0001104659-20-011058.txt : 20200205 0001104659-20-011058.hdr.sgml : 20200205 20200205110112 ACCESSION NUMBER: 0001104659-20-011058 CONFORMED SUBMISSION TYPE: 3/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191223 FILED AS OF DATE: 20200205 DATE AS OF CHANGE: 20200205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Advent International GPE VIII-B-1 Limited Partnership CENTRAL INDEX KEY: 0001665956 STATE OF INCORPORATION: N4 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-37903 FILM NUMBER: 20576743 BUSINESS ADDRESS: STREET 1: 800 BOYLSTON STREET SUITE 3300 CITY: BOSTON STATE: MA ZIP: 02199 BUSINESS PHONE: 617-951-9400 MAIL ADDRESS: STREET 1: 800 BOYLSTON STREET SUITE 3300 CITY: BOSTON STATE: MA ZIP: 02199 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Advent International GPE VIII-B-2 Limited Partnership CENTRAL INDEX KEY: 0001665962 STATE OF INCORPORATION: N4 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-37903 FILM NUMBER: 20576744 BUSINESS ADDRESS: STREET 1: 800 BOYLSTON STREET, SUITE 3300 CITY: BOSTON STATE: MA ZIP: 02199 BUSINESS PHONE: 617-951-9400 MAIL ADDRESS: STREET 1: 800 BOYLSTON STREET, SUITE 3300 CITY: BOSTON STATE: MA ZIP: 02199 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Advent International GPE VIII-B-3 Limited Partnership CENTRAL INDEX KEY: 0001665974 STATE OF INCORPORATION: N4 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-37903 FILM NUMBER: 20576745 BUSINESS ADDRESS: STREET 1: 800 BOYLSTON STREET, SUITE 3300 CITY: BOSTON STATE: MA ZIP: 02199 BUSINESS PHONE: 617-951-9400 MAIL ADDRESS: STREET 1: 800 BOYLSTON STREET, SUITE 3300 CITY: BOSTON STATE: MA ZIP: 02199 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Advent International GPE VIII-B Limited Partnership CENTRAL INDEX KEY: 0001664592 STATE OF INCORPORATION: N4 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-37903 FILM NUMBER: 20576746 BUSINESS ADDRESS: STREET 1: 800 BOYLSTON STREET, SUITE 3300 CITY: BOSTON STATE: MA ZIP: 02199 BUSINESS PHONE: 617-951-9400 MAIL ADDRESS: STREET 1: 800 BOYLSTON STREET, SUITE 3300 CITY: BOSTON STATE: MA ZIP: 02199 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Advent International GPE VIII-C Limited Partnership CENTRAL INDEX KEY: 0001664591 STATE OF INCORPORATION: N4 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-37903 FILM NUMBER: 20576747 BUSINESS ADDRESS: STREET 1: 800 BOYLSTON STREET, SUITE 3300 CITY: BOSTON STATE: MA ZIP: 021099 BUSINESS PHONE: 617-951-9400 MAIL ADDRESS: STREET 1: 800 BOYLSTON STREET, SUITE 3300 CITY: BOSTON STATE: MA ZIP: 021099 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Advent International GPE VIII-D Limited Partnership CENTRAL INDEX KEY: 0001664766 STATE OF INCORPORATION: N4 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-37903 FILM NUMBER: 20576748 BUSINESS ADDRESS: STREET 1: 800 BOYLSTON STREET, SUITE 3300 CITY: BOSTON STATE: MA ZIP: 02199 BUSINESS PHONE: 617-951-9400 MAIL ADDRESS: STREET 1: 800 BOYLSTON STREET, SUITE 3300 CITY: BOSTON STATE: MA ZIP: 02199 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Advent International GPE VIII-F Limited Partnership CENTRAL INDEX KEY: 0001664584 STATE OF INCORPORATION: N4 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-37903 FILM NUMBER: 20576749 BUSINESS ADDRESS: STREET 1: 800 BOYLSTON STREET, SUITE 3300 CITY: BOSTON STATE: MA ZIP: 02199 BUSINESS PHONE: 617-951-9400 MAIL ADDRESS: STREET 1: 800 BOYLSTON STREET, SUITE 3300 CITY: BOSTON STATE: MA ZIP: 02199 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Advent International GPE VIII-H Limited Partnership CENTRAL INDEX KEY: 0001664582 STATE OF INCORPORATION: N4 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-37903 FILM NUMBER: 20576750 BUSINESS ADDRESS: STREET 1: 800 BOYLSTON STREET, SUITE 3300 CITY: BOSTON STATE: MA ZIP: 02199 BUSINESS PHONE: 617-951-9400 MAIL ADDRESS: STREET 1: 800 BOYLSTON STREET, SUITE 3300 CITY: BOSTON STATE: MA ZIP: 02199 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Advent International GPE VIII-I Limited Partnership CENTRAL INDEX KEY: 0001664748 STATE OF INCORPORATION: N4 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-37903 