0001209191-20-063011.txt : 20201211 0001209191-20-063011.hdr.sgml : 20201211 20201211171352 ACCESSION NUMBER: 0001209191-20-063011 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201211 FILED AS OF DATE: 20201211 DATE AS OF CHANGE: 20201211 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pantelick Steven CENTRAL INDEX KEY: 0001833465 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39748 FILM NUMBER: 201384371 MAIL ADDRESS: STREET 1: C/O PUBMATIC, INC. STREET 2: 3 LAGOON DRIVE, SUITE 180 CITY: REDWOOD CITY STATE: CA ZIP: 94065 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PubMatic, Inc. CENTRAL INDEX KEY: 0001422930 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] IRS NUMBER: 205863224 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3 LAGOON DRIVE STREET 2: SUITE 180 CITY: REDWOOD CITY STATE: CA ZIP: 94065 BUSINESS PHONE: 650-331-3485 MAIL ADDRESS: STREET 1: 3 LAGOON DRIVE STREET 2: SUITE 180 CITY: REDWOOD CITY STATE: CA ZIP: 94065 FORMER COMPANY: FORMER CONFORMED NAME: PUBMATIC, INC. DATE OF NAME CHANGE: 20140306 FORMER COMPANY: FORMER CONFORMED NAME: Komli Inc DATE OF NAME CHANGE: 20080107 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-12-11 0 0001422930 PubMatic, Inc. PUBM 0001833465 Pantelick Steven C/O PUBMATIC, INC. 3 LAGOON DRIVE, SUITE 180 REDWOOD CITY CA 94065 0 1 0 0 Chief Financial Officer Class A Common Stock 2020-12-11 4 C 0 130734 0.00 A 130734 D Class A Common Stock 2020-12-11 4 S 0 130734 20.00 D 0 D Class B Common Stock 0.00 2020-12-11 4 M 0 21590 0.00 A Class A Common Stock 21590 21590 D Class B Common Stock 0.00 2020-12-11 4 M 0 109144 0.00 A Class A Common Stock 109144 130734 D Class B Common Stock 0.00 2020-12-11 4 C 0 130734 0.00 D Class A Common St 130734 0 D Stock Option (Right to buy Class B Common Stock) 1.11 2020-12-11 4 M 0 21590 0.00 D 2026-07-07 Class B Common Stock 21590 0 D Stock Option (Right to buy Class B Common Stock) 1.50 2020-12-11 4 M 0 109144 0.00 D 2021-12-12 Class B Common Stock 109144 156536 D Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. The options are fully vested. /s/ Thomas Chow, Attorney-in-Fact 2020-12-11