0001422508-20-000003.txt : 20200423
0001422508-20-000003.hdr.sgml : 20200423
20200423155749
ACCESSION NUMBER: 0001422508-20-000003
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200331
FILED AS OF DATE: 20200423
DATE AS OF CHANGE: 20200423
EFFECTIVENESS DATE: 20200423
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Montecito Bank & Trust
CENTRAL INDEX KEY: 0001422508
IRS NUMBER: 952900153
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13052
FILM NUMBER: 20810961
BUSINESS ADDRESS:
STREET 1: P.O. BOX 1440
CITY: SANTA BARBARA
STATE: CA
ZIP: 93102
BUSINESS PHONE: 805-564-0281
MAIL ADDRESS:
STREET 1: P.O. BOX 1440
CITY: SANTA BARBARA
STATE: CA
ZIP: 93102
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001422508
XXXXXXXX
03-31-2020
03-31-2020
Montecito Bank & Trust
P.O. BOX 1440
SANTA BARBARA
CA
93102
13F HOLDINGS REPORT
028-13052
N
Peter Madlem
CIO
8055640281
Peter Madlem
Santa Barbara
CA
04-23-2020
0
189
305327
false
INFORMATION TABLE
2
Montecito03312020.xml
ALERIAN MLP ETF
Com
00162Q866
263
76350
SH
SOLE
0
76350
0
0
AT&T INC
Com
00206R102
548
18787
SH
SOLE
0
18787
0
0
AT&T INC
Com
00206R102
73
2509
SH
DFND
0
2509
0
0
ABBVIE INC
Com
00287Y109
2722
35728
SH
SOLE
0
35728
0
0
ABBVIE INC
Com
00287Y109
379
4969
SH
DFND
0
4969
0
0
ADOBE SYSTEMS INC
Com
00724F101
644
2024
SH
SOLE
0
2024
0
0
ALEXION PHARMACEUTICALS INC COM
Com
015351109
322
3582
SH
SOLE
0
3582
0
0
ALEXION PHARMACEUTICALS INC COM
Com
015351109
163
1818
SH
DFND
0
1818
0
0
ALPHABET INC-CL C
Com
02079K107
969
833
SH
SOLE
0
833
0
0
ALPHABET INC-CL C
Com
02079K107
31
27
SH
DFND
0
27
0
0
ALPHABET INC-CL A
Com
02079K305
2165
1863
SH
SOLE
0
1863
0
0
ALPHABET INC-CL A
Com
02079K305
93
80
SH
DFND
0
80
0
0
ALTRIA GROUP INC
Com
02209S103
313
8090
SH
SOLE
0
8090
0
0
ALTRIA GROUP INC
Com
02209S103
75
1935
SH
DFND
0
1935
0
0
AMERIPRISE FINANCIAL INC
Com
03076C106
631
6162
SH
SOLE
0
6162
0
0
AMERIPRISE FINANCIAL INC
Com
03076C106
72
700
SH
DFND
0
700
0
0
Bank of America
Pfd Stk
060505EH3
254
250000
SH
SOLE
0
250000
0
0
Bank Amer Corp
Pfd Stk
060505EU4
105
100000
SH
SOLE
0
100000
0
0
BIOGEN INC
Com
09062X103
328
1037
SH
SOLE
0
1037
0
0
BLACKROCK INC
Com
09247X101
483
1098
SH
SOLE
0
1098
0
0
BLACKROCK INC
Com
09247X101
13
29
SH
DFND
0
29
0
0
BRISTOL-MYERS SQUIBB CO
Com
110122108
687
12326
SH
SOLE
0
12326
0
0
BRISTOL-MYERS SQUIBB CO
Com
110122108
505
9055
SH
DFND
0
9055
0
0
CF INDUSTRIES HOLDINGS INC
Com
125269100
345
