0001209191-23-057118.txt : 20231201
0001209191-23-057118.hdr.sgml : 20231201
20231201195959
ACCESSION NUMBER: 0001209191-23-057118
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231129
FILED AS OF DATE: 20231201
DATE AS OF CHANGE: 20231201
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Klimenko Paulina
CENTRAL INDEX KEY: 0001974892
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39748
FILM NUMBER: 231461065
MAIL ADDRESS:
STREET 1: C/O PUBMATIC, INC.
STREET 2: 601 MARSHALL STREET
CITY: REDWOOD CITY
STATE: CA
ZIP: 94065
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PubMatic, Inc.
CENTRAL INDEX KEY: 0001422930
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370]
IRS NUMBER: 205863224
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 601 MARSHALL STREET
CITY: REDWOOD CITY
STATE: CA
ZIP: 94063
BUSINESS PHONE: 650-331-3485
MAIL ADDRESS:
STREET 1: 601 MARSHALL STREET
CITY: REDWOOD CITY
STATE: CA
ZIP: 94063
FORMER COMPANY:
FORMER CONFORMED NAME: PUBMATIC, INC.
DATE OF NAME CHANGE: 20140306
FORMER COMPANY:
FORMER CONFORMED NAME: Komli Inc
DATE OF NAME CHANGE: 20080107
4
1
doc4.xml
FORM 4 SUBMISSION
X0508
4
2023-11-29
0
0001422930
PubMatic, Inc.
PUBM
0001974892
Klimenko Paulina
C/O PUBMATIC, INC.
601 MARSHALL STREET
REDWOOD CITY
CA
94063
0
1
0
0
Chief Growth Officer
1
Class A Common Stock
2023-11-29
4
C
0
30706
0.00
A
30706
D
Class A Common Stock
2023-11-29
4
S
0
30706
17.0397
D
0
D
Class A Common Stock
2023-12-01
4
C
0
2084
0.00
A
2084
D
Class A Common Stock
2023-12-01
4
S
0
2084
17.00
D
0
D
Stock Option (Right to buy Class B Common Stock)
2.16
2023-11-29
4
M
0
24183
0.00
D
2030-07-28
Class B Common Stock
24183
28442
D
Class B Common Stock
0.00
2023-11-29
4
M
0
24183
0.00
A
Class A Common Stock
24183
24183
D
Stock Option (Right to buy Class B Common Stock)
2.97
2023-11-29
4
M
0
6523
0.00
D
2029-05-20
Class B Common Stock
6523
0
D
Class B Common Stock
0.00
2023-11-29
4
M
0
6523
0.00
A
Class A Common Stock
6523
30706
D
Class B Common Stock
0.00
2023-11-29
4
C
0
30706
0.00
D
Class A Common Stock
30706
0
D
Stock Option (Right to buy Class B Common Stock)
2.16
2023-12-01
4
M
0
2084
0.00
D
2030-07-28
Class A Common Stock
2084
26358
D
Class B Common Stock
0.00
2023-12-01
4
M
0
2084
0.00
A
Class A Common Stock
2084
2084
D
Class B Common Stock
0.00
2023-12-01
4
C
0
2084
0.00
D
Class A Common Stock
2084
0
D
The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 11, 2023.
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.00 to $17.19 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The options are fully vested.
Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers.
/s/ Andrew Woods, Attorney-in-Fact
2023-12-01