0001179110-20-000159.txt : 20200103
0001179110-20-000159.hdr.sgml : 20200103
20200103161221
ACCESSION NUMBER: 0001179110-20-000159
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200102
FILED AS OF DATE: 20200103
DATE AS OF CHANGE: 20200103
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Whall Timothy J.
CENTRAL INDEX KEY: 0001493999
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37903
FILM NUMBER: 20505449
MAIL ADDRESS:
STREET 1: C/O ADT, LLC
STREET 2: 1501 YAMATO ROAD
CITY: BOCA RATON
STATE: FL
ZIP: 33431
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AquaVenture Holdings Ltd
CENTRAL INDEX KEY: 0001422841
STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941]
IRS NUMBER: 000000000
STATE OF INCORPORATION: D8
BUSINESS ADDRESS:
STREET 1: COMMERCE HOUSE, WICKHAMS CAY 1
STREET 2: P.O. BOX 3140, ROAD TOWN
CITY: TORTOLA
STATE: D8
ZIP: VG1110
BUSINESS PHONE: 813-855-8636
MAIL ADDRESS:
STREET 1: 14400 CARLSON CIRCLE
CITY: TAMPA
STATE: FL
ZIP: 33626
FORMER COMPANY:
FORMER CONFORMED NAME: AQUAVENTURE HOLDINGS LLC
DATE OF NAME CHANGE: 20080104
4
1
edgar.xml
FORM 4 -
X0306
4
2020-01-02
0
0001422841
AquaVenture Holdings Ltd
WAAS
0001493999
Whall Timothy J.
C/O CONYERS CORP. SERVICES (B.V.I.) LTD.
COMMERCE HOUSE, WICKHAMS CAY 1
ROAD TOWN
D8
VG1110
VIRGIN ISLANDS, BRITISH
1
0
0
0
Deferred Compensation - Phantom Share Unit
2020-01-02
4
A
0
391.89
27.00
A
Ordinary Shares
391.89
391.89
D
Each phantom share unit (which is in the form of a deferred compensation share unit) is the economic equivalent of one ordinary share of the Issuer.
Represents the number of phantom share units credited to the reporting person's deferred account pursuant to the Program which was established under the Issuer's 2016 Share Option and Incentive Plan. The number of whole and fractional phantom share units credited to the reporting person's deferred account is equal to 120% of the aggregate deferred cash fees that would otherwise be payable on such date divided by the closing price of the Issuer's ordinary shares on the award date.
Whole and fractional phantom share units credited to the reporting person's deferred account shall be settled in ordinary shares and cash, respectively, upon the earlier of the reporting person's death, disability, separation from the board, sale event (as defined in the Plan) or December 31, 2021.
/s/ Chad Schafer, attorney-in-fact
2020-01-03