12685
SH
SOLE
0
12685
0
0
CVS HEALTH CORP
Com
126650100
775
13055
SH
SOLE
0
13055
0
0
CVS HEALTH CORP
Com
126650100
15
250
SH
DFND
0
250
0
0
CAPITAL ONE FINANCIAL CORP
Com
14040H105
285
5647
SH
SOLE
0
5647
0
0
CATERPILLAR INC
Com
149123101
347
2988
SH
SOLE
0
2988
0
0
CATERPILLAR INC
Com
149123101
60
520
SH
DFND
0
520
0
0
CHEVRON CORP
Com
166764100
1583
21847
SH
SOLE
0
21497
0
350
CHEVRON CORP
Com
166764100
61
844
SH
DFND
0
844
0
0
CINEMARK HOLDINGS INC
Com
17243V102
214
21000
SH
SOLE
0
21000
0
0
CISCO SYSTEMS INC
Com
17275R102
1331
33849
SH
SOLE
0
33849
0
0
CISCO SYSTEMS INC
Com
17275R102
138
3500
SH
DFND
0
3500
0
0
CLOROX COMPANY
Com
189054109
637
3675
SH
SOLE
0
3675
0
0
COCA-COLA CO/THE
Com
191216100
5493
124140
SH
SOLE
0
123440
0
700
COCA-COLA CO/THE
Com
191216100
31
696
SH
DFND
0
696
0
0
COMCAST CORP-CLASS A
Com
20030N101
201
5856
SH
SOLE
0
5856
0
0
COMCAST CORP-CLASS A
Com
20030N101
45
1296
SH
DFND
0
1296
0
0
CONOCOPHILLIPS
Com
20825C104
457
14829
SH
SOLE
0
14829
0
0
CONOCOPHILLIPS
Com
20825C104
26
856
SH
DFND
0
856
0
0
CONSTELLATION BRANDS INC-A
Com
21036P108
340
2372
SH
SOLE
0
2372
0
0
CORESITE REALTY CORP
Com
21870Q105
254
2195
SH
SOLE
0
2195
0
0
COSTCO WHOLESALE CORP
Com
22160K105
2896
10158
SH
SOLE
0
10158
0
0
CUMMINS INC
Com
231021106
457
3379
SH
SOLE
0
3379
0
0
DTE ENERGY COMPANY
Com
233331107
394
4150
SH
SOLE
0
4150
0
0
DANAHER CORP
Com
235851102
795
5743
SH
SOLE
0
5743
0
0
DANAHER CORP
Com
235851102
205
1482
SH
DFND
0
1482
0
0
WALT DISNEY CO/THE
Com
254687106
3383
35021
SH
SOLE
0
35021
0
0
WALT DISNEY CO/THE
Com
254687106
41
425
SH
DFND
0
425
0
0
DOMINION RESOURCES INC/VA
Com
25746U109
1258
17431
SH
SOLE
0
17431
0
0
Duke Realty Corp
Com
264411505
218
6732
SH
SOLE
0
6732
0
0
ECOLAB INC
Com
278865100
1158
7429
SH
SOLE
0
7429
0
0
EMERSON ELECTRIC CO
Com
291011104
501
10514
SH
SOLE
0
10114
0
400
EMERSON ELECTRIC CO
Com
291011104
135
2830
SH
DFND
0
2830
0
0
ENBRIDGE INC
Com
29250N105
1125
38678
SH
SOLE
0
38678
0
0
ENBRIDGE INC
Com
29250N105
208
7151
SH
DFND
0
7151
0
0
ENTERPRISE PRODUCTS PARTNERS
Com
293792107
363
25384
SH
SOLE
0
25384
0
0
EXXON MOBIL CORP
Com
30231G102
698
18373
SH
SOLE
0
18373
0
0
EXXON MOBIL CORP
Com
30231G102
451
11870
SH
DFND
0
11870
0
0
FACEBOOK INC-A
Com
30303M102
651
3900
SH
SOLE
0
3900
0
0
FACEBOOK INC-A
Com
30303M102
118
706
SH
DFND
0
706
0
0
FEDEX CORP
Com
31428X106
354
2920
SH
SOLE
0
2920
0
0
FEDEX CORP
Com
31428X106
221
1820
SH
DFND
0
1820
0
