Hiroshi Mitomi Mgmt For For For 6 Elect Tadahiro Hoshi Mgmt For For For 7 Elect Yuichi Murai Mgmt For For For 8 Elect Yasutaka Wada Mgmt For For For 9 Elect Yasuhito Watanabe Mgmt For For For 10 Elect Akira Miyake Mgmt For For For 11 Elect Noriyuki Takehana Mgmt For For For 12 Elect Mitsuru Yoshikawa Mgmt For For For 13 Elect Yoshimi Shimizu Mgmt For For For ________________________________________________________________________________ Deutsche Borse AG Ticker Security ID: Meeting Date Meeting Status DB1 CINS D1882G119 05/15/2013 Take No Action Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Meeting Note N/A N/A TNA N/A 4 Non-Voting Meeting Note N/A N/A TNA N/A 5 Non-Voting Meeting Note N/A N/A TNA N/A 6 Non-Voting Agenda Item N/A N/A TNA N/A 7 Allocation of Mgmt For TNA N/A Profits/Dividends 8 Ratification of Mgmt For TNA N/A Management Board Acts 9 Ratification of Mgmt For TNA N/A Supervisory Board Acts 10 Authority to Repurchase Mgmt For TNA N/A Shares 11 Authority to Repurchase Mgmt For TNA N/A Shares Using Equity Derivatives 12 Amendments to Articles Mgmt For TNA N/A Regarding Age Limits for Executives 13 Appointment of Auditor Mgmt For TNA N/A ________________________________________________________________________________ Duro Felguera SA Ticker Security ID: Meeting Date Meeting Status MDF CINS E3800J109 04/25/2013 Voted Meeting Type Country of Trade Mix Spain Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports; Mgmt For For For Allocation of Profits/Dividends 4 Ratification of Board Mgmt For For For Acts 5 Authority to Repurchase Mgmt For For For Shares, Make Tender Offers and Cancel Shares 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Authority to Issue Mgmt For For For Convertible Debt Instruments w/o Preemptive Rights 8 Merger by Absorption Mgmt For For For 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Board Size Mgmt For For For 11 Appointment of Auditor Mgmt For For For 12 Remuneration Report Mgmt For For For 13 Authority to Carry Out Mgmt For For For Formalities ________________________________________________________________________________ Enagas SA Ticker Security ID: Meeting Date Meeting Status ENG CINS E41759106 04/24/2013 Voted Meeting Type Country of Trade Special Spain Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Ratification of Board Mgmt For For For Acts 4 Appointment of Auditor Mgmt For For For 5 Elect Marcelino Oreja Mgmt For For For Arburua 6 Elect Ramon Perez Mgmt For For For Simarro 7 Elect Marti Parellada Mgmt For For For Sabata 8 Elect Jesus Maximo Mgmt For For For Pedrosa Ortega 9 Elect Rosa Rodriguez Mgmt For For For Diaz 10 Directors' Fees Mgmt For For For 11 Remuneration Report Mgmt For For For 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Authority to Carry Out Mgmt For For For Formalities ________________________________________________________________________________ First Pacific Company Ltd. Ticker Security ID: Meeting Date Meeting Status 0142 CINS G34804107 05/30/2013 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Appointment of Auditor Mgmt For For For and Authority to Set Fees 6 Elect Manuel V. Mgmt For Against Against Pangilinan 7 Elect Edward CHEN K.Y. Mgmt For For For 8 Elect Margaret LEUNG KO Mgmt For For For May Yee 9 Elect Philip FAN Yan Hok Mgmt For Against Against 10 Elect Edward A. Mgmt For Against Against Tortorici 11 Elect Tedy Djuhar Mgmt For For For 12 Directors' Fees Mgmt For For For 13 Authority to Appoint Mgmt For For For Additional Directors 14 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 15 Authority to Repurchase Mgmt For For For Shares 16 Authority to Issue Mgmt For Against Against Repurchased Shares 17 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ First Resources Limited Ticker Security ID: Meeting Date Meeting Status EB5 CINS Y2560F107 04/22/2013 Voted Meeting Type Country of Trade Annual Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect TENG Cheong Kwee Mgmt For For For 4 Elect HEE Theng Fong Mgmt For For For 5 Directors' Fees Mgmt For For For 6 Appointment of Auditor Mgmt For For For and Authority to Set Fees 7 Authority to Issue Mgmt For For For Shares w/ or w/o Preemptive Rights 8 Authority to Repurchase Mgmt For For For Shares ________________________________________________________________________________ Fugro NV Ticker Security ID: Meeting Date Meeting Status FUGRO CINS N3385Q197 05/08/2013 Voted Meeting Type Country of Trade Annual Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Ratification of Mgmt For For For Management Board Acts 5 Ratification of Mgmt For For For Supervisory Board Acts 6 Allocation of Mgmt For For For Profits/Dividends 7 Elect M. Helmes Mgmt For For For 8 Elect J.C. Maarten Mgmt For For For Schonfeld 9 Elect S.J. Thomson to Mgmt For For For the Management Board 10 Authority to Repurchase Mgmt For For For Shares 11 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 12 Authority to Suppress Mgmt For For For Preemptive Rights 13 Any other business Mgmt For Against Against 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ G4S Plc Ticker Security ID: Meeting Date Meeting Status GFS CINS G39283109 06/06/2013 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Mgmt For For For Report 3 Allocation of Dividends Mgmt For For For 4 Elect Ashley Almanza Mgmt For For For 5 Elect John Connolly Mgmt For For For 6 Elect Adam Crozier Mgmt For For For 7 Elect Paul Spence Mgmt For For For 8 Elect Tim Weller Mgmt For For For 9 Elect Nick Buckles Mgmt For For For 10 Elect Mark Elliott Mgmt For For For 11 Elect Winnie Kin Wah Fok Mgmt For For For 12 Elect Grahame Gibson Mgmt For For For 13 Elect Mark Seligman Mgmt For For For 14 Elect Clare Spottiswoode Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Set Mgmt For For For Auditor's Fees 17 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 18 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 19 Authority to Repurchase Mgmt For For For Shares 20 Authorisation of Mgmt For For For Political Donations 21 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days 22 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Gazprom OAO Ticker Security ID: Meeting Date Meeting Status GAZP CUSIP 368287207 06/28/2013 Voted Meeting Type Country of Trade Consent United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Annual Report Mgmt N/A For N/A 2 Financial Statements Mgmt N/A For N/A 3 Allocation of Profits Mgmt N/A For N/A 4 Dividends Mgmt N/A For N/A 5 Terms of Dividend Mgmt N/A For N/A 6 Appointment of Auditor Mgmt N/A For N/A 7 Directors' Fees Mgmt N/A Against N/A 8 Audit Commission's Fees Mgmt N/A For N/A 9 Amendments to Charter Mgmt N/A Abstain N/A 10 Amendments to General Mgmt N/A Abstain N/A Meeting Regulations 11 Amendments to Audit Mgmt N/A Abstain N/A Commission Regulations 12 Related Party Mgmt N/A For N/A Transactions 13 Related Party Mgmt N/A For N/A Transactions 14 Related Party Mgmt N/A For N/A Transactions 15 Related Party Mgmt N/A For N/A Transactions 16 Related Party Mgmt N/A For N/A Transactions 17 Related Party Mgmt N/A For N/A Transactions 18 Related Party Mgmt N/A For N/A Transactions 19 Related Party Mgmt N/A For N/A Transactions 20 Related Party Mgmt N/A For N/A Transactions 21 Related Party Mgmt N/A For N/A Transactions 22 Related Party Mgmt N/A For N/A Transactions 23 Related Party Mgmt N/A For N/A Transactions 24 Related Party Mgmt N/A For N/A Transactions 25 Related Party Mgmt N/A For N/A Transactions 26 Related Party Mgmt N/A For N/A Transactions 27 Related Party Mgmt N/A For N/A Transactions 28 Related Party Mgmt N/A For N/A Transactions 29 Related Party Mgmt N/A For N/A Transactions 30 Related Party Mgmt N/A For N/A Transactions 31 Related Party Mgmt N/A For N/A Transactions 32 Related Party Mgmt N/A For N/A Transactions 33 Related Party Mgmt N/A For N/A Transactions 34 Related Party Mgmt N/A For N/A Transactions 35 Related Party Mgmt N/A For N/A Transactions 36 Related Party Mgmt N/A For N/A Transactions 37 Related Party Mgmt N/A For N/A Transactions 38 Related Party Mgmt N/A For N/A Transactions 39 Related Party Mgmt N/A For N/A Transactions 40 Related Party Mgmt N/A For N/A Transactions 41 Related Party Mgmt N/A For N/A Transactions 42 Related Party Mgmt N/A For N/A Transactions 43 Related Party Mgmt N/A For N/A Transactions 44 Related Party Mgmt N/A For N/A Transactions 45 Related Party Mgmt N/A For N/A Transactions 46 Related Party Mgmt N/A For N/A Transactions 47 Related Party Mgmt N/A For N/A Transactions 48 Related Party Mgmt N/A For N/A Transactions 49 Related Party Mgmt N/A For N/A Transactions 50 Related Party Mgmt N/A For N/A Transactions 51 Related Party Mgmt N/A For N/A Transactions 52 Related Party Mgmt N/A For N/A Transactions 53 Related Party Mgmt N/A For N/A Transactions 54 Related Party Mgmt N/A For N/A Transactions 55 Related Party Mgmt N/A For N/A Transactions 56 Related Party Mgmt N/A For N/A Transactions 57 Related Party Mgmt N/A For N/A Transactions 58 Related Party Mgmt N/A For N/A Transactions 59 Related Party Mgmt N/A For N/A Transactions 60 Related Party Mgmt N/A For N/A Transactions 61 Related Party Mgmt N/A For N/A Transactions 62 Related Party Mgmt N/A For N/A Transactions 63 Related Party Mgmt N/A For N/A Transactions 64 Related Party Mgmt N/A For N/A Transactions 65 Related Party Mgmt N/A For N/A Transactions 66 Related Party Mgmt N/A For N/A Transactions 67 Related Party Mgmt N/A For N/A Transactions 68 Related Party Mgmt N/A For N/A Transactions 69 Related Party Mgmt N/A For N/A Transactions 70 Related Party Mgmt N/A For N/A Transactions 71 Related Party Mgmt N/A For N/A Transactions 72 Related Party Mgmt N/A For N/A Transactions 73 Related Party Mgmt N/A For N/A Transactions 74 Related Party Mgmt N/A For N/A Transactions 75 Related Party Mgmt N/A For N/A Transactions 76 Related Party Mgmt N/A For N/A Transactions 77 Related Party Mgmt N/A For N/A Transactions 78 Related Party Mgmt N/A For N/A Transactions 79 Related Party Mgmt N/A For N/A Transactions 80 Related Party Mgmt N/A For N/A Transactions 81 Related Party Mgmt N/A For N/A Transactions 82 Related Party Mgmt N/A For N/A Transactions 83 Related Party Mgmt N/A For N/A Transactions 84 Related Party Mgmt N/A For N/A Transactions 85 Related Party Mgmt N/A For N/A Transactions 86 Related Party Mgmt N/A For N/A Transactions 87 Related Party Mgmt N/A For N/A Transactions 88 Related Party Mgmt N/A For N/A Transactions 89 Related Party Mgmt N/A For N/A Transactions 90 Related Party Mgmt N/A For N/A Transactions 91 Related Party Mgmt N/A For N/A Transactions 92 Related Party Mgmt N/A For N/A Transactions 93 Related Party Mgmt N/A For N/A Transactions 94 Related Party Mgmt N/A For N/A Transactions 95 Related Party Mgmt N/A For N/A Transactions 96 Related Party Mgmt N/A For N/A Transactions 97 Non-Voting Item Mgmt N/A For N/A ________________________________________________________________________________ Gazprom OAO Ticker Security ID: Meeting Date Meeting Status GAZP CUSIP 368287207 06/28/2013 Voted Meeting Type Country of Trade Consent United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Andrey I. Akimov Mgmt N/A Abstain N/A 2 Elect Farit R. Mgmt N/A Abstain N/A Gazizullin 3 Elect Viktor A. Zubkov Mgmt N/A Abstain N/A 4 Elect Elena Y. Karpel Mgmt N/A Abstain N/A 5 Elect Timur Kulibaev Mgmt N/A Abstain N/A 6 Elect Vitaly A. Markelov Mgmt N/A Abstain N/A 7 Elect Viktor G Martynov Mgmt N/A Abstain N/A 8 Elect Vladimir A. Mau Mgmt N/A Abstain N/A 9 Elect Alexey B Miller Mgmt N/A Abstain N/A 10 Elect Valery A. Musin Mgmt N/A For N/A 11 Elect Mikhail L. Sereda Mgmt N/A Abstain N/A 12 Elect Viktor Antoshin Mgmt N/A For N/A 13 Elect Dmitry Arkhipov Mgmt N/A Abstain N/A 14 Elect Andrey Belobrov Mgmt N/A Abstain N/A 15 Elect Vadim Bikulov Mgmt N/A For N/A 16 Elect Mikhail Kuzovlev Mgmt N/A For N/A 17 Elect Marina Mikhina Mgmt N/A For N/A 18 Elect Lidiya Morozova Mgmt N/A For N/A 19 Elect Anna Nesterova Mgmt N/A For N/A 20 Elect Georgiy Nozadze Mgmt N/A For N/A 21 Elect Yuriy Nosov Mgmt N/A Abstain N/A 22 Elect Karen Oganyan Mgmt N/A For N/A 23 Elect Aleksandr Yugov Mgmt N/A For N/A ________________________________________________________________________________ Genworth MI Canada Inc. Ticker Security ID: Meeting Date Meeting Status MIC CUSIP 37252B102 06/06/2013 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Brian Hurley Mgmt For For For 1.2 Elect Robert Brannock Mgmt For Withhold Against 1.3 Elect Robert Gillespie Mgmt For For For 1.4 Elect Sidney M. Horn Mgmt For For For 1.5 Elect Brian Kelly Mgmt For For For 1.6 Elect Samuel Marsico Mgmt For For For 1.7 Elect Leon Roday Mgmt For For For 1.8 Elect Jerome Upton Mgmt For For For 1.9 Elect John Walker Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Glaxosmithkline plc Ticker Security ID: Meeting Date Meeting Status GSK CINS G3910J112 05/01/2013 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Mgmt For For For Report 3 Elect Lynn L. Elsenhans Mgmt For For For 4 Elect Jing Ulrich Mgmt For For For 5 Elect Hans Wijers Mgmt For For For 6 Elect Sir Christopher Mgmt For Against Against Gent 7 Elect Sir Andrew Witty Mgmt For For For 8 Elect Sir Roy Anderson Mgmt For For For 9 Elect Stephanie A. Burns Mgmt For For For 10 Elect Stacey Cartwright Mgmt For For For 11 Elect Simon Dingemans Mgmt For For For 12 Elect Judy C. Lewent Mgmt For For For 13 Elect Sir Deryck C. Mgmt For For For Maughan 14 Elect Daniel Podolsky Mgmt For For For 15 Elect Moncef Slaoui Mgmt For For For 16 Elect Tom de Swaan Mgmt For Against Against 17 Elect Sir Robert Wilson Mgmt For For For 18 Appointment of Auditor Mgmt For For For 19 Authority to Set Mgmt For For For Auditor's Fees 20 Authorisation of Mgmt For For For Political Donations 21 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 22 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 23 Authority to Repurchase Mgmt For For For Shares 24 Exemption from Mgmt For For For Statement of Senior Auditor's Name 25 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days ________________________________________________________________________________ Golden Agri-Resources Limited Ticker Security ID: Meeting Date Meeting Status E5H CINS V39076134 04/25/2013 Voted Meeting Type Country of Trade Annual Mauritius Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Directors' Fees Mgmt For For For 4 Elect Rafael Buhay Mgmt For For For Concepcion, Jr. 5 Elect Muktar Widjaja Mgmt For Against Against 6 Elect HONG Pian Tee Mgmt For For For 7 Appointment of Auditor Mgmt For For For and Authority to Set Fees 8 Authority to Issue Mgmt For For For Shares w/ or w/o Preemptive Rights 9 Authority to Repurchase Mgmt For For For Shares 10 Related Party Mgmt For Against Against Transactions ________________________________________________________________________________ Greene King plc Ticker Security ID: Meeting Date Meeting Status GNK CINS G40880133 09/04/2012 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Mgmt For For For Report 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Rooney Anand Mgmt For For For 5 Elect Norman Murray Mgmt For For For 6 Elect Ian Durant Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 Authority to Set Mgmt For For For Auditor's Fees 9 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 10 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 11 Authority to Repurchase Mgmt For For For Shares 12 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days ________________________________________________________________________________ Guangdong Investment Limited Ticker Security ID: Meeting Date Meeting Status 270 CINS Y2929L100 06/14/2013 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Elect WEN Yinheng Mgmt For For For 6 Elect HUANG Zhenhai Mgmt For For For 7 Elect Anthony WU Mgmt For For For Ting-yuk 8 Elect XU Wenfang Mgmt For Against Against 9 Elect LI Wai Keung Mgmt For For For 10 Elect John CHAN Cho Chak Mgmt For For For 11 Elect David LI Kwok-po Mgmt For Against Against 12 Directors' Fees Mgmt For For For 13 Appointment of Auditor Mgmt For For For and Authority to Set Fees 14 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 15 Authority to Repurchase Mgmt For For For Shares 16 Authority to Issue Mgmt For Against Against Repurchased Shares 17 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Guangshen Railway Company Limited Ticker Security ID: Meeting Date Meeting Status 0525 CINS Y2930P108 09/27/2012 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amendments to Articles Mgmt For For For ________________________________________________________________________________ Hoya Corporation Ticker Security ID: Meeting Date Meeting Status 7741 CINS J22848105 06/21/2013 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Yuzaburoh Mogi Mgmt For For For 3 Elect Yukiharu Kodama Mgmt For For For 4 Elect Itaru Koeda Mgmt For For For 5 Elect Yutaka Asoh Mgmt For For For 6 Elect Yukako Uchinaga Mgmt For For For 7 Elect Mitsudo Urano Mgmt For For For 8 Elect Hiroshi Suzuki Mgmt For For For 9 Shareholder Proposal ShrHoldr Against For Against Regarding Compensation Disclosure 10 Shareholder Proposal ShrHoldr Against For Against Regarding Text of Shareholder Proposals 11 Shareholder Proposal ShrHoldr Against Against For Regarding Voting Rights 12 Shareholder Proposal ShrHoldr Against Against For Regarding Outside Director Sessions 13 Shareholder Proposal ShrHoldr Against For Against Regarding Outside Chairman 14 Shareholder Proposal ShrHoldr Against Against For Regarding Establishing a Contact Point for Whistle-Blowing 15 Shareholder Proposal ShrHoldr Against Against For Regarding Separate Legal Advisor for the Board 16 Shareholder Proposal ShrHoldr Against Against For Regarding Budget Allocation for Committee Consultants 17 Shareholder Proposal ShrHoldr Against Against For Regarding Election of Dissident Board Member ________________________________________________________________________________ HSBC Holdings plc Ticker Security ID: Meeting Date Meeting Status HSBA CINS G4634U169 05/24/2013 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Directors' Remuneration Mgmt For For For Report 4 Elect Safra A. Catz Mgmt For For For 5 Elect Laura CHA May Lung Mgmt For For For 6 Elect Marvin CHEUNG Kin Mgmt For For For Tung 7 Elect James B. Comey Mgmt For For For 8 Elect John Coombe Mgmt For For For 9 Elect Joachim Faber Mgmt For For For 10 Elect Rona Fairhead Mgmt For For For 11 Elect Renato Fassbind Mgmt For For For 12 Elect Douglas J. Flint Mgmt For For For 13 Elect Stuart T. Gulliver Mgmt For For For 14 Elect James W.J. Mgmt For For For Hughes-Hallett 15 Elect Sam H. Laidlaw Mgmt For For For 16 Elect John P Lipsky Mgmt For For For 17 Elect J. Rachel Lomax Mgmt For For For 18 Elect Iain J. Mackay Mgmt For For For 19 Elect Sir Simon M. Mgmt For For For Robertson 20 Elect John L. Thornton Mgmt For Against Against 21 Appointment of Auditor Mgmt For For For and Authority to Set Fees 22 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 23 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 24 Authority to Repurchase Mgmt For For For Shares 25 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days 26 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Idemitsu Kosan Company Limited Ticker Security ID: Meeting Date Meeting Status 5019 CINS J2388K103 06/27/2013 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Kazuhisa Nakano Mgmt For Against Against 3 Elect Takashi Tsukioka Mgmt For For For 4 Elect Kenichi Matsui Mgmt For For For 5 Elect Yoshihisa Mgmt For For For Matsumoto 6 Elect Yasunori Maeda Mgmt For For For 7 Elect Osamu Kamimae Mgmt For For For 8 Elect Daisuke Seki Mgmt For For For 9 Elect Hiroshi Seki Mgmt For For For 10 Elect Katsumi Saitoh Mgmt For For For 11 Elect Takashi Matsushita Mgmt For For For 12 Elect Shunichi Kitoh Mgmt For For For 13 Elect Michiyoshi Mgmt For Against Against Kuriyama as Statutory Auditor ________________________________________________________________________________ IHI Corporation (fka Ishikawajima-Harima Heavy Industries Co) Ticker Security ID: Meeting Date Meeting Status 7013 CINS J2398N105 06/27/2013 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Kazuaki Kama Mgmt For Against Against 4 Elect Tamotsu Saitoh Mgmt For For For 5 Elect Fusayoshi Nakamura Mgmt For For For 6 Elect Kazuo Tsukahara Mgmt For For For 7 Elect Sadao Degawa Mgmt For For For 8 Elect Johji Sakamoto Mgmt For For For 9 Elect Ichiroh Terai Mgmt For For For 10 Elect Tatsumi Mgmt For For For Kawaratani 11 Elect Izumi Imoto Mgmt For For For 12 Elect Toshinori Sekido Mgmt For For For 13 Elect Hiroshi Iwamoto Mgmt For For For 14 Elect Hiromitsu Hamamura Mgmt For For For 15 Elect Tomokazu Hamaguchi Mgmt For For For 16 Elect Tadashi Okamura Mgmt For Against Against 17 Elect Eiichi Yoshida Mgmt For For For 18 Elect Makoto Serizawa Mgmt For For For 19 Elect Toshiharu Watanabe Mgmt For Against Against ________________________________________________________________________________ Imperial Tobacco Group plc Ticker Security ID: Meeting Date Meeting Status IMT CINS G4721W102 01/30/2013 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Mgmt For For For Report 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Ken Burnett Mgmt For For For 5 Elect Alison Cooper Mgmt For For For 6 Elect Robert Dyrbus Mgmt For For For 7 Elect David Haines Mgmt For For For 8 Elect Michael Herlihy Mgmt For For For 9 Elect Susan Murray Mgmt For For For 10 Elect Iain Napier Mgmt For For For 11 Elect Matthew Phillips Mgmt For For For 12 Elect Berge Setrakian Mgmt For For For 13 Elect Mark Williamson Mgmt For For For 14 Elect Malcolm Wyman Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Set Mgmt For For For Auditor's Fees 17 Authorisation of Mgmt For For For Political Donations 18 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 19 Share Matching Scheme Mgmt For For For 20 Long Term Incentive Plan Mgmt For For For 21 International Sharesave Mgmt For For For Plan 22 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 23 Authority to Repurchase Mgmt For For For Shares 24 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days 25 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Inchcape plc Ticker Security ID: Meeting Date Meeting Status INCH CINS G47320208 05/16/2013 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Mgmt For Against Against Report 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Ken Hanna Mgmt For For For 5 Elect Andre Lacroix Mgmt For For For 6 Elect John McConnell Mgmt For For For 7 Elect Simon A. Borrows Mgmt For For For 8 Elect Alison Cooper Mgmt For For For 9 Elect Nigel Northridge Mgmt For For For 10 Elect Vicky Bindra Mgmt For For For 11 Elect Till Vestring Mgmt For For For 12 Appointment of Auditor Mgmt For For For 13 Authority to Set Mgmt For For For Auditor's Fees 14 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 15 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 16 Authority to Repurchase Mgmt For For For Shares 17 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days 18 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Japan Airlines Company Limited Ticker Security ID: Meeting Date Meeting Status 9201 CINS J25979121 06/19/2013 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Mgmt For For For Profits/Dividends 3 Amendments to Articles Mgmt For For For 4 Elect Masaru Ohnishi Mgmt For For For 5 Elect Yoshiharu Ueki Mgmt For For For 6 Elect Hirohide Kamikawa Mgmt For For For 7 Elect Nobuhiro Satou Mgmt For For For 8 Elect Junko Ohkawa Mgmt For For For 9 Elect Tatsuo Kainaka Mgmt For For For 10 Elect Kimie Iwata Mgmt For For For ________________________________________________________________________________ Jardine Strategic Holdings Ltd. Ticker Security ID: Meeting Date Meeting Status J37 CINS G50764102 05/16/2013 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports, Mgmt For For For and Allocation of Profits/Dividends 2 Elect Charles M. Mgmt For Against Against Allen-Jones 3 Elect Percy Weatherall Mgmt For Against Against 4 Directors' Fees Mgmt For For For 5 Appointment of Auditor Mgmt For For For and Authority to Set Fees 6 Authority to Issue Mgmt For For For Shares w/ or w/o Preemptive Rights 7 Authority to Repurchase Mgmt For For For Shares 8 Authority to Purchase Mgmt For Against Against Shares in Jardine Matheson Holdings Limited 9 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Kaken Pharmaceutical Co. Ticker Security ID: Meeting Date Meeting Status 4521 CINS J29266103 06/27/2013 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Allocation of Mgmt For For For Profits/Dividends 2 Amendments to Articles Mgmt For For For 3 Elect Shiroh Inui Mgmt For Against Against 4 Elect Tetsuo Ohnuma Mgmt For For For 5 Elect Susumu Kojima Mgmt For For For 6 Elect Hirokazu Konishi Mgmt For For For 7 Elect Yoshihiro Ieda Mgmt For For For 8 Elect Noboru Shibata Mgmt For For For 9 Elect Kazuki Sekitani Mgmt For For For 10 Elect Sumio Yoshizawa Mgmt For For For 11 Elect Masanori Aoyama Mgmt For Against Against 12 Elect Tsuyoshi Takada Mgmt For For For as Alternate Statutory Auditor 13 Bonus Mgmt For For For ________________________________________________________________________________ KDDI Corp. Ticker Security ID: Meeting Date Meeting Status 9433 CINS J31843105 06/19/2013 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Mgmt For For For Profits/Dividends 3 Amendments to Articles Mgmt For For For 4 Elect Tadashi Onodera Mgmt For Against Against 5 Elect Takashi Tanaka Mgmt For For For 6 Elect Hirofumi Morozumi Mgmt For For For 7 Elect Makoto Takahashi Mgmt For For For 8 Elect Yoshiharu Mgmt For For For Shimatani 9 Elect Yuzoh Ishikawa Mgmt For For For 10 Elect Masahiro Inoue Mgmt For For For 11 Elect Hideo Yuasa Mgmt For For For 12 Elect Tsutomu Fukuzaki Mgmt For For For 13 Elect Hidehiko Tajima Mgmt For For For 14 Elect Tetsuo Kuba Mgmt For Against Against 15 Elect Nobuyori Kodaira Mgmt For For For ________________________________________________________________________________ Kingfisher plc Ticker Security ID: Meeting Date Meeting Status KGF CINS G5256E441 06/13/2013 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Mgmt For For For Report 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Daniel Bernard Mgmt For For For 5 Elect Andrew Bonfield Mgmt For For For 6 Elect Pascal Cagni Mgmt For For For 7 Elect Clare Chapman Mgmt For For For 8 Elect Ian Cheshire Mgmt For For For 9 Elect Anders Dahlvig Mgmt For For For 10 Elect Janis Kong Mgmt For For For 11 Elect Kevin O'Byrne Mgmt For For For 12 Elect Mark Seligman Mgmt For For For 13 Elect Philippe Tible Mgmt For For For 14 Elect Karen Witts Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Set Mgmt For For For Auditor's Fees 17 Authorisation of Mgmt For For For Political Donations 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 20 Non-Voting Agenda Item N/A N/A N/A N/A 21 Non-Voting Agenda Item N/A N/A N/A N/A 22 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 23 Non-Voting Agenda Item N/A N/A N/A N/A 24 Non-Voting Agenda Item N/A N/A N/A N/A 25 Authority to Repurchase Mgmt For For For Shares 26 Non-Voting Agenda Item N/A N/A N/A N/A 27 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days 28 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ KT Corp Ticker Security ID: Meeting Date Meeting Status 030200 CUSIP 48268K101 03/15/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Allocation Mgmt For For For of Profits/Dividends 2 Amendments to Articles Mgmt For For For 3 Elect PYO Hyeon Myung Mgmt For For For 4 Elect KIM Il Young Mgmt For For For 5 Elect SONG Jong Hwan Mgmt For For For 6 Elect CHA Sang Gyun Mgmt For For For 7 Elect SONG Do Kyun Mgmt For For For 8 Election of Audit Mgmt For For For Committee Member: CHA Sang Gyun 9 Directors' Fees Mgmt For For For ________________________________________________________________________________ KT Corp Ticker Security ID: Meeting Date Meeting Status 030200 CUSIP 48268K101 11/23/2012 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Spin-off Mgmt For For For ________________________________________________________________________________ Kyorin Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 4569 CINS J37996113 06/25/2013 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Masahiro Yamashita Mgmt For For For 2 Elect Mitsutomo Mgmt For For For Miyashita 3 Elect Minoru Hogawa Mgmt For For For 4 Elect Tomiharu Matsumoto Mgmt For For For 5 Elect Yutaka Ogihara Mgmt For For For 6 Elect Masakatsu Komuro Mgmt For For For 7 Elect Satoru Kanai Mgmt For For For 8 Elect Shigeru Ogihara Mgmt For For For 9 Elect Senji Ozaki Mgmt For For For 10 Elect Noriyuki Shikanai Mgmt For For For ________________________________________________________________________________ Lukoil OAO Ticker Security ID: Meeting Date Meeting Status LKO CUSIP 677862104 06/27/2013 Voted Meeting Type Country of Trade Consent United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports; Mgmt For For For Allocation of Profits/Dividends 2 Elect Vagit Y. Alekperov Mgmt N/A Abstain N/A 3 Elect Victor V. Blazheev Mgmt N/A For N/A 4 Elect Leonid A. Fedun Mgmt N/A Abstain N/A 5 Elect Valery I. Grayfer Mgmt N/A Abstain N/A 6 Elect Igor S. Ivanov Mgmt N/A For N/A 7 Elect Ravil U. Maganov Mgmt N/A Abstain N/A 8 Elect Richard H. Matzke Mgmt N/A For N/A 9 Elect Sergei A. Mgmt N/A Abstain N/A Mikhailov 10 Elect Mark Mobius Mgmt N/A For N/A 11 Elect Guglielmo Moscato Mgmt N/A For N/A 12 Elect Nikolai M Nikolaev Mgmt N/A Abstain N/A 13 Elect Ivan Pictet Mgmt N/A For N/A 14 Elect Mikhail B. Mgmt For For For Maksimov 15 Elect Vladimir N. Mgmt For For For Nikitenko 16 Elect Aleksandr V. Mgmt For For For Surkov 17 2013 Directors' Fees Mgmt For For For 18 Directors' Fees Mgmt For For For 19 2013 Audit Commission's Mgmt For For For Fees 20 Audit Commission's Fees Mgmt For For For 21 Appointment of Auditor Mgmt For For For 22 Amendments to Charter Mgmt For For For 23 Indemnification of Mgmt For For For Directors/Officers ________________________________________________________________________________ Lukoil OAO Ticker Security ID: Meeting Date Meeting Status LKO CUSIP 677862104 12/18/2012 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Interim Dividend Mgmt For For For 2 Adoption of New Mgmt For For For Regulations on Shareholder Meetings ________________________________________________________________________________ Manulife Financial Corporation Ticker Security ID: Meeting Date Meeting Status MFC CUSIP 56501R106 05/02/2013 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Joseph P. Caron Mgmt For For For 1.2 Elect John M. Cassaday Mgmt For For For 1.3 Elect Susan Dabarno Mgmt For For For 1.4 Elect Richard B. DeWolfe Mgmt For For For 1.5 Elect Sheila S. Fraser Mgmt For For For 1.6 Elect Donald A. Guloien Mgmt For For For 1.7 Elect Scott M. Hand Mgmt For Withhold Against 1.8 Elect Robert J. Harding Mgmt For For For 1.9 Elect Luther S. Helms Mgmt For For For 1.10 Elect HSIEH Tsun-yan Mgmt For For For 1.11 Elect Donald R. Lindsay Mgmt For For For 1.12 Elect Lorna R. Marsden Mgmt For For For 1.13 Elect John R.V. Palmer Mgmt For For For 1.14 Elect C. James Prieur Mgmt For For For 1.15 Elect Andrea S. Rosen Mgmt For For For 1.16 Elect Lesley D. Webster Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Mapfre S.A. Ticker Security ID: Meeting Date Meeting Status MAP CINS E3449V125 03/09/2013 Voted Meeting Type Country of Trade Special Spain Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Ratification of Board Mgmt For For For Acts 5 Ratification of the Mgmt For For For Co-Option of Jose Ignacio Goirigolzarri 6 Ratification of the Mgmt For For For Co-Option of Manuel Lagares Gomez-Abascal 7 Ratification of the Mgmt For For For Co-Option of Esteban Pedrayes Larrauri 8 Elect Adriana Mgmt For For For Casademont i Ruhi 9 Elect Rafael Casas Mgmt For For For Gutierrez 10 Allocation of Mgmt For For For Profits/Dividends 11 Amendments to Articles Mgmt For For For Regarding Distribution of Earnings 12 Authority to Issue Mgmt For For For Shares w/ or w/o Preemptive Rights 13 Authority to List Mgmt For For For Securities 14 Authority to Issue Mgmt For For For Convertible Securities w/ or w/o Preemptive Rights 15 Authority to Repurchase Mgmt For For For Shares 16 Remuneration Report Mgmt For Against Against 17 Appointment of Auditor Mgmt For For For 18 Authority to Carry Out Mgmt For For For Formalities Regarding Share and Debt Issuances 19 Authority to Carry Out Mgmt For For For Formalities 20 Authority to Clarify Mgmt For For For and Explain the Meeting Proposals 21 Salutations Mgmt For For For 22 Non-Voting Meeting Note N/A N/A N/A N/A 23 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Maple Leaf Foods Inc. Ticker Security ID: Meeting Date Meeting Status MFI CUSIP 564905107 05/02/2013 Voted Meeting Type Country of Trade Special Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect W. Geoffrey Mgmt For For For Beattie 1.2 Elect Gregory A. Boland Mgmt For For For 1.3 Elect John L. Bragg Mgmt For For For 1.4 Elect David L. Emerson Mgmt For For For 1.5 Elect Jeffrey Gandz Mgmt For For For 1.6 Elect Claude R. Mgmt For For For Lamoureux 1.7 Elect J. Scott McCain Mgmt For Withhold Against 1.8 Elect Michael H. McCain Mgmt For For For 1.9 Elect Diane E. McGarry Mgmt For For For 1.10 Elect James P. Olson Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Amendment to By-Laws Mgmt For For For Regarding Quorum 5 2013 Share Purchase and Mgmt For For For Deferred Share Unit Plan ________________________________________________________________________________ Marks and Spencer Group plc Ticker Security ID: Meeting Date Meeting Status MKS CINS G5824M107 07/10/2012 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Mgmt For For For Report 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Vindi Banga Mgmt For For For 5 Elect Miranda Curtis Mgmt For For For 6 Elect Marc Bolland Mgmt For For For 7 Elect Kate Bostock Mgmt For For For 8 Elect Jeremy Darroch Mgmt For For For 9 Elect John Dixon Mgmt For For For 10 Elect Martha Lane Fox Mgmt For For For 11 Elect Steven Holliday Mgmt For For For 12 Elect Jan du Plessis Mgmt For For For 13 Elect Steven Sharp Mgmt For For For 14 Elect Alan Stewart Mgmt For For For 15 Elect Robert Swannell Mgmt For For For 16 Elect Laura Wade-Gery Mgmt For For For 17 Appointment of Auditor Mgmt For For For 18 Authority to Set Mgmt For For For Auditor's Fees 19 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 20 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 21 Authority to Repurchase Mgmt For For For Shares 22 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days 23 Authorisation of Mgmt For For For Political Donations 24 Amendment to the Share Mgmt For For For Incentive Plan 25 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Marubeni Corporation Ticker Security ID: Meeting Date Meeting Status 8002 CINS J39788138 06/21/2013 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Teruo Asada Mgmt For Against Against 3 Elect Fumiya Kokubu Mgmt For For For 4 Elect Shigeru Yamazoe Mgmt For For For 5 Elect Mitsuru Akiyoshi Mgmt For For For 6 Elect Yutaka Nomura Mgmt For For For 7 Elect Daisuke Okada Mgmt For For For 8 Elect Shohji Kuwayama Mgmt For For For 9 Elect Kazuaki Tanaka Mgmt For For For 10 Elect Yukihiko Matsumura Mgmt For For For 11 Elect Masumi Kakinoki Mgmt For For For 12 Elect Takao Kitabata Mgmt For For For 13 Elect Yukiko Kuroda @ Mgmt For For For Yukiko Matsumoto 14 Elect Masahiro Enoki Mgmt For Against Against 15 Elect Takashi Suetsuna Mgmt For For For 16 Elect Yoshizumi Nezu Mgmt For Against Against ________________________________________________________________________________ Michelin SCA Ticker Security ID: Meeting Date Meeting Status ML CINS F61824144 05/17/2013 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Amendment to Article 15 Mgmt For For For 5 Authority to Cancel Mgmt For For For Shares and Reduce Share Capital 6 Accounts and Reports Mgmt For For For 7 Allocation of Mgmt For For For Profits/Dividends 8 Consolidated Accounts Mgmt For For For and Reports 9 Related Party Mgmt For For For Transactions 10 Authority to Repurchase Mgmt For For For Shares 11 Elect Barbara Dalibard Mgmt For For For 12 Elect Louis Gallois Mgmt For For For 13 Elect Anne-Sophie de La Mgmt For For For Bigne 14 Elect Jean-Pierre Mgmt For For For Duprieu 15 Elect Olivier Bazil Mgmt For For For 16 Elect Michel Rollier Mgmt For For For 17 Authorization of Legal Mgmt For For For Formalities ________________________________________________________________________________ Mitsui & Co Limited Ticker Security ID: Meeting Date Meeting Status 8031 CINS J44690139 06/21/2013 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Shohei Utsuda Mgmt For For For 4 Elect Masami Iijima Mgmt For For For 5 Elect Seiichi Tanaka Mgmt For For For 6 Elect Fuminobu Kawashima Mgmt For For For 7 Elect Daisuke Saiga Mgmt For For For 8 Elect Johji Okada Mgmt For For For 9 Elect Masayuki Kinoshita Mgmt For For For 10 Elect Shintaroh Ambe Mgmt For For For 11 Elect Kohichi Tanaka Mgmt For For For 12 Elect Nobuko Matsubara Mgmt For For For 13 Elect Ikujiroh Nonaka Mgmt For For For 14 Elect Hiroshi Mgmt For For For Hirabayashi 15 Elect Toshiroh Mutoh Mgmt For For For 16 Elect Hiroyasu Watanabe Mgmt For For For as Statutory Auditor ________________________________________________________________________________ Mondi plc Ticker Security ID: Meeting Date Meeting Status MNDI CINS G6258S107 05/03/2013 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Stephen C. Harris Mgmt For For For 2 Elect David Hathorn Mgmt For For For 3 Elect Andrew King Mgmt For For For 4 Elect Imogen Mkhize Mgmt For For For 5 Elect John E. Nicholas Mgmt For For For 6 Elect Peter Oswald Mgmt For For For 7 Elect Anne Quinn Mgmt For For For 8 Elect David Williams Mgmt For For For 9 Elect Audit Committee Mgmt For For For Member (Harris) 10 Elect Audit Committee Mgmt For For For Member (Nicholas) 11 Elect Audit Committee Mgmt For For For Member (Quinn) 12 Accounts and Reports Mgmt For For For (Mondi Ltd) 13 Directors' Remuneration Mgmt For For For Report (Mondi Ltd) 14 Directors' Fees (Mondi Mgmt For For For Ltd) 15 Directors' Fees (Mondi Mgmt For For For Ltd) 16 Allocation of Mgmt For For For Profits/Dividends (Mondi Ltd) 17 Appointment of Auditor Mgmt For For For (Mondi Ltd) 18 Authority to Set Mgmt For For For Auditor's Fees (Mondi Ltd) 19 Approve Financial Mgmt For For For Assistance (Mondi Ltd) 20 Non-Voting Agenda Item N/A N/A N/A N/A 21 General Authority to Mgmt For For For Issue Shares (Mondi Ltd) 22 General Authority to Mgmt For For For Issue Special Converting Shares (Mondi Ltd) 23 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights (Mondi Ltd) 24 Authority to Repurchase Mgmt For For For Shares (Mondi Ltd) 25 Authority to Implement Mgmt For For For Odd Lot Offer (Mondi Ltd) 26 Specific Authority to Mgmt For For For Repurchase Shares - Odd Lot Offers (Mondi Ltd) 27 Amendment to Long-Term Mgmt For For For Incentive Plan (Mondi Ltd) 28 Accounts and Reports Mgmt For For For (Mondi plc) 29 Directors' Remuneration Mgmt For For For Report (Mondi plc) 30 Allocation of Mgmt For For For Profits/Dividends (Mondi plc) 31 Appointment of Auditor Mgmt For For For (Mondi plc) 32 Authority to Set Mgmt For For For Auditor's Fees (Mondi plc) 33 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights (Mondi plc) 34 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights (Mondi plc) 35 Non-Voting Agenda Item N/A N/A N/A N/A 36 Authority to Repurchase Mgmt For For For Shares (Mondi plc) 37 Non-Voting Agenda Item N/A N/A N/A N/A 38 Amendments to Articles Mgmt For For For (Mondi plc) 39 Authority to Implement Mgmt For For For Odd Lot Offer (Mondi plc) 40 Authority to Implement Mgmt For For For Odd Lot Offer (Mondi plc) 41 Amendment to Long-Term Mgmt For For For Incentive Plan (Mondi plc) 42 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Muenchener Rueckversicherungs AG (Munich Re) Ticker Security ID: Meeting Date Meeting Status MUV2 CINS D55535104 04/25/2013 Take No Action Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Meeting Note N/A N/A TNA N/A 4 Non-Voting Meeting Note N/A N/A TNA N/A 5 Non-Voting Meeting Note N/A N/A TNA N/A 6 Non-Voting Agenda Item N/A N/A TNA N/A 7 Non-Voting Agenda Item N/A N/A TNA N/A 8 Allocation of Mgmt For TNA N/A Profits/Dividends 9 Ratification of Mgmt For TNA N/A Management Board Acts 10 Ratification of Mgmt For TNA N/A Supervisory Board Acts 11 Compensation Policy Mgmt For TNA N/A 12 Elect Ann-Kristin Mgmt For TNA N/A Achleitner 13 Supervisory Board Mgmt For TNA N/A Members' Fees 14 Increase in Authorized Mgmt For TNA N/A Capital ________________________________________________________________________________ Nihon Kohden Ticker Security ID: Meeting Date Meeting Status 6849 CINS J50538115 06/26/2013 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Allocation of Mgmt For For For Profits/Dividends 2 Elect Kazuo Ogino Mgmt For For For 3 Elect Fumio Suzuki Mgmt For For For 4 Elect Kenji Hakuta Mgmt For For For 5 Elect Toshitsugu Izawa Mgmt For For For 6 Elect Yoshito Tsukahara Mgmt For For For 7 Elect Hirokazu Ogino Mgmt For For For 8 Elect Takashi Tamura Mgmt For For For 9 Elect Hiroshi Aida Mgmt For For For 10 Elect Masaya Yamauchi Mgmt For For For 11 Elect Minoru Obara Mgmt For For For 12 Elect Toshinobu Mgmt For Against Against Mayuzumi as Statutory Auditor 13 Renewal of Takeover Mgmt For Against Against Defense Plan ________________________________________________________________________________ Nippon Shokubai Co. Ltd. Ticker Security ID: Meeting Date Meeting Status 4114 CINS J55806103 06/20/2013 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Allocation of Mgmt For For For Profits/Dividends 2 Elect Masanori Ikeda Mgmt For Against Against 3 Elect Yohsuke Ogata Mgmt For For For 4 Elect Yasuhito Nishii Mgmt For For For 5 Elect Haruhisa Yamamoto Mgmt For For For 6 Elect Masao Yamamoto Mgmt For For For 7 Elect Yohjiroh Takahashi Mgmt For For For 8 Elect Hidetoshi Nakatani Mgmt For For For 9 Elect Kohichi Miura Mgmt For For For 10 Elect Shinichi Uchida Mgmt For Against Against as Statutory Auditor 11 Renewal of Takeover Mgmt For Against Against Defense Plan ________________________________________________________________________________ Nippon Telegraph And Telephone Corporation Ticker Security ID: Meeting Date Meeting Status 9432 CINS J59396101 06/25/2013 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Mgmt For For For Profits/Dividends ________________________________________________________________________________ Nissan Motor Co Ltd Ticker Security ID: Meeting Date Meeting Status 7201 CINS J57160129 06/25/2013 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Carlos Ghosn Mgmt For Against Against 4 Elect Toshiyuki Shiga Mgmt For For For 5 Elect Hiroto Saikawa Mgmt For For For 6 Elect Colin Dodge Mgmt For For For 7 Elect Mitsuhiko Mgmt For For For Yamashita 8 Elect Hidetoshi Imazu Mgmt For For For 9 Elect Greg Kelly Mgmt For For For 10 Elect Jean-Baptiste Mgmt For For For Duzan 11 Elect Katsumi Nakamura Mgmt For For For 12 Equity Compensation Plan Mgmt For For For ________________________________________________________________________________ Old Mutual plc Ticker Security ID: Meeting Date Meeting Status OML CINS G67395114 05/09/2013 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Danuta Gray Mgmt For For For 4 Elect Mike Arnold Mgmt For For For 5 Elect Phillip Broadley Mgmt For For For 6 Elect Alan Gillespie Mgmt For For For 7 Elect Reuel Khoza Mgmt For For For 8 Elect Roger Marshall Mgmt For For For 9 Elect Bongani Nqwababa Mgmt For For For 10 Elect Nku Nyembezi-Heita Mgmt For For For 11 Elect Patrick O'Sullivan Mgmt For For For 12 Elect Julian V.F. Mgmt For For For Roberts 13 Appointment of Auditor Mgmt For For For 14 Authority to Set Mgmt For For For Auditor's Fees 15 Directors' Remuneration Mgmt For For For Report 16 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 17 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 18 Authority to Repurchase Mgmt For For For Shares 19 Contingent Purchase Mgmt For For For Contracts 20 Amendments to Articles Mgmt For For For Regarding Communications Sent by Post 21 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ OMV AG Ticker Security ID: Meeting Date Meeting Status OMV CINS A51460110 05/15/2013 Voted Meeting Type Country of Trade Annual Austria Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Allocation of Mgmt For For For Profits/Dividends 5 Ratification of Mgmt For For For Management Board Acts 6 Ratification of Mgmt For For For Supervisory Board Acts 7 Supervisory Board Mgmt For For For Members' Fees 8 Appointment of Auditor Mgmt For For For 9 Performance Share Plan Mgmt For For For 10 Matching Share Plan Mgmt For For For 11 Amendments to Articles Mgmt For For For ________________________________________________________________________________ OMV AG Ticker Security ID: Meeting Date Meeting Status OMV CINS A51460110 10/09/2012 Voted Meeting Type Country of Trade Special Austria Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Rudolf Kemler Mgmt For For For ________________________________________________________________________________ Otsuka Holdings Co Ltd Ticker Security ID: Meeting Date Meeting Status 4578 CINS J63117105 06/27/2013 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Akihiko Ohtsuka Mgmt For Against Against 3 Elect Tatsuo Higuchi Mgmt For For For 4 Elect Ichiroh Ohtsuka Mgmt For For For 5 Elect Atsumasa Makise Mgmt For For For 6 Elect Yoshiroh Matsuo Mgmt For For For 7 Elect Yujiroh Ohtsuka Mgmt For For For 8 Elect Yukio Kobayashi Mgmt For For For 9 Elect Yasuyuki Hirotomi Mgmt For For For 10 Elect Junichi Kawaguchi Mgmt For For For 11 Elect Sadanobu Tobe as Mgmt For Against Against Statutory Auditor ________________________________________________________________________________ Posco Ticker Security ID: Meeting Date Meeting Status 005490 CUSIP 693483109 03/22/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Allocation Mgmt For For For of Profits/Dividends 2 Elect SHIN Chae Chol Mgmt For For For 3 Elect LEE Myoung Woo Mgmt For For For 4 Elect KIM Ji Hyung Mgmt For For For 5 Election of Audit Mgmt For For For Committee Member: KIM Ji Hyung 6 Elect CHANG In Hwan Mgmt For For For 7 Elect KIM Yeung Gyu Mgmt For For For 8 Directors' Fees Mgmt For For For ________________________________________________________________________________ Power Financial Corporation Ticker Security ID: Meeting Date Meeting Status PWF CUSIP 73927C100 05/14/2013 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Marc A. Bibeau Mgmt For For For 1.2 Elect Andre Desmarais Mgmt For Withhold Against 1.3 Elect Paul G. Desmarais Mgmt For Withhold Against 1.4 Elect Paul Desmarais, Mgmt For Withhold Against Jr. 1.5 Elect Gerald Frere Mgmt For Withhold Against 1.6 Elect Anthony R. Graham Mgmt For For For 1.7 Elect Robert Gratton Mgmt For Withhold Against 1.8 Elect V. Peter Harder Mgmt For Withhold Against 1.9 Elect R. Jeffrey Orr Mgmt For For For 1.10 Elect J. David A. Mgmt For For For Jackson 1.11 Elect Louise Roy Mgmt For For For 1.12 Elect Raymond Royer Mgmt For Withhold Against 1.13 Elect Emoke J. E. Mgmt For For For Szathmary 2 Appointment of Auditor Mgmt For For For ________________________________________________________________________________ Reckitt Benckiser Group Plc Ticker Security ID: Meeting Date Meeting Status RB CINS G74079107 05/02/2013 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Mgmt For Against Against Report 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Adrian D.P. Mgmt For Against Against Bellamy 5 Elect Gerd Peter Harf Mgmt For For For 6 Elect Richard Cousins Mgmt For Against Against 7 Elect Kenneth Hydon Mgmt For For For 8 Elect Rakesh Kapoor Mgmt For For For 9 Elect Andre Lacroix Mgmt For For For 10 Elect Graham Mackay Mgmt For Against Against 11 Elect Judith A. Sprieser Mgmt For Against Against 12 Elect Warren G. Tucker Mgmt For For For 13 Elect Adrian Hennah Mgmt For For For 14 Appointment of Auditor Mgmt For For For 15 Authority to Set Mgmt For For For Auditor's Fees 16 Authorisation of Mgmt For For For Political Donations 17 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 18 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 19 Authority to Repurchase Mgmt For For For Shares 20 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days ________________________________________________________________________________ Rio Tinto plc Ticker Security ID: Meeting Date Meeting Status RIO CINS G75754104 04/18/2013 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Mgmt For For For Report 3 Elect Robert E. Brown Mgmt For For For 4 Elect Vivienne Cox Mgmt For For For 5 Elect Jan du Plessis Mgmt For For For 6 Elect Guy Elliott Mgmt For For For 7 Elect Michael Mgmt For For For Fitzpatrick 8 Elect Ann Godbehere Mgmt For For For 9 Elect Richard R. Mgmt For For For Goodmanson 10 Elect Lord John Kerr of Mgmt For For For Kinlochard 11 Elect Chris J. Lynch Mgmt For For For 12 Elect Paul M. Tellier Mgmt For For For 13 Elect John S. Varley Mgmt For For For 14 Elect Samuel M.C. Walsh Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Set Mgmt For For For Auditor's Fees 17 Performance Share Plan Mgmt For For For 18 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 19 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 20 Authority to Repurchase Mgmt For For For Shares 21 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days ________________________________________________________________________________ Royal Dutch Shell Plc Ticker Security ID: Meeting Date Meeting Status RDSB CINS G7690A100 05/21/2013 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Mgmt For For For Report 3 Elect Josef Ackermann Mgmt For Against Against 4 Elect Guy Elliott Mgmt For For For 5 Elect Simon Henry Mgmt For For For 6 Elect Charles O. Mgmt For For For Holliday, Jr. 7 Elect Gerard Kleisterlee Mgmt For For For 8 Elect Jorma Ollila Mgmt For For For 9 Elect Sir Nigel Mgmt For For For Sheinwald 10 Elect Linda G. Stuntz Mgmt For For For 11 Elect Peter Voser Mgmt For For For 12 Elect Hans Wijers Mgmt For For For 13 Elect Gerrit Zalm Mgmt For For For 14 Appointment of Auditor Mgmt For For For 15 Authority to Set Mgmt For For For Auditor's Fees 16 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 17 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 18 Authority to Repurchase Mgmt For For For Shares 19 Authorisation of Mgmt For For For Political Donations 20 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ SAAB AB Ticker Security ID: Meeting Date Meeting Status SAAB CINS W72838118 04/17/2013 Take No Action Meeting Type Country of Trade Annual Sweden Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Meeting Note N/A N/A TNA N/A 4 Non-Voting Meeting Note N/A N/A TNA N/A 5 Non-Voting Agenda Item N/A N/A TNA N/A 6 Non-Voting Agenda Item N/A N/A TNA N/A 7 Non-Voting Agenda Item N/A N/A TNA N/A 8 Non-Voting Agenda Item N/A N/A TNA N/A 9 Non-Voting Agenda Item N/A N/A TNA N/A 10 Non-Voting Agenda Item N/A N/A TNA N/A 11 Non-Voting Agenda Item N/A N/A TNA N/A 12 Accounts and Reports Mgmt For TNA N/A 13 Allocation of Mgmt For TNA N/A Profits/Dividend 14 Ratification of Board Mgmt For TNA N/A and Management Acts 15 Board Size Mgmt For TNA N/A 16 Directors and Auditors' Mgmt For TNA N/A Fees 17 Election of Directors Mgmt For TNA N/A 18 Compensation Guidelines Mgmt For TNA N/A 19 Share Matching Plan 2013 Mgmt For TNA N/A 20 Performance Share Plan Mgmt For TNA N/A 2013 21 Authority to Repurchase Mgmt For TNA N/A and Issue Shares 22 Authority to Transfer Mgmt For TNA N/A Shares Pursuant to Share Matching Plan 2013 23 Authority to Transfer Mgmt For TNA N/A Shares Pursuant to Performance Share Plan 2013 24 Authority to Transfer Mgmt For TNA N/A Shares Pursuant to Existing Long-Term Incentive Plans 25 Authority to Enter into Mgmt For TNA N/A an Equity Swap Agreement 26 Non-Voting Agenda Item N/A N/A TNA N/A 27 Non-Voting Meeting Note N/A N/A TNA N/A ________________________________________________________________________________ Sanofi Ticker Security ID: Meeting Date Meeting Status SAN CINS F5548N101 05/03/2013 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts Mgmt For For For and Reports 6 Allocation of Mgmt For For For Profits/Dividends 7 Elect Fabienne Mgmt For For For Lecorvaisier 8 Authority to Repurchase Mgmt For For For Shares 9 Authority to Issue Mgmt For For For Shares and/or Convertible Securities w/ Preemptive Rights 10 Authority to Issue Mgmt For For For Shares and/or Convertible Securities w/o Preemptive Rights 11 Authority to Increase Mgmt For For For Capital in Consideration for Contributions in Kind 12 Greenshoe Mgmt For For For 13 Authority to Increase Mgmt For For For Capital Through Capitalizations 14 Employee Stock Purchase Mgmt For For For Plan 15 Authority to Issue Mgmt For For For Restricted Shares 16 Authority to Grant Mgmt For For For Stock Options 17 Authority to Cancel Mgmt For For For Shares and Reduce Share Capital 18 Authorization of Legal Mgmt For For For Formalities ________________________________________________________________________________ Sasol Limited Ticker Security ID: Meeting Date Meeting Status SOL CUSIP 803866300 11/30/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Re-elect Colin Beggs Mgmt For For For 2 Re-elect David Constable Mgmt For For For 3 Re-elect Henk Dijkgraaf Mgmt For For For 4 Re-elect Mandla Gantsho Mgmt For For For 5 Re-elect Imogen Mkhize Mgmt For For For 6 Re-elect Jurgen Schrempp Mgmt For For For 7 Elect Moses Mkhize Mgmt For For For 8 Elect Peter Robertson Mgmt For For For 9 Elect Stephen Westwell Mgmt For For For 10 Appointment of Auditor Mgmt For For For 11 Elect Audit Committee Mgmt For For For Member (Beggs) 12 Elect Audit Committee Mgmt For For For Member (Dijkgraaf) 13 Elect Audit Committee Mgmt For For For Member (Gantsho) 14 Elect Audit Committee Mgmt For Against Against Member (Njeke) 15 Elect Audit Committee Mgmt For For For Member (Westwell) 16 Approve Remuneration Mgmt For For For Policy 17 Approve NEDs' Fees Mgmt For For For 18 Approve Financial Mgmt For For For Assistance 19 Adopt New Memorandum of Mgmt For For For Incorporation 20 Authority to Repurchase Mgmt For For For Shares 21 Authority to Repurchase Mgmt For For For Shares (Directors/Prescribed Officers) ________________________________________________________________________________ Shinhan Financial Group Co., Ltd Ticker Security ID: Meeting Date Meeting Status 055550 CUSIP 824596100 03/28/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Allocation Mgmt For For For of Profits/Dividends 2 Elect KO Boo In Mgmt For For For 3 Elect KWON Tae Eun Mgmt For For For 4 Elect KIM Kee Young Mgmt For For For 5 Elect KIM Seok Won Mgmt For For For 6 Elect NAM Koong Hoon Mgmt For For For 7 Elect YUN Ke Sup Mgmt For For For 8 Elect LEE Jung Il Mgmt For For For 9 Elect HARUKI Hirakawa Mgmt For For For 10 Elect PHILLIPPE Mgmt For For For Aguignier 11 Election of Audit Mgmt For For For Committee Member: KWON Tae Eun 12 Election of Audit Mgmt For For For Committee Member: KIM Seok Won 13 Election of Audit Mgmt For For For Committee Member: YUN Ke Sup 14 Election of Audit Mgmt For For For Committee Member: LEE Sang Kyung 15 Directors' Fees Mgmt For For For ________________________________________________________________________________ Sinopec Corporation Ticker Security ID: Meeting Date Meeting Status 0386 CINS Y15010104 05/29/2013 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Directors' Report Mgmt For For For 4 Supervisors' Report Mgmt For For For 5 Accounts and Reports Mgmt For For For 6 Authority to Declare Mgmt For For For Interim Dividends 7 Appointment of Auditor Mgmt For For For and Authority to Set Fees 8 Allocation of Mgmt For For For Profits/Dividends 9 Amendments to Articles Mgmt For For For 10 Extension of Validity Mgmt For For For Period of Convertible Bonds Issuance 11 Authority to Issue Debt Mgmt For Abstain Against Instruments 12 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 13 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Sinopec Corporation Ticker Security ID: Meeting Date Meeting Status 0386 CINS Y15010104 05/29/2013 Voted Meeting Type Country of Trade Other China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Allocation of Mgmt For For For Profits/Dividends 4 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Sinopec Corporation (China Petroleum & Chemical Corporation) Ticker Security ID: Meeting Date Meeting Status 0386 CINS Y15010104 10/16/2012 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Continuing Connected Mgmt For For For Transactions 4 Zhong Ke Guangdong Mgmt For For For Refinery Intergration Project 5 Amendments to Articles Mgmt For For For ________________________________________________________________________________ Smith & Nephew plc Ticker Security ID: Meeting Date Meeting Status SN CINS G82343164 04/11/2013 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Mgmt For For For Report 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Ian E. Barlow Mgmt For For For 5 Elect Olivier Bohuon Mgmt For For For 6 Elect Baroness Virginia Mgmt For For For Bottomley 7 Elect Julie Brown Mgmt For For For 8 Elect Sir John Buchanan Mgmt For For For 9 Elect Richard De Mgmt For For For Schutter 10 Elect Michael A. Mgmt For For For Friedman 11 Elect Pamela J. Kirby Mgmt For For For 12 Elect Brian Larcombe Mgmt For For For 13 Elect Joseph C. Papa Mgmt For For For 14 Elect Ajay G. Piramal Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Set Mgmt For For For Auditor's Fees 17 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 18 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 19 Authority to Repurchase Mgmt For For For Shares 20 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days ________________________________________________________________________________ SP Ausnet Ticker Security ID: Meeting Date Meeting Status SPN CINS Q8604X102 07/19/2012 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Re-elect Eric GWEE Teck Mgmt For Against Against Hai 3 Re-elect Tony Iannello Mgmt For For For 4 Re-elect HO Tian Yee Mgmt For For For 5 Remuneration Report Mgmt For For For (Companies only) 6 Amendments to Mgmt For For For Constitution (Companies only) 7 Approve Increase in Mgmt For For For NEDs' Fee Cap (Companies only) 8 Approve Issue of Mgmt For For For Securities (Singapore law) - Companies & Trust ________________________________________________________________________________ Statoil ASA Ticker Security ID: Meeting Date Meeting Status STL CINS R8413J103 05/14/2013 Take No Action Meeting Type Country of Trade Annual Norway Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Meeting Note N/A N/A TNA N/A 4 Non-Voting Meeting Note N/A N/A TNA N/A 5 Non-Voting Agenda Item N/A N/A TNA N/A 6 Non-Voting Agenda Item N/A N/A TNA N/A 7 Election of Presiding Mgmt For TNA N/A Chairman 8 Notice of Meeting and Mgmt For TNA N/A Agenda 9 Election of Individuals Mgmt For TNA N/A to Check Minutes 10 Accounts and Reports; Mgmt For TNA N/A Allocation of Profits/Dividends 11 Shareholder Proposal ShrHoldr Against TNA N/A Regarding Withdrawal from Canadian Oil Sands 12 Shareholder Proposal ShrHoldr Against TNA N/A Regarding Arctic Operations 13 Corporate Governance Mgmt For TNA N/A Report 14 Compensation Guidelines Mgmt For TNA N/A 15 Authority to Set Mgmt For TNA N/A Auditor's Fees 16 Amendment to Articles Mgmt For TNA N/A 17 Corporate Assembly Fees Mgmt For TNA N/A 18 Nominating Committee Mgmt For TNA N/A 19 Nominating Committee Mgmt For TNA N/A Fees 20 Authority to Repurchase Mgmt For TNA N/A Shares Pursuant to Share Savings Plan 21 Authority to Repurchase Mgmt For TNA N/A Shares for Cancellation 22 Non-Voting Meeting Note N/A N/A TNA N/A ________________________________________________________________________________ Suruga Bank Limited (The) Ticker Security ID: Meeting Date Meeting Status 8358 CINS J78400108 06/25/2013 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Mitsuyoshi Okano Mgmt For For For 3 Elect Kinosuke Okano Mgmt For For For 4 Elect Toshihiko Shirai Mgmt For For For 5 Elect Kazuya Mochizuki Mgmt For For For 6 Elect Yoshiroh Uchiyama Mgmt For For For 7 Elect Toshiyuki Haibara Mgmt For For For 8 Elect Takeshi Yagi Mgmt For For For 9 Elect Tsuneo Yahagi Mgmt For For For 10 Elect Makoto Naruke Mgmt For For For 11 Elect Yoshinori Andoh Mgmt For For For ________________________________________________________________________________ Telenor ASA Ticker Security ID: Meeting Date Meeting Status TEL CINS R21882106 05/15/2013 Take No Action Meeting Type Country of Trade Annual Norway Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Meeting Note N/A N/A TNA N/A 4 Non-Voting Meeting Note N/A N/A TNA N/A 5 Notice of Meeting; Mgmt For TNA N/A Agenda 6 Accounts and Reports; Mgmt For TNA N/A Allocation of Profits/Dividends 7 Authority to Set Mgmt For TNA N/A Auditor's Fees 8 Compensation Guidelines Mgmt For TNA N/A 9 Cancellation and Mgmt For TNA N/A Redemption of Shares 10 Authority to Repurchase Mgmt For TNA N/A Shares 11 Elect Anders Skj?vestad Mgmt For TNA N/A 12 Elect John Gordon Mgmt For TNA N/A Bernander 13 Elect Kirsten Ideboen Mgmt For TNA N/A 14 Elect Didrik Munch Mgmt For TNA N/A 15 Elect Elin Merete Mgmt For TNA N/A Myrmel-Johansen 16 Elect Widar Salbuvik Mgmt For TNA N/A 17 Elect Tore Onshuus Mgmt For TNA N/A Sandvik 18 Elect Silvija Seres Mgmt For TNA N/A 19 Elect Siri Pettersen Mgmt For TNA N/A Strandenes 20 Elect Olaug Svarva Mgmt For TNA N/A 21 Elect Gry Molleskog as Mgmt For TNA N/A Deputy Member 22 Elect Nils-Edvard Olsen Mgmt For TNA N/A as Deputy Member 23 Elect Ingvild Nybo Mgmt For TNA N/A Holth as Deputy Member 24 Elect Mette I. Wikborg Mgmt For TNA N/A 25 Elect Rune Selmar Mgmt For TNA N/A 26 Corporate Assembly Fees Mgmt For TNA N/A 27 Nomination Committee Mgmt For TNA N/A Fees ________________________________________________________________________________ Tesco plc Ticker Security ID: Meeting Date Meeting Status TSCO CINS G87621101 06/28/2013 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Mgmt For For For Report 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Olivia Garfield Mgmt For For For 5 Elect Sir Richard Mgmt For For For Broadbent 6 Elect Philip Clarke Mgmt For For For 7 Elect Gareth Bullock Mgmt For For For 8 Elect Patrick Cescau Mgmt For For For 9 Elect Stuart Chambers Mgmt For For For 10 Elect Ken Hanna Mgmt For For For 11 Elect Laurie McIlwee Mgmt For For For 12 Elect Deanna W. Mgmt For For For Oppenheimer 13 Elect Jacqueline Mgmt For For For Tammenoms Bakker 14 Appointment of Auditor Mgmt For For For 15 Authority to Set Mgmt For For For Auditor's Fees 16 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 17 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 18 Authority to Repurchase Mgmt For For For Shares 19 Authorisation of Mgmt For For For Political Donations 20 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days ________________________________________________________________________________ Teva Pharmaceutical Industries Ltd. Ticker Security ID: Meeting Date Meeting Status TEVA CUSIP 881624209 09/12/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Allocation of Mgmt For For For Profits/Dividends 2 Elect Phillip Frost Mgmt For Against Against 3 Elect Roger Abravanel Mgmt For For For 4 Elect Richard Lerner Mgmt For For For 5 Elect Galia Maor Mgmt For For For 6 Elect Erez Vigodman Mgmt For For For 7 Directors' Fees Mgmt For For For 8 Fee and Reimbursement Mgmt For For For to Chairman Phillip Frost 9 Payment to Vice Mgmt For For For Chairman Moshe Many 10 Amendments to Articles Mgmt For For For 11 Indemnification of Mgmt For For For Directors/Officers 12 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ The Sage Group plc Ticker Security ID: Meeting Date Meeting Status SGE CINS G7771K134 03/01/2013 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Donald Brydon Mgmt For For For 4 Elect Guy Berruyer Mgmt For For For 5 Elect Paul Harrison Mgmt For For For 6 Elect Tamara Ingram Mgmt For For For 7 Elect Ruth Markland Mgmt For For For 8 Elect Ian Mason Mgmt For For For 9 Elect Mark Rolfe Mgmt For For For 10 Appointment of Auditor Mgmt For For For 11 Authority to Set Mgmt For For For Auditor's Fees 12 Directors' Remuneration Mgmt For For For Report 13 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 16 Authority to Repurchase Mgmt For For For Shares 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days 19 Directors' Fees Mgmt For For For ________________________________________________________________________________ The Sage Group plc Ticker Security ID: Meeting Date Meeting Status SGE CINS G7771K134 06/03/2013 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Share Consolidation Mgmt For For For 2 Authority to Repurchase Mgmt For For For Shares 3 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 4 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights ________________________________________________________________________________ Toyo Suisan Kaisha Ltd. Ticker Security ID: Meeting Date Meeting Status 2875 CINS 892306101 06/27/2013 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Allocation of Mgmt For For For Profits/Dividends 2 Elect Tadasu Tsutsumi Mgmt For Against Against 3 Elect Kazuo Obata Mgmt For For For 4 Elect Hiroji Yoshino Mgmt For For For 5 Elect Masanari Imamura Mgmt For For For 6 Elect Hiroyuki Minami Mgmt For For For 7 Elect Kazuo Yamamoto Mgmt For For For 8 Elect Tsutomu Yoshimura Mgmt For For For 9 Elect Kenji Sugawara Mgmt For For For 10 Elect Masaharu Oikawa Mgmt For For For 11 Elect Tadashi Fujiya Mgmt For For For 12 Elect Hisao Ichishima Mgmt For For For 13 Elect Osamu Iizuka Mgmt For For For 14 Elect Noritaka Sumimoto Mgmt For For For 15 Elect Hitoshi Oki Mgmt For For For 16 Elect Tsutomu Toyoda Mgmt For For For 17 Elect Rieko Makiya Mgmt For For For 18 Elect Tomoko Hamada Mgmt For For For 19 Elect Tsutomu Ushijima Mgmt For For For as Alternative Statutory Auditor 20 Bonus Mgmt For For For ________________________________________________________________________________ Tsuruha Holdings Inc Ticker Security ID: Meeting Date Meeting Status 3391 CINS J9348C105 08/09/2012 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Tatsuru Tsuruha Mgmt For Against Against 3 Elect Masashi Horikawa Mgmt For For For 4 Elect Teruaki Gotoh Mgmt For For For 5 Elect Hisaya Ogawa Mgmt For For For 6 Elect Masahiro Ohfune Mgmt For For For 7 Elect Keisei Aoki Mgmt For Against Against 8 Elect Hiroko Tsuruha Mgmt For For For 9 Elect Motoya Okada Mgmt For Against Against 10 Stock Option Plan Mgmt For Against Against ________________________________________________________________________________ UOL Group Ltd. Ticker Security ID: Meeting Date Meeting Status U14 CINS Y9299W103 04/19/2013 Voted Meeting Type Country of Trade Annual Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Directors' Fees Mgmt For For For 4 Elect WEE Cho Yaw Mgmt For Against Against 5 Elect GWEE Lian Kheng Mgmt For For For 6 Elect LOW Weng Keong Mgmt For For For 7 Elect Pongsak Hoontrakul Mgmt For For For 8 Appointment of Auditor Mgmt For For For and Authority to Set Fees 9 Authority to Grant Mgmt For For For Awards and Issue Shares under Equity Incentive Plan 10 Authority to Issue Mgmt For For For Shares w/ or w/o Preemptive Rights 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Vale SA Ticker Security ID: Meeting Date Meeting Status VALE5 CUSIP 9.19E+109 04/17/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Election of Directors Mgmt For Against Against 4 Election of Supervisory Mgmt For For For Council 5 Remuneration Policy Mgmt For Against Against 6 Amendments to Articles Mgmt For For For 7 Consolidation of Mgmt For For For Articles ________________________________________________________________________________ Valeo SA Ticker Security ID: Meeting Date Meeting Status FR CINS F96221126 06/06/2013 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts Mgmt For For For and Reports 6 Elect Gerard Blanc Mgmt For For For 7 Elect Michael Jay Mgmt For For For 8 Elect Sophie Dutordoir Mgmt For For For 9 Allocation of Mgmt For For For Profits/Dividends 10 Related Party Mgmt For For For Transactions 11 Authority to Repurchase Mgmt For For For Shares 12 Authority to Issue Mgmt For Abstain Against Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 13 Authority to Issue Mgmt For Abstain Against Shares and/or Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments 14 Authority to Increase Mgmt For For For Capital Through Capitalizations 15 Greenshoe Mgmt For Abstain Against 16 Authority to Cancel Mgmt For For For Shares and Reduce Capital 17 Employee Stock Purchase Mgmt For For For Plan 18 Authorization of Legal Mgmt For For For Formalities ________________________________________________________________________________ Vodafone Group plc Ticker Security ID: Meeting Date Meeting Status VOD CINS G93882135 07/24/2012 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Gerard Kleisterlee Mgmt For For For 3 Elect Vittorio Colao Mgmt For For For 4 Elect Andy Halford Mgmt For For For 5 Elect Steve Pusey Mgmt For For For 6 Elect Renee James Mgmt For For For 7 Elect Alan Jebson Mgmt For For For 8 Elect Samuel Jonah Mgmt For For For 9 Elect Nick Land Mgmt For For For 10 Elect Anne Lauvergeon Mgmt For For For 11 Elect Luc Vandevelde Mgmt For For For 12 Elect Anthony Watson Mgmt For For For 13 Elect Philip Yea Mgmt For For For 14 Allocation of Mgmt For For For Profits/Dividends 15 Directors' Remuneration Mgmt For For For Report 16 Appointment of Auditor Mgmt For For For 17 Authority to Set Mgmt For For For Auditor's Fees 18 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 19 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 20 Authority to Repurchase Mgmt For For For Shares 21 Authorisation of Mgmt For For For Political Donations 22 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days ________________________________________________________________________________ Wheelock & Company Limited Ticker Security ID: Meeting Date Meeting Status 0020 CINS Y9553V106 06/07/2013 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Elect Stephen NG Tin Hoi Mgmt For Against Against 5 Elect CHAU Tak Hay Mgmt For For For 6 Elect CHENG Mignonne Mgmt For For For 7 Elect Alan Howard Smith Mgmt For For For 8 Elect Richard Y S TANG Mgmt For For For 9 Appointment of Auditor Mgmt For For For and Authority to Set Fees 10 Chairman's Fees Mgmt For For For 11 Directors' Fees Mgmt For For For 12 Audit Committee Fees Mgmt For For For 13 Authority to Repurchase Mgmt For For For Shares 14 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 15 Authority to Issue Mgmt For Against Against Repurchased Shares ________________________________________________________________________________ William Hill plc Ticker Security ID: Meeting Date Meeting Status WMH CINS G9645P117 03/18/2013 Voted Meeting Type Country of Trade Special United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 2 2008 LTIP Mgmt For For For ________________________________________________________________________________ William Hill plc Ticker Security ID: Meeting Date Meeting Status WMH CINS G9645P117 05/09/2013 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Mgmt For For For Report 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Gareth Davis Mgmt For For For 5 Elect Ralph Topping Mgmt For For For 6 Elect Neil Cooper Mgmt For For For 7 Elect David Edmonds Mgmt For For For 8 Elect Georgina Harvey Mgmt For For For 9 Elect Ashley Highfield Mgmt For For For 10 Elect David S. Lowden Mgmt For For For 11 Elect Imelda Walsh Mgmt For For For 12 Appointment of Auditor Mgmt For For For 13 Authority to Set Mgmt For For For Auditor's Fees 14 Authorisation of Mgmt For For For Political Donations 15 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 16 Amendment to the Mgmt For For For International Savings Related Share Option Plan 17 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 18 Authority to Repurchase Mgmt For For For Shares 19 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days 20 Amendments to Articles Mgmt For For For ________________________________________________________________________________ Yara International ASA Ticker Security ID: Meeting Date Meeting Status YAR CINS R9900C106 05/13/2013 Take No Action Meeting Type Country of Trade Annual Norway Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Meeting Note N/A N/A TNA N/A 4 Non-Voting Meeting Note N/A N/A TNA N/A 5 Opening of Meeting; Mgmt For TNA N/A Agenda 6 Election of Presiding Mgmt For TNA N/A Chairman and Individuals to Check Minutes 7 Accounts and Reports; Mgmt For TNA N/A Allocation of Profits/Dividends 8 Compensation Guidelines Mgmt For TNA N/A 9 Report on corporate Mgmt For TNA N/A governance 10 Authority to Set Mgmt For TNA N/A Auditor's Fees 11 Directors' Fees Mgmt For TNA N/A 12 Nomination Committee Mgmt For TNA N/A Fees 13 Elect Geir Isaksen Mgmt For TNA N/A 14 Amendments to Articles Mgmt For TNA N/A 15 Cancellation of Shares Mgmt For TNA N/A 16 Authority to Repurchase Mgmt For TNA N/A Shares ________________________________________________________________________________ Yue Yuen Industrial (Holdings) Ltd. Ticker Security ID: Meeting Date Meeting Status 0551 CINS G98803144 05/31/2013 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Elect KUO Tai Yu Mgmt For Against Against 6 Elect CHAN Lu Min Mgmt For For For 7 Elect Patty TSAI Pei Mgmt For For For Chun 8 Elect KUO Li Lien Mgmt For For For 9 Elect HUANG Ming Fu Mgmt For For For 10 Elect Teresa YEN Mgmt For For For 11 Directors' Fees Mgmt For For For 12 Appointment of Auditor Mgmt For For For and Authority to Set Fees 13 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 14 Authority to Repurchase Mgmt For For For Shares 15 Authority to Issue Mgmt For Against Against Repurchased Shares Item 1: Proxy Voting Record - Item1 Proxy Voting Record - Registrant : Allianz Funds Multi-Strategy Trust Fund Name : AllianzGI Redwood Fund (formerly, Allianz RCM Redwood Fund) ________________________________________________________________________________ Aetna Inc. Ticker Security ID: Meeting Date Meeting Status AET CUSIP 00817Y108 05/17/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Fernando Mgmt For For For Aguirre 1.2 Elect Director Mark T. Mgmt For Against Against Bertolini 1.3 Elect Director Frank M. Mgmt For For For Clark 1.4 Elect Director Betsy Z. Mgmt For For For Cohen 1.5 Elect Director Molly J. Mgmt For For For Coye 1.6 Elect Director Roger N. Mgmt For For For Farah 1.7 Elect Director Barbara Mgmt For For For Hackman Franklin 1.8 Elect Director Jeffrey Mgmt For For For E. Garten 1.9 Elect Director Ellen M. Mgmt For For For Hancock 1.10 Elect Director Richard Mgmt For For For J. Harrington 1.11 Elect Director Edward Mgmt For For For J. Ludwig 1.12 Elect Director Joseph Mgmt For For For P. Newhouse 2 Ratify Auditors Mgmt For For For 3 Amend Omnibus Stock Plan Mgmt For For For 4 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 5 Require Independent Shr Hldr Against For Against Board Chairman 6 Reduce Supermajority Shr Hldr Against For Against Vote Requirement 7 Enhance Board Oversight Shr Hldr Against Against For of Political Contributions ________________________________________________________________________________ Akamai Technologies, Inc. Ticker Security ID: Meeting Date Meeting Status AKAM CUSIP 00971T101 05/15/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Pamela Mgmt For For For J. Craig 1.2 Elect Director F. Mgmt For For For Thomson Leighton 1.3 Elect Director Paul Mgmt For For For Sagan 1.4 Elect Director Naomi O. Mgmt For For For Seligman 2 Approve Omnibus Stock Mgmt For For For Plan 3.1 Declassify the Board of Mgmt For For For Directors 3.2 Amend Certificate of Mgmt For For For Incorporation to Provide Directors May be Removed With or Without Cause 3.3 Reduce Supermajority Mgmt For For For Vote Requirement 4 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 5 Ratify Auditors Mgmt For For For ________________________________________________________________________________ Allergan, Inc. Ticker Security ID: Meeting Date Meeting Status AGN CUSIP 018490102 04/30/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director David Mgmt For Against Against E.I. Pyott 1.2 Elect Director Michael Mgmt For For For R. Gallagher 1.3 Elect Director Deborah Mgmt For For For Dunsire 1.4 Elect Director Dawn Mgmt For For For Hudson 1.5 Elect Director Trevor Mgmt For For For M. Jones 1.6 Elect Director Louis J. Mgmt For For For Lavigne, Jr. 1.7 Elect Director Peter J. Mgmt For For For McDonnell 1.8 Elect Director Timothy Mgmt For For For D. Proctor 1.9 Elect Director Russell Mgmt For For For T. Ray 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Provide Right to Call Mgmt For For For Special Meeting 5.1 Provide Right to Act by Shr Hldr Against For Against Written Consent 5.2 Report on Lobbying Shr Hldr Against For Against Payments and Policy ________________________________________________________________________________ Anadarko Petroleum Corporation Ticker Security ID: Meeting Date Meeting Status APC CUSIP 032511107 05/14/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Kevin P. Mgmt For For For Chilton 1.2 Elect Director Luke R. Mgmt For For For Corbett 1.3 Elect Director H. Mgmt For For For Paulett Eberhart 1.4 Elect Director Peter J. Mgmt For For For Fluor 1.5 Elect Director Richard Mgmt For For For L. George 1.6 Elect Director Preston Mgmt For For For M. Geren, III 1.7 Elect Director Charles Mgmt For For For W. Goodyear 1.8 Elect Director John R. Mgmt For For For Gordon 1.9 Elect Director Eric D. Mgmt For For For Mullins 1.10 Elect Director Paula Mgmt For For For Rosput Reynolds 1.11 Elect Director R. A. Mgmt For Against Against Walker 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Report on Political Shr Hldr Against For Against Contributions ________________________________________________________________________________ Broadcom Corporation Ticker Security ID: Meeting Date Meeting Status BRCM CUSIP 111320107 05/14/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Robert Mgmt For For For J. Finocchio, Jr. 1.2 Elect Director Nancy H. Mgmt For For For Handel 1.3 Elect Director Eddy W. Mgmt For For For Hartenstein 1.4 Elect Director Maria M. Mgmt For For For Klawe 1.5 Elect Director John E. Mgmt For For For Major 1.6 Elect Director Scott A. Mgmt For For For McGregor 1.7 Elect Director William Mgmt For For For T. Morrow 1.8 Elect Director Henry Mgmt For For For Samueli 1.9 Elect Director Robert Mgmt For For For E. Switz 2 Ratify Auditors Mgmt For For For ________________________________________________________________________________ Cameron International Corporation Ticker Security ID: Meeting Date Meeting Status CAM CUSIP 13342B105 05/08/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director James T. Mgmt For For For Hackett 1.2 Elect Director Michael Mgmt For For For E. Patrick 1.3 Elect Director Jon Erik Mgmt For For For Reinhardsen 1.4 Elect Director Bruce W. Mgmt For For For Wilkinson 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Amend Omnibus Stock Plan Mgmt For For For ________________________________________________________________________________ Citigroup Inc. Ticker Security ID: Meeting Date Meeting Status C CUSIP 172967424 04/24/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Michael Mgmt For For For L. Corbat 1.2 Elect Director Franz B. Mgmt For For For Humer 1.3 Elect Director Robert Mgmt For For For L. Joss 1.4 Elect Director Michael Mgmt For For For E. O'Neill 1.5 Elect Director Judith Mgmt For For For Rodin 1.6 Elect Director Robert Mgmt For For For L. Ryan 1.7 Elect Director Anthony Mgmt For For For M. Santomero 1.8 Elect Director Joan E. Mgmt For For For Spero 1.9 Elect Director Diana L. Mgmt For For For Taylor 1.10 Elect Director William Mgmt For For For S. Thompson, Jr. 1.11 Elect Director Ernesto Mgmt For For For Zedillo Ponce de Leon 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Amend Omnibus Stock Plan Mgmt For For For 5 Stock Retention/Holding Shr Hldr Against For Against Period 6 Report on Lobbying Shr Hldr Against For Against Payments and Policy 7 Amend Indemnifications Shr Hldr Against Against For Provisions ________________________________________________________________________________ Citrix Systems, Inc. Ticker Security ID: Meeting Date Meeting Status CTXS CUSIP 177376100 05/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Mark B. Mgmt For For For Templeton 1.2 Elect Director Stephen Mgmt For For For M. Dow 1.3 Elect Director Godfrey Mgmt For For For R. Sullivan 2 Amend Omnibus Stock Plan Mgmt For For For 3 Declassify the Board of Mgmt For For For Directors 4 Ratify Auditors Mgmt For For For 5 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation ________________________________________________________________________________ Coach, Inc. Ticker Security ID: Meeting Date Meeting Status COH CUSIP 189754104 11/07/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Lew Mgmt For Withhold Against Frankfort 1.2 Elect Director Susan Mgmt For For For Kropf 1.3 Elect Director Gary Mgmt For For For Loveman 1.4 Elect Director Ivan Mgmt For For For Menezes 1.5 Elect Director Irene Mgmt For For For Miller 1.6 Elect Director Michael Mgmt For For For Murphy 1.7 Elect Director Mgmt For For For Stephanie Tilenius 1.8 Elect Director Jide Mgmt For For For Zeitlin 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation ________________________________________________________________________________ Comerica Incorporated Ticker Security ID: Meeting Date Meeting Status CMA CUSIP 200340107 04/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Ralph W. Mgmt For Against Against Babb, Jr. 1.2 Elect Director Roger A. Mgmt For For For Cregg 1.3 Elect Director T. Kevin Mgmt For For For DeNicola 1.4 Elect Director Mgmt For For For Jacqueline P. Kane 1.5 Elect Director Richard Mgmt For For For G. Lindner 1.6 Elect Director Alfred Mgmt For For For A. Piergallini 1.7 Elect Director Robert Mgmt For For For S. Taubman 1.8 Elect Director Reginald Mgmt For For For M. Turner, Jr. 1.9 Elect Director Nina G. Mgmt For For For Vaca 2 Ratify Auditors Mgmt For For For 3 Amend Omnibus Stock Plan Mgmt For For For 4 Advisory Vote to Ratify Mgmt For Against Against Named Executive Officers' Compensation ________________________________________________________________________________ CONSOL Energy Inc. Ticker Security ID: Meeting Date Meeting Status CNX CUSIP 20854P109 05/08/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director J. Brett Mgmt For Withhold Against Harvey 1.2 Elect Director Philip Mgmt For For For W. Baxter 1.3 Elect Director James E. Mgmt For For For Altmeyer, Sr. 1.4 Elect Director William Mgmt For For For E. Davis 1.5 Elect Director Raj K. Mgmt For For For Gupta 1.6 Elect Director David C. Mgmt For For For Hardesty, Jr. 1.7 Elect Director John T. Mgmt For For For Mills 1.8 Elect Director William Mgmt For For For P. Powell 1.9 Elect Director Joseph Mgmt For For For T. Williams 2 Amend Executive Mgmt For For For Incentive Bonus Plan 3 Ratify Auditors Mgmt For For For 4 Advisory Vote to Ratify Mgmt For Against Against Named Executive Officers' Compensation 5 Report on Political Shr Hldr Against For Against Contributions 6 Report on Climate Change Shr Hldr Against For Against ________________________________________________________________________________ Danaher Corporation Ticker Security ID: Meeting Date Meeting Status DHR CUSIP 235851102 05/07/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Donald Mgmt For For For J. Ehrlich 1.2 Elect Director Linda Mgmt For For For Hefner Filler 1.3 Elect Director Teri Mgmt For For For List-Stoll 1.4 Elect Director Walter Mgmt For For For G. Lohr, Jr. 1.5 Elect Director Steven Mgmt For For For M. Rales 1.6 Elect Director John T. Mgmt For For For Schwieters 1.7 Elect Director Alan G. Mgmt For For For Spoon 2 Ratify Auditors Mgmt For For For 3 Amend Omnibus Stock Plan Mgmt For For For 4 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 5 Stock Retention/Holding Shr Hldr Against For Against Period 6 Report on Political Shr Hldr Against For Against Contributions ________________________________________________________________________________ Eaton Corporation Ticker Security ID: Meeting Date Meeting Status ETN CUSIP 278058102 10/26/2012 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approve Merger Agreement Mgmt For For For 2 Approve Reduction of Mgmt For For For Capital of New Eaton to Allow Creation of Distributable Reserves of New Eaton which are Required Under Irish Law to Allow New Eaton to Make Distributions and to Pay Dividends and Repurchase or Redeem Shares 3 Advisory Vote on Golden Mgmt For Against Against Parachutes 4 Adjourn Meeting Mgmt For For For ________________________________________________________________________________ EOG Resources, Inc. Ticker Security ID: Meeting Date Meeting Status EOG CUSIP 26875P101 05/02/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Charles Mgmt For For For R. Crisp 1.2 Elect Director James Mgmt For For For C. Day 1.3 Elect Director Mark G. Mgmt For Against Against Papa 1.4 Elect Director H. Mgmt For For For Leighton Steward 1.5 Elect Director Donald Mgmt For For For F. Textor 1.6 Elect Director William Mgmt For For For R. Thomas 1.7 Elect Director Frank G. Mgmt For For For Wisner 2 Ratify Auditors Mgmt For For For 3 Amend Omnibus Stock Plan Mgmt For For For 4 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation ________________________________________________________________________________ Express Scripts Holding Company Ticker Security ID: Meeting Date Meeting Status ESRX CUSIP 30219G108 05/09/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Gary G. Mgmt For For For Benanav 1.2 Elect Director Maura C. Mgmt For For For Breen 1.3 Elect Director William Mgmt For For For J. DeLaney 1.4 Elect Director Nicholas Mgmt For For For J. LaHowchic 1.5 Elect Director Thomas Mgmt For For For P. Mac Mahon 1.6 Elect Director Frank Mgmt For For For Mergenthaler 1.7 Elect Director Woodrow Mgmt For For For A. Myers, Jr. 1.8 Elect Director John O. Mgmt For For For Parker, Jr. 1.9 Elect Director George Mgmt For Against Against Paz 1.10 Elect Director William Mgmt For For For L. Roper 1.11 Elect Director Samuel Mgmt For For For K. Skinner 1.12 Elect Director Seymour Mgmt For For For Sternberg 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation ________________________________________________________________________________ HCA Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status HCA CUSIP 40412C101 04/24/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Richard Mgmt For Withhold Against M. Bracken 1.2 Elect Director R. Mgmt For Withhold Against Milton Johnson 1.3 Elect Director John P. Mgmt For Withhold Against Connaughton 1.4 Elect Director Kenneth Mgmt For Withhold Against W. Freeman 1.5 Elect Director Thomas Mgmt For Withhold Against F. Frist, III 1.6 Elect Director William Mgmt For Withhold Against R. Frist 1.7 Elect Director Mgmt For Withhold Against Christopher R. Gordon 1.8 Elect Director Jay O. Mgmt For For For Light 1.9 Elect Director Geoffrey Mgmt For For For G. Meyers 1.10 Elect Director Michael Mgmt For Withhold Against W. Michelson 1.11 Elect Director James C. Mgmt For Withhold Against Momtazee 1.12 Elect Director Stephen Mgmt For Withhold Against G. Pagliuca 1.13 Elect Director Wayne Mgmt For For For J. Riley 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation ________________________________________________________________________________ Intel Corporation Ticker Security ID: Meeting Date Meeting Status INTC CUSIP 458140100 05/16/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Charlene Mgmt For For For Barshefsky 1.2 Elect Director Andy D. Mgmt For For For Bryant 1.3 Elect Director Susan L. Mgmt For For For Decker 1.4 Elect Director John J. Mgmt For For For Donahoe 1.5 Elect Director Reed E. Mgmt For For For Hundt 1.6 Elect Director James D. Mgmt For For For Plummer 1.7 Elect Director David S. Mgmt For For For Pottruck 1.8 Elect Director Frank D. Mgmt For For For Yeary 1.9 Elect Director David B. Mgmt For For For Yoffie 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For Against Against Named Executive Officers' Compensation 4 Amend Omnibus Stock Plan Mgmt For For For 5 Stock Retention/Holding Shr Hldr Against For Against Period ________________________________________________________________________________ Juniper Networks, Inc. Ticker Security ID: Meeting Date Meeting Status JNPR CUSIP 48203R104 05/21/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Pradeep Mgmt For For For Sindhu 1.2 Elect Director Robert Mgmt For For For M. Calderoni 1.3 Elect Director William Mgmt For For For F. Meehan 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation ________________________________________________________________________________ Las Vegas Sands Corp. Ticker Security ID: Meeting Date Meeting Status LVS CUSIP 517834107 06/05/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Sheldon Mgmt For Withhold Against G. Adelson 1.2 Elect Director Irwin Mgmt For For For Chafetz 1.3 Elect Director Victor Mgmt For For For Chaltiel 1.4 Elect Director Charles Mgmt For For For A. Koppelman 2 Amend Omnibus Stock Plan Mgmt For For For 3 Amend Executive Mgmt For For For Incentive Bonus Plan 4 Advisory Vote to Ratify Mgmt For Against Against Named Executive Officers' Compensation ________________________________________________________________________________ Lennar Corporation Ticker Security ID: Meeting Date Meeting Status LEN CUSIP 526057104 04/10/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Irving Mgmt For For For Bolotin 1.2 Elect Director Steven Mgmt For For For L. Gerard 1.3 Elect Director Theron Mgmt For For For I. (Tig) Gilliam 1.4 Elect Director Sherrill Mgmt For For For W. Hudson 1.5 Elect Director R. Kirk Mgmt For For For Landon 1.6 Elect Director Sidney Mgmt For For For Lapidus 1.7 Elect Director Stuart Mgmt For For For A. Miller 1.8 Elect Director Jeffrey Mgmt For For For Sonnenfeld 2 Advisory Vote to Ratify Mgmt For Against Against Named Executive Officers' Compensation 3 Ratify Auditors Mgmt For For For ________________________________________________________________________________ LyondellBasell Industries NV Ticker Security ID: Meeting Date Meeting Status LYB CINS N53745100 05/22/2013 Voted Meeting Type Country of Trade Annual Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Jacques Mgmt For For For Aigrain 1.2 Elect Director Scott M. Mgmt For For For Kleinman 1.3 Elect Director Bruce A. Mgmt For For For Smith 2 Adopt Financial Mgmt For For For Statements and Statutory Reports 3 Approve Discharge of Mgmt For For For Management Board 4 Approve Discharge of Mgmt For For For Supervisory Board 5 Ratify Mgmt For For For PricewaterhouseCoopers LLP as Auditors 6 Ratify Mgmt For For For PricewaterhouseCoopers as Auditors 7 Approve Remuneration of Mgmt For For For Supervisory Board 8 Approve Dividends of Mgmt For For For USD 4.20 Per Share 9 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 10 Authorize Repurchase of Mgmt For For For Up to 10 Percent of Issued Share Capital 11 Approve Cancellation of Mgmt For For For up to 10 Percent of Issued Share Capital in Treasury Account 12 Amend Articles of Mgmt For For For Association ________________________________________________________________________________ Mead Johnson Nutrition Company Ticker Security ID: Meeting Date Meeting Status MJN CUSIP 582839106 04/30/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Steven Mgmt For For For M. Altschuler 1.2 Elect Director Howard Mgmt For For For B. Bernick 1.3 Elect Director Kimberly Mgmt For For For A. Casiano 1.4 Elect Director Anna C. Mgmt For For For Catalano 1.5 Elect Director Celeste Mgmt For For For A. Clark 1.6 Elect Director James M. Mgmt For For For Cornelius 1.7 Elect Director Stephen Mgmt For For For W. Golsby 1.8 Elect Director Peter Mgmt For For For Kasper Jakobsen 1.9 Elect Director Peter G. Mgmt For For For Ratcliffe 1.10 Elect Director Elliott Mgmt For For For Sigal 1.11 Elect Director Robert Mgmt For For For S. Singer 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Ratify Auditors Mgmt For For For ________________________________________________________________________________ Microsoft Corporation Ticker Security ID: Meeting Date Meeting Status MSFT CUSIP 594918104 11/28/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Director Steven Mgmt For For For A. Ballmer 2 Elect Director Dina Mgmt For For For Dublon 3 Elect Director William Mgmt For For For H. Gates, III 4 Elect Director Maria M. Mgmt For For For Klawe 5 Elect Director Stephen Mgmt For For For J. Luczo 6 Elect Director David F. Mgmt For For For Marquardt 7 Elect Director Charles Mgmt For For For H. Noski 8 Elect Director Helmut Mgmt For For For Panke 9 Elect Director John W. Mgmt For For For Thompson 10 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 11 Approve Qualified Mgmt For For For Employee Stock Purchase Plan 12 Ratify Auditors Mgmt For For For 13 Provide for Cumulative Shr Hldr Against For Against Voting ________________________________________________________________________________ Monster Beverage Corporation Ticker Security ID: Meeting Date Meeting Status MNST CUSIP 611740101 06/03/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Rodney Mgmt For Withhold Against C. Sacks 1.2 Elect Director Hilton Mgmt For For For H. Schlosberg 1.3 Elect Director Norman Mgmt For For For C. Epstein 1.4 Elect Director Benjamin Mgmt For For For M. Polk 1.5 Elect Director Sydney Mgmt For For For Selati 1.6 Elect Director Harold Mgmt For For For C. Taber, Jr. 1.7 Elect Director Mark S. Mgmt For For For Vidergauz 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation ________________________________________________________________________________ NetApp, Inc. Ticker Security ID: Meeting Date Meeting Status NTAP CUSIP 64110D104 08/31/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Daniel Mgmt For For For J. Warmenhoven 1.2 Elect Director Nicholas Mgmt For For For G. Moore 1.3 Elect Director Thomas Mgmt For For For Georgens 1.4 Elect Director Jeffry Mgmt For For For R. Allen 1.5 Elect Director Alan L. Mgmt For For For Earhart 1.6 Elect Director Gerald Mgmt For For For Held 1.7 Elect Director T. Mgmt For For For Michael Nevens 1.8 Elect Director George Mgmt For For For T. Shaheen 1.9 Elect Director Robert Mgmt For For For T. Wall 1.10 Elect Director Richard Mgmt For For For P. Wallace 2 Amend Omnibus Stock Plan Mgmt For For For 3 Amend Qualified Mgmt For For For Employee Stock Purchase Plan 4 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 5 Ratify Auditors Mgmt For For For 6 Reduce Supermajority Shr Hldr None For N/A Vote Requirement ________________________________________________________________________________ Oracle Corporation Ticker Security ID: Meeting Date Meeting Status ORCL CUSIP 68389X105 11/07/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Jeffrey Mgmt For For For S. Berg 1.2 Elect Director H. Mgmt For For For Raymond Bingham 1.3 Elect Director Michael Mgmt For For For J. Boskin 1.4 Elect Director Safra A. Mgmt For For For Catz 1.5 Elect Director Bruce R. Mgmt For For For Chizen 1.6 Elect Director George Mgmt For For For H. Conrades 1.7 Elect Director Lawrence Mgmt For For For J. Ellison 1.8 Elect Director Hector Mgmt For For For Garcia-Molina 1.9 Elect Director Jeffrey Mgmt For For For O. Henley 1.10 Elect Director Mark V. Mgmt For For For Hurd 1.11 Elect Director Donald Mgmt For For For L. Lucas 1.12 Elect Director Naomi O. Mgmt For For For Seligman 2 Advisory Vote to Ratify Mgmt For Against Against Named Executive Officers' Compensation 3 Amend Non-Employee Mgmt For For For Director Stock Option Plan 4 Ratify Auditors Mgmt For For For 5 Adopt Multiple Shr Hldr Against For Against Performance Metrics Under Executive Incentive Plans 6 Require Independent Shr Hldr Against For Against Board Chairman 7 Adopt Retention Ratio Shr Hldr Against For Against for Executives/Directors 8 Pro-rata Vesting of Shr Hldr Against For Against Equity Awards ________________________________________________________________________________ Owens Corning Ticker Security ID: Meeting Date Meeting Status OC CUSIP 690742101 04/18/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Ralph F. Mgmt For For For Hake 1.2 Elect Director J. Brian Mgmt For For For Ferguson 1.3 Elect Director F. Mgmt For For For Philip Handy 1.4 Elect Director Michael Mgmt For Withhold Against H. Thaman 2 Ratify Auditors Mgmt For For For 3 Approve Qualified Mgmt For For For Employee Stock Purchase Plan 4 Approve Omnibus Stock Mgmt For For For Plan 5 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation ________________________________________________________________________________ Potash Corporation of Saskatchewan Inc. Ticker Security ID: Meeting Date Meeting Status POT CINS 73755L107 05/16/2013 Voted Meeting Type Country of Trade Annual/Special Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Mgmt For For For Christopher M. Burley 1.2 Elect Director Donald Mgmt For For For G. Chynoweth 1.3 Elect Director Daniel Mgmt For For For Clauw 1.4 Elect Director William Mgmt For For For J. Doyle 1.5 Elect Director John W. Mgmt For For For Estey 1.6 Elect Director Gerald Mgmt For For For W. Grandey 1.7 Elect Director C. Mgmt For For For Steven Hoffman 1.8 Elect Director Dallas Mgmt For For For J. Howe 1.9 Elect Director Alice D. Mgmt For For For Laberge 1.10 Elect Director Keith G. Mgmt For For For Martell 1.11 Elect Director Jeffrey Mgmt For For For J. McCaig 1.12 Elect Director Mary Mgmt For For For Mogford 1.13 Elect Director Elena Mgmt For For For Viyella de Paliza 2 Ratify Deloitte & Mgmt For For For Touche LLP as Auditors 3 Approve 2013 Mgmt For For For Performance Option Plan 4 Advisory Vote on Mgmt For For For Executive Compensation Approach ________________________________________________________________________________ The Boeing Company Ticker Security ID: Meeting Date Meeting Status BA CUSIP 097023105 04/29/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director David L. Mgmt For For For Calhoun 1.2 Elect Director Arthur Mgmt For For For D. Collins, Jr. 1.3 Elect Director Linda Z. Mgmt For For For Cook 1.4 Elect Director Kenneth Mgmt For For For M. Duberstein 1.5 Elect Director Edmund Mgmt For For For P. Giambastiani, Jr. 1.6 Elect Director Lawrence Mgmt For For For W. Kellner 1.7 Elect Director Edward Mgmt For For For M. Liddy 1.8 Elect Director W. James Mgmt For Against Against McNerney, Jr. 1.9 Elect Director Susan C. Mgmt For For For Schwab 1.10 Elect Director Ronald Mgmt For For For A. Williams 1.11 Elect Director Mike S. Mgmt For For For Zafirovski 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Ratify Auditors Mgmt For For For 4 Submit SERP to Shr Hldr Against For Against Shareholder Vote 5 Provide Right to Act by Shr Hldr Against For Against Written Consent 6 Stock Retention/Holding Shr Hldr Against For Against Period 7 Require Independent Shr Hldr Against For Against Board Chairman ________________________________________________________________________________ The Estee Lauder Companies Inc. Ticker Security ID: Meeting Date Meeting Status EL CUSIP 518439104 11/09/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Rose Mgmt For For For Marie Bravo 1.2 Elect Director Paul J. Mgmt For For For Fribourg 1.3 Elect Director Mellody Mgmt For For For Hobson 1.4 Elect Director Irvine Mgmt For For For O. Hockaday, Jr. 1.5 Elect Director Barry S. Mgmt For Withhold Against Sternlicht 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Increase Authorized Mgmt For Against Against Common Stock 4 Ratify Auditors Mgmt For For For ________________________________________________________________________________ The Western Union Company Ticker Security ID: Meeting Date Meeting Status WU CUSIP 959802109 05/30/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Director Dinyar Mgmt For For For S. Devitre 2 Elect Director Betsy D. Mgmt For For For Holden 3 Elect Director Wulf von Mgmt For For For Schimmelmann 4 Elect Director Solomon Mgmt For For For D. Trujillo 5 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 6 Ratify Auditors Mgmt For For For 7 Provide Right to Call Mgmt For For For Special Meeting 8 Require Consistency Shr Hldr Against Against For with Corporate Values and Report on Political Contributions ________________________________________________________________________________ TIBCO Software Inc. Ticker Security ID: Meeting Date Meeting Status TIBX CUSIP 88632Q103 04/25/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Vivek Y. Mgmt For Withhold Against Ranadive 1.2 Elect Director Nanci E. Mgmt For For For Caldwell 1.3 Elect Director Eric Mgmt For For For C.W. Dunn 1.4 Elect Director Narendra Mgmt For For For K. Gupta 1.5 Elect Director Peter J. Mgmt For For For Job 1.6 Elect Director Philip Mgmt For For For K. Wood 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Ratify Auditors Mgmt For For For ________________________________________________________________________________ United Rentals, Inc. Ticker Security ID: Meeting Date Meeting Status URI CUSIP 911363109 05/08/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Jenne K. Mgmt For For For Britell 1.2 Elect Director Jose B. Mgmt For For For Alvarez 1.3 Elect Director Bobby J. Mgmt For For For Griffin 1.4 Elect Director Michael Mgmt For For For J. Kneeland 1.5 Elect Director Pierre Mgmt For For For E. Leroy 1.6 Elect Director Mgmt For For For Singleton B. McAllister 1.7 Elect Director Brian D. Mgmt For For For McAuley 1.8 Elect Director John S. Mgmt For For For McKinney 1.9 Elect Director James H. Mgmt For For For Ozanne 1.10 Elect Director Jason D. Mgmt For For For Papastavrou 1.11 Elect Director Filippo Mgmt For For For Passerini 1.12 Elect Director Donald Mgmt For For For C. Roof 1.13 Elect Director Keith Mgmt For For For Wimbush 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation ________________________________________________________________________________ United States Steel Corporation Ticker Security ID: Meeting Date Meeting Status X CUSIP 912909108 04/30/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Dan O. Mgmt For For For Dinges 1.2 Elect Director John G. Mgmt For For For Drosdick 1.3 Elect Director John J. Mgmt For For For Engel 1.4 Elect Director Charles Mgmt For For For R. Lee 1.5 Elect Director Thomas Mgmt For For For W. LaSorda 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For Against Against Named Executive Officers' Compensation 4 Declassify the Board of Shr Hldr Against For Against Directors ________________________________________________________________________________ UnitedHealth Group Incorporated Ticker Security ID: Meeting Date Meeting Status UNH CUSIP 91324P102 06/03/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director William Mgmt For For For C. Ballard, Jr. 1.2 Elect Director Edson Mgmt For For For Bueno 1.3 Elect Director Richard Mgmt For For For T. Burke 1.4 Elect Director Robert Mgmt For For For J. Darretta 1.5 Elect Director Stephen Mgmt For For For J. Hemsley 1.6 Elect Director Michele Mgmt For For For J. Hooper 1.7 Elect Director Rodger Mgmt For For For A. Lawson 1.8 Elect Director Douglas Mgmt For For For W. Leatherdale 1.9 Elect Director Glenn M. Mgmt For For For Renwick 1.10 Elect Director Kenneth Mgmt For For For I. Shine 1.11 Elect Director Gail R. Mgmt For For For Wilensky 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Ratify Auditors Mgmt For For For 4 Report on Lobbying Shr Hldr Against For Against Payments and Policy ________________________________________________________________________________ Walgreen Co. Ticker Security ID: Meeting Date Meeting Status WAG CUSIP 931422109 01/09/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Janice Mgmt For For For M. Babiak 1.2 Elect Director David J. Mgmt For For For Brailer 1.3 Elect Director Steven Mgmt For For For A. Davis 1.4 Elect Director William Mgmt For For For C. Foote 1.5 Elect Director Mark P. Mgmt For For For Frissora 1.6 Elect Director Ginger Mgmt For For For L. Graham 1.7 Elect Director Alan G. Mgmt For For For McNally 1.8 Elect Director Dominic Mgmt For For For P. Murphy 1.9 Elect Director Stefano Mgmt For For For Pessina 1.10 Elect Director Nancy M. Mgmt For For For Schlichting 1.11 Elect Director Mgmt For For For Alejandro Silva 1.12 Elect Director James A. Mgmt For For For Skinner 1.13 Elect Director Gregory Mgmt For For For D. Wasson 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Approve Omnibus Stock Mgmt For For For Plan 4 Ratify Auditors Mgmt For For For 5 Pro-rata Vesting of Shr Hldr Against For Against Equity Awards ________________________________________________________________________________ Weight Watchers International, Inc. Ticker Security ID: Meeting Date Meeting Status WTW CUSIP 948626106 05/07/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Steven Mgmt For For For M. Altschuler 1.2 Elect Director Philippe Mgmt For Withhold Against J. Amouyal 1.3 Elect Director David P. Mgmt For Withhold Against Kirchhoff 2 Ratify Auditors Mgmt For For For 3 Amend Omnibus Stock Plan Mgmt For Against Against ________________________________________________________________________________ Western Digital Corporation Ticker Security ID: Meeting Date Meeting Status WDC CUSIP 958102105 11/08/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Kathleen Mgmt For For For A. Cote 1.2 Elect Director John F. Mgmt For For For Coyne 1.3 Elect Director Henry T. Mgmt For For For DeNero 1.4 Elect Director William Mgmt For For For L. Kimsey 1.5 Elect Director Michael Mgmt For For For D. Lambert 1.6 Elect Director Len J. Mgmt For For For Lauer 1.7 Elect Director Matthew Mgmt For For For E. Massengill 1.8 Elect Director Roger H. Mgmt For For For Moore 1.9 Elect Director Kensuke Mgmt For For For Oka 1.10 Elect Director Thomas Mgmt For For For E. Pardun 1.11 Elect Director Arif Mgmt For For For Shakeel 1.12 Elect Director Masahiro Mgmt For For For Yamamura 2 Amend Omnibus Stock Plan Mgmt For For For 3 Amend Qualified Mgmt For For For Employee Stock Purchase Plan 4 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 5 Ratify Auditors Mgmt For For For ________________________________________________________________________________ Whole Foods Market, Inc. Ticker Security ID: Meeting Date Meeting Status WFM CUSIP 966837106 03/15/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director John Mgmt For For For Elstrott 1.2 Elect Director Mgmt For For For Gabrielle Greene 1.3 Elect Director Shahid Mgmt For For For 'Hass' Hassan 1.4 Elect Director Mgmt For For For Stephanie Kugelman 1.5 Elect Director John Mgmt For For For Mackey 1.6 Elect Director Walter Mgmt For For For Robb 1.7 Elect Director Jonathan Mgmt For For For Seiffer 1.8 Elect Director Morris Mgmt For For For 'Mo' Siegel 1.9 Elect Director Jonathan Mgmt For For For Sokoloff 1.10 Elect Director Ralph Mgmt For For For Sorenson 1.11 Elect Director William Mgmt For For For 'Kip' Tindell, III 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 4 Amend Omnibus Stock Plan Mgmt For For For 5 Report on Adopting Shr Hldr Against Against For Extended Producer Responsibility Policy 6 Require Independent Shr Hldr Against For Against Board Chairman Item 1: Proxy Voting Record - Item1 Proxy Voting Record - Registrant : Allianz Funds Multi-Strategy Trust Fund Name : AllianzGI Retirement 2020 Fund (formerly, Allianz Global Investors Solutions 2020 Fund) ________________________________________________________________________________ Allianz Global Investors Ticker Security ID: Meeting Date Meeting Status AOPAX CUSIP 01900C532 07/11/2012 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approval of New Mgmt For For For Sub-Advisory Agreements 2 Approval of New Mgmt For For For Portfolio Management Agreement Item 1: Proxy Voting Record - Item1 Proxy Voting Record - Registrant : Allianz Funds Multi-Strategy Trust Fund Name : AllianzGI Retirement 2025 Fund (formerly, Allianz Global Investors Solutions 2025 Fund) ________________________________________________________________________________ Allianz Global Investors Ticker Security ID: Meeting Date Meeting Status AOPAX CUSIP 01900C532 07/11/2012 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approval of New Mgmt For For For Sub-Advisory Agreements 2 Approval of New Mgmt For For For Portfolio Management Agreement Item 1: Proxy Voting Record - Item1 Proxy Voting Record - Registrant : Allianz Funds Multi-Strategy Trust Fund Name : AllianzGI Retirement 2030 Fund (formerly, Allianz Global Investors Solutions 2030 Fund) ________________________________________________________________________________ Allianz Global Investors Ticker Security ID: Meeting Date Meeting Status AOPAX CUSIP 01900C532 07/11/2012 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approval of New Mgmt For For For Sub-Advisory Agreements 2 Approval of New Mgmt For For For Portfolio Management Agreement Item 1: Proxy Voting Record - Item1 Proxy Voting Record - Registrant : Allianz Funds Multi-Strategy Trust Fund Name : AllianzGI Retirement 2035 Fund (formerly, Allianz Global Investors Solutions 2035 Fund) ________________________________________________________________________________ Allianz Global Investors Ticker Security ID: Meeting Date Meeting Status AOPAX CUSIP 01900C532 07/11/2012 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approval of New Mgmt For For For Sub-Advisory Agreements 2 Approval of New Mgmt For For For Portfolio Management Agreement Item 1: Proxy Voting Record - Item1 Proxy Voting Record - Registrant : Allianz Funds Multi-Strategy Trust Fund Name : AllianzGI Retirement 2040 Fund (formerly, Allianz Global Investors Solutions 2040 Fund) ________________________________________________________________________________ Allianz Global Investors Ticker Security ID: Meeting Date Meeting Status AOPAX CUSIP 01900C532 07/11/2012 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approval of New Mgmt For For For Sub-Advisory Agreements 2 Approval of New Mgmt For For For Portfolio Management Agreement Item 1: Proxy Voting Record - Item1 Proxy Voting Record - Registrant : Allianz Funds Multi-Strategy Trust Fund Name : AllianzGI Retirement 2045 Fund (formerly, Allianz Global Investors Solutions 2045 Fund) ________________________________________________________________________________ Allianz Global Investors Ticker Security ID: Meeting Date Meeting Status AOPAX CUSIP 01900C532 07/11/2012 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approval of New Mgmt For For For Sub-Advisory Agreements 2 Approval of New Mgmt For For For Portfolio Management Agreement Item 1: Proxy Voting Record - Item1 Proxy Voting Record - Registrant : Allianz Funds Multi-Strategy Trust Fund Name : AllianzGI Retirement 2050 Fund (formerly, Allianz Global Investors Solutions 2050 Fund) ________________________________________________________________________________ Allianz Global Investors Ticker Security ID: Meeting Date Meeting Status AOPAX CUSIP 01900C532 07/11/2012 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approval of New Mgmt For For For Sub-Advisory Agreements 2 Approval of New Mgmt For For For Portfolio Management Agreement Item 1: Proxy Voting Record - Item1 Proxy Voting Record - Registrant : Allianz Funds Multi-Strategy Trust Fund Name : AllianzGI Retirement 2055 Fund (formerly, Allianz Global Investors Solutions 2055 Fund) ________________________________________________________________________________ Allianz Global Investors Ticker Security ID: Meeting Date Meeting Status AOPAX CUSIP 01900C532 07/11/2012 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approval of New Mgmt For For For Sub-Advisory Agreements 2 Approval of New Mgmt For For For Portfolio Management Agreement Item 1: Proxy Voting Record - Item1 Proxy Voting Record - Registrant : Allianz Funds Multi-Strategy Trust Fund Name : AllianzGI U.S. Emerging Growth Fund (formerly, Allianz AGIC U.S. Emerging Growth Fund) ________________________________________________________________________________ Acadia Healthcare Co Inc. Ticker Security ID: Meeting Date Meeting Status ACHC CUSIP 00404A109 05/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect William F. Grieco Mgmt For For For 1.2 Elect Joey A. Jacobs Mgmt For For For 1.3 Elect Kyle D. Lattner Mgmt For For For 1.4 Elect Reeve B. Waud Mgmt For Withhold Against 2 Amendment to the Mgmt For For For Incentive Compensation Plan 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 3 Years 1 Year Against Vote on Executive Compensation 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ ACI Worldwide, Inc. Ticker Security ID: Meeting Date Meeting Status ACIW CUSIP 004498101 06/11/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John D. Curtis Mgmt For For For 1.2 Elect Philip G. Heasley Mgmt For For For 1.3 Elect James C. McGroddy Mgmt For For For 1.4 Elect Harlan F. Seymour Mgmt For For For 1.5 Elect John M. Shay, Jr. Mgmt For For For 1.6 Elect John E. Stokely Mgmt For For For 1.7 Elect Jan H. Suwinski Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 2013 Executive Mgmt For For For Management Incentive Compensation Plan 5 Increase of Authorized Mgmt For Against Against Common Stock ________________________________________________________________________________ Aegean Marine Petroleum Network, Inc. Ticker Security ID: Meeting Date Meeting Status ANW CUSIP Y0017S102 05/16/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Yiannis N. Mgmt For For For Papanicolaou 1.2 Elect Konstantinos Mgmt For Withhold Against Koutsomitopoulos 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Air Lease Corp. Ticker Security ID: Meeting Date Meeting Status AL CUSIP 00912X302 05/08/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John G. Danhakl Mgmt For For For 2 Elect Matthew J. Hart Mgmt For For For 3 Elect Robert A. Milton Mgmt For For For 4 Elect John L. Plueger Mgmt For For For 5 Elect Antony P. Ressler Mgmt For Against Against 6 Elect Wilbur L. Ross, Mgmt For Against Against Jr. 7 Elect Ian M. Saines Mgmt For For For 8 Elect Ronald D. Sugar Mgmt For For For 9 Elect Steven F. Mgmt For For For Udvar-Hazy 10 Ratification of Auditor Mgmt For For For 11 Approval of Performance Mgmt For For For Criteria Under the 2010 Equity Incentive Plan 12 Approval of 2013 Mgmt For For For Performance-Based Awards 13 2013 Cash Bonus Plan Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Air Methods Corporation Ticker Security ID: Meeting Date Meeting Status AIRM CUSIP 009128307 05/30/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect George W. Belsey Mgmt For For For 1.2 Elect C. David Kikumoto Mgmt For For For 1.3 Elect Carl H. McNair, Mgmt For For For Jr. 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Air Methods Corporation Ticker Security ID: Meeting Date Meeting Status AIRM CUSIP 009128307 12/03/2012 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Increase of Authorized Mgmt For For For Common and Preferred Stock Followed by Stock Split 2 Amendment to the 2006 Mgmt For For For Equity Compensation Plan ________________________________________________________________________________ Aircastle Limited Ticker Security ID: Meeting Date Meeting Status AYR CUSIP G0129K104 05/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Ronald W. Allen Mgmt For Withhold Against 1.2 Elect Douglas A. Hacker Mgmt For For For 1.3 Elect Ron Wainshal Mgmt For For For 2 Appointment of Auditor Mgmt For Against Against and Authority to Set Fees 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Akorn, Inc. Ticker Security ID: Meeting Date Meeting Status AKRX CUSIP 009728106 05/03/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John N. Kapoor Mgmt For For For 1.2 Elect Ronald M. Johnson Mgmt For Withhold Against 1.3 Elect Brian Tambi Mgmt For For For 1.4 Elect Steven J. Meyer Mgmt For Withhold Against 1.5 Elect Alan Weinstein Mgmt For Withhold Against 1.6 Elect Kenneth S. Mgmt For Withhold Against Abramowitz 1.7 Elect Adrienne L. Graves Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Altisource Portfolio Solutions S.A. Ticker Security ID: Meeting Date Meeting Status ASPS CUSIP L0175J104 05/15/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect William C. Erbey Mgmt For For For 1.2 Elect William B. Shepro Mgmt For For For 1.3 Elect W. Michael Linn Mgmt For Withhold Against 1.4 Elect Roland Mgmt For For For Mueller-Ineichen 1.5 Elect Timo Vatto Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Approval of Annual Mgmt For For For Reports 4 Approval of Directors' Mgmt For For For Report 5 Allocation of Results Mgmt For For For 6 Allocation of Dividends Mgmt For For For 7 Ratification of Board Mgmt For For For Acts ________________________________________________________________________________ AmTrust Financial Services, Inc. Ticker Security ID: Meeting Date Meeting Status AFSI CUSIP 032359309 05/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Donald T. DeCarlo Mgmt For Withhold Against 1.2 Elect Susan C. Fisch Mgmt For For For 1.3 Elect Abraham Gulkowitz Mgmt For For For 1.4 Elect George Karfunkel Mgmt For For For 1.5 Elect Michael Karfunkel Mgmt For For For 1.6 Elect Jay J. Miller Mgmt For For For 1.7 Elect Barry D. Zyskind Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Increase of Authorized Mgmt For For For Common Stock ________________________________________________________________________________ Antares Pharma, Inc. Ticker Security ID: Meeting Date Meeting Status ATRS CUSIP 036642106 05/22/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Thomas J. Garrity Mgmt For For For 1.2 Elect Jacques Gonella Mgmt For For For 1.3 Elect Marvin Samson Mgmt For For For 2 Amendment to the 2008 Mgmt For For For Equity Compensation Plan 3 Increase of Authorized Mgmt For For For Common Stock 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Arris Group, Inc. Ticker Security ID: Meeting Date Meeting Status ARRS CUSIP 04270V106 06/05/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Alex B. Best Mgmt For For For 1.2 Elect Harry L. Bosco Mgmt For For For 1.3 Elect James A. Chiddix Mgmt For For For 1.4 Elect John A. Craig Mgmt For For For 1.5 Elect Andrew T. Heller Mgmt For For For 1.6 Elect Matthew B. Kearney Mgmt For For For 1.7 Elect Robert J. Mgmt For For For Stanzione 1.8 Elect Debora J. Wilson Mgmt For For For 1.9 Elect David A. Woodle Mgmt For For For 2 Amendment to the 2011 Mgmt For For For Stock Incentive Plan 3 Amendment to the Mgmt For For For Employee Stock Purchase Plan 4 Reapproval of the the Mgmt For For For Material Terms under the Management Incentive Plan 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Ascena Retail Group, Inc. Ticker Security ID: Meeting Date Meeting Status ASNA CUSIP 04351G101 12/11/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John Usdan Mgmt For For For 1.2 Elect Randy Pearce Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Amendment to the 2010 Mgmt For For For Stock Incentive Plan 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Aspen Technology, Inc. Ticker Security ID: Meeting Date Meeting Status AZPN CUSIP 045327103 12/06/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Mark Fusco Mgmt For For For 1.2 Elect Gary Haroian Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 ADVISORY VOTE ON Mgmt For For For EXECUTIVE COMPENSATION ________________________________________________________________________________ Atlas Air Worldwide Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status AAWW CUSIP 049164205 05/22/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Robert F. Agnew Mgmt For For For 1.2 Elect Timothy J. Mgmt For For For Bernlohr 1.3 Elect Eugene I. Davis Mgmt For For For 1.4 Elect William J. Flynn Mgmt For For For 1.5 Elect James S. Gilmore Mgmt For For For III 1.6 Elect Carol B. Hallett Mgmt For For For 1.7 Elect Frederick McCorkle Mgmt For For For 1.8 Elect Duncan J. McNabb Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For Against Against Executive Compensation 4 Amendment to the 2007 Mgmt For Against Against Incentive Plan ________________________________________________________________________________ Avis Budget Group, Inc. Ticker Security ID: Meeting Date Meeting Status CAR CUSIP 053774105 05/22/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Ronald L. Nelson Mgmt For For For 2 Elect Alun Cathcart Mgmt For For For 3 Elect Mary C. Choksi Mgmt For For For 4 Elect Leonard S. Mgmt For For For Coleman, Jr. 5 Elect John D. Hardy, Jr. Mgmt For For For 6 Elect Lynn Krominga Mgmt For For For 7 Elect Eduardo G. Mestre Mgmt For For For 8 Elect F. Robert Salerno Mgmt For For For 9 Elect Stender E. Sweeney Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Axiall Corporation Ticker Security ID: Meeting Date Meeting Status AXLL CUSIP 05463D100 05/21/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Paul D. Carrico Mgmt For For For 2 Elect T. Kevin DeNicola Mgmt For For For 3 Elect Patrick J. Fleming Mgmt For For For 4 Elect Robert M. Gervis Mgmt For For For 5 Elect Victoria F. Haynes Mgmt For For For 6 Elect Stephen E. Macadam Mgmt For For For 7 Elect Michael H. McGarry Mgmt For For For 8 Elect William L. Mgmt For For For Mansfield 9 Elect Mark L. Noetzel Mgmt For For For 10 Elect Robert Ripp Mgmt For For For 11 Elect David N. Weinstein Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ B&G Foods, Inc. Ticker Security ID: Meeting Date Meeting Status BGS CUSIP 05508R106 05/16/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Robert C. Cantwell Mgmt For Against Against 2 Elect Cynthia T. Jamison Mgmt For For For 3 Elect Charles F. Marcy Mgmt For For For 4 Elect Dennis M. Mullen Mgmt For For For 5 Elect Cheryl M. Palmer Mgmt For For For 6 Elect Alfred Poe Mgmt For For For 7 Elect Stephen C. Mgmt For For For Sherrill 8 Elect David L. Wenner Mgmt For For For 9 Advisory Vote on Mgmt For For For Executive Compensation 10 Re-Approval of the 2008 Mgmt For For For Omnibus Incentive Compensation Plan 11 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Bally Technologies, Inc. Ticker Security ID: Meeting Date Meeting Status BYI CUSIP 01859P 12/04/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect W. Andrew McKenna Mgmt For For For 2 Elect David Robbins Mgmt For Against Against 3 Advisory Vote on Mgmt For Against Against Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Biomarin Pharmaceutical Inc. Ticker Security ID: Meeting Date Meeting Status BMRN CUSIP 09061G101 05/15/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jean-Jacques Mgmt For For For Bienaime 1.2 Elect Michael Grey Mgmt For For For 1.3 Elect Elaine J. Heron Mgmt For For For 1.4 Elect Pierre Lapalme Mgmt For For For 1.5 Elect V. Bryan Lawlis Mgmt For For For 1.6 Elect Richard A. Meier Mgmt For For For 1.7 Elect Alan J. Lewis Mgmt For For For 1.8 Elect William D. Young Mgmt For For For 1.9 Elect Kenneth M. Bate Mgmt For For For 2 Amendment to the 2006 Mgmt For For For Share Incentive Plan 3 Advisory Vote on Mgmt For Against Against Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Blucora Inc. Ticker Security ID: Meeting Date Meeting Status BCOR CUSIP 095229100 05/22/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Lance Dunn Mgmt For Withhold Against 1.2 Elect Steven Hooper Mgmt For For For 1.3 Elect David Chung Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Conversion of Debt Mgmt For For For Instruments ________________________________________________________________________________ Bonanza Creek Energy, Inc. Ticker Security ID: Meeting Date Meeting Status BCEI CUSIP 097793103 06/06/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect James A. Watt Mgmt For For For 1.2 Elect Gregory P. Raih Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Brunswick Corporation Ticker Security ID: Meeting Date Meeting Status BC CUSIP 117043109 05/01/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Nolan D. Archibald Mgmt For Against Against 2 Elect David C. Everitt Mgmt For For For 3 Elect Roger J. Wood Mgmt For For For 4 Elect Lawrence A. Mgmt For For For Zimmerman 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Senior Management Mgmt For For For Incentive Plan 7 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Cadence Design Systems, Inc. Ticker Security ID: Meeting Date Meeting Status CDNS CUSIP 127387108 05/03/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Susan L. Bostrom Mgmt For For For 2 Elect James D. Plummer Mgmt For For For 3 Elect Alberto Mgmt For Against Against Sangiovanni-Vincentelli 4 Elect George M. Scalise Mgmt For For For 5 Elect John B. Shoven Mgmt For For For 6 Elect Roger S. Siboni Mgmt For For For 7 Elect Young K. Sohn Mgmt For For For 8 Elect Tan Lip-Bu Mgmt For For For 9 Amendment to the Mgmt For For For Employee Stock Purchase Plan 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ CAI International, Inc. Ticker Security ID: Meeting Date Meeting Status CAP CUSIP 12477X106 06/07/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Masaaki Nishibori Mgmt For For For 1.2 Elect David G Remington Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Cathay General Bancorp Ticker Security ID: Meeting Date Meeting Status CATY CUSIP 149150104 05/13/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Kelly L. Chan Mgmt For For For 1.2 Elect Dunson K. Cheng Mgmt For For For 1.3 Elect Thomas C. T. Chiu Mgmt For Withhold Against 1.4 Elect Joseph C. H. Poon Mgmt For For For 2 Amendment to the 2005 Mgmt For For For Incentive Plan 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Celadon Group, Inc. Ticker Security ID: Meeting Date Meeting Status CGI CUSIP 150838100 11/16/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Stephen Russell Mgmt For For For 1.2 Elect Anthony Heyworth Mgmt For Withhold Against 1.3 Elect Catherine Langham Mgmt For For For 1.4 Elect Michael Miller Mgmt For For For 1.5 Elect Paul Will Mgmt For Withhold Against 2 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Centene Corporation Ticker Security ID: Meeting Date Meeting Status CNC CUSIP 15135B101 04/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Orlando Ayala Mgmt For Withhold Against 1.2 Elect Pamela A. Joseph Mgmt For Withhold Against 1.3 Elect Tommy G. Thompson Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For Against Against Executive Compensation ________________________________________________________________________________ Chart Industries, Inc. Ticker Security ID: Meeting Date Meeting Status GTLS CUSIP 16115Q308 05/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Samuel F. Thomas Mgmt For For For 1.2 Elect W. Douglas Brown Mgmt For For For 1.3 Elect Richard E. Mgmt For For For Goodrich 1.4 Elect Steven W. Krablin Mgmt For For For 1.5 Elect Michael W. Press Mgmt For For For 1.6 Elect James M. Tidwell Mgmt For For For 1.7 Elect Thomas L. Williams Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Chemtura Corp. Ticker Security ID: Meeting Date Meeting Status CHMT CUSIP 163893209 05/09/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jeffrey D. Mgmt For For For Benjamin 1.2 Elect Timothy J. Mgmt For For For Bernlohr 1.3 Elect Anna C. Catalano Mgmt For For For 1.4 Elect Alan S. Cooper Mgmt For For For 1.5 Elect James W. Crownover Mgmt For For For 1.6 Elect Robert A. Dover Mgmt For For For 1.7 Elect Jonathan F. Foster Mgmt For For For 1.8 Elect Craig A. Rogerson Mgmt For For For 1.9 Elect John K. Wulff Mgmt For Withhold Against 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Adoption of Majority Mgmt For For For Vote for Election of Directors 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Cirrus Logic, Inc. Ticker Security ID: Meeting Date Meeting Status CRUS CUSIP 172755100 07/26/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John Carter Mgmt For For For 1.2 Elect Timothy Dehne Mgmt For For For 1.3 Elect Jason Rhode Mgmt For For For 1.4 Elect Alan Schuele Mgmt For For For 1.5 Elect William Sherman Mgmt For For For 1.6 Elect Susan Wang Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Citizens Republic Bancorp, Inc. Ticker Security ID: Meeting Date Meeting Status CRBC CUSIP 174420307 04/05/2013 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger Mgmt For For For 2 Advisory Vote on Golden Mgmt For For For Parachutes 3 Right to Adjourn Meeting Mgmt For Against Against ________________________________________________________________________________ Conn's, Inc. Ticker Security ID: Meeting Date Meeting Status CONN CUSIP 208242107 06/04/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jon E. M. Jacoby Mgmt For Withhold Against 1.2 Elect Kelly M. Malson Mgmt For For For 1.3 Elect Bob L. Martin Mgmt For For For 1.4 Elect Douglas H. Martin Mgmt For For For 1.5 Elect David Schofman Mgmt For For For 1.6 Elect Scott L. Thompson Mgmt For For For 1.7 Elect Theodore M. Wright Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ Cooper Tire & Rubber Company Ticker Security ID: Meeting Date Meeting Status CTB CUSIP 216831107 05/10/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Roy V. Armes Mgmt For For For 1.2 Elect Thomas P. Capo Mgmt For For For 1.3 Elect Steven M. Chapman Mgmt For For For 1.4 Elect John J. Holland Mgmt For For For 1.5 Elect John F. Meier Mgmt For For For 1.6 Elect Cynthia A. Niekamp Mgmt For For For 1.7 Elect John H. Shuey Mgmt For For For 1.8 Elect Richard L. Wambold Mgmt For For For 1.9 Elect Robert D. Welding Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Core-Mark Holding Company, Inc. Ticker Security ID: Meeting Date Meeting Status CORE CUSIP 218681104 05/24/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Robert A. Allen Mgmt For For For 2 Elect Stuart W. Booth Mgmt For For For 3 Elect Gary F. Colter Mgmt For For For 4 Elect Robert G. Gross Mgmt For For For 5 Elect L. William Krause Mgmt For For For 6 Elect Thomas B. Perkins Mgmt For For For 7 Elect Harvey L. Tepner Mgmt For For For 8 Elect Randolph I. Mgmt For For For Thornton 9 Elect J. Michael Walsh Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Cubist Pharmaceuticals, Inc. Ticker Security ID: Meeting Date Meeting Status CBST CUSIP 229678107 06/12/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Michael W. Bonney Mgmt For For For 1.2 Elect Mark Corrigan Mgmt For For For 1.3 Elect Alison Lawton Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Adoption of Majority Mgmt For For For Vote for Election of Directors 4 Technical Amendment to Mgmt For For For Bylaws 5 Technical Amendment to Mgmt For For For Bylaws 6 Technical Amendment to Mgmt For For For Certificate of Incorporation 7 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Cynosure, Inc. Ticker Security ID: Meeting Date Meeting Status CYNO CUSIP 232577205 06/24/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger/Acquisition Mgmt For For For 2.1 Elect Marina Hatsopoulos Mgmt For For For 2.2 Elect William O. Mgmt For For For Flannery 3 Amendment to the 2005 Mgmt For For For Stock Incentive Plan 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Ratification of Auditor Mgmt For For For 6 Right to Adjourn Meeting Mgmt For Against Against ________________________________________________________________________________ DFC Global Corp. Ticker Security ID: Meeting Date Meeting Status DLLR CUSIP 23324T107 11/08/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect David Jessick Mgmt For For For 1.2 Elect Michael Kooper Mgmt For Withhold Against 2 Advisory Vote on Mgmt For Against Against Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Diamondback Energy, Inc. Ticker Security ID: Meeting Date Meeting Status FANG CUSIP 25278X109 06/03/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Steven E. West Mgmt For For For 1.2 Elect Michael P. Cross Mgmt For For For 1.3 Elect Travis D. Stice Mgmt For For For 1.4 Elect David L. Houston Mgmt For Withhold Against 1.5 Elect Mark L. Plaumann Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ EchoStar Corporation Ticker Security ID: Meeting Date Meeting Status SATS CUSIP 278768106 05/01/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect R. Stanton Dodge Mgmt For For For 1.2 Elect Michael T. Dugan Mgmt For For For 1.3 Elect Charles W. Ergen Mgmt For For For 1.4 Elect Anthony M. Mgmt For For For Federico 1.5 Elect Pradman P. Kaul Mgmt For For For 1.6 Elect Tom A. Ortolf Mgmt For For For 1.7 Elect C. Michael Mgmt For For For Schroeder 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ Electronics For Imaging, Inc. Ticker Security ID: Meeting Date Meeting Status EFII CUSIP 286082102 06/04/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Eric Brown Mgmt For For For 1.2 Elect Gill Cogan Mgmt For For For 1.3 Elect Guy Gecht Mgmt For For For 1.4 Elect Thomas Georgens Mgmt For For For 1.5 Elect Richard A. Kashnow Mgmt For For For 1.6 Elect Dan Maydan Mgmt For For For 2 Amendment to the 2009 Mgmt For Against Against Equity Incentive Award Plan 3 Amendment to the 2000 Mgmt For For For Employee Stock Purchase Plan 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Endologix, Inc. Ticker Security ID: Meeting Date Meeting Status ELGX CUSIP 29266S106 05/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Gregory D. Waller Mgmt For For For 1.2 Elect Thomas C. Wilder, Mgmt For For For III 1.3 Elect Thomas F. Zenty Mgmt For For For III 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Amendment to the 2006 Mgmt For Against Against Stock Incentive Plan 4 Amendment to the 2006 Mgmt For For For Employee Stock Purchase Plan 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ EverBank Financial Corp. Ticker Security ID: Meeting Date Meeting Status EVER CUSIP 29977G102 05/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Gerald S. Mgmt For For For Armstrong 1.2 Elect Joseph D. Hinkel Mgmt For For For 1.3 Elect Robert J. Mylod, Mgmt For Withhold Against Jr. 1.4 Elect Russell B. Newton Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ First Cash Financial Services, Inc. Ticker Security ID: Meeting Date Meeting Status FCFS CUSIP 31942D107 06/12/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jorge Montano Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Genesee & Wyoming Inc. Ticker Security ID: Meeting Date Meeting Status GWR CUSIP 371559105 05/22/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Richard H. Bott Mgmt For For For 1.2 Elect Oivind Lorentzen Mgmt For Withhold Against III 1.3 Elect Philip J. Ringo Mgmt For For For 1.4 Elect Mark A. Scudder Mgmt For For For 1.5 Elect Gregory S. Ledford Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Georgia Gulf Corporation Ticker Security ID: Meeting Date Meeting Status GGC CUSIP 373200302 01/10/2013 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger Mgmt For For For 2 Increase of Authorized Mgmt For Against Against Common Stock 3 Amendment to the 2011 Mgmt For Against Against Equity and Performance Incentive Plan 4 Right to Adjourn Meeting Mgmt For For For ________________________________________________________________________________ Geospace Technologies Corporation Ticker Security ID: Meeting Date Meeting Status GEOS CUSIP 37364X109 02/21/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect William Moody Mgmt For For For 1.2 Elect Gary Owens Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ GNC Holdings Inc. Ticker Security ID: Meeting Date Meeting Status GNC CUSIP 36191G107 05/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Philip E. Mallott Mgmt For For For 1.2 Elect C. Scott O'Hara Mgmt For For For 1.3 Elect Richard J. Wallace Mgmt For For For 2 Elimination of Dual Mgmt For For For Class Stock 3 Board Size Mgmt For For For 4 Repeal of Classified Mgmt For For For Board 5 Delete Various Mgmt For For For Inapplicable Provisions 6 Right to Act by Written Mgmt For For For Consent 7 Ratification of Auditor Mgmt For For For 8 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Golar LNG Limited Ticker Security ID: Meeting Date Meeting Status GLNG CUSIP G9456A100 09/21/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John Fredriksen Mgmt For Against Against 2 Elect Kate Blankenship Mgmt For Against Against 3 Elect Hans Petter Aas Mgmt For For For 4 Elect Kathrine Mgmt For Against Against Fredriksen 5 Elect Tor Olav Troim Mgmt For Against Against 6 Appointment of Auditor Mgmt For For For and Authority to Set Fees 7 Directors' Fees Mgmt For For For ________________________________________________________________________________ Great Lakes Dredge & Dock Corporation Ticker Security ID: Meeting Date Meeting Status GLDD CUSIP 390607109 05/08/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Carl A. Albert Mgmt For Withhold Against 1.2 Elect Jonathan W. Berger Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Employee Stock Purchase Mgmt For For For Plan ________________________________________________________________________________ Guidewire Software, Inc. Ticker Security ID: Meeting Date Meeting Status GWRE CUSIP 40171V100 12/05/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Kenneth Branson Mgmt For For For 1.2 Elect Craig Ramsey Mgmt For For For 1.3 Elect Marcus Ryu Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ H&E Equipment Services, Inc. Ticker Security ID: Meeting Date Meeting Status HEES CUSIP 404030108 05/29/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Gary W. Bagley Mgmt For For For 1.2 Elect John M. Engquist Mgmt For For For 1.3 Elect Paul N. Arnold Mgmt For For For 1.4 Elect Bruce C. Bruckmann Mgmt For For For 1.5 Elect Patrick L. Edsell Mgmt For For For 1.6 Elect Thomas J. Mgmt For For For Galligan III 1.7 Elect Lawrence C. Mgmt For Withhold Against Karlson 1.8 Elect John T. Sawyer Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ H.B. Fuller Company Ticker Security ID: Meeting Date Meeting Status FUL CUSIP 359694106 04/11/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Dante C. Parrini Mgmt For For For 1.2 Elect John C. van Mgmt For For For Roden, Jr. 1.3 Elect James J. Owens Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For 4 2013 Master Incentive Mgmt For For For Plan ________________________________________________________________________________ Hain Celestial Group Ticker Security ID: Meeting Date Meeting Status HAIN CUSIP 405217100 11/15/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Irwin Simon Mgmt For For For 1.2 Elect Richard Berke Mgmt For For For 1.3 Elect Jack Futterman Mgmt For For For 1.4 Elect Marina Hahn Mgmt For For For 1.5 Elect Andrew Heyer Mgmt For For For 1.6 Elect Brett Icahn Mgmt For For For 1.7 Elect Roger Meltzer Mgmt For Withhold Against 1.8 Elect Scott O'Neil Mgmt For For For 1.9 Elect David Schechter Mgmt For For For 1.10 Elect Lawrence Zilavy Mgmt For For For 2 Advisory Vote on Mgmt For Against Against Executive Compensation 3 Amendment to the 2002 Mgmt For For For Long Term Incentive and Stock Award Plan 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Halcon Resources Corporation Ticker Security ID: Meeting Date Meeting Status HK CUSIP 40537Q209 05/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect James L. Irish III Mgmt For For For 1.2 Elect Daniel A. Rioux Mgmt For For For 1.3 Elect Stephen P. Smiley Mgmt For For For 1.4 Elect Floyd C. Wilson Mgmt For For For 2 Amendment 2012 Long Mgmt For For For Term Incentive Plan 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 3 Years 1 Year Against Vote on Executive Compensation 5 Adoption of Exclusive Mgmt For Against Against Forum Provision 6 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Hanger Inc. Ticker Security ID: Meeting Date Meeting Status HGR CUSIP 41043F208 05/09/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Vinit K. Asar Mgmt For For For 1.2 Elect Thomas P. Cooper Mgmt For For For 1.3 Elect Cynthia L. Mgmt For For For Feldmann 1.4 Elect Eric A. Green Mgmt For Withhold Against 1.5 Elect Stephen E. Hare