0001415889-24-005752.txt : 20240228 0001415889-24-005752.hdr.sgml : 20240228 20240228182528 ACCESSION NUMBER: 0001415889-24-005752 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240227 FILED AS OF DATE: 20240228 DATE AS OF CHANGE: 20240228 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Klimenko Paulina CENTRAL INDEX KEY: 0001974892 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39748 FILM NUMBER: 24697791 MAIL ADDRESS: STREET 1: C/O PUBMATIC, INC. STREET 2: 601 MARSHALL STREET CITY: REDWOOD CITY STATE: CA ZIP: 94065 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PubMatic, Inc. CENTRAL INDEX KEY: 0001422930 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] ORGANIZATION NAME: 06 Technology IRS NUMBER: 205863224 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 601 MARSHALL STREET CITY: REDWOOD CITY STATE: CA ZIP: 94063 BUSINESS PHONE: 650-331-3485 MAIL ADDRESS: STREET 1: 601 MARSHALL STREET CITY: REDWOOD CITY STATE: CA ZIP: 94063 FORMER COMPANY: FORMER CONFORMED NAME: PUBMATIC, INC. DATE OF NAME CHANGE: 20140306 FORMER COMPANY: FORMER CONFORMED NAME: Komli Inc DATE OF NAME CHANGE: 20080107 4 1 form4-02282024_110219.xml X0508 4 2024-02-27 0001422930 PubMatic, Inc. PUBM 0001974892 Klimenko Paulina C/O PUBMATIC, INC. 601 MARSHALL STREET REDWOOD CITY CA 94063 false true false false CHIEF GROWTH OFFICER 1 Class A Common Stock 2024-02-27 4 C 0 24275 0 A 24275 D Class A Common Stock 2024-02-27 4 S 0 3243 19.4185 D 21032 D Class A Common Stock 2024-02-27 4 S 0 21032 20.40 D 0 D Stock Option (Right to buy Class B Common Stock) 2.16 2024-02-27 4 M 0 24275 0 D 2030-07-28 Class B Common Stock 24275 0 D Class B Common Stock 2024-02-27 4 M 0 24275 0 A Class A Common Stock 24275 24275 D Class B Common Stock 2024-02-27 4 C 0 24275 0 D Class A Common Stock 24275 0 D Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 11, 2023. Represents the weighted average sale price. The lowest price at which shares were sold was $19.19 and the highest price at which shares were sold was $19.75. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth herein. The options are fully vested. /s/ Andrew Woods, Attorney-in-Fact 2024-02-28