0
FISERV INC
Com
337738108
1721
18117
SH
SOLE
0
18117
0
0
FISERV INC
Com
337738108
119
1250
SH
DFND
0
1250
0
0
FRANKLIN CALIF TAX FREE INCOME
Com
352518104
1172
156526
SH
SOLE
0
156526
0
0
GENERAL MILLS INC
Com
370334104
374
7087
SH
SOLE
0
7087
0
0
GENERAL MILLS INC
Com
370334104
59
1120
SH
DFND
0
1120
0
0
GILEAD SCIENCES INC
Com
375558103
478
6388
SH
SOLE
0
6388
0
0
GILEAD SCIENCES INC
Com
375558103
19
250
SH
DFND
0
250
0
0
GLOBAL X S&P 500 CATHOLIC VALUES ETF
Com
37954Y889
204
6400
SH
SOLE
0
6400
0
0
GOLDMAN SACHS GROUP INC
Com
38141G104
348
2254
SH
SOLE
0
2254
0
0
GOLDMAN ACTIVEBETA US LC ETF
Com
381430503
552
10580
SH
SOLE
0
10580
0
0
WW GRAINGER INC
Com
384802104
437
1759
SH
DFND
0
1759
0
0
HP INC
Com
40434L105
411
23695
SH
SOLE
0
23695
0
0
HP INC
Com
40434L105
47
2700
SH
DFND
0
2700
0
0
HOME DEPOT INC
Com
437076102
530
2841
SH
SOLE
0
2841
0
0
HOME DEPOT INC
Com
437076102
333
1785
SH
DFND
0
1785
0
0
HONEYWELL INTERNATIONAL INC
Com
438516106
1932
14442
SH
SOLE
0
14442
0
0
HONEYWELL INTERNATIONAL INC
Com
438516106
44
329
SH
DFND
0
329
0
0
ILLINOIS TOOL WORKS
Com
452308109
615
4326
SH
SOLE
0
4326
0
0
INTEL CORP
Com
458140100
2783
51417
SH
SOLE
0
51417
0
0
INTEL CORP
Com
458140100
595
10996
SH
DFND
0
10996
0
0
INTL BUSINESS MACHINES CORP
Com
459200101
977
8809
SH
SOLE
0
8809
0
0
INTL BUSINESS MACHINES CORP
Com
459200101
247
2225
SH
DFND
0
2225
0
0
INVESCO QQQ TRUST
Com
46090E103
3046
15998
SH
SOLE
0
15998
0
0
INVESCO S&P SMALLCAP HEALTH CARE ETF
Com
46138E149
897
8678
SH
SOLE
0
8678
0
0
INVESCO S&P SMALLCAP HEALTH CARE ETF
Com
46138E149
29
280
SH
DFND
0
280
0
0
INVESTMENT MANGERS SER TR WCM
Com
461418444
176
11171
SH
SOLE
0
11171
0
0
ISHARES GOLD TRUST ISHARES
Com
464285105
1214
80557
SH
SOLE
0
80557
0
0
ISHARES CORE S&P US STOCK MARKET ETF
Com
464287150
2432
42510
SH
SOLE
0
42510
0
0
ISHARES DJ SELECT DIVIDEND ETF
Com
464287168
438
5951
SH
SOLE
0
5951
0
0
ISHARES DJ SELECT DIVIDEND ETF
Com
464287168
16
220
SH
DFND
0
220
0
0
ISHARES CORE S&P 500 ETF
Com
464287200
3432
13281
SH
SOLE
0
13281
0
0
ISHARES MSCI EMERGING MKT ETF
Com
464287234
704
20614
SH
SOLE
0
20614
0
0
ISHARES MSCI EMERGING MKT ETF
Com
464287234
49
1424
SH
DFND
0
1424
0
0
ISHARES S&P GLOBAL TECHNOLOGY SECTOR
Com
464287291
1752
9608
SH
SOLE
0
9608
0
0
ISHARES S&P 500 GROWTH ETF
Com
464287309
718
4348
SH
SOLE
0
4348
0
0
ISHARES S&P 500 VALUE ETF
Com
464287408
396
4116
SH
SOLE
0
4116
0
0
ISHARES MSCI EAFE ETF
Com