Mgmt For Withhold Against 1.6 Elect Isaac Kaufman Mgmt For Withhold Against 1.7 Elect Thomas F. Kirk Mgmt For For For 1.8 Elect Patricia B. Mgmt For For For Shrader 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Haynes International, Inc. Ticker Security ID: Meeting Date Meeting Status HAYN CUSIP 420877201 02/25/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Paul Bohan Mgmt For For For 2 Elect Donald Campion Mgmt For For For 3 Elect Mark Comerford Mgmt For For For 4 Elect John Corey Mgmt For For For 5 Elect Robert Getz Mgmt For For For 6 Elect Timothy McCarthy Mgmt For For For 7 Elect Michael Shor Mgmt For For For 8 Elect William Wall Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Helix Energy Solutions Group Inc. Ticker Security ID: Meeting Date Meeting Status HLX CUSIP 42330P107 05/07/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Owen Kratz Mgmt For For For 1.2 Elect John V. Lovoi Mgmt For For For 1.3 Elect Jan Rask Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Hercules Offshore, Inc. Ticker Security ID: Meeting Date Meeting Status HERO CUSIP 427093109 05/15/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Thomas R. Bates, Mgmt For For For Jr. 1.2 Elect Thomas Hamilton Mgmt For For For 1.3 Elect Thierry Pilenko Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Hornbeck Offshore Services, Inc. Ticker Security ID: Meeting Date Meeting Status HOS CUSIP 440543106 06/20/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Bruce W. Hunt Mgmt For For For 1.2 Elect Kevin O. Meyers Mgmt For For For 1.3 Elect Bernie W. Stewart Mgmt For For For 2 Amendment to the Mgmt For For For Incentive Compensation Plan 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Huron Consulting Group Inc. Ticker Security ID: Meeting Date Meeting Status HURN CUSIP 447462102 05/03/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect James Edwards Mgmt For For For 1.2 Elect John McCartney Mgmt For For For 1.3 Elect James Roth Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Icon Plc Ticker Security ID: Meeting Date Meeting Status ICLR CUSIP 45103T107 12/17/2012 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Conversion to Direct Mgmt For For For Listing on NASDAQ 2 Amendments to Articles Mgmt For For For 3 Authority to Repurchase Mgmt For For For Shares ________________________________________________________________________________ IMAX Corporation Ticker Security ID: Meeting Date Meeting Status IMAX CUSIP 45245E109 06/11/2013 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Richard L. Gelfond Mgmt For For For 1.2 Elect Michael MacMillan Mgmt For For For 1.3 Elect I. Martin Pompadur Mgmt For For For 1.4 Elect Bradley J. Mgmt For For For Wechsler 2 Ratification of Auditor Mgmt For For For 3 Repeal of Classified Mgmt For For For Board 4 Technical Amendments to Mgmt For For For the Company's Bylaws 5 Approval of Long Term Mgmt For For For Incentive Plan 6 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Internap Network Services Corporation Ticker Security ID: Meeting Date Meeting Status INAP CUSIP 45885A300 05/16/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Gary Pfeiffer Mgmt For For For 1.2 Elect Michael A. Ruffolo Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ IXIA Ticker Security ID: Meeting Date Meeting Status XXIA CUSIP 45071R109 06/19/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Victor Alston Mgmt For For For 1.2 Elect Laurent Asscher Mgmt For For For 1.3 Elect Jonathan Fram Mgmt For Withhold Against 1.4 Elect Errol Ginsberg Mgmt For Withhold Against 1.5 Elect Gail E. Hamilton Mgmt For Withhold Against 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Amendment to the 2008 Mgmt For Against Against Equity Incentive Plan 4 Amendment to the Mgmt For Against Against Employee Stock Purchase Plan ________________________________________________________________________________ Jazz Pharmaceuticals Public Limited Company Ticker Security ID: Meeting Date Meeting Status JAZZ CUSIP G50871105 07/27/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Kenneth O'Keefe Mgmt For For For 2 Elect Alan Sebulsky Mgmt For For For 3 Elect Catherine Sohn Mgmt For For For 4 Appointment of Auditor Mgmt For For For and Authority to Set Fees 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Frequency of Advisory Mgmt 3 Years 1 Year Against Vote on Executive Compensation ________________________________________________________________________________ Kapstone Paper and Packaging Corporation Ticker Security ID: Meeting Date Meeting Status KS CUSIP 48562P103 05/16/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Brian R. Gamache Mgmt For For For 1.2 Elect S. Jay Stewart Mgmt For For For 1.3 Elect David P. Storch Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Amendment to the 2008 Mgmt For For For Performance Incentive Plan ________________________________________________________________________________ KB Home Ticker Security ID: Meeting Date Meeting Status KBH CUSIP 48666K109 04/04/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Barbara T. Mgmt For Against Against Alexander 2 Elect Stephen F. Mgmt For For For Bollenbach 3 Elect Timothy W. Finchem Mgmt For For For 4 Elect Thomas W. Gilligan Mgmt For For For 5 Elect Kenneth M. Mgmt For For For Jastrow II 6 Elect Robert L. Johnson Mgmt For Against Against 7 Elect Melissa Lora Mgmt For For For 8 Elect Michael G. Mgmt For For For McCaffery 9 Elect Jeffrey T. Mezger Mgmt For For For 10 Elect Luis G. Nogales Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Kodiak Oil & Gas Corp. Ticker Security ID: Meeting Date Meeting Status KOG CUSIP 50015Q100 06/19/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Lynn A. Peterson Mgmt For For For 2 Elect James E. Catlin Mgmt For Against Against 3 Elect Rodney D. Knutson Mgmt For For For 4 Elect Herrick K. Mgmt For For For Lidstone, Jr. 5 Elect William J. Krysiak Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Kulicke and Soffa Industries, Inc. Ticker Security ID: Meeting Date Meeting Status KLIC CUSIP 501242101 02/19/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Chin Hu Lim Mgmt For For For 1.2 Elect Garrett Pierce Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Liberty Media Corporation Ticker Security ID: Meeting Date Meeting Status LMCA CUSIP 530322106 08/08/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Donne Fisher Mgmt For For For 1.2 Elect Gregory Maffei Mgmt For For For 1.3 Elect Andrea Wong Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 3 Years 1 Year Against Vote on Executive Compensation 4 2011 Incentive Plan Mgmt For For For 5 2011 Nonemployee Mgmt For For For Director Incentive Plan 6 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Lions Gate Entertainment Corp. Ticker Security ID: Meeting Date Meeting Status LGF CUSIP 535919203 09/11/2012 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Norman Bacal Mgmt For Withhold Against 1.2 Elect Michael Burns Mgmt For For For 1.3 Elect Arthur Evrensel Mgmt For Withhold Against 1.4 Elect Jon Feltheimer Mgmt For For For 1.5 Elect Frank Giustra Mgmt For For For 1.6 Elect Morley Koffman Mgmt For Withhold Against 1.7 Elect Harald Ludwig Mgmt For For For 1.8 Elect G. Scott Paterson Mgmt For Withhold Against 1.9 Elect Mark Rachesky Mgmt For For For 1.10 Elect Daryl Simm Mgmt For For For 1.11 Elect Hardwick Simmons Mgmt For For For 1.12 Elect Phyllis Yaffe Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For Against Against Executive Compensation 4 2012 Performance Mgmt For Against Against Incentive Plan 5 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ Lithia Motors, Inc. Ticker Security ID: Meeting Date Meeting Status LAD CUSIP 536797103 04/26/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Sidney B. DeBoer Mgmt For For For 1.2 Elect Thomas Becker Mgmt For For For 1.3 Elect Susan O. Cain Mgmt For For For 1.4 Elect Bryan B. DeBoer Mgmt For For For 1.5 Elect M.L. Dick Heimann Mgmt For For For 1.6 Elect Kenneth J. Roberts Mgmt For Withhold Against 1.7 Elect William J. Young Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Amendment to the 2003 Mgmt For Against Against Stock Incentive Plan 4 2013 Discretionary Mgmt For For For Support Services Variable Performance Plan 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Macquarie Infrastructure Company LLC Ticker Security ID: Meeting Date Meeting Status MIC CUSIP 55608B105 05/20/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Norman H. Brown, Mgmt For For For Jr. 1.2 Elect George W. Mgmt For For For Carmany, III 1.3 Elect H. E. Lentz Mgmt For For For 1.4 Elect Ouma Sananikone Mgmt For For For 1.5 Elect William H. Webb Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Magic Software Enterprises Ltd. Ticker Security ID: Meeting Date Meeting Status MGIC CUSIP 559166103 11/26/2012 Voted Meeting Type Country of Trade Consent United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Guy Bernstein Mgmt For For For 2 Elect Naamit Salomon Mgmt For For For 3 Elect Yehezkel Zeira Mgmt For For For 4 Elect Itiel Efrat Mgmt For For For 5 Declaration of Material Mgmt For For For Interest 6 Appointment of Auditor Mgmt For For For ________________________________________________________________________________ Magnum Hunter Resources Corporation Ticker Security ID: Meeting Date Meeting Status MHR CUSIP 55973B102 01/17/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect J. Raleigh Mgmt For Withhold Against Bailes, Sr. 1.2 Elect Brad Bynum Mgmt For For For 1.3 Elect Victor Carrillo Mgmt For Withhold Against 1.4 Elect Gary Evans Mgmt For For For 1.5 Elect Stephen Hurley Mgmt For For For 1.6 Elect Joe McClaugherty Mgmt For For For 1.7 Elect Ronald Ormand Mgmt For Withhold Against 1.8 Elect Steven Pfeifer Mgmt For For For 1.9 Elect Jeff Swanson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Increase of Authorized Mgmt For For For Common Stock 4 Authorization of Mgmt For For For Preferred Stock 5 Amendment to the Stock Mgmt For Against Against Incentive Plan 6 Right to Adjourn Meeting Mgmt For For For ________________________________________________________________________________ Manitowoc Company Ticker Security ID: Meeting Date Meeting Status MTW CUSIP 563571108 05/07/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Joan K. Chow Mgmt For For For 1.2 Elect Kenneth W. Krueger Mgmt For For For 1.3 Elect Robert C. Stift Mgmt For For For 2 2013 Omnibus Incentive Mgmt For For For Plan 3 Adoption of Majority Mgmt For For For Vote for Election of Directors 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Marriott Vacations Worldwide Corporation Ticker Security ID: Meeting Date Meeting Status VAC CUSIP 57164Y107 06/07/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Raymond L. Mgmt For For For Gellein, Jr. 1.2 Elect Thomas J. Mgmt For For For Hutchison III 1.3 Elect Dianna F. Morgan Mgmt For For For 2 Amendment of the Stock Mgmt For For For and Cash Incentive Plan 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ Materion Corp. Ticker Security ID: Meeting Date Meeting Status MTRN CUSIP 576690101 05/01/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Vinod M. Khilnani Mgmt For For For 1.2 Elect Darlene J.S. Mgmt For For For Solomon 1.3 Elect Robert B. Toth Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Management Incentive Mgmt For For For Plan 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ MAXIMUS, Inc. Ticker Security ID: Meeting Date Meeting Status MMS CUSIP 577933104 03/20/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Paul R. Lederer Mgmt For For For 2 Elect Peter B. Pond Mgmt For For For 3 Elect James R. Mgmt For Against Against Thompson, Jr. 4 Increase of Authorized Mgmt For Against Against Common Stock 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ MedAssets, Inc. Ticker Security ID: Meeting Date Meeting Status MDAS CUSIP 584045108 06/13/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John A. Bardis Mgmt For For For 1.2 Elect Harris Hyman IV Mgmt For For For 1.3 Elect Terrence J. Mgmt For Withhold Against Mulligan 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Amendment to the Long Mgmt For For For Term Performance Incentive Plan 5 2013 Annual Incentive Mgmt For For For Compensation Plan ________________________________________________________________________________ Mentor Graphics Corporation Ticker Security ID: Meeting Date Meeting Status MENT CUSIP 587200106 06/12/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Keith L. Barnes Mgmt For For For 1.2 Elect Peter L. Bonfield Mgmt For Withhold Against 1.3 Elect Gregory K. Mgmt For Withhold Against Hinckley 1.4 Elect J. Daniel McCranie Mgmt For For For 1.5 Elect Kevin C. McDonough Mgmt For Withhold Against 1.6 Elect Patrick B. McManus Mgmt For For For 1.7 Elect Walden C. Rhines Mgmt For For For 1.8 Elect David S. Schechter Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Shareholder Proposal ShrHoldr N/A For N/A Regarding Majority Vote for Election of Directors 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Meritage Homes Corporation Ticker Security ID: Meeting Date Meeting Status MTH CUSIP 59001A102 05/15/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Peter L. Ax Mgmt For For For 1.2 Elect Robert G. Sarver Mgmt For Withhold Against 1.3 Elect Gerald W. Haddock Mgmt For For For 1.4 Elect Michael R. Odell Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Middleby Corporation Ticker Security ID: Meeting Date Meeting Status MIDD CUSIP 596278101 05/14/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Selim A. Bassoul Mgmt For For For 1.2 Elect Robert B. Lamb Mgmt For For For 1.3 Elect John R. Miller III Mgmt For For For 1.4 Elect Gordon O'Brien Mgmt For For For 1.5 Elect Philip G. Putnam Mgmt For Withhold Against 1.6 Elect Sabin C. Streeter Mgmt For For For 2 Advisory Vote on Mgmt For Against Against Executive Compensation 3 Adoption of Majority Mgmt For For For Voting for the Election of Directors 4 Ratification of Auditor Mgmt For Against Against ________________________________________________________________________________ Mitcham Industries, Inc. Ticker Security ID: Meeting Date Meeting Status MIND CUSIP 606501104 07/26/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Billy Mitcham, Jr. Mgmt For For For 1.2 Elect Peter Blum Mgmt For Withhold Against 1.3 Elect Robert Capps Mgmt For Withhold Against 1.4 Elect R. Dean Lewis Mgmt For For For 1.5 Elect John Schwalbe Mgmt For For For 1.6 Elect Robert Albers Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Movado Group, Inc. Ticker Security ID: Meeting Date Meeting Status MOV CUSIP 624580106 06/13/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Margaret Hayes Mgmt For For For Adame 1.2 Elect Richard J. Cote Mgmt For For For 1.3 Elect Efraim Grinberg Mgmt For For For 1.4 Elect Alan H. Howard Mgmt For For For 1.5 Elect Richard Isserman Mgmt For For For 1.6 Elect Nathan Leventhal Mgmt For For For 1.7 Elect Alex Grinberg Mgmt For For For 1.8 Elect Maurice Reznik Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Amendment to the 1996 Mgmt For For For Stock Incentive Plan 5 Amendment to Deferred Mgmt For For For Compensation Plan ________________________________________________________________________________ MWI Veterinary Supply, Inc. Ticker Security ID: Meeting Date Meeting Status MWIV CUSIP 55402X105 02/05/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Keith Alessi Mgmt For For For 1.2 Elect Bruce Bruckmann Mgmt For For For 1.3 Elect James Cleary, Jr. Mgmt For For For 1.4 Elect John McNamara Mgmt For For For 1.5 Elect A. Craig Olson Mgmt For For For 1.6 Elect Robert Rebholtz, Mgmt For For For Jr. 1.7 Elect William Robison Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Annual Incentive Bonus Mgmt For For For Plan ________________________________________________________________________________ Nationstar Mortgage Holdings Inc. Ticker Security ID: Meeting Date Meeting Status NSM CUSIP 63861C109 05/22/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Roy A. Guthrie Mgmt For For For 1.2 Elect Michael D. Malone Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Nektar Therapeutics Ticker Security ID: Meeting Date Meeting Status NKTR CUSIP 640268108 06/13/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect R. Scott Greer Mgmt For For For 2 Elect Christopher A. Mgmt For For For Kuebler 3 Elect Lutz Lingnau Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Net 1 UEPS Technologies, Inc. Ticker Security ID: Meeting Date Meeting Status UEPS CUSIP 64107N206 10/31/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Serge Belamant Mgmt For For For 1.2 Elect Herman Kotze Mgmt For Withhold Against 1.3 Elect Chris Seabrooke Mgmt For Withhold Against 1.4 Elect Alasdair Pein Mgmt For For For 1.5 Elect Paul Edwards Mgmt For Withhold Against 1.6 Elect Brian Mosehla Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ NetScout Systems, Inc. Ticker Security ID: Meeting Date Meeting Status NTCT CUSIP 64115T104 08/21/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Victor DeMarines Mgmt For For For 1.2 Elect Vincent Mullarkey Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ NPS Pharmaceuticals, Inc. Ticker Security ID: Meeting Date Meeting Status NPSP CUSIP 62936P103 05/07/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Michael W. Bonney Mgmt For For For 2 Elect Colin Broom Mgmt For For For 3 Elect Georges Gemayel Mgmt For For For 4 Elect Pedro P. Mgmt For For For Granadillo 5 Elect James G. Groninger Mgmt For For For 6 Elect Francois Nader Mgmt For For For 7 Elect Rachel R. Selisker Mgmt For For For 8 Elect Peter G. Tombros Mgmt For For For 9 Amendment to the Mgmt For For For Omnibus Incentive Plan 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Oasis Petroleum Inc. Ticker Security ID: Meeting Date Meeting Status OAS CUSIP 674215108 05/03/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Michael McShane Mgmt For For For 1.2 Elect Thomas B. Nusz Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Ocwen Financial Corporation Ticker Security ID: Meeting Date Meeting Status OCN CUSIP 675746309 05/08/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect William C. Erbey Mgmt For For For 1.2 Elect Ronald M. Faris Mgmt For For For 1.3 Elect Ronald J. Korn Mgmt For For For 1.4 Elect William H. Lacy Mgmt For For For 1.5 Elect Wilbur L. Ross, Mgmt For Withhold Against Jr. 1.6 Elect Robert A. Salcetti Mgmt For For For 1.7 Elect Barry N. Wish Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ OCZ Technology Group, Inc. Ticker Security ID: Meeting Date Meeting Status OCZ CUSIP 6.71E+307 08/13/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Russell Knittel Mgmt For Withhold Against 2 2012 Equity Mgmt For For For Compensation Plan 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Olin Corporation Ticker Security ID: Meeting Date Meeting Status OLN CUSIP 680665205 04/25/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect C. Robert Bunch Mgmt For For For 2 Elect Randall W. Mgmt For For For Larrimore 3 Elect John M. B. Mgmt For For For O'Connor 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ OmniVision Technologies, Inc. Ticker Security ID: Meeting Date Meeting Status OVTI CUSIP 682128103 09/27/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Joseph Jeng Mgmt For For For 1.2 Elect Dwight Steffensen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ On Assignment, Inc. Ticker Security ID: Meeting Date Meeting Status ASGN CUSIP 682159108 06/07/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect William E. Brock Mgmt For For For 1.2 Elect Edwin A. Mgmt For Withhold Against Sheridan, IV 1.3 Elect Brian J. Callaghan Mgmt For Withhold Against 2 Amendment to the 2010 Mgmt For For For Incentive Award Plan 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Onyx Pharmaceuticals, Inc. Ticker Security ID: Meeting Date Meeting Status ONXX CUSIP 683399109 05/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Corinne H. Nevinny Mgmt For For For 1.2 Elect Thomas G. Wiggans Mgmt For For For 2 Amendment to the 2005 Mgmt For Against Against Equity Incentive Plan 3 2013 Cash Performance Mgmt For For For Incentive Plan 4 Amendment to 1996 Mgmt For For For Employee Stock Purchase Plan 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Ratification of Auditor Mgmt For Against Against ________________________________________________________________________________ Orthofix International NV Ticker Security ID: Meeting Date Meeting Status OFIX CUSIP N6748L102 06/20/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect James F. Gero Mgmt For For For 1.2 Elect Guy J. Jordan Mgmt For For For 1.3 Elect Michael R. Mgmt For For For Mainelli 1.4 Elect Bradley R. Mason Mgmt For For For 1.5 Elect Maria Sainz Mgmt For For For 1.6 Elect Davey S. Scoon Mgmt For For For 1.7 Elect Walter P. von Mgmt For For For Wartburg 1.8 Elect Kenneth R. Mgmt For Withhold Against Weisshaar 2 Accounts and Reports Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ OSI Systems, Inc. Ticker Security ID: Meeting Date Meeting Status OSIS CUSIP 671044105 12/12/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Deepak Chopra Mgmt For For For 1.2 Elect Ajay Mehra Mgmt For For For 1.3 Elect Steven Good Mgmt For For For 1.4 Elect Meyer Luskin Mgmt For Withhold Against 1.5 Elect David Feinberg Mgmt For For For 1.6 Elect William Ballhaus Mgmt For For For 2 2012 Incentive Award Mgmt For Against Against Plan 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Pacira Pharmaceuticals Inc. Ticker Security ID: Meeting Date Meeting Status PCRX CUSIP 695127100 06/11/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Paul Hastings Mgmt For For For 1.2 Elect John P. Mgmt For For For Longenecker 1.3 Elect Andreas Wicki Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ PAREXEL International Corporation Ticker Security ID: Meeting Date Meeting Status PRXL CUSIP 699462107 12/06/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Eduard Holdener Mgmt For For For 1.2 Elect Richard Love Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Amendment to the 2010 Mgmt For For For Stock Incentive Plan 4 Increase of Authorized Mgmt For Against Against Common Stock 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ PolyOne Corporation Ticker Security ID: Meeting Date Meeting Status POL CUSIP 73179P106 05/15/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Sandra Beach Lin Mgmt For For For 1.2 Elect Carol A. Mgmt For For For Cartwright 1.3 Elect Richard H. Fearon Mgmt For For For 1.4 Elect Gregory J. Goff Mgmt For For For 1.5 Elect Gordon D. Harnett Mgmt For For For 1.6 Elect Richard A. Mgmt For For For Lorraine 1.7 Elect Stephen D. Newlin Mgmt For For For 1.8 Elect William H. Powell Mgmt For For For 1.9 Elect Farah M. Walters Mgmt For For For 1.10 Elect William A. Mgmt For For For Wulfsohn 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Portfolio Recovery Associates Ticker Security ID: Meeting Date Meeting Status PRAA CUSIP 73640Q105 05/30/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John H. Fain Mgmt For For For 1.2 Elect David Roberts Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For 4 2013 Omnibus Incentive Mgmt For For For Plan 5 2013 Annual Non-Equity Mgmt For For For Incentive Plan ________________________________________________________________________________ Premiere Global Services, Inc. Ticker Security ID: Meeting Date Meeting Status PGI CUSIP 740585104 06/12/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Boland T. Jones Mgmt For For For 1.2 Elect Wilkie S. Colyer Mgmt For For For 1.3 Elect K. Robert Draughon Mgmt For For For 1.4 Elect John R. Harris Mgmt For For For 1.5 Elect W. Steven Jones Mgmt For For For 1.6 Elect Raymond H. Mgmt For For For Pirtle, Jr. 1.7 Elect J. Walker Smith, Mgmt For For For Jr. 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ PriceSmart, Inc. Ticker Security ID: Meeting Date Meeting Status PSMT CUSIP 741511109 01/22/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Sherry Mgmt For For For Bahrambeygui 1.2 Elect Gonzalo Barrutieta Mgmt For For For 1.3 Elect Katherine Hensley Mgmt For Withhold Against 1.4 Elect Leon Janks Mgmt For Withhold Against 1.5 Elect Jose Laparte Mgmt For For For 1.6 Elect Mitchell Lynn Mgmt For For For 1.7 Elect Robert Price Mgmt For Withhold Against 1.8 Elect Edgar Zurcher Mgmt For Withhold Against 2 2013 Equity Incentive Mgmt For Against Against Award Plan ________________________________________________________________________________ Privatebancorp, Inc. Ticker Security ID: Meeting Date Meeting Status PVTB CUSIP 742962103 05/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Repeal of Classified Mgmt For For For Board 2.1 Elect Robert F. Coleman Mgmt For For For 2.2 Elect James M. Guyette Mgmt For For For 2.3 Elect Collin E. Roche Mgmt For For For 2.4 Elect William R. Rybak Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ PTC Inc. Ticker Security ID: Meeting Date Meeting Status PMTC CUSIP 69370C100 03/06/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Thomas F. Bogan Mgmt For For For 1.2 Elect Michael E. Porter Mgmt For For For 1.3 Elect Robert P. Mgmt For For For Schechter 2 Amendment to the 2000 Mgmt For For For Equity Incentive Plan 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Rent-A-Center, Inc. Ticker Security ID: Meeting Date Meeting Status RCII CUSIP 76009N100 05/09/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Mitchell E. Fadel Mgmt For For For 2 Elect Paula Stern Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Rex Energy Corporation Ticker Security ID: Meeting Date Meeting Status REXX CUSIP 761565100 05/08/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Lance T. Shaner Mgmt For Withhold Against 1.2 Elect Thomas C. Stabley Mgmt For For For 1.3 Elect John W. Higbee Mgmt For For For 1.4 Elect John A. Lombardi Mgmt For For For 1.5 Elect Eric L. Mattson Mgmt For For For 1.6 Elect John J. Zak Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Amendment to the 2007 Mgmt For Against Against Long-Term Incentive Plan ________________________________________________________________________________ Roadrunner Transportation Systems Inc. Ticker Security ID: Meeting Date Meeting Status RRTS CUSIP 76973Q105 05/21/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Mark A. DiBlasi Mgmt For For For 1.2 Elect Scott D. Rued Mgmt For For For 1.3 Elect John G. Kennedy Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Rock-Tenn Company Ticker Security ID: Meeting Date Meeting Status RKT CUSIP 772739207 01/25/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect G. Stephen Felker Mgmt For For For 1.2 Elect Lawrence Mgmt For For For Gellerstedt, III 1.3 Elect John Spiegel Mgmt For For For 2 Amendment to the Annual Mgmt For For For Executive Bonus Plan 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For Against Against Executive Compensation 5 Shareholder Proposal ShrHoldr Against For Against Regarding Declassification of the Board ________________________________________________________________________________ Rush Enterprises, Inc. Ticker Security ID: Meeting Date Meeting Status RUSHA CUSIP 781846209 05/21/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect W. Marvin Rush Mgmt For For For 1.2 Elect W. M. Rush Mgmt For For For 1.3 Elect James C. Underwood Mgmt For Withhold Against 1.4 Elect Harold D. Marshall Mgmt For For For 1.5 Elect Thomas A. Akin Mgmt For For For 1.6 Elect Gerald R. Mgmt For For For Szczepanksi 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Ryder System, Inc. Ticker Security ID: Meeting Date Meeting Status R CUSIP 783549108 05/03/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Robert J. Eck Mgmt For For For 2 Elect Tamara L. Lundgren Mgmt For For For 3 Elect Eugene A. Renna Mgmt For For For 4 Elect Abbie J. Smith Mgmt For For For 5 Elect Robert E. Sanchez Mgmt For For For 6 Elect Michael F. Hilton Mgmt For For For 7 Ratification of Auditor Mgmt For For For 8 Advisory Vote on Mgmt For For For Executive Compensation 9 Repeal of Classified Mgmt For For For Board 10 Shareholder Proposal ShrHoldr Against For Against Regarding Simple Majority Vote ________________________________________________________________________________ Ryland Group, Inc. Ticker Security ID: Meeting Date Meeting Status RYL CUSIP 783764103 04/24/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect William L. Jews Mgmt For For For 2 Elect Ned Mansour Mgmt For For For 3 Elect Robert E. Mellor Mgmt For For For 4 Elect Norman J. Metcalfe Mgmt For For For 5 Elect Larry T. Nicholson Mgmt For For For 6 Elect Charlotte St. Mgmt For For For Martin 7 Elect Robert G. Van Mgmt For For For Schoonenberg 8 Advisory Vote on Mgmt For For For Executive Compensation 9 Amendment to Senior Mgmt For For For Executive Performance Plan 10 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Ryman Hospitality Properties Ticker Security ID: Meeting Date Meeting Status GET CUSIP 367905106 09/25/2012 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 REIT Conversion Mgmt For For For 2 Issuance of Common Stock Mgmt For For For 3 Right to Adjourn Meeting Mgmt For For For ________________________________________________________________________________ Salix Pharmaceuticals, Ltd. Ticker Security ID: Meeting Date Meeting Status SLXP CUSIP 795435106 06/13/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John F. Chappell Mgmt For For For 1.2 Elect Thomas W. D'Alonzo Mgmt For For For 1.3 Elect William P. Keane Mgmt For For For 1.4 Elect Carolyn J. Logan Mgmt For For For 1.5 Elect Mark A. Sirgo Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Santarus, Inc. Ticker Security ID: Meeting Date Meeting Status SNTS CUSIP 802817304 06/11/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Daniel D. Burgess Mgmt For For For 1.2 Elect Michael G. Carter Mgmt For For For 1.3 Elect Alessandro Della Mgmt For For For Cha 2 Increase of Authorized Mgmt For For For Common Stock 3 Amendment to the 2004 Mgmt For For For Equity Incentive Plan 4 Amendment to the Mgmt For For For Employee Stock Purchase Plan 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Semtech Corporation Ticker Security ID: Meeting Date Meeting Status SMTC CUSIP 816850101 06/20/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Glen M. Antle Mgmt For For For 1.2 Elect W. Dean Baker Mgmt For For For 1.3 Elect James P. Burra Mgmt For For For 1.4 Elect Bruce C. Edwards Mgmt For For For 1.5 Elect Rockell N. Hankin Mgmt For For For 1.6 Elect James T. Lindstrom Mgmt For For For 1.7 Elect Mohan R. Mgmt For For For Maheswaran 1.8 Elect John L. Piotrowski Mgmt For For For 1.9 Elect Carmelo J. Santoro Mgmt For For For 1.10 Elect Sylvia Summers Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against 3 Advisory Vote on Mgmt For For For Executive Compensation 4 2013 Long-Term Equity Mgmt For Against Against Incentive Plan ________________________________________________________________________________ Six Flags Entertainment Corporation Ticker Security ID: Meeting Date Meeting Status SIX CUSIP 83001A102 05/08/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John W. Baker Mgmt For For For 1.2 Elect Kurt M. Cellar Mgmt For For For 1.3 Elect Charles A. Mgmt For For For Koppelman 1.4 Elect Jon L. Luther Mgmt For For For 1.5 Elect Usman Nabi Mgmt For For For 1.6 Elect Stephen D. Owens Mgmt For For For 1.7 Elect James Mgmt For For For Reid-Anderson 1.8 Elect Richard W. Roedel Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Sonic Corp. Ticker Security ID: Meeting Date Meeting Status SONC CUSIP 835451105 01/17/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect J. Clifford Hudson Mgmt For For For 1.2 Elect Federico Pena Mgmt For For For 1.3 Elect Robert Rosenberg Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Spirit Airlines, Inc. Ticker Security ID: Meeting Date Meeting Status SAVE CUSIP 848577102 06/12/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect B. Ben Baldanza Mgmt For For For 1.2 Elect Carlton D. Donaway Mgmt For For For 1.3 Elect David G. Elkins Mgmt For For For 1.4 Elect Horacio Scapparone Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Sterling Financial Corporation Ticker Security ID: Meeting Date Meeting Status STSA CUSIP 859319303 04/29/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Howard P. Behar Mgmt For For For 1.2 Elect Leslie S. Biller Mgmt For Withhold Against 1.3 Elect Ellen R.M. Boyer Mgmt For For For 1.4 Elect David A. Coulter Mgmt For For For 1.5 Elect Robert C. Donegan Mgmt For For For 1.6 Elect C. Webb Edwards Mgmt For For For 1.7 Elect William L. Mgmt For For For Eisenhart 1.8 Elect Robert H. Mgmt For For For Hartheimer 1.9 Elect Michael F. Reuling Mgmt For For For 1.10 Elect J. Gregory Seibly Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Steven Madden, Ltd. Ticker Security ID: Meeting Date Meeting Status SHOO CUSIP 556269108 05/24/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Edward R. Mgmt For For For Rosenfeld 1.2 Elect John L. Madden Mgmt For Withhold Against 1.3 Elect Peter Migliorini Mgmt For Withhold Against 1.4 Elect Richard P. Randall Mgmt For For For 1.5 Elect Ravi Sachdev Mgmt For For For 1.6 Elect Thomas H. Schwartz Mgmt For Withhold Against 2 Increase of Authorized Mgmt For Against Against Common Stock 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Stewart Information Services Corporation Ticker Security ID: Meeting Date Meeting Status STC CUSIP 860372101 05/03/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Catherine A. Allen Mgmt For For For 1.2 Elect Robert L. Clarke Mgmt For For For 1.3 Elect E. Douglas Hodo Mgmt For For For 1.4 Elect Laurie C. Moore Mgmt For For For 1.5 Elect W. Arthur Porter Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Susquehanna Bancshares, Inc. Ticker Security ID: Meeting Date Meeting Status SUSQ CUSIP 869099101 05/03/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Anthony Agnone, Mgmt For For For Sr. 1.2 Elect Wayne Alter, Jr. Mgmt For For For 1.3 Elect Henry Gibbel Mgmt For For For 1.4 Elect Bruce Hepburn Mgmt For For For 1.5 Elect Donald Hoffman Mgmt For For For 1.6 Elect Sara Kirkland Mgmt For For For 1.7 Elect Jeffrey F. Lehman Mgmt For For For 1.8 Elect Michael Morello Mgmt For For For 1.9 Elect Scott Newkam Mgmt For For For 1.10 Elect Robert Poole, Jr. Mgmt For Withhold Against 1.11 Elect William Reuter Mgmt For For For 1.12 Elect Andrew Samuel Mgmt For For For 1.13 Elect Christine Sears Mgmt For For For 1.14 Elect James Ulsh Mgmt For Withhold Against 2 2013 Omnibus Equity Mgmt For For For Compensation Plan 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Swift Transportation Co. Ticker Security ID: Meeting Date Meeting Status SWFT CUSIP 87074U101 05/08/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect William J. Post Mgmt For For For 1.2 Elect Jerry Moyes Mgmt For For For 1.3 Elect Richard H. Dozer Mgmt For For For 1.4 Elect David Vander Ploeg Mgmt For For For 1.5 Elect Glenn Brown Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Synchronoss Technologies Inc Ticker Security ID: Meeting Date Meeting Status SNCR CUSIP 87157B103 05/13/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Charles E. Hoffman Mgmt For For For 1.2 Elect James M. McCormick Mgmt For For For 1.3 Elect Donnie M. Moore Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2006 Mgmt For For For Equity Incentive Plan 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Tangoe Inc. Ticker Security ID: Meeting Date Meeting Status TNGO CUSIP 87582Y108 06/05/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect David M. Coit Mgmt For For For 1.2 Elect Jackie R. Kimzey Mgmt For For For 1.3 Elect Noah J. Walley Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For Against Against Executive Compensation 4 Amendment to the 2011 Mgmt For For For Stock Incentive Plan ________________________________________________________________________________ Team Health Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status TMH CUSIP 87817A107 05/22/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect H. Lynn Massingale Mgmt For For For 1.2 Elect Neil P. Simpkins Mgmt For For For 1.3 Elect Earl P. Holland Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Approval of the 2009 Mgmt For For For Stock Incentive Plan 4 Reapproval of Annual Mgmt For For For Management Incentive Plan ________________________________________________________________________________ Tenet Healthcare Corporation Ticker Security ID: Meeting Date Meeting Status THC CUSIP 88033G407 05/03/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John Bush Mgmt For For For 2 Elect Trevor Fetter Mgmt For For For 3 Elect Brenda Gaines Mgmt For Against Against 4 Elect Karen Garrison Mgmt For For For 5 Elect Edward Kangas Mgmt For For For 6 Elect J. Robert Kerrey Mgmt For For For 7 Elect Richard Pettingill Mgmt For For For 8 Elect Ronald Rittenmeyer Mgmt For For For 9 Elect James Unruh Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Terex Corporation Ticker Security ID: Meeting Date Meeting Status TEX CUSIP 880779103 05/09/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Ronald M. DeFeo Mgmt For For For 2 Elect G. Chris Andersen Mgmt For For For 3 Elect Paula H. J. Mgmt For For For Cholmondeley 4 Elect Don DeFosset Mgmt For For For 5 Elect Thomas J. Hansen Mgmt For For For 6 Elect Raimund Klinkner Mgmt For For For 7 Elect David A. Sachs Mgmt For For For 8 Elect Oren G. Shaffer Mgmt For For For 9 Elect David C. Wang Mgmt For For For 10 Elect Scott W. Wine Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Amendment to the 2009 Mgmt For For For Omnibus Plan 13 Amendment to Deferred Mgmt For For For Compensation Plan 14 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Tetra Technologies, Inc. Ticker Security ID: Meeting Date Meeting Status TTI CUSIP 88162F105 05/03/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Thomas R. Bates, Mgmt For For For Jr. 1.2 Elect Stuart M. Mgmt For For For Brightman 1.3 Elect Paul D. Coombs Mgmt For For For 1.4 Elect Ralph S. Mgmt For For For Cunningham 1.5 Elect Tom H. Delimitros Mgmt For For For 1.6 Elect Geoffrey M. Hertel Mgmt For For For 1.7 Elect Kenneth P. Mgmt For For For Mitchell 1.8 Elect William D. Mgmt For For For Sullivan 1.9 Elect Kenneth E. White, Mgmt For For For Jr. 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Amendment to the 2011 Mgmt For For For Long Term Incentive Compensation Plan ________________________________________________________________________________ The Medicines Company Ticker Security ID: Meeting Date Meeting Status MDCO CUSIP 584688105 05/30/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect William W. Crouse Mgmt For For For 1.2 Elect John C. Kelly Mgmt For For For 1.3 Elect Hiroaki Shigeta Mgmt For For For 2 2013 Stock Incentive Mgmt For For For Plan 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Trimas Corporation Ticker Security ID: Meeting Date Meeting Status TRS CUSIP 896215209 05/09/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Marshall A. Cohen Mgmt For Withhold Against 1.2 Elect David M. Wathen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2011 Mgmt For For For Omnibus Incentive Compensation Plan ________________________________________________________________________________ Triumph Group, Inc. Ticker Security ID: Meeting Date Meeting Status TGI CUSIP 896818101 07/19/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Paul Bourgon Mgmt For For For 1.2 Elect Elmer Doty Mgmt For For For 1.3 Elect Ralph Eberhart Mgmt For For For 1.4 Elect Jeffry Frisby Mgmt For For For 1.5 Elect Richard Gozon Mgmt For For For 1.6 Elect Richard Ill Mgmt For For For 1.7 Elect Adam Palmer Mgmt For For For 1.8 Elect Joseph Silvestri Mgmt For For For 1.9 Elect George Simpson Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Adoption of Majority Mgmt For For For Vote for Election of Directors 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Tutor Perini Corporation Ticker Security ID: Meeting Date Meeting Status TPC CUSIP 901109108 05/29/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Ronald N. Tutor Mgmt For For For 1.2 Elect Marilyn A. Mgmt For For For Alexander 1.3 Elect Peter Arkley Mgmt For Withhold Against 1.4 Elect Robert Band Mgmt For For For 1.5 Elect Michael R. Klein Mgmt For Withhold Against 1.6 Elect Martin R. Melone Mgmt For For For 1.7 Elect Robert L. Miller Mgmt For For For 1.8 Elect Raymond R. Oneglia Mgmt For For For 1.9 Elect Donald D. Snyder Mgmt For Withhold Against 1.10 Elect Dickran M. Mgmt For For For Tevrizian, Jr. 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For Against Against Executive Compensation ________________________________________________________________________________ U.S. Silica Holdings Inc. Ticker Security ID: Meeting Date Meeting Status SLCA CUSIP 90346E103 04/25/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Rajeev Amara Mgmt For For For 1.2 Elect Prescott H. Ashe Mgmt For For For 1.3 Elect Peter Bernard Mgmt For For For 1.4 Elect Wiliiam J. Kacal Mgmt For For For 1.5 Elect Charles Shaver Mgmt For For For 1.6 Elect Bryan A. Shinn Mgmt For For For 1.7 Elect Brian Slobodow Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Ultimate Software Group Inc. Ticker Security ID: Meeting Date Meeting Status ULTI CUSIP 90385D107 05/20/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Scott Scherr Mgmt For For For 2 Elect Alois Leiter Mgmt For Against Against 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For Against Against Executive Compensation ________________________________________________________________________________ Velti plc Ticker Security ID: Meeting Date Meeting Status VELT CUSIP G93285107 07/25/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Phokion Potamianos Mgmt For For For 3 Elect Mari Baker Mgmt For For For 4 Elect Nicholas Mgmt For For For Negroponte 5 Elect Alexandros Moukas Mgmt For For For 6 Appointment of Auditor Mgmt For For For 7 Authority to Set Mgmt For For For Auditor's Fees 8 Amendment to the 2009 Mgmt For Against Against US Employee Share Incentive Plan 9 Amendment to the 2009 Mgmt For Against Against US Non-employee Share Incentive Plan ________________________________________________________________________________ ViroPharma Incorporated Ticker Security ID: Meeting Date Meeting Status VPHM CUSIP 928241108 05/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect William D. Mgmt For For For Claypool 1.2 Elect Julie H McHugh Mgmt For For For 2 Annual Incentive Plan Mgmt For For For 3 ADVISORY VOTE ON Mgmt For For For EXECUTIVE COMPENSATION 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Wabash National Corporation Ticker Security ID: Meeting Date Meeting Status WNC CUSIP 929566107 05/16/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Richard J. Mgmt For For For Giromini 2 Elect Martin C. Jischke Mgmt For For For 3 Elect James D. Kelly Mgmt For For For 4 Elect John E. Kunz Mgmt For For For 5 Elect Larry J. Magee Mgmt For For For 6 Elect Ann D. Murtlow Mgmt For For For 7 Elect Scott K. Sorensen Mgmt For For For 8 Advisory Vote on Mgmt For For For Executive Compensation 9 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Walker & Dunlop Inc. Ticker Security ID: Meeting Date Meeting Status WD CUSIP 93148P102 06/05/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Alan J. Bowers Mgmt For For For 1.2 Elect Andrew C. Florance Mgmt For For For 1.3 Elect Mitchell M. Gaynor Mgmt For For For 1.4 Elect Cynthia A. Mgmt For For For Hallenbeck 1.5 Elect Michael D. Malone Mgmt For For For 1.6 Elect John Rice Mgmt For For For 1.7 Elect Dana L. Schmaltz Mgmt For For For 1.8 Elect Howard W. Smith Mgmt For For For 1.9 Elect Edmund F. Taylor Mgmt For For For 1.10 Elect William Walker Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Web.com Group, Inc. Ticker Security ID: Meeting Date Meeting Status WWWW CUSIP 94733A104 05/08/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Phillip J. Mgmt For For For Facchina 1.2 Elect Robert S. McCoy, Mgmt For For For Jr. 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For Against Against Executive Compensation ________________________________________________________________________________ Western Alliance Bancorporation Ticker Security ID: Meeting Date Meeting Status WAL CUSIP 957638109 05/21/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Cary Mack Mgmt For For For 1.2 Elect Todd Marshall Mgmt For For For 1.3 Elect M. Nafees Nagy Mgmt For For For 1.4 Elect James E. Nave Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ WEX Inc. Ticker Security ID: Meeting Date Meeting Status WEX CUSIP 96208T104 05/17/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Shikhar Ghosh Mgmt For For For 1.2 Elect Kirk P. Pond Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For Item 1: Proxy Voting Record - Item1 Proxy Voting Record - Registrant : Allianz Funds Multi-Strategy Trust Fund Name : AllianzGI U.S. Equity Hedged Fund ________________________________________________________________________________ 3M Co. Ticker Security ID: Meeting Date Meeting Status MMM CUSIP 88579Y101 05/14/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Linda G. Alvarado Mgmt For For For 2 Elect Vance D. Coffman Mgmt For For For 3 Elect Michael L. Eskew Mgmt For For For 4 Elect W. James Farrell Mgmt For For For 5 Elect Herbert L. Henkel Mgmt For For For 6 Elect Muhtar Kent Mgmt For For For 7 Elect Edward M. Liddy Mgmt For For For 8 Elect Robert S. Morrison Mgmt For For For 9 Elect Aulana L. Peters Mgmt For Against Against 10 Elect Inge G. Thulin Mgmt For For For 11 Elect Robert J. Ulrich Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent 15 Shareholder Proposal ShrHoldr Against Against For Regarding Feasibility Study on Prohibition of Political Spending ________________________________________________________________________________ Abbott Laboratories Ticker Security ID: Meeting Date Meeting Status ABT CUSIP 002824100 04/26/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Robert J. Alpern Mgmt For For For 1.2 Elect Roxanne S. Austin Mgmt For For For 1.3 Elect Sally E. Blount Mgmt For For For 1.4 Elect W. James Farrell Mgmt For For For 1.5 Elect Edward M. Liddy Mgmt For For For 1.6 Elect Nancy McKinstry Mgmt For For For 1.7 Elect Phebe N. Novakovic Mgmt For For For 1.8 Elect William A. Osborn Mgmt For For For 1.9 Elect Samuel C. Scott Mgmt For For For III 1.10 Elect Glenn F. Tilton Mgmt For For For 1.11 Elect Miles D. White Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For Against Against Executive Compensation 4 Shareholder Proposal ShrHoldr Against Against For Regarding Genetically Modified Organisms 5 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report 6 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman 7 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares 8 Shareholder Proposal ShrHoldr Against For Against Regarding Excluding Compliance Costs for the Purposes of Executive Compensation 9 Shareholder Proposal ShrHoldr Against Against For Regarding Compensation in the Event of a Change in Control ________________________________________________________________________________ Abbvie Inc Ticker Security ID: Meeting Date Meeting Status ABBV CUSIP 00287Y109 05/06/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect William Burnside Mgmt For For For 1.2 Elect Edward Rapp Mgmt For For For 1.3 Elect Roy Roberts Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 5 2013 Stock Incentive Mgmt For For For Plan ________________________________________________________________________________ Abercrombie & Fitch Co. Ticker Security ID: Meeting Date Meeting Status ANF CUSIP 002896207 06/20/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect James B. Bachmann Mgmt For For For 2 Elect Michael E. Mgmt For For For Greenlees 3 Elect Kevin S. Huvane Mgmt For For For 4 Elect Michael S. Mgmt For For For Jeffries 5 Elect John W. Kessler Mgmt For Against Against 6 Elect Craig R. Stapleton Mgmt For For For 7 Advisory Vote on Mgmt For Against Against Executive Compensation 8 Ratification of Auditor Mgmt For For For 9 Shareholder Proposal ShrHoldr Against Against For Regarding Compensation in the Event of a Change in Control 10 Shareholder Proposal ShrHoldr Against Against For Regarding Shareholder Approval of Specific Performance Metrics in Equity Compensation Plans ________________________________________________________________________________ Accenture plc Ticker Security ID: Meeting Date Meeting Status ACN CUSIP G1151C101 02/06/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect William Kimsey Mgmt For For For 3 Elect Robert Lipp Mgmt For For For 4 Elect Pierre Nanterme Mgmt For For For 5 Elect Gilles Pelisson Mgmt For For For 6 Elect Wulf von Mgmt For Against Against Schimmelmann 7 Ratification of Auditor Mgmt For For For 8 Advisory Vote on Mgmt For For For Executive Compensation 9 Amendment to the Share Mgmt For For For Incentive Plan 10 Authority to Hold Mgmt For For For Annual Meeting Outside of Ireland 11 Authority to Repurchase Mgmt For For For Shares 12 Price Range for Mgmt For For For Issuance of Treasury Shares 13 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report ________________________________________________________________________________ ACE Ltd. Ticker Security ID: Meeting Date Meeting Status ACE CUSIP H0023R105 05/16/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Robert M. Mgmt For For For Hernandez 2 Elect Peter Menikoff Mgmt For For For 3 Elect Robert Ripp Mgmt For For For 4 Elect Theodore Shasta Mgmt For For For 5 Repeal of Classified Mgmt For For For Board 6 2012 Annual Report Mgmt For For For 7 Statutory Financial Mgmt For For For Statements 8 Consolidated Financial Mgmt For For For Statements 9 Allocation of Mgmt For For For Profits/Dividends 10 Discharge of Board of Mgmt For For For Directors 11 PricewaterhouseCoopers Mgmt For For For AG, Zurich 12 PricewaterhouseCoopers Mgmt For For For 13 BDO AG, Zurich Mgmt For For For 14 Amendment to the 2004 Mgmt For For For Long-Term Incentive Plan 15 Distribution Via Par Mgmt For For For Value Reduction 16 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Actavis Inc Ticker Security ID: Meeting Date Meeting Status ACT CUSIP 00507K103 05/10/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Jack Michelson Mgmt For For For 2 Elect Ronald R. Taylor Mgmt For For For 3 Elect Andrew L. Turner Mgmt For For For 4 Elect Paul M. Bisaro Mgmt For For For 5 Elect Christopher W. Mgmt For For For Bodine 6 Elect Michel J. Feldman Mgmt For For For 7 Elect Fred G. Weiss Mgmt For For For 8 Advisory Vote on Mgmt For For For Executive Compensation 9 Ratification of Auditor Mgmt For For For 10 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares Until Retirement ________________________________________________________________________________ Adobe Systems Inc. Ticker Security ID: Meeting Date Meeting Status ADBE CUSIP 00724F101 04/11/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Amy Banse Mgmt For For For 2 Elect Kelly Barlow Mgmt For For For 3 Elect Edward Barnholt Mgmt For For For 4 Elect Robert Burgess Mgmt For For For 5 Elect Frank Calderoni Mgmt For For For 6 Elect Michael Cannon Mgmt For For For 7 Elect James Daley Mgmt For For For 8 Elect Laura Desmond Mgmt For For For 9 Elect Charles Geschke Mgmt For For For 10 Elect Shantanu Narayen Mgmt For For For 11 Elect Daniel Rosensweig Mgmt For Against Against 12 Elect Robert Sedgewick Mgmt For For For 13 Elect John Warnock Mgmt For For For 14 Amendment to the 2003 Mgmt For For For Equity Incentive Plan 15 Ratification of Auditor Mgmt For For For 16 Advisory Vote on Mgmt For Against Against Executive Compensation ________________________________________________________________________________ ADT Corporation Ticker Security ID: Meeting Date Meeting Status ADT CUSIP 00101J106 03/14/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Thomas J. Colligan Mgmt For For For 1.2 Elect Timothy M. Donahue Mgmt For For For 1.3 Elect Robert M. Mgmt For For For Dutkowsky 1.4 Elect Bruce S. Gordon Mgmt For For For 1.5 Elect Naren K. Mgmt For For For Gursahaney 1.6 Elect Bridgette Heller Mgmt For For For 1.7 Elect Kathleen W Hyle Mgmt For For For 1.8 Elect Keith A. Meister Mgmt For For For 1.9 Elect Dinesh Paliwal Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ AES Corp. Ticker Security ID: Meeting Date Meeting Status AES CUSIP 00130H105 04/18/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Andres R. Gluski Mgmt For For For 2 Elect Guo Bao Zhang Mgmt For Against Against 3 Elect Kristina M. Mgmt For For For Johnson 4 Elect Tarun Khanna Mgmt For For For 5 Elect John A. Koskinen Mgmt For For For 6 Elect Philip Lader Mgmt For For For 7 Elect Sandra O. Moose Mgmt For For For 8 Elect John B. Morse, Jr. Mgmt For For For 9 Elect Moises Naim Mgmt For For For 10 Elect Charles O. Mgmt For Against Against Rossotti 11 Elect Sven Sandstrom Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Aetna Inc. Ticker Security ID: Meeting Date Meeting Status AET CUSIP 00817Y108 05/17/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Fernando Aguirre Mgmt For For For 2 Elect Mark T. Bertolini Mgmt For For For 3 Elect Frank M. Clark, Mgmt For For For Jr. 4 Elect Betsy Z. Cohen Mgmt For For For 5 Elect Molly J. Coye Mgmt For Against Against 6 Elect Roger N. Farah Mgmt For For For 7 Elect Barbara H. Mgmt For For For Franklin 8 Elect Jeffrey E. Garten Mgmt For For For 9 Elect Ellen M. Hancock Mgmt For For For 10 Elect Richard J. Mgmt For For For Harrington 11 Elect Edward J. Ludwig Mgmt For For For 12 Elect Joseph P. Newhouse Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Amendment to the 2010 Mgmt For For For Stock Incentive Plan 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman 17 Shareholder Proposal ShrHoldr Against For Against Regarding Simple Majority Vote 18 Shareholder Proposal ShrHoldr Against Against For Regarding Board Oversight of Political Spending ________________________________________________________________________________ Aflac Inc. Ticker Security ID: Meeting Date Meeting Status AFL CUSIP 001055102 05/06/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Daniel P. Amos Mgmt For For For 2 Elect John Shelby Amos Mgmt For For For II 3 Elect Paul S. Amos II Mgmt For For For 4 Elect W. Paul Bowers Mgmt For For For 5 Elect Kriss Cloninger Mgmt For Against Against III 6 Elect Elizabeth J. Mgmt For For For Hudson 7 Elect Douglas W. Johnson Mgmt For For For 8 Elect Robert B. Johnson Mgmt For For For 9 Elect Charles B. Knapp Mgmt For For For 10 Elect E. Stephen Purdom Mgmt For For For 11 Elect Barbara K. Rimer Mgmt For For For 12 Elect Melvin T. Stith Mgmt For For For 13 Elect David Gary Mgmt For For For Thompson 14 Elect Takuro Yoshida Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Agilent Technologies Inc. Ticker Security ID: Meeting Date Meeting Status A CUSIP 00846U101 03/20/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Paul N. Clark Mgmt For For For 2 Elect James G. Cullen Mgmt For For For 3 Elect Tadataka Yamada Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Shareholder Proposal ShrHoldr Against For Against Regarding Declassification of the Board ________________________________________________________________________________ AGL Resources Inc. Ticker Security ID: Meeting Date Meeting Status GAS CUSIP 001204106 04/30/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Sandra N. Bane Mgmt For For For 1.2 Elect Thomas D. Bell, Mgmt For For For Jr. 1.3 Elect Norman R. Bobins Mgmt For For For 1.4 Elect Charles R. Crisp Mgmt For For For 1.5 Elect Brenda J. Gaines Mgmt For Withhold Against 1.6 Elect Arthur E. Johnson Mgmt For For For 1.7 Elect Wyck A. Knox, Jr. Mgmt For For For 1.8 Elect Dennis M. Love Mgmt For For For 1.9 Elect Charles H. McTier Mgmt For For For 1.10 Elect Dean R. O'Hare Mgmt For For For 1.11 Elect Armando J. Olivera Mgmt For For For 1.12 Elect John E. Rau Mgmt For For For 1.13 Elect James A. Rubright Mgmt For For For 1.14 Elect John W. Mgmt For For For Somerhalder II 1.15 Elect Bettina M. Whyte Mgmt For For For 1.16 Elect Henry C. Wolf Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Shareholder proposal ShrHoldr Against For Against Regarding Adopting Gender Identity Anti-Bias Policy ________________________________________________________________________________ Akamai Technologies Inc Ticker Security ID: Meeting Date Meeting Status AKAM CUSIP 00971T101 05/15/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Pamela J. Craig Mgmt For For For 2 Elect F. Thomson Mgmt For For For Leighton 3 Elect Paul Sagan Mgmt For For For 4 Elect Naomi O. Seligman Mgmt For For For 5 2013 Stock Incentive Mgmt For For For Plan 6 Repeal of Classified Mgmt For For For Board 7 Amendment to Mgmt For For For Certificate of Incorporation Regarding Director Removal 8 Amendment to Mgmt For For For Certificate of Incorporation Removing Supermajority Voting Provisions 9 Advisory Vote on Mgmt For For For Executive Compensation 10 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Alcoa Inc. Ticker Security ID: Meeting Date Meeting Status AA CUSIP 013817101 05/03/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Arthur D. Mgmt For For For Collins, Jr. 2 Elect Michael G. Morris Mgmt For For For 3 Elect E. Stanley O'Neal Mgmt For Against Against 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation 6 2013 Stock Incentive Mgmt For For For Plan 7 Right to Call a Special Mgmt For For For Meeting ________________________________________________________________________________ Alexion Pharmaceuticals Inc. Ticker Security ID: Meeting Date Meeting Status ALXN CUSIP 015351109 05/06/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Leonard Bell Mgmt For For For 1.2 Elect Max Link Mgmt For For For 1.3 Elect William R. Keller Mgmt For For For 1.4 Elect Joseph A. Madri Mgmt For For For 1.5 Elect Larry Mathis Mgmt For For For 1.6 Elect R. Douglas Norby Mgmt For For For 1.7 Elect Alvin S. Parven Mgmt For For For 1.8 Elect Andreas Rummelt Mgmt For For For 1.9 Elect Ann M. Veneman Mgmt For For For 2 Advisory Vote on Mgmt For Against Against Executive Compensation 3 Amendment to the 2004 Mgmt For Against Against Incentive Plan 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Allegheny Technologies Inc Ticker Security ID: Meeting Date Meeting Status ATI CUSIP 01741R102 05/02/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Richard J. Mgmt For For For Harshman 1.2 Elect Carolyn Corvi Mgmt For For For 1.3 Elect Barbara S. Mgmt For For For Jeremiah 1.4 Elect John D. Turner Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Allergan Inc. Ticker Security ID: Meeting Date Meeting Status AGN CUSIP 018490102 04/30/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect David E.I. Pyott Mgmt For For For 2 Elect Michael R. Mgmt For For For Gallagher 3 Elect Deborah Dunsire Mgmt For For For 4 Elect Dawn E. Hudson Mgmt For For For 5 Elect Trevor M. Jones Mgmt For For For 6 Elect Louis J. Lavigne, Mgmt For For For Jr. 7 Elect Peter J. McDonnell Mgmt For For For 8 Elect Timothy D. Proctor Mgmt For For For 9 Elect Russell T. Ray Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Right to Call a Special Mgmt For For For Meeting 13 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent 14 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report ________________________________________________________________________________ Allstate Corp. Ticker Security ID: Meeting Date Meeting Status ALL CUSIP 020002101 05/21/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect F. Duane Ackerman Mgmt For For For 2 Elect Robert D. Beyer Mgmt For For For 3 Elect Kermit R. Crawford Mgmt For For For 4 Elect Jack M. Greenberg Mgmt For For For 5 Elect Herbert L. Henkel Mgmt For For For 6 Elect Ronald T. LeMay Mgmt For For For 7 Elect Andrea Redmond Mgmt For For For 8 Elect H. John Riley, Jr. Mgmt For For For 9 Elect John W. Rowe Mgmt For For For 10 Elect Judith A. Sprieser Mgmt For For For 11 Elect Mary Alice Taylor Mgmt For For For 12 Elect Thomas J. Wilson Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 2013 Equity Incentive Mgmt For For For Plan 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares Until Retirement 17 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report ________________________________________________________________________________ Altera Corp. Ticker Security ID: Meeting Date Meeting Status ALTR CUSIP 021441100 05/06/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John P. Daane Mgmt For For For 2 Elect T. Michael Nevens Mgmt For For For 3 Elect A. Blaine Bowman Mgmt For For For 4 Elect Elisha W. Finney Mgmt For For For 5 Elect Kevin McGarity Mgmt For For For 6 Elect Shane V. Robison Mgmt For For For 7 Elect John Shoemaker Mgmt For For For 8 Elect Thomas H. Waechter Mgmt For For For 9 Amendment to the 2005 Mgmt For For For Equity Incentive Plan 10 Second Amendment to the Mgmt For For For 2005 Equity Incentive Plan 11 Amendment to 1987 Mgmt For For For Employee Stock Purchase Plan 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Altria Group Inc. Ticker Security ID: Meeting Date Meeting Status MO CUSIP 02209S103 05/16/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Gerald L. Baliles Mgmt For For For 2 Elect Martin J. Mgmt For For For Barrington 3 Elect John T. Casteen Mgmt For Against Against III 4 Elect Dinyar S. Devitre Mgmt For For For 5 Elect Thomas F. Farrell Mgmt For For For II 6 Elect Thomas W. Jones Mgmt For For For 7 Elect Debra J. Mgmt For For For Kelly-Ennis 8 Elect W. Leo Kiely III Mgmt For For For 9 Elect Kathryn B. McQuade Mgmt For For For 10 Elect George Munoz Mgmt For For For 11 Elect Nabil Y. Sakkab Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report ________________________________________________________________________________ Amazon.com Inc. Ticker Security ID: Meeting Date Meeting Status AMZN CUSIP 023135106 05/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Jeffrey P. Bezos Mgmt For For For 2 Elect Tom A. Alberg Mgmt For For For 3 Elect John Seely Brown Mgmt For For For 4 Elect William B. Gordon Mgmt For For For 5 Elect Jamie S. Gorelick Mgmt For For For 6 Elect Alain Monie Mgmt For For For 7 Elect Jonathan Mgmt For For For Rubinstein 8 Elect Thomas O. Ryder Mgmt For Against Against 9 Elect Patricia Q. Mgmt For For For Stonesifer 10 Ratification of Auditor Mgmt For For For 11 Shareholder Proposal ShrHoldr Against For Against Regarding Report on Political Spending ________________________________________________________________________________ Ameren Corp. Ticker Security ID: Meeting Date Meeting Status AEE CUSIP 023608102 04/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Stephen F. Brauer Mgmt For Withhold Against 1.2 Elect Catherine S. Brune Mgmt For For For 1.3 Elect Ellen M. Mgmt For For For Fitzsimmons 1.4 Elect Walter J. Galvin Mgmt For For For 1.5 Elect Gayle P.W. Jackson Mgmt For For For 1.6 Elect James C. Johnson Mgmt For Withhold Against 1.7 Elect Steven H. Lipstein Mgmt For For For 1.8 Elect Patrick T. Stokes Mgmt For For For 1.9 Elect Thomas R. Voss Mgmt For For For 1.10 Elect Stephen R. Wilson Mgmt For For For 1.11 Elect Jack D. Woodard Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal ShrHoldr Against Against For Regarding Review Energy Efficiency and Renewable Energy ________________________________________________________________________________ American Electric Power Company Inc. Ticker Security ID: Meeting Date Meeting Status AEP CUSIP 025537101 04/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Nicholas K. Akins Mgmt For For For 2 Elect David J. Anderson Mgmt For For For 3 Elect Ralph D. Crosby, Mgmt For For For Jr. 4 Elect Linda A. Goodspeed Mgmt For For For 5 Elect Thomas E. Hoaglin Mgmt For For For 6 Elect Sandra Beach Lin Mgmt For For For 7 Elect Michael G. Morris Mgmt For For For 8 Elect Richard C. Mgmt For For For Notebaert 9 Elect Lionel L. Nowell Mgmt For For For III 10 Elect Stephen S. Mgmt For For For Rasmussen 11 Elect Oliver G. Richard Mgmt For For For III 12 Elect Richard L. Sandor Mgmt For For For 13 Elect Sara M. Tucker Mgmt For For For 14 Elect John F. Turner Mgmt For For For 15 Ratification of Auditor Mgmt For For For 16 Advisory Vote on Mgmt For For For Executive Compensation 17 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report ________________________________________________________________________________ American Express Co. Ticker Security ID: Meeting Date Meeting Status AXP CUSIP 025816109 04/29/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Charlene Mgmt For Withhold Against Barshefsky 1.2 Elect Ursula M. Burns Mgmt For For For 1.3 Elect Kenneth I. Mgmt For For For Chenault 1.4 Elect Peter Chernin Mgmt For For For 1.5 Elect Anne Lauvergeon Mgmt For For For 1.6 Elect Theodore J. Mgmt For For For Leonsis 1.7 Elect Richard C. Levin Mgmt For For For 1.8 Elect Richard A. McGinn Mgmt For For For 1.9 Elect Samuel J. Mgmt For For For Palmisano 1.10 Elect Steven S. Mgmt For For For Reinemund 1.11 Elect Daniel L. Vasella Mgmt For For For 1.12 Elect Robert D. Walter Mgmt For For For 1.13 Elect Ronald A. Williams Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For Against Against Executive Compensation 4 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman ________________________________________________________________________________ American International Group Inc Ticker Security ID: Meeting Date Meeting Status AIG CUSIP 026874784 05/15/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Robert H. Mgmt For For For Benmosche 2 Elect W. Don Cornwell Mgmt For For For 3 Elect John Fitzpatrick Mgmt For For For 4 Elect William G. Mgmt For For For Jurgensen 5 Elect Christopher S. Mgmt For For For Lynch 6 Elect Arthur C. Martinez Mgmt For For For 7 Elect George L. Miles, Mgmt For Against Against Jr. 8 Elect Henry S. Miller Mgmt For For For 9 Elect Robert S. Miller Mgmt For For For 10 Elect Suzanne Nora Mgmt For For For Johnson 11 Elect Ronald A. Mgmt For For For Rittenmeyer 12 Elect Douglas M. Mgmt For For For Steenland 13 Elect Theresa M. Stone Mgmt For For For 14 2013 Omnibus Incentive Mgmt For For For Plan 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 17 Ratification of Auditor Mgmt For For For 18 Shareholder Proposal ShrHoldr Against Against For Regarding Multiple Board Service ________________________________________________________________________________ American Tower Corp. Ticker Security ID: Meeting Date Meeting Status AMT CUSIP 03027X100 05/21/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Raymond P. Dolan Mgmt For For For 2 Elect Ronald M. Dykes Mgmt For For For 3 Elect Carolyn Katz Mgmt For For For 4 Elect Gustavo Lara Cantu Mgmt For For For 5 Elect JoAnn A. Reed Mgmt For For For 6 Elect Pamela D.A. Reeve Mgmt For For For 7 Elect David E. Sharbutt Mgmt For For For 8 Elect James D. Taiclet, Mgmt For For For Jr. 9 Elect Samme L. Thompson Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Right to Call a Special Mgmt For For For Meeting ________________________________________________________________________________ Ameriprise Financial Inc Ticker Security ID: Meeting Date Meeting Status AMP CUSIP 03076C106 04/24/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect James M. Mgmt For For For Cracchiolo 2 Elect Lon R. Greenberg Mgmt For For For 3 Elect Warren D. Knowlton Mgmt For For For 4 Elect W. Walker Lewis Mgmt For For For 5 Elect Siri S. Marshall Mgmt For For For 6 Elect Jeffrey Noddle Mgmt For For For 7 Elect H. Jay Sarles Mgmt For Against Against 8 Elect Robert F. Sharpe, Mgmt For For For Jr. 9 Elect William H. Turner Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal ShrHoldr Against For Against Regarding Simple Majority Vote ________________________________________________________________________________ Amerisource Bergen Corp. Ticker Security ID: Meeting Date Meeting Status ABC CUSIP 03073E105 02/28/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Steven H. Collis Mgmt For For For 2 Elect Douglas R. Conant Mgmt For For For 3 Elect Richard W. Mgmt For For For Gochnauer 4 Elect Richard C. Gozon Mgmt For For For 5 Elect Edward E. Mgmt For For For Hagenlocker 6 Elect Kathleen W Hyle Mgmt For For For 7 Elect Michael J. Long Mgmt For For For 8 Elect Henry W. McGee Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ AMGEN Inc. Ticker Security ID: Meeting Date Meeting Status AMGN CUSIP 031162100 05/22/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect David Baltimore Mgmt For For For 2 Elect Frank J. Biondi, Mgmt For For For Jr. 3 Elect Robert A. Bradway Mgmt For For For 4 Elect Francois de Mgmt For For For Carbonnel 5 Elect Vance D. Coffman Mgmt For For For 6 Elect Robert A. Eckert Mgmt For For For 7 Elect Rebecca M. Mgmt For For For Henderson 8 Elect Frank C. Herringer Mgmt For For For 9 Elect Tyler Jacks Mgmt For For For 10 Elect Gilbert S. Omenn Mgmt For For For 11 Elect Judith C. Pelham Mgmt For For For 12 Elect Leonard D. Mgmt For For For Schaeffer 13 Elect Ronald D. Sugar Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Amendment to the 2009 Mgmt For For For Equity Incentive Plan ________________________________________________________________________________ Amphenol Corp. Ticker Security ID: Meeting Date Meeting Status APH CUSIP 032095101 05/22/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Stanley L. Clark Mgmt For For For 2 Elect David P. Falck Mgmt For For For 3 Elect Edward G. Jepsen Mgmt For For For 4 Elect Andrew E. Lietz Mgmt For For For 5 Elect Martin H. Loeffler Mgmt For For For 6 Elect John R. Lord Mgmt For For For 7 Ratification of Auditor Mgmt For For For 8 Advisory Vote on Mgmt For For For Executive Compensation 9 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Call a Special Meeting ________________________________________________________________________________ Anadarko Petroleum Corp. Ticker Security ID: Meeting Date Meeting Status APC CUSIP 032511107 05/14/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Kevin P. Chilton Mgmt For For For 2 Elect Luke R. Corbett Mgmt For For For 3 Elect H. Paulett Mgmt For For For Eberhart 4 Elect Peter J. Fluor