0001104659-21-076531.txt : 20210603
0001104659-21-076531.hdr.sgml : 20210603
20210603185045
ACCESSION NUMBER: 0001104659-21-076531
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210601
FILED AS OF DATE: 20210603
DATE AS OF CHANGE: 20210603
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: August Capital Strategic Partners V, L.P.
CENTRAL INDEX KEY: 0001464232
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39748
FILM NUMBER: 21994155
BUSINESS ADDRESS:
STREET 1: 2480 SAND HILL RD., SUITE 101
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: 650-234-9900
MAIL ADDRESS:
STREET 1: 2480 SAND HILL RD., SUITE 101
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: August Capital V, L.P.
CENTRAL INDEX KEY: 0001452198
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39748
FILM NUMBER: 21994156
BUSINESS ADDRESS:
STREET 1: 2480 SAND HILL RD.
STREET 2: SUITE 101
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: 650-234-9900
MAIL ADDRESS:
STREET 1: 2480 SAND HILL RD.
STREET 2: SUITE 101
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hartenbaum Howard
CENTRAL INDEX KEY: 0001547424
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39748
FILM NUMBER: 21994153
MAIL ADDRESS:
STREET 1: 2480 SAND HILL ROAD, SUITE 101
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hornik David
CENTRAL INDEX KEY: 0001547378
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39748
FILM NUMBER: 21994154
MAIL ADDRESS:
STREET 1: 2480 SAND HILL ROAD, SUITE 101
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: August Capital Management V, L.L.C.
CENTRAL INDEX KEY: 0001547399
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39748
FILM NUMBER: 21994157
BUSINESS ADDRESS:
STREET 1: PMB #456, 660 4TH STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94107
BUSINESS PHONE: 650.234.9900
MAIL ADDRESS:
STREET 1: PMB #456, 660 4TH STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94107
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PubMatic, Inc.
CENTRAL INDEX KEY: 0001422930
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370]
IRS NUMBER: 205863224
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3 LAGOON DRIVE
STREET 2: SUITE 180
CITY: REDWOOD CITY
STATE: CA
ZIP: 94065
BUSINESS PHONE: 650-331-3485
MAIL ADDRESS:
STREET 1: 3 LAGOON DRIVE
STREET 2: SUITE 180
CITY: REDWOOD CITY
STATE: CA
ZIP: 94065
FORMER COMPANY:
FORMER CONFORMED NAME: PUBMATIC, INC.
DATE OF NAME CHANGE: 20140306
FORMER COMPANY:
FORMER CONFORMED NAME: Komli Inc
DATE OF NAME CHANGE: 20080107
4
1
tm2118467d3_4.xml
OWNERSHIP DOCUMENT
X0306
4
2021-06-01
0
0001422930
PubMatic, Inc.
PUBM
0001547399
August Capital Management V, L.L.C.
PMB #456, 660 4TH STREET
SAN FRANCISCO
CA
94107
0
0
1
0
0001452198
August Capital V, L.P.
PMB #456, 660 4TH STREET
SAN FRANCISCO
CA
94107
0
0
1
0
0001464232
August Capital Strategic Partners V, L.P.
PMB #456, 660 4TH STREET
SAN FRANCISCO
CA
94107
0
0
1
0
0001547378
Hornik David
C/O AUGUST CAPITAL
PMB #456, 660 4TH STREET
SAN FRANCISCO
CA
94107
0
0
1
0
0001547424
Hartenbaum Howard
C/O AUGUST CAPITAL
PMB #456, 660 4TH STREET
SAN FRANCISCO
CA
94107
0
0
1
0
Class A common stock
2021-06-01
4
C
0
2000000
A
2000000
I
See footnote
Class A common stock
2021-06-02
4
J
0
1610763
D
389237
I
See footnote
Class A common stock
2021-06-02
4
J
0
39874
A
39874
D
Class A common stock
2021-06-02
4
J
0
39874
A
39874
D
Class A Common stock
2021-06-03
4
S
0
26630
29.43
D
13244
D
Class B common stock
2021-06-01
4
C
0
2000000
0.00
D
Class A common stock
2000000
5173750
I
See footnote
Represents a pro-rata in-kind distribution of Class A common stock to the partners of the August Capital Funds and the members and assignees of the August General Partner, and not a purchase or sale, without additional consideration.
Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers.
These securities are held by August Capital V Special Opportunities, L.P., as nominee for August Capital V Special Opportunities, L.P., August Capital Strategic Partners V, L.P. and related individuals (collectively, the "August Capital Funds"). August Capital Management V, L.L.C. is the general partner of the August Capital Funds (the "August General Partner") and may be deemed to have sole voting power and sole investment power over the shares held by the August Capital Funds. Howard Hartenbaum and David M. Hornik are the members of August Capital Management V, L.L.C. and they, along with W. Eric Carlborg as a voting party with respect to the Issuer's securities, may be deemed to share voting and investment power with respect to the shares held by the August Capital Funds.
Shares held directly by David M. Hornik
Shares held directly by Howard Hartenbaum.
The price reported in this Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.13 to $29.73, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
This report is one of two reports, each on a separate Form 4, but relating to the same transactions being filed by entities and persons affiliated with August Capital. Each Reporting Person disclaims beneficial ownership of these shares except to the extent of such person's pecuniary interest therein, if any.
/s/ Abigail Hipps, Attorney-in-Fact for August Capital entities
2021-06-03
/s/ Abigail Hipps, Attorney-in-Fact for Howard Hartenbaum
2021-06-03
/s/ Abigail Hipps, Attorney-in-Fact for David Hornik
2021-06-03