0000732812-17-000041.txt : 20171114
0000732812-17-000041.hdr.sgml : 20171114
20171114134617
ACCESSION NUMBER: 0000732812-17-000041
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170930
FILED AS OF DATE: 20171114
DATE AS OF CHANGE: 20171114
EFFECTIVENESS DATE: 20171114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Capital World Investors
CENTRAL INDEX KEY: 0001422849
IRS NUMBER: 951411037
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12786
FILM NUMBER: 171200290
BUSINESS ADDRESS:
STREET 1: 333 SOUTH HOPE STREET
STREET 2: 55TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90071
BUSINESS PHONE: 213-486-9200
MAIL ADDRESS:
STREET 1: 333 SOUTH HOPE STREET
STREET 2: 55TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90071
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001422849
XXXXXXXX
09-30-2017
09-30-2017
Capital World Investors
333 SOUTH HOPE STREET
55TH FLOOR
LOS ANGELES
CA
90071
13F HOLDINGS REPORT
028-12786
N
Alan N. Berro
Partner
213-486-9200
Alan N. Berro
Los Angeles
CA
11-14-2017
2
502
441485604
false
1
0000732812
028-00218
CAPITAL GROUP COMPANIES INC
2
0000017283
028-00157
CAPITAL RESEARCH & MANAGEMENT CO
INFORMATION TABLE
2
cwi.xml
58.COM INC A ADR
COMMON STOCK
31680Q104
29360
465000SH
DFND
1,2
46500000
ABBVIE INC
COMMON STOCK
00287Y109
1350761
15201004SH
DFND
1,2
1520100400
ACACIA COMMUNICATIONS INC
COMMON STOCK
00401C108
72801
1545670SH
DFND
1,2
154567000
ACADIA PHARMACEUTICALS INC
COMMON STOCK
004225108
96172
2553000SH
DFND
1,2
255300000
ACTIVISION BLIZZARD INC
COMMON STOCK
00507V109
1500051
23253000SH
DFND
1,2
2325300000
ADAPTIMMUNE THERAPEUTICS PLC ADR
COMMON STOCK
00653A107
55632
6792700SH
DFND
1,2
679270000
ADOBE SYSTEMS INC
COMMON STOCK
00724F101
447540
3000000SH
DFND
1,2
300000000
ADVANCED MICRO DEVICES INC
COMMON STOCK
007903107
25500
2000000SH
DFND
1,2
200000000
AECOM
COMMON STOCK
00766T100
36810
1000000SH
DFND
1,2
100000000
AETNA INC
COMMON STOCK
00817Y108
4055254
25503137SH
DFND
1,2
2550313700
AGIOS PHARMACEUTICALS INC
COMMON STOCK
00847X104
44255
663000SH
DFND
1,2
66300000
AGNC INVESTMENT CORP (REIT)
COMMON STOCK
00123Q104
192844
8895000SH
DFND
1,2
889500000
AIR PRODUCTS AND CHEMICALS INC
COMMON STOCK
009158106
608422
4023421SH
DFND
1,2
402342100
ALARM.COM HOLDINGS INC
COMMON STOCK
011642105
86294
1910000SH
DFND
1,2
191000000
ALIBABA GROUP HOLDING LTD ADR
COMMON STOCK
01609W102
3515165
20352990SH
DFND
1,2
2035299000
ALLERGAN PLC
COMMON STOCK
G0177J108
15679
76500SH
DFND
1,2
7650000
ALNYLAM PHARMACEUTICALS INC
COMMON STOCK
02043Q107
16178
137700SH
DFND
1,2
13770000
ALPHABET INC CL A
COMMON STOCK
02079K305
3780101
3882123SH
DFND
1,2
388212300
ALPHABET INC CL C
COMMON STOCK
02079K107
6263063
6530078SH
DFND
1,2
653007800
ALTERYX INC CL A
COMMON STOCK
02156B103
29423
1444433SH
DFND
1,2
144443300
ALTRIA GROUP INC
COMMON STOCK
02209S103
2839161
44767600SH
DFND
1,2
4476760000
AMAZON.COM INC
COMMON STOCK
023135106
14095584
14662281SH
DFND
1,2
1466228100
AMBEV SA ADR
COMMON STOCK
02319V103
0
20SH
DFND
1,2
2000
AMERICAN AIRLINES GROUP INC
COMMON STOCK
02376R102
41411
872000SH
DFND
1,2
87200000
AMERICAN TOWER CORP (REIT)
COMMON STOCK
03027X100
1070308
7830760SH
DFND
1,2
783076000
AMERICAN TOWER CORP CV PFD SER B DEP SHS (REP 1/10 5.5 PERCENT SER B) 02-15-18 (
CONV PREFRD STCK
03027X407
167860
1375000SH
DFND
1,2
137500000
AMN HEALTHCARE SERVICES INC
COMMON STOCK
001744101
22850
500000SH
DFND
1,2
50000000
AMPHENOL CORP CL A
COMMON STOCK
032095101
2234492
26399949SH
DFND
1,2
2639994900
ANALOG DEVICES INC
COMMON STOCK
032654105
1750740
20317275SH
DFND
1,2
2031727500
APOLLO GLOBAL MANAGEMENT LLC CL A
COMMON STOCK
037612306
233266
7749700SH
DFND
1,2
774970000
APPLE INC
COMMON STOCK
037833100
5834335
37855791SH
DFND
1,2
3785579100
APPLIED MATERIALS INC
COMMON STOCK
038222105
589504
11317031SH
DFND
1,2
1131703100
ARCH CAPITAL GROUP LTD
COMMON STOCK
G0450A105
622665
6321477SH
DFND
1,2
632147700
ARCONIC INC CV PFD CL B SER 1 DEP SHARES (REP 1/10TH) 10-01-17
CONV PREFRD STCK
03965L308
35010
900000SH
DFND
1,2
90000000
ARES MANAGEMENT LP (LIMITED VOTING)
COMMON STOCK
04014Y101
23812
1276805SH
DFND
1,2
127680500
ARTISAN PARTNERS ASSET MGMT INC CL A
COMMON STOCK
04316A108
22983
705000SH
DFND
1,2
70500000
ASML HOLDING NV (USD)
COMMON STOCK
N07059210
4369881
25525006SH
DFND
1,2
2552500600
ASTRAZENECA PLC ADR
COMMON STOCK
046353108
151734
4478580SH
DFND
1,2
447858000
AT HOME GROUP INC
COMMON STOCK
04650Y100
41819
1830940SH
DFND
1,2
183094000
ATANDT INC
COMMON STOCK
00206R102
1525977
38957809SH
DFND
1,2
3895780900
ATLANTICA YIELD PLC
COMMON STOCK
G0751N103
49250
2500000SH
DFND
1,2
250000000
AUTODESK INC
COMMON STOCK
052769106
104781
933378SH
DFND
1,2
93337800
AVIS BUDGET GROUP INC
COMMON STOCK
053774105
25424
668000SH
DFND
1,2
66800000
BAIDU INC A ADR
COMMON STOCK
056752108
2571479
10381843SH
DFND
1,2
1038184300
BAKER HUGHES (A GE CO CL A)
COMMON STOCK
05722G100
1082963
29573000SH
DFND
1,2
2957300000
BANCO MACRO SA CL B ADR
COMMON STOCK
05961W105
123227
1050081SH
DFND
1,2
105008100
BANK OF AMERICA CORP
COMMON STOCK
060505104
862270
34028000SH
DFND
1,2
3402800000
BANK OF NT BUTTERFIELD AND SON LTD (THE) (USD)
COMMON STOCK
G0772R208
67418
1840000SH
DFND
1,2
184000000
BARCLAYS PLC ADR
COMMON STOCK
06738E204
0
4SH
DFND
1,2
400