Mgmt For For For 5 Elect Richard L. George Mgmt For For For 6 Elect Preston M. Geren, Mgmt For For For III 7 Elect Charles W. Mgmt For For For Goodyear 8 Elect John R. Gordon Mgmt For For For 9 Elect Eric D. Mullins Mgmt For For For 10 Elect Paula Rosput Mgmt For For For Reynolds 11 Elect R. A. Walker Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For Against Against Executive Compensation 14 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Political Spending ________________________________________________________________________________ Analog Devices Inc. Ticker Security ID: Meeting Date Meeting Status ADI CUSIP 032654105 03/13/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Ray Stata Mgmt For For For 2 Elect Jerald G. Fishman Mgmt For For For 3 Elect James A. Champy Mgmt For For For 4 Elect John C. Hodgson Mgmt For For For 5 Elect Yves-Andre Istel Mgmt For For For 6 Elect Neil S. Novich Mgmt For For For 7 Elect F. Grant Saviers Mgmt For For For 8 Elect Paul J. Severino Mgmt For For For 9 Elect Kenton J. Mgmt For For For Sicchitano 10 Elect Lisa T. Su Mgmt For For For 11 Advisory Vote on Mgmt For Against Against Executive Compensation 12 Executive Section Mgmt For For For 162(m) Plan 13 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Aon plc Ticker Security ID: Meeting Date Meeting Status AON CUSIP G0408V102 05/17/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Lester B. Knight Mgmt For For For 2 Elect Gregory C. Case Mgmt For For For 3 Elect Fulvio Conti Mgmt For Against Against 4 Elect Cheryl A. Francis Mgmt For For For 5 Elect Edgar D. Jannotta Mgmt For For For 6 Elect J. Michael Losh Mgmt For Against Against 7 Elect Robert S. Morrison Mgmt For For For 8 Elect Richard B. Myers Mgmt For For For 9 Elect Richard C. Mgmt For For For Notebaert 10 Elect Gloria Santona Mgmt For For For 11 Elect Carolyn Y. Woo Mgmt For For For 12 Accounts and Reports Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Authority to Set Mgmt For For For Auditor's Fees 16 Advisory Vote on Mgmt For For For Executive Compensation 17 U.K. Remuneration Report Mgmt For For For 18 Global Share Purchase Mgmt For For For Plan ________________________________________________________________________________ Apache Corp. Ticker Security ID: Meeting Date Meeting Status APA CUSIP 037411105 05/16/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Eugene C. Fiedorek Mgmt For For For 2 Elect Chansoo Joung Mgmt For For For 3 Elect William C. Mgmt For For For Montgomery 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Amendment to the 2011 Mgmt For For For Omnibus Equity Compensation Plan 7 Repeal of Classified Mgmt For For For Board ________________________________________________________________________________ Apartment Investment & Management Co. Ticker Security ID: Meeting Date Meeting Status AIV CUSIP 03748R101 04/30/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect James N. Bailey Mgmt For For For 2 Elect Terry Considine Mgmt For For For 3 Elect Thomas L. Keltner Mgmt For For For 4 Elect J. Landis Martin Mgmt For For For 5 Elect Robert A. Miller Mgmt For For For 6 Elect Kathleen M. Nelson Mgmt For For For 7 Elect Michael A. Stein Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Apple Inc Ticker Security ID: Meeting Date Meeting Status AAPL CUSIP 037833100 02/27/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect William V. Mgmt For For For Campbell 1.2 Elect Timothy D. Cook Mgmt For For For 1.3 Elect Millard S. Drexler Mgmt For For For 1.4 Elect Albert A. Gore, Mgmt For For For Jr. 1.5 Elect Robert A. Iger Mgmt For For For 1.6 Elect Andrea Jung Mgmt For For For 1.7 Elect Arthur D. Levinson Mgmt For For For 1.8 Elect Ronald D. Sugar Mgmt For For For 2 Amendments to Articles Mgmt For For For of Incorporation 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares Until Retirement 6 Shareholder Proposal ShrHoldr Against Against For Regarding Formation of Human Rights Committee ________________________________________________________________________________ Applied Materials Inc. Ticker Security ID: Meeting Date Meeting Status AMAT CUSIP 038222105 03/05/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Aart J. de Geus Mgmt For For For 2 Elect Stephen R. Forrest Mgmt For For For 3 Elect Thomas J. Iannotti Mgmt For For For 4 Elect Susan M. James Mgmt For For For 5 Elect Alexander A. Mgmt For For For Karsner 6 Elect Gerhard H. Parker Mgmt For For For 7 Elect Dennis D. Powell Mgmt For For For 8 Elect Willem P. Mgmt For For For Roelandts 9 Elect James E. Rogers Mgmt For For For 10 Elect Michael R. Mgmt For For For Splinter 11 Elect Robert H. Swan Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Archer Daniels Midland Co. Ticker Security ID: Meeting Date Meeting Status ADM CUSIP 039483102 05/02/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Alan L. Boeckmann Mgmt For For For 2 Elect George W. Buckley Mgmt For For For 3 Elect Mollie Hale Carter Mgmt For For For 4 Elect Terrell K. Crews Mgmt For For For 5 Elect Pierre Dufour Mgmt For For For 6 Elect Donald E. Mgmt For For For Felsinger 7 Elect Antonio Maciel Mgmt For For For Neto 8 Elect Patrick J. Moore Mgmt For For For 9 Elect Thomas F. O'Neill Mgmt For For For 10 Elect Daniel Shih Mgmt For For For 11 Elect Kelvin R. Mgmt For For For Westbrook 12 Elect Patricia A. Woertz Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Assurant Inc Ticker Security ID: Meeting Date Meeting Status AIZ CUSIP 04621X108 05/09/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Elaine D. Rosen Mgmt For For For 2 Elect Howard L. Carver Mgmt For For For 3 Elect Juan N. Cento Mgmt For For For 4 Elect Elyse Douglas Mgmt For For For 5 Elect Lawrence V. Mgmt For For For Jackson 6 Elect David B. Kelso Mgmt For For For 7 Elect Charles J. Koch Mgmt For For For 8 Elect Jean-Paul L. Mgmt For For For Montupet 9 Elect Robert B. Pollock Mgmt For For For 10 Elect Paul J. Reilly Mgmt For For For 11 Elect Robert W. Stein Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ AT&T, Inc. Ticker Security ID: Meeting Date Meeting Status T CUSIP 00206R102 04/26/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Randall L. Mgmt For For For Stephenson 2 Elect Gilbert F. Amelio Mgmt For For For 3 Elect Reuben V. Anderson Mgmt For For For 4 Elect James H. Blanchard Mgmt For For For 5 Elect Jaime Chico Pardo Mgmt For For For 6 Elect Scott T. Ford Mgmt For For For 7 Elect James P. Kelly Mgmt For For For 8 Elect Jon C. Madonna Mgmt For For For 9 Elect Michael B. Mgmt For For For McCallister 10 Elect John B. McCoy Mgmt For For For 11 Elect Joyce M. Roche Mgmt For For For 12 Elect Matthew K. Rose Mgmt For For For 13 Elect Laura D'Andrea Mgmt For For For Tyson 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Amendment to the Stock Mgmt For For For Purchase and Deferral Plan 17 Shareholder Proposal ShrHoldr Against Against For Regarding Political Spending 18 Shareholder Proposal ShrHoldr Against Against For Regarding Lead Batteries 19 Shareholder Proposal ShrHoldr Against For Against Regarding Shareholder Approval of Severance Agreements 20 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman ________________________________________________________________________________ Autodesk Inc. Ticker Security ID: Meeting Date Meeting Status ADSK CUSIP 052769106 06/13/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Carl Bass Mgmt For For For 2 Elect Crawford W. Mgmt For For For Beveridge 3 Elect J. Hallam Dawson Mgmt For For For 4 Elect Thomas Georgens Mgmt For For For 5 Elect Per-Kristian Mgmt For Against Against Halvorsen 6 Elect Mary T. McDowell Mgmt For For For 7 Elect Lorrie M. Mgmt For For For Norrington 8 Elect Stacy J. Smith Mgmt For For For 9 Elect Steven M. West Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Autonation Inc. Ticker Security ID: Meeting Date Meeting Status AN CUSIP 05329W102 05/08/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Mike Jackson Mgmt For For For 2 Elect Robert J. Brown Mgmt For For For 3 Elect Rick L. Burdick Mgmt For Against Against 4 Elect David B. Edelson Mgmt For For For 5 Elect Robert R. Grusky Mgmt For For For 6 Elect Michael Larson Mgmt For For For 7 Elect Michael E. Maroone Mgmt For For For 8 Elect Carlos A. Migoya Mgmt For For For 9 Elect G. Mike Mikan Mgmt For For For 10 Elect Alison H. Mgmt For For For Rosenthal 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Call a Special Meeting 13 Shareholder Proposal ShrHoldr Against For Against Regarding Compensation in the Event of a Change in Control 14 Shareholder Proposal ShrHoldr Against For Against Regarding Report on Political Spending ________________________________________________________________________________ Avalonbay Communities Inc. Ticker Security ID: Meeting Date Meeting Status AVB CUSIP 053484101 05/22/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Glyn F. Aeppel Mgmt For For For 1.2 Elect Alan B. Buckelew Mgmt For For For 1.3 Elect Bruce A. Choate Mgmt For For For 1.4 Elect John J. Healy, Jr. Mgmt For For For 1.5 Elect Timothy J. Mgmt For For For Naughton 1.6 Elect Lance R. Primis Mgmt For For For 1.7 Elect Peter S. Rummell Mgmt For For For 1.8 Elect H. Jay Sarles Mgmt For For For 1.9 Elect W. Edward Walter Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Increase of Authorized Mgmt For For For Common Stock ________________________________________________________________________________ Avery Dennison Corp. Ticker Security ID: Meeting Date Meeting Status AVY CUSIP 053611109 04/25/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Bradley A. Alford Mgmt For For For 2 Elect Anthony K. Mgmt For For For Anderson 3 Elect Rolf Borjesson Mgmt For For For 4 Elect John T. Cardis Mgmt For For For 5 Elect David E.I. Pyott Mgmt For For For 6 Elect Dean A. Mgmt For For For Scarborough 7 Elect Patrick T. Siewert Mgmt For For For 8 Elect Julia A. Stewart Mgmt For For For 9 Elect Martha Sullivan Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Avon Products, Inc. Ticker Security ID: Meeting Date Meeting Status AVP CUSIP 054303102 05/02/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Douglas R. Conant Mgmt For For For 1.2 Elect W. Don Cornwell Mgmt For Withhold Against 1.3 Elect V. Ann Hailey Mgmt For Withhold Against 1.4 Elect Fred Hassan Mgmt For Withhold Against 1.5 Elect Maria Elena Mgmt For Withhold Against Lagomasino 1.6 Elect Sheri McCoy Mgmt For For For 1.7 Elect Ann S. Moore Mgmt For Withhold Against 1.8 Elect Charles H. Noski Mgmt For For For 1.9 Elect Gary M. Rodkin Mgmt For Withhold Against 1.10 Elect Paula Stern Mgmt For Withhold Against 2 Advisory Vote on Mgmt For Against Against Executive Compensation 3 2013 Stock Incentive Mgmt For For For Plan 4 2013 - 2017 Executive Mgmt For For For Incentive Plan 5 Ratification of Auditor Mgmt For For For 6 Shareholder Proposal ShrHoldr Against Against For Regarding Product Safety ________________________________________________________________________________ Baker Hughes Inc. Ticker Security ID: Meeting Date Meeting Status BHI CUSIP 057224107 04/25/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Larry D. Brady Mgmt For For For 1.2 Elect Clarence P. Mgmt For For For Cazalot, Jr. 1.3 Elect Martin S. Mgmt For For For Craighead 1.4 Elect Lynn L. Elsenhans Mgmt For For For 1.5 Elect Anthony G. Mgmt For For For Fernandes 1.6 Elect Claire W. Gargalli Mgmt For For For 1.7 Elect Pierre J. Jungels Mgmt For For For 1.8 Elect James A. Lash Mgmt For For For 1.9 Elect J. Larry Nichols Mgmt For For For 1.10 Elect James W. Stewart Mgmt For For For 1.11 Elect Charles L. Watson Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For 4 Amendment to the Mgmt For For For Employee Stock Purchase Plan 5 Amendment to the 2002 Mgmt For For For Director and Officer Long-Term Incentive Plan ________________________________________________________________________________ Ball Corp. Ticker Security ID: Meeting Date Meeting Status BLL CUSIP 058498106 04/24/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Hanno C. Fiedler Mgmt For For For 1.2 Elect John F. Lehman, Mgmt For Withhold Against Jr. 1.3 Elect Georgia R. Nelson Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For Against Against 3 2013 Stock and Cash Mgmt For For For Incentive Plan 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Shareholder Proposal ShrHoldr Against For Against Regarding Majority Vote for Election of Directors ________________________________________________________________________________ Bank Of America Corp. Ticker Security ID: Meeting Date Meeting Status BAC CUSIP 060505104 05/08/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Sharon Allen Mgmt For For For 2 Elect Susan Bies Mgmt For For For 3 Elect Jack Bovender, Jr. Mgmt For For For 4 Elect Frank Bramble, Sr. Mgmt For For For 5 Elect Arnold Donald Mgmt For For For 6 Elect Charles Gifford Mgmt For For For 7 Elect Charles Holliday, Mgmt For For For Jr. 8 Elect Linda Hudson Mgmt For For For 9 Elect Monica Lozano Mgmt For For For 10 Elect Thomas May Mgmt For For For 11 Elect Brian Moynihan Mgmt For For For 12 Elect Lionel Nowell, III Mgmt For For For 13 Elect R. David Yost Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal ShrHoldr Against For Against Regarding Political Spending Report 17 Shareholder Proposal ShrHoldr Against Against For Regarding Proxy Access 18 Shareholder Proposal ShrHoldr Against Against For Regarding Multiple Board Service 19 Shareholder Proposal ShrHoldr Against Against For Regarding Feasibility Study on Prohibition of Political Spending 20 Regarding ShrHoldr Against Against For Discriminitory Mortgage Servicing and Foreclosure Practices ________________________________________________________________________________ Bank Of New York Mellon Corp Ticker Security ID: Meeting Date Meeting Status BK CUSIP 064058100 04/09/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Ruth E. Bruch Mgmt For For For 2 Elect Nicholas M. Mgmt For For For Donofrio 3 Elect Gerald L. Hassell Mgmt For For For 4 Elect Edmund F. Kelly Mgmt For For For 5 Elect Richard J. Kogan Mgmt For For For 6 Elect Michael J. Mgmt For For For Kowalski 7 Elect John A. Luke, Jr. Mgmt For For For 8 Elect Mark A. Nordenberg Mgmt For For For 9 Elect Catherine A. Rein Mgmt For For For 10 Elect William C. Mgmt For For For Richardson 11 Elect Samuel C. Scott Mgmt For For For III 12 Elect Wesley W. von Mgmt For For For Schack 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Baxter International Inc. Ticker Security ID: Meeting Date Meeting Status BAX CUSIP 071813109 05/07/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Thomas Chen Mgmt For For For 2 Elect Blake Devitt Mgmt For For For 3 Elect John Forsyth Mgmt For For For 4 Elect Gail Fosler Mgmt For For For 5 Elect Carole Shapazian Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 Advisory Vote on Mgmt For For For Executive Compensation 8 Repeal of Classified Mgmt For For For Board 9 Restoration of Right to Mgmt For For For Call a Special Meeting ________________________________________________________________________________ BB&T Corp. Ticker Security ID: Meeting Date Meeting Status BBT CUSIP 054937107 04/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John A. Allison IV Mgmt For For For 1.2 Elect Jennifer S. Banner Mgmt For For For 1.3 Elect K. David Boyer, Mgmt For For For Jr. 1.4 Elect Anna R. Cablik Mgmt For Withhold Against 1.5 Elect Ronald E. Deal Mgmt For Withhold Against 1.6 Elect James A. Faulkner Mgmt For For For 1.7 Elect I. Patricia Henry Mgmt For For For 1.8 Elect John P. Howe III Mgmt For For For 1.9 Elect Eric C. Kendrick Mgmt For For For 1.10 Elect Kelly S. King Mgmt For For For 1.11 Elect Louis B. Lynn Mgmt For For For 1.12 Elect Edward C. Milligan Mgmt For Withhold Against 1.13 Elect Charles A. Patton Mgmt For For For 1.14 Elect Nido R. Qubein Mgmt For Withhold Against 1.15 Elect Tollie W. Rich, Mgmt For For For Jr. 1.16 Elect Thomas E. Skains Mgmt For For For 1.17 Elect Thomas N. Thompson Mgmt For For For 1.18 Elect Edwin H. Welch Mgmt For For For Ph.D. 1.19 Elect Stephen T. Mgmt For Withhold Against Williams 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Shareholder Proposal ShrHoldr Against For Against Regarding Political Spending 5 Shareholder Proposal ShrHoldr Against For Against Regarding Majority Vote for Election of Directors ________________________________________________________________________________ BB&T Corp. Ticker Security ID: Meeting Date Meeting Status BBT CUSIP 054937107 04/23/2013 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Amendment to Terms of Mgmt For For For Preferred Stock 2 Right to Adjourn Meeting Mgmt For Against Against ________________________________________________________________________________ Beam Inc Ticker Security ID: Meeting Date Meeting Status BEAM CUSIP 073730103 04/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Richard A. Mgmt For For For Goldstein 2 Elect Stephen W. Golsby Mgmt For For For 3 Elect Ann F. Hackett Mgmt For For For 4 Elect David Mackay Mgmt For For For 5 Elect Gretchen W. Price Mgmt For For For 6 Elect Matthew J. Mgmt For For For Shattock 7 Elect Robert A. Steele Mgmt For For For 8 Elect Peter M. Wilson Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Becton, Dickinson And Co. Ticker Security ID: Meeting Date Meeting Status BDX CUSIP 075887109 01/29/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Basil Anderson Mgmt For For For 2 Elect Henry Becton, Jr. Mgmt For For For 3 Elect Catherine Burzik Mgmt For For For 4 Elect Edward DeGraan Mgmt For For For 5 Elect Vincent Forlenza Mgmt For For For 6 Elect Claire Fraser Mgmt For For For 7 Elect Christopher Jones Mgmt For For For 8 Elect Marshall Larsen Mgmt For For For 9 Elect Adel Mahmoud Mgmt For For For 10 Elect Gary Mecklenburg Mgmt For For For 11 Elect James Orr Mgmt For For For 12 Elect Willard Overlock, Mgmt For For For Jr. 13 Elect Rebecca Rimel Mgmt For For For 14 Elect Bertram Scott Mgmt For For For 15 Elect Alfred Sommer Mgmt For For For 16 Ratification of Auditor Mgmt For For For 17 Advisory Vote on Mgmt For For For Executive Compensation 18 Amendment to Fair Price Mgmt For For For Provision 19 Amendment to the 2004 Mgmt For For For Employee and Director Equity-Based Compensation Plan ________________________________________________________________________________ Bed, Bath & Beyond Inc. Ticker Security ID: Meeting Date Meeting Status BBBY CUSIP 075896100 06/28/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Warren Eisenberg Mgmt For For For 2 Elect Leonard Feinstein Mgmt For For For 3 Elect Steven H. Temares Mgmt For For For 4 Elect Dean S. Adler Mgmt For For For 5 Elect Stanley F. Barshay Mgmt For For For 6 Elect Klaus Eppler Mgmt For For For 7 Elect Patrick R. Gaston Mgmt For For For 8 Elect Jordan Heller Mgmt For For For 9 Elect Victoria A. Mgmt For For For Morrison 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Bemis Co. Inc. Ticker Security ID: Meeting Date Meeting Status BMS CUSIP 081437105 05/02/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect David S. Haffner Mgmt For For For 1.2 Elect Holly A. Van Mgmt For For For Deursen 1.3 Elect David T. Szczupak Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Berkshire Hathaway Inc. Ticker Security ID: Meeting Date Meeting Status BRKA CUSIP 084670702 05/04/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Warren Buffett Mgmt For For For 1.2 Elect Charles Munger Mgmt For For For 1.3 Elect Howard Buffett Mgmt For For For 1.4 Elect Stephen Burke Mgmt For For For 1.5 Elect Susan Decker Mgmt For For For 1.6 Elect William Gates III Mgmt For For For 1.7 Elect David Gottesman Mgmt For For For 1.8 Elect Charlotte Guyman Mgmt For For For 1.9 Elect Donald Keough Mgmt For For For 1.10 Elect Thomas Murphy Mgmt For Withhold Against 1.11 Elect Ronald Olson Mgmt For For For 1.12 Elect Walter Scott, Jr. Mgmt For For For 1.13 Elect Meryl B. Witmer Mgmt For For For 2 Shareholder Proposal ShrHoldr Against Against For Regarding Reporting and Reducing Greenhouse Gas Emissions ________________________________________________________________________________ Best Buy Co. Inc. Ticker Security ID: Meeting Date Meeting Status BBY CUSIP 086516101 06/20/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Bradbury H. Mgmt For For For Anderson 2 Elect Sanjay Khosla Mgmt For For For 3 Elect Allen U. Lenzmeier Mgmt For Against Against 4 Elect Hatim A. Tyabji Mgmt For For For 5 Elect Russell P. Fradin Mgmt For For For 6 Elect Hubert Joly Mgmt For For For 7 Ratification of Auditor Mgmt For For For 8 Advisory Vote on Mgmt For For For Executive Compensation 9 Repeal of Classified Mgmt For For For Board ________________________________________________________________________________ Biogen Idec inc Ticker Security ID: Meeting Date Meeting Status BIIB CUSIP 09062X103 06/12/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Caroline Dorsa Mgmt For For For 2 Elect Stelios Mgmt For For For Papadopoulos 3 Elect George A. Scangos Mgmt For For For 4 Elect Lynn Schenk Mgmt For For For 5 Elect Alexander J. Mgmt For For For Denner 6 Elect Nancy L. Leaming Mgmt For For For 7 Elect Richard C. Mgmt For For For Mulligan 8 Elect Robert W. Pangia Mgmt For For For 9 Elect Brian S. Posner Mgmt For For For 10 Elect Eric K. Rowinsky Mgmt For For For 11 Elect Stephen A. Sherwin Mgmt For For For 12 Elect William D. Young Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Amendment to the 2008 Mgmt For For For Performance-Based Management Incentive Plan 16 Amendment to the 2008 Mgmt For For For Omnibus Incentive Plan 17 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares Until Retirement ________________________________________________________________________________ Blackrock Inc. Ticker Security ID: Meeting Date Meeting Status BLK CUSIP 09247X101 05/30/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Abdlatif Yousef Mgmt For For For Al-Hamad 2 Elect Mathis Mgmt For For For Cabiallavetta 3 Elect Dennis D. Mgmt For For For Dammerman 4 Elect Jessica P. Einhorn Mgmt For For For 5 Elect Fabrizio Freda Mgmt For For For 6 Elect David H. Komansky Mgmt For For For 7 Elect James E. Rohr Mgmt For For For 8 Elect Susan L. Wagner Mgmt For For For 9 Advisory Vote on Mgmt For Against Against Executive Compensation 10 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Boeing Co. Ticker Security ID: Meeting Date Meeting Status BA CUSIP 097023105 04/29/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect David L. Calhoun Mgmt For For For 2 Elect Arthur D. Mgmt For For For Collins, Jr. 3 Elect Linda Z. Cook Mgmt For For For 4 Elect Kenneth M. Mgmt For For For Duberstein 5 Elect Edmund P. Mgmt For For For Giambastiani, Jr. 6 Elect Lawrence W. Mgmt For For For Kellner 7 Elect Edward M. Liddy Mgmt For For For 8 Elect W. James Mgmt For For For McNerney, Jr. 9 Elect Susan C. Schwab Mgmt For For For 10 Elect Ronald A. Williams Mgmt For For For 11 Elect Mike S. Zafirovski Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal ShrHoldr Against Against For Regarding Supplemental Executive Retirement Benefits 15 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent 16 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares Until Retirement 17 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman ________________________________________________________________________________ Borg Warner Inc Ticker Security ID: Meeting Date Meeting Status BWA CUSIP 099724106 04/24/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Jere A. Drummond Mgmt For For For 2 Elect John R. McKernan, Mgmt For For For Jr. 3 Elect Ernest J. Novak, Mgmt For For For Jr. 4 Elect James R. Verrier Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Mgmt For For For Executive Compensation 7 Shareholder Proposal ShrHoldr For For For Regarding Declassification of the Board ________________________________________________________________________________ Boston Properties, Inc. Ticker Security ID: Meeting Date Meeting Status BXP CUSIP 101121101 05/21/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Zoe Baird Budinger Mgmt For Against Against 2 Elect Carol B. Einiger Mgmt For For For 3 Elect Jacob A. Frenkel Mgmt For For For 4 Elect Joel I. Klein Mgmt For For For 5 Elect Douglas T. Linde Mgmt For For For 6 Elect Matthew J. Lustig Mgmt For For For 7 Elect Alan J. Patricof Mgmt For For For 8 Elect Owen D. Thomas Mgmt For For For 9 Elect Martin Turchin Mgmt For Against Against 10 Elect David A. Twardock Mgmt For For For 11 Elect Mortimer B. Mgmt For For For Zuckerman 12 Advisory Vote on Mgmt For Against Against Executive Compensation 13 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Boston Scientific Corp. Ticker Security ID: Meeting Date Meeting Status BSX CUSIP 101137107 05/07/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Katharine T. Mgmt For For For Bartlett 2 Elect Bruce L. Byrnes Mgmt For For For 3 Elect Nelda J. Connors Mgmt For For For 4 Elect Kristina M. Mgmt For For For Johnson 5 Elect Michael F. Mahoney Mgmt For For For 6 Elect Ernest Mario Mgmt For For For 7 Elect N.J. Nicholas, Jr. Mgmt For For For 8 Elect Pete M. Nicholas Mgmt For For For 9 Elect Uwe E. Reinhardt Mgmt For For For 10 Elect John E. Sununu Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Bristol-Myers Squibb Co. Ticker Security ID: Meeting Date Meeting Status BMY CUSIP 110122108 05/07/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Lamberto Mgmt For For For Andreotti 2 Elect Lewis B. Campbell Mgmt For Against Against 3 Elect James M. Cornelius Mgmt For For For 4 Elect Laurie H. Glimcher Mgmt For For For 5 Elect Michael Grobstein Mgmt For For For 6 Elect Alan J. Lacy Mgmt For For For 7 Elect Vicki L. Sato Mgmt For For For 8 Elect Elliott Sigal Mgmt For For For 9 Elect Gerald L. Storch Mgmt For For For 10 Elect Togo D. West, Jr. Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Broadcom Corp. Ticker Security ID: Meeting Date Meeting Status BRCM CUSIP 111320107 05/14/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Robert J. Mgmt For For For Finocchio, Jr. 1.2 Elect Nancy H. Handel Mgmt For For For 1.3 Elect Eddy W. Mgmt For For For Hartenstein 1.4 Elect Maria Klawe Mgmt For For For 1.5 Elect John E. Major Mgmt For For For 1.6 Elect Scott A. McGregor Mgmt For For For 1.7 Elect William T. Morrow Mgmt For For For 1.8 Elect Henry Samueli Mgmt For For For 1.9 Elect Robert E. Switz Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ C.H. Robinson Worldwide, Inc. Ticker Security ID: Meeting Date Meeting Status CHRW CUSIP 12541W209 05/09/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Scott P. Anderson Mgmt For For For 2 Elect Mary J. Steele Mgmt For For For Guilfoile 3 Elect Jodee A. Kozlak Mgmt For For For 4 Elect ReBecca K. Roloff Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation 6 2013 Equity Incentive Mgmt For For For Plan 7 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ C.R. Bard Inc. Ticker Security ID: Meeting Date Meeting Status BCR CUSIP 067383109 04/17/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect David M. Barrett Mgmt For For For 2 Elect Anthony Welters Mgmt For For For 3 Elect Tony L. White Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Approval of the 2012 Mgmt For For For Long Term Incentive Plan as Amended and Restated 6 Advisory Vote on Mgmt For For For Executive Compensation 7 Shareholder Proposal ShrHoldr Against Against For Regarding Sustainability Report 8 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman ________________________________________________________________________________ Cablevision Systems Corp. Ticker Security ID: Meeting Date Meeting Status CVC CUSIP 12686C109 05/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Zachary W. Carter Mgmt For Withhold Against 1.2 Elect Thomas V. Mgmt For Withhold Against Reifenheiser 1.3 Elect John R. Ryan Mgmt For Withhold Against 1.4 Elect Vincent Tese Mgmt For Withhold Against 1.5 Elect Leonard Tow Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Cabot Oil & Gas Corp. Ticker Security ID: Meeting Date Meeting Status COG CUSIP 127097103 05/02/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Robert L. Keiser Mgmt For For For 2 Elect W. Matt Ralls Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Shareholder Proposal ShrHoldr Against For Against Regarding Compensation in the Event of a Change in Control ________________________________________________________________________________ Cameron International Corporation Ticker Security ID: Meeting Date Meeting Status CAM CUSIP 13342B105 05/08/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect James T. Hackett Mgmt For For For 2 Elect Michael E. Patrick Mgmt For For For 3 Elect Jon Erik Mgmt For For For Reinhardsen 4 Elect Bruce W. Wilkinson Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Mgmt For For For Executive Compensation 7 Amendment to the 2005 Mgmt For For For Equity Incentive Plan ________________________________________________________________________________ Capital One Financial Corp. Ticker Security ID: Meeting Date Meeting Status COF CUSIP 14040H105 05/02/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Richard D. Mgmt For For For Fairbank 2 Elect W. Ronald Dietz Mgmt For For For 3 Elect Lewis Hay, III Mgmt For For For 4 Elect Benjamin P. Mgmt For For For Jenkins, III 5 Elect Peter E. Raskind Mgmt For For For 6 Elect Mayo A. Shattuck Mgmt For For For III 7 Elect Bradford H. Warner Mgmt For For For 8 Elect Catherine G. West Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Mgmt For Against Against Executive Compensation 11 Elimination of Mgmt For For For Supermajority Requirements for Future Amendments to the Bylaws and the Certificate 12 Elimination of Mgmt For For For Supermajority Requirement for the Removal of Directors 13 Elimination of Mgmt For For For Supermajority Requirement for Certain Business Combinations ________________________________________________________________________________ CareFusion Corporation Ticker Security ID: Meeting Date Meeting Status CFN CUSIP 14170T101 04/15/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Philip L. Francis Mgmt For For For 2 Elect Robert F. Friel Mgmt For For For 3 Elect Gregory T. Lucier Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Shareholder Proposal ShrHoldr Against For Against Regarding Simple Majority Vote 7 Shareholder Proposal ShrHoldr Against For Against Regarding Declassification of the Board ________________________________________________________________________________ Carmax Inc Ticker Security ID: Meeting Date Meeting Status KMX CUSIP 143130102 06/24/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Ronald E. Blaylock Mgmt For For For 2 Elect Rakesh Gangwal Mgmt For For For 3 Elect Mitchell D. Mgmt For For For Steenrod 4 Elect Thomas G. Stemberg Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Mgmt For Against Against Executive Compensation 7 Repeal of Classified Mgmt For For For Board 8 Director & Officer Mgmt For For For Liability/Indemnificati on ________________________________________________________________________________ Carnival Corp. Ticker Security ID: Meeting Date Meeting Status CCL CUSIP 143658300 04/17/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Micky Arison Mgmt For For For 2 Elect Sir Jonathon Band Mgmt For For For 3 Elect Arnold W. Donald Mgmt For For For 4 Elect Pier L. Foschi Mgmt For For For 5 Elect Howard S. Frank Mgmt For For For 6 Elect Richard J. Glasier Mgmt For For For 7 Elect Debra J. Mgmt For For For Kelly-Ennis 8 Elect Sir John Parker Mgmt For For For 9 Elect Stuart Subotnick Mgmt For For For 10 Elect Laura A. Weil Mgmt For For For 11 Elect Randall J. Mgmt For For For Weisenburger 12 Appointment of Auditor Mgmt For For For 13 Authority to Set Mgmt For For For Auditor's Fees 14 Accounts and Reports Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Directors' Remuneration Mgmt For For For Report 17 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 18 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 19 Authority to Repurchase Mgmt For For For Shares ________________________________________________________________________________ Caterpillar Inc. Ticker Security ID: Meeting Date Meeting Status CAT CUSIP 149123101 06/12/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect David L. Calhoun Mgmt For For For 1.2 Elect Daniel M. Mgmt For For For Dickinson 1.3 Elect Juan Gallardo Mgmt For For For 1.4 Elect David R. Goode Mgmt For For For 1.5 Elect Jesse J. Greene, Mgmt For For For Jr. 1.6 Elect Jon M. Huntsman, Mgmt For For For Jr. 1.7 Elect Peter A. Magowan Mgmt For For For 1.8 Elect Dennis A. Mgmt For For For Muilenburg 1.9 Elect Douglas R. Mgmt For For For Oberhelman 1.10 Elect William A. Osborn Mgmt For For For 1.11 Elect Charles D. Powell Mgmt For For For 1.12 Elect Edward B. Rust, Mgmt For For For Jr. 1.13 Elect Susan C. Schwab Mgmt For For For 1.14 Elect Joshua I. Smith Mgmt For For For 1.15 Elect Miles D. White Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Shareholder Regarding ShrHoldr Against For Against Majority Vote for Election of Directors 5 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent 6 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares Until Retirement 7 Shareholder Proposal ShrHoldr Against Against For Regarding Linking Executive Pay to Sustainability 8 Shareholder Proposal ShrHoldr Against Against For Regarding Review of Human Rights Policies 9 Shareholder Proposal ShrHoldr Against Against For Regarding Sales to the Government of Sudan ________________________________________________________________________________ CBRE Group Inc Ticker Security ID: Meeting Date Meeting Status CBG CUSIP 12504L109 05/09/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Richard C. Blum Mgmt For For For 1.2 Elect Brandon B. Boze Mgmt For For For 1.3 Elect Curtis F. Feeny Mgmt For For For 1.4 Elect Bradford M. Mgmt For For For Freeman 1.5 Elect Michael Kantor Mgmt For For For 1.6 Elect Frederic V. Malek Mgmt For For For 1.7 Elect Jane J. Su Mgmt For For For 1.8 Elect Robert E. Sulentic Mgmt For For For 1.9 Elect Laura D'Andrea Mgmt For For For Tyson 1.10 Elect Gary L. Wilson Mgmt For For For 1.11 Elect Ray Wirta Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Celgene Corp. Ticker Security ID: Meeting Date Meeting Status CELG CUSIP 151020104 06/12/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Robert J. Hugin Mgmt For For For 1.2 Elect Richard W. Barker Mgmt For For For D. Phil 1.3 Elect Michael D. Casey Mgmt For Withhold Against 1.4 Elect Carrie S. Cox Mgmt For For For 1.5 Elect Rodman L. Drake Mgmt For Withhold Against 1.6 Elect Michael Friedman Mgmt For Withhold Against 1.7 Elect Gilla Kaplan Mgmt For For For 1.8 Elect James J. Loughlin Mgmt For For For 1.9 Elect Ernest Mario Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Mgmt For Against Against Stock Incentive Plan 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares Until Retirement ________________________________________________________________________________ Centerpoint Energy Inc. Ticker Security ID: Meeting Date Meeting Status CNP CUSIP 15189T107 04/25/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Milton Carroll Mgmt For For For 2 Elect Michael P. Johnson Mgmt For For For 3 Elect Janiece M. Mgmt For For For Longoria 4 Elect David M. Mgmt For For For McClanahan 5 Elect Susan O. Rheney Mgmt For For For 6 Elect R. A. Walker Mgmt For For For 7 Elect Peter S. Wareing Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ CenturyLink Inc Ticker Security ID: Meeting Date Meeting Status CTL CUSIP 156700106 05/22/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect W. Bruce Hanks Mgmt For For For 1.2 Elect C. G. Melville, Mgmt For For For Jr. 1.3 Elect Fred R. Nichols Mgmt For For For 1.4 Elect William A. Owens Mgmt For For For 1.5 Elect Harvey P. Perry Mgmt For For For 1.6 Elect Glen F. Post III Mgmt For For For 1.7 Elect Laurie A. Siegel Mgmt For For For 1.8 Elect Joseph R. Zimmel Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares 5 Shareholder Proposal ShrHoldr Against Against For Regarding Bonus Deferrals 6 Shareholder Proposal ShrHoldr Against For Against Regarding Proxy Access 7 Shareholder Proposal ShrHoldr Against Against For Regarding Voting Disclosure ________________________________________________________________________________ Cerner Corp. Ticker Security ID: Meeting Date Meeting Status CERN CUSIP 156782104 05/24/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Gerald E. Bisbee, Mgmt For For For Jr. 2 Elect Denis A. Cortese Mgmt For For For 3 Elect Linda M. Dillman Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Repeal of Classified Mgmt For For For Board 7 Increase of Authorized Mgmt For For For Common Stock ________________________________________________________________________________ CF Industries Holdings Inc Ticker Security ID: Meeting Date Meeting Status CF CUSIP 125269100 05/14/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Robert C. Mgmt For For For Arzbaecher 2 Elect Stephen J. Hagge Mgmt For For For 3 Elect Edward A. Schmitt Mgmt For For For 4 Repeal of Classified Mgmt For For For Board 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Ratification of Auditor Mgmt For For For 7 Shareholder Proposal ShrHoldr Against For Against Regarding Simple Majority Vote 8 Shareholder Proposal ShrHoldr Against Against For Regarding Board Diversity 9 Shareholder Proposal ShrHoldr Against For Against Regarding Political Spending Report 10 Shareholder Proposal ShrHoldr Against For Against Regarding Sustainability Report ________________________________________________________________________________ Charles Schwab Corp. Ticker Security ID: Meeting Date Meeting Status SCHW CUSIP 808513105 05/16/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Stephen A. Ellis Mgmt For For For 2 Elect Arun Sarin Mgmt For Against Against 3 Elect Charles R. Schwab Mgmt For For For 4 Elect Paula A. Sneed Mgmt For Against Against 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Mgmt For Against Against Executive Compensation 7 2013 Stock Incentive Mgmt For For For Plan 8 Shareholder Proposal ShrHoldr Against For Against Regarding Report on Political Spending 9 Shareholder Proposal ShrHoldr Against For Against Regarding Proxy Access ________________________________________________________________________________ Chesapeake Energy Corp. Ticker Security ID: Meeting Date Meeting Status CHK CUSIP 165167107 06/14/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Bob G. Alexander Mgmt For For For 2 Elect Merrill A. Mgmt For For For Miller, Jr. 3 Elect Thomas L. Ryan Mgmt For Against Against 4 Elect Vincent J. Mgmt For For For Intrieri 5 Elect Frederic M. Poses Mgmt For For For 6 Elect Archie W. Dunham Mgmt For For For 7 Elect R. Brad Martin Mgmt For For For 8 Elect Louis A. Raspino Mgmt For For For 9 Repeal of Classified Mgmt For For For Board 10 Amendment to Bylaws to Mgmt For For For Permit Shareholder Proxy Access 11 Elimination of Mgmt For For For Supermajority Requirement 12 Amendment to the 2003 Mgmt For For For Stock Award Plan for Non-Employee Directors 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Amendment to the Long Mgmt For For For Term Incentive Plan 15 2013 Annual Incentive Mgmt For For For Plan 16 Ratification of Auditor Mgmt For For For 17 Shareholder Proposal ShrHoldr Against Against For Regarding Risk Oversight Committee 18 Shareholder Proposal ShrHoldr Against Against For Regarding Reincorporation 19 Shareholder Proposal ShrHoldr Against For Against Regarding Compensation in the Event of a Change in Control ________________________________________________________________________________ Chevron Corp. Ticker Security ID: Meeting Date Meeting Status CVX CUSIP 166764100 05/29/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Linnet F. Deily Mgmt For For For 2 Elect Robert E. Denham Mgmt For For For 3 Elect Alice P. Gast Mgmt For For For 4 Elect Enrique Mgmt For For For Hernandez, Jr. 5 Elect George L. Kirkland Mgmt For For For 6 Elect Charles W. Mgmt For For For Moorman, IV 7 Elect Kevin W. Sharer Mgmt For For For 8 Elect John G. Stumpf Mgmt For For For 9 Elect Ronald D. Sugar Mgmt For For For 10 Elect Carl Ware Mgmt For For For 11 Elect John S. Watson Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Amendment to the Mgmt For For For Long-Term Incentive Plan 15 Shareholder Proposal ShrHoldr Against Against For Regarding Hydraulic Fracturing 16 Shareholder Proposal ShrHoldr Against Against For Regarding Offshore Drilling Report 17 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Climate Change 18 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report 19 Shareholder Proposal ShrHoldr Against Against For Regarding Prohibition on Political Spending 20 Shareholder Proposal ShrHoldr Against Against For Regarding Cumulative Voting 21 Shareholder Proposal ShrHoldr Against Against For Regarding Right to Call a Special Meeting 22 Shareholder Proposal ShrHoldr Against Against For Regarding Environmental Expertise on Board 23 Shareholder Proposal ShrHoldr Against Against For Regarding Country Selection Guidelines ________________________________________________________________________________ Chipotle Mexican Grill Ticker Security ID: Meeting Date Meeting Status CMG CUSIP 169656105 05/17/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Albert S. Mgmt For For For Baldocchi 1.2 Elect Neil W. Flanzraich Mgmt For For For 1.3 Elect Darlene J. Mgmt For For For Friedman 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For 4 2014 Cash Incentive Plan Mgmt For For For 5 Repeal of Classified Mgmt For For For Board 6 Shareholder Proposal ShrHoldr Against Against For Regarding Compensation in the Event of a Change in Control ________________________________________________________________________________ Chubb Corp. Ticker Security ID: Meeting Date Meeting Status CB CUSIP 171232101 04/30/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Zoe Baird Budinger Mgmt For For For 2 Elect Sheila P. Burke Mgmt For For For 3 Elect James I. Cash, Jr. Mgmt For For For 4 Elect John D. Finnegan Mgmt For For For 5 Elect Lawrence W. Mgmt For For For Kellner 6 Elect Martin G. McGuinn Mgmt For For For 7 Elect Lawrence M. Small Mgmt For For For 8 Elect Jess Soderberg Mgmt For For For 9 Elect Daniel E. Somers Mgmt For For For 10 Elect William C. Weldon Mgmt For For For 11 Elect James M. Zimmerman Mgmt For For For 12 Elect Alfred W. Zollar Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Shareholder Proposal ShrHoldr Against Against For Regarding Incorporation of Values in Political Spending 16 Shareholder Proposal ShrHoldr Against Against For Regarding Sustainability Report ________________________________________________________________________________ Cigna Corp. Ticker Security ID: Meeting Date Meeting Status CI CUSIP 125509109 04/24/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect David M. Cordani Mgmt For For For 2 Elect Isaiah Harris, Jr. Mgmt For For For 3 Elect Jane E. Henney Mgmt For For For 4 Elect Donna F. Zarcone Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Mgmt For For For Executive Compensation 7 Amendment to the Mgmt For For For Long-Term Incentive Plan 8 Shareholder Proposal ShrHoldr Against Against For Regarding Political Spending ________________________________________________________________________________ Cincinnati Financial Corp. Ticker Security ID: Meeting Date Meeting Status CINF CUSIP 172062101 04/27/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect William F. Bahl Mgmt For For For 1.2 Elect Gregory T. Bier Mgmt For For For 1.3 Elect Linda Mgmt For For For Clement-Holmes 1.4 Elect Dirk J. Debbink Mgmt For For For 1.5 Elect Steven J. Johnston Mgmt For For For 1.6 Elect Kenneth C. Mgmt For For For Lichtendahl 1.7 Elect W. Rodney McMullen Mgmt For For For 1.8 Elect Gretchen W. Price Mgmt For For For 1.9 Elect John J. Schiff, Mgmt For For For Jr. 1.10 Elect Thomas R. Schiff Mgmt For For For 1.11 Elect Douglas S. Mgmt For For For Skidmore 1.12 Elect Kenneth W. Stecher Mgmt For For For 1.13 Elect John F. Steele, Mgmt For For For Jr. 1.14 Elect Larry R. Webb Mgmt For For For 1.15 Elect E. Anthony Woods Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Shareholder Proposal ShrHoldr Against Against For Regarding Sustainability Report ________________________________________________________________________________ Citigroup Inc Ticker Security ID: Meeting Date Meeting Status C CUSIP 172967424 04/24/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Michael L. Corbat Mgmt For For For 2 Elect Franz B. Humer Mgmt For For For 3 Elect Robert L. Joss Mgmt For Against Against 4 Elect Michael E. O'Neill Mgmt For For For 5 Elect Judith Rodin Mgmt For Against Against 6 Elect Robert L. Ryan Mgmt For For For 7 Elect Anthony M. Mgmt For For For Santomero 8 Elect Joan E. Spero Mgmt For For For 9 Elect Diana L. Taylor Mgmt For For For 10 Elect William S. Mgmt For For For Thompson, Jr. 11 Elect Ernesto Zedillo Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Amendment to the 2009 Mgmt For For For Stock Incentive Plan 15 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares Until Retirement 16 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report 17 Shareholder Proposal ShrHoldr Against Against For Regarding Director Indemnification ________________________________________________________________________________ Citrix Systems, Inc. Ticker Security ID: Meeting Date Meeting Status CTXS CUSIP 177376100 05/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Mark B. Templeton Mgmt For For For 2 Elect Stephen M. Dow Mgmt For For For 3 Elect Godfrey R. Mgmt For For For Sullivan 4 Amendment to the 2005 Mgmt For For For Equity Incentive Plan 5 Repeal of Classified Mgmt For For For Board 6 Ratification of Auditor Mgmt For For For 7 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Cliffs Natural Resources Inc Ticker Security ID: Meeting Date Meeting Status CLF CUSIP 18683K101 05/07/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Joseph A. Carrabba Mgmt For For For 2 Elect Susan M. Mgmt For For For Cunningham 3 Elect Barry J. Eldridge Mgmt For For For 4 Elect Andres R. Gluski Mgmt For For For 5 Elect Susan M. Green Mgmt For For For 6 Elect Janice K. Henry Mgmt For For For 7 Elect James Kirsch Mgmt For For For 8 Elect Francis R. Mgmt For For For McAllister 9 Elect Richard K. Mgmt For For For Riederer 10 Elect Timothy W. Mgmt For For For Sullivan 11 Adoption of Majority Mgmt For For For Vote for Election of Directors 12 Elimination of Mgmt For For For Cumulative Voting 13 Amend the Regulations Mgmt For Against Against Without Shareholder Approval 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ CME Group Inc Ticker Security ID: Meeting Date Meeting Status CME CUSIP 12572Q105 05/22/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Terrence A. Duffy Mgmt For For For 1.2 Elect Charles P. Carey Mgmt For For For 1.3 Elect Mark E. Cermak Mgmt For For For 1.4 Elect Martin J. Gepsman Mgmt For For For 1.5 Elect Leo Melamed Mgmt For Withhold Against 1.6 Elect Joseph Niciforo Mgmt For For For 1.7 Elect C.C. Odom II Mgmt For For For 1.8 Elect John F. Sandner Mgmt For Withhold Against 1.9 Elect Dennis A. Suskind Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Shareholder Proposal ShrHoldr Against For Against Regarding Proxy Access ________________________________________________________________________________ CMS Energy Corporation Ticker Security ID: Meeting Date Meeting Status CMS CUSIP 125896100 05/17/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Jon E. Barfield Mgmt For For For 2 Elect Stephen E. Ewing Mgmt For For For 3 Elect Richard M. Gabrys Mgmt For For For 4 Elect William D. Harvey Mgmt For For For 5 Elect David W. Joos Mgmt For For For 6 Elect Philip R. Mgmt For For For Lochner, Jr. 7 Elect Michael T. Monahan Mgmt For For For 8 Elect John G. Russell Mgmt For For For 9 Elect Kenneth L. Way Mgmt For For For 10 Elect Laura H. Wright Mgmt For For For 11 Elect John B. Yasinsky Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Coca-Cola Co Ticker Security ID: Meeting Date Meeting Status KO CUSIP 191216100 04/24/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Herbert A. Allen Mgmt For For For 2 Elect Ronald W. Allen Mgmt For Against Against 3 Elect Howard G. Buffett Mgmt For For For 4 Elect Richard M. Daley Mgmt For For For 5 Elect Barry Diller Mgmt For Against Against 6 Elect Helene D. Gayle Mgmt For For For 7 Elect Evan G. Greenberg Mgmt For For For 8 Elect Alexis M. Herman Mgmt For For For 9 Elect Muhtar Kent Mgmt For For For 10 Elect Robert A. Kotick Mgmt For For For 11 Elect Maria Elena Mgmt For For For Lagomasino 12 Elect Donald F. McHenry Mgmt For For For 13 Elect Sam Nunn Mgmt For For For 14 Elect James D. Robinson Mgmt For For For III 15 Elect Peter V. Ueberroth Mgmt For For For 16 Elect Jacob Wallenberg Mgmt For For For 17 Ratification of Auditor Mgmt For For For 18 Advisory Vote on Mgmt For For For Executive Compensation 19 Amendment to By-Laws Mgmt For For For Regarding the Right to Call Special Meetings 20 Shareholder Proposal ShrHoldr Against Against For Regarding Formation of a Human Rights Committee ________________________________________________________________________________ Coca-Cola Enterprises Inc. Ticker Security ID: Meeting Date Meeting Status CCE CUSIP 19122T109 04/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jan Bennink Mgmt For For For 1.2 Elect John F. Brock Mgmt For For For 1.3 Elect Calvin Darden Mgmt For For For 1.4 Elect L. Phillip Humann Mgmt For For For 1.5 Elect Orrin H. Ingram II Mgmt For For For 1.6 Elect Thomas H. Johnson Mgmt For For For 1.7 Elect Suzanne B. Labarge Mgmt For For For 1.8 Elect Veronique Morali Mgmt For For For 1.9 Elect Andrea L. Saia Mgmt For For For 1.10 Elect Garry Watts Mgmt For For For 1.11 Elect Curtis R. Welling Mgmt For For For 1.12 Elect Phoebe A. Wood Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Cognizant Technology Solutions Corp. Ticker Security ID: Meeting Date Meeting Status CTSH CUSIP 192446102 06/04/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Maureen Mgmt For For For Breakiron-Evans 2 Elect John E. Klein Mgmt For For For 3 Elect Lakshmi Narayanan Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Repeal of Classified Mgmt For For For Board 6 Amendment to the 2004 Mgmt For For For Employee Stock Purchase Plan 7 Ratification of Auditor Mgmt For For For 8 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent ________________________________________________________________________________ Colgate-Palmolive Co. Ticker Security ID: Meeting Date Meeting Status CL CUSIP 194162103 05/10/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Nikesh Arora Mgmt For For For 2 Elect John T. Cahill Mgmt For For For 3 Elect Ian M. Cook Mgmt For For For 4 Elect Helene D. Gayle Mgmt For For For 5 Elect Ellen M. Hancock Mgmt For For For 6 Elect Joseph Jimenez Mgmt For For For 7 Elect Richard J. Kogan Mgmt For For For 8 Elect Delano E. Lewis Mgmt For For For 9 Elect J. Pedro Reinhard Mgmt For For For 10 Elect Stephen I. Sadove Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 2013 Incentive Mgmt For For For Compensation Plan 14 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares Until Retirement ________________________________________________________________________________ Comcast Corp. Ticker Security ID: Meeting Date Meeting Status CMCSA CUSIP 20030N101 05/15/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Kenneth J. Bacon Mgmt For Withhold Against 1.2 Elect Sheldon M. Mgmt For For For Bonovitz 1.3 Elect Joseph J. Collins Mgmt For For For 1.4 Elect J. Michael Cook Mgmt For For For 1.5 Elect Gerald L. Hassell Mgmt For For For 1.6 Elect Jeffrey A. Mgmt For For For Honickman 1.7 Elect Eduardo G. Mestre Mgmt For For For 1.8 Elect Brian L. Roberts Mgmt For For For 1.9 Elect Ralph J. Roberts Mgmt For For For 1.10 Elect Johnathan A. Mgmt For For For Rodgers 1.11 Elect Judith Rodin Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal ShrHoldr Against For Against Regarding Compensation in the Event of a Change in Control 4 Sharheolder Proposal ShrHoldr Against For Against Regarding Recapitalization ________________________________________________________________________________ Comerica, Inc. Ticker Security ID: Meeting Date Meeting Status CMA CUSIP 200340107 04/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Ralph W. Babb, Jr. Mgmt For For For 2 Elect Roger A. Cregg Mgmt For For For 3 Elect T. Kevin DeNicola Mgmt For For For 4 Elect Jacqueline P. Kane Mgmt For For For 5 Elect Richard G. Lindner Mgmt For For For 6 Elect Alfred A. Mgmt For For For Piergallini 7 Elect Robert S. Taubman Mgmt For For For 8 Elect Reginald M. Turner Mgmt For For For 9 Elect Nina G. Vaca Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Amendment to the 2006 Mgmt For For For Amended and Restated Long-Term Incentive Plan 12 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Conoco Phillips Ticker Security ID: Meeting Date Meeting Status COP CUSIP 20825C104 05/14/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Richard L. Mgmt For For For Armitage 2 Elect Richard H. Mgmt For For For Auchinleck 3 Elect James E. Mgmt For For For Copeland, Jr. 4 Elect Jody L Freeman Mgmt For For For 5 Elect Gay Huey Evans Mgmt For For For 6 Elect Ryan M. Lance Mgmt For For For 7 Elect Mohd H. Marican Mgmt For For For 8 Elect Robert A. Niblock Mgmt For For For 9 Elect Harald J. Norvik Mgmt For For For 10 Elect William E. Wade, Mgmt For For For Jr. 11 Ratification of Auditor Mgmt For Against Against 12 Advisory Vote on Mgmt For Against Against Executive Compensation 13 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report 14 Shareholder Proposal ShrHoldr Against Against For Regarding Reporting and Reducing Greenhouse Gas Emissions 15 Shareholder Proposal ShrHoldr Against For Against Regarding Adopting Gender Identity and Expression Anti-Bias Policy ________________________________________________________________________________ Consol Energy, Inc. Ticker Security ID: Meeting Date Meeting Status CNX CUSIP 20854P109 05/08/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect J. Brett Harvey Mgmt For For For 1.2 Elect Philip W. Baxter Mgmt For Withhold Against 1.3 Elect James E. Mgmt For Withhold Against Altmeyer, Sr. 1.4 Elect William E. Davis Mgmt For For For 1.5 Elect Raj K. Gupta Mgmt For For For 1.6 Elect David C. Mgmt For Withhold Against Hardesty, Jr. 1.7 Elect John T. Mills Mgmt For Withhold Against 1.8 Elect William P. Powell Mgmt For Withhold Against 1.9 Elect Joseph T. Williams Mgmt For Withhold Against 2 Amendment to the Mgmt For For For Executive Annual Incentive Plan 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For Against Against Executive Compensation 5 Shareholder Proposal ShrHoldr Against Against For Regarding Political Spending Report 6 Shareholder Proposal ShrHoldr Against Against For Regarding Climate Change Report ________________________________________________________________________________ Consolidated Edison, Inc. Ticker Security ID: Meeting Date Meeting Status ED CUSIP 209115104 05/20/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Kevin Burke Mgmt For For For 2 Elect Vincent A. Calarco Mgmt For For For 3 Elect George Campbell, Mgmt For Against Against Jr. 4 Elect Gordon J. Davis Mgmt For For For 5 Elect Michael J. Del Mgmt For For For Giudice 6 Elect Ellen V. Futter Mgmt For Against Against 7 Elect John F. Hennessy Mgmt For For For III 8 Elect John F. Killian Mgmt For For For 9 Elect Eugene R. McGrath Mgmt For For For 10 Elect Sally H. Pinero Mgmt For For For 11 Elect Michael W. Ranger Mgmt For For For 12 Elect L. Frederick Mgmt For For For Sutherland 13 Ratification of Auditor Mgmt For For For 14 Long Term Incentive Plan Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Shareholder Proposal ShrHoldr Against Against For Regarding Compensation Benchmarking ________________________________________________________________________________ Corning, Inc. Ticker Security ID: Meeting Date Meeting Status GLW CUSIP 219350105 04/25/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John Seely Brown Mgmt For For For 2 Elect Stephanie A. Burns Mgmt For For For 3 Elect John A. Canning Mgmt For For For Jr. 4 Elect Richard T. Clark Mgmt For For For 5 Elect Robert F. Mgmt For Against Against Cummings, Jr. 6 Elect James B. Flaws Mgmt For Against Against 7 Elect Kurt M. Landgraf Mgmt For For For 8 Elect Kevin J. Martin Mgmt For For For 9 Elect Deborah D. Rieman Mgmt For For For 10 Elect Hansel E. Tookes Mgmt For For For II 11 Elect Wendell P. Weeks Mgmt For For For 12 Elect Mark S. Wrighton Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Covidien Plc Ticker Security ID: Meeting Date Meeting Status COV CUSIP G2554F113 03/20/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Jose E. Almeida Mgmt For For For 2 Elect Joy A. Amundson Mgmt For For For 3 Elect Craig Arnold Mgmt For For For 4 Elect Robert H. Brust Mgmt For For For 5 Elect John M. Connors, Mgmt For For For Jr. 6 Elect Christopher J. Mgmt For For For Coughlin 7 Elect Randall J. Hogan, Mgmt For For For III 8 Elect Martin D. Madaus Mgmt For For For 9 Elect Dennis H. Reilley Mgmt For For For 10 Elect Joseph A. Mgmt For For For Zaccagnino 11 Appointment of Auditor Mgmt For For For and Authority to Set Remuneration 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Amendment to the Stock Mgmt For For For and Incentive Plan 14 Authority to Repurchase Mgmt For For For Shares 15 Authority to Reissue Mgmt For For For Treasury Shares 16 Amendments to Articles Mgmt For For For to Update Share Transfer Procedures 17 Advisory Vote on the Mgmt For For For Reduction of Share Premium Account in Connection with Spin Off ________________________________________________________________________________ Crown Castle International Corp. Ticker Security ID: Meeting Date Meeting Status CCI CUSIP 228227104 05/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Edward C. Mgmt For For For Hutcheson, Jr. 2 Elect J. Landis Martin Mgmt For For For 3 Elect W. Benjamin Mgmt For For For Moreland 4 Ratification of Auditor Mgmt For For For 5 2013 Long-Term Mgmt For Against Against Incentive Plan 6 Repeal of Classified Mgmt For For For Board 7 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ CSX Corp. Ticker Security ID: Meeting Date Meeting Status CSX CUSIP 126408103 05/08/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Donna M. Alvarado Mgmt For For For 2 Elect John B. Breaux Mgmt For For For 3 Elect Pamela L. Carter Mgmt For For For 4 Elect Steven T. Mgmt For For For Halverson 5 Elect Edward J. Kelly, Mgmt For For For III 6 Elect Gilbert H. Mgmt For For For Lamphere 7 Elect John D. McPherson Mgmt For For For 8 Elect Timothy T. O'Toole Mgmt For For For 9 Elect David M. Ratcliffe Mgmt For For For 10 Elect Donald J. Shepard Mgmt For For For 11 Elect Michael J. Ward Mgmt For For For 12 Elect J.C. Watts, Jr. Mgmt For For For 13 Elect J. Steven Whisler Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Cummins Inc. Ticker Security ID: Meeting Date Meeting Status CMI CUSIP 231021106 05/14/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect N. Thomas Mgmt For For For Linebarger 2 Elect William I. Miller Mgmt For Against Against 3 Elect Alexis M. Herman Mgmt For For For 4 Elect Georgia R. Nelson Mgmt For For For 5 Elect Carl Ware Mgmt For For For 6 Elect Robert K. Herdman Mgmt For For For 7 Elect Robert J. Bernhard Mgmt For For For 8 Elect Franklin R. Mgmt For For For Chang-Diaz 9 Elect Stephen B. Dobbs Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman ________________________________________________________________________________ Cvs Caremark Corp Ticker Security ID: Meeting Date Meeting Status CVS CUSIP 126650100 05/09/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect C. David Brown II Mgmt For For For 2 Elect David W. Dorman Mgmt For For For 3 Elect Anne M. Finucane Mgmt For For For 4 Elect Kristen E. Gibney Mgmt For For For Williams 5 Elect Larry J. Merlo Mgmt For For For 6 Elect Jean-Pierre Millon Mgmt For For For 7 Elect Richard J. Swift Mgmt For For For 8 Elect William C. Weldon Mgmt For For For 9 Elect Tony L. White Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Amendment to the 2007 Mgmt For For For Employee Stock Purchase Plan 13 Reduction of Voting Mgmt For For For Thresholds in the Fair Price Provision 14 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Political Spending 15 Shareholder Proposal ShrHoldr Against Against For Regarding Compensation in the Event of a Change in Control 16 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report ________________________________________________________________________________ Danaher Corp. Ticker Security ID: Meeting Date Meeting Status DHR CUSIP 235851102 05/07/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Donald J. Ehrlich Mgmt For For For 2 Elect Linda P. Hefner Mgmt For For For 3 Elect Teri List-Stoll Mgmt For For For 4 Elect Walter G. Lohr, Mgmt For Against Against Jr. 5 Elect Steven M. Rales Mgmt For For For 6 Elect John T. Schwieters Mgmt For For For 7 Elect Alan G. Spoon Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Amendment to the 2007 Mgmt For For For Stock Incentive Plan 10 Advisory Vote on Mgmt For Against Against Executive Compensation 11 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares Until Retirement 12 Shareholder Proposal ShrHoldr Against For Against Regarding Political Spending Report ________________________________________________________________________________ DaVita HealthCare Partners Inc Ticker Security ID: Meeting Date Meeting Status DVA CUSIP 23918K108 06/17/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Pamela M. Arway Mgmt For For For 2 Elect Charles G. Berg Mgmt For For For 3 Elect Carol Anthony Mgmt For For For Davidson 4 Elect Paul J. Diaz Mgmt For For For 5 Elect Peter T. Grauer Mgmt For For For 6 Elect Robert J. Margolis Mgmt For For For 7 Elect John M. Nehra Mgmt For Against Against 8 Elect William L. Roper Mgmt For For For 9 Elect Kent J. Thiry Mgmt For For For 10 Elect Roger J. Valine Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For Against Against Executive Compensation 13 Amendment to 2011 Mgmt For For For Incentive Award Plan 14 Shareholder Proposal ShrHoldr Against Against For Regarding Compensation in the Event of a Change in Control 15 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report ________________________________________________________________________________ Dean Foods Co. Ticker Security ID: Meeting Date Meeting Status DF CUSIP 242370104 05/15/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Gregg L. Engles Mgmt For For For 2 Elect Tom C. Davis Mgmt For Against Against 3 Elect Jim L. Turner Mgmt For For For 4 Elect Robert Wiseman Mgmt For For For 5 Reverse Stock Split Mgmt For For For 6 Amendment to the 2007 Mgmt For For For Stock Incentive Plan 7 Advisory Vote on Mgmt For Against Against Executive Compensation 8 Ratification of Auditor Mgmt For For For 9 Shareholder Proposal ShrHoldr Against For Against Regarding Compensation in the Event of a Change in Control 10 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares 11 Shareholder Proposal ShrHoldr Against Against For Regarding Cow Dehorning 12 Shareholder Proposal ShrHoldr Against Against For Regarding Independent Board Chairman ________________________________________________________________________________ Deere & Co. Ticker Security ID: Meeting Date Meeting Status DE CUSIP 244199105 02/27/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Samuel R. Allen Mgmt For For For 2 Elect Crandall C. Bowles Mgmt For For For 3 Elect Vance D. Coffman Mgmt For For For 4 Elect Charles O. Mgmt For For For Holliday, Jr. 5 Elect Dipak C. Jain Mgmt For For For 6 Elect Clayton M. Jones Mgmt For For For 7 Elect Joachim Milberg Mgmt For For For 8 Elect Richard B. Myers Mgmt For For For 9 Elect Thomas H. Patrick Mgmt For For For 10 Elect Aulana L. Peters Mgmt For For For 11 Elect Sherry M. Smith Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Re-approval of Mid-Term Mgmt For For For Incentive Plan 14 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Delphi Automotive PLC Ticker Security ID: Meeting Date Meeting Status DLPH CUSIP G27823106 04/25/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Gary L. Cowger Mgmt For For For 2 Elect Nicholas M. Mgmt For For For Donofrio 3 Elect Mark P. Frissora Mgmt For For For 4 Elect Rajiv L. Gupta Mgmt For For For 5 Elect John A. Krol Mgmt For For For 6 Elect J. Randall Mgmt For For For MacDonald 7 Elect Sean O. Mahoney Mgmt For For For 8 Elect Rodney O'Neal Mgmt For For For 9 Elect Thomas W. Sidlik Mgmt For For For 10 Elect Bernd Wiedemann Mgmt For For For 11 Elect Lawrence A. Mgmt For For For Zimmerman 12 Appointment of Auditor Mgmt For For For and Authority to Set Fees 13 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Denbury Resources Inc Ticker Security ID: Meeting Date Meeting Status DNR CUSIP 247916208 05/22/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Wieland F. Mgmt For For For Wettstein 1.2 Elect Michael L. Beatty Mgmt For For For 1.3 Elect Michael B. Decker Mgmt For For For 1.4 Elect Ronald G. Greene Mgmt For For For 1.5 Elect Gregory L. Mgmt For For For McMichael 1.6 Elect Kevin O. Meyers Mgmt For For For 1.7 Elect Phil Rykhoek Mgmt For For For 1.8 Elect Randy Stein Mgmt For For For 1.9 Elect Laura A. Sugg Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Amendment to the Mgmt For For For Employee Stock Purchase Plan 4 Amendment to the 2004 Mgmt For For For Omnibus Stock and Incentive Plan 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Dentsply International, Inc. Ticker Security ID: Meeting Date Meeting Status XRAY CUSIP 249030107 05/22/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Paula H. J. Mgmt For For For Cholmondeley 2 Elect Michael J. Coleman Mgmt For For For 3 Elect John C. Miles II Mgmt For For For 4 Elect John L. Miclot Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Mgmt For For For Executive Compensation 7 Repeal of Classified Mgmt For For For Board 8 Shareholder Proposal ShrHoldr Against Against For Regarding Political Spending Report ________________________________________________________________________________ Devon Energy Corp. Ticker Security ID: Meeting Date Meeting Status DVN CUSIP 25179M103 06/05/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Robert H. Henry Mgmt For Withhold Against 1.2 Elect John A. Hill Mgmt For For For 1.3 Elect Michael M. Mgmt For For For Kanovsky 1.4 Elect Robert A. Mgmt For For For Mosbacher, Jr. 1.5 Elect J. Larry Nichols Mgmt For For For 1.6 Elect Duane C. Radtke Mgmt For For For 1.7 Elect Mary P. Mgmt For For For Ricciardello 1.8 Elect John Richels Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal ShrHoldr Against For Against Regarding Lobbying Report 5 Shareholder Proposal ShrHoldr Against For Against Regarding Majority Vote for Election of Directors 6 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent ________________________________________________________________________________ Diamond Offshore Drilling, Inc. Ticker Security ID: Meeting Date Meeting Status DO CUSIP 25271C102 05/15/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect James S. Tisch Mgmt For For For 2 Elect Lawrence R. Mgmt For For For Dickerson 3 Elect John R. Bolton Mgmt For For For 4 Elect Charles L. Mgmt For For For Fabrikant 5 Elect Paul G. Gaffney II Mgmt For For For 6 Elect Edward Grebow Mgmt For For For 7 Elect Herbert C. Hofmann Mgmt For For For 8 Elect Clifford M Sobel Mgmt For For For 9 Elect Andrew H. Tisch Mgmt For For For 10 Elect Raymond S. Troubh Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ DIRECTV Ticker Security ID: Meeting Date Meeting Status DTV CUSIP 25490A309 05/02/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Neil R. Austrian Mgmt For For For 2 Elect Ralph F. Boyd, Jr. Mgmt For For For 3 Elect Abelardo E. Bru Mgmt For For For 4 Elect David B. Dillon Mgmt For For For 5 Elect Samuel A. Mgmt For For For DiPiazza, Jr. 6 Elect Dixon R. Doll Mgmt For For For 7 Elect Charles R. Lee Mgmt For For For 8 Elect Peter A. Lund Mgmt For For For 9 Elect Nancy S. Newcomb Mgmt For For For 10 Elect Lorrie M. Mgmt For For For Norrington 11 Elect Michael D. White Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Shareholder Proposal ShrHoldr Against For Against Regarding Compensation in the Event of a Change in Control 15 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman 16 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent ________________________________________________________________________________ Discover Financial Services Ticker Security ID: Meeting Date Meeting Status DFS CUSIP 254709108 04/17/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Jeffrey S. Aronin Mgmt For For For 2 Elect Mary K. Bush Mgmt For For For 3 Elect Gregory C. Case Mgmt For For For 4 Elect Cynthia A. Mgmt For For For Glassman 5 Elect Richard H. Lenny Mgmt For For For 6 Elect Thomas G. Maheras Mgmt For For For 7 Elect Michael H. Moskow Mgmt For For For 8 Elect David W. Nelms Mgmt For For For 9 Elect E. Follin Smith Mgmt For For For 10 Elect Mark A. Thierer Mgmt For For For 11 Elect Lawrence A. Mgmt For For For Weinbach 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Discovery Communications Inc Ticker Security ID: Meeting Date Meeting Status DISCA CUSIP 25470F104 05/14/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Paul A. Gould Mgmt For For For 1.2 Elect John S. Hendricks Mgmt For For For 1.3 Elect M. LaVoy Robison Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2013 Incentive Plan Mgmt For Against Against ________________________________________________________________________________ Disney Walt Co. Ticker Security ID: Meeting Date Meeting Status DIS CUSIP 254687106 03/06/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Susan E. Arnold Mgmt For For For 2 Elect John S. Chen Mgmt For For For 3 Elect Judith L. Estrin Mgmt For For For 4 Elect Robert A. Iger Mgmt For For For 5 Elect Fred