FILM NUMBER: 20576751 BUSINESS ADDRESS: STREET 1: 800 BOYLSTON STREET, SUITE 3300 CITY: BOSTON STATE: MA ZIP: 02199 BUSINESS PHONE: 617-951-9400 MAIL ADDRESS: STREET 1: 800 BOYLSTON STREET, SUITE 3300 CITY: BOSTON STATE: MA ZIP: 02199 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Advent International GPE VIII-J Limited Partnership CENTRAL INDEX KEY: 0001665372 STATE OF INCORPORATION: N4 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-37903 FILM NUMBER: 20576752 BUSINESS ADDRESS: STREET 1: 800 BOYLSTON STREET, SUITE 3300 CITY: BOSTON STATE: MA ZIP: 02199 BUSINESS PHONE: 617-951-9400 MAIL ADDRESS: STREET 1: 800 BOYLSTON STREET, SUITE 3300 CITY: BOSTON STATE: MA ZIP: 02199 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AquaVenture Holdings Ltd CENTRAL INDEX KEY: 0001422841 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 000000000 STATE OF INCORPORATION: D8 BUSINESS ADDRESS: STREET 1: COMMERCE HOUSE, WICKHAMS CAY 1 STREET 2: P.O. BOX 3140, ROAD TOWN CITY: TORTOLA STATE: D8 ZIP: VG1110 BUSINESS PHONE: 813-855-8636 MAIL ADDRESS: STREET 1: 14400 CARLSON CIRCLE CITY: TAMPA STATE: FL ZIP: 33626 FORMER COMPANY: FORMER CONFORMED NAME: AQUAVENTURE HOLDINGS LLC DATE OF NAME CHANGE: 20080104 3/A 1 a3a.xml 3/A X0206 3/A 2019-12-23 2020-01-02 0 0001422841 AquaVenture Holdings Ltd WAAS 0001665956 Advent International GPE VIII-B-1 Limited Partnership 800 BOYLSTON STREET BOSTON MA 02199 0 0 1 0 0001665962 Advent International GPE VIII-B-2 Limited Partnership 800 BOYLSTON STREET BOSTON MA 02199 0 0 1 0 0001665974 Advent International GPE VIII-B-3 Limited Partnership 800 BOYLSTON STREET BOSTON MA 02199 0 0 1 0 0001664592 Advent International GPE VIII-B Limited Partnership 800 BOYLSTON STREET BOSTON MA 02199 0 0 1 0 0001664591 Advent International GPE VIII-C Limited Partnership 800 BOYLSTON STREET BOSTON MA 02199 0 0 1 0 0001664766 Advent International GPE VIII-D Limited Partnership 800 BOYLSTON STREET BOSTON MA 02199 0 0 1 0 0001664584 Advent International GPE VIII-F Limited Partnership 800 BOYLSTON STREET BOSTON MA 02199 0 0 1 0 0001664582 Advent International GPE VIII-H Limited Partnership 800 BOYLSTON STREET BOSTON MA 02199 0 0 1 0 0001664748 Advent International GPE VIII-I Limited Partnership 800 BOYLSTON STREET BOSTON MA 02199 0 0 1 0 0001665372 Advent International GPE VIII-J Limited Partnership 800 BOYLSTON STREET BOSTON MA 02199 0 0 1 0 No securities are beneficially owned 0 D Each of the Reporting Persons may be deemed to have become a 10% Owner of the Issuer in connection with the entry into of certain Voting Agreements dated December 23, 2019 (the "Voting Agreements"), by and between Culligan International Company, on the one hand, and each of Douglas Brown and Element Partners (each, a "Stockholder"), representing an aggregate of 11,269,2014 shares of Issuers ordinary shares beneficially owned by the Stockholders. The Voting Agreements were entered into in connection with the Agreement and Plan of Merger dated December 23, 2019, by and among Culligan International Company, Amberjack Merger Sub Limited and the Issuer. The Reporting Persons exercise voting power in limited situations over such shares of the Issuer's ordinary shares through the grant of an irrevocable proxy by each of the Stockholders in the Voting Agreements. The Reporting Persons have no pecuniary interest in any of such shares of Issuer's common stock. Exhibit 99.1 (Joint Filer Information is incorporated herein by reference. This Amendment to Form 3 is the second of two Amendments to Form 3 being filed related to the same event. The Amendment to Form 3 has been split into two filings because there are more than 10 Reporting Persons in total, and the SEC's EDGAR filing system limits a single Form 3 to a maximum of 10 Reporting Persons. This Amendment is filed solely to add EDGAR CIKs for certain reporting persons. ADVENT INTERNATIONAL GPE VIII-B-1 LIMITED PARTNERSHIP By: GPE VIII GP S.A R.L. By: ADVENT INTERNATIONAL GPE VIII, LLC /s/ Justin Nuccio, Manager By: ADVENT INTERNATIONAL CORPORATION /s/ James Westra, General Counsel and Managing Partner 2020-02-05 EX-99.1 2 ex-99d1.htm EX-99.1