BARRETT BUSINESS SERVICES INC
COMMON STOCK
068463108
32787
580000SH
DFND
1,2
58000000
BARRICK GOLD CORP
COMMON STOCK
067901108
567334
35260019SH
DFND
1,2
3526001900
BBVA BANCO FRANCES SA ADR
COMMON STOCK
07329M100
84128
4125966SH
DFND
1,2
412596600
BERKSHIRE HATHAWAY INC CL A
COMMON STOCK
084670108
5904163
21490SH
DFND
1,2
2149000
BERKSHIRE HATHAWAY INC CL B
COMMON STOCK
084670702
372036
2029435SH
DFND
1,2
202943500
BIOMARIN PHARMACEUTICAL INC
COMMON STOCK
09061G101
114211
1227154SH
DFND
1,2
122715400
BLACKLINE INC
COMMON STOCK
09239B109
11942
350000SH
DFND
1,2
35000000
BLACKROCK INC
COMMON STOCK
09247X101
2962891
6627057SH
DFND
1,2
662705700
BLACKSTONE GROUP LP (THE)
COMMON STOCK
09253U108
213176
6388250SH
DFND
1,2
638825000
BLUEBIRD BIO INC
COMMON STOCK
09609G100
155721
1133755SH
DFND
1,2
113375500
BMC STOCK HOLDINGS INC
COMMON STOCK
05591B109
12366
579222SH
DFND
1,2
57922200
BOEING CO
COMMON STOCK
097023105
7754485
30504247SH
DFND
1,2
3050424700
BOSTON PRIVATE FINANCIAL HOLDINGS INC
COMMON STOCK
101119105
32739
1978177SH
DFND
1,2
197817700
BOSTON SCIENTIFIC CORP
COMMON STOCK
101137107
2946467
101010196SH
DFND
1,2
10101019600
BRIGGS AND STRATTON CORP
COMMON STOCK
109043109
11750
500000SH
DFND
1,2
50000000
BRIGHTHOUSE FINANCIAL INC
COMMON STOCK
10922N103
2324
38219SH
DFND
1,2
3821900
BRISTOL-MYERS SQUIBB CO
COMMON STOCK
110122108
2015848
31626110SH
DFND
1,2
3162611000
BRITISH AMERICAN TOBACCO PLC ADR
COMMON STOCK
110448107
635576
10177360SH
DFND
1,2
1017736000
BROADCOM LTD
COMMON STOCK
Y09827109
10321931
42557643SH
DFND
1,2
4255764300
BROOKDALE SENIOR LIVING INC
COMMON STOCK
112463104
44626
4210000SH
DFND
1,2
421000000
BROOKFIELD ASSET MANAGEMNT INC CL A(USD) LTD VTG
COMMON STOCK
112585104
243051
5885015SH
DFND
1,2
588501500
BROOKFIELD INFRASTRUCTURE PARTNERS LP (CAD)
COMMON STOCK
G16252101
244783
5675000SH
DFND
1,2
567500000
CABOT OIL AND GAS CORP
COMMON STOCK
127097103
996553
37254300SH
DFND
1,2
3725430000
CALATLANTIC GROUP INC
COMMON STOCK
128195104
27502
750800SH
DFND
1,2
75080000
CALLIDUS SOFTWARE INC
COMMON STOCK
13123E500
123866
5025000SH
DFND
1,2
502500000
CANADA GOOSE HOLDINGS INC S/V
COMMON STOCK
135086106
8634
420000SH
DFND
1,2
42000000
CANADIAN NATIONAL RAILWAY CO
COMMON STOCK
136375102
303491
3663000SH
DFND
1,2
366300000
CANADIAN NATURAL RESOURCES LTD
COMMON STOCK
136385101
670159
20009340SH
DFND
1,2
2000934000
CAPELLA EDUCATION COMPANY
COMMON STOCK
139594105
21045
300000SH
DFND
1,2
30000000
CAPITAL ONE FINANCIAL CORP
COMMON STOCK
14040H105
3250606
38396006SH
DFND
1,2
3839600600
CARNIVAL CORP COMMON PAIRED STOCK
UNITS
143658300
559306
8662017SH
DFND
1,2
866201700
CATERPILLAR INC
COMMON STOCK
149123101
2603783
20878703SH
DFND
1,2
2087870300
CAVCO INDUSTRIES INC
COMMON STOCK
149568107
30100
204000SH
DFND
1,2
20400000
CBS CORP CL B N/V
COMMON STOCK
124857202
1760090
30346387SH
DFND
1,2
3034638700
CDW CORP
COMMON STOCK
12514G108
56100
850000SH
DFND
1,2
85000000
CELGENE CORP
COMMON STOCK
151020104
92596
635000SH
DFND
1,2
63500000
CENOVUS ENERGY INC
COMMON STOCK
15135U109
171989
17154200SH
DFND
1,2
1715420000
CENTENE CORP
COMMON STOCK
15135B101
437927
4525439SH
DFND
1,2
452543900
CENTERSTATE BANK CORP
COMMON STOCK
15201P109
113212
4224344SH
DFND
1,2
422434400
CENTRAL EUROPEAN MEDIA ENT CL A (USD)
COMMON STOCK
G20045202
8991
2220000SH
DFND
1,2
222000000
CENTURY COMMUNITIES INC
COMMON STOCK
156504300
22502
911000SH
DFND
1,2
91100000
CF INDUSTRIES HOLDINGS INC
COMMON STOCK
125269100
735235
20911114SH
DFND
1,2
2091111400
CHARTER COMMUNICATIONS INC CL A
COMMON STOCK
16119P108
3683744
10136326SH
DFND
1,2
1013632600
CHEGG INC
COMMON STOCK
163092109
18550
1250000SH
DFND
1,2
125000000
CHEMICAL FINL CORP
COMMON STOCK
163731102
69634
1332450SH
DFND
1,2
133245000
CHEMOURS CO (THE)
COMMON STOCK
163851108
183
3620SH
DFND
1,2
362000
CHEVRON CORP
COMMON STOCK
166764100
4275278
36385348SH
DFND
1,2
3638534800
CHIPOTLE MEXICAN GRILL INC
COMMON STOCK
169656105
12279
39890SH
DFND
1,2
3989000
CHUBB LTD
COMMON STOCK
H1467J104
3026697
21232527SH
DFND
1,2
2123252700
CIMAREX ENERGY CO
COMMON STOCK
171798101
183804
1617000SH
DFND
1,2
161700000
CINEMARK HOLDINGS INC
COMMON STOCK
17243V102
206397
5700000SH
DFND
1,2
570000000
CIT GROUP INC
COMMON STOCK
125581801
398390
8122115SH
DFND
1,2
812211500
CITIGROUP INC
COMMON STOCK
172967424
1582095
21750000SH
DFND
1,2
2175000000
CITIGROUP INC A WTS 1:10 AT USD 105.27 EXP 01-04-19
WARRANTS
172967226
2938
25500000SH
DFND
1,2
2550000000
CLEARWATER PAPER CORP
COMMON STOCK
18538R103
48758
990000SH
DFND
1,2
99000000
CLIFTON BANCORP INC
COMMON STOCK
186873105
13654
816606SH
DFND
1,2
81660600
CLOUDERA INC
COMMON STOCK
18914U100
59415
3574900SH
DFND
1,2
357490000
CME GROUP INC CL A
COMMON STOCK
12572Q105
4245910
31293562SH
DFND
1,2
3129356200
COCA-COLA CO
COMMON STOCK
191216100
6423392
142710325SH
DFND
1,2
14271032500
COCA-COLA EUROPEAN PARTNERS PLC
COMMON STOCK
G25839104
985842
23686737SH
DFND
1,2
2368673700
COEUR MINING INC
COMMON STOCK
192108504
5055
550000SH
DFND
1,2
55000000
COGENT COMMUNICATIONS HOLDINGS INC
COMMON STOCK
19239V302
27629
565000SH
DFND
1,2
56500000
COHERENT INC
COMMON STOCK
192479103
192839
820000SH
DFND
1,2
82000000
COLGATE-PALMOLIVE CO
COMMON STOCK
194162103
220007
3020000SH
DFND
1,2
302000000
COMCAST CORP CL A