464287465
4703
87971
SH
SOLE
0
87971
0
0
ISHARES MSCI EAFE ETF
Com
464287465
59
1097
SH
DFND
0
1097
0
0
ISHARES RUSSELL MIDCAP VALUE ETF
Com
464287473
227
3543
SH
SOLE
0
3543
0
0
ISHARES RUSSELL MIDCAP ETF
Com
464287499
1232
28549
SH
SOLE
0
28549
0
0
ISHARES CORE S&P MID-CAP ETF
Com
464287507
7596
52801
SH
SOLE
0
52801
0
0
ISHARES CORE S&P MID-CAP ETF
Com
464287507
135
940
SH
DFND
0
940
0
0
ISHARES EXPANDED TECH- SOFTWARE SECTOR ETF
Com
464287515
371
1765
SH
SOLE
0
1765
0
0
ISHARES RUSSELL 1000 VALUE ETF
Com
464287598
9513
95913
SH
SOLE
0
95913
0
0
ISHARES RUSSELL 1000 VALUE ETF
Com
464287598
137
1384
SH
DFND
0
1384
0
0
ISHARES S&P MIDCAP 400/GRWTH ETF
Com
464287606
580
3251
SH
SOLE
0
3251
0
0
ISHARES RUSSELL 1000 GROWTH ETF
Com
464287614
22390
148622
SH
SOLE
0
148622
0
0
ISHARES RUSSELL 1000 GROWTH ETF
Com
464287614
356
2365
SH
DFND
0
2365
0
0
ISHARES RUSSELL 1000 ETF
Com
464287622
1458
10302
SH
SOLE
0
10302
0
0
ISHARES RUSSELL 2000 GROWTH ETF
Com
464287648
3496
22105
SH
SOLE
0
22105
0
0
ISHARES RUSSELL 2000 GROWTH ETF
Com
464287648
28
175
SH
DFND
0
175
0
0
ISHARES RUSSELL 2000 ETF
Com
464287655
3232
28237
SH
SOLE
0
28237
0
0
ISHARES RUSSELL 2000 ETF
Com
464287655
7
59
SH
DFND
0
59
0
0
ISHARES S&P MIDCAP 400/VALUE ETF
Com
464287705
420
3825
SH
SOLE
0
3825
0
0
ISHARES DJ US TECHNOLOGY SEC ETF
Com
464287721
1717
8403
SH
SOLE
0
8403
0
0
ISHARES DJ US TECHNOLOGY SEC ETF
Com
464287721
50
244
SH
DFND
0
244
0
0
ISHARES CORE S&P SMALL-CAP ETF
Com
464287804
3135
55866
SH
SOLE
0
55866
0
0
ISHARES CORE S&P SMALL-CAP ETF
Com
464287804
328
5847
SH
DFND
0
5847
0
0
ISHARES S&P SMALLCAP 600/VAL ETF
Com
464287879
210
2100
SH
SOLE
0
2100
0
0
ISHARES S&P SMALLCAP/600 GROWTH ETF
Com
464287887
441
3200
SH
SOLE
0
3200
0
0
ISHARES MSCI ACWI ETF
Com
464288257
616
9840
SH
SOLE
0
9840
0
0
ISHARES MSCI EAFE SMALL CAP ETF
Com
464288273
269
6005
SH
SOLE
0
6005
0
0
ISHARES MSCI EAFE SMALL CAP ETF
Com
464288273
39
876
SH
DFND
0
876
0
0
ISHARES JPMORGAN USD EMERGING MKTS BOND ETF
Com
464288281
2052
21228
SH
SOLE
0
21228
0
0
ISHARES JPMORGAN USD EMERGING MKTS BOND ETF
Com
464288281
26
267
SH
DFND
0
267
0
0
ISHARES TR MBS ETF
Com
464288588
3067
27774
SH
SOLE
0
27774
0
0
ISHARES S&P PREF STK ETF
Com
464288687
751
23581
SH
SOLE
0
23581
0
0
ISHARES DJ US MEDICAL DEVICE ETF
Com
464288810
643
2854
SH
SOLE
0
2854
0
0
ISHARES CORE US TREASURY BOND ETF
Com
46429B267
21667
773552
SH
SOLE
0
773552
0
0
ISHARES CORE US TREASURY BOND ETF
