0001179110-19-010130.txt : 20190905 0001179110-19-010130.hdr.sgml : 20190905 20190905171632 ACCESSION NUMBER: 0001179110-19-010130 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190904 FILED AS OF DATE: 20190905 DATE AS OF CHANGE: 20190905 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Muller Lee S CENTRAL INDEX KEY: 0001686246 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37903 FILM NUMBER: 191077945 MAIL ADDRESS: STREET 1: C/O AQUAVENTURE HOLDINGS LLC STREET 2: 14400 CARLSON CIRCLE CITY: TAMPA STATE: FL ZIP: 33626 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AquaVenture Holdings Ltd CENTRAL INDEX KEY: 0001422841 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 000000000 STATE OF INCORPORATION: D8 BUSINESS ADDRESS: STREET 1: COMMERCE HOUSE, WICKHAMS CAY 1 STREET 2: P.O. BOX 3140, ROAD TOWN CITY: TORTOLA STATE: D8 ZIP: VG1110 BUSINESS PHONE: 813-855-8636 MAIL ADDRESS: STREET 1: 14400 CARLSON CIRCLE CITY: TAMPA STATE: FL ZIP: 33626 FORMER COMPANY: FORMER CONFORMED NAME: AQUAVENTURE HOLDINGS LLC DATE OF NAME CHANGE: 20080104 4 1 edgar.xml FORM 4 - X0306 4 2019-09-04 0 0001422841 AquaVenture Holdings Ltd WAAS 0001686246 Muller Lee S C/O CONYERS CORP. SERVICES (B.V.I.) LTD. COMMERCE HOUSE, WICKHAMS CAY 1 ROAD TOWN D8 VG1110 VIRGIN ISLANDS, BRITISH 0 1 0 0 Chief Financial Officer Ordinary Shares 2019-09-04 4 M 0 1137 0 A 21817 D Ordinary Shares 2019-09-04 4 F 0 277 17.50 D 21540 D Ordinary Shares 70000 I By Spouse Restricted Share Units 2019-09-04 4 M 0 1137 0 D Ordinary Shares 1137 6822 D Ordinary Shares were withheld to cover the minimum income tax withholding requirements associated with the vesting of Restricted Share Units based on the closing stock price as of September 4, 2019. The reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein, if any. Each Restricted Share Unit represents a contingent right to receive one Ordinary Share of the Company. The Restricted Share Units were issued pursuant to the Company's 2016 Share Option and Incentive Plan. One quarter of the Restricted Share Units shall vest on March 4, 2018, and the remaining 75% of such shares shall vest in equal quarterly installments over the following three (3) years. /s/ Chad Schafer, attorney-in-fact 2019-09-05