COMMON STOCK
20030N101
8251740
214442314SH
DFND
1,2
21444231400
COMMERCEHUB INC CL A
COMMON STOCK
20084V108
104
4606SH
DFND
1,2
460600
CONCHO RESOURCES INC
COMMON STOCK
20605P101
1550674
11772500SH
DFND
1,2
1177250000
CONMED CORP
COMMON STOCK
207410101
58137
1108000SH
DFND
1,2
110800000
CONOCOPHILLIPS
COMMON STOCK
20825C104
1403004
28032054SH
DFND
1,2
2803205400
CONSOL ENERGY INC
COMMON STOCK
20854P109
105621
6235000SH
DFND
1,2
623500000
CONSTELLATION BRANDS INC CL A
COMMON STOCK
21036P108
685041
3434650SH
DFND
1,2
343465000
CONTINENTAL BUILDING PRODUCTS INC
COMMON STOCK
211171103
86598
3330700SH
DFND
1,2
333070000
CORE LABORATORIES
COMMON STOCK
N22717107
80539
816000SH
DFND
1,2
81600000
COSTAR GROUP INC
COMMON STOCK
22160N109
26825
100000SH
DFND
1,2
10000000
COSTCO WHOLESALE CORP
COMMON STOCK
22160K105
1418291
8632852SH
DFND
1,2
863285200
COTIVITI HOLDINGS INC
COMMON STOCK
22164K101
89162
2478101SH
DFND
1,2
247810100
COUPA SOFTWARE INC
COMMON STOCK
22266L106
62366
2002112SH
DFND
1,2
200211200
COWEN INC CL A
COMMON STOCK
223622606
11392
640000SH
DFND
1,2
64000000
CRITEO SA ADR
COMMON STOCK
226718104
1196
28831SH
DFND
1,2
2883100
CROWN CASTLE INTL CORP (REIT)
COMMON STOCK
22822V101
2219778
22202225SH
DFND
1,2
2220222500
CROWN CASTLE INTL CORP CV PFD SER A 6.875 PERCENT 08-01-20 (REIT)
CONV PREFRD STCK
22822V309
103724
97120SH
DFND
1,2
9712000
CSX CORP
COMMON STOCK
126408103
298430
5500000SH
DFND
1,2
550000000
CTRIP.COM INTL ADR
COMMON STOCK
22943F100
663576
12582018SH
DFND
1,2
1258201800
CUMMINS INC
COMMON STOCK
231021106
746890
4444979SH
DFND
1,2
444497900
CVS HEALTH CORP
COMMON STOCK
126650100
528580
6500006SH
DFND
1,2
650000600
DEERE AND CO
COMMON STOCK
244199105
439565
3500000SH
DFND
1,2
350000000
DELTA AIR LINES INC
COMMON STOCK
247361702
395983
8212000SH
DFND
1,2
821200000
DENBURY RESOURCES INC
COMMON STOCK
247916208
80
60000SH
DFND
1,2
6000000
DESPEGAR.COM CORP
COMMON STOCK
G27358103
51531
1610333SH
DFND
1,2
161033300
DEUTSCHE BANK AG NAMEN (USD)
COMMON STOCK
D18190898
412988
23884285SH
DFND
1,2
2388428500
DIAMONDBACK ENERGY INC
COMMON STOCK
25278X109
459579
4691497SH
DFND
1,2
469149700
DIGITAL REALTY TRUST INC (REIT)
COMMON STOCK
253868103
1228857
10385000SH
DFND
1,2
1038500000
DIPLOMAT PHARMACY INC
COMMON STOCK
25456K101
18061
872100SH
DFND
1,2
87210000
DISCOVER FINANCIAL SERVICES
COMMON STOCK
254709108
835721
12960927SH
DFND
1,2
1296092700
DISH DBS CV SR UNSEC 3.375 PERCENT 08-15-26
CORP CONV BOND
25470MAB5
32460
28885000PRN
DFND
1,2
2888500000
DOLBY LABORATORIES INC CL A
COMMON STOCK
25659T107
46016
800000SH
DFND
1,2
80000000
DOLLAR GENERAL CORP
COMMON STOCK
256677105
64597
797000SH
DFND
1,2
79700000
DOMINION ENERGY INC
COMMON STOCK
25746U109
1340660
17427008SH
DFND
1,2
1742700800
DOMINION ENERGY INC CV PFD SERIES A EQUITY UNITS 6.75 PERCENT 08-15-19
CONV PREFRD STCK
25746U836
88353
1740948SH
DFND
1,2
174094800
DOMINO'S PIZZA INC
COMMON STOCK
25754A201
420063
2115653SH
DFND
1,2
211565300
DOUGLAS DYNAMICS INC
COMMON STOCK
25960R105
64183
1629000SH
DFND
1,2
162900000
DOWDUPONT INC
COMMON STOCK
26078J100
8817725
127368555SH
DFND
1,2
12736855500
DR HORTON INC
COMMON STOCK
23331A109
19566
490000SH
DFND
1,2
49000000
DTE ENERGY CO
COMMON STOCK
233331107
918598
8556243SH
DFND
1,2
855624300
DTE ENERGY CO CV PFD EQUITY UNITS 6.5 PERCENT 10-01-19
CONV PREFRD STCK
233331883
57445
1055000SH
DFND
1,2
105500000
DUKE ENERGY CORP
COMMON STOCK
26441C204
411208
4899999SH
DFND
1,2
489999900
DXC TECHNOLOGY CO
COMMON STOCK
23355L106
283148
3297020SH
DFND
1,2
329702000
EDITAS MEDICINE INC
COMMON STOCK
28106W103
42498
1770000SH
DFND
1,2
177000000
ELF BEAUTY INC
COMMON STOCK
26856L103
34221
1517575SH
DFND
1,2
151757500
ELLIE MAE INC
COMMON STOCK
28849P100
10266
125000SH
DFND
1,2
12500000
EMERSON ELECTRIC CO
COMMON STOCK
291011104
719518
11450000SH
DFND
1,2
1145000000
ENBRIDGE INC
COMMON STOCK
29250N105
6441146
154062296SH
DFND
1,2
15406229600
ENCANA CORP
COMMON STOCK
292505104
1177
100000SH
DFND
1,2
10000000
ENEL AMERICAS SA ADR
COMMON STOCK
29274F104
6093
596200SH
DFND
1,2
59620000
EOG RESOURCES INC
COMMON STOCK
26875P101
1918323
19829675SH
DFND
1,2
1982967500
EPAM SYSTEMS INC
COMMON STOCK
29414B104
110503
1256719SH
DFND
1,2
125671900
EQUINIX INC (REIT)
COMMON STOCK
29444U700
711429
1594059SH
DFND
1,2
159405900
ESSENT GROUP LTD
COMMON STOCK
G3198U102
87764
2167000SH
DFND
1,2
216700000
ESTEE LAUDER COMPANIES INC (THE) CL A
COMMON STOCK
518439104
188720
1750000SH
DFND
1,2
175000000
EXACT SCIENCES CORPORATION
COMMON STOCK
30063P105
82460
1750000SH
DFND
1,2
175000000
EXELON CORP
COMMON STOCK
30161N101
64227
1705000SH
DFND
1,2
170500000
EXPRESS SCRIPTS HOLDING CO
COMMON STOCK
30219G108
1996752
31534307SH
DFND
1,2
3153430700
EXTRACTION OIL AND GAS INC
COMMON STOCK
30227M105
102544
6663000SH
DFND
1,2
666300000
FACEBOOK INC CL A
COMMON STOCK
30303M102
9823403
57490510SH
DFND
1,2
5749051000
FARMER BROTHERS CO
COMMON STOCK
307675108
13961
425000SH
DFND
1,2
42500000
FCB FINANCIAL HOLDINGS INC CL A
COMMON STOCK
30255G103
137752
2852000SH
DFND
1,2
285200000
FEDEX CORP
COMMON STOCK
31428X106
815867
3616752SH
DFND
1,2
361675200
FERRARI NV (EUR)
COMMON STOCK
N3167Y103
18959
171320SH
DFND
1,2
17132000
FIFTH THIRD BANCORP
COMMON STOCK
316773100
655012
23410000SH
DFND
1,2