Com
46429B267
687
24522
SH
DFND
0
24522
0
0
ISHARES TR FLTG RATE NT ETF
Com
46429B655
777
15940
SH
SOLE
0
15940
0
0
ISHARES TR MIN VOL USA ETF
Com
46429B697
13040
241435
SH
SOLE
0
241435
0
0
ISHARES TR MIN VOL USA ETF
Com
46429B697
233
4310
SH
DFND
0
4310
0
0
ISHARES SHORT MATURITY BOND ETF
Com
46431W507
5842
120476
SH
SOLE
0
120476
0
0
ISHARES SHORT MATURITY BOND ETF
Com
46431W507
32
650
SH
DFND
0
650
0
0
ISHARES EDGE MSCI USA QUALITY
Com
46432F339
5138
63403
SH
SOLE
0
63403
0
0
ISHARES EDGE MSCI USA QUALITY
Com
46432F339
20
250
SH
DFND
0
250
0
0
ISHARES CORE MSCI EAFE ETF
Com
46432F842
5414
108518
SH
SOLE
0
108518
0
0
ISHARES CORE MSCI EAFE ETF
Com
46432F842
428
8572
SH
DFND
0
8572
0
0
ISHARES CORE MSCI EMERGING MARKETS ETF
Com
46434G103
1214
29997
SH
SOLE
0
29997
0
0
ISHARES CORE MSCI EMERGING MARKETS ETF
Com
46434G103
272
6733
SH
DFND
0
6733
0
0
ISHARES MSCI EM ESG OPTIMIZED
Com
46434G863
1347
49212
SH
SOLE
0
49212
0
0
ISHARES 0-5 YEAR HIGH YIELD CORP BOND ETF
Com
46434V407
1616
39548
SH
SOLE
0
39548
0
0
ISHA CURR HEDGED MSCI EAFE
Com
46434V803
399
16485
SH
SOLE
0
16485
0
0
ISHARES MSCI USA ESG OPTIMIZED ETF
Com
46435G425
1813
31530
SH
SOLE
0
31530
0
0
JPMORGAN CHASE & CO
Com
46625H100
2863
31806
SH
SOLE
0
31806
0
0
JPMORGAN CHASE & CO
Com
46625H100
99
1105
SH
DFND
0
1105
0
0
Jpmorgan Chase & Co
Pfd Stk
46625HJQ4
261
250000
SH
SOLE
0
250000
0
0
Jpmorgan Chase & Co
Pfd Stk
46625HKK5
65
70000
SH
SOLE
0
70000
0
0
JOHNSON & JOHNSON
Com
478160104
1529
11662
SH
SOLE
0
11412
0
250
JOHNSON & JOHNSON
Com
478160104
1182
9015
SH
DFND
0
9015
0
0
KIMBERLY-CLARK CORP
Com
494368103
2103
16450
SH
SOLE
0
16175
0
275
KIMBERLY-CLARK CORP
Com
494368103
275
2148
SH
DFND
0
2148
0
0
LKQ CORPORATION
Com
501889208
268
13090
SH
SOLE
0
13090
0
0
LKQ CORPORATION
Com
501889208
59
2900
SH
DFND
0
2900
0
0
ELI LILLY & CO
Com
532457108
1049
7565
SH
SOLE
0
7565
0
0
LOWE'S COS INC
Com
548661107
456
5294
SH
SOLE
0
5294
0
0
LOWE'S COS INC
Com
548661107
14
160
SH
DFND
0
160
0
0
MASTERCARD INC-CLASS A
Com
57636Q104
485
2007
SH
SOLE
0
2007
0
0
MASTERCARD INC-CLASS A
Com
57636Q104
138
570
SH
DFND
0
570
0
0
MCDONALD'S CORP
Com
580135101
1022
6180
SH
SOLE
0
6180
0
0
MCDONALD'S CORP
Com
580135101
17
100
SH
DFND
0
100
0
0
MCKESSON CORP
Com
58155Q103
361
2672
SH
SOLE
0
2672
0
0
MCKESSON CORP
Com
58155Q103
108
800
SH
DFND
0
800
0
0
MERCK & CO. INC.
Com
58933Y105
668
8685
SH
SOLE
0
8685
0
0
MERCK & CO. INC.
