0001415889-24-007211.txt : 20240307 0001415889-24-007211.hdr.sgml : 20240307 20240307181118 ACCESSION NUMBER: 0001415889-24-007211 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240305 FILED AS OF DATE: 20240307 DATE AS OF CHANGE: 20240307 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Goel Amar K. CENTRAL INDEX KEY: 0001833508 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39748 FILM NUMBER: 24731698 MAIL ADDRESS: STREET 1: C/O PUBMATIC, INC. STREET 2: 3 LAGOON DRIVE, SUITE 180 CITY: REDWOOD CITY STATE: CA ZIP: 94065 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PubMatic, Inc. CENTRAL INDEX KEY: 0001422930 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] ORGANIZATION NAME: 06 Technology IRS NUMBER: 205863224 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 601 MARSHALL STREET CITY: REDWOOD CITY STATE: CA ZIP: 94063 BUSINESS PHONE: 650-331-3485 MAIL ADDRESS: STREET 1: 601 MARSHALL STREET CITY: REDWOOD CITY STATE: CA ZIP: 94063 FORMER COMPANY: FORMER CONFORMED NAME: PUBMATIC, INC. DATE OF NAME CHANGE: 20140306 FORMER COMPANY: FORMER CONFORMED NAME: Komli Inc DATE OF NAME CHANGE: 20080107 4 1 form4-03072024_110306.xml X0508 4 2024-03-05 0001422930 PubMatic, Inc. PUBM 0001833508 Goel Amar K. C/O PUBMATIC, INC. 601 MARSHALL STREET REDWOOD CITY CA 94063 true true false false CHAIRMAN, CHIEF INNOVATION OFF 1 Class A Common Stock 2024-03-05 4 C 0 30000 0 A 30000 I By Birchwood Trust Class A Common Stock 2024-03-05 4 S 0 30000 20.6954 D 0 I By Birchwood Trust Class A Common Stock 2024-03-05 4 C 0 30000 0 A 30000 I By Tuscan Irrevocable Trust Class A Common Stock 2024-03-05 4 S 0 30000 20.6956 D 0 I By Tuscan Irrevocable Trust Class A Common Stock 2024-03-05 4 C 0 30000 0 A 30000 I By Marais Irrevocable Trust Class A Common Stock 2024-03-05 4 S 0 30000 20.6931 D 0 I By Marais Irrevocable Trust Class A Common Stock 2024-03-05 4 C 0 30000 0 A 30000 I By RAJN Trust - A Class A Common Stock 2024-03-05 4 S 0 30000 20.6921 D 0 I By RAJN Trust - A Class A Common Stock 2024-03-05 4 C 0 30000 0 A 30000 I By RAJN Trust - N Class A Common Stock 2024-03-05 4 S 0 30000 20.696 D 0 I By RAJN Trust - N Class A Common Stock 2024-03-05 4 S 0 3454 20.6934 D 0 D Class B Common Stock 2024-03-05 4 C 0 30000 0 D Class A Common Stock 30000 1236099 I By Birchwood Trust Class B Common Stock 2024-03-05 4 C 0 30000 0 D Class A Common Stock 30000 757900 I By Tuscan Irrevocable Trust Class B Common Stock 2024-03-05 4 C 0 30000 0 D Class A Common Stock 30000 757934 I By Marais Irrevocable Trust Class B Common Stock 2024-03-05 4 C 0 30000 0 D Class A Common Stock 30000 526552 I By RAJN Trust-A Trust Class B Common Stock 2024-03-05 4 C 0 30000 0 D Class A Common Stock 30000 526572 I By RAJN Trust-N Class B Common Stock Class A Common Stock 443414 443414 I See footnote These shares are held by the Birchwood Trust, of which the Reporting Person and his spouse are beneficiaries. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Birchwood Trust on December 5, 2023. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.38 to $21.04 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. These shares are held by the Tuscan Irrevocable Trust, of which the Reporting Person is a beneficiary. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Tuscan Irrevocable Trust on December 5, 2023. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.36 to $21.04 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. These shares are held by the Marais Irrevocable Trust, of which the Reporting Person's spouse is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Marais Irrevocable Trust on December 5, 2023. These shares are held by the RAJN Trust-A, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the RAJN Trust - A on December 5, 2023. These shares are held by the RAJN Trust-N, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the RAJN Trust - N on December 5, 2023. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.35 to $21.04 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 5, 2023. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.41 to $20.96 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. These securities are held by the Reporting Person, as custodian for the benefit of his children under the California Uniform Transfers to Minors Act. /s/ Andrew Woods, Attorney-in-Fact 2024-03-07