2341000000
FINANCIAL ENGINES INC
COMMON STOCK
317485100
259347
7463212SH
DFND
1,2
746321200
FINISAR CORP
COMMON STOCK
31787A507
16738
755000SH
DFND
1,2
75500000
FIRST REPUBLIC BANK
COMMON STOCK
33616C100
869841
8327025SH
DFND
1,2
832702500
FISERV INC
COMMON STOCK
337738108
407217
3157700SH
DFND
1,2
315770000
FLEETCOR TECHNOLOGIES INC
COMMON STOCK
339041105
130316
842000SH
DFND
1,2
84200000
FLEX LTD
COMMON STOCK
Y2573F102
85887
5183283SH
DFND
1,2
518328300
FLEXION THERAPEUTICS INC
COMMON STOCK
33938J106
61369
2538000SH
DFND
1,2
253800000
FLIR SYSTEMS INC
COMMON STOCK
302445101
147038
3778913SH
DFND
1,2
377891300
FOMENTO ECONOMICO MEXICANO SAB DE CV ADR
COMMON STOCK
344419106
79064
827633SH
DFND
1,2
82763300
FORTIVE CORP
COMMON STOCK
34959J108
648897
9166506SH
DFND
1,2
916650600
FRANCO-NEVADA CORP
COMMON STOCK
351858105
174605
2253918SH
DFND
1,2
225391800
FRONTIER COMMUNICATIONS CORP CV PFD SER A 11.125 PERCENT 06-29-18
CONV PREFRD STCK
35906A207
17993
935194SH
DFND
1,2
93519400
GAMING AND LEISURE PROPERTIES INC (REIT)
COMMON STOCK
36467J108
279958
7589000SH
DFND
1,2
758900000
GENERAL DYNAMICS CORP
COMMON STOCK
369550108
231278
1125000SH
DFND
1,2
112500000
GENERAL ELECTRIC CO
COMMON STOCK
369604103
3793954
156904618SH
DFND
1,2
15690461800
GENERAL MILLS INC
COMMON STOCK
370334104
263976
5100000SH
DFND
1,2
510000000
GENERAL MOTORS COMPANY
COMMON STOCK
37045V100
1312118
32494252SH
DFND
1,2
3249425200
GENTEX CORP
COMMON STOCK
371901109
77401
3909134SH
DFND
1,2
390913400
GILEAD SCIENCES INC
COMMON STOCK
375558103
407741
5032600SH
DFND
1,2
503260000
GLAUKOS CORP
COMMON STOCK
377322102
90420
2740000SH
DFND
1,2
274000000
GLOBANT SA
COMMON STOCK
L44385109
121375
3029072SH
DFND
1,2
302907200
GOGO INC
COMMON STOCK
38046C109
26218
2220000SH
DFND
1,2
222000000
GOGO INC CV SR UNSEC 3.75 PERCENT 03-01-20
CORP CONV BOND
38046CAB5
5962
6450000PRN
DFND
1,2
645000000
GOLDMAN SACHS GROUP INC
COMMON STOCK
38141G104
2160903
9110430SH
DFND
1,2
911043000
GRACO INC
COMMON STOCK
384109104
56650
458000SH
DFND
1,2
45800000
GREAT WESTERN BANCORP INC
COMMON STOCK
391416104
74510
1805000SH
DFND
1,2
180500000
GREENHILL AND CO INC
COMMON STOCK
395259104
19417
1169700SH
DFND
1,2
116970000
GREENLIGHT CAPITAL RE LTD CL A
COMMON STOCK
G4095J109
15588
720000SH
DFND
1,2
72000000
GRIFOLS SA B ADR
COMMON STOCK
398438408
13493
616400SH
DFND
1,2
61640000
GRUPO FINANCIERO GALICIA B ADR
COMMON STOCK
399909100
517803
10046624SH
DFND
1,2
1004662400
GRUPO SUPERVIELLE SA B ADR
COMMON STOCK
40054A108
121277
4912000SH
DFND
1,2
491200000
GW PHARMACEUTICALS PLC ADR
COMMON STOCK
36197T103
68587
675800SH
DFND
1,2
67580000
HABIT RESTAURANTS INC (THE) CL A
COMMON STOCK
40449J103
14363
1100595SH
DFND
1,2
110059500
HALLIBURTON CO
COMMON STOCK
406216101
2284519
49631083SH
DFND
1,2
4963108300
HARBORONE BANCORP INC
COMMON STOCK
41165F101
9405
500000SH
DFND
1,2
50000000
HASBRO INC
COMMON STOCK
418056107
245249
2511000SH
DFND
1,2
251100000
HDFC BANK LTD ADR
COMMON STOCK
40415F101
833216
8646015SH
DFND
1,2
864601500
HEALTH INSURANCE INNOVATIONS INC CL A
COMMON STOCK
42225K106
7207
497000SH
DFND
1,2
49700000
HECLA MINING CO
COMMON STOCK
422704106
8383
1670000SH
DFND
1,2
167000000
HELMERICH AND PAYNE
COMMON STOCK
423452101
259820
4986000SH
DFND
1,2
498600000
HERBALIFE LTD
COMMON STOCK
G4412G101
18653
275000SH
DFND
1,2
27500000
HERBALIFE LTD CV SR UNSEC 2.0 PERCENT 08-15-19
CORP CONV BOND
42703MAB9
5618
5600000PRN
DFND
1,2
560000000
HERSHEY CO (THE)
COMMON STOCK
427866108
499999
4580000SH
DFND
1,2
458000000
HERTZ GLOBAL HOLDINGS INC
COMMON STOCK
42806J106
36496
1632222SH
DFND
1,2
163222200
HESS CORP
COMMON STOCK
42809H107
298958
6375734SH
DFND
1,2
637573400
HILTON WORLDWIDE HOLDINGS INC
COMMON STOCK
43300A203
277800
4000000SH
DFND
1,2
400000000
HOLOGIC INC
COMMON STOCK
436440101
549800
14985000SH
DFND
1,2
1498500000
HOME DEPOT INC
COMMON STOCK
437076102
11352950
69411530SH
DFND
1,2
6941153000
HOST HOTELS AND RESORTS INC (REIT)
COMMON STOCK
44107P104
184900
10000000SH
DFND
1,2
1000000000
HUBBELL INC
COMMON STOCK
443510607
397949
3430000SH
DFND
1,2
343000000
HUMANA INC
COMMON STOCK
444859102
2807347
11522994SH
DFND
1,2
1152299400
HUNTINGTON INGALLS INDUSTRIES INC
COMMON STOCK
446413106
49137
217000SH
DFND
1,2
21700000
ICICI BANK LTD ADR
COMMON STOCK
45104G104
99030
11568889SH
DFND
1,2
1156888900
IDEX CORP
COMMON STOCK
45167R104
728813
5999942SH
DFND
1,2
599994200
IDEXX LABORATORIES INC
COMMON STOCK
45168D104
163906
1054124SH
DFND
1,2
105412400
ILLUMINA INC
COMMON STOCK
452327109
551784
2770000SH
DFND
1,2
277000000
IMAX CORP (USD)
COMMON STOCK
45245E109
10419
460000SH
DFND
1,2
46000000
INCYTE CORP
COMMON STOCK
45337C102
782522
6703117SH
DFND
1,2
670311700
INGERSOLL-RAND PLC
COMMON STOCK
G47791101
423492
4749261SH
DFND
1,2
474926100
INGEVITY CORP
COMMON STOCK
45688C107
21240
340000SH
DFND
1,2
34000000
INPHI CORP
COMMON STOCK
45772F107
10240
258000SH
DFND
1,2
25800000
INSTALLED BUILDING PRODUCTS INC
COMMON STOCK
45780R101
80255
1238500SH
DFND
1,2
123850000
INTEL CORP
COMMON STOCK
458140100
8207392
215530245SH
DFND
1,2
21553024500
INTERCEPT PHARMACEUTICALS INC
COMMON STOCK
45845P108
107604
1853959SH
DFND
1,2
185395900
INTERCONTINENTAL EXCHANGE INC
COMMON STOCK
45866F104
114866
1672000SH
DFND
1,2
167200000