H. Langhammer Mgmt For For For 6 Elect Aylwin B. Lewis Mgmt For For For 7 Elect Monica C. Lozano Mgmt For For For 8 Elect Robert W. Mgmt For For For Matschullat 9 Elect Sheryl Sandberg Mgmt For For For 10 Elect Orin C. Smith Mgmt For Against Against 11 Ratification of Auditor Mgmt For For For 12 Amendment to the 2002 Mgmt For Against Against Executive Performance Plan 13 Advisory Vote on Mgmt For Against Against Executive Compensation 14 Shareholder Proposal ShrHoldr Against For Against Regarding Proxy Access 15 Shareholder Proposal ShrHoldr Against For Against Regarding Separation of Chairman and CEO ________________________________________________________________________________ Dollar General Corp. Ticker Security ID: Meeting Date Meeting Status DG CUSIP 256677105 05/29/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Raj Agrawal Mgmt For Withhold Against 1.2 Elect Warren F. Bryant Mgmt For For For 1.3 Elect Michael M. Calbert Mgmt For For For 1.4 Elect Sandra B. Cochran Mgmt For Withhold Against 1.5 Elect Richard W. Mgmt For For For Dreiling 1.6 Elect Patricia Mgmt For For For Fili-Krushel 1.7 Elect Adrian Jones Mgmt For Withhold Against 1.8 Elect William C. Rhodes Mgmt For For For III 1.9 Elect David B. Rickard Mgmt For For For 2 Adoption of Majority Mgmt For For For Vote for Election of Directors 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Dollar Tree Inc Ticker Security ID: Meeting Date Meeting Status DLTR CUSIP 256746108 06/20/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Arnold S. Barron Mgmt For For For 1.2 Elect Macon F. Brock, Mgmt For For For Jr. 1.3 Elect Mary Anne Citrino Mgmt For For For 1.4 Elect H. Ray Compton Mgmt For For For 1.5 Elect Conrad M Hall Mgmt For For For 1.6 Elect Lemuel E. Lewis Mgmt For For For 1.7 Elect J. Douglas Perry Mgmt For For For 1.8 Elect Bob Sasser Mgmt For For For 1.9 Elect Thomas A. Mgmt For For For Saunders III 1.10 Elect Thomas E. Whiddon Mgmt For For For 1.11 Elect Carl P. Zeithaml Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 2013 Director Deferred Mgmt For For For Compensation Plan 4 Ratification of Auditor Mgmt For For For 5 Increase of Authorized Mgmt For Against Against Common Stock ________________________________________________________________________________ Dominion Resources Inc Ticker Security ID: Meeting Date Meeting Status D CUSIP 25746U109 05/03/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect William P. Barr Mgmt For For For 2 Elect Peter W. Brown Mgmt For For For 3 Elect Helen E. Dragas Mgmt For For For 4 Elect James O. Ellis, Mgmt For For For Jr. 5 Elect Thomas F. Farrell Mgmt For For For II 6 Elect John W. Harris Mgmt For For For 7 Elect Robert S. Jepson, Mgmt For For For Jr. 8 Elect Mark J. Kington Mgmt For For For 9 Elect Pamela L. Royal Mgmt For For For 10 Elect Robert H. Mgmt For For For Spilman, Jr. 11 Elect Michael E. Mgmt For For For Szymanczyk 12 Elect David A. Wollard Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Amendment to Bylaws Mgmt For For For Regarding the Right to Call Special Meetings 16 Shareholder Proposal ShrHoldr Against Against For Regarding Mountaintop Removal Coal Mining 17 Shareholder Proposal ShrHoldr Against Against For Regarding Linking Pay to Sustainability 18 Shareholder Regarding ShrHoldr Against Against For Nuclear Fuel Storage and Safety 19 Shareholder Proposal ShrHoldr Against Against For Regarding Financial Risks of Climate Change ________________________________________________________________________________ Dover Corp. Ticker Security ID: Meeting Date Meeting Status DOV CUSIP 260003108 05/02/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect David H. Benson Mgmt For For For 2 Elect Robert W. Cremin Mgmt For For For 3 Elect Jean-Pierre M. Mgmt For For For Ergas 4 Elect Peter T. Francis Mgmt For For For 5 Elect Kristiane C. Mgmt For For For Graham 6 Elect Michael F. Mgmt For For For Johnston 7 Elect Robert A. Mgmt For For For Livingston 8 Elect Richard K. Mgmt For For For Lochridge 9 Elect Bernard G. Rethore Mgmt For For For 10 Elect Michael B. Stubbs Mgmt For For For 11 Elect Stephen M. Todd Mgmt For For For 12 Elect Stephen K. Wagner Mgmt For For For 13 Elect Mary A. Winston Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Shareholder Proposal ShrHoldr Against For Against Regarding Simple Majority Vote ________________________________________________________________________________ Dow Chemical Co. Ticker Security ID: Meeting Date Meeting Status DOW CUSIP 260543103 05/09/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Arnold A. Allemang Mgmt For For For 2 Elect Ajay S. Banga Mgmt For For For 3 Elect Jacqueline K. Mgmt For For For Barton 4 Elect James A. Bell Mgmt For For For 5 Elect Jeff M. Fettig Mgmt For For For 6 Elect Andrew N. Liveris Mgmt For For For 7 Elect Paul Polman Mgmt For For For 8 Elect Dennis H. Reilley Mgmt For For For 9 Elect James M. Ringler Mgmt For For For 10 Elect Ruth G. Shaw Mgmt For Against Against 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares Until Retirement ________________________________________________________________________________ Dr Pepper Snapple Group Inc Ticker Security ID: Meeting Date Meeting Status DPS CUSIP 2.61E+113 05/16/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John L. Adams Mgmt For For For 2 Elect Ronald G. Rogers Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Re-Approval of the Mgmt For For For Material Terms under the Management Incentive Plan ________________________________________________________________________________ DTE Energy Co. Ticker Security ID: Meeting Date Meeting Status DTE CUSIP 233331107 05/02/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Gerard M. Anderson Mgmt For For For 1.2 Elect David A. Brandon Mgmt For For For 1.3 Elect Charles G. Mgmt For For For McClure, Jr. 1.4 Elect Gail J. McGovern Mgmt For For For 1.5 Elect James B. Nicholson Mgmt For For For 1.6 Elect Charles W. Pryor, Mgmt For For For Jr. 1.7 Elect Ruth G. Shaw Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Political Spending ________________________________________________________________________________ Du Pont (E.I.) De Nemours & Co Ticker Security ID: Meeting Date Meeting Status DD CUSIP 263534109 04/24/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Lamberto Mgmt For For For Andreotti 2 Elect Richard H. Brown Mgmt For For For 3 Elect Robert A. Brown Mgmt For For For 4 Elect Bertrand P. Mgmt For For For Collomb 5 Elect Curtis J. Crawford Mgmt For For For 6 Elect Alexander M. Mgmt For For For Cutler 7 Elect Eleuthere I. Du Mgmt For For For Pont 8 Elect Marillyn A. Hewson Mgmt For For For 9 Elect Lois D. Juliber Mgmt For For For 10 Elect Ellen J. Kullman Mgmt For For For 11 Elect Lee M. Thomas Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman 15 Shareholder Proposal ShrHoldr Against For Against Regarding Lobbying Report 16 Shareholder Proposal ShrHoldr Against Against For Regarding Genetically Modified Organisms 17 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Executive Compensation ________________________________________________________________________________ Duke Energy Corp. Ticker Security ID: Meeting Date Meeting Status DUK CUSIP 26441C204 05/02/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect William Barnet III Mgmt For For For 1.2 Elect G. Alex Mgmt For For For Bernhardt, Sr. 1.3 Elect Michael G. Mgmt For For For Browning 1.4 Elect Harris E. Mgmt For For For DeLoach, Jr. 1.5 Elect Daniel R. DiMicco Mgmt For Withhold Against 1.6 Elect John H. Forsgren Mgmt For Withhold Against 1.7 Elect Ann Maynard Gray Mgmt For Withhold Against 1.8 Elect James H. Hance, Mgmt For Withhold Against Jr. 1.9 Elect John T. Herron Mgmt For For For 1.10 Elect James B. Hyler, Mgmt For For For Jr. 1.11 Elect E. Marie McKee Mgmt For For For 1.12 Elect E. James Reinsch Mgmt For For For 1.13 Elect James T. Rhodes Mgmt For For For 1.14 Elect James E. Rogers Mgmt For For For 1.15 Elect Carlos A. Mgmt For For For Saladrigas 1.16 Elect Philip R. Sharp Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For Against Against Executive Compensation 4 Amended Short-Term Mgmt For For For Incentive Plan 5 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent 6 Shareholder Proposal ShrHoldr Against For Against Regarding Majority Vote for Election of Directors ________________________________________________________________________________ Dun & Bradstreet Corp Ticker Security ID: Meeting Date Meeting Status DNB CUSIP 2.65E+104 05/08/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Austin A. Adams Mgmt For For For 2 Elect John W. Alden Mgmt For For For 3 Elect Christopher J. Mgmt For For For Coughlin 4 Elect James N. Fernandez Mgmt For For For 5 Elect Paul R. Garcia Mgmt For For For 6 Elect Sara Mathew Mgmt For For For 7 Elect Sandra E. Peterson Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Advisory Vote on Mgmt For For For Executive Compensation 10 Right to Act by Written Mgmt For For For Consent ________________________________________________________________________________ E TRADE Financial Corp. Ticker Security ID: Meeting Date Meeting Status ETFC CUSIP 269246401 05/09/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Paul T. Idzik Mgmt For For For 2 Elect Frederick W. Mgmt For For For Kanner 3 Elect James Lam Mgmt For For For 4 Elect Rodger A. Lawson Mgmt For For For 5 Elect Rebecca Saeger Mgmt For For For 6 Elect Joseph L. Sclafani Mgmt For For For 7 Elect Joseph M. Velli Mgmt For For For 8 Elect Donna L. Weaver Mgmt For For For 9 Elect Stephen H. Willard Mgmt For For For 10 Advisory Vote on Mgmt For Against Against Executive Compensation 11 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Eastman Chemical Co Ticker Security ID: Meeting Date Meeting Status EMN CUSIP 277432100 05/02/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Gary E. Anderson Mgmt For For For 2 Elect Brett D. Begemann Mgmt For For For 3 Elect Stephen R. Mgmt For Against Against Demeritt 4 Elect Robert M. Mgmt For For For Hernandez 5 Elect Julie F. Holder Mgmt For For For 6 Elect Renee J. Hornbaker Mgmt For For For 7 Elect Lewis M. Kling Mgmt For Against Against 8 Elect David W. Raisbeck Mgmt For Against Against 9 Advisory Vote on Mgmt For For For Executive Compensation 10 Ratification of Auditor Mgmt For For For 11 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent ________________________________________________________________________________ Eaton Corporation plc Ticker Security ID: Meeting Date Meeting Status ETN CUSIP G29183103 04/24/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect George S. Barrett Mgmt For For For 2 Elect Todd M. Bluedorn Mgmt For For For 3 Elect Christopher M. Mgmt For For For Connor 4 Elect Michael J. Mgmt For For For Critelli 5 Elect Alexander M. Mgmt For For For Cutler 6 Elect Charles E. Golden Mgmt For For For 7 Elect Linda A. Hill Mgmt For For For 8 Elect Arthur E. Johnson Mgmt For For For 9 Elect Ned C. Lautenbach Mgmt For For For 10 Elect Deborah L. McCoy Mgmt For For For 11 Elect Gregory R. Page Mgmt For For For 12 Elect Gerald B. Smith Mgmt For For For 13 Appointment of Auditor Mgmt For For For and Authority to Set Fees 14 Senior Executive Mgmt For For For Incentive Compensation Plan 15 Executive Strategic Mgmt For For For Incentive Plan 16 Advisory Vote on Mgmt For For For Executive Compensation 17 Authority to Repurchase Mgmt For For For Shares 18 Issuance of Treasury Mgmt For Against Against Shares ________________________________________________________________________________ EBay Inc. Ticker Security ID: Meeting Date Meeting Status EBAY CUSIP 278642103 04/18/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect David M. Moffett Mgmt For For For 2 Elect Richard T. Mgmt For For For Schlosberg, III 3 Elect Thomas J. Tierney Mgmt For For For 4 Advisory Vote on Mgmt For Against Against Executive Compensation 5 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report 6 Shareholder Proposal ShrHoldr Against Against For Regarding Privacy and Data Security 7 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Ecolab, Inc. Ticker Security ID: Meeting Date Meeting Status ECL CUSIP 278865100 05/02/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Douglas M. Baker, Mgmt For For For Jr. 2 Elect Barbara J. Beck Mgmt For For For 3 Elect Leslie S. Biller Mgmt For For For 4 Elect Stephen I. Chazen Mgmt For For For 5 Elect Jerry A. Mgmt For For For Grundhofer 6 Elect Arthur J. Higgins Mgmt For For For 7 Elect Joel W. Johnson Mgmt For For For 8 Elect Michael Larson Mgmt For For For 9 Elect Jerry W. Levin Mgmt For For For 10 Elect Robert L. Lumpkins Mgmt For For For 11 Elect Victoria J. Reich Mgmt For For For 12 Elect Mary M. VanDeWeghe Mgmt For For For 13 Elect John J. Zillmer Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Amendment to the 2010 Mgmt For For For Stock Incentive Plan 16 Advisory Vote on Mgmt For For For Executive Compensation 17 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares Until Retirement 18 Shareholder Proposal ShrHoldr Against Against For Regarding Incorporation of Values in Political Spending ________________________________________________________________________________ Edison International Ticker Security ID: Meeting Date Meeting Status EIX CUSIP 281020107 04/25/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Jagjeet S. Bindra Mgmt For For For 2 Elect Vanessa C.L. Chang Mgmt For For For 3 Elect France A. Cordova Mgmt For For For 4 Elect Theodore F. Mgmt For For For Craver, Jr. 5 Elect Bradford M. Mgmt For For For Freeman 6 Elect Luis G. Nogales Mgmt For For For 7 Elect Ronald L. Olson Mgmt For Against Against 8 Elect Richard T. Mgmt For For For Schlosberg, III 9 Elect Thomas C. Sutton Mgmt For For For 10 Elect Peter J. Taylor Mgmt For For For 11 Elect Brett White Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman ________________________________________________________________________________ Edwards Lifesciences Corp Ticker Security ID: Meeting Date Meeting Status EW CUSIP 28176E108 05/14/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Robert A. Ingram Mgmt For For For 2 Elect William J. Link Mgmt For For For 3 Elect Wesley W. von Mgmt For For For Schack 4 Amendment to the Mgmt For For For Long-Term Stock Incentive Compensation Program 5 Amendment to the 2001 Mgmt For For For Employee Stock Purchase Plan 6 Advisory Vote on Mgmt For For For Executive Compensation 7 Ratification of Auditor Mgmt For For For 8 Repeal of Classified Mgmt For For For Board 9 Elimination of Mgmt For For For Supermajority Requirement 10 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Call a Special Meeting ________________________________________________________________________________ EMC Corp. Ticker Security ID: Meeting Date Meeting Status EMC CUSIP 268648102 05/01/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Michael W. Brown Mgmt For For For 2 Elect Randolph L. Cowen Mgmt For For For 3 Elect Gail Deegan Mgmt For For For 4 Elect James S. DiStasio Mgmt For For For 5 Elect John R. Egan Mgmt For For For 6 Elect Edmund F. Kelly Mgmt For For For 7 Elect Jami Miscik Mgmt For For For 8 Elect Windle B. Priem Mgmt For For For 9 Elect Paul Sagan Mgmt For For For 10 Elect David N. Strohm Mgmt For For For 11 Elect Joseph M. Tucci Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For Against Against Executive Compensation 14 Amendment to the 2003 Mgmt For For For Stock Plan 15 Amendment to the 1989 Mgmt For For For Employee Stock Purchase Plan 16 Amendments to Articles Mgmt For For For and Bylaws Regarding Written Consent 17 Shareholder Proposal ShrHoldr Against Against For Regarding Incorporation of Values in Political Spending ________________________________________________________________________________ Ensco plc Ticker Security ID: Meeting Date Meeting Status ESV CUSIP G3157S106 05/20/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Francis S Kalman Mgmt For For For 2 Elect Roxanne J. Decyk Mgmt For For For 3 Elect Mary Francis Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Ratification of Mgmt For For For Statutory Auditor 6 Authority to Set Mgmt For For For Auditor's Fees 7 Advisory Vote on Mgmt For For For Executive Compensation 8 Directors' Remuneration Mgmt For For For Report 9 Accounts and Reports Mgmt For For For 10 Repeal of Classified Mgmt For For For Board 11 Authority to Repurchase Mgmt For For For Shares ________________________________________________________________________________ Entergy Corp. Ticker Security ID: Meeting Date Meeting Status ETR CUSIP 29364G103 05/03/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Maureen S. Bateman Mgmt For For For 2 Elect Leo P. Denault Mgmt For For For 3 Elect Gary W. Edwards Mgmt For For For 4 Elect Alexis M. Herman Mgmt For For For 5 Elect Donald C. Hintz Mgmt For For For 6 Elect Stuart L. Levenick Mgmt For For For 7 Elect Blanche L. Lincoln Mgmt For For For 8 Elect Stewart C. Myers Mgmt For For For 9 Elect W.J. Tauzin Mgmt For For For 10 Elect Steven V. Mgmt For For For Wilkinson 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Political Spending 14 Shareholder Regarding ShrHoldr Against Against For Nuclear Fuel Storage and Safety ________________________________________________________________________________ EOG Resources, Inc. Ticker Security ID: Meeting Date Meeting Status EOG CUSIP 26875P101 05/02/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Charles Crisp Mgmt For For For 2 Elect James Day Mgmt For For For 3 Elect Mark Papa Mgmt For For For 4 Elect H. Leighton Mgmt For For For Steward 5 Elect Donald Textor Mgmt For For For 6 Elect William Thomas Mgmt For For For 7 Elect Frank Wisner Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Amendment to the 2008 Mgmt For For For Omnibus Equity Compensation Plan 10 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ EQT Corp Ticker Security ID: Meeting Date Meeting Status EQT CUSIP 26884L109 04/17/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Vicky A. Bailey Mgmt For For For 2 Elect Kenneth M. Burke Mgmt For For For 3 Elect George L. Miles, Mgmt For Against Against Jr. 4 Elect Stephen A. Mgmt For For For Thorington 5 Repeal of Classified Mgmt For For For Board 6 Advisory Vote on Mgmt For For For Executive Compensation 7 Ratification of Auditor Mgmt For For For 8 Shareholder Proposal ShrHoldr Against Against For Regarding Feasibility Study on Prohibition of Political Spending ________________________________________________________________________________ Equifax, Inc. Ticker Security ID: Meeting Date Meeting Status EFX CUSIP 294429105 05/02/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect James E. Mgmt For For For Copeland, Jr. 2 Elect Robert D. Daleo Mgmt For For For 3 Elect Walter W. Driver, Mgmt For Against Against Jr. 4 Elect Mark L. Feidler Mgmt For For For 5 Elect L. Phillip Humann Mgmt For For For 6 Elect Siri S. Marshall Mgmt For For For 7 Elect John A. McKinley Mgmt For For For 8 Elect Richard F. Smith Mgmt For For For 9 Elect Mark B. Templeton Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Amendment to the 2008 Mgmt For For For Omnibus Incentive Plan 12 Re-approval of Mgmt For For For Performance Criteria Under the 2008 Omnibus Incentive Plan 13 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Equity Residential Properties Trust Ticker Security ID: Meeting Date Meeting Status EQR CUSIP 29476L107 06/13/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John W. Alexander Mgmt For For For 1.2 Elect Charles L. Atwood Mgmt For For For 1.3 Elect Linda Walker Bynoe Mgmt For For For 1.4 Elect Mary Kay Haben Mgmt For For For 1.5 Elect Bradley A. Keywell Mgmt For For For 1.6 Elect John E. Neal Mgmt For For For 1.7 Elect David J. Mgmt For For For Neithercut 1.8 Elect Mark S. Shapiro Mgmt For For For 1.9 Elect Gerald A. Spector Mgmt For For For 1.10 Elect B. Joseph White Mgmt For For For 1.11 Elect Samuel Zell Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Shareholder Proposal ShrHoldr Against Against For Regarding Sustainability Report ________________________________________________________________________________ Exelon Corp. Ticker Security ID: Meeting Date Meeting Status EXC CUSIP 30161N101 04/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Anthony K. Mgmt For For For Anderson 2 Elect Ann C. Berzin Mgmt For For For 3 Elect John A. Canning Mgmt For For For Jr. 4 Elect Christopher M. Mgmt For For For Crane 5 Elect Yves C. de Balmann Mgmt For For For 6 Elect Nicholas Mgmt For For For DeBenedictis 7 Elect Nelson A. Diaz Mgmt For For For 8 Elect Sue Ling Gin Mgmt For For For 9 Elect Paul L. Joskow Mgmt For For For 10 Elect Robert J. Lawless Mgmt For For For 11 Elect Richard W. Mies Mgmt For For For 12 Elect William C. Mgmt For For For Richardson 13 Elect Thomas J. Ridge Mgmt For For For 14 Elect John W. Rogers, Mgmt For For For Jr. 15 Elect Mayo A. Shattuck Mgmt For For For III 16 Elect Stephen D. Mgmt For For For Steinour 17 Ratification of Auditor Mgmt For For For 18 Advisory Vote on Mgmt For Against Against Executive Compensation 19 Amendment to the Mgmt For For For Employee Stock Purchase Plan ________________________________________________________________________________ Expedia Inc. Ticker Security ID: Meeting Date Meeting Status EXPE CUSIP 30212P303 06/18/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect A. George Battle Mgmt For For For 1.2 Elect Pamela L. Coe Mgmt For For For 1.3 Elect Barry Diller Mgmt For For For 1.4 Elect Jonathan L. Dolgen Mgmt For For For 1.5 Elect Craig A. Jacobson Mgmt For For For 1.6 Elect Victor A. Kaufman Mgmt For For For 1.7 Elect Peter M. Kern Mgmt For For For 1.8 Elect Dara Khosrowshahi Mgmt For For For 1.9 Elect John C. Malone Mgmt For For For 1.10 Elect Jose Antonio Mgmt For For For Tazon Garcia 2 Amendment to the 2005 Mgmt For For For Stock and Annual Incentive Plan 3 2013 Employee Stock Mgmt For For For Plan and 2013 International Employee Stock Plan 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Expeditors International Of Washington, Inc. Ticker Security ID: Meeting Date Meeting Status EXPD CUSIP 302130109 05/01/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Peter J. Rose Mgmt For For For 2 Elect Robert R. Wright Mgmt For For For 3 Elect Mark A. Emmert Mgmt For For For 4 Elect R. Jordan Gates Mgmt For For For 5 Elect Dan P. Mgmt For For For Kourkoumelis 6 Elect Michael J. Malone Mgmt For For For 7 Elect John W. Meisenbach Mgmt For For For 8 Elect Liane J. Pelletier Mgmt For For For 9 Elect James L.K. Wang Mgmt For For For 10 Elect Tay Yoshitani Mgmt For For For 11 Advisory Vote on Mgmt For Against Against Executive Compensation 12 2013 Stock Option Plan Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares Until Retirement ________________________________________________________________________________ Express Scripts Holding Co Ticker Security ID: Meeting Date Meeting Status ESRX CUSIP 30219G108 05/09/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Gary Benanav Mgmt For Against Against 2 Elect Maura Breen Mgmt For For For 3 Elect William DeLaney Mgmt For For For 4 Elect Nicholas LaHowchic Mgmt For For For 5 Elect Thomas Mac Mahon Mgmt For Against Against 6 Elect Frank Mergenthaler Mgmt For For For 7 Elect Woodrow Myers, Jr. Mgmt For For For 8 Elect John Parker, Jr. Mgmt For For For 9 Elect George Paz Mgmt For For For 10 Elect William Roper Mgmt For For For 11 Elect Samuel Skinner Mgmt For For For 12 Elect Seymour Sternberg Mgmt For Against Against 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Exxon Mobil Corp. Ticker Security ID: Meeting Date Meeting Status XOM CUSIP 30231G102 05/29/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Michael J. Boskin Mgmt For For For 1.2 Elect Peter Mgmt For For For Brabeck-Letmathe 1.3 Elect Ursula M. Burns Mgmt For For For 1.4 Elect Larry R. Faulkner Mgmt For For For 1.5 Elect Jay S. Fishman Mgmt For For For 1.6 Elect Henrietta H. Fore Mgmt For For For 1.7 Elect Kenneth C. Frazier Mgmt For For For 1.8 Elect William W. George Mgmt For For For 1.9 Elect Samuel J. Mgmt For For For Palmisano 1.10 Elect Steven S. Mgmt For For For Reinemund 1.11 Elect Rex W. Tillerson Mgmt For For For 1.12 Elect William C. Weldon Mgmt For For For 1.13 Elect Edward E. Mgmt For For For Whitacre, Jr. 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman 5 Shareholder Proposal ShrHoldr Against For Against Regarding Majority Vote in the Election of Directors 6 Shareholder Proposal ShrHoldr Against Against For Regarding Multiple Board Service 7 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report 8 Shareholder Proposal ShrHoldr Against Against For Regarding Feasibility Study on Prohibition of Political Spending 9 Shareholder Proposal ShrHoldr Against For Against Regarding Adopting Sexual Orientation and Gender Identity Anti-Bias Policy 10 Shareholder Proposal ShrHoldr Against Against For Regarding Hydraulic Fracturing 11 Shareholder Proposal ShrHoldr Against Against For Regarding Reporting and Reducing Greenhouse Gas Emissions ________________________________________________________________________________ F5 Networks, Inc. Ticker Security ID: Meeting Date Meeting Status FFIV CUSIP 315616102 03/13/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Michael Dreyer Mgmt For For For 2 Elect Sandra Bergeron Mgmt For For For 3 Elect Deborah L. Bevier Mgmt For For For 4 Elect Alan J. Higginson Mgmt For For For 5 Elect John McAdam Mgmt For For For 6 Elect Stephen Smith Mgmt For For For 7 Ratification of Auditor Mgmt For For For 8 Advisory Vote on Mgmt For For For Executive Compensation 9 Repeal of Classified Mgmt For For For Board ________________________________________________________________________________ Fastenal Co. Ticker Security ID: Meeting Date Meeting Status FAST CUSIP 311900104 04/16/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Robert A. Kierlin Mgmt For For For 2 Elect Stephen M. Slaggie Mgmt For For For 3 Elect Michael M. Mgmt For For For Gostomski 4 Elect Willard D. Oberton Mgmt For For For 5 Elect Michael J. Dolan Mgmt For Against Against 6 Elect Reyne K. Wisecup Mgmt For For For 7 Elect Hugh L. Miller Mgmt For Against Against 8 Elect Michael J. Ancius Mgmt For For For 9 Elect Scott A. Satterlee Mgmt For Against Against 10 Elect Rita J. Heise Mgmt For For For 11 Elect Darren R. Jackson Mgmt For For For 12 Ratification of Auditor Mgmt For Against Against 13 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Fidelity National Information Services, Inc. Ticker Security ID: Meeting Date Meeting Status FIS CUSIP 31620M106 05/29/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Stephan A. James Mgmt For For For 2 Elect Frank R. Martire Mgmt For For For 3 Elect Gary A. Norcross Mgmt For For For 4 Elect James B. Stallings Mgmt For For For 5 Advisory Vote on Mgmt For Against Against Executive Compensation 6 Amendment to the 2008 Mgmt For For For Omnibus Incentive Plan 7 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Fifth Third Bancorp Ticker Security ID: Meeting Date Meeting Status FITB CUSIP 316773100 04/16/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Darryl F. Allen Mgmt For For For 2 Elect Evan Bayh Mgmt For For For 3 Elect Ulysses L. Mgmt For For For Bridgeman, Jr. 4 Elect Emerson L. Mgmt For For For Brumback 5 Elect James P. Hackett Mgmt For For For 6 Elect Gary R. Heminger Mgmt For For For 7 Elect Jewell D. Hoover Mgmt For For For 8 Elect William M. Isaac Mgmt For For For 9 Elect Kevin T. Kabat Mgmt For For For 10 Elect Mitchel D. Mgmt For For For Livingston 11 Elect Michael B. Mgmt For For For McCallister 12 Elect Hendrick G. Meijer Mgmt For For For 13 Elect John J. Schiff, Mgmt For For For Jr. 14 Elect Marsha C. Williams Mgmt For For For 15 Ratification of Auditor Mgmt For For For 16 Advisory Vote on Mgmt For For For Executive Compensation 17 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ First Horizon National Corp. Ticker Security ID: Meeting Date Meeting Status FHN CUSIP 320517105 05/02/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Robert B. Carter Mgmt For For For 2 Elect John C. Compton Mgmt For For For 3 Elect Mark A. Emkes Mgmt For For For 4 Elect Corydon J. Mgmt For For For Gilchrist 5 Elect Vicky B. Gregg Mgmt For For For 6 Elect D. Bryan Jordan Mgmt For For For 7 Elect R. Brad Martin Mgmt For For For 8 Elect Scott M. Niswonger Mgmt For For For 9 Elect Vicki R. Palmer Mgmt For For For 10 Elect Colin V. Reed Mgmt For For For 11 Elect Luke Yancy III Mgmt For Against Against 12 Advisory Vote on Mgmt For Against Against Executive Compensation 13 Ratification of Auditor Mgmt For Against Against ________________________________________________________________________________ First Solar Inc Ticker Security ID: Meeting Date Meeting Status FSLR CUSIP 336433107 05/22/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Michael J. Ahearn Mgmt For For For 1.2 Elect Richard D. Chapman Mgmt For For For 1.3 Elect George A. Hambro Mgmt For For For 1.4 Elect James A. Hughes Mgmt For For For 1.5 Elect Craig Kennedy Mgmt For For For 1.6 Elect James F. Nolan Mgmt For For For 1.7 Elect William J. Post Mgmt For For For 1.8 Elect J. Thomas Presby Mgmt For For For 1.9 Elect Paul H. Stebbins Mgmt For Withhold Against 1.10 Elect Michael T. Sweeney Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal ShrHoldr Against For Against Regarding Compensation in the Event of a Change in Control 4 Shareholder Proposal ShrHoldr Against For Against Regarding Majority Vote for Election of Directors ________________________________________________________________________________ Firstenergy Corp. Ticker Security ID: Meeting Date Meeting Status FE CUSIP 337932107 05/21/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Paul T. Addison Mgmt For For For 1.2 Elect Anthony J. Mgmt For For For Alexander 1.3 Elect Michael J. Mgmt For For For Anderson 1.4 Elect Carol A. Mgmt For For For Cartwright 1.5 Elect William T. Cottle Mgmt For For For 1.6 Elect Robert B. Mgmt For Withhold Against Heisler, Jr. 1.7 Elect Julia L. Johnson Mgmt For For For 1.8 Elect Ted J. Kleisner Mgmt For Withhold Against 1.9 Elect Donald T. Misheff Mgmt For For For 1.10 Elect Ernest J. Novak, Mgmt For For For Jr. 1.11 Elect Christopher D. Mgmt For Withhold Against Pappas 1.12 Elect Catherine A. Rein Mgmt For Withhold Against 1.13 Elect George M. Smart Mgmt For For For 1.14 Elect Wesley M. Taylor Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For Against Against Executive Compensation 4 Elimination of Mgmt For For For Supermajority Requirement 5 Shareholder Proposal ShrHoldr Against Against For Regarding Compensation Benchmarking 6 Shareholder Proposal ShrHoldr Against Against For Regarding Supplemental Executive Retirement Benefits 7 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares 8 Shareholder Proposal ShrHoldr Against For Against Regarding Majority Vote for Election of Directors 9 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent ________________________________________________________________________________ Fiserv, Inc. Ticker Security ID: Meeting Date Meeting Status FISV CUSIP 337738108 05/22/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Christopher M. Mgmt For For For Flink 1.2 Elect Dennis F. Lynch Mgmt For For For 1.3 Elect Kim M. Robak Mgmt For For For 1.4 Elect Doyle R. Simons Mgmt For For For 1.5 Elect Thomas C. Mgmt For For For Wertheimer 2 Amendment to the 2007 Mgmt For For For Omnibus Incentive Plan 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares Until Retirement ________________________________________________________________________________ Flir Systems, Inc. Ticker Security ID: Meeting Date Meeting Status FLIR CUSIP 302445101 04/26/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John D. Carter Mgmt For Against Against 2 Elect Michael T. Smith Mgmt For For For 3 Elect John W. Wood, Jr. Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Repeal of Classified Mgmt For For For Board 6 Adoption of Majority Mgmt For For For Vote for Election of Directors ________________________________________________________________________________ Flowserve Corp. Ticker Security ID: Meeting Date Meeting Status FLS CUSIP 34354P105 05/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Gayla J. Delly Mgmt For For For 1.2 Elect Rick J. Mills Mgmt For For For 1.3 Elect Charles M. Mgmt For For For Rampacek 1.4 Elect William C. Rusnack Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Increase of Authorized Mgmt For For For Common Stock 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent ________________________________________________________________________________ Fluor Corporation Ticker Security ID: Meeting Date Meeting Status FLR CUSIP 343412102 05/02/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Peter K. Barker Mgmt For For For 2 Elect Alan M. Bennett Mgmt For For For 3 Elect Rosemary T. Mgmt For For For Berkery 4 Elect James T. Hackett Mgmt For For For 5 Elect Kent Kresa Mgmt For For For 6 Elect Dean R. O'Hare Mgmt For Against Against 7 Elect Armando J. Olivera Mgmt For For For 8 Elect David T. Seaton Mgmt For For For 9 Elect Nader H. Sultan Mgmt For For For 10 Advisory Vote on Mgmt For Against Against Executive Compensation 11 Amendment to the 2008 Mgmt For For For Executive Performance Incentive Plan 12 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ FMC Corp. Ticker Security ID: Meeting Date Meeting Status FMCPRC CUSIP 302491303 04/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Pierre R. Brondeau Mgmt For For For 2 Elect Dirk A. Kempthorne Mgmt For For For 3 Elect Robert C. Pallash Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Repeal of Classified Mgmt For For For Board ________________________________________________________________________________ FMC Technologies Inc. Ticker Security ID: Meeting Date Meeting Status FTI CUSIP 30249U101 05/03/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Eleazar de Mgmt For For For Carvalho Filho 2 Elect Claire S. Farley Mgmt For For For 3 Elect Joseph H. Mgmt For For For Netherland 4 Ratification of Auditor Mgmt For Against Against 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Amendment to the Mgmt For For For Incentive Compensation and Stock Plan 7 Shareholder Proposal ShrHoldr Against For Against Regarding Compensation in the Event of a Change in Control ________________________________________________________________________________ Ford Motor Co. Ticker Security ID: Meeting Date Meeting Status FDMTP CUSIP 345370860 05/09/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Stephen G. Butler Mgmt For For For 2 Elect Kimberly A. Mgmt For For For Casiano 3 Elect Anthony F. Mgmt For Against Against Earley, Jr. 4 Elect Edsel B. Ford II Mgmt For Against Against 5 Elect William C. Ford, Mgmt For For For Jr. 6 Elect Richard A. Mgmt For For For Gephardt 7 Elect James H. Hance, Mgmt For For For Jr. 8 Elect William W. Helman Mgmt For For For IV 9 Elect Jon M. Huntsman, Mgmt For For For Jr. 10 Elect Richard A. Mgmt For Against Against Manoogian 11 Elect Ellen R. Marram Mgmt For For For 12 Elect Alan Mulally Mgmt For For For 13 Elect Homer A. Neal Mgmt For For For 14 Elect Gerald L. Shaheen Mgmt For For For 15 Elect John L. Thornton Mgmt For For For 16 Ratification of Auditor Mgmt For For For 17 Advisory Vote on Mgmt For Against Against Executive Compensation 18 Reapproval of the Mgmt For For For Annual Incentive Compensation Plan 19 Reapproval of the 2008 Mgmt For For For Long-Term Incentive Compensation Plan 20 Approval of the Tax Mgmt For For For Benefit Preservation Plan 21 Shareholder Proposal ShrHoldr Against For Against Regarding Recapitalization 22 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Call a Special Meeting ________________________________________________________________________________ Fossil Group Inc Ticker Security ID: Meeting Date Meeting Status FOSL CUSIP 349882100 05/22/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Elaine Agather Mgmt For For For 1.2 Elect Jeffrey N. Boyer Mgmt For For For 1.3 Elect Kosta N. Kartsotis Mgmt For For For 1.4 Elect Diane L. Neal Mgmt For For For 1.5 Elect Thomas M. Nealon Mgmt For For For 1.6 Elect Mark D. Quick Mgmt For For For 1.7 Elect Elysia H. Ragusa Mgmt For For For 1.8 Elect Jal S. Shroff Mgmt For For For 1.9 Elect James E. Skinner Mgmt For For For 1.10 Elect James M. Zimmerman Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For 4 Company Name Change Mgmt For For For 5 Shareholder Proposal ShrHoldr Against Against For Regarding Supply Chain Standards ________________________________________________________________________________ Franklin Resources, Inc. Ticker Security ID: Meeting Date Meeting Status BEN CUSIP 354613101 03/13/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Samuel H. Armacost Mgmt For For For 2 Elect Peter K. Barker Mgmt For For For 3 Elect Charles Crocker Mgmt For For For 4 Elect Charles B. Johnson Mgmt For For For 5 Elect Gregory E. Johnson Mgmt For For For 6 Elect Rupert H. Mgmt For For For Johnson, Jr. 7 Elect Mark C. Pigott Mgmt For For For 8 Elect Chutta Ratnathicam Mgmt For For For 9 Elect Laura Stein Mgmt For For For 10 Elect Anne M. Tatlock Mgmt For For For 11 Elect Geoffrey Y. Yang Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal ShrHoldr Against Against For Regarding Genocide-Free Investing ________________________________________________________________________________ Frontier Communications Corp Ticker Security ID: Meeting Date Meeting Status FTR CUSIP 35906A108 05/08/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Leroy T. Barnes, Mgmt For For For Jr. 1.2 Elect Peter C. B. Bynoe Mgmt For For For 1.3 Elect Jeri B. Finard Mgmt For For For 1.4 Elect Edward Fraioli Mgmt For For For 1.5 Elect James S. Kahan Mgmt For For For 1.6 Elect Pamela D.A. Reeve Mgmt For For For 1.7 Elect Howard L. Schrott Mgmt For For For 1.8 Elect Larraine D. Segil Mgmt For For For 1.9 Elect Mark S. Shapiro Mgmt For For For 1.10 Elect Myron A. Wick, III Mgmt For For For 1.11 Elect Mary Agnes Mgmt For For For Wilderotter 2 Advisory Vote on Mgmt For For For Executive Compensation 3 2013 Bonus Plan Mgmt For For For 4 2013 Equity Incentive Mgmt For For For Plan 5 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman 6 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Gamestop Corporation Ticker Security ID: Meeting Date Meeting Status GME CUSIP 36467W109 06/25/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Jerome L. Davis Mgmt For For For 2 Elect R. Richard Mgmt For For For Fontaine 3 Elect Steven R. Koonin Mgmt For For For 4 Elect Stephanie M. Shern Mgmt For For For 5 Advisory Vote on Mgmt For Against Against Executive Compensation 6 Repeal of Classified Mgmt For For For Board 7 Amendment to the 2011 Mgmt For For For Incentive Plan ________________________________________________________________________________ Gannett Co., Inc. Ticker Security ID: Meeting Date Meeting Status GCI CUSIP 364730101 05/07/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John E. Cody Mgmt For For For 2 Elect Howard D Elias Mgmt For For For 3 Elect John J. Louis Mgmt For For For 4 Elect Marjorie Magner Mgmt For For For 5 Elect Gracia C. Martore Mgmt For For For 6 Elect Scott K McCune Mgmt For For For 7 Elect Duncan M. Mgmt For For For McFarland 8 Elect Susan Ness Mgmt For For For 9 Elect Neal Shapiro Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Shareholder Proposal ShrHoldr Against For Against Regarding Compensation in the Event of a Change in Control ________________________________________________________________________________ Gap, Inc. Ticker Security ID: Meeting Date Meeting Status GPS CUSIP 364760108 05/21/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Adrian D.P. Mgmt For For For Bellamy 2 Elect Domenico De Sole Mgmt For For For 3 Elect Robert J. Fisher Mgmt For For For 4 Elect William S. Fisher Mgmt For For For 5 Elect Isabella D. Goren Mgmt For For For 6 Elect Bob L. Martin Mgmt For For For 7 Elect Jorge P. Montoya Mgmt For For For 8 Elect Glenn K. Murphy Mgmt For For For 9 Elect Mayo A. Shattuck Mgmt For For For III 10 Elect Katherine Tsang Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Garmin Ltd Ticker Security ID: Meeting Date Meeting Status GRMN CUSIP H2906T109 06/07/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Joseph J. Hartnett Mgmt For For For 2 Elect Thomas P. Mgmt For For For Poberezny 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Allocation of Mgmt For For For Profits/Dividends 6 Indemnification of Mgmt For For For Directors and Officers 7 Amendment to the 2005 Mgmt For For For Equity Incentive Plan 8 Ratification of Auditor Mgmt For For For 9 Advisory Vote on Mgmt For For For Executive Compensation 10 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ General Dynamics Corp. Ticker Security ID: Meeting Date Meeting Status GD CUSIP 369550108 05/01/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Mary Barra Mgmt For For For 2 Elect Nicholas Chabraja Mgmt For For For 3 Elect James Crown Mgmt For Against Against 4 Elect William Fricks Mgmt For For For 5 Elect Paul Kaminski Mgmt For For For 6 Elect John Keane Mgmt For For For 7 Elect Lester Lyles Mgmt For For For 8 Elect Phebe Novakovic Mgmt For For For 9 Elect William Osborn Mgmt For For For 10 Elect Sir Robert Mgmt For For For Walmsley 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For Against Against Executive Compensation 13 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Political Spending 14 Shareholder Proposal ShrHoldr Against Against For Regarding Review of Human Rights Policies ________________________________________________________________________________ General Electric Co. Ticker Security ID: Meeting Date Meeting Status GE CUSIP 369604103 04/24/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect W. Geoffrey Mgmt For For For Beattie 2 Elect John J. Brennan Mgmt For For For 3 Elect James I. Cash, Jr. Mgmt For For For 4 Elect Francisco D'Souza Mgmt For For For 5 Elect Marijn E. Dekkers Mgmt For For For 6 Elect Ann M. Fudge Mgmt For For For 7 Elect Susan Hockfield Mgmt For For For 8 Elect Jeffrey R. Immelt Mgmt For For For 9 Elect Andrea Jung Mgmt For For For 10 Elect Robert W. Lane Mgmt For For For 11 Elect Ralph S. Larsen Mgmt For For For 12 Elect Rochelle B. Mgmt For Against Against Lazarus 13 Elect James J. Mulva Mgmt For For For 14 Elect Mary L. Schapiro Mgmt For For For 15 Elect Robert J. Mgmt For For For Swieringa 16 Elect James S. Tisch Mgmt For For For 17 Elect Douglas A. Warner Mgmt For For For III 18 Advisory Vote on Mgmt For For For Executive Compensation 19 Ratification of Auditor Mgmt For For For 20 Shareholder Proposal ShrHoldr Against Against For Regarding Cessation of All Stock Options and Bonuses 21 Shareholder Proposal ShrHoldr Against Against For Regarding Term Limits 22 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman 23 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent 24 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares Until Retirement 25 Shareholder Proposal ShrHoldr Against Against For Regarding Double Board Nominees ________________________________________________________________________________ Genuine Parts Co. Ticker Security ID: Meeting Date Meeting Status GPC CUSIP 372460105 04/22/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Mary B. Bullock Mgmt For For For 1.2 Elect Paul D. Donahue Mgmt For For For 1.3 Elect Jean Douville Mgmt For For For 1.4 Elect Thomas C. Mgmt For For For Gallagher 1.5 Elect George C. Guynn Mgmt For For For 1.6 Elect John R. Holder Mgmt For For For 1.7 Elect John D. Johns Mgmt For For For 1.8 Elect Michael M.E. Johns Mgmt For For For 1.9 Elect Robert C. Mgmt For For For Loudermilk, Jr. 1.10 Elect Wendy B. Needham Mgmt For For For 1.11 Elect Jerry W. Nix Mgmt For For For 1.12 Elect Gary W. Rollins Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Genworth Financial Inc Ticker Security ID: Meeting Date Meeting Status GNW CUSIP 37247D106 05/15/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect William H. Mgmt For For For Bolinder 2 Elect G. Kent Conrad Mgmt For For For 3 Elect Nancy J. Karch Mgmt For For For 4 Elect Thomas J. Mgmt For For For McInerney 5 Elect Christine B. Mead Mgmt For For For 6 Elect David M. Moffett Mgmt For For For 7 Elect Thomas E. Moloney Mgmt For For For 8 Elect James A. Parke Mgmt For For For 9 Elect James S. Riepe Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Gilead Sciences, Inc. Ticker Security ID: Meeting Date Meeting Status GILD CUSIP 375558103 05/08/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John F. Cogan Mgmt For For For 1.2 Elect Etienne F. Mgmt For For For Davignon 1.3 Elect Carla A. Hills Mgmt For For For 1.4 Elect Kevin E. Lofton Mgmt For For For 1.5 Elect John W. Madigan Mgmt For For For 1.6 Elect John C. Martin Mgmt For For For 1.7 Elect Nicholas G. Moore Mgmt For For For 1.8 Elect Richard J. Whitley Mgmt For For For 1.9 Elect Gayle E. Wilson Mgmt For Withhold Against 1.10 Elect Per Wold-Olsen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2004 Mgmt For For For Equity Incentive Plan 4 Increase of Authorized Mgmt For For For Common Shares 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman 7 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent ________________________________________________________________________________ Goldman Sachs Group, Inc. Ticker Security ID: Meeting Date Meeting Status GS CUSIP 38141G104 05/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Lloyd C. Blankfein Mgmt For For For 2 Elect M. Michele Burns Mgmt For For For 3 Elect Gary D. Cohn Mgmt For For For 4 Elect Claes Dahlback Mgmt For For For 5 Elect William W. George Mgmt For For For 6 Elect James A. Johnson Mgmt For Against Against 7 Elect Lakshmi N. Mittal Mgmt For For For 8 Elect Adebayo O. Mgmt For For For Ogunlesi 9 Elect James J. Schiro Mgmt For For For 10 Elect Debra L. Spar Mgmt For For For 11 Elect Mark E. Tucker Mgmt For For For 12 Elect David A. Viniar Mgmt For For For 13 Advisory Vote on Mgmt For Against Against Executive Compensation 14 2013 Stock Incentive Mgmt For For For Plan 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal ShrHoldr Against Against For Regarding Formation of Human Rights Committee 17 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report 18 Shareholder Proposal ShrHoldr Against Against For Regarding Proxy Access 19 Shareholder Proposal ShrHoldr Against Against For Regarding Sale of the Company ________________________________________________________________________________ Goodyear Tire & Rubber Co. Ticker Security ID: Meeting Date Meeting Status GT CUSIP 382550101 04/15/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect William J. Conaty Mgmt For For For 2 Elect James A. Firestone Mgmt For For For 3 Elect Werner Geissler Mgmt For For For 4 Elect Peter S. Hellman Mgmt For For For 5 Elect Richard J. Kramer Mgmt For For For 6 Elect W. Alan McCollough Mgmt For For For 7 Elect John E. McGlade Mgmt For For For 8 Elect Roderick A. Mgmt For For For Palmore 9 Elect Shirley D. Mgmt For For For Peterson 10 Elect Stephanie A. Mgmt For For For Streeter 11 Elect Thomas H. Mgmt For Against Against Weidemeyer 12 Elect Michael R. Wessel Mgmt For For For 13 Advisory Vote on Mgmt For Against Against Executive Compensation 14 2013 Performance Plan Mgmt For For For 15 Amendment to Code of Mgmt For For For Regulations Regarding Removal of Directors 16 Elimination of Mgmt For For For Supermajority Requirement 17 Elimination of Mgmt For For For Cumulative Voting 18 Amendment to Code of Mgmt For For For Regulations Regarding Special Meetings 19 Opting Out of the Ohio Mgmt For For For Control Share Acquisition Law 20 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Google Inc Ticker Security ID: Meeting Date Meeting Status GOOG CUSIP 38259P508 06/06/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Larry Page Mgmt For For For 1.2 Elect Sergey Brin Mgmt For For For 1.3 Elect Eric E. Schmidt Mgmt For For For 1.4 Elect L. John Doerr Mgmt For For For 1.5 Elect Diane B. Greene Mgmt For For For 1.6 Elect John L. Hennessy Mgmt For Withhold Against 1.7 Elect Ann Mather Mgmt For For For 1.8 Elect Paul S. Otellini Mgmt For For For 1.9 Elect K. Ram Shriram Mgmt For For For 1.10 Elect Shirley M. Mgmt For For For Tilghman 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal ShrHoldr Against Against For Regarding Lead Batteries 4 Shareholder Proposal ShrHoldr Against For Against Regarding Recapitalization 5 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares Until Retirement 6 Shareholder Proposal ShrHoldr Against For Against Regarding CEO Succession Planning ________________________________________________________________________________ H.J. Heinz Co. Ticker Security ID: Meeting Date Meeting Status HNZ CUSIP 423074103 04/30/2013 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger/Acquisition Mgmt For For For 2 Right to Adjourn Meeting Mgmt For Against Against 3 Advisory Vote on Golden Mgmt For For For Parachutes ________________________________________________________________________________ Halliburton Co. Ticker Security ID: Meeting Date Meeting Status HAL CUSIP 406216101 05/15/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Alan M. Bennett Mgmt For For For 2 Elect James Boyd Mgmt For For For 3 Elect Milton Carroll Mgmt For For For 4 Elect Nance Dicciani Mgmt For For For 5 Elect Murry Gerber Mgmt For For For 6 Elect Jose Grubisich Mgmt For For For 7 Elect Abdallah Jum'ah Mgmt For For For 8 Elect David Lesar Mgmt For For For 9 Elect Robert Malone Mgmt For For For 10 Elect Landis Martin Mgmt For Against Against 11 Elect Debra Reed Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Amendment to Company Mgmt For For For Stock and Incentive Plan 15 Shareholder Proposal ShrHoldr Against Against For Regarding Review of Human Rights Policies ________________________________________________________________________________ Harley-Davidson, Inc. Ticker Security ID: Meeting Date Meeting Status HOG CUSIP 412822108 04/27/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Barry K. Allen Mgmt For For For 1.2 Elect R. John Anderson Mgmt For For For 1.3 Elect Richard I. Beattie Mgmt For For For 1.4 Elect Martha F. Brooks Mgmt For For For 1.5 Elect Michael J. Cave Mgmt For For For 1.6 Elect George H. Conrades Mgmt For For For 1.7 Elect Donald A. James Mgmt For Withhold Against 1.8 Elect Sara Levinson Mgmt For For For 1.9 Elect N. Thomas Mgmt For For For Linebarger 1.10 Elect George L. Miles, Mgmt For Withhold Against Jr. 1.11 Elect James A. Norling Mgmt For For For 1.12 Elect Keith E. Wandell Mgmt For For For 1.13 Elect Jochen Zeitz Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For Against Against ________________________________________________________________________________ Hartford Financial Services Group Inc. Ticker Security ID: Meeting Date Meeting Status HIG CUSIP 416515104 05/15/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Robert B. Mgmt For For For Allardice III 2 Elect Trevor Fetter Mgmt For For For 3 Elect Paul G. Kirk, Jr. Mgmt For Against Against 4 Elect Liam E. McGee Mgmt For For For 5 Elect Kathryn A. Mikells Mgmt For For For 6 Elect Michael G. Morris Mgmt For For For 7 Elect Thomas A. Renyi Mgmt For For For 8 Elect Charles B. Strauss Mgmt For For For 9 Elect H. Patrick Swygert Mgmt For Against Against 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For Against Against Executive Compensation ________________________________________________________________________________ Hasbro, Inc. Ticker Security ID: Meeting Date Meeting Status HAS CUSIP 418056107 05/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Basil L. Anderson Mgmt For For For 1.2 Elect Alan R. Batkin Mgmt For For For 1.3 Elect Frank J. Biondi, Mgmt For For For Jr. 1.4 Elect Kenneth A. Bronfin Mgmt For For For 1.5 Elect John M. Connors, Mgmt For For For Jr. 1.6 Elect Michael W.O. Mgmt For For For Garrett 1.7 Elect Lisa Gersh Mgmt For For For 1.8 Elect Brian D. Goldner Mgmt For For For 1.9 Elect Jack M. Greenberg Mgmt For For For 1.10 Elect Alan Hassenfeld Mgmt For For For 1.11 Elect Tracy A. Leinbach Mgmt For For For 1.12 Elect Edward M. Philip Mgmt For For For 1.13 Elect Alfred J. Mgmt For For For Verrecchia 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Amendment to the 2003 Mgmt For For For Stock Incentive Performance Plan 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal ShrHoldr Against Against For Regarding Supplier Sustainability Report ________________________________________________________________________________ HCP Inc Ticker Security ID: Meeting Date Meeting Status HCP CUSIP 40414L109 04/25/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect James F. Flaherty Mgmt For For For III 2 Elect Christine N. Mgmt For For For Garvey 3 Elect David B. Henry Mgmt For For For 4 Elect Lauralee E. Martin Mgmt For For For 5 Elect Michael D. McKee Mgmt For For For 6 Elect Peter L. Rhein Mgmt For For For 7 Elect Kenneth B. Roath Mgmt For For For 8 Elect Joseph P. Sullivan Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Health Care Reit, Inc. Ticker Security ID: Meeting Date Meeting Status HCN CUSIP 42217K106 05/02/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect William C. Mgmt For For For Ballard, Jr. 2 Elect George L. Chapman Mgmt For For For 3 Elect Thomas J. DeRosa Mgmt For For For 4 Elect Jeffrey H. Donahue Mgmt For For For 5 Elect Peter J. Grua Mgmt For For For 6 Elect Fred S. Klipsch Mgmt For For For 7 Elect Sharon M. Oster Mgmt For For For 8 Elect Jeffrey R. Otten Mgmt For For For 9 Elect Judith C. Pelham Mgmt For For For 10 Elect R. Scott Trumbull Mgmt For For For 11 Advisory Vote on Mgmt For Against Against Executive Compensation 12 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Helmerich & Payne, Inc. Ticker Security ID: Meeting Date Meeting Status HP CUSIP 423452101 03/06/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Hans Helmerich Mgmt For For For 1.2 Elect John W. Lindsay Mgmt For For For 1.3 Elect Paula Marshall Mgmt For For For 1.4 Elect Randy A. Foutch Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Shareholder Proposal ShrHoldr N/A For N/A Regarding Majority Vote for Election of Directors ________________________________________________________________________________ Hershey Company Ticker Security ID: Meeting Date Meeting Status HSY CUSIP 427866108 04/30/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Pamela M. Arway Mgmt For For For 1.2 Elect John P. Bilbrey Mgmt For For For 1.3 Elect Robert F. Mgmt For For For Cavanaugh 1.4 Elect Charles A. Davis Mgmt For For For 1.5 Elect Robert M. Malcolm Mgmt For For For 1.6 Elect James M. Mead Mgmt For Withhold Against 1.7 Elect James E. Nevels Mgmt For Withhold Against 1.8 Elect Anthony J. Palmer Mgmt For For For 1.9 Elect Thomas J. Ridge Mgmt For For For 1.10 Elect David L. Shedlarz Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Hess Corporation Ticker Security ID: Meeting Date Meeting Status HES CUSIP 42809H107 05/16/2013 Take No Action Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John Krenicki, Jr. Mgmt For TNA N/A 1.2 Elect Kevin Meyers Mgmt For TNA N/A 1.3 Elect Frederic Reynolds Mgmt For TNA N/A 1.4 Elect William Schrader Mgmt For TNA N/A 1.5 Elect Mark Williams Mgmt For TNA N/A 2 Ratification of Auditor Mgmt For TNA N/A 3 Advisory Vote on Mgmt For TNA N/A Executive Compensation 4 Repeal of Classified Mgmt For TNA N/A Board 5 Shareholder Proposal ShrHoldr Against TNA N/A Regarding Independent Board Chairman 6 Shareholder Proposal ShrHoldr Against TNA N/A Regarding Simple Majority Vote 7 Shareholder Proposal ShrHoldr Against TNA N/A Regarding Report on Political Spending 8 Shareholder Proposal ShrHoldr Against TNA N/A Regarding Bylaw Amendments ________________________________________________________________________________ Hess Corporation Ticker Security ID: Meeting Date Meeting Status HES CUSIP 42809H107 05/16/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Rodney Chase Mgmt N/A For N/A 1.2 Elect Harvey Golub Mgmt N/A For N/A 1.3 Elect Karl Kurz Mgmt N/A For N/A 1.4 Elect David McManus Mgmt N/A For N/A 1.5 Elect Marshall Smith Mgmt N/A For N/A 2 Ratification of Auditor Mgmt N/A For N/A 3 Advisory Vote on Mgmt N/A For N/A Executive Compensation 4 Repeal of Classified Mgmt N/A For N/A Board 5 Shareholder Proposal ShrHoldr N/A Against N/A Regarding Independent Board Chairman 6 Shareholder Proposal ShrHoldr N/A For N/A Regarding Simple Majority Vote 7 Shareholder Proposal ShrHoldr N/A For N/A Regarding Report on Political Spending 8 Shareholder Proposal ShrHoldr N/A For N/A Regarding Bylaw Amendments ________________________________________________________________________________ Hewlett-Packard Co. (de) Ticker Security ID: Meeting Date Meeting Status HPQ CUSIP 428236103 03/20/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Marc Andreessen Mgmt For Against Against 2 Elect Shumeet Banerji Mgmt For For For 3 Elect Rajiv Gupta Mgmt For Against Against 4 Elect John Hammergren Mgmt For Against Against 5 Elect Raymond. Lane Mgmt For For For 6 Elect Ann Livermore Mgmt For For For 7 Elect Gary Reiner Mgmt For For For 8 Elect Patricia Russo Mgmt For For For 9 Elect G. Kennedy Mgmt For Against Against Thompson 10 Elect Margaret Whitman Mgmt For For For 11 Elect Ralph Whitworth Mgmt For For For 12 Ratification of Auditor Mgmt For Against Against 13 Advisory Vote on Mgmt For Against Against Executive Compensation 14 Amendment to Bylaws to Mgmt For For For Permit Shareholder Proxy Access 15 Amendment to the 2004 Mgmt For For For Stock Incentive Plan 16 Shareholder Proposal ShrHoldr Against Against For Regarding Formation of a Human Rights Committee 17 Shareholder Proposal ShrHoldr Against Against For Regarding Review of Human Rights 18 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares Until Retirement ________________________________________________________________________________ Home Depot, Inc. Ticker Security ID: Meeting Date Meeting Status HD CUSIP 437076102 05/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect F. Duane Ackerman Mgmt For For For 2 Elect Francis S. Blake Mgmt For For For 3 Elect Ari Bousbib Mgmt For For For 4 Elect Gregory D. Mgmt For For For Brenneman 5 Elect J. Frank Brown Mgmt For For For 6 Elect Albert P. Carey Mgmt For For For 7 Elect Armando M. Codina Mgmt For Against Against 8 Elect Bonnie G. Hill Mgmt For For For 9 Elect Karen Katen Mgmt For For For 10 Elect Mark Vadon Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Approval of the Mgmt For For For Material Terms under the Management Incentive Plan 14 Amendment to the 2005 Mgmt For For For Omnibus Stock Incentive Plan 15 SHAREHOLDER PROPOSAL ShrHoldr Against Against For REGARDING EMPLOYMENT DIVERSITY REPORT 16 SHAREHOLDER PROPOSAL ShrHoldr Against Against For REGARDING STORMWATER MANAGEMENT POLICY ________________________________________________________________________________ Honeywell International, Inc. Ticker Security ID: Meeting Date Meeting Status HON CUSIP 438516106 04/22/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Gordon M. Bethune Mgmt For For For 2 Elect Kevin Burke Mgmt For For For 3 Elect Jaime Chico Pardo Mgmt For For For 4 Elect David M. Cote Mgmt For For For 5 Elect D. Scott Davis Mgmt For For For 6 Elect Linnet F. Deily Mgmt For Against Against 7 Elect Judd Gregg Mgmt For For For 8 Elect Lord Clive Hollick Mgmt For For For 9 Elect Grace D. Lieblein Mgmt For For For 10 Elect George Paz Mgmt For For For 11 Elect Bradley T. Sheares Mgmt For For For 12 Elect Robin L. Mgmt For For For Washington 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman 16 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent 17 Shareholder Proposal ShrHoldr Against For Against Regarding Compensation in the Event of a Change in Control ________________________________________________________________________________ Hospira Inc Ticker Security ID: Meeting Date Meeting Status HSP CUSIP 441060100 05/08/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Connie R. Curran Mgmt For For For 2 Elect William G. Dempsey Mgmt For For For 3 Elect Dennis M. Fenton Mgmt For For For 4 Elect Heino von Mgmt For For For Prondzynski 5 Elect Mark F. Wheeler Mgmt For For For 6 Advisory Vote on Mgmt For Against Against Executive Compensation 7 Ratification of Auditor Mgmt For For For 8 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent ________________________________________________________________________________ Host Hotels & Resorts Inc Ticker Security ID: Meeting Date Meeting Status HST CUSIP 44107P104 05/16/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Sheila C. Bair Mgmt For For For 2 Elect Robert M. Baylis Mgmt For For For 3 Elect Terence C. Golden Mgmt For For For 4 Elect Ann McLaughlin Mgmt For For For Korologos 5 Elect Richard E. Mgmt For For For Marriott 6 Elect John B. Morse, Jr. Mgmt For For For 7 Elect Walt Rakowich Mgmt For For For 8 Elect Gordon H. Smith Mgmt For For For 9 Elect W. Edward Walter Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Hudson City Bancorp, Inc. Ticker Security ID: Meeting Date Meeting Status HCBK CUSIP 443683107 04/18/2013 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger Mgmt For For For 2 Advisory Vote on Golden Mgmt For For For Parachutes 3 Right to Adjourn Meeting Mgmt For Against Against ________________________________________________________________________________ Humana Inc. Ticker Security ID: Meeting Date Meeting Status HUM CUSIP 444859102 04/25/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Bruce D. Broussard Mgmt For For For 2 Elect Frank A. D'Amelio Mgmt For For For 3 Elect W. Roy Dunbar Mgmt For For For 4 Elect Kurt Hilzinger Mgmt For For For 5 Elect David Jones Jr. Mgmt For For For 6 Elect Michael Mgmt For For For McCallister 7 Elect William McDonald Mgmt For For For 8 Elect William Mitchell Mgmt For For For 9 Elect David Nash Mgmt For For For 10 Elect James O'Brien Mgmt For For For 11 Elect Marissa Peterson Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Shareholder Proposal ShrHoldr Against Against For Regarding Political Contributions and Expenditures Report ________________________________________________________________________________ Huntington Bancshares, Inc. Ticker Security ID: Meeting Date Meeting Status HBAN CUSIP 446150104 04/18/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Don Casto III Mgmt For For For 1.2 Elect Ann Crane Mgmt For For For 1.3 Elect Steven Elliott Mgmt For For For 1.4 Elect Michael Endres Mgmt For For For 1.5 Elect John Gerlach, Jr. Mgmt For For For 1.6 Elect Peter Kight Mgmt For For For 1.7 Elect Jonathan Levy Mgmt For For For 1.8 Elect Richard Neu Mgmt For For For 1.9 Elect David Porteous Mgmt For For For 1.10 Elect Kathleen Ransier Mgmt For For For 1.11 Elect Stephen Steinour Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Illinois Tool Works, Inc. Ticker Security ID: Meeting Date Meeting Status ITW CUSIP 452308109 05/03/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Daniel J. Brutto Mgmt For For For 2 Elect Susan Crown Mgmt For For For 3 Elect Don H. Davis, Jr. Mgmt For For For 4 Elect James W. Griffith Mgmt For For For 5 Elect Robert C. Mgmt For For For McCormack 6 Elect Robert S. Morrison Mgmt For For For 7 Elect E. Scott Santi Mgmt For For For 8 Elect James A. Skinner Mgmt For For For 9 Elect David B. Smith, Mgmt For For For Jr. 10 Elect Pamela B. Strobel Mgmt For For For 11 Elect Kevin M. Warren Mgmt For For For 12 Elect Anre D. Williams Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Shareholder Proposal ShrHoldr Against For Against Regarding Simple Majority Vote ________________________________________________________________________________ Ingersoll-Rand Plc Ticker Security ID: Meeting Date Meeting Status IR CUSIP G47791101 06/06/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Ann C. Berzin Mgmt For For For 2 Elect John G. Bruton Mgmt For For For 3 Elect Jared L. Cohon Mgmt For For For 4 Elect Gary D. Forsee Mgmt For For For 5 Elect Edward E. Mgmt For For For Hagenlocker 6 Elect Constance J. Mgmt For For For Horner 7 Elect Michael Lamach Mgmt For For For 8 Elect Theodore E. Martin Mgmt For For For 9 Elect Nelson Peltz Mgmt For For For 10 Elect John P. Surma Mgmt For For For 11 Elect Richard J. Swift Mgmt For For For 12 Elect Tony L. White Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Appointment of Auditor Mgmt For For For and Authority to Set Fees 15 Approval of the Mgmt For For For Incentive Stock Plan of 2013 16 Amendment to Allow the Mgmt For For For Board to Declare Non-Cash Dividends 17 Capital Reduction and Mgmt For For For Creation of Distributable Reserves 18 Expand Authority to Mgmt For For For Execute Instruments of Transfer 19 Provide Escheatment in Mgmt For For For Accordance with US Laws ________________________________________________________________________________ Integrys Energy Group Inc Ticker Security ID: Meeting Date Meeting Status TEG CUSIP 45822P105 05/16/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect William J. Brodsky Mgmt For For For 1.2 Elect Albert J. Budney, Mgmt For For For Jr. 1.3 Elect Ellen Carnahan Mgmt For For For 1.4 Elect Michelle L. Mgmt For For For Collins 1.5 Elect Kathryn M. Mgmt For For For Hasselblad-Pascale 1.6 Elect John W. Higgins Mgmt For For For 1.7 Elect Paul W. Jones Mgmt For For For 1.8 Elect Holly K. Koeppel Mgmt For For For 1.9 Elect Michael E. Lavin Mgmt For For For 1.10 Elect William F. Protz, Mgmt For For For Jr. 1.11 Elect Charles A. Schrock Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Intel Corp. Ticker Security ID: Meeting Date Meeting Status INTC CUSIP 458140100 05/16/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Charlene Mgmt For Against Against Barshefsky 2 Elect Andy D. Bryant Mgmt For For For 3 Elect Susan L. Decker Mgmt For For For 4 Elect John J. Donahoe Mgmt For For For 5 Elect Reed E. Hundt Mgmt For For For 6 Elect James D. Plummer Mgmt For For For 7 Elect David S. Pottruck Mgmt For For For 8 Elect Frank D. Yeary Mgmt For For For 9 Elect David B. Yoffie Mgmt For Against Against 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Amendment to the 2006 Mgmt For For For Equity Incentive Plan 13 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares Until Retirement ________________________________________________________________________________ InterContinental Exchange Inc Ticker Security ID: Meeting Date Meeting Status ICE CUSIP 45865V100 05/17/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Charles R. Crisp Mgmt For For For 2 Elect Jean-Marc Forneri Mgmt For For For 3 Elect Judd A. Gregg Mgmt For For For 4 Elect Fred W. Hatfield Mgmt For For For 5 Elect Terrence F. Mgmt For For For Martell 6 Elect Callum McCarthy Mgmt For For For 7 Elect Robert Reid Mgmt For For For 8 Elect Frederic V. Mgmt For Against Against Salerno 9 Elect Jeffrey C. Mgmt For For For Sprecher 10 Elect Judith A. Sprieser Mgmt For For For 11 Elect Vincent Tese Mgmt For Against Against 12 Advisory Vote on Mgmt For For For Executive Compensation 13 2013 Omnibus Employee Mgmt For For For Incentive Plan 14 2013 Non-Employee Mgmt For For For Director Incentive Plan 15 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ InterContinental Exchange Inc Ticker Security ID: Meeting Date Meeting Status ICE CUSIP 45865V100 06/03/2013 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Acquisition Mgmt For For For 2 Amount and Classes of Mgmt For For For Authorized Stock 3 Limitations on Mgmt For For For Ownership and Voting of the Company's Stock 4 Disqualification of Mgmt For For For Officers and Directors and Certain Powers of the Board 5 Considerations of the Mgmt For For For Board 6 Amendments to the Mgmt For For For Certificate of Incorporation 7 Right to Adjourn Meeting Mgmt For Against Against ________________________________________________________________________________ International Business Machines Corp. Ticker Security ID: Meeting Date Meeting Status IBM CUSIP 459200101 04/30/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Alain J. P. Belda Mgmt For Against Against 2 Elect William R. Brody Mgmt For For For 3 Elect Kenneth I. Mgmt For For For Chenault 4 Elect Michael L. Eskew Mgmt For Against Against 5 Elect David N. Farr Mgmt For For For 6 Elect Shirley A. Jackson Mgmt For For For 7 Elect Andrew N. Liveris Mgmt For Against Against 8 Elect W. James Mgmt For For For McNerney, Jr. 9 Elect James W. Owens Mgmt For For For 10 Elect Virginia M. Mgmt For For For Rometty 11 Elect Joan E. Spero Mgmt For For For 12 Elect Sidney Taurel Mgmt For For For 13 Elect Lorenzo H Zambrano Mgmt For Against Against 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report 17 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent 18 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman 19 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares Until Retirement ________________________________________________________________________________ International Flavors & Fragrances Inc. Ticker Security ID: Meeting Date Meeting Status IFF CUSIP 459506101 04/30/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Marcello V. Mgmt For For For Bottoli 2 Elect Linda B. Buck Mgmt For For For 3 Elect J. Michael Cook Mgmt For For For 4 Elect Roger W. Mgmt For For For Ferguson, Jr. 5 Elect Andreas Fibig Mgmt For For For 6 Elect Christina A. Gold Mgmt For For For 7 Elect Alexandra A. Mgmt For For For Herzan 8 Elect Henry W. Howell, Mgmt For For For Jr. 9 Elect Katherine M. Mgmt For For For Hudson 10 Elect Arthur C. Martinez Mgmt For For For 11 Elect Dale Morrison Mgmt For For For 12 Elect Douglas D. Tough Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ International Game Technology Ticker Security ID: Meeting Date Meeting Status IGT CUSIP 459902102 03/05/2013 Take No Action Meeting Type Country of Trade ProxyContest United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Paget Alves Mgmt For TNA N/A 1.2 Elect Janice Chaffin Mgmt For TNA N/A 1.3 Elect Greg Creed Mgmt For TNA N/A 1.4 Elect Patti Hart Mgmt For TNA N/A 1.5 Elect