Exhibit 99.1

 

Joint Filer Information

 

Name of Joint Filer:

Advent International GPE VIII-B-1 Limited Partnership

 

 

Address of Joint Filer:

c/o Advent International Corporation

800 Boylston Street

Boston, MA 02199

 

 

Relationship of Joint Filer to Issuer:

10% Owner

 

 

Issuer Name and Ticker or Trading Symbol:

AquaVenture Holdings Limited [WAAS]

 

 

Date of Event Requiring Statement:

December 23, 2019

 

 

Designated Filer:

Advent International Corporation

 

ADVENT INTERNATIONAL GPE VIII-B-1 LIMITED PARTNERSHIP

 

 

By: GPE VIII GP S.À R.L., GENERAL PARTNER

 

 

 

By: ADVENT INTERNATIONAL GPE VIII, LLC, MANAGER

 

 

/s/ Justin Nuccio

 

Justin Nuccio, Manager

 

 

 

By: ADVENT INTERNATIONAL CORPORATION, MANAGER

 

 

/s/ James Westra

 

Name:

James Westra

 

Title:

General Counsel and Managing Partner

 

Date:

February 5, 2020

 

 

 

 

Joint Filer Information

 

Name of Joint Filer:

Advent International GPE VIII-B-2 Limited Partnership

 

 

Address of Joint Filer:

c/o Advent International Corporation

800 Boylston Street

Boston, MA 02199

 

 

Relationship of Joint Filer to Issuer:

10% Owner

 

 

Issuer Name and Ticker or Trading Symbol:

AquaVenture Holdings Limited [WAAS]

 

 

Date of Event Requiring Statement:

December 23, 2019

 

 

Designated Filer:

Advent International Corporation

 

ADVENT INTERNATIONAL GPE VIII-B-2 LIMITED PARTNERSHIP

 

 

 

By: GPE VIII GP S.À R.L., GENERAL PARTNER

 

 

 

By: ADVENT INTERNATIONAL GPE VIII, LLC, MANAGER

 

 

 

/s/ Justin Nuccio

 

Justin Nuccio, Manager

 

 

 

By: ADVENT INTERNATIONAL CORPORATION, MANAGER

 

 

 

/s/ James Westra

 

Name:

James Westra

 

Title:

General Counsel and Managing Partner

 

Date:

February 5, 2020

 

 

2

 

Joint Filer Information

 

Name of Joint Filer:

Advent International GPE VIII-B-3 Limited Partnership

 

 

Address of Joint Filer:

c/o Advent International Corporation

800 Boylston Street

Boston, MA 02199

 

 

Relationship of Joint Filer to Issuer:

10% Owner

 

 

Issuer Name and Ticker or Trading Symbol:

AquaVenture Holdings Limited [WAAS]

 

 

Date of Event Requiring Statement:

December 23, 2019

 

 

Designated Filer:

Advent International Corporation

 