INTERNATIONAL BUSINESS MACHINES CORP
COMMON STOCK
459200101
435240
3000000SH
DFND
1,2
300000000
INTERXION HOLDING NV (BEARER)
COMMON STOCK
N47279109
30558
600000SH
DFND
1,2
60000000
INTUIT
COMMON STOCK
461202103
2111111
14852338SH
DFND
1,2
1485233800
INTUITIVE SURGICAL INC
COMMON STOCK
46120E602
1008878
964621SH
DFND
1,2
96462100
IRIDIUM COMMUNICATIONS INC
COMMON STOCK
46269C102
74223
7206088SH
DFND
1,2
720608800
IRON MOUNTAIN INC (REIT)
COMMON STOCK
46284V101
1255395
32272360SH
DFND
1,2
3227236000
IRONWOOD PHARMACEUTICALS INC CL A
COMMON STOCK
46333X108
20974
1330000SH
DFND
1,2
133000000
ITAU UNIBANCO HOLDING SA PN ADR
COMMON STOCK
465562106
631084
46064526SH
DFND
1,2
4606452600
J. JILL INC
COMMON STOCK
46620W102
13613
1250000SH
DFND
1,2
125000000
JACK HENRY AND ASSOCIATES INC
COMMON STOCK
426281101
430536
4188500SH
DFND
1,2
418850000
JANUS HENDERSON GROUP PLC
COMMON STOCK
G4474Y214
41809
1200041SH
DFND
1,2
120004100
JOHNSON AND JOHNSON
COMMON STOCK
478160104
3381561
26010007SH
DFND
1,2
2601000700
JOHNSON CONTROLS INTERNATIONAL PLC
COMMON STOCK
G51502105
1898820
47128825SH
DFND
1,2
4712882500
JP MORGAN CHASE AND CO WTS 1:1 AT USD 41.834 10-28-18
WARRANTS
46634E114
200664
3716000SH
DFND
1,2
371600000
JPMORGAN CHASE AND CO
COMMON STOCK
46625H100
6695481
70102403SH
DFND
1,2
7010240300
JUNO THERAPEUTICS INC
COMMON STOCK
48205A109
102057
2275000SH
DFND
1,2
227500000
KB HOME
COMMON STOCK
48666K109
51062
2117000SH
DFND
1,2
211700000
KBR INC
COMMON STOCK
48242W106
143040
8000000SH
DFND
1,2
800000000
KELLOGG CO
COMMON STOCK
487836108
485357
7781895SH
DFND
1,2
778189500
KIRBY CORP
COMMON STOCK
497266106
141463
2145000SH
DFND
1,2
214500000
KITE PHARMA INC
COMMON STOCK
49803L109
201819
1122400SH
DFND
1,2
112240000
KORNIT DIGITAL LTD
COMMON STOCK
M6372Q113
21420
1400000SH
DFND
1,2
140000000
KOSMOS ENERGY LTD
COMMON STOCK
G5315B107
76356
9592423SH
DFND
1,2
959242300
KRAFT HEINZ CO (THE)
COMMON STOCK
500754106
2223270
28668854SH
DFND
1,2
2866885400
KRATOS DEFENSE AND SECURITY SOLUTIONS INC
COMMON STOCK
50077B207
105778
8087000SH
DFND
1,2
808700000
LAMAR ADVERTISING CO CL A (REIT)
COMMON STOCK
512816109
342192
4993322SH
DFND
1,2
499332200
LAS VEGAS SANDS CORP
COMMON STOCK
517834107
641472
9998000SH
DFND
1,2
999800000
LEGG MASON INC
COMMON STOCK
524901105
35980
915285SH
DFND
1,2
91528500
LENNAR CORP CL A
COMMON STOCK
526057104
20803
394000SH
DFND
1,2
39400000
LIONS GATE ENTERTAINMENT CORP CL A
COMMON STOCK
535919401
94560
2826893SH
DFND
1,2
282689300
LIONS GATE ENTERTAINMENT CORP CL B
COMMON STOCK
535919500
96066
3021893SH
DFND
1,2
302189300
LITHIA MOTORS INC CL A
COMMON STOCK
536797103
17204
143000SH
DFND
1,2
14300000
LOCKHEED MARTIN CORP
COMMON STOCK
539830109
7129462
22976771SH
DFND
1,2
2297677100
LSC COMMUNICATIONS INC
COMMON STOCK
50218P107
9292
562826SH
DFND
1,2
56282600
LYONDELLBASELL INDUSTRIES NV
COMMON STOCK
N53745100
2122857
21432175SH
DFND
1,2
2143217500
MACQUARIE INFRASTRUCTURE CORP
COMMON STOCK
55608B105
228811
3170000SH
DFND
1,2
317000000
MAGNACHIP SEMICONDUCTOR CORP
COMMON STOCK
55933J203
26729
2355000SH
DFND
1,2
235500000
MAKEMYTRIP LTD (BEARER)
COMMON STOCK
V5633W109
180273
6270360SH
DFND
1,2
627036000
MANDT BANK CORP
COMMON STOCK
55261F104
628056
3900000SH
DFND
1,2
390000000
MARKETAXESS HOLDINGS INC
COMMON STOCK
57060D108
270492
1466000SH
DFND
1,2
146600000
MARRIOTT INTERNATIONAL INC CL A
COMMON STOCK
571903202
540936
4906000SH
DFND
1,2
490600000
MARSH AND MCLENNAN COMPANIES INC
COMMON STOCK
571748102
976039
11645853SH
DFND
1,2
1164585300
MASCO CORP
COMMON STOCK
574599106
328140
8411700SH
DFND
1,2
841170000
MASTERCARD INC CL A
COMMON STOCK
57636Q104
1859067
13166199SH
DFND
1,2
1316619900
MATTEL INC
COMMON STOCK
577081102
247285
15974500SH
DFND
1,2
1597450000
MAXIM INTEGRATED PRODUCTS INC
COMMON STOCK
57772K101
155058
3250000SH
DFND
1,2
325000000
MCDONALDS CORP
COMMON STOCK
580135101
3565268
22755092SH
DFND
1,2
2275509200
MCEWEN MINING INC
COMMON STOCK
58039P107
4579
2348000SH
DFND
1,2
234800000
MDC HOLDINGS INC
COMMON STOCK
552676108
27548
829500SH
DFND
1,2
82950000
MEDTRONIC PLC
COMMON STOCK
G5960L103
620210
7974930SH
DFND
1,2
797493000
MELCO RESORTS AND ENTERTAINMENT LTD ADR
COMMON STOCK
585464100
130082
5393128SH
DFND
1,2
539312800
MERCADOLIBRE INC
COMMON STOCK
58733R102
545751
2107716SH
DFND
1,2
210771600
MERCK AND CO INC
COMMON STOCK
58933Y105
5675234
88633979SH
DFND
1,2
8863397900
METLIFE INC
COMMON STOCK
59156R108
21842
420437SH
DFND
1,2
42043700
METTLER-TOLEDO INTERNATIONAL INC
COMMON STOCK
592688105
234046
373780SH
DFND
1,2
37378000
MGIC INVESTMENT CORP
COMMON STOCK
552848103
59718
4766039SH
DFND
1,2
476603900
MGM GROWTH PROPERTIES LLC CL A (REIT)
COMMON STOCK
55303A105
24506
811200SH
DFND
1,2
81120000
MGM RESORTS INTERNATIONAL
COMMON STOCK
552953101
569272
17467689SH
DFND
1,2
1746768900
MICROSOFT CORP
COMMON STOCK
594918104
23940851
321396844SH
DFND
1,2
32139684400
MINDBODY INC CL A
COMMON STOCK
60255W105
87890
3400000SH
DFND
1,2
340000000
MOBILE TELESYSTEMS PJSC ADR
COMMON STOCK
607409109
119830
11478000SH
DFND
1,2
1147800000
MOELIS AND COMPANY CL A
COMMON STOCK
60786M105
30953
719000SH
DFND
1,2
71900000
MOLINA HEALTHCARE INC
COMMON STOCK
60855R100
382925
5569005SH
DFND
1,2
556900500
MONDELEZ INTERNATIONAL INC
COMMON STOCK
609207105
41677
1025000SH
