0001179110-20-000162.txt : 20200103 0001179110-20-000162.hdr.sgml : 20200103 20200103161302 ACCESSION NUMBER: 0001179110-20-000162 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200103 DATE AS OF CHANGE: 20200103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Evans Hugh M CENTRAL INDEX KEY: 0001686408 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37903 FILM NUMBER: 20505472 MAIL ADDRESS: STREET 1: C/O AQUAVENTURE HOLDINGS LIMITED STREET 2: 14400 CARLSON CIRCLE CITY: TAMPA STATE: FL ZIP: 33626 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AquaVenture Holdings Ltd CENTRAL INDEX KEY: 0001422841 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 000000000 STATE OF INCORPORATION: D8 BUSINESS ADDRESS: STREET 1: COMMERCE HOUSE, WICKHAMS CAY 1 STREET 2: P.O. BOX 3140, ROAD TOWN CITY: TORTOLA STATE: D8 ZIP: VG1110 BUSINESS PHONE: 813-855-8636 MAIL ADDRESS: STREET 1: 14400 CARLSON CIRCLE CITY: TAMPA STATE: FL ZIP: 33626 FORMER COMPANY: FORMER CONFORMED NAME: AQUAVENTURE HOLDINGS LLC DATE OF NAME CHANGE: 20080104 4 1 edgar.xml FORM 4 - X0306 4 2019-12-31 0 0001422841 AquaVenture Holdings Ltd WAAS 0001686408 Evans Hugh M C/O CONYERS CORP. SERVICES (B.V.I.) LTD. COMMERCE HOUSE, WICKHAMS CAY 1 ROAD TOWN D8 VG1110 VIRGIN ISLANDS, BRITISH 1 0 0 0 Ordinary Shares 2019-12-31 4 M 0 3372 0 A 53148 D Deferred Compensation - Phantom Share Unit 2019-12-31 4 M 0 3372.66 0 D Ordinary Shares 3372.66 0 D Deferred Compensation - Phantom Share Unit 2020-01-02 4 A 0 522.22 27.00 A Ordinary Shares 522.22 522.22 D On December 31, 2019, pursuant to the Issuer's Independent Directors' Deferred Compensation Program (the "Program") which was established under the Issuer's 2016 Share Option and Incentive Plan (the "Plan"), 3,372.66 phantom shares units held by the reporting person vested and were automatically converted into 3,372 ordinary shares of the Issuer, (the "Ordinary Shares"), plus $17.90 in cash in lieu of any fractional Ordinary Shares, based on the Issuer's closing share price as reported on The New York Stock Exchange on December 31, 2019. Each phantom share unit (which is in the form of a deferred compensation share unit) is the economic equivalent of one ordinary share of the Issuer. Represents the number of phantom share units credited to the reporting person's deferred account pursuant to the Program which was established under the Plan. The number of whole and fractional phantom share units credited to the reporting person's deferred account is equal to 120% of the aggregate deferred cash fees that would otherwise be payable on such date divided by the closing price of the Issuer's ordinary shares on the award date. Whole and fractional phantom share units credited to the reporting person's deferred account shall be settled in ordinary shares and cash, respectively, upon the earlier of the reporting person's death, disability, separation from the board, sale event (as defined in the Plan) or December 31, 2019. Whole and fractional phantom share units credited to the reporting person's deferred account shall be settled in ordinary shares and cash, respectively, upon the earlier of the reporting person's death, disability, separation from the board, sale event (as defined in the Plan) or December 31, 2021. /s/ Chad Schafer, attorney-in-fact 2020-01-03