Robert Miller Mgmt For TNA N/A 1.6 Elect David Roberson Mgmt For TNA N/A 1.7 Elect Vincent Sadusky Mgmt For TNA N/A 1.8 Elect Philip Satre Mgmt For TNA N/A 2 Amendment to the 2002 Mgmt For TNA N/A Stock Incentive Plan 3 Advisory Vote on Mgmt For TNA N/A Executive Compensation 4 Ratification of Auditor Mgmt For TNA N/A ________________________________________________________________________________ International Game Technology Ticker Security ID: Meeting Date Meeting Status IGT CUSIP 459902102 03/05/2013 Voted Meeting Type Country of Trade ProxyContest United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Dissident Nominee Mgmt N/A Withhold N/A Raymond Brooks 1.2 Elect Dissident Nominee Mgmt N/A Withhold N/A Charles Mathewson 1.3 Elect Dissident Nominee Mgmt N/A For N/A Daniel Silvers 1.4 Elect Management Mgmt N/A For N/A Nominee Janice Chaffin 1.5 Elect Management Mgmt N/A For N/A Nominee Greg Creed 1.6 Elect Management Mgmt N/A For N/A Nominee Patti Hart 1.7 Elect Management Mgmt N/A For N/A Nominee Robert Miller 1.8 Elect Management Mgmt N/A For N/A Nominee Philip Satre 2 Amendment to the 2002 Mgmt N/A For N/A Stock Incentive Plan 3 Advisory Vote on Mgmt N/A For N/A Executive Compensation 4 Ratification of Auditor Mgmt N/A For N/A ________________________________________________________________________________ International Paper Co. Ticker Security ID: Meeting Date Meeting Status IP CUSIP 460146103 05/13/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect David J. Bronczek Mgmt For For For 2 Elect Ahmet C. Dorduncu Mgmt For For For 3 Elect John V. Faraci Mgmt For For For 4 Elect Ilene S. Gordon Mgmt For For For 5 Elect Stacey J. Mobley Mgmt For For For 6 Elect Joan E. Spero Mgmt For For For 7 Elect John L. Townsend, Mgmt For For For III 8 Elect John F. Turner Mgmt For For For 9 Elect William G. Walter Mgmt For For For 10 Elect J. Steven Whisler Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Right to Act by Written Mgmt For For For Consent 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Shareholder Proposal ShrHoldr Against Against For Regarding Compensation in the Event of a Change in Control ________________________________________________________________________________ Interpublic Group Of Cos., Inc. Ticker Security ID: Meeting Date Meeting Status IPG CUSIP 460690100 05/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Jocelyn E. Mgmt For For For Carter-Miller 2 Elect Jill M. Considine Mgmt For For For 3 Elect Richard A. Mgmt For For For Goldstein 4 Elect Mary J. Steele Mgmt For For For Guilfoile 5 Elect H. John Greeniaus Mgmt For For For 6 Elect Dawn E. Hudson Mgmt For For For 7 Elect William T. Kerr Mgmt For For For 8 Elect Michael I. Roth Mgmt For For For 9 Elect David M. Thomas Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Shareholder Proposal ShrHoldr Against Against For Regarding Employment Diversity Report 13 Shareholder Proposal ShrHoldr Against For Against Regarding Compensation in the Event of a Change in Control ________________________________________________________________________________ Intuitive Surgical Inc Ticker Security ID: Meeting Date Meeting Status ISRG CUSIP 46120E602 04/25/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Amal M. Johnson Mgmt For For For 2 Elect Eric H. Halvorson Mgmt For For For 3 Elect Alan J. Levy Mgmt For Against Against 4 Amendment to the 2010 Mgmt For Against Against Incentive Award Plan 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Invesco Ltd Ticker Security ID: Meeting Date Meeting Status IVZ CUSIP G491BT108 05/16/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Joseph R. Canion Mgmt For For For 2 Elect Edward P. Lawrence Mgmt For For For 3 Elect Phoebe A. Wood Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Amendment to the Mgmt For For For Executive Incentive Bonus Plan 6 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Iron Mountain Inc Ticker Security ID: Meeting Date Meeting Status IRM CUSIP 462846106 06/06/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Ted R Antenucci Mgmt For For For 2 Elect Clarke H. Bailey Mgmt For For For 3 Elect Kent P. Dauten Mgmt For For For 4 Elect Paul F. Deninger Mgmt For For For 5 Elect Per-Kristian Mgmt For For For Halvorsen 6 Elect Michael Lamach Mgmt For For For 7 Elect Arthur D. Little Mgmt For For For 8 Elect William L. Meaney Mgmt For For For 9 Elect Vincent J. Ryan Mgmt For For For 10 Elect Laurie A Tucker Mgmt For For For 11 Elect Alfred J. Mgmt For For For Verrecchia 12 2013 Employee Stock Mgmt For For For Purchase Plan 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ J.C. Penny Inc (Holding Co.) Ticker Security ID: Meeting Date Meeting Status JCP CUSIP 708160106 05/17/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect William A. Ackman Mgmt For For For 2 Elect Colleen C. Barrett Mgmt For Against Against 3 Elect Thomas J. Engibous Mgmt For For For 4 Elect Kent B. Foster Mgmt For For For 5 Elect Geraldine B. Mgmt For Against Against Laybourne 6 Elect Leonard H. Roberts Mgmt For For For 7 Elect Steven Roth Mgmt For For For 8 Elect Javier G. Teruel Mgmt For For For 9 Elect R. Gerald Turner Mgmt For Against Against 10 Elect Myron E. Ullman Mgmt For For For III 11 Elect Mary Beth West Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For Against Against Executive Compensation ________________________________________________________________________________ Johnson & Johnson Ticker Security ID: Meeting Date Meeting Status JNJ CUSIP 478160104 04/25/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Mary Sue Coleman Mgmt For For For 2 Elect James G. Cullen Mgmt For For For 3 Elect Ian E.L. Davis Mgmt For For For 4 Elect Alex Gorsky Mgmt For For For 5 Elect Michael M. E. Mgmt For For For Johns 6 Elect Susan L. Lindquist Mgmt For For For 7 Elect Anne M. Mulcahy Mgmt For Against Against 8 Elect Leo F. Mullin Mgmt For For For 9 Elect William D. Perez Mgmt For For For 10 Elect Charles Prince Mgmt For Against Against 11 Elect A. Eugene Mgmt For For For Washington 12 Elect Ronald A. Williams Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Ratification of Auditor Mgmt For For For 15 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares Until Retirement 16 Shareholder Proposal ShrHoldr Against Against For Regarding Political Contributions and Corporate Values Report 17 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman ________________________________________________________________________________ Joy Global, Inc. Ticker Security ID: Meeting Date Meeting Status JOY CUSIP 481165108 03/05/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Steven L. Gerard Mgmt For For For 1.2 Elect John T. Gremp Mgmt For For For 1.3 Elect John N. Hanson Mgmt For For For 1.4 Elect Gale E. Klappa Mgmt For For For 1.5 Elect Richard B. Loynd Mgmt For For For 1.6 Elect P. Eric Siegert Mgmt For For For 1.7 Elect Michael W. Mgmt For For For Sutherlin 1.8 Elect James H. Tate Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Advisory Vote on the Mgmt N/A For N/A Adoption of Majority Vote for Election of Directors ________________________________________________________________________________ JPMorgan Chase & Co. Ticker Security ID: Meeting Date Meeting Status JPM CUSIP 46625H100 05/21/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect James A. Bell Mgmt For Against Against 2 Elect Crandall C. Bowles Mgmt For Against Against 3 Elect Stephen B. Burke Mgmt For For For 4 Elect David M. Cote Mgmt For Against Against 5 Elect James S. Crown Mgmt For Against Against 6 Elect James Dimon Mgmt For For For 7 Elect Timothy P. Flynn Mgmt For For For 8 Elect Ellen V. Futter Mgmt For Against Against 9 Elect Laban P. Jackson, Mgmt For Against Against Jr. 10 Elect Lee R. Raymond Mgmt For For For 11 Elect William C. Weldon Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Allow Shareholders to Mgmt For For For Act by Written Consent 15 Key Executive Mgmt For For For Performance Plan 16 Shareholder Proposal ShrHoldr Against Against For Regarding Independent Board Chairman 17 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares Until Retirement 18 Shareholder Proposal ShrHoldr Against Against For Regarding Genocide-Free Investing 19 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report ________________________________________________________________________________ Juniper Networks Inc Ticker Security ID: Meeting Date Meeting Status JNPR CUSIP 48203R104 05/21/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Pradeep Sindhu Mgmt For For For 2 Elect Robert M. Mgmt For Against Against Calderoni 3 Elect William F. Meehan Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Kellogg Co Ticker Security ID: Meeting Date Meeting Status K CUSIP 487836108 04/26/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Gordon Gund Mgmt For For For 1.2 Elect Mary Laschinger Mgmt For For For 1.3 Elect Ann McLaughlin Mgmt For For For Korologos 1.4 Elect Cynthia H. Mgmt For For For Milligan 2 Advisory Vote on Mgmt For For For Executive Compensation 3 2013 Long-Term Mgmt For For For Incentive Plan 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal ShrHoldr Against For Against Regarding Declassification of the Board ________________________________________________________________________________ Keycorp Ticker Security ID: Meeting Date Meeting Status KEY CUSIP 493267108 05/16/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Edward P. Campbell Mgmt For For For 1.2 Elect Joseph A. Carrabba Mgmt For For For 1.3 Elect Charles P. Cooley Mgmt For For For 1.4 Elect Alexander M. Mgmt For Withhold Against Cutler 1.5 Elect H. James Dallas Mgmt For For For 1.6 Elect Elizabeth R. Gile Mgmt For For For 1.7 Elect Ruth Ann M. Gillis Mgmt For For For 1.8 Elect William G. Gisel, Mgmt For For For Jr. 1.9 Elect Richard J. Hipple Mgmt For For For 1.10 Elect Kristen L. Manos Mgmt For For For 1.11 Elect Beth E. Mooney Mgmt For For For 1.12 Elect Barbara R. Snyder Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 2013 Equity Mgmt For Against Against Compensation Plan ________________________________________________________________________________ Kimberly-Clark Corp. Ticker Security ID: Meeting Date Meeting Status KMB CUSIP 494368103 05/02/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John R. Alm Mgmt For For For 2 Elect John F. Bergstrom Mgmt For For For 3 Elect Abelardo E. Bru Mgmt For For For 4 Elect Robert W. Decherd Mgmt For For For 5 Elect Thomas J. Falk Mgmt For For For 6 Elect Fabian T. Garcia Mgmt For For For 7 Elect Mae C. Jemison Mgmt For For For 8 Elect James M. Jenness Mgmt For For For 9 Elect Nancy J. Karch Mgmt For For For 10 Elect Ian C. Read Mgmt For For For 11 Elect Linda Johnson Rice Mgmt For For For 12 Elect Marc J. Shapiro Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Kimco Realty Corp. Ticker Security ID: Meeting Date Meeting Status KIM CUSIP 49446R109 04/30/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Milton Cooper Mgmt For For For 1.2 Elect Philip E. Coviello Mgmt For For For 1.3 Elect Richard G. Dooley Mgmt For Withhold Against 1.4 Elect Joe Grills Mgmt For For For 1.5 Elect David B. Henry Mgmt For For For 1.6 Elect F. Patrick Hughes Mgmt For For For 1.7 Elect Frank Lourenso Mgmt For For For 1.8 Elect Colombe M. Mgmt For For For Nicholas 1.9 Elect Richard Saltzman Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Kinder Morgan Inc Ticker Security ID: Meeting Date Meeting Status KMI CUSIP 49456B101 05/07/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Richard D. Kinder Mgmt For For For 1.2 Elect C. Park Shaper Mgmt For For For 1.3 Elect Steven J. Kean Mgmt For For For 1.4 Elect Anthony W. Hall, Mgmt For For For Jr. 1.5 Elect Deborah A. Mgmt For For For Macdonald 1.6 Elect Michael Miller Mgmt For For For 1.7 Elect Michael C. Morgan Mgmt For For For 1.8 Elect Fayez S. Sarofim Mgmt For For For 1.9 Elect Joel V. Staff Mgmt For For For 1.10 Elect John Stokes Mgmt For For For 1.11 Elect Robert F. Vagt Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Kohl`s Corp. Ticker Security ID: Meeting Date Meeting Status KSS CUSIP 500255104 05/16/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Peter Boneparth Mgmt For For For 2 Elect Steven Burd Mgmt For For For 3 Elect Dale Jones Mgmt For For For 4 Elect Kevin Mansell Mgmt For For For 5 Elect John Schlifske Mgmt For For For 6 Elect Frank Sica Mgmt For For For 7 Elect Peter Sommerhauser Mgmt For Against Against 8 Elect Stephanie Streeter Mgmt For For For 9 Elect Nina Vaca Mgmt For For For 10 Elect Stephen Watson Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Shareholder Proposal ShrHoldr Against Against For Regarding Fur Policy 14 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman ________________________________________________________________________________ Kraft Foods Group, Inc Ticker Security ID: Meeting Date Meeting Status KRFT CUSIP 50076Q106 05/22/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Abelardo E. Bru Mgmt For For For 2 Elect Jeanne P. Jackson Mgmt For For For 3 Elect E. Follin Smith Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 6 Reapproval of the 2012 Mgmt For For For Performance Incentive Plan 7 Ratification of Auditor Mgmt For For For 8 Shareholder Proposal ShrHoldr Against Against For Regarding Genetically Modified Organisms ________________________________________________________________________________ Kroger Co. Ticker Security ID: Meeting Date Meeting Status KR CUSIP 501044101 06/27/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Reuben V. Anderson Mgmt For For For 2 Elect Robert D. Beyer Mgmt For For For 3 Elect David B. Dillon Mgmt For For For 4 Elect Susan J. Kropf Mgmt For For For 5 Elect John T. LaMacchia Mgmt For For For 6 Elect David B. Lewis Mgmt For For For 7 Elect W. Rodney McMullen Mgmt For For For 8 Elect Jorge P. Montoya Mgmt For For For 9 Elect Clyde R. Moore Mgmt For For For 10 Elect Susan M. Phillips Mgmt For For For 11 Elect Steven R. Rogel Mgmt For For For 12 Elect James A. Runde Mgmt For For For 13 Elect Ronald L. Sargent Mgmt For For For 14 Elect Bobby S. Shackouls Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Ratification of Auditor Mgmt For For For 17 Shareholder Proposal ShrHoldr Against Against For Regarding Human Rights Report 18 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman 19 Shareholder Proposal ShrHoldr Against Against For Regarding Extended Producer Responsibility 20 Shareholder Proposal ShrHoldr Against Against For Regarding Adopting Sustainable Palm Oil Policy ________________________________________________________________________________ L Brands Inc Ticker Security ID: Meeting Date Meeting Status LTD CUSIP 501797104 05/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Dennis Hersch Mgmt For For For 2 Elect David Kollat Mgmt For Against Against 3 Elect William Loomis, Mgmt For For For Jr. 4 Elect Leslie Wexner Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Mgmt For Against Against Executive Compensation 7 Repeal of Classified Mgmt For For For Board 8 Shareholder Proposal ShrHoldr Against Against For Regarding Compensation in the Event of a Change in Control ________________________________________________________________________________ L-3 Communications Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status LLL CUSIP 502424104 04/30/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Claude Canizares Mgmt For For For 2 Elect Thomas Corcoran Mgmt For For For 3 Elect Lloyd Newton Mgmt For For For 4 Elect Vincent Pagano, Mgmt For For For Jr. 5 Elect Alan Washkowitz Mgmt For For For 6 Amendment to the 2008 Mgmt For For For Long Term Performance Plan 7 Repeal of Classified Mgmt For For For Board 8 Elimination of Board Mgmt For For For Supermajority Requirement 9 Provide Right to Act by Mgmt For For For Written Consent 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Laboratory Corp. Of America Holdings Ticker Security ID: Meeting Date Meeting Status LH CUSIP 50540R409 05/08/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Kerrii B. Anderson Mgmt For For For 2 Elect Jean-Luc Belingard Mgmt For For For 3 Elect David P. King Mgmt For For For 4 Elect Wendy E. Lane Mgmt For For For 5 Elect Robert E. Mgmt For For For Mittelstaedt, Jr. 6 Elect Peter M. Neupert Mgmt For For For 7 Elect Arthur H. Mgmt For For For Rubenstein 8 Elect Adam H. Schechter Mgmt For For For 9 Elect M. Keith Weikel Mgmt For For For 10 Elect R. Sanders Mgmt For For For Williams 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Leggett & Platt, Inc. Ticker Security ID: Meeting Date Meeting Status LEG CUSIP 524660107 05/09/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Robert E. Brunner Mgmt For For For 2 Elect Ralph W. Clark Mgmt For For For 3 Elect Robert G. Culp, Mgmt For For For III 4 Elect Robert Ted Enloe, Mgmt For For For III 5 Elect Richard T. Fisher Mgmt For For For 6 Elect Matthew C. Mgmt For Against Against Flanigan 7 Elect Karl G. Glassman Mgmt For For For 8 Elect David S. Haffner Mgmt For For For 9 Elect Joseph W. Mgmt For For For McClanathan 10 Elect Judy C. Odom Mgmt For For For 11 Elect Phoebe A. Wood Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Shareholder Proposal ShrHoldr Against For Against Regarding Adopting Sexual Orientation and Gender Identity Anti-Bias Policy ________________________________________________________________________________ Leidos Holdings Inc Ticker Security ID: Meeting Date Meeting Status SAI CUSIP 78390X101 06/07/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect France A. Cordova Mgmt For For For 2 Elect Jere A. Drummond Mgmt For Against Against 3 Elect Thomas F. Frist, Mgmt For For For III 4 Elect John J. Hamre Mgmt For For For 5 Elect Miriam E. John Mgmt For For For 6 Elect Anita K. Jones Mgmt For For For 7 Elect John P. Jumper Mgmt For For For 8 Elect Harry M.J. Mgmt For For For Kraemer, Jr. 9 Elect Lawrence C. Mgmt For For For Nussdorf 10 Elect Edward J. Mgmt For For For Sanderson, Jr. 11 Reverse Stock Split Mgmt For For For 12 Company Name Change Mgmt For For For 13 Authorization to Reduce Mgmt For For For Board Size Range 14 Amendment to Mgmt For For For Supermajority Requirement 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Lennar Corp. Ticker Security ID: Meeting Date Meeting Status LEN CUSIP 526057104 04/10/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Irving Bolotin Mgmt For For For 1.2 Elect Steven L. Gerard Mgmt For For For 1.3 Elect Theron I. Gilliam Mgmt For For For 1.4 Elect Sherrill W. Hudson Mgmt For For For 1.5 Elect R. Kirk Landon Mgmt For For For 1.6 Elect Sidney Lapidus Mgmt For For For 1.7 Elect Stuart A. Miller Mgmt For For For 1.8 Elect Jeffrey A. Mgmt For For For Sonnenfeld 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Leucadia National Corp. Ticker Security ID: Meeting Date Meeting Status LUK CUSIP 527288104 02/28/2013 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger/Acquisition Mgmt For For For 2 Amendment to Securities Mgmt For For For Transfer Restrictions 3 Advisory Vote on Golden Mgmt For Against Against Parachutes 4 Right to Adjourn Meeting Mgmt For For For ________________________________________________________________________________ Life Technologies Corp Ticker Security ID: Meeting Date Meeting Status LIFE CUSIP 53217V109 04/24/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect George F. Adam, Mgmt For For For Jr. 2 Elect Raymond V. Mgmt For For For Dittamore 3 Elect Donald W. Grimm Mgmt For For For 4 Elect Craig J. Mundie Mgmt For For For 5 Elect Ora H. Pescovitz Mgmt For For For 6 Elect Per A. Peterson Mgmt For For For 7 Ratification of Auditor Mgmt For For For 8 Advisory Vote on Mgmt For Against Against Executive Compensation 9 2013 Equity Incentive Mgmt For For For Award Plan ________________________________________________________________________________ Lilly(Eli) & Co Ticker Security ID: Meeting Date Meeting Status LLY CUSIP 532457108 05/06/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Ralph Alvarez Mgmt For For For 2 Elect Sir Winfried Mgmt For For For Bischoff 3 Elect R. David Hoover Mgmt For For For 4 Elect Franklyn G. Mgmt For For For Prendergast 5 Elect Kathi P. Seifert Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 Advisory Vote on Mgmt For For For Executive Compensation 8 Reapproval of Material Mgmt For For For Terms of Performance Goals for the 2002 Lilly Stock Plan ________________________________________________________________________________ Lincoln National Corp. Ticker Security ID: Meeting Date Meeting Status LNC CUSIP 534187109 05/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect William J. Avery Mgmt For For For 2 Elect William H. Mgmt For For For Cunningham 3 Elect William P. Payne Mgmt For For For 4 Elect Patrick S. Pittard Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Lockheed Martin Corp. Ticker Security ID: Meeting Date Meeting Status LMT CUSIP 539830109 04/25/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Nolan D. Archibald Mgmt For For For 2 Elect Rosalind G. Brewer Mgmt For Against Against 3 Elect David B. Burritt Mgmt For Against Against 4 Elect James O. Ellis, Mgmt For For For Jr. 5 Elect Thomas J. Falk Mgmt For For For 6 Elect Marillyn A. Hewson Mgmt For For For 7 Elect Gwendolyn S. King Mgmt For For For 8 Elect James M. Loy Mgmt For Against Against 9 Elect Douglas H. Mgmt For Against Against McCorkindale 10 Elect Joseph W. Ralston Mgmt For Against Against 11 Elect Anne L. Stevens Mgmt For Against Against 12 Elect Robert J. Stevens Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For Against Against Executive Compensation 15 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent 16 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman 17 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report ________________________________________________________________________________ Loews Corp. Ticker Security ID: Meeting Date Meeting Status L CUSIP 540424108 05/14/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Lawrence Bacow Mgmt For For For 2 Elect Ann Berman Mgmt For For For 3 Elect Joseph Bower Mgmt For For For 4 Elect Charles Diker Mgmt For For For 5 Elect Jacob Frenkel Mgmt For For For 6 Elect Paul Fribourg Mgmt For For For 7 Elect Walter Harris Mgmt For For For 8 Elect Philip Laskawy Mgmt For Against Against 9 Elect Ken Miller Mgmt For For For 10 Elect Gloria Scott Mgmt For For For 11 Elect Andrew Tisch Mgmt For For For 12 Elect James Tisch Mgmt For For For 13 Elect Jonathan Tisch Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Lorillard Inc Ticker Security ID: Meeting Date Meeting Status LO CUSIP 544147101 05/14/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Repeal of Classified Mgmt For For For Board 2 Elect Andrew H. Card, Mgmt For For For Jr. 3 Elect Virgis W. Colbert Mgmt For Against Against 4 Elect Richard W. Roedel Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Ratification of Auditor Mgmt For For For 7 Shareholder Proposal ShrHoldr Against For Against Regarding Lobbying Report ________________________________________________________________________________ Lowe`s Cos., Inc. Ticker Security ID: Meeting Date Meeting Status LOW CUSIP 548661107 05/31/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Raul Alvarez Mgmt For For For 1.2 Elect David W. Bernauer Mgmt For For For 1.3 Elect Leonard L. Berry Mgmt For For For 1.4 Elect Peter C. Browning Mgmt For Withhold Against 1.5 Elect Richard W. Mgmt For For For Dreiling 1.6 Elect Dawn E. Hudson Mgmt For For For 1.7 Elect Robert L. Johnson Mgmt For For For 1.8 Elect Marshall O. Larsen Mgmt For For For 1.9 Elect Richard K. Mgmt For For For Lochridge 1.10 Elect Robert A. Niblock Mgmt For For For 1.11 Elect Eric C. Wiseman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares Until Retirement ________________________________________________________________________________ LSI Corporation Ticker Security ID: Meeting Date Meeting Status LSI CUSIP 502161102 05/09/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Charles Haggerty Mgmt For For For 2 Elect Richard Hill Mgmt For For For 3 Elect John Miner Mgmt For For For 4 Elect Arun Netravali Mgmt For For For 5 Elect Charles Pope Mgmt For For For 6 Elect Gregorio Reyes Mgmt For For For 7 Elect Michael Strachan Mgmt For For For 8 Elect Abhijit Talwalkar Mgmt For For For 9 Elect Susan Whitney Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Amendment to the 2003 Mgmt For For For Equity Incentive Plan 13 Amendment to the Mgmt For For For Employee Stock Purchase Plan ________________________________________________________________________________ LyondellBasell Industries NV Ticker Security ID: Meeting Date Meeting Status LYB CUSIP N53745100 05/22/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jacques Aigrain Mgmt For For For 1.2 Elect Scott M. Kleinman Mgmt For For For 1.3 Elect Bruce A. Smith Mgmt For For For 2 ADOPTION OF ANNUAL Mgmt For For For ACCOUNTS FOR 2012 3 DISCHARGE FROM Mgmt For For For LIABILITY OF SOLE MEMBER OF THE MANAGEMENT BOARD 4 Discharge From Mgmt For For For Liability Of Members Of The Supervisory Board 5 Appointment of Auditor Mgmt For For For 6 Appointment Of Mgmt For For For PricewaterhouseCoopers Accountants N.V. as the Auditor for the Dutch Annual Accounts 7 Approval of Mgmt For For For Compensation of the Members of the Supervisory Board 8 Ratification and Mgmt For For For Approval of Dividends in Respect of the 2012 Fiscal Year 9 ADVISORY VOTE APPROVING Mgmt For For For EXECUTIVE COMPENSATION 10 Authority to Repurchase Mgmt For For For Shares 11 APPROVAL TO CANCEL UP Mgmt For For For TO 10% OF SHARE CAPITAL HELD IN TREASURY 12 Amend Articles of Mgmt For Against Against Association to Set Maximum Director Fees and Make Technical Changes ________________________________________________________________________________ M & T Bank Corp Ticker Security ID: Meeting Date Meeting Status MTB CUSIP 55261F104 04/16/2013 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger/Acquisition Mgmt For For For 2 Amendment to Terms of Mgmt For For For Series A Preferred Stock 3 Amendment to Terms of Mgmt For For For Series C Preferred Stock 4 Right to Adjourn Meeting Mgmt For Against Against ________________________________________________________________________________ M & T Bank Corp Ticker Security ID: Meeting Date Meeting Status MTB CUSIP 55261F104 04/16/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Brent Baird Mgmt For For For 1.2 Elect C. Angela Bontempo Mgmt For For For 1.3 Elect Robert Brady Mgmt For Withhold Against 1.4 Elect T. Jefferson Mgmt For For For Cunningham, III 1.5 Elect Mark Czarnecki Mgmt For For For 1.6 Elect Gary Geisel Mgmt For For For 1.7 Elect John Hawke Mgmt For For For 1.8 Elect Patrick Hodgson Mgmt For For For 1.9 Elect Richard King Mgmt For Withhold Against 1.10 Elect Jorge Pereira Mgmt For For For 1.11 Elect Michael Pinto Mgmt For For For 1.12 Elect Melinda Rich Mgmt For For For 1.13 Elect Robert Sadler, Jr. Mgmt For For For 1.14 Elect Herbert Washington Mgmt For For For 1.15 Elect Robert Wilmers Mgmt For For For 2 Employee Stock Purchase Mgmt For For For Plan 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Macy`s Inc Ticker Security ID: Meeting Date Meeting Status M CUSIP 55616P104 05/17/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Stephen F. Mgmt For For For Bollenbach 2 Elect Deirdre P. Mgmt For For For Connelly 3 Elect Meyer Feldberg Mgmt For For For 4 Elect Sara Levinson Mgmt For For For 5 Elect Terry J. Lundgren Mgmt For For For 6 Elect Joseph Neubauer Mgmt For Against Against 7 Elect Joyce M. Roche Mgmt For For For 8 Elect Paul C. Varga Mgmt For For For 9 Elect Craig E. Weatherup Mgmt For For For 10 Elect Marna C. Mgmt For For For Whittington 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Marathon Oil Corporation Ticker Security ID: Meeting Date Meeting Status MRO CUSIP 565849106 04/24/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Gregory H. Boyce Mgmt For For For 2 Elect Pierre R. Brondeau Mgmt For For For 3 Elect Clarence P. Mgmt For For For Cazalot, Jr. 4 Elect Linda Z. Cook Mgmt For For For 5 Elect Shirley A. Jackson Mgmt For For For 6 Elect Philip Lader Mgmt For For For 7 Elect Michael E.J. Mgmt For For For Phelps 8 Elect Dennis H. Reilley Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Shareholder Proposal ShrHoldr Against For Against Regarding Lobbying Report ________________________________________________________________________________ Marathon Petroleum Corp Ticker Security ID: Meeting Date Meeting Status MPC CUSIP 56585A102 04/24/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect B. Evan Bayh III Mgmt For For For 1.2 Elect William L. Davis, Mgmt For For For III 1.3 Elect Thomas J. Usher Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Repeal of Classified Mgmt For For For Board ________________________________________________________________________________ Marriott International, Inc. Ticker Security ID: Meeting Date Meeting Status MAR CUSIP 571903202 05/10/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect J.W. Marriott, Jr. Mgmt For For For 2 Elect John W. Marriott Mgmt For For For III 3 Elect Mary K. Bush Mgmt For For For 4 Elect Frederick A. Mgmt For For For Henderson 5 Elect Lawrence W. Mgmt For For For Kellner 6 Elect Debra L. Lee Mgmt For For For 7 Elect George Munoz Mgmt For For For 8 Elect Harry J. Pearce Mgmt For For For 9 Elect Steven S. Mgmt For For For Reinemund 10 Elect W. Mitt Romney Mgmt For For For 11 Elect Lawrence M. Small Mgmt For For For 12 Elect Arne M. Sorenson Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Marsh & McLennan Cos., Inc. Ticker Security ID: Meeting Date Meeting Status MMC CUSIP 571748102 05/16/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Zachary W. Carter Mgmt For For For 2 Elect Oscar Fanjul Mgmt For For For Martin 3 Elect Daniel S. Glaser Mgmt For For For 4 Elect H. Edward Hanway Mgmt For For For 5 Elect Ian Lang Mgmt For For For 6 Elect Elaine La Roche Mgmt For For For 7 Elect Steven A. Mills Mgmt For For For 8 Elect Bruce P. Nolop Mgmt For For For 9 Elect Marc D. Oken Mgmt For For For 10 Elect Morton O. Schapiro Mgmt For For For 11 Elect Adele S. Simmons Mgmt For For For 12 Elect Lloyd M. Yates Mgmt For For For 13 Elect R. David Yost Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Masco Corp. Ticker Security ID: Meeting Date Meeting Status MAS CUSIP 574599106 05/07/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Dennis W. Archer Mgmt For For For 2 Elect Donald R. Parfet Mgmt For For For 3 Elect Lisa A. Payne Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Ratification of Auditor Mgmt For For For 6 Repeal of Classified Mgmt For For For Board 7 Approval of Performance Mgmt For For For Metrics under the 2005 Long Term Stock Incentive Plan ________________________________________________________________________________ MasterCard Inc Ticker Security ID: Meeting Date Meeting Status MA CUSIP 57636Q104 06/18/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Richard Mgmt For For For Haythornthwaite 2 Elect Ajay S. Banga Mgmt For For For 3 Elect Silvio Barzi Mgmt For For For 4 Elect David R. Carlucci Mgmt For For For 5 Elect Steven J. Freiberg Mgmt For For For 6 Elect Nancy J. Karch Mgmt For For For 7 Elect Marc Olivie Mgmt For For For 8 Elect Rima Qureshi Mgmt For For For 9 Elect Jose Octavio Mgmt For For For Reyes Lagunes 10 Elect Mark Schwartz Mgmt For For For 11 Elect Jackson P. TAI Mgmt For For For 12 Elect Edward Suning Tian Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Mattel, Inc. Ticker Security ID: Meeting Date Meeting Status MAT CUSIP 577081102 05/10/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Michael J. Dolan Mgmt For For For 2 Elect Trevor A. Edwards Mgmt For For For 3 Elect Frances D. Mgmt For For For Fergusson 4 Elect Dominic Ng Mgmt For For For 5 Elect Vasant M. Prabhu Mgmt For For For 6 Elect Andrea L. Rich Mgmt For For For 7 Elect Dean A. Mgmt For For For Scarborough 8 Elect Christopher A. Mgmt For For For Sinclair 9 Elect Bryan G. Stockton Mgmt For For For 10 Elect Dirk Van de Put Mgmt For For For 11 Elect Kathy White Loyd Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman ________________________________________________________________________________ McDonald`s Corp Ticker Security ID: Meeting Date Meeting Status MCD CUSIP 580135101 05/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Walter E. Massey Mgmt For For For 2 Elect John W. Rogers, Mgmt For For For Jr. 3 Elect Roger W. Stone Mgmt For For For 4 Elect Miles D. White Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Ratification of Auditor Mgmt For For For 7 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Ratio Between CEO and Employee Pay 8 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares Until Retirement 9 Shareholder Proposal ShrHoldr Against Against For Regarding Review of Human Rights Policies 10 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Childhood Obesity ________________________________________________________________________________ McGraw Hill Financial Inc Ticker Security ID: Meeting Date Meeting Status MHP CUSIP 580645109 05/01/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Pedro Aspe Mgmt For For For 2 Elect Sir Winfried Mgmt For For For Bischoff 3 Elect William D. Green Mgmt For For For 4 Elect Charles E. Mgmt For For For Haldeman, Jr. 5 Elect Linda Koch Lorimer Mgmt For For For 6 Elect Harold W. McGraw Mgmt For For For III 7 Elect Robert P. McGraw Mgmt For For For 8 Elect Hilda Mgmt For For For Ochoa-Brillembourg 9 Elect Sir Michael Rake Mgmt For For For 10 Elect Edward B. Rust, Mgmt For Against Against Jr. 11 Elect Kurt L. Schmoke Mgmt For For For 12 Elect Sidney Taurel Mgmt For For For 13 Elect Richard E. Mgmt For For For Thornburgh 14 Company Name Change Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Ratification of Auditor Mgmt For For For 17 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent ________________________________________________________________________________ Mead Johnson Nutrition Co Ticker Security ID: Meeting Date Meeting Status MJN CUSIP 582839106 04/30/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Steven M. Mgmt For For For Altschuler 2 Elect Howard B. Bernick Mgmt For For For 3 Elect Kimberly A. Mgmt For For For Casiano 4 Elect Anna C. Catalano Mgmt For For For 5 Elect Celeste A. Clark Mgmt For For For 6 Elect James M. Cornelius Mgmt For For For 7 Elect Stephen W. Golsby Mgmt For For For 8 Elect Peter K. Jakobsen Mgmt For For For 9 Elect Peter G. Ratcliffe Mgmt For For For 10 Elect Elliott Sigal Mgmt For For For 11 Elect Robert S. Singer Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Meadwestvaco Corp. Ticker Security ID: Meeting Date Meeting Status MWV CUSIP 583334107 04/22/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Michael E. Mgmt For For For Campbell 2 Elect James G. Kaiser Mgmt For For For 3 Elect Richard B. Kelson Mgmt For For For 4 Elect James M. Kilts Mgmt For For For 5 Elect Susan J. Kropf Mgmt For For For 6 Elect Douglas S. Luke Mgmt For For For 7 Elect John A. Luke, Jr. Mgmt For For For 8 Elect Gracia C. Martore Mgmt For For For 9 Elect Timothy H. Powers Mgmt For For For 10 Elect Jane L. Warner Mgmt For For For 11 Elect Alan D. Wilson Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For Against Against Executive Compensation 14 Amendment to the 2005 Mgmt For For For Performance Incentive Plan ________________________________________________________________________________ Merck & Co Inc Ticker Security ID: Meeting Date Meeting Status MRK CUSIP 58933Y105 05/28/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Leslie A. Brun Mgmt For For For 2 Elect Thomas R. Cech Mgmt For For For 3 Elect Kenneth C. Frazier Mgmt For For For 4 Elect Thomas H. Glocer Mgmt For For For 5 Elect William B. Mgmt For For For Harrison, Jr. 6 Elect C. Robert Kidder Mgmt For For For 7 Elect Rochelle B. Mgmt For For For Lazarus 8 Elect Carlos E. Represas Mgmt For For For 9 Elect Patricia F. Russo Mgmt For For For 10 Elect Craig B. Thompson Mgmt For For For 11 Elect Wendell P. Weeks Mgmt For For For 12 Elect Peter C. Wendell Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent 16 Shareholder Proposal ShrHoldr Against Against For Regarding Right to Call a Special Meeting 17 Shareholder Proposal ShrHoldr Against Against For Regarding Political and Charitable Contributions Report 18 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Public Policy Advocacy ________________________________________________________________________________ Metlife Inc Ticker Security ID: Meeting Date Meeting Status MET CUSIP 59156R108 04/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect R. Glenn Hubbard Mgmt For For For 2 Elect Steven A. Mgmt For For For Kandarian 3 Elect John M. Keane Mgmt For For For 4 Elect Alfred F. Kelly, Mgmt For For For Jr. 5 Elect James M. Kilts Mgmt For For For 6 Elect Catherine R. Mgmt For For For Kinney 7 Elect Hugh B. Price Mgmt For For For 8 Elect Kenton J. Mgmt For For For Sicchitano 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Metropcs Communications Ticker Security ID: Meeting Date Meeting Status PCS CUSIP 591708102 04/24/2013 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger Mgmt For For For 2 Recapitalization Mgmt For For For 3 Repeal of Classified Mgmt For For For Board 4 Director Designation Mgmt For For For Agreement 5 Director Removal Mgmt For For For 6 Deutsche Telekom Mgmt For For For Approvals 7 Right to Call a Special Mgmt For For For Meeting 8 Action by Written Mgmt For For For Consent 9 Elimination of Mgmt For For For Supermajority Voting Requirement 10 Exclusive Forum Mgmt For For For Provision 11 Advisory Vote on Golden Mgmt For Against Against Parachutes 12 Right to Adjourn Meeting Mgmt For Against Against ________________________________________________________________________________ Molson Coors Brewing Company Ticker Security ID: Meeting Date Meeting Status TAPA CUSIP 60871R209 05/29/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Roger Eaton Mgmt For For For 1.2 Elect Charles M. Mgmt For For For Herington 1.3 Elect H. Sanford Riley Mgmt For For For 2 Amendment to Mgmt For For For Certificate of Incorporation ________________________________________________________________________________ Mondelez International Inc. Ticker Security ID: Meeting Date Meeting Status MDLZ CUSIP 609207105 05/21/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Stephen F. Mgmt For For For Bollenbach 2 Elect Lewis W.K. Booth Mgmt For For For 3 Elect Lois D. Juliber Mgmt For For For 4 Elect Mark D. Ketchum Mgmt For For For 5 Elect Jorge S. Mesquita Mgmt For For For 6 Elect Fredric G. Mgmt For For For Reynolds 7 Elect Irene B. Rosenfeld Mgmt For For For 8 Elect Patrick T. Siewert Mgmt For For For 9 Elect Ruth J. Simmons Mgmt For For For 10 Elect Ratan N. Tata Mgmt For For For 11 Elect Jean-Francois M. Mgmt For For For L. van Boxmeer 12 Advisory Vote on Mgmt For Against Against Executive Compensation 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal ShrHoldr Against Against For Regarding Extended Producer Responsibility 15 Shareholder Proposal ShrHoldr Against Against For Regarding Gender Equality in the Supply Chain ________________________________________________________________________________ Monster Beverage Corp Ticker Security ID: Meeting Date Meeting Status MNST CUSIP 611740101 06/03/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Rodney C. Sacks Mgmt For For For 1.2 Elect Hilton H. Mgmt For Withhold Against Schlosberg 1.3 Elect Norman C. Epstein Mgmt For For For 1.4 Elect Benjamin M. Polk Mgmt For Withhold Against 1.5 Elect Sydney Selati Mgmt For For For 1.6 Elect Harold C. Taber, Mgmt For Withhold Against Jr. 1.7 Elect Mark S. Vidergauz Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Moody`s Corp. Ticker Security ID: Meeting Date Meeting Status MCO CUSIP 615369105 04/16/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Basil L. Anderson Mgmt For For For 2 Elect Darrell Duffie Mgmt For For For 3 Elect Raymond W. Mgmt For For For McDaniel, Jr. 4 Amendment to the 2001 Mgmt For For For Key Employees' Stock Incentive Plan 5 Amendment to the 1998 Mgmt For For For Non-Employee Directors' Stock Incentive Plan 6 Repeal of Classified Mgmt For For For Board 7 Ratification of Auditor Mgmt For For For 8 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Morgan Stanley Ticker Security ID: Meeting Date Meeting Status MPQ CUSIP 617446448 05/14/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Erskine B. Bowles Mgmt For For For 2 Elect Howard J. Davies Mgmt For For For 3 Elect Thomas H. Glocer Mgmt For For For 4 Elect James P. Gorman Mgmt For For For 5 Elect Robert H. Herz Mgmt For For For 6 Elect C. Robert Kidder Mgmt For For For 7 Elect Klaus Kleinfield Mgmt For For For 8 Elect Donald T. Mgmt For For For Nicolaisen 9 Elect Hutham S. Olayan Mgmt For For For 10 Elect James W. Owens Mgmt For Against Against 11 Elect O. Griffith Sexton Mgmt For For For 12 Elect Ryosuke Tamakoshi Mgmt For For For 13 Elect Masaaki Tanaka Mgmt For For For 14 Elect Laura D'Andrea Mgmt For For For Tyson 15 Ratification of Auditor Mgmt For For For 16 Advisory Vote on Mgmt For Against Against Executive Compensation 17 Amendment to the 2007 Mgmt For For For Equity Incentive Compensation Plan 18 Amendment to the 2007 Mgmt For For For Equity Incentive Compensation Plan Pursuant to Section 162(m) of the Tax Code 19 Amendment to the Annual Mgmt For For For Incentive Compensation Plan ________________________________________________________________________________ Motorola Solutions Inc Ticker Security ID: Meeting Date Meeting Status MOT CUSIP 620076307 05/06/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Gregory Q. Brown Mgmt For For For 2 Elect William J. Bratton Mgmt For For For 3 Elect Kenneth C. Mgmt For For For Dahlberg 4 Elect David W. Dorman Mgmt For For For 5 Elect Michael V. Hayden Mgmt For For For 6 Elect Judy C. Lewent Mgmt For For For 7 Elect Anne R. Mgmt For For For Pramaggiore 8 Elect Samuel C. Scott Mgmt For For For III 9 Elect Bradley E. Singer Mgmt For For For 10 Elect John A. White Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal ShrHoldr Against Against For Regarding Supplier Sustainability Report 14 Shareholder Proposal ShrHoldr Against Against For Regarding Political Spending Report ________________________________________________________________________________ Murphy Oil Corp. Ticker Security ID: Meeting Date Meeting Status MUR CUSIP 626717102 05/08/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Frank W. Blue Mgmt For For For 2 Elect Steven A. Cosse Mgmt For For For 3 Elect Claiborne P. Mgmt For For For Deming 4 Elect Robert A. Hermes Mgmt For Against Against 5 Elect James V. Kelley Mgmt For For For 6 Elect Walentin Mirosh Mgmt For For For 7 Elect R. Madison Murphy Mgmt For For For 8 Elect Jeffrey W. Nolan Mgmt For For For 9 Elect Neal E. Schmale Mgmt For For For 10 Elect David J. H. Smith Mgmt For For For 11 Elect Caroline G. Theus Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 2013 Stock Plan for Mgmt For For For Non-Employee Directors 14 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Mylan Inc Ticker Security ID: Meeting Date Meeting Status MYL CUSIP 628530107 05/24/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Heather Bresch Mgmt For For For 2 Elect Wendy Cameron Mgmt For For For 3 Elect Robert J. Cindrich Mgmt For For For 4 Elect Robert J. Coury Mgmt For For For 5 Elect Neil F. Dimick Mgmt For For For 6 Elect Melina Higgins Mgmt For For For 7 Elect Douglas J. Leech Mgmt For For For 8 Elect Rajiv Malik Mgmt For For For 9 Elect Joseph C. Maroon Mgmt For For For 10 Elect Mark Parrish Mgmt For For For 11 Elect Rodney L. Piatt Mgmt For For For 12 Elect C. B. Todd Mgmt For For For 13 Elect Randall L. Mgmt For For For Vanderveen 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman ________________________________________________________________________________ Nabors Industries Ltd Ticker Security ID: Meeting Date Meeting Status NBR CUSIP G6359F103 06/04/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect James R. Crane Mgmt For For For 1.2 Elect Michael C. Linn Mgmt For For For 1.3 Elect John V. Lombardi Mgmt For Withhold Against 1.4 Elect Howard Wolf Mgmt For For For 1.5 Elect John Yearwood Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For and Authority to Set Fees 3 2013 Incentive Bonus Mgmt For For For Plan 4 2013 Stock Plan Mgmt For For For 5 Advisory Vote on Mgmt For Against Against Executive Compensation 6 Shareholder Proposal ShrHoldr Against Against For Regarding Shareholder Approval of Specific Performance Metrics in Equity Compensation Plans 7 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman 8 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares 9 Shareholder Proposal ShrHoldr Against For Against Regarding Approval of Severance Agreements 10 Shareholder Proposal ShrHoldr Against For Against Regarding Proxy Access ________________________________________________________________________________ Nasdaq Omx Group Inc Ticker Security ID: Meeting Date Meeting Status NDAQ CUSIP 631103108 05/22/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Steven D. Black Mgmt For For For 2 Elect Borje Ekholm Mgmt For For For 3 Elect Robert Greifeld Mgmt For For For 4 Elect Glenn H. Hutchins Mgmt For For For 5 Elect Essa Kazim Mgmt For For For 6 Elect John D. Markese Mgmt For For For 7 Elect Ellyn A. McColgan Mgmt For For For 8 Elect Thomas F. O'Neill Mgmt For For For 9 Elect James S. Riepe Mgmt For For For 10 Elect Michael R. Mgmt For For For Splinter 11 Elect Lars Wedenborn Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Elimination of Mgmt For For For Supermajority Requirement 15 Amendments to the Mgmt For For For Certificate of Incorporation to Make Non-substantive Changes ________________________________________________________________________________ National Oilwell Varco Inc. Ticker Security ID: Meeting Date Meeting Status NOV CUSIP 637071101 05/22/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Merrill A. Mgmt For For For Miller, Jr. 2 Elect Greg L. Armstrong Mgmt For For For 3 Elect Ben A. Guill Mgmt For For For 4 Elect David D. Harrison Mgmt For For For 5 Elect Roger L. Jarvis Mgmt For For For 6 Elect Eric L. Mattson Mgmt For For For 7 Ratification of Auditor Mgmt For For For 8 Advisory Vote on Mgmt For For For Executive Compensation 9 Amendment to the Mgmt For For For Long-Term Incentive Plan 10 Approval of the Annual Mgmt For For For Cash Incentive Plan ________________________________________________________________________________ NetFlix Inc Ticker Security ID: Meeting Date Meeting Status NFLX CUSIP 64110L106 06/07/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Timothy M. Haley Mgmt For Withhold Against 1.2 Elect Ann Mather Mgmt For Withhold Against 1.3 Elect Leslie Kilgore Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Shareholder Proposal ShrHoldr Against For Against Regarding Declassification of the Board 5 Shareholder Proposal ShrHoldr Against For Against Regarding Majority Vote for Election of Directors 6 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman 7 Shareholder Proposal ShrHoldr Against Against For Regarding Proxy Access 8 Shareholder Proposal ShrHoldr Against For Against Regarding Simple Majority Vote ________________________________________________________________________________ Newell Rubbermaid Inc. Ticker Security ID: Meeting Date Meeting Status NWL CUSIP 651229106 05/07/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Scott S. Cowen Mgmt For For For 2 Elect Cynthia A. Mgmt For For For Montgomery 3 Elect Jose Ignacio Mgmt For For For Perez-Lizaur 4 Elect Michael B. Polk Mgmt For For For 5 Elect Michael A. Todman Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 2013 Incentive Plan Mgmt For For For 8 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Newfield Exploration Co. Ticker Security ID: Meeting Date Meeting Status NFX CUSIP 651290108 05/02/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Lee K. Boothby Mgmt For For For 2 Elect Pamela J. Gardner Mgmt For For For 3 Elect John R. Kemp III Mgmt For For For 4 Elect Joseph H. Mgmt For For For Netherland 5 Elect Howard H. Newman Mgmt For For For 6 Elect Thomas G. Ricks Mgmt For For For 7 Elect Juanita F. Romans Mgmt For For For 8 Elect Charles E. Shultz Mgmt For For For 9 Elect Richard K. Mgmt For For For Stoneburner 10 Elect J. Terry Strange Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Amendment to the 2011 Mgmt For For For Omnibus Stock Plan 14 Shareholder Proposal ShrHoldr Against Against For Regarding Environmental Expertise on Board ________________________________________________________________________________ Newmont Mining Corp. Ticker Security ID: Meeting Date Meeting Status NEM CUSIP 651639106 04/24/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Bruce R. Brook Mgmt For For For 2 Elect J. Kofi Bucknor Mgmt For For For 3 Elect Vincent A. Calarco Mgmt For For For 4 Elect Joseph A. Carrabba Mgmt For For For 5 Elect Noreen Doyle Mgmt For For For 6 Elect Gary J. Goldberg Mgmt For For For 7 Elect Veronica M. Hagen Mgmt For For For 8 Elect Jane Nelson Mgmt For For For 9 Elect Donald C. Roth Mgmt For For For 10 Elect Simon R. Thompson Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 2013 Stock Incentive Mgmt For Against Against Plan 14 Performance Pay Plan Mgmt For For For ________________________________________________________________________________ NextEra Energy Inc Ticker Security ID: Meeting Date Meeting Status NEE CUSIP 65339F101 05/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Sherry S. Barrat Mgmt For For For 2 Elect Robert M. Beall II Mgmt For For For 3 Elect James L. Camaren Mgmt For For For 4 Elect Kenneth B. Dunn Mgmt For For For 5 Elect Lewis Hay, III Mgmt For For For 6 Elect Toni Jennings Mgmt For For For 7 Elect James L. Robo Mgmt For For For 8 Elect Rudy E. Schupp Mgmt For For For 9 Elect John L. Skolds Mgmt For For For 10 Elect William H. Swanson Mgmt For For For 11 Elect Michael H. Thaman Mgmt For For For 12 Elect Hansel E. Tookes Mgmt For For For II 13 Ratification of Auditor Mgmt For For For 14 Approval of the Mgmt For For For Material Terms under the 2013 Executive Annual Incentive Plan 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Shareholder Regarding ShrHoldr Against Against For Nuclear Fuel Storage and Safety ________________________________________________________________________________ Nisource Inc. (Holding Co.) Ticker Security ID: Meeting Date Meeting Status NI CUSIP 65473P105 05/14/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Richard A. Abdoo Mgmt For For For 2 Elect Aristides S. Mgmt For For For Candris 3 Elect Sigmund L. Mgmt For For For Cornelius 4 Elect Michael E. Jesanis Mgmt For For For 5 Elect Marty R. Kittrell Mgmt For For For 6 Elect W. Lee Nutter Mgmt For For For 7 Elect Deborah S. Parker Mgmt For For For 8 Elect Robert C. Skaggs, Mgmt For For For Jr. 9 Elect Teresa A. Taylor Mgmt For For For 10 Elect Richard L. Mgmt For For For Thompson 11 Elect Carolyn Y. Woo Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent 15 Shareholder Proposal ShrHoldr Against Against For Regarding Compensation Benchmarking ________________________________________________________________________________ Noble Corp. Ticker Security ID: Meeting Date Meeting Status NE CUSIP H5833N103 04/26/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Michael A. Cawley Mgmt For For For 1.2 Elect Gordon T. Hall Mgmt For For For 1.3 Elect Ashley Almanza Mgmt For For For 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Appointment of Auditor Mgmt For For For 5 Discharge of Directors Mgmt For For For & Officers for Fiscal Year 2012 6 Advisory Vote On Mgmt For For For Executive Compensation 7 Authority to Issue Mgmt For For For Shares ________________________________________________________________________________ Noble Energy Inc Ticker Security ID: Meeting Date Meeting Status NBL CUSIP 655044105 04/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Jeffrey L. Mgmt For For For Berenson 2 Elect Michael A. Cawley Mgmt For For For 3 Elect Edward F. Cox Mgmt For For For 4 Elect Charles D. Mgmt For For For Davidson 5 Elect Thomas J. Edelman Mgmt For For For 6 Elect Eric P. Grubman Mgmt For For For 7 Elect Kirby L. Hedrick Mgmt For For For 8 Elect Scott D. Urban Mgmt For For For 9 Elect William T. Van Mgmt For For For Kleef 10 Elect Molly K. Mgmt For For For Williamson 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Amendment to the 1992 Mgmt For For For Stock Option and Restricted Stock Plan 14 Adoption of Exclusive Mgmt For Against Against Forum Provisions 15 Bundled Technical Mgmt For For For Amendments to Bylaws ________________________________________________________________________________ Nordstrom, Inc. Ticker Security ID: Meeting Date Meeting Status JWN CUSIP 655664100 05/14/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Phyllis J. Mgmt For For For Campbell 2 Elect Michelle M. Ebanks Mgmt For For For 3 Elect Enrique Mgmt For For For Hernandez, Jr. 4 Elect Robert G. Miller Mgmt For For For 5 Elect Blake W. Nordstrom Mgmt For For For 6 Elect Erik B. Nordstrom Mgmt For For For 7 Elect Peter E. Nordstrom Mgmt For For For 8 Elect Philip G. Satre Mgmt For For For 9 Elect B. Kevin Turner Mgmt For For For 10 Elect Robert D. Walter Mgmt For For For 11 Elect Alison A. Winter Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Amendment to the 2010 Mgmt For For For Equity Incentive Plan ________________________________________________________________________________ Norfolk Southern Corp. Ticker Security ID: Meeting Date Meeting Status NSC CUSIP 655844108 05/09/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Thomas Bell, Jr. Mgmt For For For 2 Elect Erskine Bowles Mgmt For For For 3 Elect Robert Bradway Mgmt For For For 4 Elect Wesley Bush Mgmt For For For 5 Elect Daniel Carp Mgmt For For For 6 Elect Karen Horn Mgmt For Against Against 7 Elect Burton Joyce Mgmt For For For 8 Elect Steven Leer Mgmt For For For 9 Elect Michael Lockhart Mgmt For For For 10 Elect Charles Moorman, Mgmt For For For IV 11 Elect Martin Nesbitt Mgmt For For For 12 Elect John Thompson Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Provide Right to Call a Mgmt For For For Special Meeting ________________________________________________________________________________ Northeast Utilities Ticker Security ID: Meeting Date Meeting Status NU CUSIP 664397106 05/01/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Richard H. Booth Mgmt For For For 1.2 Elect John S. Clarkeson Mgmt For For For 1.3 Elect Cotton M. Mgmt For For For Cleveland 1.4 Elect Sanford Cloud, Jr. Mgmt For For For 1.5 Elect James S. DiStasio Mgmt For For For 1.6 Elect Francis A. Doyle Mgmt For For For 1.7 Elect Charles K. Gifford Mgmt For For For 1.8 Elect Paul A. La Camera Mgmt For For For 1.9 Elect Kenneth R. Leibler Mgmt For For For 1.10 Elect Thomas J. May Mgmt For For For 1.11 Elect Charles W. Shivery Mgmt For For For 1.12 Elect William C. Van Mgmt For For For Faasen 1.13 Elect Frederica M. Mgmt For For For Williams 1.14 Elect Dennis R. Wraase Mgmt For For For 2 Advisory Vote on Mgmt For Against Against Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Northern Trust Corp. Ticker Security ID: Meeting Date Meeting Status NTRS CUSIP 665859104 04/16/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Linda Walker Bynoe Mgmt For For For 1.2 Elect Nicholas Chabraja Mgmt For Withhold Against 1.3 Elect Susan Crown Mgmt For For For 1.4 Elect Dipak Jain Mgmt For For For 1.5 Elect Robert Lane Mgmt For For For 1.6 Elect Edward Mooney Mgmt For For For 1.7 Elect Jose Luis Prado Mgmt For For For 1.8 Elect John Rowe Mgmt For For For 1.9 Elect Martin Slark Mgmt For For For 1.10 Elect David Smith, Jr. Mgmt For For For 1.11 Elect Charles Tribbett Mgmt For For For III 1.12 Elect Frederick Waddell Mgmt For For For 2 Advisory Vote on Mgmt For Against Against Executive Compensation 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal ShrHoldr Against For Against Regarding Report on Political Spending ________________________________________________________________________________ Northrop Grumman Corp. Ticker Security ID: Meeting Date Meeting Status NOC CUSIP 666807102 05/15/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Wesley G. Bush Mgmt For For For 2 Elect Victor H. Fazio Mgmt For For For 3 Elect Donald E. Mgmt For For For Felsinger 4 Elect Stephen E. Frank Mgmt For Against Against 5 Elect Bruce S. Gordon Mgmt For For For 6 Elect Madeleine A. Mgmt For For For Kleiner 7 Elect Karl J. Krapek Mgmt For For For 8 Elect Richard B. Myers Mgmt For For For 9 Elect Aulana L. Peters Mgmt For Against Against 10 Elect Gary Roughead Mgmt For For For 11 Elect Thomas M. Schoewe Mgmt For For For 12 Elect Kevin W. Sharer Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Ratification of Auditor Mgmt For For For 15 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report 16 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman ________________________________________________________________________________ NRG Energy Inc. Ticker Security ID: Meeting Date Meeting Status NRG CUSIP 629377508 04/25/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Kirbyjon H. Mgmt For For For Caldwell 2 Elect David W. Crane Mgmt For For For 3 Elect Kathleen A. Mgmt For For For McGinty 4 Elect Evan J. Mgmt For For For Silverstein 5 Elect Thomas H. Mgmt For For For Weidemeyer 6 Advisory Vote on Mgmt For Against Against Executive Compensation 7 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Nucor Corp. Ticker Security ID: Meeting Date Meeting Status NUE CUSIP 670346105 05/09/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Peter C. Browning Mgmt For Withhold Against 1.2 Elect Clayton C. Daley, Mgmt For For For Jr. 1.3 Elect Daniel R. DiMicco Mgmt For For For 1.4 Elect John J. Ferriola Mgmt For For For 1.5 Elect Harvey B. Gantt Mgmt For For For 1.6 Elect Victoria F. Haynes Mgmt For For For 1.7 Elect Bernard L. Kasriel Mgmt For For For 1.8 Elect Christopher J. Mgmt For For For Kearney 1.9 Elect Raymond J. Mgmt For For For Milchovich 1.10 Elect John H. Walker Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Senior Mgmt For For For Officers Annual and Long-Term Incentive Plans 4 Amendment to the Mgmt For For For Restated Certificate of Incorporation to Reduce Supermajority Voting Thresholds 5 Amendment to Bylaws to Mgmt For For For Reduce Supermajority Voting Threshold 6 Shareholder Proposal ShrHoldr Against For Against Regarding Majority Vote for Election of Directors 7 Shareholder Proposal ShrHoldr Against For Against Regarding Report on Political Spending ________________________________________________________________________________ NVIDIA Corp Ticker Security ID: Meeting Date Meeting Status NVDA CUSIP 67066G104 05/15/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Tench Coxe Mgmt For For For 2 Elect James C. Gaither Mgmt For For For 3 Elect Jen-Hsun Huang Mgmt For For For 4 Elect Mark L. Perry Mgmt For For For 5 Elect A. Brooke Seawell Mgmt For For For 6 Elect Mark A. Stevens Mgmt For For For 7 Amendment to the 2007 Mgmt For For For Equity Incentive Plan 8 Advisory Vote on Mgmt For For For Executive Compensation 9 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ NYSE Euronext Ticker Security ID: Meeting Date Meeting Status NYX CUSIP 629491101 04/25/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Andre Bergen Mgmt For For For 2 Elect Ellyn L. Brown Mgmt For For For 3 Elect Marshall N. Carter Mgmt For For For 4 Elect Dominique Cerutti Mgmt For For For 5 Elect George Cox Mgmt For For For 6 Elect Sylvain Hefes Mgmt For For For 7 Elect Jan-Michiel Mgmt For For For Hessels 8 Elect Lawrence E. Mgmt For For For Leibowitz 9 Elect Duncan M. Mgmt For Against Against McFarland 10 Elect James J. McNulty Mgmt For Against Against 11 Elect Duncan L. Mgmt For For For Niederauer 12 Elect Luis Maria Viana Mgmt For For For Palha da Silva 13 Elect Robert G. Scott Mgmt For For For 14 Elect Jackson P. Tai Mgmt For For For 15 Elect Rijnhard van Tets Mgmt For For For 16 Elect Brian Williamson Mgmt For Against Against 17 Ratification of Auditor Mgmt For For For 18 Advisory Vote on Mgmt For Against Against Executive Compensation 19 Amendment to the Mgmt For For For Omnibus Incentive Plan 20 Reapproval of Mgmt For For For Performance Goals under the Omnibus Incentive Plan 21 Right to Call a Special Mgmt For For For Meeting 22 Right to Act by Written Mgmt For For For Consent ________________________________________________________________________________ NYSE Euronext Ticker Security ID: Meeting Date Meeting Status NYX CUSIP 629491101 06/03/2013 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Acquisition Mgmt For For For 2 Advisory Vote on Golden Mgmt For For For Parachutes 3 Right to Adjourn Meeting Mgmt For Against Against ________________________________________________________________________________ O`Reilly Automotive, Inc. Ticker Security ID: Meeting Date Meeting Status ORLY CUSIP 67103H107 05/07/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Lawrence P. Mgmt For Against Against O'Reilly 2 Elect Rosalie Mgmt For Against Against O'Reilly-Wooten 3 Elect Thomas T. Mgmt For For For Hendrickson 4 Repeal of Classified Mgmt For For For Board 5 Right to Call a Special Mgmt For For For Meeting 6 Technical Article Mgmt For For For Amendments Related to the Expired Rights Plan and Indemnification 7 Advisory Vote on Mgmt For For For Executive Compensation 8 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Occidental Petroleum Corp. Ticker Security ID: Meeting Date Meeting Status OXY CUSIP 674599105 05/03/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect E. Spencer Abraham Mgmt For For For 2 Elect Howard Atkins Mgmt For For For 3 Elect Stephen Chazen Mgmt For For For 4 Elect Edward Djerejian Mgmt For For For 5 Elect John Feick Mgmt For For For 6 Elect Margaret Foran Mgmt For For For 7 Elect Carlos Gutierrez Mgmt For For For 8 Elect Ray Irani Mgmt For For For 9 Elect Avedick Poladian Mgmt For For For 10 Elect Aziz Syriani Mgmt For For For 11 Advisory Vote on Mgmt For Against Against Executive Compensation 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent ________________________________________________________________________________ Omnicom Group, Inc. Ticker Security ID: Meeting Date Meeting Status OMC CUSIP 681919106 05/21/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John D. Wren Mgmt For For For 2 Elect Bruce Crawford Mgmt For For For 3 Elect Alan R. Batkin Mgmt For For For 4 Elect Mary C. Choksi Mgmt For For For 5 Elect Robert C. Clark Mgmt For For For 6 Elect Leonard S. Mgmt For For For Coleman, Jr. 7 Elect Errol M. Cook Mgmt For For For 8 Elect Susan S. Denison Mgmt For For For 9 Elect Michael A. Henning Mgmt For For For 10 Elect John R. Murphy Mgmt For For For 11 Elect John R. Purcell Mgmt For For For 12 Elect Linda Johnson Rice Mgmt For For For 13 Elect Gary L. Roubos Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 2013 Incentive Award Mgmt For For For Plan 16 Advisory Vote on Mgmt For For For Executive Compensation 17 Shareholder Proposal ShrHoldr Against Against For Regarding Employment Diversity Report 18 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares Until Retirement ________________________________________________________________________________ Oneok Inc. Ticker Security ID: Meeting Date Meeting Status OKE CUSIP 682680103 05/22/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect James C. Day Mgmt For For For 2 Elect Julie H. Edwards Mgmt For For For 3 Elect William L. Ford Mgmt For For For 4 Elect John W. Gibson Mgmt For For For 5 Elect Bert H. Mackie Mgmt For For For 6 Elect Steven J. Malcolm Mgmt For For For 7 Elect Jim W. Mogg Mgmt For For For 8 Elect Pattye L. Moore Mgmt For For For 9 Elect Gary D. Parker Mgmt For For For 10 Elect Eduardo A. Mgmt For For For Rodriguez 11 Ratification of Auditor Mgmt For For For 12 Amendment to the Equity Mgmt For For For Compensation Plan 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Shareholder Proposal ShrHoldr Against Against For Regarding Fugitive Methane Emissions ________________________________________________________________________________ Owens-Illinois, Inc. Ticker Security ID: Meeting Date Meeting Status OI CUSIP 690768403 05/17/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jay L. Geldmacher Mgmt For For For 1.2 Elect Albert P.L. Mgmt For For For Stroucken 1.3 Elect Dennis K. Williams Mgmt For For For 1.4 Elect Thomas L. Young Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Paccar Inc. Ticker Security ID: Meeting Date Meeting Status PCAR CUSIP 693718108 04/29/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Alison J. Carnwath Mgmt For For For 2 Elect Luiz Kaufmann Mgmt For For For 3 Elect John M. Pigott Mgmt For For For 4 Elect Gregory M. E. Mgmt For For For Spierkel 5 Shareholder Proposal ShrHoldr Against For Against Regarding Declassification of the Board 6 Shareholder Proposal ShrHoldr Against For Against Regarding Simple Majority Vote ________________________________________________________________________________ Pacific Gas & Electric Co Ticker Security ID: Meeting Date Meeting Status PCG CUSIP 69331C108 05/06/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect David R. Andrews Mgmt For For For 2 Elect Lewis Chew Mgmt For For For 3 Elect C. Lee Cox Mgmt For For For 4 Elect Anthony F. Mgmt For For For Earley, Jr. 5 Elect Fred J. Fowler Mgmt For For For 6 Elect Maryellen C. Mgmt For Against Against Herringer 7 Elect Roger H. Kimmel Mgmt For For For 8 Elect Richard A. Meserve Mgmt For For For 9 Elect Forrest E. Miller Mgmt For For For 10 Elect Rosendo G. Parra Mgmt For For For 11 Elect Barbara L. Rambo Mgmt For For For 12 Elect Barry Lawson Mgmt For For For Williams 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman ________________________________________________________________________________ Peabody Energy Corp. Ticker Security ID: Meeting Date Meeting Status BTU CUSIP 704549104 04/29/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Gregory H. Boyce Mgmt For For For 1.2 Elect William A. Coley Mgmt For For For 1.3 Elect William E. James Mgmt For For For 1.4 Elect Robert B. Karn III Mgmt For For For 1.5 Elect Henry E. Lentz Mgmt For For For 1.6 Elect Robert A. Malone Mgmt For For For 1.7 Elect William C. Rusnack Mgmt For For For 1.8 Elect John F. Turner Mgmt For For For 1.9 Elect Sandra A. Van Mgmt For For For Trease 1.10 Elect Alan H. Washkowitz Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For Against Against Executive Compensation 4 Approval of Material Mgmt For For For Terms of 2008 Management Annual Incentive Compensation Plan 5 Shareholder Proposal ShrHoldr Against For Against Regarding Lobbying Report 6 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman ________________________________________________________________________________ Pentair Ltd Ticker Security ID: Meeting Date Meeting Status PNR CUSIP H6169Q108 04/29/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect T. Michael Glenn Mgmt For For For 2 Elect David H. Y. Ho Mgmt For For For 3 Elect Ronald L. Merriman Mgmt For For For 4 Accounts and Reports Mgmt For For For 5 Ratification of Board Mgmt For For For Acts 6 Appointment of Mgmt For For For Statutory Auditor 7 Appointment of Auditor Mgmt For For For 8 Appointment of Special Mgmt For For For Auditor 9 Allocation of Net Loss Mgmt For For For 10 Approval of Ordinary Mgmt For For For Cash Dividend 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Approval of Performance Mgmt For For For Goals and Related Matters under the 2012 Stock and Incentive Plan ________________________________________________________________________________ People`s United Financial Inc Ticker Security ID: Meeting Date Meeting Status PBCT CUSIP 712704105 04/18/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Kevin T. Bottomley Mgmt For Withhold Against 1.2 Elect John K. Dwight Mgmt For For For 1.3 Elect Janet M. Hansen Mgmt For For For 1.4 Elect Mark W. Richards Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Repeal of Classified Mgmt For For For Board 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Pepco Holdings Inc Ticker Security ID: Meeting Date Meeting Status POM CUSIP 713291102 05/17/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jack B. Dunn, IV Mgmt For For For 1.2 Elect H. Russell Frisby Mgmt For For For 1.3 Elect Terence C. Golden Mgmt For For For 1.4 Elect Patrick T. Harker Mgmt For For For 1.5 Elect Frank O. Heintz Mgmt For For For 1.6 Elect Barbara J. Mgmt For For For Krumsiek 1.7 Elect George F. Mgmt For For For MacCormack 1.8 Elect Lawrence C. Mgmt For For For Nussdorf 1.9 Elect Patricia A. Mgmt For For For Oelrich 1.10 Elect Joseph M. Rigby Mgmt For For For 1.11 Elect Frank K. Ross Mgmt For For For 1.12 Elect Pauline A. Mgmt For For For Schneider 1.13 Elect Lester P. Mgmt For For For Silverman 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Pepsico Inc. Ticker Security ID: Meeting Date Meeting Status PEP CUSIP 713448108 05/01/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Shona L. Brown Mgmt For For For 2 Elect George W. Buckley Mgmt For For For 3 Elect Ian M. Cook Mgmt For For For 4 Elect Dina Dublon Mgmt For For For 5 Elect Victor J. Dzau Mgmt For For For 6 Elect Ray L. Hunt Mgmt For For For 7 Elect Alberto Ibarguen Mgmt For For For 8 Elect Indra K. Nooyi Mgmt For For For 9 Elect Sharon Percy Mgmt For For For Rockefeller 10 Elect James J. Schiro Mgmt For For For 11 Elect Lloyd G. Trotter Mgmt For For For 12 Elect Daniel Vasella Mgmt For For For 13 Elect Alberto Weisser Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Perkinelmer, Inc. Ticker Security ID: Meeting Date Meeting Status PKI CUSIP 714046109 04/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Peter Barrett Mgmt For For For 2 Elect Robert F. Friel Mgmt For For For 3 Elect Nicholas A. Mgmt For For For Lopardo 4 Elect Alexis P. Michas Mgmt For For For 5 Elect James C. Mullen Mgmt For For For 6 Elect Vicki L. Sato Mgmt For For For 7 Elect Kenton J. Mgmt For For For Sicchitano 8 Elect Patrick J. Mgmt For For For Sullivan 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Mgmt For Against Against Executive Compensation ________________________________________________________________________________ Petsmart, Inc. Ticker Security ID: Meeting Date Meeting Status PETM CUSIP 716768106 06/14/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Angel Cabrera Mgmt For For For 2 Elect Rita V. Foley Mgmt For For For 3 Elect Rakesh Gangwal Mgmt For For For 4 Elect Joseph S. Hardin, Mgmt For For For Jr. 5 Elect Gregory P. Mgmt For For For Josefowicz 6 Elect Richard K. Mgmt For For For Lochridge 7 Elect Robert F. Moran Mgmt For For For 8 Elect Barbara A. Munder Mgmt For For For 9 Elect Thomas G. Stemberg Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Amendment to the Mgmt For For For Executive Short-Term Incentive Plan 12 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Pfizer Inc. Ticker Security ID: Meeting Date Meeting Status PFE CUSIP 717081103 04/25/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Dennis A. Ausiello Mgmt For For For 2 Elect M. Anthony Burns Mgmt For For For 3 Elect W. Don Cornwell Mgmt For For For 4 Elect Frances D. Mgmt For For For Fergusson 5 Elect William H. Gray, Mgmt For For For III 6 Elect Helen H. Hobbs Mgmt For For For 7 Elect Constance J. Mgmt For For For Horner 8 Elect James M. Kilts Mgmt For For For 9 Elect George A. Lorch Mgmt For For For 10 Elect Suzanne Nora Mgmt For For For Johnson 11 Elect Ian C. Read Mgmt For For For 12 Elect Stephen W. Sanger Mgmt For For For 13 Elect Marc Mgmt For For For Tessier-Lavigne 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares Until Retirement 17 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent ________________________________________________________________________________ Philip Morris International Inc Ticker Security ID: Meeting Date Meeting Status PM CUSIP 718172109 05/08/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Harold Brown Mgmt For For For 2 Elect Mathis Mgmt For For For Cabiallavetta 3 Elect Andre Mgmt For For For Calantzopoulos 4 Elect Louis Camilleri Mgmt For For For 5 Elect J. Dudley Fishburn Mgmt For For For 6 Elect Jennifer Li Mgmt For For For 7 Elect Graham Mackay Mgmt For For For 8 Elect Sergio Marchionne Mgmt For For For 9 Elect Kalpana Morparia Mgmt For For For 10 Elect Lucio Noto Mgmt For For For 11 Elect Robert Polet Mgmt For For For 12 Elect Carlos Slim Helu Mgmt For For For 13 Elect Stephen Wolf Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Phillips 66 Ticker Security ID: Meeting Date Meeting Status PSX CUSIP 718546104 05/08/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Greg C. Garland Mgmt For For For 2 Elect John E. Lowe Mgmt For For For 3 Ratification of Auditor Mgmt For Against Against 4 2013 Omnibus Stock and Mgmt For For For Performance Incentive Plan 5 Advisory Vote on Mgmt For Against Against Executive Compensation 6 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ Pinnacle West Capital Corp. Ticker Security ID: Meeting Date Meeting Status PNW CUSIP 723484101 05/15/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Edward Basha Mgmt For For For 1.2 Elect Donald E. Brandt Mgmt For For For 1.3 Elect Susan Mgmt For For For Clark-Johnson 1.4 Elect Denis A. Cortese Mgmt For For For 1.5 Elect Michael L. Mgmt For Withhold Against Gallagher 1.6 Elect Roy A. Herberger, Mgmt For For For Jr. 1.7 Elect Dale E. Klein Mgmt For For For 1.8 Elect Humberto S. Lopez Mgmt For For For 1.9 Elect Kathryn L. Munro Mgmt For For For 1.10 Elect Bruce J. Nordstrom Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Pioneer Natural Resources Co. Ticker Security ID: Meeting Date Meeting Status PXD CUSIP 723787107 05/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Timothy L. Dove Mgmt For For For 2 Elect Charles E. Mgmt For For For Ramsey, Jr. 3 Elect Frank A. Risch Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Shareholder Proposal ShrHoldr Against Against For Regarding Hydraulic Fracturing ________________________________________________________________________________ Pitney Bowes, Inc. Ticker Security ID: Meeting Date Meeting Status PBI CUSIP 724479100 05/13/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Linda Alvarado Mgmt For For For 2 Elect Anne Busquet Mgmt For For For 3 Elect Roger Fradin Mgmt For For For 4 Elect Anne Sutherland Mgmt For For For Fuchs 5 Elect S. Douglas Mgmt For For For Hutcheson 6 Elect Marc Lautenbach Mgmt For For For 7 Elect Eduardo Menasce Mgmt For For For 8 Elect Michael Roth Mgmt For For For 9 Elect David Shedlarz Mgmt For For For 10 Elect David Snow, Jr. Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 2013 Stock Plan Mgmt For For For ________________________________________________________________________________ Plum Creek Timber Co., Inc. Ticker Security ID: Meeting Date Meeting Status PCL CUSIP 729251108 05/07/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Rick R. Holley Mgmt For For For 2 Elect Robin Josephs Mgmt For For For 3 Elect John G. McDonald Mgmt For For For 4 Elect Robert B. McLeod Mgmt For For For 5 Elect John F. Morgan, Mgmt For For For Sr. 6 Elect Marc F. Racicot Mgmt For For For 7 Elect Laurence A. Selzer Mgmt For For For 8 Elect Stephen C. Tobias Mgmt For For For 9 Elect Martin A. White Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ PNC Financial Services Group Ticker Security ID: Meeting Date Meeting Status PNC CUSIP 693475105 04/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Richard Berndt Mgmt For For For 2 Elect Charles Bunch Mgmt For For For 3 Elect Paul Chellgren Mgmt For For For 4 Elect William Demchak Mgmt For For For 5 Elect Kay Coles James Mgmt For For For 6 Elect Richard Kelson Mgmt For For For 7 Elect Bruce Lindsay Mgmt For For For 8 Elect Anthony Massaro Mgmt For For For 9 Elect Jane Pepper Mgmt For For For 10 Elect James Rohr Mgmt For For For 11 Elect Donald Shepard Mgmt For For For 12 Elect Lorene Steffes Mgmt For For For 13 Elect Dennis Strigl Mgmt For For For 14 Elect Thomas Usher Mgmt For For For 15 Elect George Walls, Jr. Mgmt For For For 16 Elect Helge Wehmeier Mgmt For For For 17 Ratification of Auditor Mgmt For For For 18 Advisory Vote on Mgmt For Against Against Executive Compensation 19 Shareholder Proposal ShrHoldr Against Against For Regarding Lending Portfolio Exposure to Climate Change Risk ________________________________________________________________________________ PPG Industries, Inc. Ticker Security ID: Meeting Date Meeting Status PPG CUSIP 693506107 04/18/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect James G. Berges Mgmt For For For 1.2 Elect John V. Faraci Mgmt For For For 1.3 Elect Victoria F. Haynes Mgmt For For For 1.4 Elect Martin H. Mgmt For For For Richenhagen 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Repeal of Classified Mgmt For For For Board 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal ShrHoldr Against For Against Regarding Simple Majority Vote ________________________________________________________________________________ PPL Corp Ticker Security ID: Meeting Date Meeting Status PPL CUSIP 69351T106 05/15/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Frederick M. Mgmt For For For Bernthal 1.2 Elect John W. Conway Mgmt For For For 1.3 Elect Philip G. Cox Mgmt For For For 1.4 Elect Steven G. Elliott Mgmt For For For 1.5 Elect Louise K. Goeser Mgmt For For For 1.6 Elect Stuart E. Graham Mgmt For For For 1.7 Elect Stuart Heydt Mgmt For For For 1.8 Elect Raja Rajamannar Mgmt For For For 1.9 Elect Craig A. Rogerson Mgmt For For For 1.10 Elect William H. Spence Mgmt For For For 1.11 Elect Natica von Althann Mgmt For For For 1.12 Elect Keith H. Mgmt For For For Williamson 2 Adoption of Majority Mgmt For For For Vote for Election of Directors 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Shareholder Proposal ShrHoldr Against For Against Regarding Report on Political Spending ________________________________________________________________________________ Praxair, Inc. Ticker Security ID: Meeting Date Meeting Status PX CUSIP 74005P104 04/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Stephen F. Angel Mgmt For For For 2 Elect Oscar Bernardes Mgmt For For For 3 Elect Bret K. Clayton Mgmt For For For 4 Elect Nance K. Dicciani Mgmt For For For 5 Elect Edward G. Galante Mgmt For For For 6 Elect Claire W. Gargalli Mgmt For For For 7 Elect Ira D. Hall Mgmt For For For 8 Elect Raymond W. LeBoeuf Mgmt For For For 9 Elect Larry D. McVay Mgmt For For For 10 Elect Wayne T. Smith Mgmt For For For 11 Elect Robert L. Wood Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Shareholder Proposal ShrHoldr Against Against For Regarding Incorporation of Values in Political Spending 14 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Price T.Rowe Assoc Inc. Ticker Security ID: Meeting Date Meeting Status TROW CUSIP 74144T108 04/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Edward C. Bernard Mgmt For For For 2 Elect James T. Brady Mgmt For For For 3 Elect Mary K. Bush Mgmt For For For 4 Elect Donald B. Hebb, Mgmt For For For Jr. 5 Elect Freeman A. Mgmt For For For Hrabowski, III 6 Elect James A.C. Kennedy Mgmt For For For 7 Elect Robert F. Mgmt For For For MacLellan 8 Elect Brian C. Rogers Mgmt For For For 9 Elect Alfred Sommer Mgmt For For For 10 Elect Dwight S. Taylor Mgmt For For For 11 Elect Anne Marie Mgmt For For For Whittemore 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Priceline.com, Inc. Ticker Security ID: Meeting Date Meeting Status PCLN CUSIP 741503403 06/06/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Tim Armstrong Mgmt For For For 1.2 Elect Howard W. Barker, Mgmt For For For Jr. 1.3 Elect Jeffrey H. Boyd Mgmt For For For 1.4 Elect Jan L. Docter Mgmt For For For 1.5 Elect Jeffrey E. Epstein Mgmt For For For 1.6 Elect James M. Guyette Mgmt For For For 1.7 Elect Nancy B. Peretsman Mgmt For For For 1.8 Elect Thomas E. Rothman Mgmt For For For 1.9 Elect Craig W. Rydin Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Amendment to the 1999 Mgmt For For For Omnibus Plan 5 Shareholder Proposal ShrHoldr Against Against For Regarding Compensation in the Event of a Change in Control ________________________________________________________________________________ Principal Financial Group Inc Ticker Security ID: Meeting Date Meeting Status PFG CUSIP 74251V102 05/21/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Michael T. Dan Mgmt For For For 2 Elect C. Daniel Gelatt Mgmt For For For 3 Elect Sandra L. Helton Mgmt For For For 4 Elect Larry D. Zimpleman Mgmt For For For 5 Repeal of Classified Mgmt For For For Board 6 Advisory Vote on Mgmt For For For Executive Compensation 7 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Progressive Corp. Ticker Security ID: Meeting Date Meeting Status PGR CUSIP 743315103 05/16/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Lawton W. Fitt Mgmt For For For 2 Elect Jeffrey D. Kelly Mgmt For For For 3 Elect Peter B. Lewis Mgmt For For For 4 Elect Patrick H. Nettles Mgmt For For For 5 Elect Glenn M. Renwick Mgmt For For For 6 Advisory Vote on Mgmt For For For Executive Compensation 7 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Prologis Ticker Security ID: Meeting Date Meeting Status PLD CUSIP 74340W103 05/02/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Hamid R. Moghadam Mgmt For For For 2 Elect George L. Fotiades Mgmt For For For 3 Elect Christine N. Mgmt For For For Garvey 4 Elect Lydia H. Kennard Mgmt For For For 5 Elect J. Michael Losh Mgmt For Against Against 6 Elect Irving F. Lyons Mgmt For For For III 7 Elect Jeffrey L. Skelton Mgmt For For For 8 Elect D. Michael Steuert Mgmt For For For 9 Elect Carl B. Webb Mgmt For For For 10 Elect William D. Zollars Mgmt For For For 11 Advisory Vote on Mgmt For Against Against Executive Compensation 12 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Prudential Financial Inc. Ticker Security ID: Meeting Date Meeting Status PRU CUSIP 744320102 05/14/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Thomas J. Mgmt For For For Baltimore Jr. 2 Elect Gordon M. Bethune Mgmt For For For 3 Elect Gaston Caperton Mgmt For For For 4 Elect Gilbert F. Mgmt For For For Casellas 5 Elect James G. Cullen Mgmt For For For 6 Elect William H. Gray, Mgmt For For For III 7 Elect Mark B. Grier Mgmt For For For 8 Elect Constance J. Mgmt For For For Horner 9 Elect Martina Mgmt For For For Hund-Mejean 10 Elect Karl J. Krapek Mgmt For For For 11 Elect Christine A. Poon Mgmt For For For 12 Elect John R. Strangfeld Mgmt For For For 13 Elect James A. Unruh Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Mgmt For Against Against Executive Compensation 16 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent ________________________________________________________________________________ Public Service Enterprise Group Inc. Ticker Security ID: Meeting Date Meeting Status PEG CUSIP 744573106 04/16/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Albert R. Gamper, Mgmt For For For Jr. 2 Elect William V. Hickey Mgmt For For For 3 Elect Ralph Izzo Mgmt For For For 4 Elect Shirley A. Jackson Mgmt For For For 5 Elect David Lilley Mgmt For For For 6 Elect Thomas A. Renyi Mgmt For For For 7 Elect Hak Cheol Shin Mgmt For For For 8 Elect Richard J. Swift Mgmt For For For 9 Elect Susan Tomasky Mgmt For For For 10 Elect Alfred W. Zollar Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Amendment to the 2004 Mgmt For For For Long-Term Incentive Plan 13 Amendment to the Mgmt For For For Employee Stock Purchase Plan 14 Ratification of Auditor Mgmt For For For 15 Shareholder Proposal ShrHoldr Against For Against Regarding Simple Majority Vote ________________________________________________________________________________ Public Storage Ticker Security ID: Meeting Date Meeting Status PSA CUSIP 74460D109 05/09/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Ronald L. Havner, Mgmt For For For Jr. 1.2 Elect Tamara Hughes Mgmt For For For Gustavson 1.3 Elect Uri P. Harkham Mgmt For For For 1.4 Elect B. Wayne Hughes, Mgmt For Withhold Against Jr. 1.5 Elect Avedick B. Mgmt For For For Poladian 1.6 Elect Gary E. Pruitt Mgmt For For For 1.7 Elect Ronald P. Spogli Mgmt For For For 1.8 Elect Daniel C. Staton Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ PulteGroup Inc Ticker Security ID: Meeting Date Meeting Status PHM CUSIP 745867101 05/08/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Brian P. Anderson Mgmt For For For 1.2 Elect Bryce Blair Mgmt For For For 1.3 Elect Richard J. Dugas, Mgmt For For For Jr. 1.4 Elect Thomas J. Folliard Mgmt For For For 1.5 Elect Cheryl W. Grise Mgmt For For For 1.6 Elect Andre J. Hawaux Mgmt For For For 1.7 Elect Debra J. Mgmt For For For Kelly-Ennis 1.8 Elect Patrick J. O'Leary Mgmt For For For 1.9 Elect James J. Postl Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 2013 Senior Management Mgmt For For For Incentive Plan 5 2013 Stock Incentive Mgmt For Against Against Plan 6 Amendment to NOL Mgmt For Against Against Preservation Shareholder Rights Plan 7 Shareholder Proposal ShrHoldr Against For Against Regarding Majority Vote for Election of Directors 8 Shareholder Proposal ShrHoldr Against For Against Regarding Performance-Based Equity Compensation ________________________________________________________________________________ PVH Corp Ticker Security ID: Meeting Date Meeting Status PVH CUSIP 693656100 06/20/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Mary Baglivo Mgmt For For For 2 Elect Emanuel Chirico Mgmt For For For 3 Elect Juan R. Figuereo Mgmt For For For 4 Elect Joseph B. Fuller Mgmt For For For 5 Elect Fred Gehring Mgmt For For For 6 Elect Margaret L. Mgmt For For For Jenkins 7 Elect Bruce Maggin Mgmt For For For 8 Elect V. James Marino Mgmt For For For 9 Elect Helen McCluskey Mgmt For For For 10 Elect Henry Nasella Mgmt For For For 11 Elect Rita M. Rodriguez Mgmt For For For 12 Elect Craig W. Rydin Mgmt For For For 13 Approval of the Mgmt For For For Material Terms under the Performance Incentive Bonus Plan 14 Approval of the Mgmt For For For Material Terms under the Long-Term Incentive Plan 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ QEP Resources Inc Ticker Security ID: Meeting Date Meeting Status QEP CUSIP 74733V100 05/24/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Julie A. Dill Mgmt For For For 1.2 Elect L. Richard Flury Mgmt For For For 1.3 Elect M.W. Scoggins Mgmt For Withhold Against 1.4 Elect Robert E. McKee Mgmt For For For III 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For 4 Repeal of Classified Mgmt For For For Board 5 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman ________________________________________________________________________________ Qualcomm, Inc. Ticker Security ID: Meeting Date Meeting Status QCOM CUSIP 747525103 03/05/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Barbara T. Mgmt For Against Against Alexander 2 Elect Donald G. Mgmt For For For Cruickshank 3 Elect Raymond V. Mgmt For For For Dittamore 4 Elect Susan Hockfield Mgmt For For For 5 Elect Thomas W. Horton Mgmt For For For 6 Elect Paul E. Jacobs Mgmt For For For 7 Elect Sherry Lansing Mgmt For For For 8 Elect Duane A. Nelles Mgmt For For For 9 Elect Francisco Ros Mgmt For For For 10 Elect Brent Scowcroft Mgmt For For For 11 Elect Marc I. Stern Mgmt For For For 12 Amendment to the 2006 Mgmt For For For Long-Term Incentive Plan 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Quanta Services, Inc. Ticker Security ID: Meeting Date Meeting Status PWR CUSIP 74762E102 05/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect James R. Ball Mgmt For Against Against 2 Elect John Michal Mgmt For For For Conaway 3 Elect Vincent D. Foster Mgmt For For For 4 Elect Bernard Fried Mgmt For For For 5 Elect Louis C. Golm Mgmt For For For 6 Elect Worthing F. Mgmt For For For Jackman 7 Elect James F. O'Neil Mgmt For For For III 8 Elect Bruce E. Ranck Mgmt For For For 9 Elect Margaret B. Mgmt For For For Shannon 10 Elect Pat Wood, III Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Quest Diagnostics, Inc. Ticker Security ID: Meeting Date Meeting Status DGX CUSIP 74834L100 05/21/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John C. Baldwin Mgmt For For For 2 Elect Gary M. Pfeiffer Mgmt For For For 3 Elect Stephen H. Mgmt For For For Rusckowski 4 Ratification of Auditor Mgmt For For For 5 Repeal of Classified Mgmt For For For Board 6 Eliminate Series A Mgmt For For For Junior Participating Preferred Stock 7 Advisory Vote on Mgmt For For For Executive Compensation 8 Shareholder Proposal ShrHoldr Abstain For Against Regarding Simple Majority Vote 9 Shareholder Proposal ShrHoldr Against For Against Regarding Compensation in the Event of a Change in Control ________________________________________________________________________________ Range Resources Corp Ticker Security ID: Meeting Date Meeting Status RRC CUSIP 75281A109 05/22/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Anthony V. Dub Mgmt For For For 2 Elect V. Richard Eales Mgmt For For For 3 Elect Allen Finkelson Mgmt For For For 4 Elect James M. Funk Mgmt For For For 5 Elect Jonathan S. Linker Mgmt For For For 6 Elect Mary Ralph Lowe Mgmt For For For 7 Elect Kevin S. McCarthy Mgmt For For For 8 Elect John H. Pinkerton Mgmt For For For 9 Elect Jeffrey L. Ventura Mgmt For For For 10 Advisory Vote on Mgmt For Against Against Executive Compensation 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal ShrHoldr Against Against For Regarding Fugitive Methane Emissions ________________________________________________________________________________ Raytheon Co. Ticker Security ID: Meeting Date Meeting Status RTN CUSIP 755111507 05/30/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect James E. Mgmt For For For Cartwright 2 Elect Vernon E. Clark Mgmt For For For 3 Elect Stephen J. Hadley Mgmt For For For 4 Elect Michael C. Mgmt For For For Ruettgers 5 Elect Ronald L. Skates Mgmt For For For 6 Elect William R. Spivey Mgmt For For For 7 Elect Linda G. Stuntz Mgmt For For For 8 Elect William H. Swanson Mgmt For For For 9 ADVISORY VOTE ON Mgmt For For For EXECUTIVE COMPENSATION 10 Ratification of Auditor Mgmt For For For 11 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Political Spending 12 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent 13 Shareholder Proposal ShrHoldr Against Against For Regarding Supplemental Executive Retirement Benefits 14 Shareholder Proposal ShrHoldr Against For Against Regarding Compensation in the Event of a Change in Control ________________________________________________________________________________ Regions Financial Corp. Ticker Security ID: Meeting Date Meeting Status RF CUSIP 7591EP100 05/16/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect George W. Bryan Mgmt For For For 2 Elect Carolyn H. Byrd Mgmt For For For 3 Elect David J. Cooper, Mgmt For For For Sr. 4 Elect Don DeFosset Mgmt For For For 5 Elect Eric C. Fast Mgmt For For For 6 Elect O. B. Grayson Mgmt For For For Hall, Jr. 7 Elect John D. Johns Mgmt For For For 8 Elect Charles D. McCrary Mgmt For For For 9 Elect James R. Malone Mgmt For For For 10 Elect Ruth Ann Marshall Mgmt For For For 11 Elect Susan W. Matlock Mgmt For For For 12 Elect John E. Maupin, Mgmt For For For Jr. 13 Elect John R. Roberts Mgmt For For For 14 Elect Lee J. Styslinger Mgmt For For For III 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Executive Incentive Plan Mgmt For For For 17 Ratification of Auditor Mgmt For For For 18 Shareholder Proposal ShrHoldr Against For Against Regarding Report on Political Spending ________________________________________________________________________________ Republic Services, Inc. Ticker Security ID: Meeting Date Meeting Status RSG CUSIP 760759100 05/09/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect James W. Crownover Mgmt For For For 2 Elect William J. Flynn Mgmt For For For 3 Elect Michael Larson Mgmt For For For 4 Elect Nolan Lehmann Mgmt For For For 5 Elect W. Lee Nutter Mgmt For For For 6 Elect Ramon A. Rodriguez Mgmt For For For 7 Elect Donald W. Slager Mgmt For For For 8 Elect Allan C. Sorensen Mgmt For For For 9 Elect John M. Trani Mgmt For For For 10 Elect Michael W. Wickham Mgmt For For For 11 Advisory Vote on Mgmt For Against Against Executive Compensation 12 Ratification of Auditor Mgmt For For For 13 Amendment to the 2007 Mgmt For For For Stock Incentive Plan 14 Shareholder Proposal ShrHoldr Against For Against Regarding the Approval of Survivor Benefits (Golden Coffins) 15 Shareholder Proposal ShrHoldr Against For Against Regarding Report on Political Spending ________________________________________________________________________________ Reynolds American Inc. Ticker Security ID: Meeting Date Meeting Status RAI CUSIP 761713106 05/09/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Daniel M. Delen Mgmt For For For 2 Elect Martin D. Mgmt For For For Feinstein 3 Elect Lionel L. Nowell, Mgmt For For For III 4 Elect Neil R. Withington Mgmt For For For 5 Advisory Vote on Mgmt For Against Against Executive Compensation 6 Ratification of Auditor Mgmt For For For 7 Shareholder Proposal ShrHoldr Against For Against Regarding Declassification of the Board ________________________________________________________________________________ Robert Half International Inc. Ticker Security ID: Meeting Date Meeting Status RHI CUSIP 770323103 05/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Andrew Berwick, Mgmt For For For Jr. 1.2 Elect Harold Messmer, Mgmt For For For Jr. 1.3 Elect Barbara Novogradac Mgmt For For For 1.4 Elect Robert Pace Mgmt For For For 1.5 Elect Fredrick Richman Mgmt For For For 1.6 Elect M. Keith Waddell Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Annual Mgmt For For For Performance Bonus Plan 4 Amendment to the Stock Mgmt For For For Incentive Plan 5 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Rockwell Automation Inc Ticker Security ID: Meeting Date Meeting Status ROK CUSIP 773903109 02/05/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Barry Johnson Mgmt For For For 1.2 Elect William Mgmt For For For McCormick, Jr. 1.3 Elect Keith Nosbusch Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Rockwell Collins Inc. Ticker Security ID: Meeting Date Meeting Status COL CUSIP 774341101 02/07/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John Edwardson Mgmt For For For 1.2 Elect Andrew Policano Mgmt For For For 1.3 Elect Jeffrey Turner Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For 4 2013 Employee Stock Mgmt For For For Purchase Plan 5 Shareholder Proposal ShrHoldr N/A For N/A Regarding Declassification of the Board ________________________________________________________________________________ Roper Industries, Inc. Ticker Security ID: Meeting Date Meeting Status ROP CUSIP 776696106 05/24/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect David W. Mgmt For For For Devonshire 1.2 Elect John F. Fort, III Mgmt For For For 1.3 Elect Brian D. Jellison Mgmt For For For 2 Advisory Vote on Mgmt For Against Against Executive Compensation 3 Repeal of Classified Mgmt For For For Board 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Ross Stores, Inc. Ticker Security ID: Meeting Date Meeting Status ROST CUSIP 778296103 05/22/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Michael Balmuth Mgmt For For For 2 Elect K. Gunnar Mgmt For For For Bjorklund 3 Elect Sharon D. Garrett Mgmt For For For 4 Elect Michael J. Bush Mgmt For For For 5 Elect Norman A. Ferber Mgmt For Against Against 6 Elect Gregory L. Quesnel Mgmt For For For 7 Amendment to 2008 Mgmt For For For Equity Incentive Plan for 162(m) Purposes 8 Advisory Vote on Mgmt For For For Executive Compensation 9 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Rowan Companies plc Ticker Security ID: Meeting Date Meeting Status RDC CUSIP G7665A101 04/26/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect William T. Fox III Mgmt For For For 2 Elect Sir Graham Hearne Mgmt For For For 3 Elect Henry E. Lentz Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Ratification of Mgmt For For For Statutory Auditor 6 Ratification of Mgmt For For For Statutory Auditors' Fees 7 2013 Incentive Plan Mgmt For For For 8 U.K. Remuneration Report Mgmt For For For 9 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Ryder System, Inc. Ticker Security ID: Meeting Date Meeting Status R CUSIP 783549108 05/03/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Robert J. Eck Mgmt For For For 2 Elect Tamara L. Lundgren Mgmt For For For 3 Elect Eugene A. Renna Mgmt For For For 4 Elect Abbie J. Smith Mgmt For For For 5 Elect Robert E. Sanchez Mgmt For For For 6 Elect Michael F. Hilton Mgmt For For For 7 Ratification of Auditor Mgmt For For For 8 Advisory Vote on Mgmt For For For Executive Compensation 9 Repeal of Classified Mgmt For For For Board 10 Shareholder Proposal ShrHoldr Against For Against Regarding Simple Majority Vote ________________________________________________________________________________ Safeway Inc. Ticker Security ID: Meeting Date Meeting Status SWY CUSIP 786514208 05/14/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Janet E. Grove Mgmt For For For 2 Elect Mohan S. Gyani Mgmt For For For 3 Elect Frank C. Herringer Mgmt For For For 4 Elect George J. Morrow Mgmt For For For 5 Elect Kenneth W. Oder Mgmt For For For 6 Elect T. Gary Rogers Mgmt For For For 7 Elect Arun Sarin Mgmt For For For 8 Elect William Y. Mgmt For For For Tauscher 9 Advisory Vote on Mgmt For For For Executive Compensation 10 Approval of material Mgmt For For For terms under the 2007 Equity Incentive Plan 11 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Salesforce.Com Inc Ticker Security ID: Meeting Date Meeting Status CRM CUSIP 79466L302 03/20/2013 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Increase of Authorized Mgmt For For For Common Stock ________________________________________________________________________________ Salesforce.Com Inc Ticker Security ID: Meeting Date Meeting Status CRM CUSIP 79466L302 06/06/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Stratton Sclavos Mgmt For For For 2 Elect Lawrence Tomlinson Mgmt For For For 3 Elect Shirley Young Mgmt For For For 4 Repeal of Classified Mgmt For For For Board 5 2013 Equity Incentive Mgmt For Against Against Plan 6 Ratification of Auditor Mgmt For Against Against 7 Advisory Vote on Mgmt For Against Against Executive Compensation ________________________________________________________________________________ Sandisk Corp. Ticker Security ID: Meeting Date Meeting Status SNDK CUSIP 80004C101 06/12/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Michael E. Marks Mgmt For For For 2 Elect Kevin A. DeNuccio Mgmt For For For 3 Elect Irwin Federman Mgmt For Against Against 4 Elect Steven J. Gomo Mgmt For For For 5 Elect Eddy W. Mgmt For For For Hartenstein 6 Elect Chenming Hu Mgmt For For For 7 Elect Catherine P. Lego Mgmt For For For 8 Elect Sanjay Mehrotra Mgmt For For For 9 2013 Incentive Plan Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Scana Corp Ticker Security ID: Meeting Date Meeting Status SCG CUSIP 80589M102 04/25/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Kevin B. Marsh Mgmt For Withhold Against 1.2 Elect Joshua W. Martin, Mgmt For Withhold Against III 1.3 Elect James M. Micali Mgmt For Withhold Against 1.4 Elect Harold C. Stowe Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal ShrHoldr N/A For N/A Regarding Declassification of the Board ________________________________________________________________________________ Schlumberger Ltd. (Netherlands Antilles) Ticker Security ID: Meeting Date Meeting Status SLB CUSIP 806857108 04/10/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Peter L.S. Currie Mgmt For For For 2 Elect Anthony Isaac Mgmt For Against Against 3 Elect K.V. Kamath Mgmt For For For 4 Elect Paal Kibsgaard Mgmt For For For 5 Elect Nikolay Mgmt For For For Kudryavtsev 6 Elect Adrian Lajous Mgmt For For For 7 Elect Michael E. Marks Mgmt For For For 8 Elect Lubna Olayan Mgmt For For For 9 Elect Leo Rafael Reif Mgmt For For For 10 Elect Tore I. Sandvold Mgmt For For For 11 Elect Henri Seydoux Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Approval of Financial Mgmt For For For Statements/Dividends 14 Ratification of Auditor Mgmt For For For 15 2013 Omnibus Incentive Mgmt For For For Plan 16 Amendment to the Mgmt For For For Discounted Stock Purchase Plan ________________________________________________________________________________ Scripps Networks Interactive Inc Ticker Security ID: Meeting Date Meeting Status SNI CUSIP 811065101 05/14/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect David A. Galloway Mgmt For For For 1.2 Elect Nicholas B. Mgmt For For For Paumgarten 1.3 Elect Jeffrey Sagansky Mgmt For For For 1.4 Elect Ronald W. Tysoe Mgmt For Withhold Against ________________________________________________________________________________ Sealed Air Corp. Ticker Security ID: Meeting Date Meeting Status SEE CUSIP 81211K100 05/16/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Hank Brown Mgmt For For For 2 Elect Michael Chu Mgmt For For For 3 Elect Lawrence R. Codey Mgmt For For For 4 Elect Patrick Duff Mgmt For For For 5 Elect William V. Hickey Mgmt For For For 6 Elect Jacqueline B. Mgmt For For For Kosecoff 7 Elect Kenneth P. Manning Mgmt For Against Against 8 Elect William J. Marino Mgmt For For For 9 Elect Jerome A. Peribere Mgmt For For For 10 Elect Richard L. Wambold Mgmt For For For 11 Elect Jerry R. Whitaker Mgmt For For For 12 Amendment to the 2005 Mgmt For For For Contingent Stock Plan 13 Amendment to the Mgmt For For For Performance-Based Compensation Program 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Sempra Energy Ticker Security ID: Meeting Date Meeting Status SRE CUSIP 816851109 05/09/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Alan L. Boeckmann Mgmt For Against Against 2 Elect James G. Mgmt For For For Brocksmith, Jr. 3 Elect William D. Jones Mgmt For For For 4 Elect William G. Ouchi Mgmt For Against Against 5 Elect Debra L. Reed Mgmt For For For 6 Elect William C. Rusnack Mgmt For Against Against 7 Elect William P. Mgmt For Against Against Rutledge 8 Elect Lynn Schenk Mgmt For For For 9 Elect Jack T. Taylor Mgmt For For For 10 Elect Luis M. Tellez Mgmt For Against Against 11 Elect James C. Yardley Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For Against Against Executive Compensation 14 2013 Long-Term Mgmt For For For Incentive Plan 15 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman ________________________________________________________________________________ Sherwin-Williams Co. Ticker Security ID: Meeting Date Meeting Status SHW CUSIP 824348106 04/17/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Arthur F. Anton Mgmt For For For 1.2 Elect Christopher M. Mgmt For For For Connor 1.3 Elect David F. Hodnik Mgmt For For For 1.4 Elect Thomas G. Kadien Mgmt For For For 1.5 Elect Richard J. Kramer Mgmt For For For 1.6 Elect Susan J. Kropf Mgmt For For For 1.7 Elect Richard K. Smucker Mgmt For For For 1.8 Elect John M. Stropki, Mgmt For For For Jr. 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Adoption of Majority Mgmt For For For Vote for Election of Directors 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Sigma-Aldrich Corp. Ticker Security ID: Meeting Date Meeting Status SIAL CUSIP 826552101 05/07/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Rebecca M. Bergman Mgmt For For For 2 Elect George M. Church Mgmt For For For 3 Elect Michael L Marberry Mgmt For For For 4 Elect W. Lee McCollum Mgmt For For For 5 Elect Avi M. Nash Mgmt For For For 6 Elect Steven M. Paul Mgmt For For For 7 Elect J. Pedro Reinhard Mgmt For For For 8 Elect Rakesh Sachdev Mgmt For For For 9 Elect D. Dean Spatz Mgmt For For For 10 Elect Barrett A. Toan Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Simon Property Group, Inc. Ticker Security ID: Meeting Date Meeting Status SPG CUSIP 828806109 05/14/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Melvyn E. Mgmt For For For Bergstein 2 Elect Larry C. Glasscock Mgmt For For For 3 Elect Karen N. Horn Mgmt For Against Against 4 Elect Allan B. Hubbard Mgmt For For For 5 Elect Reuben S. Mgmt For For For Leibowitz 6 Elect Daniel C. Smith Mgmt For For For 7 Elect J. Albert Smith, Mgmt For For For Jr. 8 Advisory Vote on Mgmt For Against Against Executive Compensation 9 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ SLM Corp. Ticker Security ID: Meeting Date Meeting Status SLM CUSIP 78442P106 05/30/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Ann Torre Bates Mgmt For For For 2 Elect William M. Mgmt For For For Diefenderfer III 3 Elect Diane Suitt Mgmt For For For Gilleland 4 Elect Earl A. Goode Mgmt For For For 5 Elect Ronald F. Hunt Mgmt For For For 6 Elect Albert L. Lord Mgmt For For For 7 Elect Barry A. Munitz Mgmt For For For 8 Elect Howard H. Newman Mgmt For For For 9 Elect Frank C. Puleo Mgmt For For For 10 Elect Wolfgang Mgmt For For For Schoellkopf 11 Elect Steven L. Shapiro Mgmt For For For 12 Elect Anthony Mgmt For For For Terracciano 13 Elect Barry Lawson Mgmt For For For Williams 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal ShrHoldr Against For Against Regarding Lobbying Report ________________________________________________________________________________ Snap-on, Inc. Ticker Security ID: Meeting Date Meeting Status SNA CUSIP 833034101 04/25/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John F. Fiedler Mgmt For For For 2 Elect James P. Holden Mgmt For For For 3 Elect W. Dudley Lehman Mgmt For For For 4 Elect Edward H. Rensi Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Mgmt For For For Executive Compensation 7 Repeal of Classified Mgmt For For For Board ________________________________________________________________________________ Southern Company Ticker Security ID: Meeting Date Meeting Status SO CUSIP 842587107 05/22/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Juanita Powell Mgmt For For For Baranco 2 Elect Jon A. Boscia Mgmt For For For 3 Elect Henry A. Clark III Mgmt For For For 4 Elect Thomas A. Fanning Mgmt For For For 5 Elect David J. Grain Mgmt For For For 6 Elect H. William Mgmt For For For Habermeyer, Jr. 7 Elect Veronica M. Hagen Mgmt For For For 8 Elect Warren A. Hood, Mgmt For For For Jr. 9 Elect Donald M. James Mgmt For Against Against 10 Elect Dale E. Klein Mgmt For For For 11 Elect William G. Smith, Mgmt For For For Jr. 12 Elect Steven R. Specker Mgmt For For For 13 Elect E. Jenner Wood III Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Amendment to Bylaws to Mgmt For For For Remove the Mandatory Retirement Age for Non-Employee Directors 17 Elimination of Certain Mgmt For For For Supermajority Vote Requirements 18 Reduction of Voting Mgmt For Against Against Thresholds in the Fair Price Provision ________________________________________________________________________________ Southwest Airlines Co Ticker Security ID: Meeting Date Meeting Status LUV CUSIP 844741108 05/15/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect David W. Biegler Mgmt For For For 2 Elect J. Veronica Mgmt For For For Biggins 3 Elect Douglas H. Brooks Mgmt For For For 4 Elect William H. Mgmt For For For Cunningham 5 Elect John G. Denison Mgmt For For For 6 Elect Gary C. Kelly Mgmt For For For 7 Elect Nancy B. Loeffler Mgmt For For For 8 Elect John T. Montford Mgmt For For For 9 Elect Thomas M. Nealon Mgmt For For For 10 Elect Daniel D. Mgmt For For For Villanueva 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Amendment to the 1991 Mgmt For For For Employee Stock Purchase Plan 13 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Southwestern Energy Company Ticker Security ID: Meeting Date Meeting Status SWN CUSIP 845467109 05/21/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John D. Gass Mgmt For For For 2 Elect Catherine A. Kehr Mgmt For For For 3 Elect Greg D. Kerley Mgmt For For For 4 Elect Harold M. Korell Mgmt For For For 5 Elect Vello A. Kuuskraa Mgmt For For For 6 Elect Kenneth R. Mourton Mgmt For For For 7 Elect Steven L. Mueller Mgmt For For For 8 Elect Elliott Pew Mgmt For For For 9 Elect Alan H. Stevens Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 2013 Incentive Plan Mgmt For For For ________________________________________________________________________________ Spectra Energy Corp Ticker Security ID: Meeting Date Meeting Status SE CUSIP 847560109 04/30/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect William T. Esrey Mgmt For For For 2 Elect Gregory L. Ebel Mgmt For For For 3 Elect Austin A. Adams Mgmt For For For 4 Elect Joseph Alvarado Mgmt For For For 5 Elect Pamela L. Carter Mgmt For For For 6 Elect F. Anthony Comper Mgmt For For For 7 Elect Peter B. Hamilton Mgmt For For For 8 Elect Dennis R. Hendrix Mgmt For For For 9 Elect Michael McShane Mgmt For For For 10 Elect Michael G. Morris Mgmt For For For 11 Elect Michael E.J. Mgmt For For For Phelps 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Shareholder Proposal ShrHoldr Against Against For Regarding Political Spending Report 15 Shareholder Proposal ShrHoldr Against Against For Regarding Fugitive Methane Emissions ________________________________________________________________________________ Sprint Corp Ticker Security ID: Meeting Date Meeting Status S CUSIP 852061100 06/25/2013 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger Mgmt For For For 2 Advisory Vote on Golden Mgmt For For For Parachutes 3 Right to Adjourn Meeting Mgmt For Against Against ________________________________________________________________________________ St. Jude Medical, Inc. Ticker Security ID: Meeting Date Meeting Status STJ CUSIP 790849103 05/02/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Stuart M. Essig Mgmt For For For 2 Elect Barbara B. Hill Mgmt For For For 3 Elect Michael A. Rocca Mgmt For For For 4 Repeal of Classified Mgmt For For For Board 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Stanley Black & Decker Inc Ticker Security ID: Meeting Date Meeting Status SWK CUSIP 854502101 04/16/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect George W. Buckley Mgmt For For For 1.2 Elect Patrick D. Mgmt For For For Campbell 1.3 Elect Carlos M. Cardoso Mgmt For For For 1.4 Elect Robert B. Coutts Mgmt For For For 1.5 Elect Benjamin H. Mgmt For For For Griswold, IV 1.6 Elect John F. Lundgren Mgmt For For For 1.7 Elect Anthony Luiso Mgmt For For For 1.8 Elect Marianne M. Parrs Mgmt For For For 1.9 Elect Robert L. Ryan Mgmt For For For 2 2013 Long-Term Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Staples, Inc. Ticker Security ID: Meeting Date Meeting Status SPLS CUSIP 855030102 06/03/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Basil L. Anderson Mgmt For For For 2 Elect Arthur M. Blank Mgmt For For For 3 Elect Drew G. Faust Mgmt For For For 4 Elect Justin King Mgmt For For For 5 Elect Carol Meyrowitz Mgmt For For For 6 Elect Rowland T. Mgmt For For For Moriarty 7 Elect Robert C. Nakasone Mgmt For For For 8 Elect Ronald L. Sargent Mgmt For For For 9 Elect Elizabeth A. Smith Mgmt For For For 10 Elect Robert E. Sulentic Mgmt For For For 11 Elect Raul Vazquez Mgmt For For For 12 Elect Vijay Vishwanath Mgmt For For For 13 Elect Paul F. Walsh Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal ShrHoldr Against For Against Regarding Proxy Access 17 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman ________________________________________________________________________________ Starbucks Corp. Ticker Security ID: Meeting Date Meeting Status SBUX CUSIP 855244109 03/20/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Howard Schultz Mgmt For For For 2 Elect William W. Bradley Mgmt For For For 3 Elect Robert M. Gates Mgmt For For For 4 Elect Mellody Hobson Mgmt For For For 5 Elect Kevin R. Johnson Mgmt For For For 6 Elect Olden Lee Mgmt For For For 7 Elect Joshua C. Ramo Mgmt For For For 8 Elect James G. Shennan, Mgmt For For For Jr. 9 Elect Clara Shih Mgmt For For For 10 Elect Javier G. Teruel Mgmt For For For 11 Elect Myron E. Ullman Mgmt For For For III 12 Elect Craig E. Weatherup Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Amendment to the 2005 Mgmt For For For Long-Term Equity Incentive Plan 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal ShrHoldr Against Against For Regarding Prohibition on Political Spending ________________________________________________________________________________ Starwood Hotels & Resorts Worldwide, Inc. Ticker Security ID: Meeting Date Meeting Status HOT CUSIP 85590A401 05/30/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Frits van Mgmt For For For Paasschen 1.2 Elect Bruce W. Duncan Mgmt For For For 1.3 Elect Adam M. Aron Mgmt For For For 1.4 Elect Charlene Mgmt For For For Barshefsky 1.5 Elect Thomas E. Clarke Mgmt For For For 1.6 Elect Clayton C. Daley, Mgmt For For For Jr. 1.7 Elect Lizanne Galbreath Mgmt For For For 1.8 Elect Eric Hippeau Mgmt For For For 1.9 Elect Aylwin B. Lewis Mgmt For For For 1.10 Elect Stephen R. Quazzo Mgmt For For For 1.11 Elect Thomas O. Ryder Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 2013 Long-Term Mgmt For For For Incentive Compensation Plan 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ State Street Corp. Ticker Security ID: Meeting Date Meeting Status STT CUSIP 857477103 05/15/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Kennett F. Burnes Mgmt For For For 2 Elect Peter Coym Mgmt For For For 3 Elect Patrick de Mgmt For For For Saint-Aignan 4 Elect Amelia C. Fawcett Mgmt For For For 5 Elect Linda A. Hill Mgmt For For For 6 Elect Joseph L. Hooley Mgmt For For For 7 Elect Robert S. Kaplan Mgmt For For For 8 Elect Richard P. Sergel Mgmt For For For 9 Elect Ronald L. Skates Mgmt For For For 10 Elect Gregory L. Summe Mgmt For For For 11 Elect Thomas J. Wilson Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Stericycle Inc. Ticker Security ID: Meeting Date Meeting Status SRCL CUSIP 858912108 05/21/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Mark C. Miller Mgmt For For For 2 Elect Jack W. Schuler Mgmt For Against Against 3 Elect Charles A. Alluto Mgmt For For For 4 Elect Thomas D. Brown Mgmt For For For 5 Elect Rod F. Dammeyer Mgmt For For For 6 Elect William K. Hall Mgmt For For For 7 Elect Jonathan T. Lord Mgmt For For For 8 Elect John Patience Mgmt For For For 9 Elect Ronald G. Spaeth Mgmt For For For 10 Elect Mike S. Zafirovski Mgmt For For For 11 Amendment to the Mgmt For For For Employee Stock Purchase Plan 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares ________________________________________________________________________________ Stryker Corp. Ticker Security ID: Meeting Date Meeting Status SYK CUSIP 863667101 04/30/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Howard E. Cox, Jr. Mgmt For For For 2 Elect Srikant M. Datar Mgmt For For For 3 Elect Roch Doliveux Mgmt For For For 4 Elect Louis L. Mgmt For Against Against Francesconi 5 Elect Allan C. Golston Mgmt For For For 6 Elect Howard L. Lance Mgmt For For For 7 Elect Kevin A. Lobo Mgmt For For For 8 Elect William U. Parfet Mgmt For Against Against 9 Elect Ronda E. Stryker Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Suntrust Banks, Inc. Ticker Security ID: Meeting Date Meeting Status STI CUSIP 867914103 04/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Robert M. Beall II Mgmt For For For 2 Elect Alston D. Correll Mgmt For For For 3 Elect Jeffrey C. Crowe Mgmt For For For 4 Elect David H. Hughes Mgmt For For For 5 Elect M. Douglas Ivester Mgmt For For For 6 Elect Kyle P. Legg Mgmt For For For 7 Elect William A. Mgmt For For For Linnenbringer 8 Elect Donna S. Morea Mgmt For For For 9 Elect David M. Ratcliffe Mgmt For For For 10 Elect William H. Mgmt For For For Rogers, Jr. 11 Elect Frank W. Scruggs Mgmt For For For 12 Elect Thomas R. Watjen Mgmt For For For 13 Elect Phail Wynn, Jr. Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Target Corp Ticker Security ID: Meeting Date Meeting Status TGT CUSIP 87612E110 06/12/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Roxanne S. Austin Mgmt For For For 2 Elect Douglas M. Baker, Mgmt For For For Jr. 3 Elect Henrique de Castro Mgmt For For For 4 Elect Calvin Darden Mgmt For For For 5 Elect Mary N. Dillon Mgmt For For For 6 Elect James A. Johnson Mgmt For Against Against 7 Elect Mary E. Minnick Mgmt For For For 8 Elect Anne M. Mulcahy Mgmt For Against Against 9 Elect Derica W. Rice Mgmt For For For 10 Elect Gregg W. Mgmt For For For Steinhafel 11 Elect John G. Stumpf Mgmt For For For 12 Elect Solomon D. Mgmt For For For Trujillo 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For Against Against Executive Compensation 15 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman 16 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Electronic Waste ________________________________________________________________________________ TE Connectivity Ltd Ticker Security ID: Meeting Date Meeting Status TEL CUSIP H84989104 03/06/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Pierre R. Brondeau Mgmt For For For 2 Elect Juergen W. Gromer Mgmt For For For 3 Elect William A. Jeffrey Mgmt For For For 4 Elect Thomas J. Lynch Mgmt For For For 5 Elect Yong Nam Mgmt For For For 6 Elect Daniel J. Phelan Mgmt For For For 7 Elect Frederic M. Poses Mgmt For For For 8 Elect Lawrence S. Smith Mgmt For For For 9 Elect Paula A. Sneed Mgmt For For For 10 Elect David P. Steiner Mgmt For For For 11 Elect John C. Van Scoter Mgmt For For For 12 2012 Annual Report Mgmt For For For 13 Statutory Financial Mgmt For For For Statements 14 Consolidated Financial Mgmt For For For Statements 15 Release Board of Mgmt For For For Directors and Executive Officers 16 Deloitte & Touche Mgmt For For For 17 Deloitte AG, Zurich Mgmt For For For 18 PricewaterhouseCoopers Mgmt For For For AG, Zurich 19 Advisory Vote on Mgmt For For For Executive Compensation 20 Declaration of Dividend Mgmt For For For 21 Renewal of Authorized Mgmt For For For Capital 22 Reduction of Share Mgmt For For For Capital Under the Share Repurchase Program 23 Right to Adjourn Meeting Mgmt For For For ________________________________________________________________________________ Teco Energy Inc. Ticker Security ID: Meeting Date Meeting Status TE CUSIP 872375100 05/01/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John B. Ramil Mgmt For For For 2 Elect Tom L. Rankin Mgmt For For For 3 Elect William D. Mgmt For For For Rockford 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Shareholder Proposal ShrHoldr Against Against For Regarding Adopting Sexual Orientation Anti-Bias Policy ________________________________________________________________________________ Tenet Healthcare Corp. Ticker Security ID: Meeting Date Meeting Status THC CUSIP 88033G407 05/03/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John Bush Mgmt For For For 2 Elect Trevor Fetter Mgmt For For For 3 Elect Brenda Gaines Mgmt For Against Against 4 Elect Karen Garrison Mgmt For For For 5 Elect Edward Kangas Mgmt For For For 6 Elect J. Robert Kerrey Mgmt For For For 7 Elect Richard Pettingill Mgmt For For For 8 Elect Ronald Rittenmeyer Mgmt For For For 9 Elect James Unruh Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Teradata Corp Ticker Security ID: Meeting Date Meeting Status TDC CUSIP 88076W103 04/30/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Edward P. Boykin Mgmt For For For 2 Elect Cary T. Fu Mgmt For For For 3 Elect Victor L. Lund Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Ratification of Auditor Mgmt For For For 6 Shareholder Proposal ShrHoldr For For For Regarding Declassification of the Board ________________________________________________________________________________ Teradyne, Inc. Ticker Security ID: Meeting Date Meeting Status TER CUSIP 880770102 05/21/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect James W. Bagley Mgmt For For For 2 Elect Michael A. Bradley Mgmt For For For 3 Elect Albert Carnesale Mgmt For For For 4 Elect Daniel W. Mgmt For For For Christman 5 Elect Edwin J. Gillis Mgmt For For For 6 Elect Timothy E. Guertin Mgmt For For For 7 Elect Paul J. Tufano Mgmt For Against Against 8 Elect Roy A. Vallee Mgmt For For For 9 Advisory Vote on Mgmt For For For Executive Compensation 10 Amendment to the 2006 Mgmt For For For Equity and Cash Compensation Incentive Plan 11 Amendment to the 1996 Mgmt For For For Employee Stock Purchase Plan 12 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Tesoro Corp. Ticker Security ID: Meeting Date Meeting Status TSO CUSIP 881609101 05/01/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Rodney F. Chase Mgmt For For For 2 Elect Gregory J. Goff Mgmt For For For 3 Elect Robert W. Goldman Mgmt For For For 4 Elect Steven H. Mgmt For For For Grapstein 5 Elect David Lilley Mgmt For For For 6 Elect Mary Pat McCarthy Mgmt For For For 7 Elect Jim W. Nokes Mgmt For For For 8 Elect Susan Tomasky Mgmt For For For 9 Elect Michael E. Wiley Mgmt For For For 10 Elect Patrick Y. Yang Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Amendment to the 2011 Mgmt For Against Against Long-Term Incentive Plan 13 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Texas Instruments Inc. Ticker Security ID: Meeting Date Meeting Status TXN CUSIP 882508104 04/18/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Ralph W. Babb, Jr. Mgmt For For For 2 Elect Mark A. Blinn Mgmt For For For 3 Elect Daniel A. Carp Mgmt For For For 4 Elect Carrie S. Cox Mgmt For For For 5 Elect Pamela H. Patsley Mgmt For For For 6 Elect Robert E. Sanchez Mgmt For For For 7 Elect Wayne R. Sanders Mgmt For For For 8 Elect Ruth J. Simmons Mgmt For For For 9 Elect Richard K. Mgmt For For For Templeton 10 Elect Christine Todd Mgmt For For For Whitman 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Textron Inc. Ticker Security ID: Meeting Date Meeting Status TXT CUSIP 883203101 04/24/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Scott C. Donnelly Mgmt For For For 2 Elect Kathleen M. Bader Mgmt For For For 3 Elect R. Kerry Clark Mgmt For For For 4 Elect James T. Conway Mgmt For For For 5 Elect Ivor J. Evans Mgmt For For For 6 Elect Lawrence K. Fish Mgmt For For For 7 Elect Paul E. Gagne Mgmt For For For 8 Elect Dain M. Hancock Mgmt For For For 9 Elect Charles D. Powell Mgmt For For For 10 Elect Lloyd G. Trotter Mgmt For For For 11 Elect James L. Ziemer Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman ________________________________________________________________________________ Thermo Fisher Scientific Inc. Ticker Security ID: Meeting Date Meeting Status TMO CUSIP 883556102 05/22/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect C. Martin Harris Mgmt For For For 2 Elect Judy C. Lewent Mgmt For For For 3 Elect Jim P. Manzi Mgmt For For For 4 Elect Lars R. Sorenson Mgmt For For For 5 Elect Elaine S. Ullian Mgmt For For For 6 Elect Marc N. Casper Mgmt For For For 7 Elect Nelson J. Chai Mgmt For For For 8 Elect Tyler Jacks Mgmt For For For 9 Advisory Vote on Mgmt For For For Executive Compensation 10 2013 Stock Incentive Mgmt For For For Plan 11 2013 Annual Incentive Mgmt For For For Award Plan 12 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Tiffany & Co. Ticker Security ID: Meeting Date Meeting Status TIF CUSIP 886547108 05/16/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Michael J. Mgmt For For For Kowalski 2 Elect Rose Marie Bravo Mgmt For Against Against 3 Elect Gary E. Costley Mgmt For For For 4 Elect Lawrence K. Fish Mgmt For For For 5 Elect Abby F. Kohnstamm Mgmt For For For 6 Elect Charles K. Marquis Mgmt For For For 7 Elect Peter W. May Mgmt For For For 8 Elect William A. Shutzer Mgmt For For For 9 Elect Robert S. Singer Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Time Warner Cable Inc Ticker Security ID: Meeting Date Meeting Status TWC CUSIP 88732J207 05/16/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Carole Black Mgmt For For For 2 Elect Glenn A. Britt Mgmt For For For 3 Elect Thomas H. Castro Mgmt For For For 4 Elect David C. Chang Mgmt For For For 5 Elect James E. Mgmt For For For Copeland, Jr. 6 Elect Peter R. Haje Mgmt For For For 7 Elect Donna A. James Mgmt For For For 8 Elect Don Logan Mgmt For For For 9 Elect N.J. Nicholas, Jr. Mgmt For For For 10 Elect Wayne H. Pace Mgmt For For For 11 Elect Edward D. Shirley Mgmt For For For 12 Elect John E. Sununu Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Shareholder Proposal ShrHoldr Against For Against Regarding Political Spending Report 16 Shareholder Proposal ShrHoldr Against Against For Regarding Compensation in the Event of a Change in Control ________________________________________________________________________________ Time Warner Inc Ticker Security ID: Meeting Date Meeting Status TWX CUSIP 887317303 05/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect James L. Barksdale Mgmt For For For 2 Elect William P. Barr Mgmt For For For 3 Elect Jeffrey L. Bewkes Mgmt For For For 4 Elect Stephen F. Mgmt For For For Bollenbach 5 Elect Robert C. Clark Mgmt For For For 6 Elect Mathias Dopfner Mgmt For For For 7 Elect Jessica P. Einhorn Mgmt For For For 8 Elect Fred Hassan Mgmt For For For 9 Elect Kenneth J. Novack Mgmt For For For 10 Elect Paul D. Wachter Mgmt For For For 11 Elect Deborah C. Wright Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 2013 Stock Incentive Mgmt For For For Plan ________________________________________________________________________________ TJX Companies, Inc. Ticker Security ID: Meeting Date Meeting Status TJX CUSIP 872540109 06/11/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Zein Abdalla Mgmt For For For 2 Elect Jose B. Alvarez Mgmt For For For 3 Elect Alan M. Bennett Mgmt For For For 4 Elect Bernard Cammarata Mgmt For For For 5 Elect David T. Ching Mgmt For For For 6 Elect Michael F. Hines Mgmt For For For 7 Elect Amy B. Lane Mgmt For For For 8 Elect Dawn G. Lepore Mgmt For For For 9 Elect Carol Meyrowitz Mgmt For For For 10 Elect John F. O'Brien Mgmt For For For 11 Elect Willow B. Shire Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Amendment to the Stock Mgmt For For For Incentive Plan 14 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Torchmark Corp. Ticker Security ID: Meeting Date Meeting Status TMK CUSIP 891027104 04/25/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Charles E. Adair Mgmt For For For 2 Elect Marilyn A. Mgmt For For For Alexander 3 Elect David L. Boren Mgmt For For For 4 Elect M. Jane Buchan Mgmt For For For 5 Elect Gary L. Coleman Mgmt For For For 6 Elect Larry M. Mgmt For For For Hutchinson 7 Elect Robert W. Ingram Mgmt For For For 8 Elect Mark S. McAndrew Mgmt For For For 9 Elect Lloyd W. Newton Mgmt For For For 10 Elect Wesley D. Mgmt For For For Protheroe 11 Elect Darren M. Rebelez Mgmt For For For 12 Elect Lamar C. Smith Mgmt For For For 13 Elect Paul J. Zucconi Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 2013 Management Mgmt For For For Incentive Plan 16 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Total System Services Inc Ticker Security ID: Meeting Date Meeting Status TSS CUSIP 891906109 04/30/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect James H. Blanchard Mgmt For For For 2 Elect Richard Y. Bradley Mgmt For For For 3 Elect Kriss Cloninger Mgmt For For For III 4 Elect Walter W. Driver, Mgmt For For For Jr. 5 Elect Gardiner W. Mgmt For Against Against Garrard, Jr. 6 Elect Sidney E. Harris Mgmt For For For 7 Elect Mason H. Lampton Mgmt For For For 8 Elect H. Lynn Page Mgmt For For For 9 Elect Philip W. Mgmt For For For Tomlinson 10 Elect John T. Turner Mgmt For For For 11 Elect Richard W. Ussery Mgmt For For For 12 Elect M. Troy Woods Mgmt For For For 13 Elect James D. Yancey Mgmt For Against Against 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Travelers Companies Inc. Ticker Security ID: Meeting Date Meeting Status TRV CUSIP 89417E109 05/22/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Alan L. Beller Mgmt For For For 2 Elect John H. Dasburg Mgmt For For For 3 Elect Janet M. Dolan Mgmt For For For 4 Elect Kenneth M. Mgmt For Against Against Duberstein 5 Elect Jay S. Fishman Mgmt For For For 6 Elect Patricia L. Mgmt For For For Higgins 7 Elect Thomas R. Hodgson Mgmt For For For 8 Elect William J. Kane Mgmt For For For 9 Elect Cleve L. Mgmt For Against Against Killingsworth, Jr. 10 Elect Donald J. Shepard Mgmt For Against Against 11 Elect Laurie J. Thomsen Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For Against Against Executive Compensation 14 Authorization of Mgmt For Against Against Preferred Stock 15 Shareholder Proposal ShrHoldr Against Against For Regarding Political Spending Report ________________________________________________________________________________ TripAdvisor Inc. Ticker Security ID: Meeting Date Meeting Status TRIP CUSIP 896945201 06/28/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Gregory B. Maffei Mgmt For For For 1.2 Elect Stephen Kaufer Mgmt For For For 1.3 Elect Jonathan F. Miller Mgmt For For For 1.4 Elect Jeremy Philips Mgmt For For For 1.5 Elect Christopher W. Mgmt For For For Shean 1.6 Elect Sukhinder Singh Mgmt For For For Cassidy 1.7 Elect Robert S. Mgmt For For For Wiesenthal 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2011 Mgmt For Against Against Stock and Annual Incentive Plan ________________________________________________________________________________ Twenty-First Century Fox Inc Ticker Security ID: Meeting Date Meeting Status NWSA CUSIP 65248E104 06/11/2013 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Certificate Amendment Mgmt For For For Regarding Separation Transactions 2 Certificate Amendment Mgmt For For For Regarding Non-Cash Distributions ________________________________________________________________________________ Tyco International Ltd Ticker Security ID: Meeting Date Meeting Status TYC CUSIP H89128104 03/06/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Ratification of Board Mgmt For For For Acts 3.1 Elect Edward D. Breen Mgmt For For For 3.2 Elect Michael E. Daniels Mgmt For For For 3.3 Elect Frank M. Drendel Mgmt For For For 3.4 Elect Brian Duperreault Mgmt For For For 3.5 Elect Rajiv L. Gupta Mgmt For For For 3.6 Elect John A. Krol Mgmt For For For 3.7 Elect George R. Oliver Mgmt For For For 3.8 Elect Brendan R. O'Neill Mgmt For For For 3.9 Elect Sandra S. Wijnberg Mgmt For For For 3.10 Elect R. David Yost Mgmt For For For 4 Appointment of Auditor Mgmt For For For 5 Appointment of Auditor Mgmt For For For 6 Appointment of Special Mgmt For For For Auditor 7 Allocation of Mgmt For For For Profits/Dividends 8 Approval of Ordinary Mgmt For For For Cash Dividend 9 Advisory Vote on Mgmt For For For Executive Compensation 10 Renewal of Authorized Mgmt For For For Share Capital 11 Approval of a Reduction Mgmt For For For in Registered Share Capital ________________________________________________________________________________ U S Bancorp Ticker Security ID: Meeting Date Meeting Status USB CUSIP 902973304 04/16/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Douglas M. Baker, Mgmt For For For Jr. 2 Elect Y. Marc Belton Mgmt For For For 3 Elect Victoria Buyniski Mgmt For For For Gluckman 4 Elect Arthur D. Mgmt For Against Against Collins, Jr. 5 Elect Richard K. Davis Mgmt For For For 6 Elect Roland A. Mgmt For For For Hernandez 7 Elect Doreen Woo Ho Mgmt For For For 8 Elect Joel W. Johnson Mgmt For For For 9 Elect Olivia F. Kirtley Mgmt For For For 10 Elect Jerry W. Levin Mgmt For For For 11 Elect David B. O'Maley Mgmt For For For 12 Elect O'Dell M. Owens Mgmt For For For 13 Elect Craig D. Schnuck Mgmt For For For 14 Elect Patrick T. Stokes Mgmt For For For 15 Ratification of Auditor Mgmt For For For 16 Advisory Vote on Mgmt For For For Executive Compensation 17 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman ________________________________________________________________________________ Union Pacific Corp. Ticker Security ID: Meeting Date Meeting Status UNP CUSIP 907818108 05/16/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Andrew H. Card, Mgmt For For For Jr. 2 Elect Erroll B. Davis, Mgmt For For For Jr. 3 Elect Thomas J. Donohue Mgmt For For For 4 Elect Archie W. Dunham Mgmt For For For 5 Elect Judith Richards Mgmt For For For Hope 6 Elect John J. Koraleski Mgmt For For For 7 Elect Charles C. Krulak Mgmt For For For 8 Elect Michael R. Mgmt For For For McCarthy 9 Elect Michael W. Mgmt For For For McConnell 10 Elect Thomas F. McLarty Mgmt For For For III 11 Elect Steven R. Rogel Mgmt For For For 12 Elect Jose H. Villarreal Mgmt For For For 13 Elect James R. Young Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation 16 2013 Stock Incentive Mgmt For For For Plan 17 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report ________________________________________________________________________________ United Parcel Service, Inc. Ticker Security ID: Meeting Date Meeting Status UPS CUSIP 911312106 05/02/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect F. Duane Ackerman Mgmt For Against Against 2 Elect Michael J. Burns Mgmt For For For 3 Elect D. Scott Davis Mgmt For For For 4 Elect Stuart E. Mgmt For For For Eizenstat 5 Elect Michael L. Eskew Mgmt For For For 6 Elect William R. Johnson Mgmt For For For 7 Elect Candace Kendle Mgmt For For For 8 Elect Ann M. Livermore Mgmt For For For 9 Elect Rudy H.P. Markham Mgmt For For For 10 Elect Clark T. Randt, Mgmt For For For Jr. 11 Elect Carol B. Tome Mgmt For For For 12 Elect Kevin M. Warsh Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report 15 Shareholder Proposal ShrHoldr Against For Against Regarding Recapitalization ________________________________________________________________________________ United States Steel Corp. Ticker Security ID: Meeting Date Meeting Status X CUSIP 912909108 04/30/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Dan O. Dinges Mgmt For Against Against 2 Elect John G. Drosdick Mgmt For Against Against 3 Elect John J. Engel Mgmt For Against Against 4 Elect Charles R. Lee Mgmt For Against Against 5 Elect Thomas W. LaSorda Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 Advisory Vote on Mgmt For For For Executive Compensation 8 Shareholder Proposal ShrHoldr Against For Against Regarding Declassification of the Board ________________________________________________________________________________ United Technologies Corp. Ticker Security ID: Meeting Date Meeting Status UTX CUSIP 913017109 04/29/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Louis Chenevert Mgmt For For For 2 Elect John V. Faraci Mgmt For For For 3 Elect Jean-Pierre Mgmt For For For Garnier 4 Elect Jamie S. Gorelick Mgmt For For For 5 Elect Edward A. Kangas Mgmt For For For 6 Elect Ellen J. Kullman Mgmt For For For 7 Elect Marshall O. Larsen Mgmt For For For 8 Elect Harold W. McGraw Mgmt For For For III 9 Elect Richard B. Myers Mgmt For For For 10 Elect H. Patrick Swygert Mgmt For For For 11 Elect Andre Villeneuve Mgmt For For For 12 Elect Christine Todd Mgmt For For For Whitman 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Unitedhealth Group Inc Ticker Security ID: Meeting Date Meeting Status UNH CUSIP 91324P102 06/03/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect William C. Mgmt For Against Against Ballard, Jr. 2 Elect Edson Bueno Mgmt For For For 3 Elect Richard T. Burke Mgmt For Against Against 4 Elect Robert J. Darretta Mgmt For For For 5 Elect Stephen J. Hemsley Mgmt For For For 6 Elect Michele J. Hooper Mgmt For For For 7 Elect Rodger A. Lawson Mgmt For For For 8 Elect Douglas W. Mgmt For Against Against Leatherdale 9 Elect Glenn M. Renwick Mgmt For For For 10 Elect Kenneth I. Shine Mgmt For For For 11 Elect Gail R. Wilensky Mgmt For Against Against 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report ________________________________________________________________________________ Unum Group Ticker Security ID: Meeting Date Meeting Status UNM CUSIP 91529Y106 05/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect E. Michael Mgmt For For For Caulfield 2 Elect Ronald E. Mgmt For For For Goldsberry 3 Elect Kevin T. Kabat Mgmt For For For 4 Elect Michael J. Mgmt For For For Passarella 5 Repeal of Classified Mgmt For For For Board 6 Advisory Vote on Mgmt For For For Executive Compensation 7 Annual Incentive Plan Mgmt For For For 8 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Urban Outfitters, Inc. Ticker Security ID: Meeting Date Meeting Status URBN CUSIP 917047102 05/28/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Scott A. Belair Mgmt For Withhold Against 1.2 Elect Robert H. Strouse Mgmt For Withhold Against 1.3 Elect Margaret Hayne Mgmt For Withhold Against 2 Reapproval of the Mgmt For For For Performance Goals under the 2008 Stock Incentive Plan 3 Amendments to Articles Mgmt For For For Regarding Adoption of Majority Voting and Elimination of Cumulative Voting 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman 6 Shareholder Proposal ShrHoldr Against For Against Regarding Board Diversity ________________________________________________________________________________ Valero Energy Corp. Ticker Security ID: Meeting Date Meeting Status VLO CUSIP 91913Y100 05/02/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Jerry D. Choate Mgmt For For For 2 Elect Ruben M. Escobedo Mgmt For Against Against 3 Elect William R. Klesse Mgmt For For For 4 Elect Deborah P. Majoras Mgmt For For For 5 Elect Bob Marbut Mgmt For For For 6 Elect Donald L. Nickles Mgmt For For For 7 Elect Phillip J. Mgmt For For For Pfeiffer 8 Elect Robert A. Profusek Mgmt For For For 9 Elect Susan K. Purcell Mgmt For For For 10 Elect Stephen M. Waters Mgmt For For For 11 Elect Randall J. Mgmt For For For Weisenburger 12 Elect Rayford Wilkins Mgmt For For For Jr. 