0001179110-19-009040.txt : 20190802
0001179110-19-009040.hdr.sgml : 20190802
20190802171455
ACCESSION NUMBER: 0001179110-19-009040
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190628
FILED AS OF DATE: 20190802
DATE AS OF CHANGE: 20190802
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Krohg Olaf N.
CENTRAL INDEX KEY: 0001763951
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37903
FILM NUMBER: 19996871
MAIL ADDRESS:
STREET 1: C/O AQUAVENTURE HOLDINGS LIMITED
STREET 2: 14400 CARLSON CRICLE
CITY: TAMPA
STATE: FL
ZIP: 33626
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AquaVenture Holdings Ltd
CENTRAL INDEX KEY: 0001422841
STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941]
IRS NUMBER: 000000000
STATE OF INCORPORATION: D8
BUSINESS ADDRESS:
STREET 1: COMMERCE HOUSE, WICKHAMS CAY 1
STREET 2: P.O. BOX 3140, ROAD TOWN
CITY: TORTOLA
STATE: D8
ZIP: VG1110
BUSINESS PHONE: 813-855-8636
MAIL ADDRESS:
STREET 1: 14400 CARLSON CIRCLE
CITY: TAMPA
STATE: FL
ZIP: 33626
FORMER COMPANY:
FORMER CONFORMED NAME: AQUAVENTURE HOLDINGS LLC
DATE OF NAME CHANGE: 20080104
4
1
edgar.xml
FORM 4 -
X0306
4
2019-06-28
0
0001422841
AquaVenture Holdings Ltd
WAAS
0001763951
Krohg Olaf N.
C/O CONYERS CORP. SERVICES (B.V.I.) LTD.
COMMERCE HOUSE, WICKHAMS CAY 1
ROAD TOWN
D8
VG1110
VIRGIN ISLANDS, BRITISH
0
1
0
0
Segment CEO
Ordinary Share
2019-06-28
4
A
0
383
16.97
A
4283
D
Ordinary Shares
2019-07-31
4
M
0
821
0
A
5104
D
Ordinary Shares
2019-07-31
4
F
0
242
17.23
D
4862
D
Ordinary Shares
3
I
By son
Restricted Share Units
2019-07-31
4
M
0
821
0
D
Ordinary Shares
821
8219
D
The reporting person is voluntarily reporting the acquisition of shares of the issuer's ordinary shares pursuant to the 2016 Employee Stock Purchase Plan (the ESPP). This transaction is also exempt pursuant to Rule 16b-3(c).
In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the issuer's ordinary shares on June 28, 2019.
Ordinary Shares were withheld to cover the minimum income tax withholding requirements associated with the vesting of Restricted Share Units based on the closing stock price as of July 31, 2019.
The reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein, if any.
Each Restricted Share Unit represents a contingent right to receive one Ordinary Share of the Company.
The Restricted Share Units were issued pursuant to the Company's 2016 Share Option and Incentive Plan. One quarter of the Restricted Share Units shall vest on January 31, 2019, and the remaining 75% of such shares shall vest in equal quarterly installments over the following three (3) years.
/s/ Chaf Schafer, attorney-in-fact
2019-08-02