Com
58933Y105
659
8560
SH
DFND
0
8560
0
0
Metlife Inc Pfd
Pfd Stk
59156RBP2
35
40000
SH
SOLE
0
40000
0
0
MICROSOFT CORP
Com
594918104
5039
31953
SH
SOLE
0
31953
0
0
MICROSOFT CORP
Com
594918104
2094
13277
SH
DFND
0
13277
0
0
MONDELEZ INTERNATIONAL INC-A
Com
609207105
516
10305
SH
SOLE
0
10305
0
0
MONDELEZ INTERNATIONAL INC-A
Com
609207105
140
2790
SH
DFND
0
2790
0
0
MOTOROLA SOLUTIONS INC
Com
620076307
1132
8516
SH
SOLE
0
8516
0
0
MOTOROLA SOLUTIONS INC
Com
620076307
154
1162
SH
DFND
0
1162
0
0
NEXTERA ENERGY INC
Com
65339F101
510
2121
SH
SOLE
0
2121
0
0
NEXTERA ENERGY INC
Com
65339F101
25
102
SH
DFND
0
102
0
0
NIKE INC -CL B
Com
654106103
1284
15520
SH
SOLE
0
15520
0
0
NOVARTIS AG-SPONSORED ADR
Com
66987V109
397
4810
SH
SOLE
0
4810
0
0
NOVARTIS AG-SPONSORED ADR
Com
66987V109
35
430
SH
DFND
0
430
0
0
NVIDIA CORP
Com
67066G104
3330
12634
SH
SOLE
0
12634
0
0
NVIDIA CORP
Com
67066G104
153
579
SH
DFND
0
579
0
0
ORACLE CORP
Com
68389X105
444
9183
SH
SOLE
0
9183
0
0
ORACLE CORP
Com
68389X105
6
115
SH
DFND
0
115
0
0
PAYPAL HOLDINGS INC
Com
70450Y103
541
5655
SH
SOLE
0
5655
0
0
PEPSICO INC
Com
713448108
923
7682
SH
SOLE
0
7507
0
175
PEPSICO INC
Com
713448108
710
5913
SH
DFND
0
5913
0
0
PFIZER INC
Com
717081103
1752
53686
SH
SOLE
0
53686
0
0
PFIZER INC
Com
717081103
303
9286
SH
DFND
0
9286
0
0
PHILIP MORRIS INTERNATIONAL
Com
718172109
431
5909
SH
SOLE
0
5909
0
0
PHILIP MORRIS INTERNATIONAL
Com
718172109
145
1985
SH
DFND
0
1985
0
0
PROCTER & GAMBLE CO/THE
Com
742718109
2456
22326
SH
SOLE
0
22076
0
250
PROCTER & GAMBLE CO/THE
Com
742718109
513
4664
SH
DFND
0
4664
0
0
PUBLIC SERVICE ENTERPRISE GP
Com
744573106
446
9922
SH
SOLE
0
9922
0
0
PUBLIC SERVICE ENTERPRISE GP
Com
744573106
28
616
SH
DFND
0
616
0
0
QUALCOMM INC
Com
747525103
367
5421
SH
SOLE
0
5421
0
0
QUALCOMM INC
Com
747525103
37
543
SH
DFND
0
543
0
0
ROPER TECHNOLOGIES INC
Com
776696106
361
1157
SH
SOLE
0
1157
0
0
ROPER TECHNOLOGIES INC
Com
776696106
103
330
SH
DFND
0
330
0
0
ROYCE PENNSYLVANIA MUTUAL FUND
Com
780905840
192
29162
SH
SOLE
0
29162
0
0
SPDR S&P 500 ETF TRUST
Com
78462F103
7973
30935
SH
SOLE
0
30935
0
0
SPDR S&P 500 ETF TRUST
Com
78462F103
46
177
SH
DFND
0
177
0
0
SPDR GOLD TRUST
Com
78463V107
1168
7891
SH
SOLE
0
7891
0
0
SPDR MSCI ACWI EX-US
Com
78463X848
11221
568993
SH
SOLE
0
568993
0
0
SPDR DJ WILSHIRE INTL REAL ESTATE
Com
78463X863
236
8800
SH
SOLE
0
8800
0
0
SPDR BBG BARC CONVERTIBLE
Com
78464A359
4859
101531
SH
SOLE
0
101531
0
0
SPDR BBG BARC CONVERTIBLE
Com
78464A359
258
5400
SH
DFND
0
5400
0
0
KBW BANK ETF
Com
78464A797
216
8020
SH
SOLE
0
8020
0
0
KBW BANK ETF
Com
78464A797
15
540
SH
DFND
0
540
0
0
SPDR S&P BIOTECH ETF
Com
78464A870
302
3900
SH
SOLE
0
3900
0
0
SPDR S&P MIDCAP 400 ETF TRUST
Com
78467Y107
995
3785
SH
SOLE
0
3785
0
0
SVB FINANCIAL GROUP
Com
78486Q101
302
2000
SH
SOLE
0
2000
0
0
The Charles Schwab Corporation
Pfd Stk
808513AP0
55
60000
SH
SOLE
0
60000
0
0
HEALTH CARE SELECT SECTOR SPDR
Com
81369Y209
1322
14920
SH
SOLE
0
14920
0
0
HEALTH CARE SELECT SECTOR SPDR
Com
81369Y209
40
450
SH
DFND
0
450
0
0
CONSUMER STAPLES SELECT SECTOR SPDR
Com
81369Y308
676
12403
SH
SOLE
0
12403
0
0
CONSUMER DISCRETIONARY SELT
Com
81369Y407
993
10123
SH
SOLE
0
10123
0
0
FINANCIAL SELECT SECTOR SPDR
Com
81369Y605
215
10344
SH
SOLE
0
10344
0
0
TECHNOLOGY SELECT SECT SPDR
Com
81369Y803
1686
20979
SH
SOLE
0
20979
0
0
UTILITIES SELECT SECTOR SPDR
Com
81369Y886
1985
35823
SH
SOLE
0
35823
0
0
UTILITIES SELECT SECTOR SPDR
Com
81369Y886
16
280
SH
DFND
0
280
0
0
SOUTHERN CO/THE
Com
842587107
254
4697
SH
SOLE
0
4697
0
0
SOUTHERN CO/THE
Com
842587107
110
2038
SH
DFND
0
2038
0
0
STANLEY BLACK & DECKER INC
Com
854502101
485
4851
SH
SOLE
0
4851
0
0
Alta Properties, Inc.
