0001127602-20-031378.txt : 20201215 0001127602-20-031378.hdr.sgml : 20201215 20201215165543 ACCESSION NUMBER: 0001127602-20-031378 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201214 FILED AS OF DATE: 20201215 DATE AS OF CHANGE: 20201215 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Zuehlke Scott M. CENTRAL INDEX KEY: 0001550744 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33913 FILM NUMBER: 201390154 MAIL ADDRESS: STREET 1: 1800 W LOOP SOUTH, SUITE 1500 CITY: HOUSTON STATE: TX ZIP: 77027 FORMER NAME: FORMER CONFORMED NAME: Zuehlke Scott DATE OF NAME CHANGE: 20120523 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Quanex Building Products CORP CENTRAL INDEX KEY: 0001423221 STANDARD INDUSTRIAL CLASSIFICATION: ROLLING DRAWING & EXTRUDING OF NONFERROUS METALS [3350] IRS NUMBER: 261561397 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 1800 WEST LOOP SOUTH STREET 2: SUITE 1500 CITY: HOUSTON STATE: TX ZIP: 77027 BUSINESS PHONE: 7139614600 MAIL ADDRESS: STREET 1: 1800 WEST LOOP SOUTH STREET 2: SUITE 1500 CITY: HOUSTON STATE: TX ZIP: 77027 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2020-12-14 0001423221 Quanex Building Products CORP NX 0001550744 Zuehlke Scott M. 1800 WEST LOOP SOUTH SUITE 1500 HOUSTON TX 77027 1 Senior VP, CFO & Treasurer Common Stock 2020-12-14 4 A 0 1376 0 A 26541 D Common Stock 2020-12-14 4 F 0 336 21.80 D 26205 D Common Stock 2020-12-15 4 M 0 12500 17.46 A 38705 D Common Stock 2020-12-15 4 S 0 12500 22.3167 D 26205 D Stock Options (Right to Buy) 17.46 2020-12-15 4 M 0 12500 0 D 2026-01-25 Common Stock 12500 0 D On December 7, 2017, the reporting person was granted a target number of performance restricted stock units, with a potential payout from 0% to 200% of target based on the Company's absolute total shareholder return over the three year period from November 1, 2017 through October 31, 2020. The payout amount was finalized on December 11, 2020, resulting in the issuance of common stock on December 14, 2020. Shares were sold to cover taxes due in connection with the grant of common stock relating to the vesting of Performance Restricted Stock Units originally granted on December 7, 2017. The price reported in Column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $21.89 to $22.55, inclusive. The reporting person undertakes to provide to NX, any security holder of NX, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The options become exercisable in 1/3 increments annually beginning one year from the grant date. /s/ Paul B. Cornett, Power of Attorney 2020-12-15