DFND
1,2
102500000
MOODYS CORP
COMMON STOCK
615369105
177818
1277338SH
DFND
1,2
127733800
MORGAN STANLEY
COMMON STOCK
617446448
83405
1731482SH
DFND
1,2
173148200
MOSAIC COMPANY (THE)
COMMON STOCK
61945C103
194310
9000000SH
DFND
1,2
900000000
MURPHY OIL CORP
COMMON STOCK
626717102
342616
12899680SH
DFND
1,2
1289968000
NATERA INC
COMMON STOCK
632307104
54429
4222609SH
DFND
1,2
422260900
NEOVASC INC
COMMON STOCK
64065J106
10645
6294667SH
DFND
1,2
629466700
NETFLIX INC
COMMON STOCK
64110L106
1639526
9040672SH
DFND
1,2
904067200
NEUROCRINE BIOSCIENCES INC
COMMON STOCK
64125C109
42161
688000SH
DFND
1,2
68800000
NEVRO CORP
COMMON STOCK
64157F103
14541
160000SH
DFND
1,2
16000000
NEWELL BRANDS INC
COMMON STOCK
651229106
1716438
40225875SH
DFND
1,2
4022587500
NEWMONT MINING CORP
COMMON STOCK
651639106
6752
180000SH
DFND
1,2
18000000
NII HOLDINGS INC
COMMON STOCK
62913F508
6935
15076092SH
DFND
1,2
1507609200
NIKE INC CL B
COMMON STOCK
654106103
1286778
24817324SH
DFND
1,2
2481732400
NOBLE ENERGY INC
COMMON STOCK
655044105
1558905
54968450SH
DFND
1,2
5496845000
NORFOLK SOUTHERN CORP
COMMON STOCK
655844108
1092170
8259000SH
DFND
1,2
825900000
NORTHROP GRUMMAN CORP
COMMON STOCK
666807102
1687532
5865187SH
DFND
1,2
586518700
NORWEGIAN CRUISE LINE HOLDINGS LTD
COMMON STOCK
G66721104
541418
10016983SH
DFND
1,2
1001698300
NOVARTIS AG NAMEN ADR
COMMON STOCK
66987V109
1
10SH
DFND
1,2
1000
NOVO NORDISK A/S CL B ADR
COMMON STOCK
670100205
0
5SH
DFND
1,2
500
NUCANA PLC ADR
COMMON STOCK
67022C106
16533
900000SH
DFND
1,2
90000000
NUCOR CORP
COMMON STOCK
670346105
336240
6000000SH
DFND
1,2
600000000
NUVASIVE INC
COMMON STOCK
670704105
42482
766000SH
DFND
1,2
76600000
NVIDIA CORP
COMMON STOCK
67066G104
217295
1215500SH
DFND
1,2
121550000
OAKTREE CAPITAL GROUP LLC
COMMON STOCK
674001201
120222
2555192SH
DFND
1,2
255519200
OCCIDENTAL PETROLEUM CORP
COMMON STOCK
674599105
212856
3315000SH
DFND
1,2
331500000
OKTA INC CL A
COMMON STOCK
679295105
14105
500000SH
DFND
1,2
50000000
OLLIE'S BARGAIN OUTLET HOLDINGS INC
COMMON STOCK
681116109
42456
915000SH
DFND
1,2
91500000
ON ASSIGNMENT INC
COMMON STOCK
682159108
181465
3380500SH
DFND
1,2
338050000
OSHKOSH CORP
COMMON STOCK
688239201
96500
1169130SH
DFND
1,2
116913000
OUTFRONT MEDIA INC (REIT)
COMMON STOCK
69007J106
285104
11322622SH
DFND
1,2
1132262200
PACCAR INC
COMMON STOCK
693718108
855095
11820500SH
DFND
1,2
1182050000
PACIFIC BIOSCIENCES OF CALIFORNIA INC
COMMON STOCK
69404D108
42672
8128077SH
DFND
1,2
812807700
PACWEST BANCORP
COMMON STOCK
695263103
408302
8083589SH
DFND
1,2
808358900
PAMPA ENERGIA SA ADR
COMMON STOCK
697660207
297144
4564425SH
DFND
1,2
456442500
PAPA JOHN'S INTERNATIONAL INC
COMMON STOCK
698813102
37536
513700SH
DFND
1,2
51370000
PARKER-HANNIFIN CORP
COMMON STOCK
701094104
1011616
5780000SH
DFND
1,2
578000000
PARSLEY ENERGY INC CL A
COMMON STOCK
701877102
44968
1707200SH
DFND
1,2
170720000
PAYCHEX INC
COMMON STOCK
704326107
245956
4102000SH
DFND
1,2
410200000
PAYCOM SOFTWARE INC
COMMON STOCK
70432V102
529290
7060960SH
DFND
1,2
706096000
PAYPAL HOLDINGS INC
COMMON STOCK
70450Y103
394535
6161723SH
DFND
1,2
616172300
PDC ENERGY INC
COMMON STOCK
69327R101
12159
248000SH
DFND
1,2
24800000
PEMBINA PIPELINE CORP
COMMON STOCK
706327103
233746
6661880SH
DFND
1,2
666188000
PENUMBRA INC
COMMON STOCK
70975L107
23952
265244SH
DFND
1,2
26524400
PETIQ INC CL A
COMMON STOCK
71639T106
14323
528903SH
DFND
1,2
52890300
PETROLEO BRASILEIRO ON ADR (PETROBRAS)
COMMON STOCK
71654V408
389013
38746347SH
DFND
1,2
3874634700
PFIZER INC
COMMON STOCK
717081103
604580
16935000SH
DFND
1,2
1693500000
PGANDE CORP
COMMON STOCK
69331C108
477516
7013006SH
DFND
1,2
701300600
PHILIP MORRIS INTERNATIONAL
COMMON STOCK
718172109
7155922
64461955SH
DFND
1,2
6446195500
PHILLIPS 66
COMMON STOCK
718546104
221696
2420000SH
DFND
1,2
242000000
PINNACLE FOODS INC
COMMON STOCK
72348P104
569245
9957050SH
DFND
1,2
995705000
PINNACLE WEST CAPITAL CORP
COMMON STOCK
723484101
211400
2500000SH
DFND
1,2
250000000
PIONEER NATURAL RESOURCES CO
COMMON STOCK
723787107
1240074
8405003SH
DFND
1,2
840500300
PLANET FITNESS INC CL A
COMMON STOCK
72703H101
111252
4123511SH
DFND
1,2
412351100
PLATFORM SPECIALTY PRODUCTS CORP
COMMON STOCK
72766Q105
119946
10757460SH
DFND
1,2
1075746000
PNC FINANCIAL SERVICES GROUP INC
COMMON STOCK
693475105
2472977
18349607SH
DFND
1,2
1834960700
POTASH CORP OF SASKATCHEWAN INC (USD)
COMMON STOCK
73755L107
367128
19081500SH
DFND
1,2
1908150000
PRAXAIR INC
COMMON STOCK
74005P104
2612411
18694795SH
DFND
1,2
1869479500
PRICELINE GROUP INC (THE)
COMMON STOCK
741503403
3014637
1646605SH
DFND
1,2
164660500
PROCTER AND GAMBLE CO
COMMON STOCK
742718109
3365050
36986701SH
DFND
1,2
3698670100
PROLOGIS INC (REIT)
COMMON STOCK
74340W103
473729
7465000SH
DFND
1,2
746500000
PROTHENA CORP PLC (USD)
COMMON STOCK
G72800108
85698
1323114SH
DFND
1,2
132311400
PRUDENTIAL PLC ADR
COMMON STOCK
74435K204
1
22SH
DFND
1,2
2200
PUBLIC STORAGE (REIT)
COMMON STOCK
74460D109
1518901
7098000SH
DFND
1,2
709800000
PZENA INVESTMENT MANAGEMENT INC CL A
COMMON STOCK
74731Q103
8004
735000SH
DFND
1,2
73500000
QUALCOMM INC
COMMON STOCK
747525103
445264
8589200SH
DFND
1,2
858920000
QUOTIENT TECHNOLOGY INC
COMMON STOCK
749119103
105037
6711613SH
DFND
1,2
671161300
R.R. DONNELLEY AND SONS CO