Com
863012544
93
12544
SH
SOLE
0
12544
0
0
Alta Properties, Inc.
Com
863112000
89
12000
SH
SOLE
0
12000
0
0
TJX COMPANIES INC
Com
872540109
244
5110
SH
SOLE
0
5110
0
0
THERMO FISHER SCIENTIFIC INC
Com
883556102
964
3400
SH
SOLE
0
3400
0
0
THERMO FISHER SCIENTIFIC INC
Com
883556102
194
684
SH
DFND
0
684
0
0
3M CO
Com
88579Y101
674
4936
SH
SOLE
0
4936
0
0
3M CO
Com
88579Y101
433
3170
SH
DFND
0
3170
0
0
TOYOTA MOTOR CORP -SPON ADR
Com
892331307
309
2575
SH
SOLE
0
2575
0
0
TYSON FOODS INC-CL A
Com
902494103
322
5567
SH
SOLE
0
5567
0
0
TYSON FOODS INC-CL A
Com
902494103
109
1885
SH
DFND
0
1885
0
0
US BANCORP
Com
902973304
193
5615
SH
SOLE
0
5615
0
0
US BANCORP
Com
902973304
28
820
SH
DFND
0
820
0
0
UNION PACIFIC CORP
Com
907818108
920
6520
SH
SOLE
0
6520
0
0
UNION PACIFIC CORP
Com
907818108
416
2949
SH
DFND
0
2949
0
0
UNITED PARCEL SERVICE-CL B
Com
911312106
274
2938
SH
SOLE
0
2938
0
0
UNITED TECHNOLOGIES CORP
Com
913017109
1075
11392
SH
SOLE
0
11392
0
0
UNITED TECHNOLOGIES CORP
Com
913017109
122
1295
SH
DFND
0
1295
0
0
UNITEDHEALTH GROUP INC
Com
91324P102
319
1279
SH
SOLE
0
1279
0
0
UNITEDHEALTH GROUP INC
Com
91324P102
42
170
SH
DFND
0
170
0
0
UNUM GROUP
Com
91529Y106
235
15671
SH
SOLE
0
15671
0
0
VALERO ENERGY CORP
Com
91913Y100
296
6532
SH
SOLE
0
6532
0
0
VALERO ENERGY CORP
Com
91913Y100
45
1000
SH
DFND
0
1000
0
0
VANGUARD DIVIDEND APPREC ETF
Com
921908844
1686
16305
SH
SOLE
0
16305
0
0
VANGUARD FTSE DEVELOPED MARKETS ETF
Com
921943858
234
7030
SH
SOLE
0
7030
0
0
VANGUARD FTSE DEVELOPED MARKETS ETF
Com
921943858
113
3400
SH
DFND
0
3400
0
0
VANGUARD HIGH DVD YIELD ETF
Com
921946406
431
6093
SH
SOLE
0
6093
0
0
VANGUARD HIGH DVD YIELD ETF
Com
921946406
117
1657
SH
DFND
0
1657
0
0
VANGUARD INTL DIVIDEND APPRECIATION ETF
Com
921946810
1332
22848
SH
SOLE
0
22848
0
0
VANGUARD FTSE ALL-WORLD EX-US
Com
922042775
635
15482
SH
SOLE
0
15482
0
0
VANGUARD FTSE EMERGING MARKETS ETF
Com
922042858
330
9830
SH
SOLE
0
9830
0
0
VANGUARD FTSE EMERGING MARKETS ETF
Com
922042858
220
6552
SH
DFND
0
6552
0
0
VANGUARD INTL EQUITY INDEX PACIFIC ETF
Com
922042866
268
4864
SH
SOLE
0
4864
0
0
VANGUARD SHORT-TERM CORP BO
Com
92206C409
3431
43372
SH
SOLE
0
43372
0
0
VANGUARD SHORT-TERM CORP BO
Com
92206C409
115