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Shareholder Proposal ShrHoldr Against Against For Regarding Political Contributions and Expenditures Report ________________________________________________________________________________ Varian Medical Systems, Inc. Ticker Security ID: Meeting Date Meeting Status VAR CUSIP 92220P105 02/14/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect R. Andrew Eckert Mgmt For For For 1.2 Elect Mark Laret Mgmt For For For 1.3 Elect Erich Reinhardt Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal ShrHoldr Against For Against Regarding Declassification of the Board ________________________________________________________________________________ Ventas Inc Ticker Security ID: Meeting Date Meeting Status VTR CUSIP 92276F100 05/16/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Debra A. Cafaro Mgmt For For For 2 Elect Douglas Crocker, Mgmt For For For II 3 Elect Ronald G. Geary Mgmt For For For 4 Elect Jay M. Gellert Mgmt For For For 5 Elect Richard I. Mgmt For For For Gilchrist 6 Elect Matthew J. Lustig Mgmt For For For 7 Elect Douglas M. Mgmt For For For Pasquale 8 Elect Robert D. Reed Mgmt For For For 9 Elect Sheli Z. Rosenberg Mgmt For For For 10 Elect Glenn J. Rufrano Mgmt For For For 11 Elect James D. Shelton Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares 15 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman 16 Shareholder Proposal ShrHoldr Against Against For Regarding Compensation in the Event of a Change in Control 17 Shareholder Proposal ShrHoldr Against For Against Regarding Tax Gross-Up Payments ________________________________________________________________________________ Verisign Inc. Ticker Security ID: Meeting Date Meeting Status VRSN CUSIP 92343E102 05/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect D. James Bidzos Mgmt For For For 2 Elect William L. Mgmt For For For Chenevich 3 Elect Kathleen A. Cote Mgmt For For For 4 Elect Roger H. Moore Mgmt For For For 5 Elect John D. Roach Mgmt For For For 6 Elect Louis A. Simpson Mgmt For For For 7 Elect Timothy Tomlinson Mgmt For For For 8 Advisory Vote on Mgmt For For For Executive Compensation 9 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Verizon Communications Inc Ticker Security ID: Meeting Date Meeting Status VZ CUSIP 92343V104 05/02/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Richard L. Carrion Mgmt For For For 2 Elect Melanie L. Healey Mgmt For For For 3 Elect M. Frances Keeth Mgmt For For For 4 Elect Robert W. Lane Mgmt For For For 5 Elect Lowell C. McAdam Mgmt For For For 6 Elect Sandra O. Moose Mgmt For For For 7 Elect Joseph Neubauer Mgmt For Against Against 8 Elect Donald T. Mgmt For For For Nicolaisen 9 Elect Clarence Otis, Jr. Mgmt For For For 10 Elect Hugh B. Price Mgmt For For For 11 Elect Rodney E. Slater Mgmt For For For 12 Elect Kathryn A. Tesija Mgmt For For For 13 Elect Gregory D. Wasson Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Amendment to the 2009 Mgmt For For For Long-Term Incentive Plan 17 Shareholder Proposal ShrHoldr Against Against For Regarding Network Neutrality 18 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report 19 Shareholder Proposal ShrHoldr Against For Against Regarding Proxy Access 20 Shareholder Proposal ShrHoldr Against Against For Regarding Shareholder Approval of Severance Agreements 21 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Call a Special Meeting 22 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent ________________________________________________________________________________ VF Corp. Ticker Security ID: Meeting Date Meeting Status VFC CUSIP 918204108 04/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Richard T. Carucci Mgmt For For For 1.2 Elect Juliana L. Chugg Mgmt For For For 1.3 Elect George Fellows Mgmt For For For 1.4 Elect Clarence Otis, Jr. Mgmt For For For 1.5 Elect Matthew J. Mgmt For For For Shattock 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Amendment to the Mgmt For For For Executive Incentive Compensation Plan 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Vornado Realty Trust Ticker Security ID: Meeting Date Meeting Status VNO CUSIP 929042109 05/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Candace K. Mgmt For Withhold Against Beinecke 1.2 Elect Robert P. Kogod Mgmt For Withhold Against 1.3 Elect David Mandelbaum Mgmt For Withhold Against 1.4 Elect Richard R. West Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Shareholder Proposal ShrHoldr Against For Against Regarding Majority Vote for Election of Directors 5 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman 6 Shareholder Proposal ShrHoldr Against For Against Regarding Declassification of the Board ________________________________________________________________________________ Vulcan Materials Co Ticker Security ID: Meeting Date Meeting Status VMC CUSIP 929160109 05/10/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Douglas J. Mgmt For For For McGregor 2 Elect Lee J. Styslinger Mgmt For For For III 3 Elect Vincent J. Trosino Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Ratification of Auditor Mgmt For For For 6 Elimination of Mgmt For For For Supermajority Requirement 7 Repeal of Classified Mgmt For For For Board 8 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman ________________________________________________________________________________ W.W. Grainger Inc. Ticker Security ID: Meeting Date Meeting Status GWW CUSIP 384802104 04/24/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Brian P. Anderson Mgmt For For For 1.2 Elect V. Ann Hailey Mgmt For For For 1.3 Elect William K. Hall Mgmt For For For 1.4 Elect Stuart L. Levenick Mgmt For For For 1.5 Elect John W. McCarter, Mgmt For For For Jr. 1.6 Elect Neil S. Novich Mgmt For For For 1.7 Elect Michael J. Roberts Mgmt For For For 1.8 Elect Gary L. Rogers Mgmt For For For 1.9 Elect James T. Ryan Mgmt For For For 1.10 Elect E. Scott Santi Mgmt For For For 1.11 Elect James D. Slavik Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Wal-Mart Stores, Inc. Ticker Security ID: Meeting Date Meeting Status WMT CUSIP 931142103 06/07/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Aida M. Alvarez Mgmt For Against Against 2 Elect James I. Cash, Jr. Mgmt For Against Against 3 Elect Roger C. Corbett Mgmt For For For 4 Elect Douglas N. Daft Mgmt For For For 5 Elect Michael T. Duke Mgmt For Against Against 6 Elect Timothy P. Flynn Mgmt For For For 7 Elect Marissa A. Mayer Mgmt For For For 8 Elect Gregory B. Penner Mgmt For For For 9 Elect Steven S. Mgmt For For For Reinemund 10 Elect H. Lee Scott, Jr. Mgmt For Against Against 11 Elect Jim C. Walton Mgmt For For For 12 Elect S. Robson Walton Mgmt For For For 13 Elect Christopher J. Mgmt For Against Against Williams 14 Elect Linda S. Wolf Mgmt For For For 15 Ratification of Auditor Mgmt For For For 16 Advisory Vote on Mgmt For For For Executive Compensation 17 Approval of the Mgmt For For For Management Incentive Plan 18 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Call Special Meeting 19 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares 20 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman 21 Shareholder Proposal ShrHoldr Against For Against Regarding Recoupment Report ________________________________________________________________________________ Washington Post Co. Ticker Security ID: Meeting Date Meeting Status WPO CUSIP 939640108 05/09/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Christopher C. Mgmt For For For Davis 1.2 Elect Thomas S. Gayner Mgmt For Withhold Against 1.3 Elect Anne M. Mulcahy Mgmt For Withhold Against 1.4 Elect Larry D. Thompson Mgmt For For For ________________________________________________________________________________ Waste Management, Inc. Ticker Security ID: Meeting Date Meeting Status WM CUSIP 94106L109 05/10/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Bradbury H. Mgmt For For For Anderson 2 Elect Frank M. Clark, Mgmt For For For Jr. 3 Elect Patrick W. Gross Mgmt For Against Against 4 Elect Victoria M. Holt Mgmt For For For 5 Elect John C. Pope Mgmt For For For 6 Elect W. Robert Reum Mgmt For For For 7 Elect David P. Steiner Mgmt For For For 8 Elect Thomas H. Mgmt For For For Weidemeyer 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares Until Retirement 12 Shareholder Proposal ShrHoldr Against For Against Regarding Report on Political Spending 13 Shareholder Proposal ShrHoldr Against Against For Regarding Compensation Benchmarking ________________________________________________________________________________ Waters Corp. Ticker Security ID: Meeting Date Meeting Status WAT CUSIP 941848103 05/09/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Joshua Bekenstein Mgmt For For For 1.2 Elect Michael J. Berendt Mgmt For For For 1.3 Elect Douglas A. Mgmt For For For Berthiaume 1.4 Elect Edward Conard Mgmt For For For 1.5 Elect Laurie H. Glimcher Mgmt For For For 1.6 Elect Christopher A. Mgmt For For For Kuebler 1.7 Elect William J. Miller Mgmt For For For 1.8 Elect JoAnn A. Reed Mgmt For For For 1.9 Elect Thomas P. Salice Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Wellpoint Inc. Ticker Security ID: Meeting Date Meeting Status WLP CUSIP 94973V107 05/15/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Sheila P. Burke Mgmt For For For 2 Elect George A. Mgmt For For For Schaefer, Jr. 3 Elect Joseph R. Swedish Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Political Spending ________________________________________________________________________________ Wells Fargo & Co. Ticker Security ID: Meeting Date Meeting Status WFC CUSIP 949746101 04/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John D. Baker II Mgmt For Against Against 2 Elect Elaine L. Chao Mgmt For For For 3 Elect John S. Chen Mgmt For For For 4 Elect Lloyd H. Dean Mgmt For For For 5 Elect Susan E. Engel Mgmt For For For 6 Elect Enrique Mgmt For For For Hernandez, Jr. 7 Elect Donald M. James Mgmt For Against Against 8 Elect Cynthia H. Mgmt For Against Against Milligan 9 Elect Federico F. Pena Mgmt For For For 10 Elect Howard V. Mgmt For For For Richardson 11 Elect Judith M. Runstad Mgmt For For For 12 Elect Stephen W. Sanger Mgmt For For For 13 Elect John G. Stumpf Mgmt For For For 14 Elect Susan G. Swenson Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Approve the Company's Mgmt For For For Amended and Restated Long-Term Incentive Compensation Plan 17 Ratification of Auditor Mgmt For For For 18 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman 19 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report 20 Shareholder Proposal ShrHoldr Against Against For Regarding Discriminitory Mortgage Servicing and Foreclosure Practices ________________________________________________________________________________ Western Union Company Ticker Security ID: Meeting Date Meeting Status WU CUSIP 959802109 05/30/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Dinyar S. Devitre Mgmt For For For 2 Elect Betsy D. Holden Mgmt For For For 3 Elect Wulf von Mgmt For For For Schimmelmann 4 Elect Solomon D. Mgmt For For For Trujillo 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Ratification of Auditor Mgmt For For For 7 Right to Call Special Mgmt For For For Meetings 8 Shareholder Proposal ShrHoldr Against Against For Regarding Incorporation of Values in Political Spending ________________________________________________________________________________ Weyerhaeuser Co. Ticker Security ID: Meeting Date Meeting Status WY CUSIP 962166104 04/11/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Debra Cafaro Mgmt For For For 2 Elect Mark Emmert Mgmt For For For 3 Elect Daniel Fulton Mgmt For For For 4 Elect John Kieckhefer Mgmt For For For 5 Elect Wayne Murdy Mgmt For For For 6 Elect Nicole Piasecki Mgmt For For For 7 Elect Doyle Simons Mgmt For For For 8 Elect Richard Sinkfield Mgmt For For For 9 Elect D. Michael Steuert Mgmt For For For 10 Elect Kim Williams Mgmt For For For 11 Elect Charles Williamson Mgmt For For For 12 2013 Long Term Mgmt For For For Incentive Plan 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Whirlpool Corp. Ticker Security ID: Meeting Date Meeting Status WHR CUSIP 963320106 04/16/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Samuel Allen Mgmt For For For 2 Elect Gary DiCamillo Mgmt For For For 3 Elect Diane Dietz Mgmt For For For 4 Elect Jeff Fettig Mgmt For For For 5 Elect Michael Johnston Mgmt For For For 6 Elect William Kerr Mgmt For For For 7 Elect John Liu Mgmt For For For 8 Elect Harish Manwani Mgmt For For For 9 Elect William Perez Mgmt For For For 10 Elect Michael Todman Mgmt For For For 11 Elect Michael White Mgmt For For For 12 Advisory Vote on Mgmt For Against Against Executive Compensation 13 Ratification of Auditor Mgmt For For For 14 Amendment to the 2010 Mgmt For For For Omnibus Stock Plan 15 Shareholder Proposal ShrHoldr Against For Against Regarding the Approval of Survivor Benefits (Golden Coffins) ________________________________________________________________________________ Whole Foods Market, Inc. Ticker Security ID: Meeting Date Meeting Status WFM CUSIP 966837106 03/15/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John B. Elstrott Mgmt For For For 1.2 Elect Gabrielle E. Mgmt For For For Greene 1.3 Elect Hass Hassan Mgmt For For For 1.4 Elect Stephanie Kugelman Mgmt For For For 1.5 Elect John P. Mackey Mgmt For For For 1.6 Elect Walter Robb Mgmt For For For 1.7 Elect Jonathan A. Mgmt For For For Seiffer 1.8 Elect Morris J. Siegel Mgmt For For For 1.9 Elect Jonathan D. Mgmt For For For Sokoloff 1.10 Elect Ralph Z. Sorenson Mgmt For For For 1.11 Elect William A. Tindell Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Amendment to the 2009 Mgmt For For For Stock Incentive Plan 5 Shareholder Proposal ShrHoldr Against Against For Regarding Extended Producer Responsibility 6 Shareholder Proposal ShrHoldr Against Against For Regarding Independent Board Chairman ________________________________________________________________________________ Williams Cos., Inc Ticker Security ID: Meeting Date Meeting Status WMB CUSIP 969457100 05/16/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Alan S. Armstrong Mgmt For For For 2 Elect Joseph R. Mgmt For For For Cleveland 3 Elect Kathleen B. Cooper Mgmt For For For 4 Elect John A. Hagg Mgmt For For For 5 Elect Juanita H. Hinshaw Mgmt For For For 6 Elect Ralph Izzo Mgmt For For For 7 Elect Frank T. MacInnis Mgmt For For For 8 Elect Steven W. Nance Mgmt For For For 9 Elect Murray D. Smith Mgmt For For For 10 Elect Janice D. Stoney Mgmt For For For 11 Elect Laura A. Sugg Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Windstream Corporation Ticker Security ID: Meeting Date Meeting Status WIN CUSIP 97381W104 05/08/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Carol B. Armitage Mgmt For For For 2 Elect Samuel E. Beall Mgmt For For For III 3 Elect Dennis E. Foster Mgmt For For For 4 Elect Francis X. Frantz Mgmt For For For 5 Elect Jeffery R. Gardner Mgmt For For For 6 Elect Jeffrey T. Hinson Mgmt For For For 7 Elect Judy K. Jones Mgmt For For For 8 Elect William A. Mgmt For For For Montgomery 9 Elect Alan L. Wells Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal ShrHoldr Against Against For Regarding Compensation in the Event of a Change in Control 13 Shareholder Proposal ShrHoldr Against Against For Regarding Political Spending Report 14 Shareholder Proposal ShrHoldr Against For Against Regarding Simple Majority Vote ________________________________________________________________________________ Wisconsin Energy Corp. Ticker Security ID: Meeting Date Meeting Status WEC CUSIP 976657106 05/02/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John F. Bergstrom Mgmt For For For 2 Elect Barbara L. Bowles Mgmt For For For 3 Elect Patricia W. Mgmt For For For Chadwick 4 Elect Curt S. Culver Mgmt For For For 5 Elect Thomas J. Fischer Mgmt For For For 6 Elect Gale E. Klappa Mgmt For For For 7 Elect Henry W. Knueppel Mgmt For For For 8 Elect Ulice Payne, Jr. Mgmt For For For 9 Elect Mary Ellen Stanek Mgmt For Against Against 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ WPX Energy Inc Ticker Security ID: Meeting Date Meeting Status WPX CUSIP 98212B103 05/22/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John A. Carrig Mgmt For For For 2 Elect Henry E. Lentz Mgmt For For For 3 Elect William G. Lowrie Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 6 2013 Incentive Plan Mgmt For For For 7 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Wyndham Worldwide Corporation Ticker Security ID: Meeting Date Meeting Status WYN CUSIP 98310W108 05/14/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Brian Mulroney Mgmt For For For 1.2 Elect Michael H. Wargotz Mgmt For For For 2 Advisory Vote on Mgmt For Against Against Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Wynn Resorts Ltd. Ticker Security ID: Meeting Date Meeting Status WYNN CUSIP 983134107 02/22/2013 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Removal of Director Mgmt For For For Kazuo Okada 2 Right to Adjourn Meeting Mgmt For For For ________________________________________________________________________________ Wynn Resorts Ltd. Ticker Security ID: Meeting Date Meeting Status WYNN CUSIP 983134107 05/07/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Ray R. Irani Mgmt For For For 1.2 Elect Alvin V. Shoemaker Mgmt For For For 1.3 Elect D. Boone Wayson Mgmt For For For 1.4 Elect Stephen A. Wynn Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Xcel Energy, Inc. Ticker Security ID: Meeting Date Meeting Status XEL CUSIP 98389B100 05/22/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Gail K. Boudreaux Mgmt For For For 2 Elect Fredric W. Mgmt For For For Corrigan 3 Elect Richard K. Davis Mgmt For For For 4 Elect Benjamin G.S. Mgmt For For For Fowke III 5 Elect Albert F. Moreno Mgmt For For For 6 Elect Richard T. O'Brien Mgmt For For For 7 Elect Christopher J. Mgmt For For For Policinski 8 Elect A. Patricia Mgmt For For For Sampson 9 Elect James J. Sheppard Mgmt For For For 10 Elect David A. Mgmt For For For Westerlund 11 Elect Kim Williams Mgmt For For For 12 Elect Timothy V. Wolf Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman ________________________________________________________________________________ Xerox Corp Ticker Security ID: Meeting Date Meeting Status XRX CUSIP 984121103 05/21/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Glenn A. Britt Mgmt For For For 2 Elect Ursula M. Burns Mgmt For For For 3 Elect Richard J. Mgmt For For For Harrington 4 Elect William C. Hunter Mgmt For For For 5 Elect Robert J. Keegan Mgmt For For For 6 Elect Robert A. McDonald Mgmt For For For 7 Elect Charles Prince Mgmt For Against Against 8 Elect Ann N. Reese Mgmt For Against Against 9 Elect Sara M. Tucker Mgmt For For For 10 Elect Mary Agnes Mgmt For For For Wilderotter 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Amendment to the 2004 Mgmt For For For Equity Compensation Plan for Non-Employee Directors ________________________________________________________________________________ XL Group plc Ticker Security ID: Meeting Date Meeting Status XL CUSIP G98290102 04/26/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Joseph Mauriello Mgmt For For For 2 Elect Eugene M. McQuade Mgmt For For For 3 Elect Clayton S. Rose Mgmt For For For 4 Ratification of Auditor Mgmt For For For and Authority to Set Remuneration 5 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Xylem Inc Ticker Security ID: Meeting Date Meeting Status XYL CUSIP 98419M100 05/07/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Curtis J. Crawford Mgmt For For For 2 Elect Robert F. Friel Mgmt For For For 3 Elect Surya N. Mohapatra Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Repeal of Classified Mgmt For For For Board 7 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Call a Special Meeting ________________________________________________________________________________ Yahoo Inc. Ticker Security ID: Meeting Date Meeting Status YHOO CUSIP 984332106 06/25/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John D. Hayes Mgmt For For For 2 Elect Susan M. James Mgmt For For For 3 Elect Max R. Levchin Mgmt For For For 4 Elect Peter Liguori Mgmt For For For 5 Elect Daniel S. Loeb Mgmt For For For 6 Elect Marissa A. Mayer Mgmt For For For 7 Elect Thomas J. Mgmt For For For McInerney 8 Elect Maynard G. Webb, Mgmt For For For Jr. 9 Elect Harry J. Wilson Mgmt For For For 10 Elect Michael J. Wolf Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Ratification of Auditor Mgmt For For For 13 Shareholder Regarding ShrHoldr Against Against For Corporate Social Responsibility Report 14 Shareholder Proposal ShrHoldr Against For Against Regarding Report on Political Spending ________________________________________________________________________________ Yum Brands Inc. Ticker Security ID: Meeting Date Meeting Status YUM CUSIP 988498101 05/15/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Michael J. Mgmt For For For Cavanagh 2 Elect David W. Dorman Mgmt For For For 3 Elect Massimo Ferragamo Mgmt For For For 4 Elect Mirian M. Mgmt For For For Graddick-Weir 5 Elect J. David Grissom Mgmt For For For 6 Elect Bonnie G. Hill Mgmt For For For 7 Elect Jonathan S. Linen Mgmt For For For 8 Elect Thomas C. Nelson Mgmt For For For 9 Elect David C. Novak Mgmt For For For 10 Elect Thomas M. Ryan Mgmt For For For 11 Elect Jing-Shyh S. Su Mgmt For For For 12 Elect Robert D. Walter Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Approval of Material Mgmt For For For Terms Under the Long Term Incentive Plan 16 Shareholder Proposal ShrHoldr Against Against For Regarding Recycling Strategy for Food and Beverage Packaging ________________________________________________________________________________ Zimmer Holdings Inc Ticker Security ID: Meeting Date Meeting Status ZMH CUSIP 98956P102 05/07/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Christopher B. Mgmt For For For Begley 2 Elect Betsy J. Bernard Mgmt For For For 3 Elect Gail K. Boudreaux Mgmt For For For 4 Elect David C. Dvorak Mgmt For For For 5 Elect Larry C. Glasscock Mgmt For For For 6 Elect Robert A. Hagemann Mgmt For For For 7 Elect Arthur J. Higgins Mgmt For For For 8 Elect John L. McGoldrick Mgmt For For For 9 Elect Cecil B. Pickett Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Ratification of Auditor Mgmt For For For 12 Amendment to the Mgmt For For For Executive Performance Incentive Plan 13 Amendment to the 2009 Mgmt For For For Stock Incentive Plan ________________________________________________________________________________ Zions Bancorporation Ticker Security ID: Meeting Date Meeting Status ZION CUSIP 989701107 05/24/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Jerry Atkin Mgmt For For For 2 Elect R. Cash Mgmt For For For 3 Elect Patricia Frobes Mgmt For For For 4 Elect J. David Heaney Mgmt For For For 5 Elect Roger Porter Mgmt For For For 6 Elect Stephen Quinn Mgmt For For For 7 Elect Harris Simmons Mgmt For For For 8 Elect L. Simmons Mgmt For For For 9 Elect Shelley Thomas Mgmt For For For Williams 10 Elect Steven Wheelwright Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 14 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman Item 1: Proxy Voting Record - Item1 Proxy Voting Record - Registrant : Allianz Funds Multi-Strategy Trust Fund Name : AllianzGI Ultra Micro Cap (formerly, Allianz AGIC Ultra Micro Cap Fund) ________________________________________________________________________________ 8x8, Inc. Ticker Security ID: Meeting Date Meeting Status EGHT CUSIP 282914100 07/24/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Guy Hecker, Jr. Mgmt For For For 1.2 Elect Bryan Martin Mgmt For For For 1.3 Elect Mansour Salame Mgmt For Withhold Against 1.4 Elect Eric Salzman Mgmt For For For 1.5 Elect Vikram Verma Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2012 Equity Incentive Mgmt For Against Against Plan 4 Increase of Authorized Mgmt For Against Against Common Stock ________________________________________________________________________________ Aceto Corporation Ticker Security ID: Meeting Date Meeting Status ACET CUSIP 004446100 12/06/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Albert Eilender Mgmt For For For 1.2 Elect Robert Wiesen Mgmt For Withhold Against 1.3 Elect Hans Noetzli Mgmt For For For 1.4 Elect William Britton Mgmt For For For 1.5 Elect Richard Randall Mgmt For Withhold Against 1.6 Elect Salvatore Guccione Mgmt For For For 1.7 Elect Natasha Giordano Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Executive Performance Mgmt For For For Award Plan 4 Amendment to the 2010 Mgmt For For For Equity Participation Plan 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Aegean Marine Petroleum Network, Inc. Ticker Security ID: Meeting Date Meeting Status ANW CUSIP Y0017S102 05/16/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Yiannis N. Mgmt For For For Papanicolaou 1.2 Elect Konstantinos Mgmt For Withhold Against Koutsomitopoulos 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Albany Molecular Research, Inc. Ticker Security ID: Meeting Date Meeting Status AMRI CUSIP 012423109 06/05/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Veronica G. H. Mgmt For Withhold Against Jordan 1.2 Elect Thomas E. D'Ambra Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 1998 Mgmt For For For Employee Stock Purchase Plan 4 Amendment to the 2008 Mgmt For For For Stock Option and Incentive Plan 5 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ American Software, Inc. Ticker Security ID: Meeting Date Meeting Status AMSWA CUSIP 029683109 08/20/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect W. Dennis Hogue Mgmt For For For 1.2 Elect John Jarvis Mgmt For For For 1.3 Elect James Miller, Jr. Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ AMN Healthcare Services, Inc. Ticker Security ID: Meeting Date Meeting Status AHS CUSIP 001744101 04/24/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Mark G. Foletta Mgmt For For For 2 Elect R. Jeffrey Harris Mgmt For For For 3 Elect Michael M.E. Johns Mgmt For For For 4 Elect Martha H. Marsh Mgmt For For For 5 Elect Susan R. Salka Mgmt For For For 6 Elect Andrew M. Stern Mgmt For For For 7 Elect Paul E. Weaver Mgmt For For For 8 Elect Douglas D. Wheat Mgmt For For For 9 Advisory Vote on Mgmt For For For Executive Compensation 10 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Anika Therapeutics, Inc. Ticker Security ID: Meeting Date Meeting Status ANIK CUSIP 035255108 06/18/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Raymond J. Land Mgmt For For For 1.2 Elect John C. Moran Mgmt For For For 2 Amendment to the 2003 Mgmt For For For Stock Option and Incentive Plan 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For Against Against Executive Compensation ________________________________________________________________________________ Antares Pharma, Inc. Ticker Security ID: Meeting Date Meeting Status ATRS CUSIP 036642106 05/22/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Thomas J. Garrity Mgmt For For For 1.2 Elect Jacques Gonella Mgmt For For For 1.3 Elect Marvin Samson Mgmt For For For 2 Amendment to the 2008 Mgmt For For For Equity Compensation Plan 3 Increase of Authorized Mgmt For For For Common Stock 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Astronics Corporation Ticker Security ID: Meeting Date Meeting Status ATRO CUSIP 046433108 05/14/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Raymond W. Boushie Mgmt For For For 1.2 Elect Robert T. Brady Mgmt For Withhold Against 1.3 Elect John B. Drenning Mgmt For Withhold Against 1.4 Elect Peter J. Mgmt For For For Gundermann 1.5 Elect Kevin T. Keane Mgmt For Withhold Against 1.6 Elect Robert J. McKenna Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Increase of Authorized Mgmt For Against Against Common Stock 4 Increase of Authorized Mgmt For Against Against Class B Stock ________________________________________________________________________________ Barrett Business Services, Inc. Ticker Security ID: Meeting Date Meeting Status BBSI CUSIP 068463108 05/29/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Thomas J. Carley Mgmt For For For 1.2 Elect Michael L. Elich Mgmt For For For 1.3 Elect James B. Hicks Mgmt For For For 1.4 Elect Rodger L. Johnson Mgmt For For For 1.5 Elect Jon L. Justesen Mgmt For For For 1.6 Elect Anthony Meeker Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Bassett Furniture Industries, Inc. Ticker Security ID: Meeting Date Meeting Status BSET CUSIP 070203104 03/06/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Peter W. Brown Mgmt For For For 1.2 Elect Kristina Cashman Mgmt For For For 1.3 Elect Paul Fulton Mgmt For For For 1.4 Elect Howard H. Haworth Mgmt For For For 1.5 Elect George W. Mgmt For For For Henderson III 1.6 Elect J. Walter McDowell Mgmt For For For 1.7 Elect Dale C. Pond Mgmt For Withhold Against 1.8 Elect Robert H. Mgmt For For For Spilman, Jr. 1.9 Elect William C. Mgmt For For For Wampler, Jr. 1.10 Elect William C. Mgmt For For For Warden, Jr. 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ BofI Holding, Inc. Ticker Security ID: Meeting Date Meeting Status BOFI CUSIP 05566U108 11/08/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jerry Englert Mgmt For For For 1.2 Elect Gregory Mgmt For For For Garrabrants 1.3 Elect Paul Grinberg Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Bolt Technology Corporation Ticker Security ID: Meeting Date Meeting Status BOLT CUSIP 097698104 11/20/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Michael Flynn Mgmt For Withhold Against 1.2 Elect George Kabureck Mgmt For For For 1.3 Elect Raymond Soto Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 2012 Stock Incentive Mgmt For Against Against Plan 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Calamp Corp. Ticker Security ID: Meeting Date Meeting Status CAMP CUSIP 128126109 07/31/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Frank Perna, Jr. Mgmt For For For 1.2 Elect Kimberly Alexy Mgmt For For For 1.3 Elect Michael Burdiek Mgmt For For For 1.4 Elect Richard Gold Mgmt For For For 1.5 Elect Albert Moyer Mgmt For For For 1.6 Elect Thomas Pardun Mgmt For For For 1.7 Elect Larry Wolfe Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 4 Increase of Authorized Mgmt For Against Against Common Stock 5 Ratification of Auditor Mgmt For For For 6 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ Callon Petroleum Company Ticker Security ID: Meeting Date Meeting Status CPE CUSIP 13123X102 05/16/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Larry D. McVay Mgmt For For For 1.2 Elect John C. Wallace Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Capital Senior Living Corporation Ticker Security ID: Meeting Date Meeting Status CSU CUSIP 140475104 05/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect James Moore Mgmt For For For 1.2 Elect Philip Brooks Mgmt For For For 1.3 Elect Ronald Malone Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Amendment to Mgmt For Against Against Shareholder Rights Plan 5 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ Carmike Cinemas, Inc. Ticker Security ID: Meeting Date Meeting Status CKEC CUSIP 143436400 05/29/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Mark R. Bell Mgmt For For For 1.2 Elect Jeffrey W. Berkman Mgmt For For For 1.3 Elect Sean T. Erwin Mgmt For For For 1.4 Elect James A. Fleming Mgmt For For For 1.5 Elect Alan J. Mgmt For For For Hirschfield 1.6 Elect S. David Passman Mgmt For For For III 1.7 Elect Roland C. Smith Mgmt For For For 1.8 Elect Patricia A. Wilson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Carriage Services, Inc. Ticker Security ID: Meeting Date Meeting Status CSV CUSIP 143905107 05/22/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect L. William Mgmt For For For Heiligbrodt 1.2 Elect Barry K. Fingerhut Mgmt For For For 2 2013 Long-Term Mgmt For Against Against Incentive Plan 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Carrols Restaurant Group, Inc. Ticker Security ID: Meeting Date Meeting Status TAST CUSIP 14574X104 06/11/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Daniel T. Mgmt For For For Accordino 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Carrols Restaurant Group, Inc. Ticker Security ID: Meeting Date Meeting Status TAST CUSIP 14574X104 08/29/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect David Harris Mgmt For For For 1.2 Elect Nicholas Daraviras Mgmt For For For 2 Amendment to Provisions Mgmt For For For of Preferred Stock 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Ceco Environmental Corp. Ticker Security ID: Meeting Date Meeting Status CECE CUSIP 125141101 05/15/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Arthur Cape Mgmt For For For 1.2 Elect Jason DeZwirek Mgmt For For For 1.3 Elect Phillip DeZwirek Mgmt For Withhold Against 1.4 Elect Eric Goldberg Mgmt For For For 1.5 Elect Ronald E. Krieg Mgmt For For For 1.6 Elect Jeffrey Lang Mgmt For For For 1.7 Elect Jonathan Pollack Mgmt For Withhold Against 1.8 Elect Seth Rudin Mgmt For For For 1.9 Elect Donald A. Wright Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ Celadon Group, Inc. Ticker Security ID: Meeting Date Meeting Status CGI CUSIP 150838100 11/16/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Stephen Russell Mgmt For For For 1.2 Elect Anthony Heyworth Mgmt For Withhold Against 1.3 Elect Catherine Langham Mgmt For For For 1.4 Elect Michael Miller Mgmt For For For 1.5 Elect Paul Will Mgmt For Withhold Against 2 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Computer Task Group, Incorporated Ticker Security ID: Meeting Date Meeting Status CTGX CUSIP 205477102 05/08/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Randall L. Clark Mgmt For For For 1.2 Elect David H. Klein Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Coronado Biosciences, Inc. Ticker Security ID: Meeting Date Meeting Status CNDO CUSIP 21976U109 06/19/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Harlan F. Weisman Mgmt For For For 2 Elect Eric K. Rowinsky Mgmt For Against Against 3 Elect David J. Barrett Mgmt For For For 4 Elect Jimmie Harvey, Jr. Mgmt For For For 5 Elect J. Jay Lobell Mgmt For Against Against 6 Elect Michael Rogers Mgmt For For For 7 Elect Lindsay A. Mgmt For For For Rosenwald 8 2013 Stock Incentive Mgmt For For For Plan 9 Advisory Vote on Mgmt For For For Executive Compensation 10 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 11 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Cutera, Inc. Ticker Security ID: Meeting Date Meeting Status CUTR CUSIP 232109108 06/19/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect W. Mark Lortz Mgmt For For For 1.2 Elect Gregory Barrett Mgmt For For For 1.3 Elect Jerry P. Widman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2004 Mgmt For For For Equity Incentive Plan 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Cynosure, Inc. Ticker Security ID: Meeting Date Meeting Status CYNO CUSIP 232577205 06/24/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger/Acquisition Mgmt For For For 2.1 Elect Marina Hatsopoulos Mgmt For For For 2.2 Elect William O. Mgmt For For For Flannery 3 Amendment to the 2005 Mgmt For For For Stock Incentive Plan 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Ratification of Auditor Mgmt For For For 6 Right to Adjourn Meeting Mgmt For Against Against ________________________________________________________________________________ Datalink Corporation Ticker Security ID: Meeting Date Meeting Status DTLK CUSIP 237934104 05/22/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Brent G. Blackey Mgmt For For For 1.2 Elect Paul F. Lidsky Mgmt For For For 1.3 Elect Margaret A. Loftus Mgmt For For For 1.4 Elect Greg R. Meland Mgmt For For For 1.5 Elect J. Patrick Mgmt For For For O'Halloran 1.6 Elect James E. Ousley Mgmt For For For 1.7 Elect Robert M. Price Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Destination Maternity Corporation Ticker Security ID: Meeting Date Meeting Status DEST CUSIP 25065D100 01/25/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Arnaud Ajdler Mgmt For For For 1.2 Elect Michael Blitzer Mgmt For For For 1.3 Elect Barry Erdos Mgmt For For For 1.4 Elect Joseph Goldblum Mgmt For For For 1.5 Elect Edward Krell Mgmt For For For 1.6 Elect Melissa Mgmt For For For Payner-Gregor 1.7 Elect William Schwartz, Mgmt For For For Jr. 1.8 Elect B. Allen Weinstein Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Management Incentive Mgmt For For For Program 5 2005 Equity Incentive Mgmt For For For Plan ________________________________________________________________________________ Discovery Laboratories, Inc. Ticker Security ID: Meeting Date Meeting Status DSCO CUSIP 254668403 06/11/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John R. Leone Mgmt For For For 1.2 Elect John G. Cooper Mgmt For Withhold Against 1.3 Elect Joseph M. Mahady Mgmt For For For 1.4 Elect Bruce A. Peacock Mgmt For For For 1.5 Elect Marvin E. Mgmt For For For Rosenthale 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2011 Mgmt For For For Equity Long-Term Incentive Plan 4 Increase of Authorized Mgmt For For For Common Stock 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Frequency of Advisory Mgmt 3 Years 1 Year Against Vote on Executive Compensation ________________________________________________________________________________ Diversified Restaurant Holdings Inc Ticker Security ID: Meeting Date Meeting Status BAGR CUSIP 25532M105 06/06/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect T. Michael Ansley Mgmt For For For 1.2 Elect David G. Burke Mgmt For Withhold Against 1.3 Elect Jay Alan Mgmt For Withhold Against Dusenberry 1.4 Elect Phillip Friedman Mgmt For For For 1.5 Elect David Ligotti Mgmt For Withhold Against 1.6 Elect Joseph M. Nowicki Mgmt For For For 1.7 Elect Gregory J. Stevens Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ Entravision Communications Corp. Ticker Security ID: Meeting Date Meeting Status EVC CUSIP 29382R107 05/30/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Walter F. Ulloa Mgmt For For For 1.2 Elect Philip C. Mgmt For For For Wilkinson 1.3 Elect Paul A. Zevnik Mgmt For Withhold Against 1.4 Elect Esteban E. Torres Mgmt For Withhold Against 1.5 Elect Gilbert R. Vasquez Mgmt For For For 1.6 Elect Jules G. Mgmt For For For Buenabenta 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ ePlus Inc. Ticker Security ID: Meeting Date Meeting Status PLUS CUSIP 294268107 09/13/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Phillip Norton Mgmt For For For 1.2 Elect Bruce Bowen Mgmt For For For 1.3 Elect C. Thomas Mgmt For Withhold Against Faulders, III 1.4 Elect Terrence O'Donnell Mgmt For Withhold Against 1.5 Elect Lawrence Herman Mgmt For Withhold Against 1.6 Elect Milton Cooper Mgmt For For For 1.7 Elect John Callies Mgmt For Withhold Against 1.8 Elect Eric Hovde Mgmt For For For 2 2012 Employee Long-Term Mgmt For For For Incentive Plan 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Evolution Petroleum Corporation Ticker Security ID: Meeting Date Meeting Status EPM CUSIP 30049A107 12/06/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Laird Cagan Mgmt For For For 1.2 Elect Edward DiPaolo Mgmt For For For 1.3 Elect William Dozier Mgmt For For For 1.4 Elect Robert Herlin Mgmt For For For 1.5 Elect Kelly Loyd Mgmt For For For 1.6 Elect Gene Stoever Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Female Health Co. Ticker Security ID: Meeting Date Meeting Status FHCO CUSIP 314462102 03/26/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect David R. Bethune Mgmt For Withhold Against 1.2 Elect Stephen M. Mgmt For For For Dearholt 1.3 Elect Donna Felch Mgmt For Withhold Against 1.4 Elect Mary Margaret Mgmt For For For Frank 1.5 Elect William R. Mgmt For For For Gargiulo, Jr. 1.6 Elect Mary Ann Leeper Mgmt For For For 1.7 Elect O.B. Parrish Mgmt For For For 1.8 Elect Michael R. Walton Mgmt For For For 1.9 Elect Richard E. Mgmt For For For Wenninger 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Fiesta Restaurant Group Inc. Ticker Security ID: Meeting Date Meeting Status FRGI CUSIP 31660B101 06/12/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Timothy P. Taft Mgmt For For For 1.2 Elect Stacey Rauch Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ First Connecticut Bancorp Inc. Ticker Security ID: Meeting Date Meeting Status FBNK CUSIP 319850103 05/15/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Ronald A. Bucchi Mgmt For For For 1.2 Elect Ronald A. Carson Mgmt For For For 1.3 Elect Kevin S. Ray Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ First Connecticut Bancorp Inc. Ticker Security ID: Meeting Date Meeting Status FBNK CUSIP 319850103 08/15/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John Patrick, Jr. Mgmt For For For 1.2 Elect Robert Edmunds, Mgmt For For For Jr. 2 2012 Stock Incentive Mgmt For For For Plan 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 3 Years 1 Year Against Vote on Executive Compensation 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Five Star Quality Care, Inc. Ticker Security ID: Meeting Date Meeting Status FVE CUSIP 33832D106 05/16/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Bruce M. Gans Mgmt For Abstain Against 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Fonar Corporation Ticker Security ID: Meeting Date Meeting Status FONR CUSIP 344437405 06/24/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Raymond V. Mgmt For Withhold Against Damadian 1.2 Elect Claudette J.V. Mgmt For For For Chan 1.3 Elect Robert J. Janoff Mgmt For For For 1.4 Elect Charles N. O'Data Mgmt For For For 1.5 Elect Ronald G. Lehman Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 4 Ratification of Auditor Mgmt For For For 5 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ GenMark Diagnostics Inc. Ticker Security ID: Meeting Date Meeting Status GNMK CUSIP 372309104 05/22/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Christopher Mgmt For For For Gleeson 1.2 Elect Stephen T. Worland Mgmt For For For 2 2013 Employee Stock Mgmt For For For Purchase Plan 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ GP Strategies Corporation Ticker Security ID: Meeting Date Meeting Status GPX CUSIP 36225V104 06/18/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Harvey P. Eisen Mgmt For Withhold Against 1.2 Elect Marshall S. Geller Mgmt For For For 1.3 Elect Daniel M Friedberg Mgmt For For For 1.4 Elect Scott N. Greenberg Mgmt For For For 1.5 Elect Sue W. Kelly Mgmt For For For 1.6 Elect Richard C. Mgmt For Withhold Against Pfenniger, Jr. 1.7 Elect A. Marvin Strait Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ GP Strategies Corporation Ticker Security ID: Meeting Date Meeting Status GPX CUSIP 36225V104 09/12/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Harvey Eisen Mgmt For Withhold Against 1.2 Elect Marshall Geller Mgmt For For For 1.3 Elect Daniel Friedberg Mgmt For For For 1.4 Elect Scott Greenberg Mgmt For For For 1.5 Elect Sue Kelly Mgmt For For For 1.6 Elect Richard Mgmt For Withhold Against Pfenniger, Jr. 1.7 Elect A. Marvin Strait Mgmt For For For 1.8 Elect Gene Washington Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ Guidance Software, Inc. Ticker Security ID: Meeting Date Meeting Status GUID CUSIP 401692108 05/16/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Shawn McCreight Mgmt For For For 1.2 Elect Victor Limongelli Mgmt For For For 1.3 Elect Jeff Lawrence Mgmt For For For 1.4 Elect Kathleen O'Neil Mgmt For For For 1.5 Elect Christopher Poole Mgmt For For For 1.6 Elect Stephen C. Mgmt For For For Richards 1.7 Elect Robert G. Van Mgmt For For For Schoonenberg 2 Ratification of Auditor Mgmt For Against Against ________________________________________________________________________________ HealthStream, Inc. Ticker Security ID: Meeting Date Meeting Status HSTM CUSIP 42222N103 05/30/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Thompson S. Dent Mgmt For For For 1.2 Elect Dale Polley Mgmt For For For 1.3 Elect William W. Stead Mgmt For For For 1.4 Elect Deborah Taylor Mgmt For For For Tate 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Homeowners Choice, Inc. Ticker Security ID: Meeting Date Meeting Status HCI CUSIP 43741E103 05/22/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect George Apostolou Mgmt For For For 1.2 Elect Paresh Patel Mgmt For For For 1.3 Elect Gregory Politis Mgmt For Withhold Against 2 Company Name Change Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Frequency of Advisory Mgmt 3 Years 1 Year Against Vote on Executive Compensation ________________________________________________________________________________ HomeStreet, Inc. Ticker Security ID: Meeting Date Meeting Status HMST CUSIP 43785V102 05/30/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Michael J. Malone Mgmt For Against Against 2 Elect Victor H. Indiek Mgmt For For For 3 Elect Bruce W. Williams Mgmt For For For 4 Elect Mark K. Mason Mgmt For For For 5 Elect Scott M. Boggs Mgmt For For For 6 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ inContact, Inc. Ticker Security ID: Meeting Date Meeting Status SAAS CUSIP 45336E109 06/12/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Theodore Stern Mgmt For Withhold Against 1.2 Elect Paul Jarman Mgmt For For For 1.3 Elect Steve M. Barnett Mgmt For Withhold Against 1.4 Elect Mark J. Emkjer Mgmt For For For 1.5 Elect Blake O. Fisher, Mgmt For Withhold Against Jr. 1.6 Elect Paul Koeppe Mgmt For For For 1.7 Elect Hamid Akhavan Mgmt For For For 2 Amendment to the 2008 Mgmt For For For Equity Incentive Plan 3 Amendment to the Mgmt For For For Employee Stock Purchase Plan 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Internap Network Services Corporation Ticker Security ID: Meeting Date Meeting Status INAP CUSIP 45885A300 05/16/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Gary Pfeiffer Mgmt For For For 1.2 Elect Michael A. Ruffolo Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Jamba, Inc. Ticker Security ID: Meeting Date Meeting Status JMBA CUSIP 47023A101 05/14/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect James White Mgmt For For For 2 Elect Lesley Howe Mgmt For For For 3 Elect Richard Federico Mgmt For For For 4 Elect Brian Swette Mgmt For For For 5 Elect Andrew Heyer Mgmt For For For 6 Elect Michael Depatie Mgmt For For For 7 Elect Fritzi Woods Mgmt For For For 8 Elect David Pace Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Reverse Stock Split Mgmt For For For 11 2013 Equity Incentive Mgmt For Against Against Plan ________________________________________________________________________________ Landec Corporation Ticker Security ID: Meeting Date Meeting Status LNDC CUSIP 514766104 10/11/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Change in Board Size Mgmt For For For 2.1 Elect Gary Steele Mgmt For For For 2.2 Elect Frederick Frank Mgmt For For For 2.3 Elect Steven Goldby Mgmt For For For 2.4 Elect Stephen Halprin Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Lionbridge Technologies, Inc. Ticker Security ID: Meeting Date Meeting Status LIOX CUSIP 536252109 05/03/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Edward A. Mgmt For For For Blechschmidt 1.2 Elect Guy L. de Chazal Mgmt For For For 2 Amendment to the 2011 Mgmt For Against Against Stock Incentive Plan 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Magic Software Enterprises Ltd. Ticker Security ID: Meeting Date Meeting Status MGIC CUSIP 559166103 11/26/2012 Voted Meeting Type Country of Trade Consent United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Guy Bernstein Mgmt For For For 2 Elect Naamit Salomon Mgmt For For For 3 Elect Yehezkel Zeira Mgmt For For For 4 Elect Itiel Efrat Mgmt For For For 5 Declaration of Material Mgmt For For For Interest 6 Appointment of Auditor Mgmt For For For ________________________________________________________________________________ Manitex International, Inc. Ticker Security ID: Meeting Date Meeting Status MNTX CUSIP 563420108 06/05/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Ronald M. Clark Mgmt For For For 1.2 Elect Robert S. Mgmt For Withhold Against Gigliotti 1.3 Elect David J. Langevin Mgmt For For For 1.4 Elect Marvin B. Mgmt For Withhold Against Rosenberg 1.5 Elect Stephen J. Tober Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 5 Amendment to the 2004 Mgmt For For For Equity Incentive Plan ________________________________________________________________________________ Market Leader, Inc. Ticker Security ID: Meeting Date Meeting Status LEDR CUSIP 57056R103 05/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Frank M. Higgins Mgmt For For For 1.2 Elect Michael T. Galgon Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ MaxLinear, Inc. Ticker Security ID: Meeting Date Meeting Status MXL CUSIP 57776J100 05/14/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Steven C. Craddock Mgmt For For For 2 Elect Harshad K. Desai Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Medley Capital Corp. Ticker Security ID: Meeting Date Meeting Status MCC CUSIP 58503F106 02/12/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Seth Taube Mgmt For Withhold Against 1.2 Elect Arthur Ainsberg Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Issuance of Common Mgmt For For For Stock Below Net Asset Value ________________________________________________________________________________ Medley Capital Corp. Ticker Security ID: Meeting Date Meeting Status MCC CUSIP 58503F106 02/12/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Seth Taube Mgmt For Withhold Against 1.2 Elect Arthur Ainsberg Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Issuance of Common Mgmt For For For Stock Below Net Asset Value ________________________________________________________________________________ Merge Healthcare Inc. Ticker Security ID: Meeting Date Meeting Status MRGE CUSIP 589499102 06/18/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Dennis Brown Mgmt For For For 1.2 Elect Justin C. Dearborn Mgmt For For For 1.3 Elect Michael W. Ferro, Mgmt For For For Jr. 1.4 Elect Matthew M. Maloney Mgmt For For For 1.5 Elect Richard A. Reck Mgmt For Withhold Against 1.6 Elect Neele E. Stearns, Mgmt For For For Jr. 1.7 Elect Jeff A. Surges Mgmt For For For 2 Amendment to the 2005 Mgmt For For For Equity Incentive Plan 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Meru Networks, Inc. Ticker Security ID: Meeting Date Meeting Status MERU CUSIP 59047Q103 05/21/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Nicholas Mitsakos Mgmt For Withhold Against 1.2 Elect Harold D. Mgmt For Withhold Against Copperman 1.3 Elect Charles Kissner Mgmt For For For 1.4 Elect William Quigley Mgmt For For For 1.5 Elect Barry A. Newman Mgmt For For For 1.6 Elect Bami Bastani Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Mitcham Industries, Inc. Ticker Security ID: Meeting Date Meeting Status MIND CUSIP 606501104 07/26/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Billy Mitcham, Jr. Mgmt For For For 1.2 Elect Peter Blum Mgmt For Withhold Against 1.3 Elect Robert Capps Mgmt For Withhold Against 1.4 Elect R. Dean Lewis Mgmt For For For 1.5 Elect John Schwalbe Mgmt For For For 1.6 Elect Robert Albers Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Nautilus, Inc. Ticker Security ID: Meeting Date Meeting Status NLS CUSIP 63910B102 05/01/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Ronald P. Badie Mgmt For For For 1.2 Elect Bruce M. Cazenave Mgmt For For For 1.3 Elect Richard A. Horn Mgmt For For For 1.4 Elect M. Carl Johnson, Mgmt For For For III 1.5 Elect Anne G. Saunders Mgmt For For For 1.6 Elect Marvin G. Siegert Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ Neogenomics Inc Ticker Security ID: Meeting Date Meeting Status NEO CUSIP 64049M209 06/06/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Douglas M. VanOort Mgmt For For For 1.2 Elect Steven C. Jones Mgmt For For For 1.3 Elect Michael T. Dent Mgmt For Withhold Against 1.4 Elect Kevin C. Johnson Mgmt For For For 1.5 Elect Raymond R. Hipp Mgmt For Withhold Against 1.6 Elect William J. Mgmt For For For Robinson 2 Advisory Vote on Mgmt For Against Against Executive Compensation 3 Frequency of Advisory Mgmt 3 Years 1 Year Against Vote on Executive Compensation 4 Amendment to the Mgmt For For For Employee Stock Purchase Plan 5 Amendment to the Equity Mgmt For Against Against Incentive Plan ________________________________________________________________________________ OCZ Technology Group, Inc. Ticker Security ID: Meeting Date Meeting Status OCZ CUSIP 67086E303 08/13/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Russell Knittel Mgmt For Withhold Against 2 2012 Equity Mgmt For For For Compensation Plan 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ OmniAmerican Bancorp, Inc. Ticker Security ID: Meeting Date Meeting Status OABC CUSIP 68216R107 05/21/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Elaine Anderson Mgmt For For For 1.2 Elect James Herring Mgmt For For For 1.3 Elect Wesley R. Turner Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Orchids Paper Products Inc. Ticker Security ID: Meeting Date Meeting Status TIS CUSIP 68572N104 05/16/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Steven R. Berlin Mgmt For For For 1.2 Elect John C. Guttilla Mgmt For For For 1.3 Elect Douglas E. Hailey Mgmt For For For 1.4 Elect mark H. Ravich Mgmt For For For 1.5 Elect Jeffrey S. Schoen Mgmt For For For 1.6 Elect Robert A. Snyder Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Restoration of Right to Mgmt For For For Call a Special Meeting ________________________________________________________________________________ Orion Marine Group, Inc. Ticker Security ID: Meeting Date Meeting Status ORN CUSIP 68628V308 05/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Austin J. Mgmt For For For Shanfelter 2 Elect Gene Stoever Mgmt For For For 3 Advisory Vote on Mgmt For Against Against Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Park Sterling Corp. Ticker Security ID: Meeting Date Meeting Status PSTB CUSIP 70086Y105 05/22/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Leslie M. Baker, Mgmt For For For Jr. 1.2 Elect Larry W. Carroll Mgmt For For For 1.3 Elect Kim S. Price Mgmt For For For 1.4 Elect Ben R. Rudisill II Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Park-Ohio Holdings Corp. Ticker Security ID: Meeting Date Meeting Status PKOH CUSIP 700666100 05/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Matthew V. Mgmt For For For Crawford 1.2 Elect Ronna Romney Mgmt For For For 1.3 Elect Steven H. Rosen Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Patrick Industries, Inc. Ticker Security ID: Meeting Date Meeting Status PATK CUSIP 703343103 05/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Terrence D. Mgmt For Withhold Against Brennan 1.2 Elect Joseph M. Cerulli Mgmt For For For 1.3 Elect Todd Cleveland Mgmt For For For 1.4 Elect John A. Forbes Mgmt For For For 1.5 Elect Paul E. Hassler Mgmt For Withhold Against 1.6 Elect Keith V. Kankel Mgmt For For For 1.7 Elect Michael A. Kitson Mgmt For For For 1.8 Elect Andy L. Nemeth Mgmt For Withhold Against 1.9 Elect Larry D. Renbarger Mgmt For For For 1.10 Elect Walter Wells Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For Against Against Executive Compensation 4 Frequency of Advisory Mgmt 3 Years 1 Year Against Vote on Executive Compensation ________________________________________________________________________________ PDF Solutions, Inc. Ticker Security ID: Meeting Date Meeting Status PDFS CUSIP 693282105 05/28/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John K. Kibarian Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Amendment to the 2011 Mgmt For Against Against Stock Incentive Plan ________________________________________________________________________________ PDF Solutions, Inc. Ticker Security ID: Meeting Date Meeting Status PDFS CUSIP 693282105 08/03/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Lucio Lanza Mgmt For For For 1.2 Elect Kimon Michaels Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Points International Ltd. Ticker Security ID: Meeting Date Meeting Status PTS CUSIP 730843208 05/02/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Bernay Box Mgmt For For For 1.2 Elect Christopher Mgmt For For For Barnard 1.3 Elect Michael Beckerman Mgmt For For For 1.4 Elect Douglas A. Carty Mgmt For For For 1.5 Elect Bruce R Croxon Mgmt For For For 1.6 Elect T. Robert MacLean Mgmt For For For 1.7 Elect John W. Thompson Mgmt For Withhold Against 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ PowerSecure International Inc. Ticker Security ID: Meeting Date Meeting Status POWR CUSIP 73936N105 06/11/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Sidney Hinton Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Preferred Bank Ticker Security ID: Meeting Date Meeting Status PFBC CUSIP 740367404 06/18/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Ching-Hsing Kao Mgmt For For For 1.2 Elect William C.Y. Cheng Mgmt For For For 1.3 Elect Chih-Wei Wu Mgmt For For For 1.4 Elect Wayne Wu Mgmt For For For 2 Advisory Vote on Mgmt For Against Against Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ PRGX Global, Inc. Ticker Security ID: Meeting Date Meeting Status PRGX CUSIP 69357C503 06/18/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Patrick G. Dills Mgmt For Withhold Against 1.2 Elect Mylle H. Mangum Mgmt For For For 1.3 Elect Ronald E. Stewart Mgmt For For For 1.4 Elect Joseph E. Whitters Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Amendment to the 2008 Mgmt For For For Equity Incentive Plan ________________________________________________________________________________ Procera Networks, Inc. Ticker Security ID: Meeting Date Meeting Status PKT CUSIP 74269U203 08/27/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Scott McClendon Mgmt For For For 1.2 Elect James Brear Mgmt For For For 1.3 Elect Staffan Hillberg Mgmt For For For 1.4 Elect B. Kumar Mgmt For For For 1.5 Elect Alan B. Lefkof Mgmt For For For 1.6 Elect Mary Losty Mgmt For For For 1.7 Elect Thomas Saponas Mgmt For For For 1.8 Elect William Slavin Mgmt For For For 2 Amendment to the 2007 Mgmt For Against Against Equity Incentive Plan 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Providence Service Corporation Ticker Security ID: Meeting Date Meeting Status PRSC CUSIP 743815102 06/06/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Richard A. Kerley Mgmt For For For 1.2 Elect Christopher S. Mgmt For Withhold Against Shackelton 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ R.G. Barry Corporation Ticker Security ID: Meeting Date Meeting Status DFZ CUSIP 068798107 11/02/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Nicholas DiPaolo Mgmt For For For 1.2 Elect Janice Page Mgmt For For For 1.3 Elect Harvey Weinberg Mgmt For For For 1.4 Elect Greg Tunney Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Rand Logistics, Inc. Ticker Security ID: Meeting Date Meeting Status RLOG CUSIP 752182105 09/21/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Laurence Levy Mgmt For For For 1.2 Elect H. Cabot Lodge III Mgmt For Withhold Against 2 Amendment to the 2007 Mgmt For For For Long Term Incentive Plan 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ ReachLocal Inc. Ticker Security ID: Meeting Date Meeting Status RLOC CUSIP 75525F104 05/22/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Zorik Gordon Mgmt For For For 1.2 Elect Robert Dykes Mgmt For For For 1.3 Elect Alan Salzman Mgmt For For For 2 Amendment to the 2008 Mgmt For Against Against Stock Incentive Plan 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Repligen Corporation Ticker Security ID: Meeting Date Meeting Status RGEN CUSIP 759916109 05/09/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Glenn L. Cooper Mgmt For For For 1.2 Elect Karen A. Dawes Mgmt For For For 1.3 Elect Alfred L. Goldberg Mgmt For For For 1.4 Elect Michael A. Mgmt For For For Griffith 1.5 Elect Earl Webb Henry Mgmt For For For 1.6 Elect Walter C. Herlihy Mgmt For For For 1.7 Elect Thomas F. Ryan, Mgmt For For For Jr. 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ RigNet, Inc. Ticker Security ID: Meeting Date Meeting Status RNET CUSIP 766582100 05/02/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect James H. Browning Mgmt For For For 1.2 Elect Charles L. Davis Mgmt For For For 1.3 Elect Kevin Mulloy Mgmt For For For 1.4 Elect Kevin Neveu Mgmt For For For 1.5 Elect Kevin J. O'Hara Mgmt For For For 1.6 Elect Keith Olsen Mgmt For For For 1.7 Elect Mark B. Slaughter Mgmt For For For 1.8 Elect Brent K. Mgmt For For For Whittington 1.9 Elect Ditlef de Vibe Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Rudolph Technologies, Inc Ticker Security ID: Meeting Date Meeting Status RTEC CUSIP 781270103 05/22/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Daniel H. Berry Mgmt For For For 2 Elect Thomas G. Greig Mgmt For For For 3 Elect Richard F. Spanier Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Increase of Authorized Mgmt For For For Common Stock 6 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Saia, Inc. Ticker Security ID: Meeting Date Meeting Status SAIA CUSIP 78709Y105 04/25/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John J. Holland Mgmt For For For 2 Elect Richard D. O'Dell Mgmt For For For 3 Elect Douglas W. Rockel Mgmt For For For 4 Amendment to the 2011 Mgmt For For For Omnibus Incentive Plan 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Santarus, Inc. Ticker Security ID: Meeting Date Meeting Status SNTS CUSIP 802817304 06/11/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Daniel D. Burgess Mgmt For For For 1.2 Elect Michael G. Carter Mgmt For For For 1.3 Elect Alessandro Della Mgmt For For For Cha 2 Increase of Authorized Mgmt For For For Common Stock 3 Amendment to the 2004 Mgmt For For For Equity Incentive Plan 4 Amendment to the Mgmt For For For Employee Stock Purchase Plan 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Spectranetics Corp. Ticker Security ID: Meeting Date Meeting Status SPNC CUSIP 84760C107 05/29/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Scott Drake Mgmt For For For 1.2 Elect William Jennings Mgmt For For For 1.3 Elect Joseph Ruggio Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ SPS Commerce Inc. Ticker Security ID: Meeting Date Meeting Status SPSC CUSIP 78463M107 05/15/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Archie C. Black Mgmt For For For 1.2 Elect Bradley A. Mgmt For For For Cleveland 1.3 Elect Michael B. Gorman Mgmt For For For 1.4 Elect Martin J. Leestma Mgmt For For For 1.5 Elect Philip E. Soran Mgmt For For For 1.6 Elect George H. Mgmt For For For Spencer, III 1.7 Elect Sven A. Wehrwein Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ Streamline Health Solutions Inc. Ticker Security ID: Meeting Date Meeting Status STRM CUSIP 86323X106 05/22/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Robert E. Watson Mgmt For For For 1.2 Elect Jonathan R. Mgmt For For For Phillips 1.3 Elect Michael G. Mgmt For For For Valentine 1.4 Elect Allen S. Moseley Mgmt For For For 1.5 Elect Andrew L. Turner Mgmt For For For 1.6 Elect Edward J. Mgmt For For For VonderBrink 1.7 Elect Michael K. Kaplan Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 2 Years 1 Year Against Vote on Executive Compensation 4 2013 Stock Incentive Mgmt For For For Plan 5 Amendment to the 1996 Mgmt For For For Associate Stock Purchase Plan 6 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Sunesis Pharmaceuticals, Inc. Ticker Security ID: Meeting Date Meeting Status SNSS CUSIP 867328601 06/06/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect James W. Young Mgmt For For For 1.2 Elect Steven B. Ketchum Mgmt For For For 1.3 Elect Homer L. Pearce Mgmt For Withhold Against 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Support.com Inc. Ticker Security ID: Meeting Date Meeting Status SPRT CUSIP 86858W101 05/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Shawn Farshchi Mgmt For For For 1.2 Elect Mark Fries Mgmt For For For 1.3 Elect J. Martin O'Malley Mgmt For For For 1.4 Elect Joshua W.R. Pickus Mgmt For For For 1.5 Elect Toni Portmann Mgmt For For For 1.6 Elect Jim Stephens Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Amendment to the 2010 Mgmt For For For Equity and Performance Incentive Plan 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Surmodics, Inc. Ticker Security ID: Meeting Date Meeting Status SRDX CUSIP 868873100 02/11/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John Benson Mgmt For For For 1.2 Elect Mary Brainerd Mgmt For For For 1.3 Elect Gerald Fischer Mgmt For For For 2 Authorization of Board Mgmt For For For to Set Board Size 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Synergetics USA, Inc. Ticker Security ID: Meeting Date Meeting Status SURG CUSIP 87160G107 12/13/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Robert Dick Mgmt For For For 1.2 Elect Juanita Hinshaw Mgmt For For For 1.3 Elect Patricia Williams Mgmt For For For 2 Amendment to the 2005 Mgmt For For For Non-Employee Directors' Stock Option Plan 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 3 Years 1 Year Against Vote on Executive Compensation 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ TearLab Corporation Ticker Security ID: Meeting Date Meeting Status TEAR CUSIP 878193101 06/07/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Elias Vamvakas Mgmt For For For 1.2 Elect Anthony E. Altig Mgmt For For For 1.3 Elect Thomas N. Mgmt For For For Davidson, Jr. 1.4 Elect Adrienne L. Graves Mgmt For For For 1.5 Elect Paul M. Karpecki Mgmt For For For 1.6 Elect Richard L. Mgmt For For For Lindstrom 1.7 Elect Donald Rindell Mgmt For Withhold Against 1.8 Elect Brock Wright Mgmt For For For 2 Amendment to the 2002 Mgmt For Against Against Stock Incentive Plan 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ Telular Corporation Ticker Security ID: Meeting Date Meeting Status WRLS CUSIP 87970T208 02/05/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Lawrence Barker Mgmt For For For 1.2 Elect Joseph Beatty Mgmt For For For 1.3 Elect Betsy Bernard Mgmt For For For 1.4 Elect Brian Clucas Mgmt For For For 1.5 Elect John Handy Mgmt For For For 1.6 Elect Jeffrey Jacobowitz Mgmt For For For 1.7 Elect M. Brian McCarthy Mgmt For For For 2 Amendment to the 2008 Mgmt For For For Employee Stock Incentive Plan 3 Amendment to the Mgmt For For For Non-Employee Director Stock Incentive Plan 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ The Inventure Foods Inc. Ticker Security ID: Meeting Date Meeting Status SNAK CUSIP 461212102 05/15/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Ashton Asensio Mgmt For For For 1.2 Elect Macon Bryce Mgmt For For For Edmonson 1.3 Elect Paul Lapadat Mgmt For For For 1.4 Elect Terry McDaniel Mgmt For For For 1.5 Elect David Meyers Mgmt For For For 1.6 Elect Larry Polhill Mgmt For For For 1.7 Elect Itzhak Reichman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ Tree.com, Inc. Ticker Security ID: Meeting Date Meeting Status TREE CUSIP 894675107 06/12/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Peter Horan Mgmt For Withhold Against 1.2 Elect W. Mac Lackey Mgmt For Withhold Against 1.3 Elect Douglas R. Lebda Mgmt For For For 1.4 Elect Joseph Levin Mgmt For Withhold Against 1.5 Elect Steven Ozonian Mgmt For Withhold Against 1.6 Elect Mark Sanford Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Triangle Petroleum Corporation Ticker Security ID: Meeting Date Meeting Status TPLM CUSIP 89600B201 11/16/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Peter Hill Mgmt For For For 1.2 Elect Jonathan Samuels Mgmt For For For 1.3 Elect F. Gardner Parker Mgmt For For For 1.4 Elect Gus Halas Mgmt For For For 1.5 Elect Randal Matkaluk Mgmt For Withhold Against 1.6 Elect Roy Aneed Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Issuance of Common Stock Mgmt For For For 4 Reincorporation from Mgmt For For For Nevada to Delaware 5 Increase of Authorized Mgmt For Against Against Common Stock 6 Authorization of Mgmt For Against Against Preferred Stock 7 Amendment to the 2011 Mgmt For Against Against Omnibus Incentive Plan ________________________________________________________________________________ Trinity Biotech Plc Ticker Security ID: Meeting Date Meeting Status TRIB CUSIP 896438306 05/24/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Clinton H. Mgmt For For For Severson 3 Authority to Set Mgmt For For For Auditor's Fees 4 Allocation of Mgmt For For For Profits/Dividends 5 Renewal of the Employee Mgmt For For For Share Option Plan 6 Authority to Repurchase Mgmt For For For Shares Not to Exceed 10% of Aggregate Nominal Value 7 Authority to Set Mgmt For For For Minimum Share Repurchase Price 8 Authority to Set Mgmt For For For Maximum Share Repurchase Price 9 Authority to Set Mgmt For For For Maximum Price of Reissued Treasury Shares 10 Authority to Set Mgmt For Against Against Minimum Price of Reissued Treasury Shares ________________________________________________________________________________ Trinity Biotech Plc Ticker Security ID: Meeting Date Meeting Status TRIB CUSIP 896438306 09/27/2012 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Issuance of Additional Mgmt For For For Class A Shares to Class B Holders to Facilitate the Elimination of Dual Class Stock 2 Redesignate Class B Mgmt For For For Shares as Class A Shares ________________________________________________________________________________ USA Technologies, Inc. Ticker Security ID: Meeting Date Meeting Status USAT CUSIP 90328S500 06/21/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Deborah G. Arnold Mgmt For For For 1.2 Elect Steven D. Barnhart Mgmt For For For 1.3 Elect Joel Brooks Mgmt For For For 1.4 Elect Stephen P. Herbert Mgmt For For For 1.5 Elect Albin F. Moschner Mgmt For For For 1.6 Elect Frank A. Petito Mgmt For For For III 1.7 Elect Jack E. Price Mgmt For For For 1.8 Elect William J. Mgmt For For For Reilly, Jr. 1.9 Elect William J. Schoch Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2013 Mgmt For Against Against Stock Incentive Plan 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ Vascular Solutions, Inc. Ticker Security ID: Meeting Date Meeting Status VASC CUSIP 92231M109 05/03/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Martin J. Emerson Mgmt For For For 1.2 Elect John L. Erb Mgmt For For For 1.3 Elect Richard W. Kramp Mgmt For For For 1.4 Elect Richard Nigon Mgmt For For For 1.5 Elect Paul O'Connell Mgmt For For For 1.6 Elect Howard Root Mgmt For For For 1.7 Elect Jorge Saucedo Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ VOXX International Corporation Ticker Security ID: Meeting Date Meeting Status VOXX CUSIP 91829F104 07/19/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Paul Kreuch, Jr. Mgmt For For For 1.2 Elect Dennis McManus Mgmt For For For 1.3 Elect Peter Lesser Mgmt For For For 1.4 Elect John Shalam Mgmt For For For 1.5 Elect Patrick Lavelle Mgmt For For For 1.6 Elect Charles Stoehr Mgmt For Withhold Against 1.7 Elect Philip Christopher Mgmt For For For 1.8 Elect Ari Shalam Mgmt For For For 1.9 Elect Fred Klipsch Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2012 Equity Incentive Mgmt For For For Plan ________________________________________________________________________________ XPO Logistics Inc. Ticker Security ID: Meeting Date Meeting Status XPO CUSIP 983793100 05/29/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect G. Chris Anderson Mgmt For For For 1.2 Elect Oren G. Shaffer Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. (Registrant): Allianz Funds Multi-Strategy Trust By (Signature and Title)*: /s/ Brian Shlissel ----------------------------------- Name: Brian Shlissel Title: President Date: August 27, 2013 * Print the name and title of each signing officer under his or her signature.