0001179110-20-000986.txt : 20200204 0001179110-20-000986.hdr.sgml : 20200204 20200204161844 ACCESSION NUMBER: 0001179110-20-000986 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200131 FILED AS OF DATE: 20200204 DATE AS OF CHANGE: 20200204 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Krohg Olaf N. CENTRAL INDEX KEY: 0001763951 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37903 FILM NUMBER: 20573932 MAIL ADDRESS: STREET 1: C/O AQUAVENTURE HOLDINGS LIMITED STREET 2: 14400 CARLSON CRICLE CITY: TAMPA STATE: FL ZIP: 33626 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AquaVenture Holdings Ltd CENTRAL INDEX KEY: 0001422841 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 000000000 STATE OF INCORPORATION: D8 BUSINESS ADDRESS: STREET 1: COMMERCE HOUSE, WICKHAMS CAY 1 STREET 2: P.O. BOX 3140, ROAD TOWN CITY: TORTOLA STATE: D8 ZIP: VG1110 BUSINESS PHONE: 813-855-8636 MAIL ADDRESS: STREET 1: 14400 CARLSON CIRCLE CITY: TAMPA STATE: FL ZIP: 33626 FORMER COMPANY: FORMER CONFORMED NAME: AQUAVENTURE HOLDINGS LLC DATE OF NAME CHANGE: 20080104 4 1 edgar.xml FORM 4 - X0306 4 2020-01-31 0 0001422841 AquaVenture Holdings Ltd WAAS 0001763951 Krohg Olaf N. C/O CONYERS CORP. SERVICES (B.V.I.) LTD. COMMERCE HOUSE, WICKHAMS CAY 1 ROAD TOWN D8 VG1110 VIRGIN ISLANDS, BRITISH 0 1 0 0 Segment CEO Ordinary Shares 2020-01-31 4 M 0 3820 0 A 9646 D Ordinary Shares 2020-01-31 4 F 0 1343 27.00 D 8303 D Ordinary Shares 3 I By son Restricted Share Units 2020-01-31 4 M 0 822 0 D Ordinary Shares 822 6575 D Restricted Share Units 2020-01-31 4 M 0 2998 0 D Ordinary Shares 2998 8992 D Ordinary Shares were withheld to cover the minimum income tax withholding requirements associated with the vesting of Restricted Share Units based on the closing stock price as of January 31, 2020. The reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein, if any. Each Restricted Share Unit represents a contingent right to receive one Ordinary Share of the Company. The Restricted Share Units were issued pursuant to the Company's 2016 Share Option and Incentive Plan. One quarter of the Restricted Share Units shall vest on January 31, 2019, and the remaining 75% of such shares shall vest in equal quarterly instalments over the following three (3) years. The Restricted Share Units were issued pursuant to the Company's 2016 Share Option and Incentive Plan. One quarter of the Restricted Share Units shall vest on January 31, 2020, and the remaining 75% of such shares shall vest in equal quarterly instalments over the following three (3) years. /s/ Chaf Schafer, attorney-in-fact 2020-02-04