COMMON STOCK
257867200
84561
8209765SH
DFND
1,2
820976500
RADIAN GROUP INC
COMMON STOCK
750236101
134459
7194161SH
DFND
1,2
719416100
RANDGOLD RESOURCES LTD ADR
COMMON STOCK
752344309
177546
1818000SH
DFND
1,2
181800000
RAYTHEON COMPANY
COMMON STOCK
755111507
331926
1779000SH
DFND
1,2
177900000
REDFIN CORP
COMMON STOCK
75737F108
10036
400000SH
DFND
1,2
40000000
REDWOOD TRUST INC (REIT)
COMMON STOCK
758075402
130429
8006717SH
DFND
1,2
800671700
REGENERON PHARMACEUTICALS
COMMON STOCK
75886F107
2936602
6567816SH
DFND
1,2
656781600
RENAISSANCERE HOLDINGS LTD
COMMON STOCK
G7496G103
137775
1019500SH
DFND
1,2
101950000
REPUBLIC FIRST BANCORP INC
COMMON STOCK
760416107
23902
2584000SH
DFND
1,2
258400000
REPUBLIC SERVICES INC
COMMON STOCK
760759100
99090
1500000SH
DFND
1,2
150000000
RESMED INC
COMMON STOCK
761152107
817061
10616700SH
DFND
1,2
1061670000
REV GROUP INC
COMMON STOCK
749527107
30111
1046978SH
DFND
1,2
104697800
REXNORD CORP
COMMON STOCK
76169B102
81947
3225000SH
DFND
1,2
322500000
RINGCENTRAL INC CL A
COMMON STOCK
76680R206
295340
7074000SH
DFND
1,2
707400000
RIO TINTO PLC ADR
COMMON STOCK
767204100
0
7SH
DFND
1,2
700
ROBERT HALF INTL
COMMON STOCK
770323103
191
3790SH
DFND
1,2
379000
ROCKWELL AUTOMATION INC
COMMON STOCK
773903109
826894
4640000SH
DFND
1,2
464000000
ROCKWELL COLLINS INC
COMMON STOCK
774341101
55192
422251SH
DFND
1,2
42225100
ROPER TECHNOLOGIES INC
COMMON STOCK
776696106
119266
490000SH
DFND
1,2
49000000
ROYAL CARIBBEAN CRUISES LTD
COMMON STOCK
V7780T103
286274
2415000SH
DFND
1,2
241500000
ROYAL DUTCH SHELL PLC A ADR
COMMON STOCK
780259206
112139
1851082SH
DFND
1,2
185108200
ROYAL DUTCH SHELL PLC B ADR
COMMON STOCK
780259107
5084700
81303165SH
DFND
1,2
8130316500
ROYAL GOLD INC
COMMON STOCK
780287108
432007
5021000SH
DFND
1,2
502100000
RYANAIR HOLDINGS PLC ADR
COMMON STOCK
783513203
2159393
20483709SH
DFND
1,2
2048370900
SABRE CORP
COMMON STOCK
78573M104
152584
8430045SH
DFND
1,2
843004500
SAP SE ADR
COMMON STOCK
803054204
1
5SH
DFND
1,2
500
SCHLUMBERGER LTD
COMMON STOCK
806857108
5745239
82357210SH
DFND
1,2
8235721000
SEAWORLD ENTERTAINMENT INC
COMMON STOCK
81282V100
21425
1649326SH
DFND
1,2
164932600
SERES THERAPEUTICS INC
COMMON STOCK
81750R102
23199
1446315SH
DFND
1,2
144631500
SERVICENOW INC
COMMON STOCK
81762P102
287831
2449000SH
DFND
1,2
244900000
SHERWIN-WILLIAMS CO
COMMON STOCK
824348106
867209
2422100SH
DFND
1,2
242210000
SIMON PROPERTY GROUP INC (REIT)
COMMON STOCK
828806109
3420657
21245000SH
DFND
1,2
2124500000
SIMPLY GOOD FOODS CO (THE) CL A
COMMON STOCK
82900L102
47040
4017095SH
DFND
1,2
401709500
SNAP INC CL A
COMMON STOCK
83304A106
43209
2971700SH
DFND
1,2
297170000
SONY CORP ADR
COMMON STOCK
835699307
1
26SH
DFND
1,2
2600
SOUTHWESTERN ENERGY COMPANY
COMMON STOCK
845467109
55661
9109755SH
DFND
1,2
910975500
SOUTHWESTERN ENERGY COMPANY CV PFD SER B DEP SHR(1/20 6.25 PERCENT SER B PFD) 01
CONV PREFRD STCK
845467208
26167
1835000SH
DFND
1,2
183500000
SPARK THERAPEUTICS INC
COMMON STOCK
84652J103
30851
346020SH
DFND
1,2
34602000
SPIRIT AIRLINES INC
COMMON STOCK
848577102
36150
1082000SH
DFND
1,2
108200000
SPROUTS FARMERS MARKET INC
COMMON STOCK
85208M102
7707
410600SH
DFND
1,2
41060000
SPS COMMERCE INC
COMMON STOCK
78463M107
41398
730000SH
DFND
1,2
73000000
SQUARE INC CL A
COMMON STOCK
852234103
432606
15015830SH
DFND
1,2
1501583000
STANLEY BLACK AND DECKER INC CV PFD 5.375 PERCENT 05-15-20
CONV PREFRD STCK
854502887
12726
111000SH
DFND
1,2
11100000
STARBUCKS CORP
COMMON STOCK
855244109
2203103
41018491SH
DFND
1,2
4101849100
STRAYER EDUCATION INC
COMMON STOCK
863236105
73809
845750SH
DFND
1,2
84575000
STURM RUGER AND CO INC
COMMON STOCK
864159108
77046
1490248SH
DFND
1,2
149024800
SUNCOR ENERGY INC
COMMON STOCK
867224107
1642779
46873497SH
DFND
1,2
4687349700
SUNTRUST BANKS INC
COMMON STOCK
867914103
1670745
27952903SH
DFND
1,2
2795290300
SVB FINANCIAL GROUP
COMMON STOCK
78486Q101
131992
705500SH
DFND
1,2
70550000
SYMANTEC CORP
COMMON STOCK
871503108
2488282
75839142SH
DFND
1,2
7583914200
SYNCHRONY FINANCIAL
COMMON STOCK
87165B103
210612
6783000SH
DFND
1,2
678300000
SYSCO CORP
COMMON STOCK
871829107
690021
12790000SH
DFND
1,2
1279000000
T ROWE PRICE GROUP INC
COMMON STOCK
74144T108
813989
8979468SH
DFND
1,2
897946800
TAILORED BRANDS INC
COMMON STOCK
87403A107
54020
3741000SH
DFND
1,2
374100000
TAIWAN SEMICONDUCTOR MFG CO ADR
COMMON STOCK
874039100
2472501
65845571SH
DFND
1,2
6584557100
TALEND SA ADR
COMMON STOCK
874224207
88596
2164055SH
DFND
1,2
216405500
TALLGRASS ENERGY GP LP CL A
COMMON STOCK
874696107
27117
959900SH
DFND
1,2
95990000
TARGET CORP
COMMON STOCK
87612E106
820239
13900000SH
DFND
1,2
1390000000
TAUBMAN CENTERS INC (REIT)
COMMON STOCK
876664103
21371
430000SH
DFND
1,2
43000000
TE CONNECTIVITY LTD
COMMON STOCK
H84989104
1522381
18328693SH
DFND
1,2
1832869300
TELADOC INC
COMMON STOCK
87918A105
27349
825000SH
DFND
1,2
82500000
TESLA INC
COMMON STOCK
88160R101
1031013
3022612SH
DFND
1,2
302261200
TESLA INC CV SR UNSEC 2.375 PERCENT 03-15-22
CORP CONV BOND
88160RAD3
11814
9600000PRN
DFND
1,2
960000000
TEVA PHARMACEUTICAL INDUSTRIES LTD ADR
COMMON STOCK
881624209
80872
4595000SH
DFND
1,2
459500000
TEXAS INSTRUMENTS INC
COMMON STOCK
882508104
1540026
17180123SH
DFND
1,2
1718012300
THERMO FISHER SCIENTIFIC INC
