0001415889-25-019367.txt : 20250703 0001415889-25-019367.hdr.sgml : 20250703 20250703183511 ACCESSION NUMBER: 0001415889-25-019367 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20250701 FILED AS OF DATE: 20250703 DATE AS OF CHANGE: 20250703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pantelick Steven CENTRAL INDEX KEY: 0001833465 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39748 FILM NUMBER: 251106675 MAIL ADDRESS: STREET 1: C/O PUBMATIC, INC. STREET 2: 3 LAGOON DRIVE, SUITE 180 CITY: REDWOOD CITY STATE: CA ZIP: 94065 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PubMatic, Inc. CENTRAL INDEX KEY: 0001422930 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] ORGANIZATION NAME: 06 Technology EIN: 205863224 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 601 MARSHALL STREET CITY: REDWOOD CITY STATE: CA ZIP: 94063 BUSINESS PHONE: 650-331-3485 MAIL ADDRESS: STREET 1: 601 MARSHALL STREET CITY: REDWOOD CITY STATE: CA ZIP: 94063 FORMER COMPANY: FORMER CONFORMED NAME: PUBMATIC, INC. DATE OF NAME CHANGE: 20140306 FORMER COMPANY: FORMER CONFORMED NAME: Komli Inc DATE OF NAME CHANGE: 20080107 4 1 form4-07032025_100707.xml X0508 4 2025-07-01 0001422930 PubMatic, Inc. PUBM 0001833465 Pantelick Steven C/O PUBMATIC, INC. 601 MARSHALL STREET REDWOOD CITY CA 94063 false true false false CHIEF FINANCIAL OFFICER 1 Class A Common Stock 2025-07-01 4 M 0 30964 0 A 57990 D Class A Common Stock 2025-07-02 4 S 0 15598 12.5366 D 42392 D Class A Common Stock 2025-07-03 4 C 0 4000 0 A 46392 D Class A Common Stock 2025-07-03 4 S 0 15690 12.8248 D 30702 D Restricted Stock Unit 0 2025-07-01 4 M 0 5056 0 D Class A Common Stock 5056 10113 D Restricted Stock Unit 0 2025-07-01 4 M 0 9546 0 D Class A Common Stock 9546 57277 D Restricted Stock Unit 0 2025-07-01 4 M 0 8955 0 D Class A Common Stock 8955 89551 D Restricted Stock Unit 0 2025-07-01 4 M 0 7407 0 D Class A Common Stock 7407 103696 D Class B Common Stock 2025-07-03 4 C 0 4000 0 D Class A Common Stock 4000 297488 D Class B Common Stock Class A Common Stock 73464 73464 I By spouse Class B Common Stock Class A Common Stock 41536 41536 I By PSLT DE LLC Class B Common Stock Class A Common Stock 115000 115000 I By SMP DE LLC The sales reported in this line item represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction. The price reported in this line item is a weighted average price. These shares were sold as part of block trades for multiple security holders of the Issuer at prices ranging from $12.23 to $12.71, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein with regard to the block trades. Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. The sales reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 9, 2024. The price reported in this line item is a weighted average price. These shares were sold at prices ranging from $12.57 to $12.97, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration. The RSUs vested as to 1/16th of the total shares on April 1, 2022, and 1/16th of the total shares vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date. RSUs do not expire; they either vest or are canceled prior to the vesting date. The RSUs vested as to 1/16th of the total award on April 1, 2023, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date. The RSUs vest as to 1/16th of the total shares on April 1, 2024, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date. The RSUs vest as to 1/16th of the total shares on April 1, 2025, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date. The Reporting Person and his children are beneficiaries of PSLT DE LLC. The Reporting Person's spouse and his children are beneficiaries of SMP DE LLC. /s/ Andrew Woods, Attorney-in-Fact 2025-07-03