ADVENT INTERNATIONAL GPE VIII-B-3 LIMITED PARTNERSHIP

 

 

 

By: GPE VIII GP S.À R.L., GENERAL PARTNER

 

 

 

By: ADVENT INTERNATIONAL GPE VIII, LLC, MANAGER

 

 

 

/s/ Justin Nuccio

 

Justin Nuccio, Manager

 

 

 

By: ADVENT INTERNATIONAL CORPORATION, MANAGER

 

 

 

/s/ James Westra

 

Name:

James Westra

 

Title:

General Counsel and Managing Partner

 

Date:

February 5, 2020

 

 

3

 

Joint Filer Information

 

Name of Joint Filer:

Advent International GPE VIII-B Limited Partnership

 

 

Address of Joint Filer:

c/o Advent International Corporation

800 Boylston Street

Boston, MA 02199

 

 

Relationship of Joint Filer to Issuer:

10% Owner

 

 

Issuer Name and Ticker or Trading Symbol:

AquaVenture Holdings Limited [WAAS]

 

 

Date of Event Requiring Statement:

December 23, 2019

 

 

Designated Filer:

Advent International Corporation

 

ADVENT INTERNATIONAL GPE VIII-B LIMITED PARTNERSHIP

 

 

 

By: GPE VIII GP S.À R.L., GENERAL PARTNER

 

 

 

By: ADVENT INTERNATIONAL GPE VIII, LLC, MANAGER

 

 

 

/s/ Justin Nuccio

 

Justin Nuccio, Manager

 

 

 

By: ADVENT INTERNATIONAL CORPORATION, MANAGER

 

 

 

/s/ James Westra

 

Name:

James Westra

 

Title:

General Counsel and Managing Partner

 

Date:

February 5, 2020

 

 

4

 

Joint Filer Information

 

Name of Joint Filer:

Advent International GPE VIII-C Limited Partnership

 

 

Address of Joint Filer:

c/o Advent International Corporation

800 Boylston Street

Boston, MA 02199

 

 

Relationship of Joint Filer to Issuer:

10% Owner

 

 

Issuer Name and Ticker or Trading Symbol:

AquaVenture Holdings Limited [WAAS]

 

 

Date of Event Requiring Statement:

December 23, 2019

 

 

Designated Filer:

Advent International Corporation

 

ADVENT INTERNATIONAL GPE VIII-C LIMITED PARTNERSHIP

 

 

 

By: GPE VIII GP S.À R.L., GENERAL PARTNER

 

 

 

By: ADVENT INTERNATIONAL GPE VIII, LLC, MANAGER

 

 

 

/s/ Justin Nuccio

 

Justin Nuccio, Manager

 

 

 

By: ADVENT INTERNATIONAL CORPORATION, MANAGER

 

 

 

/s/ James Westra

 

Name:

James Westra

 

Title:

General Counsel and Managing Partner

 

Date:

February 5, 2020

 

 

5

 

Joint Filer Information

 

Name of Joint Filer:

Advent International GPE VIII-D Limited Partnership

 

 

Address of Joint Filer:

c/o Advent International Corporation

800 Boylston Street

Boston, MA 02199

 

 

Relationship of Joint Filer to Issuer:

10% Owner

 

 

Issuer Name and Ticker or Trading Symbol:

AquaVenture Holdings Limited [WAAS]

 

 

Date of Event Requiring Statement:

December 23, 2019

 

 

Designated Filer:

Advent International Corporation

 

ADVENT INTERNATIONAL GPE VIII-D LIMITED PARTNERSHIP

 

 

 

By: GPE VIII GP S.À R.L., GENERAL PARTNER

 

 

 

By: ADVENT INTERNATIONAL GPE VIII, LLC, MANAGER

 

 

 

/s/ Justin Nuccio

 

Justin Nuccio, Manager

 

 

 

By: ADVENT INTERNATIONAL CORPORATION, MANAGER

 

 

 

/s/ James Westra

 

Name:

James Westra

 

Title:

General Counsel and Managing Partner

 

Date:

February 5, 2020

 

 

6

 

Joint Filer Information

 

Name of Joint Filer:

Advent International GPE VIII-F Limited Partnership

 

 

Address of Joint Filer:

c/o Advent International Corporation

800 Boylston Street

Boston, MA 02199

 

 

Relationship of Joint Filer to Issuer:

10% Owner

 

 

Issuer Name and Ticker or Trading Symbol:

AquaVenture Holdings Limited [WAAS]

 

 

Date of Event Requiring Statement:

December 23, 2019

 

 

Designated Filer:

Advent International Corporation

 

ADVENT INTERNATIONAL GPE VIII-F LIMITED PARTNERSHIP

 

 

 

By: GPE VIII GP S.À R.L., GENERAL PARTNER

 

 

 

By: ADVENT INTERNATIONAL GPE VIII, LLC, MANAGER

 

 

 

/s/ Justin Nuccio

 

Justin Nuccio, Manager

 

 

 

By: ADVENT INTERNATIONAL CORPORATION, MANAGER

 

 

 

/s/ James Westra

 

Name:

James Westra

 

Title:

General Counsel and Managing Partner

 

Date:

February 5, 2020

 

 

7

 

Joint Filer Information

 

Name of Joint Filer:

Advent International GPE VIII-H Limited Partnership

 

 

Address of Joint Filer:

c/o Advent International Corporation

800 Boylston Street

Boston, MA 02199

 

 

Relationship of Joint Filer to Issuer:

10% Owner

 

 

Issuer Name and Ticker or Trading Symbol:

AquaVenture Holdings Limited [WAAS]

 

 

Date of Event Requiring Statement:

December 23, 2019

 

 

Designated Filer:

Advent International Corporation

 

ADVENT INTERNATIONAL GPE VIII-H LIMITED PARTNERSHIP

 

 

 

By: GPE VIII GP S.À R.L., GENERAL PARTNER

 

 

 

By: ADVENT INTERNATIONAL GPE VIII, LLC, MANAGER

 

 

 

/s/ Justin Nuccio

 

Justin Nuccio, Manager

 

 

 

By: ADVENT INTERNATIONAL CORPORATION, MANAGER

 

 

 

/s/ James Westra

 

Name:

James Westra

 

Title:

General Counsel and Managing Partner

 

Date:

February 5, 2020

 

 

8

 

Joint Filer Information

 

Name of Joint Filer:

Advent International GPE VIII-I Limited Partnership

 

 

Address of Joint Filer:

c/o Advent International Corporation

800 Boylston Street

Boston, MA 02199

 

 

Relationship of Joint Filer to Issuer:

10% Owner

 

 

Issuer Name and Ticker or Trading Symbol:

AquaVenture Holdings Limited [WAAS]

 

 

Date of Event Requiring Statement:

December 23, 2019

 

 

Designated Filer:

Advent International Corporation

 

ADVENT INTERNATIONAL GPE VIII-I LIMITED PARTNERSHIP

 

 

 

By: GPE VIII GP S.À R.L., GENERAL PARTNER

 

 

 

By: ADVENT INTERNATIONAL GPE VIII, LLC, MANAGER

 

 

 

/s/ Justin Nuccio

 

Justin Nuccio, Manager

 

 

 

By: ADVENT INTERNATIONAL CORPORATION, MANAGER

 

 

 

/s/ James Westra

 

Name:

James Westra

 

Title:

General Counsel and Managing Partner

 

Date:

February 5, 2020

 

 

9

 

Joint Filer Information

 

Name of Joint Filer:

Advent International GPE VIII-J Limited Partnership

 

 

Address of Joint Filer:

c/o Advent International Corporation

800 Boylston Street

Boston, MA 02199

 

 

Relationship of Joint Filer to Issuer:

10% Owner

 

 

Issuer Name and Ticker or Trading Symbol:

AquaVenture Holdings Limited [WAAS]

 

 

Date of Event Requiring Statement:

December 23, 2019

 

 

Designated Filer:

Advent International Corporation

 

ADVENT INTERNATIONAL GPE VIII-J LIMITED PARTNERSHIP

 

 

 

By: GPE VIII GP S.À R.L., GENERAL PARTNER

 

 

 

By: ADVENT INTERNATIONAL GPE VIII, LLC, MANAGER

 

 

 

/s/ Justin Nuccio

 

Justin Nuccio, Manager

 

 

 

By: ADVENT INTERNATIONAL CORPORATION, MANAGER

 

 

 

/s/ James Westra

 

Name:

James Westra

 

Title:

General Counsel and Managing Partner

 

Date:

February 5, 2020

 

 

10