0001209191-20-063011.txt : 20201211
0001209191-20-063011.hdr.sgml : 20201211
20201211171352
ACCESSION NUMBER: 0001209191-20-063011
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201211
FILED AS OF DATE: 20201211
DATE AS OF CHANGE: 20201211
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pantelick Steven
CENTRAL INDEX KEY: 0001833465
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39748
FILM NUMBER: 201384371
MAIL ADDRESS:
STREET 1: C/O PUBMATIC, INC.
STREET 2: 3 LAGOON DRIVE, SUITE 180
CITY: REDWOOD CITY
STATE: CA
ZIP: 94065
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PubMatic, Inc.
CENTRAL INDEX KEY: 0001422930
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370]
IRS NUMBER: 205863224
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3 LAGOON DRIVE
STREET 2: SUITE 180
CITY: REDWOOD CITY
STATE: CA
ZIP: 94065
BUSINESS PHONE: 650-331-3485
MAIL ADDRESS:
STREET 1: 3 LAGOON DRIVE
STREET 2: SUITE 180
CITY: REDWOOD CITY
STATE: CA
ZIP: 94065
FORMER COMPANY:
FORMER CONFORMED NAME: PUBMATIC, INC.
DATE OF NAME CHANGE: 20140306
FORMER COMPANY:
FORMER CONFORMED NAME: Komli Inc
DATE OF NAME CHANGE: 20080107
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-12-11
0
0001422930
PubMatic, Inc.
PUBM
0001833465
Pantelick Steven
C/O PUBMATIC, INC.
3 LAGOON DRIVE, SUITE 180
REDWOOD CITY
CA
94065
0
1
0
0
Chief Financial Officer
Class A Common Stock
2020-12-11
4
C
0
130734
0.00
A
130734
D
Class A Common Stock
2020-12-11
4
S
0
130734
20.00
D
0
D
Class B Common Stock
0.00
2020-12-11
4
M
0
21590
0.00
A
Class A Common Stock
21590
21590
D
Class B Common Stock
0.00
2020-12-11
4
M
0
109144
0.00
A
Class A Common Stock
109144
130734
D
Class B Common Stock
0.00
2020-12-11
4
C
0
130734
0.00
D
Class A Common St
130734
0
D
Stock Option (Right to buy Class B Common Stock)
1.11
2020-12-11
4
M
0
21590
0.00
D
2026-07-07
Class B Common Stock
21590
0
D
Stock Option (Right to buy Class B Common Stock)
1.50
2020-12-11
4
M
0
109144
0.00
D
2021-12-12
Class B Common Stock
109144
156536
D
Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers.
The options are fully vested.
/s/ Thomas Chow, Attorney-in-Fact
2020-12-11