COMMON STOCK
883556102
2436684
12878878SH
DFND
1,2
1287887800
THIRD POINT REINSURANCE LTD
COMMON STOCK
G8827U100
83078
5325506SH
DFND
1,2
532550600
TIFFANY AND CO
COMMON STOCK
886547108
27814
303050SH
DFND
1,2
30305000
TIME WARNER INC
COMMON STOCK
887317303
5847
57067SH
DFND
1,2
5706700
T-MOBILE US INC
COMMON STOCK
872590104
108410
1758185SH
DFND
1,2
175818500
T-MOBILE US INC CV PFD SER A 5.5 PERCENT 12-15-17
CONV PREFRD STCK
872590203
7493
75000SH
DFND
1,2
7500000
TOPBUILD CORP
COMMON STOCK
89055F103
113722
1745000SH
DFND
1,2
174500000
TORONTO DOMINION BANK (THE)
COMMON STOCK
891160509
531373
9438008SH
DFND
1,2
943800800
TOTAL SA ADR
COMMON STOCK
89151E109
45936
858289SH
DFND
1,2
85828900
TRANSDIGM GROUP INC
COMMON STOCK
893641100
1383961
5413500SH
DFND
1,2
541350000
TRUPANION INC
COMMON STOCK
898202106
62877
2380800SH
DFND
1,2
238080000
TWENTY-FIRST CENTURY FOX INC CL A (LIMITED VOTING)
COMMON STOCK
90130A101
1185486
44938814SH
DFND
1,2
4493881400
ULTA BEAUTY INC
COMMON STOCK
90384S303
1285106
5684800SH
DFND
1,2
568480000
ULTIMATE SOFTWARE GROUP INC (THE)
COMMON STOCK
90385D107
10561
55700SH
DFND
1,2
5570000
ULTRAGENYX PHARMACEUTICAL INC
COMMON STOCK
90400D108
21570
405000SH
DFND
1,2
40500000
UMPQUA HOLDINGS CORP
COMMON STOCK
904214103
297982
15273300SH
DFND
1,2
1527330000
UNION PACIFIC CORP
COMMON STOCK
907818108
751486
6480002SH
DFND
1,2
648000200
UNITED CONTINENTAL HOLDINGS INC
COMMON STOCK
910047109
192560
3162944SH
DFND
1,2
316294400
UNITEDHEALTH GROUP INC
COMMON STOCK
91324P102
8351490
42642278SH
DFND
1,2
4264227800
US SILICA HOLDINGS INC
COMMON STOCK
90346E103
87682
2822071SH
DFND
1,2
282207100
USG CORP
COMMON STOCK
903293405
22526
689912SH
DFND
1,2
68991200
VALE SA ON ADR
COMMON STOCK
91912E105
1
65SH
DFND
1,2
6500
VALIDUS HOLDINGS LTD
COMMON STOCK
G9319H102
216767
4404948SH
DFND
1,2
440494800
VEECO INSTRUMENTS INC
COMMON STOCK
922417100
12840
600000SH
DFND
1,2
60000000
VENATOR MATERIALS PLC
COMMON STOCK
G9329Z100
22600
1000000SH
DFND
1,2
100000000
VENTAS INC (REIT)
COMMON STOCK
92276F100
98281
1509000SH
DFND
1,2
150900000
VERISIGN INC
COMMON STOCK
92343E102
1365054
12830661SH
DFND
1,2
1283066100
VERIZON COMMUNICATIONS INC
COMMON STOCK
92343V104
3013146
60883940SH
DFND
1,2
6088394000
VERSUM MATERIALS INC
COMMON STOCK
92532W103
140242
3612633SH
DFND
1,2
361263300
VERTEX PHARMACEUTICALS INC
COMMON STOCK
92532F100
1757862
11561841SH
DFND
1,2
1156184100
VF CORP
COMMON STOCK
918204108
1033585
16259009SH
DFND
1,2
1625900900
VIACOM INC CL B
COMMON STOCK
92553P201
417647
15001700SH
DFND
1,2
1500170000
VISA INC CL A
COMMON STOCK
92826C839
3496466
33223736SH
DFND
1,2
3322373600
VISTRA ENERGY CORP
COMMON STOCK
92840M102
25505
1364659SH
DFND
1,2
136465900
VMWARE INC CL A
COMMON STOCK
928563402
353193
3234663SH
DFND
1,2
323466300
VODAFONE GROUP PLC ADR
COMMON STOCK
92857W308
34496
1212099SH
DFND
1,2
121209900
VORNADO REALTY TRUST SBI (REIT)
COMMON STOCK
929042109
138000
1795000SH
DFND
1,2
179500000
WADDELL AND REED FINANCIAL INC CL A
COMMON STOCK
930059100
37130
1850000SH
DFND
1,2
185000000
WALGREENS BOOTS ALLIANCE INC
COMMON STOCK
931427108
1236890
16017739SH
DFND
1,2
1601773900
WAL-MART STORES INC
COMMON STOCK
931142103
255909
3275000SH
DFND
1,2
327500000
WALT DISNEY COMPANY (THE)
COMMON STOCK
254687106
480529
4875000SH
DFND
1,2
487500000
WARRIOR MET COAL INC 144A (180 DAY LOCKUP)
COMMON STOCK
93627C101
38040
1646838SH
DFND
1,2
164683800
WASTE CONNECTIONS INC (USD)
COMMON STOCK
94106B101
58766
840000SH
DFND
1,2
84000000
WASTE MANAGEMENT INC
COMMON STOCK
94106L109
1240590
15850136SH
DFND
1,2
1585013600
WATSCO INC
COMMON STOCK
942622200
56375
350000SH
DFND
1,2
35000000
WEATHERFORD INTERNATIONAL PLC
COMMON STOCK
G48833100
468613
102317258SH
DFND
1,2
10231725800
WEATHERFORD INTERNATIONAL PLC CV SR UNSEC 5.875 PERCENT 07-01-21
CORP CONV BOND
947075AH0
14651
13388000PRN
DFND
1,2
1338800000
WEBSTER FINANCIAL CORP
COMMON STOCK
947890109
122778
2336400SH
DFND
1,2
233640000
WELLCARE HEALTH PLANS INC
COMMON STOCK
94946T106
294191
1713000SH
DFND
1,2
171300000
WELLS FARGO AND CO
COMMON STOCK
949746101
7336896
133035289SH
DFND
1,2
13303528900
WESTERN DIGITAL CORP
COMMON STOCK
958102105
1086702
12577575SH
DFND
1,2
1257757500
WESTROCK CO
COMMON STOCK
96145D105
996111
17558802SH
DFND
1,2
1755880200
WEYERHAEUSER CO (REIT)
COMMON STOCK
962166104
361062
10610106SH
DFND
1,2
1061010600
WIDEOPENWEST INC
COMMON STOCK
96758W101
10782
715000SH
DFND
1,2
71500000
WISDOMTREE INVESTMENTS INC
COMMON STOCK
97717P104
69224
6800000SH
DFND
1,2
680000000
WIX.COM LTD
COMMON STOCK
M98068105
74437
1036000SH
DFND
1,2
103600000
WORKDAY INC CL A
COMMON STOCK
98138H101
245000
2324700SH
DFND
1,2
232470000
WORLD WRESTLING ENTERTAINMENT INC CL A
COMMON STOCK
98156Q108
26847
1140000SH
DFND
1,2
114000000
WRIGHT MEDICAL GROUP NV
COMMON STOCK
N96617118
22762
879857SH
DFND
1,2
87985700
XENON PHARMACEUTICALS INC
COMMON STOCK
98420N105
4216
1429000SH
DFND
1,2
142900000
YANDEX NV A
COMMON STOCK
N97284108
192731
5849196SH
DFND
1,2
584919600
ZAYO GROUP HOLDINGS INC
COMMON STOCK
98919V105
539008
15659721SH
DFND
1,2
1565972100
ZILLOW GROUP INC CL C (NON-VOTING)
COMMON STOCK
98954M200
21110
525000SH
DFND
1,2
52500000
ZOETIS INC CL A
COMMON STOCK
98978V103
256864
4028611SH
DFND
1,2
402861100