0001209191-23-057118.txt : 20231201 0001209191-23-057118.hdr.sgml : 20231201 20231201195959 ACCESSION NUMBER: 0001209191-23-057118 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231129 FILED AS OF DATE: 20231201 DATE AS OF CHANGE: 20231201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Klimenko Paulina CENTRAL INDEX KEY: 0001974892 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39748 FILM NUMBER: 231461065 MAIL ADDRESS: STREET 1: C/O PUBMATIC, INC. STREET 2: 601 MARSHALL STREET CITY: REDWOOD CITY STATE: CA ZIP: 94065 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PubMatic, Inc. CENTRAL INDEX KEY: 0001422930 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] IRS NUMBER: 205863224 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 601 MARSHALL STREET CITY: REDWOOD CITY STATE: CA ZIP: 94063 BUSINESS PHONE: 650-331-3485 MAIL ADDRESS: STREET 1: 601 MARSHALL STREET CITY: REDWOOD CITY STATE: CA ZIP: 94063 FORMER COMPANY: FORMER CONFORMED NAME: PUBMATIC, INC. DATE OF NAME CHANGE: 20140306 FORMER COMPANY: FORMER CONFORMED NAME: Komli Inc DATE OF NAME CHANGE: 20080107 4 1 doc4.xml FORM 4 SUBMISSION X0508 4 2023-11-29 0 0001422930 PubMatic, Inc. PUBM 0001974892 Klimenko Paulina C/O PUBMATIC, INC. 601 MARSHALL STREET REDWOOD CITY CA 94063 0 1 0 0 Chief Growth Officer 1 Class A Common Stock 2023-11-29 4 C 0 30706 0.00 A 30706 D Class A Common Stock 2023-11-29 4 S 0 30706 17.0397 D 0 D Class A Common Stock 2023-12-01 4 C 0 2084 0.00 A 2084 D Class A Common Stock 2023-12-01 4 S 0 2084 17.00 D 0 D Stock Option (Right to buy Class B Common Stock) 2.16 2023-11-29 4 M 0 24183 0.00 D 2030-07-28 Class B Common Stock 24183 28442 D Class B Common Stock 0.00 2023-11-29 4 M 0 24183 0.00 A Class A Common Stock 24183 24183 D Stock Option (Right to buy Class B Common Stock) 2.97 2023-11-29 4 M 0 6523 0.00 D 2029-05-20 Class B Common Stock 6523 0 D Class B Common Stock 0.00 2023-11-29 4 M 0 6523 0.00 A Class A Common Stock 6523 30706 D Class B Common Stock 0.00 2023-11-29 4 C 0 30706 0.00 D Class A Common Stock 30706 0 D Stock Option (Right to buy Class B Common Stock) 2.16 2023-12-01 4 M 0 2084 0.00 D 2030-07-28 Class A Common Stock 2084 26358 D Class B Common Stock 0.00 2023-12-01 4 M 0 2084 0.00 A Class A Common Stock 2084 2084 D Class B Common Stock 0.00 2023-12-01 4 C 0 2084 0.00 D Class A Common Stock 2084 0 D The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 11, 2023. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.00 to $17.19 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The options are fully vested. Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. /s/ Andrew Woods, Attorney-in-Fact 2023-12-01