1450
SH
DFND
0
1450
0
0
VANGUARD S&P 500 ETF
Com
922908363
431
1821
SH
SOLE
0
1821
0
0
VANGUARD REAL ESTATE ETF
Com
922908553
951
13617
SH
SOLE
0
13617
0
0
VANGUARD REAL ESTATE ETF
Com
922908553
68
971
SH
DFND
0
971
0
0
VANGUARD IND FD MID-CAP
Com
922908629
293
2224
SH
SOLE
0
2224
0
0
VANGUARD IND FD MID-CAP
Com
922908629
185
1403
SH
DFND
0
1403
0
0
VANGUARD GROWTH INDEX FUND
Com
922908736
101
645
SH
SOLE
0
645
0
0
VANGUARD GROWTH INDEX FUND
Com
922908736
102
653
SH
DFND
0
653
0
0
VANGUARD SMALL-CAP ETF
Com
922908751
147
1270
SH
SOLE
0
1270
0
0
VANGUARD SMALL-CAP ETF
Com
922908751
92
800
SH
DFND
0
800
0
0
VERIZON COMMUNICATIONS INC
Com
92343V104
3735
69522
SH
SOLE
0
69522
0
0
VERIZON COMMUNICATIONS INC
Com
92343V104
34
640
SH
DFND
0
640
0
0
VISA INC-CLASS A SHARES
Com
92826C839
2192
13605
SH
SOLE
0
13255
0
350
VISA INC-CLASS A SHARES
Com
92826C839
48
300
SH
DFND
0
300
0
0
WALMART INC
Com
931142103
1444
12711
SH
SOLE
0
12711
0
0
WALMART INC
Com
931142103
205
1800
SH
DFND
0
1800
0
0
WALGREENS BOOTS ALLIANCE INC
Com
931427108
632
13819
SH
SOLE
0
13819
0
0
WELLS FARGO & CO
Com
949746101
643
22394
SH
SOLE
0
22394
0
0
WELLS FARGO & CO
Com
949746101
10
345
SH
DFND
0
345
0
0
WISDOMTREE HIGH DIVIDEND FUND
Com
97717W208
291
5145
SH
SOLE
0
5145
0
0
WISDOMTREE EMERGING MARKETS
Com
97717W315
713
22103
SH
SOLE
0
22103
0
0
WISDOMTREE EMERGING MARKETS
Com
97717W315
46
1435
SH
DFND
0
1435
0
0
WISDOM TREE SMALL CAP DIVIDEND
Com
97717W604
352
19517
SH
SOLE
0
19517
0
0
WISDOMTREE US QUALITY DIVID
Com
97717X669
474
12193
SH
SOLE
0
12193
0
0
ACCENTURE PLC-CL A
Com
G1151C101
428
2619
SH
SOLE
0
2619
0
0
ACCENTURE PLC-CL A
Com
G1151C101
76
467
SH
DFND
0
467
0
0
EATON CORP PLC
Com
G29183103
383
4931
SH
SOLE
0
4931
0
0
EATON CORP PLC
Com
G29183103
34
440
SH
DFND
0
440
0
0
MEDTRONIC PLC
Com
G5960L103
722
8010
SH
SOLE
0
8010
0
0
MEDTRONIC PLC
Com
G5960L103
14
156
SH
DFND
0
156
0
0
APTIV PLC
Com
G6095L109
248
5036
SH
SOLE
0
5036
0
0
APTIV PLC
Com
G6095L109
57
1150
SH
DFND
0
1150
0
0
Trane Technologies Plc ADR
Com
G8994E103
1075
13015
SH
SOLE
0
13015
0
0
Trane Technologies Plc ADR
Com
G8994E103
8
101
SH
DFND
0
101
0
0
CHUBB LTD
Com
H1467J104
440
3937
SH
SOLE
0
3937
0
0
CHUBB LTD
Com
H1467J104
9
79
SH
DFND
0
79
0
0